The Commonwealth of Massachusetts Department of Education 350 Main Street, Malden, Massachusetts 02148-5023 Telephone: (781) 338-3700 TTY: N.E.T. Relay 1-800-439-2370 October 31, 2007 Dr. Steven Bengis Executive Director NEARI 70 North Summer Street Holyoke, MA 01040 Re: Onsite Follow-up Monitoring Report: Program Review Corrective Action Plan Verification and Mid-cycle Review Dear Dr. Bengis: Enclosed is the Department's Program Review Follow-up Monitoring Report together with findings regarding your private school’s Mid-Cycle Program Review. This report contains the Department's findings based on the onsite activities conducted in your school to verify the implementation status and effectiveness of corrective steps taken in response to your Program Review Report issued on August 15, 2005. This report also includes a report on the status of implementation for new state or federal special education requirements enacted since your school’s last Program Review. We are pleased to indicate that the Department of Education has found your school’s approved Corrective Action Plan to be substantially implemented and effective in remedying previously identified noncompliance issues. Additionally, we have determined that your school is in substantial compliance with any new state or federal special education requirements enacted since your last Program Review. The findings of the Department are included in the attached Follow-up Monitoring Report. You and your entire staff are to be congratulated for your efforts in implementing all necessary improvements. Your private school will now receive an updated status of “Full Approval.” This approval shall remain in effect for three (3) years from the date of this letter and attached approval certificate. This approval will be contingent upon continued compliance with all regulations contained within 603 CMR 28.00 “Special Education Regulations” and 603 CMR 18.00 “Program And Safety Standards For Approved Public Or Private Day And Residential Special Education School Programs.” The Department of Education may change this approval status at any point during this three-year period if circumstances arise that warrant such a change. Page 1 of 2 The Department will notify you of your school’s next regularly scheduled Program Review several months before it is to occur. At this time we anticipate the Department's next routine monitoring visit to occur sometime during the FY 2010, unless the Department determines that there is some reason to schedule this visit earlier. Your staff's cooperation throughout these follow-up monitoring activities is appreciated. Should you require additional clarification of information included in our report, please do not hesitate to contact the Onsite Team Chairperson at (413) 858-4591. Sincerely, Sandra K. Hanig, Program Review Follow-up Chairperson Program Quality Assurance Services Darlene Lynch, Director Program Quality Assurance Services c: Jeffrey Nellhaus, Acting Commissioner of Education Richard Dils, Chairperson, Board of Directors Encl.: Follow-up Monitoring Report Full Private School Approval Certificate, Expiration Date: August 31, 2011 Mid-cycle Cover Letter 2007 - 2008.doc Rev. 9/15/07 Page 2 of 2 MASSACHUSETTS DEPARTMENT OF EDUCATION PRIVATE SCHOOL MID-CYCLE PROGRAM REVIEW New England Adolescent Research Institute, Inc. NEARI School ONSITE VERIFICATION OF CORRECTIVE ACTION PLAN IMPLEMENTATION AND/OR IDENTIFICATION OF ADDITIONAL FINDINGS REQUIRING CORRECTIVE ACTION Action Plan Submitted on September 26, 2005 Progress Reports Submitted on February 15, 2006 Mid-cycle Review Onsite Visit Conducted on October 25, 2007 Date of this Report: October 31, 2007 Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Selected Approved Private School Mid-cycle Review Criteria 2.2 Interview, NEARI was found to be in NEARI Program Review Mid-cycle Report October 31, 2007 Page 1 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 2.3 EEC Licensure documentation review and observation Approvals, Licenses, Certificates of Inspection 18.04(1); 28.09(2)(b)(5); 28.09(5)(b); 28.09(6)(b, c) Not Applicable Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified ------------ compliance with elements of this criterion NEARI is a day school. 102 CMR 3.00 (NA for Public Day Schools) NEARI Program Review Mid-cycle Report October 31, 2007 Page 2 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 7.4 High School Diplomas and Certificates of Attendance Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Interview and documentation review The Department found the private school’s policy to contain all required elements. Interview and documentation The Department found the private school’s policy to contain all required elements. M.G.L. c. 69, § 1D; Administrativ e Advisory SPED 2002-4REVISED: Special Education Students in Out-of-District PlacementsParticipation in MCAS Testing and High School Graduation Standards NEARI Program Review Mid-cycle Report October 31, 2007 Page 3 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 8.4 Program Modifications and Support Services for Limited English Proficient Students Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Interview and documentation The Department found the private school’s policy to meet Department guidelines. Interview, documentation and student record review The Department found that the private school has documented repeated attempts to contact the sending public school district when it does not have a current signed IEP on file for a student. M.G.L. c. 71A; Title VI 8.5 Current IEP & Student Roster 28.09(5)(a) NEARI Program Review Mid-cycle Report October 31, 2007 Page 4 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 8.8 IEP – Progress Reports 9.1(a) Student Separation resulting from Behavior Management Interview, documentation and student record review The Department found the private school to be in compliance with this criterion. Interview, documentation, student record review and observation The Department found the private school’s policy to contain all required elements. State: 28.07(3); Federal 20 U.S.C. Chapter 33, Section 1414(d)(1)(A)( viii) 34 CFR 300.320(a)(3)(i , ii) Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified 18.05(5)(i); 46.02(5)(b) NEARI Program Review Mid-cycle Report October 31, 2007 Page 5 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification 11.3 Educational Administrator Qualifications Comments Regarding Implementation Status of Requirements or Corrective Action Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports The Department found a Professional Development Plan has not been created for the professional level licensed special education administrator. Submit a copy of the Professional Development plan that has been reviewed and signed by both the Educational Administrator and her supervisor. Interview, documentation and personnel record review 28.09(5)(a); 28.09(7)(a); 603 CMR 44.00 This documentation must be received at the Department of Education by January 15, 2008. NEARI Program Review Mid-cycle Report October 31, 2007 Page 6 of 15 Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 11.4 Teachers (Special Education Teachers and Regular Education Teachers) Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Interview, documentation and personnel record review The Department found the school to be in compliance with elements of this criterion. Interview, documentation and personnel record review NEARI was found to be in compliance with elements of this criterion. Interview, documentation and personnel record review NEARI was found to be in compliance with elements of this criterion. 18.05(11)(f); 28.09(5)(a); 28.09(7)(b, c) 11.5 Related Services Staff 28.09(7)(d) 11.6 Master Staff Roster 28.09(7) NEARI Program Review Mid-cycle Report October 31, 2007 Page 7 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 12.2(c) Details about Required TrainingCPR Certification 18.05(9)(e) 14.4 Visiting, Mail and Telephones (Residential Schools Only) Not Applicable Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Interview and documentation review ------------ The Department found that the private school is in compliance with this criterion. NEARI is a day school. 18.03(9)(a) and (b) 16.3 Nursing 18.05(9)(b) Interview and documentation review The Department found the private school to be in compliance with this criterion. NEARI Program Review Mid-cycle Report October 31, 2007 Page 8 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 16.11 Student Allergies Interview, documentation and student record review The Department found that the private school has developed a written policy for protecting a student from exposure to foods, chemicals or other materials to which they are allergic and has developed individual plans for protection when a student has a diagnosed allergy or chemical sensitivity. Interview and documentation review The Department found the private school to be in compliance with this criterion. 18.05(9)(h) 16.12 No Smoking Policy Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified M.G.L. c. 71, § 37H Identified Areas of Non-Compliance During 2005 Program Review or Other Areas of Concern NEARI Program Review Mid-cycle Report October 31, 2007 Page 9 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification 8.11 IEP – Transition Planning Comments Regarding Implementation Status of Requirements or Corrective Action Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Interview, documentation and student record review NEARI Program Review Mid-cycle Report October 31, 2007 Page 10 of 15 The Department of Education randomly selected student records for review and found that student records of students age 15 years or older did not always contain a copy of the Transition Planning Form. Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Submit the following documents to the Department of Education by January 15, 2008: Initials of student with name of sending public school district for all students who were age 15 or older when the most recent IEP was written Report on review of student record for each student on this list – indicate if Transition Planning Form was found in the student’s record For each student record that did not contain a Transition Planning Form, submit evidence of the private school’s attempts to contact the sending public school district to Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 13.2 Description of Physical Facility 13.4 Physical Facility/ Architectural Barriers Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Interview, documentation review and observation The Department found the school to be in compliance with this criterion. Interview, documentation review and observation The Department found that the private school has a written plan to move elementary school classrooms to the school building with handicap accessibility to the basement and restrooms. NEARI Program Review Mid-cycle Report October 31, 2007 Page 11 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification 15.5 Parental Consent Comments Regarding Implementation Status of Requirements or Corrective Action Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports The Department found that the private school had sent a letter to all parents or guardians in October 2007 to update annual consents. When student records were reviewed, the Department of Education found that all records reviewed did not contain consents signed in the previous 12 months for research, experimentation, fundraising and observation or other required consents. Submit a report on your review of 10 randomly selected student records. This report must indicate whether each of the following consents were found in the student record and the date the consent was signed by the parent: Evaluation of student in coordination with sending public school district and/or acceptance of student’s IEP Emergency medical care Medications Restraints Research, Experimentation, Fundraising, Publicity and Observation Interview, documentation and student record review NEARI Program Review Mid-cycle Report October 31, 2007 Page 12 of 15 Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports If applicable, letter notifying parent of human sexuality curriculum. For each student record that did not contain a signed consent in previous 12 months, submit evidence of the private school’s repeated attempts to obtain current consent. This report must be received at the Department of Education by January 15, 2008. NEARI Program Review Mid-cycle Report October 31, 2007 Page 13 of 15 Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification 16.5 Administration of Medication Comments Regarding Implementation Status of Requirements or Corrective Action Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports The Department found that identified staff members who administer medication have not received training since August 2006. This training is scheduled for November 15, 2007. Submit a list of staff members who administer medication and evidence that they have received refresher training in administration of medications from a registered nurse or physician. Interview, documentation, and personnel record review Evidence of attendance at this training must include: Name and qualifications of person providing training Agenda Hand-outs Signatures of staff members in attendance. This report must be received by the Department by January 15, 2008. NEARI Program Review Mid-cycle Report October 31, 2007 Page 14 of 15 Criterion Number and Topic Implementation Status of Requirements or Corrective Action Plan Determined to be Substantially Implemented Method(s) of Verification Comments Regarding Implementation Status of Requirements or Corrective Action 16.7 Preventative Health Care Corrective Action Plan Determined to be Not Fully Implemented or Additional Issues Identified Interview and documentation review The Department found that the private school has documented required mandated health screenings. NEARI Program Review Mid-cycle Report October 31, 2007 Page 15 of 15 Findings Regarding Incomplete Implementation of Approved Corrective Action Plan or Identification of Additional Issues of Noncompliance Further Corrective Action Ordered by the Department of Education and Timelines for Implementation and Further Progress Reports