ENVIRONMENTAL RISK MANAGEMENT AUTHORITY DECISION 11 November 2007 Application Code HRE07001 Application Type To reassess any substance under section 63A of the Hazardous Substances and New Organisms Act 1996 (“the Act”) Applicant Ministry of Agriculture and Forestry Biosecurity New Zealand (MAF BNZ) Date Application Received 9 July 2007 Submission Period 20 July 2007 - 31 August 2007 Hearing Date 12 October 2007 Consideration Date 12 October 2007 Considered by A Committee of the Authority (“the Committee”) Purpose of the Application To seek approval to the modification to the groundbased application control to allow aerial application of the baits in addition to ground-based application. 1 Summary of decision 1.1 The application to reassess a specific aspect of the approvals for Engage Ant Bait (“Engage”, approval code: HSR002439) and Distance Ant Bait (“Distance”, approval code: HSR002438) is approved in accordance with the relevant provisions of the Act, the HSNO Regulations and the HSNO (Methodology) Order 1998 (“the Methodology”). The substances were originally approved by the Authority in a decision dated 14 February 2006, and were subject to a control limiting their use to ground-based methods. This control is now modified to allow aerial application of the baits in addition to ground-based application. The Authority has also added and varied other controls as a result of its consideration. 2 Legislative criteria for the application The application was lodged by MAF BNZ pursuant to section 63A following grounds for reassessment having been established under section 62 by the Authority in its decision dated 29 May 2007. In that decision, the Authority established that information showing a significant change of use of Engage and Distance has become available (section 62(2)(c)). In addition, the potentially beneficial effects of the use of Engage and Distance by aerial means were considered relevant to the grounds for reassessment, in accordance with section 6. Under section 63A, the Authority may, following a finding that there are grounds for the reassessment of a hazardous substance, conduct a modified reassessment of the substance where the Authority considers that the reassessment will involve only a specific aspect of the approval and the proposed amendment is not a minor or technical amendment to which section 67A applies. By virtue of section 63A(2), the Authority, as a result of a modified reassessment under section 63A, may vary the controls that attach to a hazardous substance but may not revoke an approval given to the substance under the Act to import or manufacture the substance. Pursuant to section 63A(6), in deciding whether to approve or decline an application for a modified reassessment, the Authority must take into account all the effects associated with the reassessment proposal and the best international practices and standards for the safe management of the substance. This reassessment decision was determined in accordance with section 63A, taking into account matters to be considered in that section and matters specified under Part II of the Act. Unless otherwise stated, references to section numbers in this decision refer to sections of the Act. Consideration of the application also followed the relevant provisions of the Methodology. Unless otherwise stated, references to clauses in this decision refer to clauses of the Methodology. 3 Application process The application was formally received on 9 July 2007. 3.1 Various Government departments, Crown Entities and interested parties, including the New Zealand Food Safety Authority (Agricultural Compounds and Veterinary Medicines (ACVM) Group), the Ministry of Health, the Department of Labour Work Place Group, and the Department of Conservation, which in the opinion of the Authority would be likely to have an interest in the application, were notified of the receipt of the application (sections 53(4) and 58(1)(c), and clauses 2(2)(e) and 5) and provided with an opportunity to comment or make a public submission on the application. In accordance with sections 53(1) and 53A, and clauses 2(2)(b) and 7, public notification was made on 20 July 2007. Submissions closed on 31 August 2007. Submissions were received from Environment Southland, Environment Bay of Plenty, and the Department of Conservation. Comments by the Ministry of Health were also received. These submissions and comments were all in support of the application. A submission was also received from Ms Claire Bleakley of Featherston. Ms Bleakley submitted in opposition to the application, and requested to be heard in support of her submission. Accordingly, a public hearing was held at the Authority’s offices in Wellington on Friday 12 October 2007. ERMA New Zealand Decision: Application HRE07001 Page 2 of 23 The applicant and submitters were also given the opportunity to comment on the ERMA New Zealand Evaluation and Review Report (“the E&R Report”) and the controls proposed therein. As a result, the applicant, Ms Bleakley and the Ministry of Health provided written comments on the E&R Report and these were placed before the Committee at the hearing. No external experts were used in the consideration of this application (clause 17). A time waiver was issued under section 59 as the circulation of the E&R report was delayed by four working days. The following members of the Authority’s Hearings Committee considered the application (section 19(2)(b)): Professor George Clark (Chair), Dr Deborah Read, Dr Kieran Elborough and Dr Max Suckling. The information available to the Committee comprised: the application; the E&R Report, including a confidential appendix; all submissions; comments on the E&R Report from the applicant; comments on the E&R Report from Ms Bleakley, and additional documents in support of her submission; comments on the E&R Report from the Ministry of Health; advice from the Agency on the above comments. 4 Consideration Purpose of the application The purpose of the application is to seek modification to the ground-based application control to allow aerial application of the baits in addition to ground-based application. Sequence of the consideration In accordance with clause 24, the approach to the consideration adopted by the Committee was to: identify the controls affected by the reassessment proposal; identify and assess the potentially non-negligible risks and costs. Risks were assessed in accordance with clause 12, and costs in accordance with clause 13. The adequacy of the default controls, prescribed under section 77, was considered alongside the assessment of risks and costs to determine whether those controls should be varied and identify where additional controls need to be applied, under section 77A, to mitigate any unacceptable risks; undertake a combined consideration of all the risks and costs and determine whether the combined risks and costs are negligible or non-negligible; identify and assess the benefits associated with this application in accordance with clauses 9, 11, 13 and 14 and section 6(e); ERMA New Zealand Decision: Application HRE07001 Page 3 of 23 consider (a) whether any of the non-negligible risks could be reduced by varying the controls in accordance with sections 77 or 77A, and (b) the costeffectiveness of the application of controls in accordance with clause 35 and sections 77 and 77A; identify and assess best international practices and standards for the safe management of hazardous substances; evaluate overall risks, costs, and benefits to reach a conclusion; and set the controls. Identification of the controls affected by the reassessment proposal The Authority has set controls for Engage and Distance under the original approvals to import or manufacture the substances for release dated 14 February 2006. The controls set out in those approvals are intended to manage the risks of the substances throughout their lifecycles, and include provisions for packaging, identification, disposal, emergency management as well as specific measures to manage the ecotoxicity of the substances. In addition to the default controls specified in the approvals, the use of Engage and Distance was limited by a control set under section 77A(4)(a); that “Engage and Distance may only be applied by ground-based methods.” The approval states that this control would be “more effective at managing the risks associated with application of the baits [than the default controls]”, and that the additional control would have the effect of “limiting the risks to only those that have been considered as part of the Agency’s risk assessment”. Further, the approval states that “the applicant states in their application that if a large infestation were discovered the success of these baits in reducing a part of a colony would determine what action to take in order to obtain approval for aerial application of the substances”. It is this control which is the subject of this reassessment. Identification and assessment of risks and costs Identification of potentially non-negligible risks and costs 4.1 In its evaluation of Engage and Distance, the Agency identified potentially significant, and therefore non-negligible, risks, and costs associated with the change to the use pattern of the substances. 4.2 A “cost” is defined in Regulation 2 of the Methodology as “the value of a particular adverse effect expressed in monetary or non-monetary terms”. Accordingly, the costs were assessed in an integrated fashion together with the risks in the Agency’s assessment. 4.3 The Agency and the applicant identified potential sources of risk that may arise due to the proposed change in the application method for Engage and Distance to allow aerial application of these substances. Given this change in use pattern, ERMA New Zealand Decision: Application HRE07001 Page 4 of 23 and taking the hazardous properties into account, the Agency has identified the potential for the following adverse effects to occur: 4.4 The environment (native species and/or ecosystems) - due to the ecotoxicity of the substances to aquatic organisms (9.1B-C) and terrestrial invertebrates (9.4B). While neither Engage nor Distance trigger a classification for ecotoxicity to terrestrial vertebrates, the substances may pose a risk to birds given that exposure to birds may occur and reports estimating toxicity to birds are available. Human health (public and occupational) - Distance and Engage do not have any toxicity classifications; however, public concern over the aerial application of the substances, resulting in anxiety and stress, may pose adverse effects to human health. The relationship of Māori to the environment- by posing a risk to the mauri of native species and to the role of Māori as kaitiaki. Society and communities- primarily due to public concern about aerial application of the substances. The Committee considers that the effects identified above may arise if human or environmental exposure to Engage or Distance occurs to humans or the environment during aerial application. These risks are summarised below. Risks to the environment 4.5 Risks to the environment were assessed as negligible to high. The Committee noted that: 4.5.1 Distance poses a risk to the aquatic environment when used aerially or by ground-based means. In quantitative modelling undertaken for this substance, the level of concern was exceeded for one species (diatom) indicating that the substance poses a high chronic risk when applied aerially or by ground-based methods. For other species, and for acute exposure to all species modelled, the risks posed by Distance were assessed as low, or manageable with controls. Engage poses a low or manageable risk to the aquatic environment when applied aerially or by ground-based means. 4.5.2 The substances pose risks to non-target terrestrial invertebrates. Such risks have been considered separately for bees, and other invertebrates. Risks to bees were assessed as low, using qualitative and quantitative assessment. 4.5.3 Distance and Engage pose a risk to other non-target terrestrial invertebrate species. The Committee notes the lack of available data on terrestrial invertebrates (excluding bees), and uncertainty regarding the level of specificity of the substances to the target species (exotic ants). The Committee has based its assessment on the assessment that Engage ERMA New Zealand Decision: Application HRE07001 Page 5 of 23 and Distance pose a medium risk to such species. This qualitative assessment took into account the views of the Department of Conservation, which advised on the likely nature of the application area, and potential for invertebrate communities to repopulate from surrounding areas following treatment. 4.5.4 4.6 Distance and Engage pose a low risk to birds during use. Neither substance bears a classification for toxicity to birds, and quantitative field-dose estimates fell well below the level of concern, indicating that the risk is low. The Committee considered the type, severity and characteristics of the risks associated with environmental exposure to Engage and Distance during use, with particular attention to aerial application (clause 33). The Committee noted: the infrequent and time limited nature of exposure (application up to a maximum of twice per annum); the restriction of application of the substance to the application area while noting that this could include native bush and waterways; and the potential for adverse effects to be reversible following exposure due to repopulation of affected species from surrounding areas. 4.7 The Committee adopted a cautious approach in its consideration. This approach was due to assessment of risks as set out in the E&R Report; and the concerns raised by a submitter, Ms Bleakley, on the ecotoxic properties of the substances, and uncertainties on effects on non-target species and ecosystems. Within the material presented to the Committee at the hearing, Ms Bleakley commented that no new information had been presented regarding the adverse effects of the substances on the environment. Further, Ms Bleakley submitted that aerial application should only be considered for use in an emergency, rather than twice yearly as proposed by the applicant. Ms Bleakley also conveyed a range of concerns around the potential risks of the aerial application of both Engage and Distance to New Zealand’s native species. 4.8 The Committee noted the potential adverse effects of the substances on nontarget species. However, the issues raised by Ms Bleakley regarding the effects of the substance were not considered sufficient to influence decision making, as the reassessment primarily concerned the change in use pattern (from ground to aerial), and not the intrinsic hazardous properties of the substances. 4.9 The Committee noted that the aerial application of the substances in rapid incursion responses to eradicate a pest organism may differ from application in a pest-management situation, where a routine bait application may be required. 4.10 The Committee considered that the risks to the aquatic environment and to terrestrial invertebrates should be mitigated as far as possible through controls. The following controls are considered appropriate: ERMA New Zealand Decision: Application HRE07001 Page 6 of 23 for Distance, the addition of the approved handler control for ground-based and aerial application; for Engage, the addition of the approved handler control during aerial application only; a maximum application rate of 2 kg/ha with a maximum of two applications per annum in any particular application area; that Distance should not be applied into or onto water. 4.11 While the risk to bees from use of either substance is assessed as low, Engage is assessed as presenting a level of risk to bees, and the Committee considers it appropriate that beekeepers are required to be notified of applications using this substance. 4.12 The Committee considers that existing and additional controls are sufficient to manage the risks posed by Engage and Distance to the environment. Risks to human health 4.13 Neither Engage nor Distance has been assigned any toxic property classifications. However, the risks to human health from exposure have been considered, including any effects resulting from perception of risk. On this basis, risks to human health are considered negligible to high. The Committee noted that: 4.13.1 Operators and the general public may be exposed to the substances on a short term basis when the baits are loaded and applied during an aerial operation. Neither Engage or Distance have been assigned any toxic property classifications, and the risk assessment indicates that the substances pose a negligible direct risk to human health and safety due to the occurrence of any toxic effect during aerial application. 4.13.2 The application of substances (particularly by aerial means) may cause concern to individuals or communities, resulting in anxiety and stress. This effect is considered relevant to human health in relation to wellbeing as defined by the World Health Organisation1, and also to social wellbeing in accordance with section 5(b). The risk assessment indicates that this risk could range from low to high. The Committee considers that the level of effect would vary depending on the application method (ground-based or aerial), local factors (for example 1 As defined by the World Health Organisation, Health is “a state of complete physical, mental and social well-being and not merely the absence of disease or infirmity”. Preamble to the Constitution of the World Health Organization as adopted by the International Health Conference, New York, 19 June - 22 July 1946; signed on 22 July 1946 by the representatives of 61 States (Official Records of the World Health Organization, no. 2, p. 100) and entered into force on 7 April 1948. ERMA New Zealand Decision: Application HRE07001 Page 7 of 23 land use, population) and the success of communication before, during and after the operation. 4.14 4.15 The Committee considered the type, severity and characteristics of the risks associated with human exposure to Engage and Distance during use, with particular attention to aerial application (clause 33). The Committee noted that: use of the substances would usually be infrequent and time-limited, thereby restricting potential exposure; if no pre-operation consultation with the public occurred, exposure to the substances could be involuntary and the risks would not be well known or understood by those potentially exposed. The Committee considered that the public should have some level of awareness of the risks and control over their exposure to ant bait. The Committee proposes an additional control to prevent any person applying Engage or Distance by aerial means unless that person first obtains permission from the Authority under section 95A. Risks to the relationship of Māori to the environment 4.16 The Committee has considered this application in accordance with clauses 9(b)(i) and 9(c)(iv) and sections 6(d) and 8. 4.17 The Committee noted that: 4.18 2 4.17.1 Given that elsewhere in the Agency’s assessment the levels of biophysical adverse effect to native species are considered low to medium, the Committee notes that any adverse effect to the mauri of those species is likely to be similar. This is also balanced against consideration of the devastating impact invasive ant species are likely to have on native species and ecosystems. 4.17.2 The level of adverse effect to the role of Māori as kaitiaki is assessed as negligible. Although the use of any toxic substance in the environment is considered generally by Māori to be inconsistent with tikanga and mātauranga Māori, an incursion of such an invasive pest species would place the intergenerational role of Māori as kaitiaki at significant risk. The Committee also notes that the applicant indicated in its application that it will consult all affected parties prior to each aerial operation, including relevant iwi/Māori groups. The Committee has set the additional control that the substance user obtain prior permission from the Authority under section 95A (refer to paragraphs 5.4-5.7). The Committee considers that those seeking permission from the Authority for aerial application of Engage and Distance should be required to demonstrate consultation with iwi/Māori groups to an adequate standard. In this regard, the Committee notes the interpretation of ‘consultation’ in ERMA New Zealand guidance2, namely that the overall aim of User Guide Working with Māori under the HSNO Act 1996: A Guide for Applicants (ER-UG-01-4 04/05) ERMA New Zealand Decision: Application HRE07001 Page 8 of 23 good consultation is to provide easily understood information about the proposal; obtain the necessary information and understanding of Māori perspectives and views as they relate to specific issues associated with the proposal; and discuss, where issues are raised by Māori, ways of minimising, mitigating or remedying any potential adverse effects and enhancing potential benefits. The Committee would expect that those proposing to use the substance (and therefore seeking permission to do so) will be required to demonstrate consultation with Māori to at least this standard. 4.19 With the controls imposed in this decision and the planned use and management of the substance (as outlined in the application), the Committee considers that any potential adverse effects on the relationship of Māori to the environment will be minimised to acceptable levels. In addition, the Committee acknowledges the high level of potential adverse effects likely to occur to taonga species should any of the target invasive ant species establish self sustaining populations in the New Zealand environment. 4.20 Overall, the Committee considers a low to medium impact from Engage and Distance on the relationship of Māori and their culture and traditions with their ancestral lands, water, sites, wāhi tapu, valued flora and fauna and other taonga. This takes into account the potentially high risk to some aquatic species from Distance, which may be reduced with appropriate controls. In addition there is no evidence to suggest that the controlled use of Engage or Distance will breach the principles of the Treaty of Waitangi. This assessment is based on the assumption that the substance will be handled, stored, transported, used, and disposed of, in accordance with the controls set out in this decision and those required by other legislation. 4.21 However, the Committee recommends that should inappropriate use, or an accident, result in the contamination of waterways or the environment generally, users should notify the appropriate authorities including the relevant iwi authorities in that region. This action should include advising them of the contamination and the measures taken to contain and remediate. Risks to society and the community 4.22 The Committee considers that the aerial application of baits may give rise to public concerns about risks to people’s health. Therefore there is the potential for adverse effects to individuals or groups within the exposed community. Concern over health effects would be relevant to social wellbeing. These effects were assessed in relation to human health and safety. No additional risks relevant to society and the community were identified. Risks to the market economy 4.23 The Committee does not anticipate any significant adverse impacts on the social or economic environment with the controlled use of Engage or Distance by aerial means. ERMA New Zealand Decision: Application HRE07001 Page 9 of 23 Risks to New Zealand’s international obligations 4.24 Risks to New Zealand’s international obligations are not anticipated with the controlled use of Engage or Distance Ant Baits. The alignment of the proposed use pattern of the substances with international best practice is considered below. Identification and assessment of benefits 4.25 A “benefit” is defined in Regulation 2 of the Methodology as “the value of a particular positive effect expressed in monetary or non-monetary terms”. Benefits that may arise from any of the matters set out in clauses 9 and 11 were considered in terms of clause 13. 4.26 The Committee considered the benefits identified by the applicant in relation to the substances being used as an effective pesticide against the Red Imported Fire Ant (RIFA), and potentially other invasive ant species. 4.27 The applicant asserted that few other baits are available to treat RIFA, and that aerial application is the most effective method of applying Engage and Distance. In addition, the applicant asserted that aerial application of the baits is required for follow up treatments as part of a three year programme to eradicate RIFA in Whirinaki, where the applicant advised that the terrain makes ground-based treatment unfeasible. The Committee also noted the applicant’s proposed approach of alternating treatments with different active ingredients to provide the greatest efficacy in controlling the target species (for example, an insect growth regulator such as Distance or Engage in spring, followed by a hydramethylnon product in autumn). Thus assessment of benefits was based on the ability of Engage and Distance to be aerially applied to control or eradicate RIFA, which will give MAF BNZ the opportunity to apply other appropriate treatments for a target species in a timely manner. 4.28 Based on the efficacy of the substances in preventing or managing the negative effects of RIFA explained by the applicant, the Committee noted and agreed with the Agency’s assessment of a high level of benefit for the following: the environment, due to the prevention of RIFA predating on or competing with native species; human health, due to the prevention of RIFA stings, which may potentially result in a severe allergic reaction in some individuals; the relationship of Māori to the environment through avoidance of the anticipated significant adverse effect on native species and consequently the role of Māori as kaitiaki; ERMA New Zealand Decision: Application HRE07001 Page 10 of 23 4.29 society and community, due to the protection of leisure and outdoor pursuits that may be hampered by the presence of RIFA; and the market economy, through prevention of the high economic cost expected should RIFA establish in New Zealand. The Committee noted that the substances may also be effective against other ant species, but that insufficient information was available to determine the scope of such effects. Overall evaluation of risks, costs and benefits 4.30 The Committee considers that the benefits (assessed as high) of allowing Engage and Distance to be aerially applied in New Zealand outweigh the risks and costs (assessed as negligible to high), in consideration of the controls in place to manage non-negligible risks. 5 Controls 5.1 Under section 77A, the Authority may impose as controls any obligations and restrictions as the Authority thinks fit. Under section 77A(4), the Authority must be satisfied that, against any other specified controls that apply to the substance, (a) the proposed control is more effective in terms of its effect on the management, use and risks of the substance; or (b) the proposed control is more cost-effective in terms of its effect on the management, use and risks of the substance; or (c) the proposed control is more likely to achieve its purpose. 5.2 The Committee notes that the application of ant baits by aerial means may cause adverse public perceptions, and associated anxiety and stress of residents and land users in the area. The Committee notes that MAF BNZ intends to consult and communicate with affected parties; however, other users may not. Further, the Committee considers that there are factors that may be important at a local level (for example: land use, population density) that would influence the level of public exposure, and therefore the level of concern anticipated. 5.3 If there is no local consultation with people or communities, their exposure to the substances would be involuntary, and the associated risks and their management would not be well enough known and understood. If kept adequately consulted and informed, the public can better control their level of exposure to the substances, and have a greater level of awareness of the level of risk. 5.4 Further, the Committee notes the issues raised in the Agency’s assessment regarding the role of iwi/Māori as kaitiaki, and the need to ensure best practice consultation with iwi/Māori whose land or other interests might be affected by the use of Engage and Distance, particularly when applied aerially. The Committee considers that users of Engage and Distance should take all reasonable efforts toward genuine consultation with the iwi and/or hapū group/s in the region of the proposed operation. ERMA New Zealand Decision: Application HRE07001 Page 11 of 23 5.5 The applicant commented on the proposal to set a control requiring the user of the substance to seek prior permission from the Authority under section 95A. The applicant viewed this control as presenting a barrier to its ability to respond quickly to incursions of exotic ants, and noted that mitigating factors (for the risks of the substances) were already in existence. The applicant commented that: an additional step (seeking permission) prior to a rapid aerial response, could result in delays. Further, the implications, process and criteria required to successfully seek permission are as yet unknown, as the process by which approval is sought has not yet been determined by the Authority. The applicant considered that this could result in delays to response actions, and at worst, a failed incursion response. As the substances are required for an aerial treatment in late 2007, the applicant sees a risk that permission would not be granted in time; if the Authority delegates its permission granting power, a permission may be granted by a stakeholder agency that is not principally responsible for the eradication. The applicant considered it to be the Authority’s responsibility to decide whether aerial use should be permitted at the time it considers this application; mitigating factors are believed to exist for the risks identified. The applicant specifically noted the Agency’s risk assessment, the provisions for consultation with Ministry of Health Officials and groups affected by an incursion response and the presence of dedicated health advisers on the MAF BNZ staff. 5.6 The Committee noted the concerns raised by the applicant. 5.7 On the basis of the considerations above, and noting the support of the Ministry of Health for the approach, the Committee has decided to set a control requiring that a permission under section 95A be sought from the Authority (or a delegate) prior to use of the substances in order to determine what conditions should apply to their use having regard to local circumstances or interests. The following control is set under section 77A(2)(a), on the basis that it will be more effective than the specified (default) controls in the management, use and risks of the substances (section 77A(4)(a)): 5.7.1 5.8 No person may aerially apply Engage and Distance unless that person first obtains a permission from the Authority under section 95A of the Hazardous Substances and New Organisms Act 1996. The Committee noted that the possible delegation of the power to grant permissions to another agency is yet to be considered. Therefore, the specific process and criteria required by the permissions issuing agency is outside the scope of this decision. Initially, the Authority will have the power to issue a permission, and the question of a delegation is a matter which the Authority will consider at a future date. ERMA New Zealand Decision: Application HRE07001 Page 12 of 23 5.9 The Committee notes that where ground-based treatment occurs in areas where the public may be exposed, the requirement to obtain a permission from the Authority will not apply, as this requirement relates to aerial application of the bait only. However, the Committee notes that public exposure may occur and pose risks (albeit low), when used by ground-based methods. The Committee notes that it is best practice to notify the public where pesticides are applied in places where the public ordinarily have access, as this will allow members of the public to minimise their exposure to the substances in such areas. Relevant guidelines for providing signage are set out in the Code of Practice, NZS 8409:2004 Management of Agrichemicals. Therefore, the Committee considers that the following additional control should be imposed, as it will be more effective in the management, use and risks of Engage and Distance when applied by ground-based methods (section 77A(4)(a)): 5.9.1 Any person applying Engage or Distance by ground-based means in a place in which the public ordinarily have access must ensure that signs are erected in accordance with section 5.3.1 and Appendix M3 of the NZS 8409:2004. 5.10 The Committee also notes that the risk assessment for Engage and Distance was made on the assumption that the substances will be used by trained operators, and at a maximum application rate of 2 kg/ha per annum in any particular application area. Therefore, to ensure that aerial operations are carried out to a consistent standard, the Committee requires that when aerially applied, the substances should be used by an approved handler, and that a maximum application rate should be set for this application method. The Committee considers that, for Engage, in respect of potential public concerns, these controls should apply during use when the substance is used aerially as this is when the greatest exposure to the substance could occur to the public. For Distance, with further regard to environmental concerns, these controls should apply during aerial and ground-based application. 5.11 In addition, on the basis of the environmental risk assessment of the substances, the approved handler control is necessary to manage the risk posed by Distance (but not Engage) to the aquatic environment. This risk would be present when applied aerially or by ground-based methods. The Committee has set the approved handler control for Distance, but has modified it so as to apply only during use, as this is when the substance poses the greatest risk to the aquatic environment. The Committee considers that the proposed additional control will be more effective than the current controls on the approval to manage the use and risks of the substance. The approved handler control will be equally effective for managing the environmental risks of the substance if modified to apply only when applied in a wide dispersive manner or when the substance is used by a commercial contractor during use. At other stages of the lifecycle, the approved handler control is not considered necessary. 5.12 Also on the basis of the environmental risk assessment, the Committee considers Distance should not be applied into or onto water. The Committee noted a proposal by the Agency in the E&R Report that neither Engage nor Distance ERMA New Zealand Decision: Application HRE07001 Page 13 of 23 should be applied into or onto water, but that when aerially applied, this control would only be applicable to water-bodies over 3 metres. In its consideration, the Committee considered that this control may present practical problems for treatment of more difficult bush or unmanaged areas, and may not be effective in managing the risk. With regard to this control, the Committee noted that the risk assessment indicated that Distance is more ecotoxic than Engage. Risk quotients based on quantitative exposure modelling indicate that Engage is considered to pose a low risk to the aquatic environment, whereas Distance poses a high chronic risk. 5.13 The applicant has proposed a buffer zone for use of Distance around waterways, which could be established through prior mapping of the application area. The applicant did not propose such a restriction for Engage. 5.14 The Committee considered both the Agency’s risk assessment and the applicant’s proposal. The Committee noted that the control restricting the use of Distance and Engage into or onto water could lead to a situation where ‘pockets’ of land could remain untreated, a situation which could compromise an incursion response. The Committee considers that (the more ecotoxic) Distance should be prohibited from being applied into or onto water. However, on the same analysis, Engage would not be subject to such a restriction. This proposal would allow the applicant to achieve uniform coverage of the application area with ant bait while allowing the predominant environmental risk (namely of adverse effects to aquatic organisms) associated with the aquatic ecotoxicity of Distance to be minimised. 5.15 The Ministry of Health commented on the control restricting the use of Engage or Distance into or onto water as proposed in the E&R Report. Noting that this control is intended to address the environmental risks, the Ministry noted that there was no equivalent control intended to protect public health, and suggested adding a similar provision, that Engage and Distance shall not be applied onto or into water. 5.16 The Committee noted the comments of the Ministry of Health regarding this control. However, the Committee considered that the direct health risks through drinking water exposure are negligible and that issues associated with adverse public perception of risks should be addressed through consultation at the appropriate local level by way of the permissions process. 5.17 Under section 77A(4)(a), the following additional controls are set for Distance: 5.17.1 Distance shall not be applied onto or into water. 5.17.2 Distance shall be applied at a maximum rate of 2 kg/ha, no more than twice per annum in any particular application area (aerial or groundbased methods). 5.17.3 Distance must be under the personal control of an approved handler when the substance is – (a) applied in a wide dispersive manner; or ERMA New Zealand Decision: Application HRE07001 Page 14 of 23 (b) 5.17.4 used by a commercial contractor. Regulations 4 and 5 of the Hazardous Substances and New Organisms (Personnel Qualifications) Regulations 2001 apply to Distance. 5.18 Under section 77A(4)(a), the Committee considers that these controls will be more effective than the existing controls in the management, use and risks of Distance with respect to the environment. 5.19 Under section 77A(4)(a), the following additional controls are set for Engage: 5.19.1 Engage shall be applied at a maximum rate of 2 kg/ha, no more than twice per annum in any particular application area when aerially applied. 5.19.2 Engage must be under the personal control of an approved handler when aerially applied. 5.19.3 Regulations 4 and 5 of the Hazardous Substances and New Organisms (Personnel Qualifications) Regulations 2001 apply to Engage when aerially applied. 5.20 Under section 77A(4)(a), the Committee considers that these controls will be more effective than the existing controls in the management, use and risks of Engage with respect to the environment. 5.21 The Committee also notes the potential risk to invertebrates. The addition of the approved handler control and a maximum application rate will also ensure that the risks to invertebrates are restricted as far as possible, considering the dispersive use pattern. However, in consideration of the welfare and safety of bees, the Committee considers that, where Engage is used aerially, the user of the substance should contact any beekeepers in the vicinity and inform them of their intentions. This could be done by contacting beekeepers on the Apiary Register (available to MAF BNZ) or by way of notification to the National Beekeepers Association. The Committee recommends that the Authority (or its delegates) take appropriate account of this when considering applications for permission under section 95A for the aerial application of Engage. Modification of controls 5.22 Under section 77, the default controls triggered for the substance may be varied. Under section 77(3), controls may be substituted or added. Under section 77(4), controls may be substituted or deleted. Under section 77(5), where a substance triggers more than one hazard classification, controls may be combined. 5.23 The Committee notes that Engage and Distance ant baits have an additional control on their original approvals, restricting their use to ground-based methods. This control, which is the subject of this reassessment application, states: “Engage Ant Bait and Distance Ant Bait may only applied by groundbased methods”. Therefore, on the basis of the risk assessment, and having regard to the additional controls imposed, the Committee deletes this control in ERMA New Zealand Decision: Application HRE07001 Page 15 of 23 accordance with section 77(4)(b). It is apparent from the risk assessment that this deletion would not significantly increase any adverse effects of the use of the substances and the Committee wishes to enable (retain) the benefits associated with aerial application. Consistency of controls with international best practice 5.24 Under section 63A(6)(a), the Authority is required to consider the best international practices and standards for the safe management of the hazardous substance. 5.25 The Committee considered information provided about the use of Engage and Distance in the United States and Australia where these (or comparable) substances have been used to control or suppress RIFA. International practice in relation to aerial use 5.26 The Committee notes that Engage and Distance (or comparable products) are used aerially in both Australia and the United States. The Committee considers that the general approval of aerial use of Engage and Distance (the subject of the reassessment proposal) is consistent with international practice in the USA and Australia, where this is seen as an effective method to control or eradicate RIFA. The Agency notes that in Australia and the USA, consideration is given to local concerns that may arise. This includes the appropriate choice of application method when used in public and residential areas, and the avoidance of areas such as vegetable gardens. The Committee considers that the proposal to require the substance user to seek permission under section 95A when the substance is applied aerially will allow such considerations to be taken into account at a local level. International practice in relation to environmental risks 5.27 The Committee notes that the Australian Pesticides and Veterinary Medicines Authority (APVMA), in issuing permits for the substances applied a buffer zone when the substances are aerially used around waterways. The Committee has set controls based on the environmental risk assessment of the substance. While the proposal of a buffer-zone was considered for Distance, the Committee considers that the environmental risk assessment did not warrant the control. However, the Committee has set controls to minimise off-target adverse effects within the aquatic environment, including preventing the user of Distance from applying the substance into or onto water. The substances must be under the control of an approved handler and at a maximum application rate (2 kg/ha), controls which apply to Distance for ground-based and aerial application, and Engage for aerial application only. International practice in relation to public health concerns 5.28 The Committee notes that information provided about ant bait treatments overseas, particularly in Australia, that the views of the affected community are highly relevant in pest control or response operations involving ant bait. The Committee considers that, when applied aerially, the control requiring the ERMA New Zealand Decision: Application HRE07001 Page 16 of 23 substance user to seek permission under section 95A will ensure that appropriate consultation and notification is carried out according to local conditions. This will include consultation with iwi/Māori groups. The Committee notes that the approved handler control will apply to Distance (for ground-based and aerial application) and Engage (for aerial application). 5.29 The Agency considers that the controls set are consistent with international best practice in the management of Engage and Distance, where used for eradication of RIFA in Australia and the USA. Control precedents 5.30 The Agency considered the Authority’s approvals given to pesticides under Part V of the Act as well as those transferred to the Act, for example, under the Hazardous Substances (Pesticides) Transfer Notice 2004 (as amended). The Committee noted the specific relevance of the following precedents: Sodium Fluoroacetate (1080) and formulated substances containing 1080 (Approval code: HSR002771) in the consideration of controls and best practice for aerially applied pesticides; Aquathol K and Aquathol Super-K (Approval code: HSR000946), for the consideration of the conditions required to be considered by the permission granting body under section 95A; S-methoprene IGR 1.8 granules (Approval code: HSR001691), for consideration of the setting of the requirement that the substance user seek permission from the Authority when aerially applying an s-methoprene substance (noting that Engage contains s-methoprene). Environmental user charges 5.31 Section 96 provides that the Authority may identify and report to the Minister where it considers that a reduction in the likely occurrence of adverse effects similar to that achieved by the controls attached to any substance could be achieved by any environmental user charge, or a combination of an environmental user charge and controls. 5.32 The Committee considered that use of controls is the most effective means of managing the risks due to aerial use of Engage and Distance. The imposition of an environmental user charge instead of, or in combination with controls, is therefore not required at this time. ERMA New Zealand Decision: Application HRE07001 Page 17 of 23 6 Conclusion 6.1 MAF BNZ has applied to modify the approval for Engage and Distance to permit aerial application of the baits in addition to ground-based application. 6.2 The Committee considered the risks, costs and benefits associated with the reassessment proposal in relation to the environment, human health, relationship of Māori to the environment, society and community and economy. In accordance with clause 27, the Committee considered that the benefits of modifying the approval of Engage and Distance outweigh the risks and costs. 6.3 Accordingly, the Committee considers the approval should be amended to include the additional controls. Along with the existing controls, new and varied controls are listed in Appendix 1. 7 Decision The Committee determines that: 7.1.1 The application meets the criteria for consideration under section 63A. 7.1.2 Having considered all the effects associated with the reassessment proposal and best international practices and standards for the safe management of hazardous substances, that the controls on Engage and Distance should be varied so as to allow aerial application under the specific controls of this approval. Additional and varied controls also apply. 7.1.3 The controls listed in Appendix 1 shall apply to both Engage and Distance. In accordance with clause 36(2)(b), the Committee records that, in reaching this conclusion, it has taken into account the criteria of section 63(6). It has also applied the following criteria in the Methodology: clause 9 – equivalent of sections 5, 6 and 8; clause 11 – characteristics of substance; clause 12 – evaluation of assessment of risks; clause 13 – evaluation of assessment of costs and benefits; clause 14 – costs and benefits accruing to New Zealand clause 21 – the decision accords with the requirements and regulations; clause 22 – the evaluation of risks, costs and benefits – relevant considerations; clause 24 – the use of recognised risk identification, assessment, evaluation and management techniques; clause 25 – the evaluation of risks; clause 33 – risk characteristics; clause 34 – the aggregation and comparison of risks, costs and benefits; and ERMA New Zealand Decision: Application HRE07001 Page 18 of 23 clause 35 – the costs and benefits of varying the default controls. Professor George Clark Chair Date ERMA New Zealand Approval Codes: Engage Ant Bait HRE000003 Distance Ant Bait HRE000002 ERMA New Zealand Decision: Application HRE07001 Page 19 of 23 APPENDIX 1: CONTROLS FOR ENGAGE AND DISTANCE ANT BAIT Note: Please refer to the regulations for the requirements prescribed for each control and the modifications listed as set out in section 5 of this document. Table A1.1: Controls for Engage and Distance– codes, regulations and variations. Control Regulation4 Topic Variations Code3 Hazardous Substances (Classes 6, 8, and 9 Controls) Regulations 2001 E6 7 Requirements for equipment used to handle hazardous substances Hazardous Substances (Identification) Regulations 2001 I1 6, 7, 32-35, 36 (1)-(7) General identification requirements Regulation 6 – Identification duties of suppliers Regulation 7 – Identification duties of persons in charge Regulations 32 and 33 – Accessibility of information Regulations 34, 35, 36(1)-(7) – Comprehensibility, Clarity and Durability of information I3 9 Priority identifiers for ecotoxic substances I9 18 Secondary identifiers for all hazardous substances I11 20 I19 29-31 Secondary identifiers for ecotoxic substances Alternative information in certain cases Regulation 29 – Substances in fixed bulk containers or bulk transport containers Regulation 30 – Substances in multiple packaging Note: The numbering system used in this column relates to the coding system used in the ERMA New Zealand Controls Matrix. This links the hazard classification categories to the regulatory controls triggered by each category. It is available from the ERMA New Zealand website www.ermanz.govt.nz/resources and is also contained in the ERMA New Zealand User Guide to the HSNO Control Regulations. 4 These Regulations form the controls applicable to this substance. Refer to the cited Regulations for the formal specification, and for definitions and exemptions. The accompanying explanation is intended for guidance only. 3 ERMA New Zealand Decision: Application HRE07001 Page 20 of 23 Control Code3 Regulation4 Topic Variations Regulation 31 – Alternative information when substances are imported I21 37-39, 4750 Documentation required in places of work Regulation 37 – Documentation duties of suppliers Regulation 38 – Documentation duties of persons in charge of places of work Regulation 39 – General content requirements for documentation Regulation 47 – Information not included in approval Regulation 48 – Location and presentation requirements for documentation Regulation 49 – Documentation requirements for vehicles Regulation 50 – Documentation to be supplied on request I23 41 Specific documentation requirements for ecotoxic substances I29 51-52 Duties of persons in charge of places with respect to signage Hazardous Substances (Packaging) Regulations 2001 P1 5, 6, 7 (1), 8 General packaging requirements Regulation 5 – Ability to retain contents Regulation 6 – Packaging markings Regulation 7(1) – Requirements when packing hazardous substance Regulation 8 – Compatibility Regulation 9A and 9B – Large Packaging. ERMA New Zealand Decision: Application HRE07001 Page 21 of 23 Control Code3 P3 Regulation4 Topic 9 Packaging requirements for substances packed in limited quantities. P15* 21 Packaging requirements for ecotoxic substances. PG3* Schedule 3 The tests in Schedule 3 correlate to the packaging requirements of UN Packing Group III (UN PGIII). PS4 Schedule 4 This schedule describes the minimum packaging requirements that must be complied with when a substance is packaged in limited quantities. Variations Hazardous Substances (Disposal) Regulations 2001 D5 9 Disposal requirements for Engage and Distance D6 10 Disposal requirements for packages D7 11, 12 Disposal information requirements D8 13, 14 Disposal documentation requirements Hazardous Substances (Emergency Management) Regulations 2001 EM1 6, 7, 9-11 EM7 8(f) EM8 EM11 12-16, 1820 25-34 EM13 42 Level 1 emergency management information: General requirements Information requirements for ecotoxic substances Level 2 emergency management documentation requirements Level 3 emergency management requirements – emergency response plans Level 3 emergency management requirements – signage Hazardous Substances (Personnel Qualification) Regulations 2001 AH1 4-6 Approved Handler requirements Added for Distance (when applied by aerial or ground-based means); and for Engage (when aerially applied). Hazardous Substances (Tank Wagons and Transportable Containers) Regulations 2004 Regulations 4 to 43 where applicable The Hazardous Substances (Tank Wagons and Transportable Containers) Regulations 2004 prescribe a number of controls relating to tank wagons and transportable containers and must be complied with as relevant. Section 77A Additional Controls No person may aerially apply Engage and Distance unless that person first obtains a ERMA New Zealand Decision: Application HRE07001 Page 22 of 23 Control Code3 Regulation4 Topic Variations permission from the Authority under section 95A of the Hazardous Substances and New Organisms Act 1996. Any person applying Engage or Distance by ground-based means in a place in which the public ordinarily have access must ensure that signs are erected in accordance with section 5.3.1 and Appendix M3 of the NZS 8409:2004. Distance shall not be applied onto or into water. Distance shall be applied at a maximum rate of 2 kg/ha, no more than twice per annum in any particular application area (aerial or ground-based methods). Distance must be under the personal control of an approved handler when the substance is – (a) applied in a wide dispersive manner; or (b) used by a commercial contractor. Regulations 4 and 5 of the Hazardous Substances and New Organisms (Personnel Qualifications) Regulations 2001 apply to Distance. Engage shall be applied at a maximum rate of 2 kg/ha, no more than twice per annum in any particular application area when aerially applied. Engage must be under the personal control of an approved handler when aerially applied. Regulations 4 and 5 of the Hazardous Substances and New Organisms (Personnel Qualifications) Regulations 2001 apply to Engage when aerially applied * DENOTES DISTANCE ONLY- CONTROL DOES NOT APPLY TO ENGAGE ERMA New Zealand Decision: Application HRE07001 Page 23 of 23