Schroders Unit Trust/OEIC (Non-ISA)
Investment Amendment Form
ote to Intermediary:
N
Schroders is relying on you accurately and truthfully determining whether you have
provided advice or not. If you become aware that you have ticked the non-advised box
in error, please notify us of this fact immediately so that we can ensure that we do not
pay you any commission.
Please return this completed form to:
Schroders, Investor Services Department,
FREEPOST, RLTZ-CHSY-HBUT,
PO BOX 1102, CHELMSFORD CM99 2XX.
1. Your Details
Schroders Account Number
Title (e.g. Mr, Mrs)
First Names
Surname
2. Investment Adjustment
Please make the following transfers between my/our Schroder Funds:
Please refer to the reverse of this form and insert the appropriate codes in the table below.
If you have an existing Direct Debit that you wish to transfer to your new fund choice then please also complete Section 3.
Reference: A
Amount
Income
Units/shares
Number of Units/shares
Accumulation
Units/shares
1.
£
or
from Schroder
Fund to Schroder
or
2.
£
or
from Schroder
Fund to Schroder
or
3.
£
or
from Schroder
Fund to Schroder
or
4.
£
or
from Schroder
Fund to Schroder
or
5.
£
or
from Schroder
Fund to Schroder
or
3. Amend Direct Debit
For existing Direct Debits only. For new Direct Debit instructions please complete a Unit Trust/OEIC ISA Application Form.
Replace my existing Direct Debit instructions with the following.
Amend my monthly direct debit to £
.
per month* and invest as detailed below:
Income Accumulation
Units/shares Units/shares
Amount
For funds you
currently invest
in, please write
the name of the
fund(s) in the
space provided.
If you are
investing in a fund
for the first time
then please insert
the appropriate
fund code which
can found on
the reverse of
this form.
1.
£
into Schroder
Fund or
or
2.
£
into Schroder
Fund or
or
3.
£
into Schroder
Fund or
or
4.
£
into Schroder
Fund or
or
5.
£
into Schroder
Fund or
or
or
*Minimum amount £50 per fund. Your instructions will be amended at
the next available collection date (on or around the 10th of each month)
Cancel my Direct debit
To be completed by Financial Advisers (Tick one only)
Advice has been given – no commission due
OR
Advice has not been given – Trail commission to be paid
Broker stamp required for validity (not transferable)
I understand and accept that this application is subject to the current Schroder Unit
Trusts/OEICs Prospectus. I also confirm that I have been provided with the relevant
key investor information documents and supplementary information for each fund.
Date
d
d
m
m
y
y
Account Holder(s)
Signature
Schroder Agent Number:
When completing your application form, please
insert the appropriate code(s) for the fund(s) you
wish to invest in.
Information for financial advisers:
Select the fund codes in the Advised column if you have provided advice and received a fee.
Select the fund codes in the Non-Advised column if you have not provided advice and are entitled to receive commission.
Reference to be used in section 3.1
Advised Client – A
Information for Investors:
Before you invest, please read the Key Investor Information Document(s) and Supplementary Information Document provided to you.
These documents are current at the time of provision. Updates are made annually and may be subject to further change from time to
time, so delaying your application could lead to you making your investment decision based on out of date information. To ensure you
have the most recent versions, please visit schroders.co.uk/investor and refer to the date at the bottom of page 2 of the document.
Schroder Fund
Code
Code
NONADVISED
CLASS
ADVISED
CLASS
Absolute Return Bond
GB
ZG
(Weekly dealing Accumulation Shares)
Absolute UK Dynamic (OEIC)
A1
A2
All Maturities Corporate Bond
AA
AC
Asian Alpha Plus
AP
AZ
Asian Income
FG
FZ
Asian Income Maximiser
AX
–
Asian Income Maximiser (Advised Accumulation)
–
AX1
Asian Income Maximiser (Advised Income)
–
AX2
Core UK Equity (OEIC)
H2
H3
Dynamic Multi-Asset
DT
DD
European
ER
EX
European (Hedged)
European Absolute Target Fund (OEIC)
ET
EY
(Accumulation Hedged)
E1
E2
European Alpha Income (OEIC)
C3
–
E
uropean Alpha Income (OEIC)
–
C4
European Alpha Income (OEIC)
–
C5
(Advised Income Hedged)
Schroder Fund
Code
Code
NONADVISED
CLASS
ADVISED
CLASS
Income Maximiser
MX
MZ
Managed Balanced
MR
MO
Mixed Distribution
MF
MG
Managed Wealth Portfolio
PR
PS
MM Diversity
J1
J3
MM Diversity Tactical
V1
M3
MM Diversity Balanced
I1
I3
MM Diversity Income
B1
B2
MM International
K1
K3
MM UK Growth
L1
L3
Monthly High Income
MH
–
–
MHD
Monthly High Income (Advised Accumulation)
Monthly High Income (Advised Income)
–
MHC
QEP Global Core Fund
QG
QG
QEP Global Active Value
QR
QZ
Recovery
NR
–
Recovery (Advised Accumulation)
–
NRY
Recovery (Advised Income)
–
NRZ
Small Cap Discovery
SA
SD
Strategic Bond
SH
SI
Strategic Credit (OEIC)
O2
O5
European Alpha Plus (Hedged)
EQ
EB
European Alpha Plus (Non Hedged)
European Opportunities (OEIC)
EP
EA
F2
–
European Opportunities (OEIC)
–
F3
Tokyo
TK
TZ
TL
TX
(Non-Advised Accumulation)
(Advised Income and Accumulation)
European Smaller Companies
ES
EZ
Tokyo (Hedged)
Gilt and Fixed Interest
FX
FU
UK Alpha Plus
RP
RZ
UK Alpha Income (OEIC)
D2
D3
Global Alpha Plus
AL
–
–
AL1
UK Corporate Bond (OEIC)
G2
G3
–
AL2
UK Dynamic Smaller Companies (OEIC)
Q2
–
GM
GY
UK Dynamic Smaller Companies (Advised Accumulation)
–
Q4
–
IT
UK Dynamic Smaller Companies (Advised Income)
–
Q21
Global Equity Income
GE
GD
UK Equity
KE
KZ
Global Healthcare
DS
DZ
UK Mid 250
MD
MY
–
GH
P2
–
Global Real Estate Securities
Global Real Estate Securities Income
GP
XA
GC
XC
UK Opportunities (OEIC) (Non-Advised Accumulation)
UK Opportunities (OEIC)
(Advised Income and Accumulation)
–
P3
UK Smaller Companies
SC
SZ
Global Recovery
GR
GR
US Mid Cap
AM
AN
Income
RN
IZ
US Smaller Companies
SS
ST
Global Alpha Plus (Advised Accumulation)
Global Alpha Plus (Advised Income)
Global Emerging Markets
Global Equity Fund
Global Multi-Asset Income
Issued in February 2016 by Schroder Unit Trusts Limited, 31 Gresham Street, London EC2V 7QA. Registered in England No. 4191730. Authorised and regulated by the
Financial Conduct Authority. w47944E UK300315 ISAP