vii TABLE OF CONTENTS CHAPTER 1 TITLE PAGE DECLARATION ii DEDICATION iii ACKNOWLEDGMENTS iv ABSTRACT v ABSTRAK vi TABLE OF CONTENTS vii LIST OF TABLES xi LIST OF FIGURES xii LIST OF SYMBOLS xvi LIST OF ABBREVIATIONS xviii LIST OF APPENDICES xx INTRODUCTION 1 1.1 Background of the Study 1 1.2 Problem Statement 6 1.3 Objectives of the Study 10 1.4 Scopes of the Study 11 1.5 Significance of the Study 13 1.6 Research Design 17 1.7 Organization of the Thesis 20 viii 2 DESIGN AND BUILT CALIBRATION TEST SITE FOR ANALYSING LOCATIONAL 22 AND DETECTABILITY OF GPR ACCURACIES 2.1 Introduction 22 2.2 National Testing Facility 23 2.3 Design Methodology 27 2.3.1 Construction Work for Building the Test Site 27 2.3.2 Marking Buried Utility 32 2.3.3 Levelling and Global Positioning System (GPS) 34 Survey 2.4 Results 36 2.4.1 Layout and Design of the Test Site 36 2.5 Discussions 38 2.5.1 Advantages of the Design 3 38 2.6 Concluding Remarks 42 GPR DATA ACQUISITION APPROACHES AND 47 EFFECTS TO LOCATIONAL ACCURACY AND DETECTABILITY OF SUBSURFACE UTILITY FEATURES 3.1 Introduction 47 3.2 State-of-the-Art of Subsurface Utility Mapping 50 3.2.1 Subsurface Utility Features 50 3.2.2 Utility Mapping Sensing Technologies 52 3.2.3 One-Call Centre 55 3.2.4 Mapping the Underworld (MTU) 60 3.2.5 Utility Mapping Guideline / Standard Operating 62 Procedures (SOP) 3.2.6 Utility Mapping and Its Challenge 3.3 Materials and Methods 68 72 3.3.1 GPR System Description 72 3.3.2 Test Site Description 74 3.3.3 Data Processing 76 ix 3.4 Results 82 3.5 Discussions 87 3.5.1. Case Study at Persiaran Kewajipan, Subang Jaya 4 89 3.6 Concluding Remarks 90 CHARACTERIZATION OF GPR BACKSCATTER 91 FOR RECOGNITION OF UTILITY’S FABRICATION MATERIAL 4.1 Introduction 91 4.2 Ground Penetrating Radar (GPR)- A popular Trenchless 95 Technology for Subsurface Utility Mapping 4.2.1 Background Theory of GPR System 96 4.2.2 GPR Antenna 96 4.2.3 GPR Scanning Mechanism 99 4.2.4 GPR Data Analysis 102 4.3 Materials and Methods 111 4.3.1 Description of the Test Site 111 4.3.2 Data Acquisition 112 4.3.3 Data Processing 118 4.3.4 Numerical Modelling 119 4.3.5 Feature Detection 122 4.4 Results 125 4.4.1. Soil Moisture Laboratory Experiment- Oven-dry 125 Method 4.4.2 Feature Extraction 5 126 4.5 Discussions 134 4.6 Concluding Remarks 145 CONSTRAINTS OF GPR BACKSCATTER FOR 146 DETECTING AND MAPPING VERTICALLY AND HORIZONTALLY STACKED SUBSURFACE UTILITIES FEATURES 5.1 Introduction 146 x 5.2 Locating Technologies for Utility Mapping 150 5.2.1 Trenchless Technologies for Utility Mapping 150 5.2.2 Principle of GPR 154 5.2.3 GPR Image Formation 158 5.3 Materials and Methods 160 5.3.1 Experimental Test Site Description 160 5.3.2 Data Acquisition 161 5.3.3 Pre-processing 163 5.3.4 Numerical Modelling 163 5.3.5 Feature Detection 165 5.4 Results 6 166 5.4.1 Signal Wavelength Computation 166 5.4.2 Feature Detection 167 5.4.3 Statistical Assessment 170 5.5 Discussions 171 5.6 Concluding Remarks 173 CONCLUSIONS AND RECOMMENDATIONS 174 6.1 Conclusions 174 6.2 Recommendations 178 6.2.1 Establish a Multipurpose National Testing Facility 178 6.2.2 Establish Standard Operating Procedures for 179 Utility Mapping 6.2.3 Professional Training for Certification 180 6.2.4 Regularly Updates the Utility Map 180 6.2.5 Additional Research 182 REFERENCES 183 Appendices A-D 200 - 213 xi LIST OF TABLES TABLE NO. TITLE PAGE 2.1 Localized Colour Code for Utility Marking 33 2.2 Universal Colour Code for Utility Marking 33 2.3 Location Details of the Buried Utilities 37 2.4 Summary of the Design Details of the Test Site 45 3.1 The Classification of Various Subsurface Utility Features by 51 Its Fabrication Components and Functions 3.2 Comparison of Different Frequency GPR System with Its Depth 54 of Penetration and Applications 3.3 List of Utility Companies Operating In Malaysia 69 3.4 IDS Detector Duo Technical Specifications 73 3.5 Summary of Performance for Each GPR Data Acquisition 83 Scanning Technique 4.1 The Information of the Buried Utility Features in These Test 112 Sites 4.2 Metallic and Non-Metallic Utility Feature’s Fabrication 114 Material 4.3 Different Types of Backfill Materials (Or Construction 116 Sand) 4.4 Summary of Descriptive Statistics for Practical Data 124 4.5 Results of the Moisture Content of the Soil Samples 125 5.1 Summary of the Typical Velocities and Attenuation of the 155 Common Materials xii LIST OF FIGURES FIGURE NO. TITLE PAGE 1.1 Key Element To Damage Prevention 5 1.2 Research Plan Flowchart 19 2.1 Some of the Test Sites Available on the Market 26 2.2 Location of the Test Site 27 2.3 Design of the Test Site (a) 3-D View and (b) Side View 28 2.4 Material for Test Site Construction 29 2.5 Compartment Structure of the Test Site with Its Host 31 Material 2.6 Marking Using Utility Colour Code Provided By JUPEM 32 2.7 Levelling Survey for Determining Depth Alignment 34 2.8 GPS Survey 35 2.9 The layout of the Test Site Located at FGRE, UTM Johor 36 Bahru 2.10 The Proposed Calibration Certificate 41 3.1 Unnecessary By-Pass Cables that Tarnished and 56 Jeopardized the City Image 3.2 Work Flows for the One-Call Centre 59 3.3 Utility Data Attributes Quality Level 66 3.4 National Underground Utility Database 69 3.5 Data Flow of Utility Mapping 70 3.6 Issues and challenges In Malaysia 71 3.7 The Appearance of IDS Detector Duo GPR System 72 3.8 The Details of the Utility Features (a) Test Site 1(located 75 at Wisma JUPEM, KL) and (b) Test site 2 (located at xiii FGRE, UTM Johor Bahru) 3.9 Scanning Orientation for Each Scanning Technique 81 3.10 Target Detectability Results for Test Site 1 84 3.11 Target Detectability Results for Test Site 2 85 3.12 Result of Numerical Modelling Analysis Using GprMax 88 Simulator 3.13 Target Detectability Result for the Case Study 90 4.1 Different Antenna Configuration of GPR System 97 4.2 Antenna Type (a) Shielded Antenna and (b) Unshielded 98 Antenna 4.3 Formation of the Hyperbola in Radargram 101 4.4 Data Processing Flow of 2D GPR Data 104 4.5 Yee Cell Used For FDTD 109 4.6 Experiment for Soil Moisture Measurement Using the 117 Over-Dry Method (a) Soil Samples for Experiment; (b) Soil Moisture Measurement Experiment; (c) Soil Samples Collected from the Test Site; (d) Weighting Different Types of Soil Samples; (e) Prepare Samples for Oven-Dry; and (f) Measure the Mass of Soil Samples 4.7 Matrix Sample for Simulation 120 4.8 Structure of Test Site 1 120 4.9 Flowchart of FDTD Modelling Procedures 121 4.10 Methodology Flowchart for Material Recognition (a) Data 123 Acquisition; (b) Pre-Processing; (c) Feature Detection; and (d) Retrieval of Absolute Backscatter Signature 4.11 The Thresholding Segmentation Coding 124 4.12 Simulation Image Containing Combination of Nine 127 Different Utility Features Buried Near To Each Other’s 4.13 Different Fabrication Material Containing Different 129 Hyperbola Pattern (a) Ductile Iron; (b) Mild Steel; (c) Clay; (d) PVC; (e) HDPE; and (f) MDPE 4.14 Variation Buried Depth’s Simulation Images for Mild Steel (a) 2.515 m; (b) 2.315 m; (c) 2.115 m; (d) 1.915 m; 130 xiv (e) 1.715 m; and (f) 1.515 m 4.15 Different Surrounding Host Material’s Simulation Images 131 for Mild Steel (a) Dry Fine Sane; (b) Wet Fine Sand; (c) Dry Coarse Sand; (d) Silty; (e) Dry Gravel; and (f) Wet Gravel) 4.16 Results of Feature Detection (a) Test Site 1; (b) Test Site 132 2; and (c) Thean Hou Temple, near Robson Heights, Malaysia. 4.17 Absolute Backscatter Signature Extracted from Simulation 135 Images Generated Based on Different Utility’s Fabrication Material 4.18 Absolute Backscatter Signature Extracted from Simulation 136 Images Generated Based on Different Buried Depth 4.19 Absolute Backscatter Signature Extracted from Simulation 137 Images Generated Based on Using Fine Sand as Surrounding Host Material 4.20 Absolute Backscatter Signature Extracted from Simulation 138 Images Generated Based on Using Coarse Sand as Surrounding Host Material 4.21 Absolute Backscatter Signature Extracted from Simulation 139 Images Generated Based on Using Gravel as Surrounding Host Material 4.22 Absolute Backscatter Signature Extracted From Case 142 Study Experimented at Test Site 1 4.23 Absolute Backscatter Signature Extracted From Case 143 Study Experimented at Test Site 2 4.24 Absolute Backscatter Signature Extracted from Case Study 144 Experimented Under Real World Condition at Thean Hou Temple, Malaysia 5.1 Horizontal and Vertical Coverage Detail 149 5.2 Available Locating Technologies for Subsurface Utility 151 Mapping 5.3 Commonly Used Technologies for Utility Mapping 151 xv 5.4 GPR System That Commercially Available in Today’s 153 Market 5.5 Principle of GPR System 156 5.6 GPR Imaging Mechanism 157 5.7 Photo of the Test Site (Side View) 161 5.8 Pre-Processing Routine 163 5.9 Input Matrix for Simulation of (a) Vertically Stacked and 164 (b) Horizontally Stacked Subsurface Utility Features 5.10 Utility Congestion Situation within Current Subsurface 165 Spaces (a) Congested Shallow Subsurface Cause Trouble for Determination of Type of Pipe; (b) Lack of Space for Burying Pipes; (c) Stacking of Gas Line in a 150mm Sewer Line by HDD; and (d) Vertically and Horizontally Stacked Utility Features 5.11 Horizontally Stacked Buried Utility Features With 168 Different Interval Distances for Examining the Sensing Constraints of GPR System 5.12 Vertically Stacked Buried Utility Features With Different 169 Interval Distances for Examining the Sensing Constraints of GPR System 5.13 RMSE versus the Interval Distance between Two Adjacent 170 Utilities that Horizontally Stacked 5.14 RMSE versus the Interval Distance between Two Adjacent Utilities that Vertically Stacked 171 xvi LIST OF SYMBOLS D - Depth of the target v - Electromagnetic wave travel velocity t - Two-way travel time (TWT) of electromagnetic wave X’, Y’ - Coordinates for points at subsurface x, y - Coordinates for points at the ground surface Xm, Ym - Mean of transformed points xm, ym - Mean of the observed points N - Number of points observed rxi, ryi - Residual of a sample point Zo - Observed depth Z - Computed depth ∆t - Time delay εr - Dielectric relative permittivity cm - Speed of light tn - Echo delay in position yn t0 - Echo delay i0, j0 - Hyperbola apex Γ2 - Voltage reflectance coefficient at a lower surface σt - Material’s cross-section d - Distance travel by signal τ - Layer thickness µ - Magnetic permeability σ - Electrical conductivity / standard deviation T - Threshold values n - nth of utility xvii λ - wavelength ô - Object distribution R1 (t) - Backscatter amplitudes Tn - Distance from the antenna to point (x1, y1, z1) xt, yt, zt - Location of transmitter xrn yrn zr n , , - Location of the receiver xviii LIST OF ABBREVIATIONS ABS - Acrylonitrile-butadiene-stryrene ANOVA - Analysis of variance APWA - American Public Works Association ASCE - American Society of Civil Engineering BGS - British Geological Society CAT - Cable Avoidance Tool CCTV - Closed-circuit television CEM - Computation electromagnetic methods COTS - Commercial Off-The-Shelf DC - Direct Current DE - Differential Equation DI - Ductile Iron EM - Electromagnetic EPSRC - Engineering and Physical Sciences Research Council FDTD - Finite-Difference Time-Domain FGRE - Faculty of Geoinformation and Real Estate FMCW - Frequency Modulated Continuous Waveform FRP - Fiberglass Reinforced Plastic GIS - Geographical Information System GPR - Ground Probing Radar/ Ground Penetrating Radar GPS - Global Positioning System HDD - Horizontal Directional Drilling HDPE - High Density Polyethylene IDS - Ingegneria Dei Sistemi IE - Integral Equation xix JUPEM - Jabatan Ukur dan Pemetaan Malaysia KDI - Knowledge and Data Integration MDPE - Medium Density Polyethylene MOSTI - Ministry of Science, Technology and Innovation MS - Mild Steel MTU - Mapping the Underworld NETTWORK - Engineering Programme Network in Trenchless Technologies PADU - Pangkalan Data Pemetaan Utiliti Kebangsaan PE - Polyethylene PML - Perfectly Match Layer PVC - Polyvinyl chloride R&D - Research and Development RMSE - Root mean square error RTK - Real-time Kinematik SAR - Synthetic-Aperture Radar SFCW - Stepped Frequency Continuous Waveform SNR - Signal-to-Noise Ratio SOP - Standard Operation Procedure SUE - Subsurface Utility Engineering SYABAS - Syarikat Bekalan Air Selangor TWT - Two-way travel time UHF - Ultra High Frequency UKWIR - UK Water Industry Research UTHM - Universiti Tun Hussein Onn Malaysia UTM - Universiti Teknologi Malaysia VHF - Very High Frequency WADGPS - Wide Area Differential GPS xx LIST OF APPENDICES APPENDIX TITLE PAGE A Simulation Images for Different Buried Depth 200 B The Specification of GPR Systems, Available 205 on the Market C List of Publications 208 D List of Awards 210