Item 3-N, August 21, 2009 ADMINISTRATIVE FACULTY POSITION DESCRIPTION QUESTIONNAIRE To expedite and facilitate the PDQ review process, please send the PDQ and Org Chart electronically to marshag@unr.edu for discussion and for initial review before routing PDQ for approval signatures. Questions - call UNR Faculty HR at 682-6114 INSTRUCTIONS: See http://www.unr.edu/vpaf/hr/compensation/placement.html for complete instructions. Incumbent(s) Name (if applicable): Ryan Heck Position #(s): 17512 Current Title: Patent Counsel and Associate Director, UNR/DRI Current Range: 5 Technology Transfer Office (JCC:77807;1A;CA2011;CC043;E) Department: Technology Transfer Office College/Division: Vice President, Research / Dean, Grad School Account #(s): 1204-121-0812; -0819 Action Proposed: (check all that apply) ( ) New position: Proposed Range: Proposed Title: (X ) Title Change, Proposed Title: Patent Counsel and Director, Technology Transfer Office (X) Proposed Reassignment from Range 5 to Range 6 ( ) Revised PDQ only (no change in range or title) JCC (Current ( ) Line of Progression (show titles below) or new HR Range: assigned): I certify that the statements in this description are accurate and complete to the best of my knowledge. ____________________________________________________________ Employee’s Signature __________________ Date I/we have reviewed the statements in this form and they accurately reflect the job assignments. ____________________________________________________________ Immediate Supervisor’s Signature __________________ Date ____________________________________________________________ __________________ Director/Chair/Dean Marsha Read Date Interim Vice President, Research/Dean, Graduate school Approved for Salary Placement Committee review. ____________________________________________________________ __________________ Pres / Vice Pres / Vice Prov Signature Marc Johnson Date Executive Vice President and Provost Action Approved by the President (Completed by Faculty HR): Position #: EEO Code: CUPA Code: Job Class Code: Exempt: Yes or No Census Code: Range: Effective Date: Approved Title: ____________________________________________________________ __________________ Employee Signature Date (Employee signs and sends to HR for personnel file after PDQ has been “final” stamped for approval) Rev: 12/1/2008 Position Description – Patent Counsel and Director, Technology Transfer Office Page 2 1. Summary Statement: State the major function(s) of the position and its role in the university. Attach an organizational chart with positions, ranges, and names for the division which reflects the position in it as well as those supervised in the department. (This section is used for advertisement of the position.) The Patent Counsel and Director, Technology Transfer Office, (TTO) directs the joint University of Nevada, Reno (UNR)-Desert Research Institute (DRI) Technology Transfer Office (TTO) in accordance with all policies and procedures of the Nevada System of Higher Education (NSHE), UNR, and DRI. This position reports directly to the Vice President for Research at UNR and the Vice President of Academic and Business Development at DRI. This position serves as an advisor to these Vice Presidents and is the primary resource on intellectual property and licensing issues. The Director interacts with faculty and student inventors, identifying inventions, conducting patentability searches, filing patent applications, prosecuting patent applications before the U.S. Patent Office and foreign patent offices, and working to license, commercialize, or otherwise beneficially exploit UNR/DRI intellectual property. The Director interfaces with the outside community, including businesses and other educational and research institutions, in order to encourage collaborations to aid in research activity and commercialization of UNR/DRI intellectual property. 2. List the major responsibilities, including percentage of time devoted to each. Provide enough detail to enable a person outside the department to understand the job (percentage first with heading and then bulleted information). 55% - Intellectual Property Protection Review invention disclosures Meet with faculty and student inventors to determine whether intellectual property protection is advisable Conduct brief patent searches to help assess patentability Consult with Director of Intellectual Property Marketing and Business Development to determine whether intellectual property protection should be pursued, and to determine appropriate protection strategies File patent applications in the United States, internationally, and, when appropriate, work with foreign counsel to file foreign patent applications Prosecute patent applications, including interfacing with inventors to respond to Patent Office concerns Maintain paper and electronic files for UNR and DRI intellectual property Interface with outside legal counsel regarding patent applications and patent prosecution activity 30% - Intellectual Property Outreach, Including Agreements, Licensing, and Marketing Draft and review agreements, such as material transfer agreements, non-disclosure agreements, license agreements, inter institutional agreements, and research agreements Work with Director of Intellectual Property Marketing and Business Development to identify potential licensees and research partners and execute appropriate agreements Work with Director of Intellectual Property Marketing and Business Development to asses market potential and commercial viability of UNR and DRI technologies 10% - Technology Transfer Policy and Administration Educate faculty and staff about intellectual property Enhance visibility of UNR and DRI research and intellectual property activities Disseminate TTO reports as required, i.e., Vice President for Research, Chancellor’s Office, Technology Transfer Advisory Board Oversee UNR and DRI guidelines and regulations related to intellectual property Position Description – Patent Counsel and Director, Technology Transfer Office Page 3 Manage TTO budget Manage intellectual property workflow, including managing what work is performed within the TTO and what work is performed by outside providers Interface with other UNR and DRI departments, such as the Office of Sponsored Projects, regarding intellectual property issues Assist faculty in identifying areas of research conducive to intellectual property protection and commercialization Review TTO portfolio to monitor inventor progress, new technology developments, and identify commercialization opportunities 5% - Position Evaluation and Training Manage and train TTO personnel in order to assist in their professional development and encourage efficient TTO operation 3. Describe the level of freedom to take action and make decisions with or without supervision and how the results of the work performed impact the department, division and/or the university as a whole. The Director is required to independently make high level administrative and managerial decisions and judgments in carrying out the duties of the position, which may impact the financial and legal interests of the Nevada System of Higher Education (NSHE), UNR, and DRI. The Director keeps upper administration at UNR and DRI informed of developments which could significantly impact the interests of UNR and DRI. Errors in decisions and judgment regarding programs may result in facility and resource losses, and may lead to adverse publicity for NSHE, UNR or DRI. Errors in decisions and judgment regarding regulatory issues and compliance may lead to violations of federal or state laws and regulations resulting in adverse publicity and fines. Errors in decisions and judgment regarding personnel and resource management responsibilities may lead to personnel complaints and loss of resources. Conversely to the preceding, good decisions and judgment may lead to positive publicity, compliance with regulatory requirements, and potentially millions of dollars in revenue. Decisions regarding intellectual property protection and resulting work product determine the strength and breadth of intellectual property protection and can affect the commercial value of UNR/DRI technologies. This work has the potential to be extremely valuable to faculty and student inventors, UNR, DRI, and the State of Nevada. Intellectual property, if properly protected, can form the business foundations for new companies, create new jobs, and bring in significant financial returns to UNR and DRI and the inventors. If done improperly, significant value can be lost and significant liability can attach. 4. Describe the knowledge, skills (to include cognitive requirement and verbal and written communication), and abilities (to include task complexity, problem solving, creativity and innovation) essential to successful performance of this job (in bullet format). Knowledge of: Policies and procedures in a higher education setting Budget development and management Patent law Copyright law Trademark law Trade secret law Contract and licensing law Science and engineering disciplines, i.e., Chemistry, Biology, Physics, Engineering, Biomedical Sciences, etc. Position Description – Patent Counsel and Director, Technology Transfer Office Page 4 Skills: Excellent interpersonal and human relations skill, diplomacy and tact Strong verbal and written communication to include providing presentations, justification, and recommendations to higher management level Negotiation and mediation skills Excellent organizational and time management skills High attention to detail in work and commitment to work quality Leadership Financial management Strategic planning Developing and sustaining effective relationships with faculty, staff, colleagues, government and community members in an increasingly diverse environment Ability to: Draft and prosecute patent applications, in a wide range of technologies, in both the U.S. and, with the assistance of outside counsel, foreign countries Draft and prosecute copyright applications and trademark applications Negotiate and draft agreements related to intellectual property Search for patents and other types of intellectual property Understand the science behind UNR and DRI technologies Administer organization goals and objectives and design and administer new TTO programs Understand and interpret formalized policies, guidelines, rules, and regulations Work well in a service-oriented team environment and interact effectively with administration, faculty and staff at all levels of responsibility and with diverse individuals with sensitivity to cultural differences Establish and maintain cooperative working relationships with faculty and other campus personnel and work collaboratively with, and manage, outside counsel Lead and manage with initiative, creativity, tact, and diplomacy and work as a team leader Manage, prioritize, and complete multiple projects/tasks in an efficient and timely manner while maintaining focus on organizational goals Research issues, exercise sound judgment to make objective, fair, consistent and appropriate decisions, and provide solutions Maintain confidentiality of sensitive information Manage a budget Maintain professional business and work ethics and standards of service and professional demeanor in a frequently stressful environment Meet deadlines Travel as needed 5. Describe the type of personal contacts encountered in performing the duties of the job. Explain the nature and purpose of these contacts: i.e., to provide services, to resolve problems, to negotiate. Internal Faculty and student inventors Students TTO staff Reason for Contact To learn about their technology and determine whether intellectual property protection should be pursued, provide support for research, commercialization, and intellectual property protection To educate students regarding intellectual property and alternative science careers To work collaboratively to create value in intellectual property developed by UNR and DRI faculty and students and assist in career development and training Position Description – Patent Counsel and Director, Technology Transfer Office Page 5 UNR and DRI administrators To keep informed regarding intellectual property being developed or commercialized at UNR and DRI, and the operation of the TTO. To develop suggestions for improvement of intellectual property policies and encourage intellectual property related commercialization and research activities External Business representatives from specific companies Reason for Contact To provide information regarding UNR and DRI intellectual property and negotiate agreements to encourage research/commercialization activity To manage intellectual property matters handled by outside counsel to ensure work being done in a timely and cost effective manner and aid in improving results obtained To provide information regarding UNR and DRI intellectual property and negotiate agreements to encourage research/ commercialization activity To provide information regarding UNR and DRI intellectual property and negotiate agreements to encourage research/ commercialization activity TO provide information regarding UNR and DRI intellectual property and negotiate agreements to encourage research/ commercialization activity To educate community regarding intellectual property/ commercialization activity and opportunities at UNR/DRI To interface with other technology transfer/intellectual property professionals in order to encourage collaborations with UNR/DRI, learn about potential ways to improve TTO operations, and participate in professional development activities Outside intellectual property counsel Faculty, staff, and administrators from other educational or research institutions Investors Entrepreneurs Community representatives Professional community 6. Indicate the minimum qualifications which are necessary in filling this position should it become vacant. Please keep in mind the duties/responsibilities of the position rather than the qualifications of the incumbent. a. Minimum educational level, including appropriate field, if any. Law Degree from a nationally accredited institution b. Minimum type and amount of work experience, in addition to the above required education necessary for a person entering this position. Law Degree and three years of experience in filing and prosecuting patent applications before the United States Patent and Trademark Office and related activities, including patent enforcement and licensing experience Preferred Licenses or Certifications: None c. Indicate any license or certificate required for this position. Licensed to practice law in the State of Nevada, or ability to take the Nevada bar and become licensed to practice law within the State of Nevada within one year Registered to practice before the United States Patent and Trademark Office