The Massachusetts Department of Elementary and Secondary Education 75 Pleasant Street, Malden, Massachusetts 02148-4096 Telephone: (781) 338-3700 TTY: N.E.T. Relay 1-800-439-2370 March 10, 2009 Dr. Linda Galton, Superintendent Westport Public Schools 17 Main Road Westport, MA 02790 Re: Mid-cycle Report Dear Dr. Galton: Enclosed is the Department of Elementary and Secondary Education's Mid-cycle Report based on the Mid-cycle Review conducted in your district in December 2008. In this Mid-cycle Review the Department monitored selected special education criteria to determine your district’s compliance with special education laws and regulations. The review consisted of staff interviews, review of student records, examination of documentation, and classroom observations. The Department found one or more of the criteria monitored in your district to be “Partially Implemented” or “Not Implemented.” In all instances where noncompliance has been found, the Department has prescribed corrective action for the district that must be implemented without delay. This corrective action must be implemented as soon as possible, but in no case later than a year from the date of this report. You will find these requirements for corrective action included in the enclosed report, along with requirements for submitting progress reports using the enclosed form. Please provide the Department with your written assurance that all of the required corrective action will be implemented by your district within the timelines specified in the report. You must submit your statement of assurance to Darlene Lynch, Director, Program Quality Assurance Services, by March 25, 2009. Your staff's cooperation throughout this Mid-cycle Review is appreciated. If you have questions about this letter or the enclosed report, please do not hesitate to contact Michelle Griffin at 781-338-3755. 1 Sincerely, Michelle Griffin, Mid-cycle Review Chairperson Program Quality Assurance Services Darlene A. Lynch, Director Program Quality Assurance Services cc: Mitchell D. Chester, Ed.D., Commissioner of Elementary and Secondary Education Vani Rastogi-Kelly, Supervisor, Program Quality Assurance Services Sally Huntington, School Committee Chairperson Kathleen Ryan, Acting Special Education Director Encs: Mid-cycle Report Mid-cycle Progress Report Form 2 MASSACHUSETTS DEPARTMENT OF ELEMENTARY AND SECONDARY EDUCATION MID-CYCLE REPORT WESTPORT PUBLIC SCHOOLS Dates of the Mid-cycle Review Onsite: December 10, 2008 Date of this Report: March 10, 2009 PLEASE NOTE THAT THIS REPORT IS IN TWO SECTIONS. Core Special Education Criteria Cited in CPR Report and Monitored in this Mid-cycle Review (These criteria are marked with a triple asterisk (***) in the Mid-cycle Review Information Package and in the School District Information Package for Special Education.) Current special education criteria available by scrolling down to the special education instrument at http://www.doe.mass.edu/pqa/review/cpr/default.html Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) ***SE 20 Least restrictive program selected PI Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation (b) Progress Report Due Date(s) and Required Elements Record Review Record review and interviews indicate that students in substantially separate programs at the high school have opportunities to interact with their peers and to be involved in the life of the school. Students Conduct a programmatic review of the opportunities for students to be educated in the least restrictive environment at the elementary level. Provide a summary of the outcomes of a programmatic review of the least restrictive environment opportunities at the elementary level, and a plan for changes to be made in response to the report by May 6, 2009. Interviews Documentation Train staff responsible for writing IEPs on the appropriate completion of non-participation justification statements. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 1 of 14 Provide agenda, signed attendance sheets (indicating Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation participate in electives, daily school breaks and field trips, as well as some class presentations and academic classes with non-disabled peers. Develop an internal oversight and tracking system to ensure that nonparticipation justification statements are individualized, and develop a report of the review of student records regarding nonparticipation justification statements. Interviews indicate that students in the substantially separate program at the elementary school continue to have limited opportunities for inclusion in academic classes with non-disabled peers. This is an area of continuing noncompliance. Record review indicates that nonparticipation justification statements are not individualized. This is an area of continuing noncompliance. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 2 of 14 (b) Progress Report Due Date(s) and Required Elements role of staff) and training materials for staff training on writing non-participation justification statements by May 6, 2009. Submit a description of the internal oversight and tracking system for non-participation justification statements, including person(s) responsible for the oversight, by May 6, 2009. Submit a description of the steps taken since the evaluation at the elementary level to ensure that students are educated in the least restrictive environment. Submit this description by October 2, 2009. Submit a report of the internal review of non-participation justification statements that includes: Number of records reviewed; Number of records that included individualized non- Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation (b) Progress Report Due Date(s) and Required Elements participation justification statements; A description of the root causes for non-compliance; and Specific actions taken by the district to remedy any noncompliance found. Submit this report by October 2, 2009. ***SE 22 IEP implementation and availability Record review Interviews Documentation Interviews indicate that each teacher and provider described in the IEP is informed of his or her specific responsibilities related to the implementation of the student’s IEP and the specific accommodations, modifications, and supports that must be provided for the student under it, and that the district does not delay implementation due to lack of staff or personnel. Interviews indicate that IEPs are not implemented until Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 3 of 14 Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation (b) Progress Report Due Date(s) and Required Elements after parental consent is signed. ***SE 24 Notice to parent regarding proposal or refusal to initiate or change the identification, evaluation, or educational placement of the child or the provision of FAPE (some of the issues cited under SE 18B in the CPR report are currently found in SE 24) PI Record review Record review indicates that written notices do not contain sufficient content. In some cases, the notices were not individualized. In others, the notices did not answer all required questions. This is an area of continuing noncompliance. Train all staff responsible for completing written notices (N1 and N2) on appropriate completion of notices, including the need for individualized content. Develop an internal oversight and tracking system to ensure that notices are provided when required, and that notices contain appropriate content. Conduct a review of the records of students who had initial, annual review, and re-evaluation Team meetings since the date of the training. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 4 of 14 Provide agenda, signed attendance sheets (indicating role of staff) and training materials by May 6, 2009. Submit a description of the district’s internal oversight and tracking system, including person(s) responsible for the oversight by May 6, 2009. Provide the report of the review by October 2, 2009. As to the review, provide the following information: Number of records in which notices N1 or N2 were found accompanying proposals or refusals; Number of records in which notices were appropriately completed; Root causes of any inappropriately completed notices; and Specific actions taken by the district to remedy any areas of non-compliance. Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) ***SE 25 Parental consent Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation (b) Progress Report Due Date(s) and Required Elements Record review Interviews and documentation indicate that the district has provided training to staff on the requirements of this criterion. The district does have a tracking form for completion of assessments; however, this form does not reference the educational assessment part A. Modify the tracking form so that both educational assessments (part A and B) are listed and may be tracked. Provide a copy of the new tracking form by May 6, 2009. PI Interviews Documentation Record review indicates that the district does not always conduct all optional and required assessments consented to, in particular the educational assessments part A and B. In addition, assessments are at times completed before a parent has provided consent. This is an area of continued noncompliance. Train staff responsible for completion of the educational assessments part A and B on the timely completion of these assessments. Also provide training on requirements related to parental consent. Develop procedures for staff to follow if a parent does not check off the decision with regard to the acceptance or rejection of an IEP. Develop an internal oversight and tracking system to ensure that all consented-to assessments have been conducted and to ensure that assessments are not completed prior to receipt of parental consent. Conduct an internal review of records with regard to these requirements. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 5 of 14 Provide agenda, signed attendance sheets (indicating role of staff) and training materials by May 6, 2009. Provide the procedures for staff to follow if a parent does not check off the decision with regard to the acceptance or rejection of an IEP. Indicate how staff have been informed of these procedures by May 6, 2009. Submit a description of the internal oversight and tracking system to ensure that all consented-to assessments have been conducted and that assessments are not completed prior to receipt of parental consent. Include the person(s) responsible for the oversight, by May 6, 2009. Conduct an internal review of student records and report on: Number of records Criterion ***SE 32 Parent advisory council for special education Criterion Implemented √ Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Documentation Interviews Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation Record review indicates that parents do not always check off their decision with regard to acceptance or rejection of an IEP when they sign it, and the district does not follow up to obtain the parents’ decisions in this regard. Interviews and documentation indicate that the school district has established a district-wide special education parent advisory council. The district informs parents of disabled students about the PAC and it has, by way of a survey, sought input from parents in the planning, development, and evaluation of the school district’s special education programs. Interviews indicate that Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 6 of 14 (b) Progress Report Due Date(s) and Required Elements reviewed; Number in compliance with consented-to assessments having been completed; Root causes of any noncompliance; and Specific corrective action take to remedy any noncompliance found. Submit this report by October 2, 2009. Criterion Criterion Implemented √ Documentation Record review ***SE 37 Procedures for approved and unapproved Method(s) of Investigation Interviews ***SE 34 Continuum of alternative services and placements Criterion Partially Implemented (PI) or Not Implemented (NI) √ Documentation Interviews Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation the school district conducts, in cooperation with the parent advisory council, at least one workshop on the rights of students and their parents and guardians under the state and federal special education laws. Documentation and interviews indicate that the district offers a few vocational education oriented courses to all students at the high school, and that these are open to disabled students. The district works with outside agencies in order to meet the needs of the students with the most severe disabilities at the high school. Documentation, record review and interviews indicate that the district periodically monitors the placements of Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 7 of 14 (b) Progress Report Due Date(s) and Required Elements Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation out-ofdistrict placements ***SE 52A Interviews √ Registration of educational interpreters ***SE 55 Special education facilities and classrooms Documentation √ Observation Interviews Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation students in out-ofdistrict programs. Monitoring plans are made part of the contracts with the out of district placements. Interviews and documentation indicate that the district is aware of the requirements of this criterion, but does not currently enroll any students who require sign language interpretation. Observation and interviews indicate that the classroom to which the high school PASS program is assigned is adequate in size for the number of students who currently attend PASS classes. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 8 of 14 (b) Progress Report Due Date(s) and Required Elements Additional Special Education Criteria Monitored in this Mid-cycle Review Current special education criteria available by scrolling down to the special education instrument at http://www.doe.mass.edu/pqa/review/cpr/default.html Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 9 of 14 (b) Progress Report Due Date(s) and Required Elements Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) SE 7 Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation Record review Documentation indicates that training was held in 2008 concerning these requirements and concerning new forms that the district created in order to comply. Forms, however, do not indicate that the choice to share decisionmaking need be made in the presence of the Team. Revise the forms so that they are consistent with 603 CMR 28.07(5)(a)-(c). Record review indicates that the district does not always inform the student at least one year prior to the student reaching 18 of the right at age 18 to make all decisions in relation to special education programs and services. Conduct an internal review of the IEPs and records of students who turned age 17 after the training. PI Age of Majority Documentation Train high school special education staff on the requirements of 603 CMR 28.07(5) and on the use of the revised district forms. Develop an internal oversight and tracking system to ensure appropriate implementation of all requirements of this criterion. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 10 of 14 (b) Progress Report Due Date(s) and Required Elements Provide a copy of the new form by May 6, 2009. Provide agenda, signed attendance sheets (indicating role of staff) and training materials by May 6, 2009. Provide the description of the district’s internal oversight and tracking system and the name of the person(s) responsible for the oversight by May 6, 2009. As to the review, provide the following: Number of records of students age 17 reviewed. Number of records of 17 year old students in which students were informed that the parental rights would transfer to them one year prior to their eighteenth birthday. Root causes of any identified non-compliance. Specific actions taken by the district to remedy any areas of non-compliance. Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation (b) Progress Report Due Date(s) and Required Elements Submit this review to the Department by October 2, 2009. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 11 of 14 Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) SE 9 Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation Record review Record review and interviews indicate that the district does not always meet the timeline for determination of eligibility. The district has developed an internal oversight and tracking system for monitoring these timelines. Internal monitoring will be completed and timelines will be updated daily by the director. Conduct a review of the records of all district students who were referred for an evaluation or reevaluation since January 2009. Identify the individual cases in which timelines were not met, the root causes for timelines not being met, and specific actions the district has taken to address the noncompliance. PI Timeline for determination of eligibility and provision of documentation to parent Interviews This is an area of continuing noncompliance. Record review SE 12 PI Documentation Frequency of re-evaluation Record review indicates that the district does not always conduct reevaluations every three years. This is an area of continuing noncompliance. The interim director recently met with staff Conduct a review of the records of all students who were due for reevaluations since January 2009. Identify the individual cases in which re-evaluation timelines were not met, the root causes for timelines not being met, and specific actions the district has taken to address the noncompliance. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 12 of 14 (b) Progress Report Due Date(s) and Required Elements Conduct an internal review and provide the following information: Name and role of staff completing review; Number of records reviewed; Number of records in which the Team met and developed an IEP and placement within 45 school working days of consent; Root causes of any identified non-compliance; and Specific actions taken by the district to remedy any areas of non-compliance. Submit the report by May 6, 2009. As to the review, provide the following information: Name and role of staff completing review; Number of records reviewed; Number of records found in compliance with reevaluation timelines; Root causes of any Criterion Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation concerning this issue and the district has developed an internal oversight and tracking system for monitoring these timelines. Internal monitoring will be completed and timelines will be updated daily by the director. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 13 of 14 (b) Progress Report Due Date(s) and Required Elements identified non-compliance; and Specific actions taken by the district to remedy any areas of non-compliance. Provide the report by May 6, 2009. Criterion SE 18B Criterion Implemented Criterion Partially Implemented (PI) or Not Implemented (NI) Method(s) of Investigation Basis of Determination about Criterion If Partially Implemented or Not Implemented: (a) Required Corrective Action and Timelines for Implementation Record review Record review and interviews indicate that the district continues to struggle with providing the IEP and placement immediately following development. While some records contained summaries of the agreements reached in the meeting, this was not consistent, and most IEPs were not provided to the parent in a timely manner. In addition, placement pages were not always found in student records. Develop an internal oversight and tracking system to monitor compliance with the requirements of this criterion. PI Interviews Determination of placement; provision of IEP to parent Documentation Conduct a review of the records of all students for whom Team meetings were held since January 2009. Identify the individual cases in which IEPs were not provided immediately (including the provision of the summary of agreements and/or the provision of the actual IEP), the root causes for the immediate provision not being met in individual cases, and specific actions taken by the district to address the noncompliance. Documentation and interviews indicate that the interim director has recently met (in September and December 2008) with teachers and staff concerning the use of the Team meeting summary. Westport Public Schools Coordinated Program Review Mid-cycle Report March 10, 2009 Page 14 of 14 (b) Progress Report Due Date(s) and Required Elements Provide the description of the district’s internal oversight and tracking system, including the person(s) responsible for the oversight by May 6, 2009. As to the review, provide the following information: Name and role of staff completing review; Number of records reviewed; Number of records in which a summary was provided to parents at the end of the meeting; Number of records in which the IEP was proposed immediately following the meeting; Root causes of any identified non-compliance; and Actions taken by the district to remedy any areas of non-compliance. Provide a report of the internal review by October 2, 2009. MASSACHUSETTS DEPARTMENT OF ELEMENTARY AND SECONDARY EDUCATION MID-CYCLE REVIEW School District: WESTPORT PUBLIC SCHOOLS M I D – CY C L E P R O G R E S S R E P O R T Date Prepared: ____________________________________ Prepared by: __________________________________________________________________ (name and title) Criterion: _______________________ Topic: ________________________________________________________________________ For each criterion for which you prepare a progress report, please make a copy of this cover page, fill in the information requested above, and attach a complete description of the corrective action taken and any accompanying documentation. (Description of corrective action for each criterion and any accompanying documentation should include all of the “Progress Report Required Elements” for that criterion in the Mid-cycle Report.) Send the whole set of completed progress reports to: Darlene Lynch, Director Program Quality Assurance Services Massachusetts Department of Elementary and Secondary Education 350 Main Street Malden, MA 02148-5023