ENVIRONMENTAL RISK MANAGEMENT AUTHORITY DECISION 5 May 2009 Application Code HSC09006 Application Type To import or manufacture a hazardous substance in containment under Section 31 of the Hazardous Substances and New Organisms Act 1996 (“the Act”) Applicant Stockguard Laboratories (NZ) Ltd Purpose of the Application To manufacture in containment, Strepcin Ultra High Potency Milking Cow, in order to conduct a residue trial to be carried out in a small group of dairy cows (field trial). Date Application Received 7 April 2009 Consideration Date 5 May 2009 Considered by Rob Forlong, Chief Executive of ERMA New Zealand. 1 SUMMARY OF DECISION 1.1 The application to manufacture in containment the hazardous substance, Strepcin Ultra High Potency Milking Cow, is approved with controls in accordance with the relevant provisions of the Act and the HSNO (Methodology) Order 1998 (“the Methodology”). 1.2 The substance has been given the following unique identifier for the ERMA New Zealand Hazardous Substances Register: Strepcin Ultra High Potency Milking Cow 2 LEGISLATIVE CRITERIA FOR APPLICATION 2.1 The application was lodged pursuant to section 31. The decision was determined in accordance with section 32, taking into account additional matters to be considered in that section and matters specified under Part II of the Act and the provisions of Part III of the Third Schedule of the Act. Unless otherwise stated, references to section numbers in this decision refer to sections of the Act. 2.2 Consideration of the application followed the relevant provisions of the Methodology. Unless otherwise stated, references to clauses in this decision refer to clauses of the Methodology. 3 APPLICATION PROCESS 3.1 The application was formally received on 7 April 2009. 3.2 Project Team: Haydn Murdoch Patrick Gemmell Noel McCardle 3.3 The applicant supplied the following documents: 3.4 Advisor (Hazardous Substances) Senior Advisor (Kaupapa Kura Taiao) Senior Advisor (Hazardous Substances). the application; a confidential appendix including the formulation and finished product specifications. The following Government departments were advised of the receipt of the application (in accordance with clause 2(2)(e)) and given the opportunity to comment: The Department of Labour (Workplace Group); The New Zealand Food Safety Authority (Agricultural Compounds and Veterinary Medicines Group (ACVM Group)). 3.5 No responses were received. 3.6 The applicant was provided with a copy of the proposed controls for Strepcin Ultra High Potency Milking Cow and given the opportunity to comment on them. The comments provided were taken into account in the setting of controls. 4 CONSIDERATION Sequence of the consideration 4.1 In accordance with section 32, the approach adopted when considering this application was to confirm whether the application was for one of the purposes specified in section 30, to identify and assess the risks and to determine whether the substances could be adequately contained by controls to provide for each of the matters specified in Part III of the Third Schedule of the Act. 4.2 This application was considered by the Chief Executive of ERMA New Zealand under delegated powers from the Authority (section 19(2)(e)). Purpose of the application 4.3 According to the applicant, the purpose of this application is to allow the completion of a residue trial, so that a milk with-holding period can be set for Strepcin Ultra High Potency Milking Cow. Approval is sought to manufacture a small quantity (750 g) of Strepcin Ultra High Potency Milking Cow for use in the residue trial. 4.4 The Project Team considers that the purpose stated by the applicant amounts to “research and development on any hazardous substance” and therefore qualifies for consideration under section 30(ba). ERMA New Zealand Decision: Application HSC09006 Page 2 of 10 Lifecycle 4.5 The applicant advises that the substance will be dealt with throughout its lifecycle in New Zealand in the following manner: 4.5.1 The product will be manufactured at the Hamilton premises of Stockguard Laboratories (NZ) Ltd. The small quantity of product required for the trial will be manufactured in the laboratory rather than through the large-scale production equipment. 4.5.2 After manufacture, the required quantity (240 syringes) will be couriered direct to the Study Director at Pharma Pacifica Ltd (a contract research company in the Manawatu, who will be carrying out the trial) where it will be kept under lock and key. 4.5.3 On the treatment days, the required number of syringes (80) will be removed from the locked cabinet and taken by the Study Director1 to the trial site. 4.5.4 The syringes will be administered by the Study Director, the Assistant Study Director or the Veterinarian. 4.5.5 At the completion of each day’s treatment a reconciliation of the syringes administered with the number taken to the site will be carried out to ensure no unused syringes are left behind. At the completion of the study, any unused syringes will be returned to Stockguard for disposal. Hazardous properties 4.6 The Project Team notes that the understanding of the hazardous properties of the substance only needs to sufficient enough to ensure that any risks can be managed by the containment controls. The scope of the hazard information will often be limited for containment applications, as the substance for which approval is sought is experimental. 4.7 The Project Team considers that Strepcin Ultra High Potency Milking Cow will trigger the following hazard classifications: 4.8 1 6.3A skin irritancy 6.5B skin sensitisation 9.1A aquatic ecotoxicity. The Project Team has reviewed the summary data and other information supplied by the applicant and considers that the information is sufficient to determine that any risks posed within the defined lifecycle of the substance in New Zealand can be managed through the application of containment controls. The Study Director is the individual appointed by the applicant to be responsible for the overall conduct of the trial in accordance with the approval controls. ERMA New Zealand Decision: Application HSC09006 Page 3 of 10 Identification and evaluation of the significant risks of the substance in containment 4.9 The applicant has identified and assessed potential risks and detailed proposals for, and impacts of, risk management. The Project Team has reviewed the applicant’s assessment of the risks to the environment, human health and welfare and Māori issues and concerns as set out below: Risks to the environment 4.10 If released into the environment the substance has the potential to cause adverse effects. 4.11 On the basis of the lifecycle of the substance, adverse environmental effects could arise from: an accident during storage, use or transportation, resulting in release of the substance; failure to follow the correct operational procedures as set out in the controls and as described in the application, resulting in release of the substance; or failure to follow correct disposal procedures. 4.12 The Project Team notes that a limited quantity of the substance will be manufactured (up to 750 g) and released into containment for field trials which are to be conducted over a limited period of time (no more than 5 years). 4.13 The Project Team considers that, taking into account the hazardous properties of the substance, the limited quantity involved, the containment controls in Appendix 1 and controls in place under other legislation, there are no significant risks to the environment from these trials. Risks to human health and welfare 4.14 The Project Team considers that adverse effects to human health and welfare may result from exposure to the substance. 4.15 On the basis of the lifecycle of the substance, adverse effects could arise from: 4.16 an accident during storage, use or transportation, resulting in release of the substance; failure to follow the correct operational procedures as set out in the controls and the application, resulting in personnel exposure while contained, or bystander exposure if released; or failure to follow correct disposal procedures. Taking into account the quantity of substance involved in the trials, the containment regime proposed by the applicant, and the containment controls proposed in Appendix 1, the Project Team considers that there are no significant risks to human health. ERMA New Zealand Decision: Application HSC09006 Page 4 of 10 Māori issues and concerns 4.17 The Project Team considered the potential Māori cultural effects of this application in accordance with sections 6(d) and 8, and the assessment framework contained in the ERMA New Zealand User Guide “Working with Māori under the HSNO Act 1996”. 4.18 From the information provided, and considering that the application is for containment, the Project team considers that it is unlikely to have an impact on the relationship between Māori culture and their traditions with their ancestral lands, water, sites, waahi tapu, valued flora and fauna and other taonga. This is on the condition that the substance is used in accordance with the HSNO controls established for this application, and in accordance with any other relevant controls applying under other legislation. 4.19 The Project Team has no evidence to suggest that the use of Strepcin Ultra High Potency Milking Cow in containment will breach the principles of the Treaty of Waitangi. 4.20 The Project Team therefore considers that there is no requirement for the applicant to consult with Māori regarding this application. However, should inappropriate or accidental use, transport or disposal of the substance result in the contamination of waterways, it is suggested that the applicant notify the appropriate authorities including the relevant iwi authorities in the region. This action should include advising them of the contamination and the measures taken in response. 5 CONTAINMENT AND CONTROLS 5.1 The Project Team has evaluated the adequacy of the containment arrangements proposed by the applicant and the controls listed in Appendix 1, and notes that these cover the matters set out in Part III of the Third Schedule of the Act, being: 5.2 to limit the likelihood of escape of any contained hazardous substances or contamination by hazardous substances (for example, control 6); to exclude organisms from a facility (for example, control 20); to exclude unauthorized people from the facility (for example, control 13); to prevent unintended release of the substances by experimenters working with the substance (for example, control 15); to control the effects of any accidental release of the substance (for example, control 24); inspection and monitoring requirements (for example, control 30); and qualifications required of the person responsible for implementing the controls (for example, control 14). The Project Team is satisfied that, with adherence to the controls listed in Appendix 1 and those controls in place under other legislation the substance identified as Strepcin Ultra High Potency Milking Cow can be adequately contained. ERMA New Zealand Decision: Application HSC09006 Page 5 of 10 6 DECISION 6.1 I have considered this application made under section 31 and, pursuant to section 32, I am satisfied that this application is for the purpose specified in section 30(ba), that is for “research and development on any hazardous substance”. 6.2 Having considered the risks associated with the lifecycle of Strepcin Ultra High Potency Milking Cow, I am satisfied that the controls imposed, including those in place under other legislation, will result in the substance being adequately contained. I also consider that the controls imposed are not too onerous to be complied with. 6.3 In accordance with clause 36(2)(b), I record that, in reaching this conclusion, I have applied the criteria specified in section 32. 6.4 I have also applied the following criteria in the Methodology: 6.5 clause 9 – equivalent of sections 5, 6 and 8; clause 11 – characteristics of substances; clause 21 – the decision accords with the requirements of the Act and regulations; clause 22 – the evaluation of risks – relevant considerations; clause 24 – the use of recognised risk identification, assessment, evaluation and management techniques. The application to manufacture in containment the hazardous substance Strepcin Ultra High Potency Milking Cow is thus approved pursuant to section 32, with controls as set out in Appendix 1. Rob Forlong Date: 5 May 2009 Chief Executive of ERMA New Zealand Strepcin Ultra High Potency Milking Cow ERMA New Zealand Approval Code: ERMA New Zealand Decision: Application HSC09006 HSC000371 Page 6 of 10 APPENDIX 1: LIST OF CONTROLS THAT APPLY TO THE HAZARDOUS SUBSTANCE - Strepcin Ultra High Potency Milking Cow General 1. The trials shall be undertaken in accordance with section 4 of the application. Modifications of these procedures may be approved in writing by ERMA New Zealand, providing that they comply with the following controls. 2. This approval remains in place for the term of any concurrent approval required under the Agricultural Compounds and Veterinary Medicines Act 1997, to a maximum of five years. 3. This approval excludes the application of this substance directly into the environment. 4. Notwithstanding the requirements of control 1 above, the trials shall also comply with the following controls: Manufacture 5. Under this approval, Stockguard Laboratories (NZ) Ltd may manufacture a maximum of 750 g of Strepcin Ultra High Potency Milking Cow for storage, testing and use at trial sites. Packaging and information 6. The substance shall be securely packed in suitable containers that comply with the Hazardous Substances (Packaging) Regulations 2001. 7. Packages shall be labelled in accordance with the Hazardous Substances (Identification) Regulations 2001. The label must also set out instructions that any remaining substance must be returned in its original container to Stockguard Laboratories (NZ) Ltd for storage and ultimately disposal. 8. A Safety Data Sheet, compliant with the Hazardous Substances (Identification) Regulations 2001, shall accompany each consignment of syringes and be held at each trial site during the period of the trial. Storage 9. The substance shall be securely stored in accordance with good practice. This may be demonstrated by compliance with the Code of Practice for the Management of Agrichemicals NZS 8409:2004 and meet the requirements of the Act and the Resource Management Act 1991. ERMA New Zealand Decision: Application HSC09006 Page 7 of 10 Transport 10. The substance shall be transported in accordance with good practice and in compliance with any relevant requirements of the Land Transport Act 1998, the Civil Aviation Act 1990 or the Maritime Transport Act 1994. General handling of the substances 11. Appropriate Personal Protective Equipment (PPE), for example, safety glasses, gloves and protective clothing shall be worn by persons handling the substances during use and disposal. Field trial site requirements 12. The trials shall be carried out at the sites selected for this purpose by Stockguard Laboratories (NZ) Ltd. The Study Director shall notify ERMA New Zealand in writing of the location of the trials, in accordance with Control 28. 13. Access to the trial sites shall be by permission of the Study Director or owner of the property on which it is located. The trial site boundaries shall be clearly marked and distinctly visible from outside the trial site throughout the duration of the trials. The trial sites shall be signed indicating that unauthorized access is not permitted. Field trial conditions 14. The personnel applying the substance shall be able to demonstrate that they have the qualifications necessary to carry out the trial, for example, by being a trained veterinarian or suitably trained person. Experimental staff shall be made aware of the trial protocol and the controls in place in order to adequately manage the substance. 15. The substance shall be mixed, diluted or prepared in any way prior to application in accordance with good practice. This may be demonstrated by compliance with the Code of Practice for the Management of Agrichemicals NZS8409:2004. 16. Only the quantity of substance that is sufficient to treat the designated animals in the study shall be taken to the study site. 17. The substance shall be applied directly into the udder of the animals using single –dose syringes. The syringes shall be suitably calibrated to deliver an accurate dose rate. The substance shall be administered at the dose rates and in the manner approved by the ACVM Group, NZFSA, where these have been specified as part of the registration. ERMA New Zealand Decision: Application HSC09006 Page 8 of 10 18. Administration of the substance to trial animals shall take place in accordance with good veterinary practice. This would generally be achieved through compliance with the Code of Practice for the Management of Agrichemicals NZS8409:2004. Trials shall be conducted in such a way as to prevent the substances entering any surface water or ground water system. 19. The population of the trial animals shall be marked in a manner such that treated animals may be clearly identified and be distinguished from untreated animals. 20. Treated animals shall be confined in the trial area as defined in the provisional registration to be issued by the ACVM Group, NZFSA. 21. The produce from any treated animal intended for human or animal consumption, or offered for sale shall comply with any withholding period and maximum residue levels (MRLs) set by the ACVM Group, NZFSA. 22. Documentation shall be kept that records the quantities of Strepcin Ultra High Potency Milking Cow which is manufactured, administered, stored and ultimately destroyed. The records of use shall cover all matters referred to in Regulation 6(1) of the Hazardous Substances (Classes 6, 8, and 9 Controls) Regulations 2001 and must be kept for not less than 3 years after the date on which the substance is applied. 23. Any equipment used during application shall be disposed of, or treated with an appropriate detergent or decontaminant until rendered non-hazardous, and the rinsate disposed of according to the disposal provisions of the Hazardous Substances (Disposal) Regulations 2001. Emergency management 24. Any spillage of the substance shall be contained, prevented from entering water bodies, and be absorbed with an appropriate absorbent material. The absorbent material shall be collected and placed in sealed containers for disposal at an appropriate waste disposal facility (which may include a landfill), subject to the facility’s waste acceptance policy. Disposal 25. Any surplus substance remaining at the end of the field trials shall be returned to Stockguard Laboratories (NZ) Ltd where it will be securely stored in a laboratory complying with the requirements set out in the Hazardous Substances (Exempt Laboratories) Regulations 2001 for the purpose of further analysis or until disposed of. (Note that once the trials are completed the substance will not have approval to be present in New Zealand except within an exempt laboratory). 26. Any surplus substance shall ultimately be treated in a manner to render the substance, as a whole, non-hazardous or be exported from New Zealand. Disposal shall be carried out in a manner compliant with the Hazardous Substances (Disposal) Regulations 2001. 27. Containers no longer used to contain the substance and residue or rinsate from equipment used to handle the substances shall be disposed of in a manner compliant with the Hazardous Substances (Disposal) Regulations 2001. ERMA New Zealand Decision: Application HSC09006 Page 9 of 10 Notification and inspection 28. The Department of Labour [Attn. HSNO Project Manager (Workplace Group) or equivalent position] and ERMA New Zealand shall be informed in writing (by letter, fax or email) of the location, start, and completion of the trials. Notifications shall include the following details: Substance name ERMA Application number ERMA Approval number ERMA Applications Advisor Strepcin Ultra High Potency Milking Cow HSC09006 HSC000371 Haydn Murdoch 29. If for any reason a breach of containment occurs, the Study Director shall notify the Department of Labour and ERMA New Zealand within 24 hours of the breach being detected. It is suggested that if a breach in containment results in contamination of a waterbody, the relevant iwi authorities be advised. 30. The Authority or its authorised agent or properly authorised enforcement officers, may inspect the facilities and trial sites at any reasonable time. Trial documentation shall be available for inspection by any enforcement officer, upon request. ERMA New Zealand Decision: Application HSC09006 Page 10 of 10