vii TABLE OF CONTENTS CHAPTER TITLE DECLARATION ii DEDICATION iii ACKNOWLEDGEMENT iv ABSTRACT v ABSTRAK vi TABLE OF CONTENTS vii LIST OF TABLES xi LIST OF FIGURES xii LIST OF SYMBOLS xvi LIST OF ABBREVIATIONS LIST OF APPENDICES 1 PAGE xviii xix INTRODUCTION 1.1 Problem Background 1 1.2 Problem Statement 4 1.3 Objectives of Research 5 1.4 Scope of Research 6 1.5 Significance of Research 6 1.6 Thesis Plan 7 1.7 Research Flow Chart 8 viii 2 LITERATURE REVIEW 2.1 Introduction 9 2.2 Czochralski Crystal Growth 9 2.2.1 10 Basic Principles of Czochralski Crystal Growth 2.2.2 Crystal / Crucible Rotation 15 2.2.3 Pulling Rate 17 2.2.4 Growth Rate 18 2.2.5 Growth Direction 21 2.3 Diameter Control 23 2.4 Automatic Diameter Control – Crystal Growth 25 System (ADC-CGS) 2.4.1 2.5 26 2.4.1.1 Power Control 27 2.4.1.2 Diameter Control 28 2.4.1.3 Diameter Calculation 29 2.4.1.4 Power Adjustments 31 Sapphire 2.5.1 3 ADC Program Control Process 33 Titanium-doped Sapphire (Ti:Sapphire) 37 2.6 Density 38 2.7 Porosity 39 2.8 Hardness 41 2.9 Young’s Modulus 43 2.10 X-Ray Diffraction 44 2.11 Energy Dispersive X-Ray Analysis 46 RESEARCH METHODOLOGY 3.1 Introduction 49 3.2 Sample Preparation 49 3.2.1 Raw Material Preparation 50 3.2.2 Seed Crystal Preparation 50 3.2.3 Hot Zone Set Up 51 3.2.4 Growth Process 54 ix 3.2.5 3.3 4 Slicing and Polishing 60 Sample Characterization 60 3.3.1 Density 60 3.3.2 Porosity 61 3.3.3 Vickers Hardness Test 62 3.3.4 Young’s Modulus 63 3.3.5 X-Ray Diffraction (XRD) Analysis 64 3.3.6 Energy Dispersive X-Ray (EDAX) Analysis 65 RESULTS AND DISCUSSIONS 4.1 Introduction 66 4.2 Growth of Ti:Sapphire Crystals 67 4.3 Growth Parameter Analysis 70 4.3.1 70 Correlation of Control Power and Temperature to the Growth Process 4.3.2 Effect of Control Power on the Crystal 75 Diameter 4.3.3 Effect of Growth Rate on the Crystal 85 Diameter 4.4 X-Ray Diffraction (XRD) Analysis 88 4.5 Chemical Composition Assessment by Energy 92 Dispersive X-Ray (EDAX) Analysis 4.6 Effect of Rotation Speed and Pulling Rate on 93 Density 4.7 Effect of Rotation Speed and Pulling Rate on 97 Porosity 4.8 Effect of Rotation Speed and Pulling rate on 99 Hardness 4.9 Effect of Rotation Speed and Pulling Rate on Young’s Modulus 103 x 5 CONCLUSIONS AND SUGGESTIONS 5.1 Introduction 108 5.2 Conclusions 108 5.3 Suggestions 111 REFERENCES 112 APPENDICES 123 xi LIST OF TABLES TABLE NO. TITLE PAGE 2.1 Main Characteristic of Sapphire 35 3.1 Aspects of growth conditions used in the experiment 57 3.2 Setting parameters for Ti:Sapphire crystal growth 58 3.3 Summary of growth parameters used to grow Ti:Sapphire single crystal 59 4.1 Chemical composition for selected Ti:Sapphire crystals 92 4.2 Density value for Group A crystals 93 4.3 Density value for Group B crystals 95 4.4 Porosity value for Group A crystals 97 4.5 Porosity value for Group B crystals 98 4.6 Vickers hardness number obtained from Group A crystals 100 4.7 Vickers hardness number obtained from Group B crystals 101 4.8 Young’s Modulus value for Group A crystals 104 4.9 Young’s Modulus value for Group B crystals 105 xii LIST OF FIGURES FIGURE NO. TITLE PAGE 1.1 Research flow chart 8 2.1 Basic elements of a Czochralski crystal growth 11 2.2 The phases of Czochralski technique crystal growth 14 2.3 Surface and bulk fluid flows on simulation experiment in a Czochralski system 16 2.4 Parameters for growth rate determination 18 2.5 LiTaO3 crystals grown along different growth directions 22 2.6 Crystal Weighing Technique 24 2.7 Diameter control by optical technique 25 2.8 First 12 control parameters of ADC program 26 2.9 The principal control loop in ADC Program 27 2.10 The control loop regarding diameter control 28 2.11 Reading of weight versus time are gathered at intervals defined by Weight Reading Interval parameter – C(24). and Diameter Update Interval parameter – C(25) 29 2.12 Hypothetical trace of the measured diameter as function of time for Point A, Point B and Point C 33 2.13 Structure and crystallographic planes of Sapphire 34 xiii 2.14 Synthetically grown titanium-doped sapphire single crystals 37 2.15 Schematic diagram of diamond pyramid indenter and the diagonals of the indentation on the specimen surface 42 2.16 X-ray diffraction diagram 46 2.17 Example of EDAX spectrum 47 2.18 The emission of X-ray photon energies 48 3.1 Ti:Al2O3 polycrystalline bulk pellet with nominal dopant of 0.20 wt. % Ti, with reference to a coin 50 3.2 Design layout for hot zone insulation 52 3.3 ZrO2 ceramic discs for the hot zone 53 3.4 Al2O3 tubes used placed on top of the ZrO2 insulators 53 3.5 Complete setup for the hot zone insulation 54 3.6 Automatic Diameter Control – Crystal Growth System 55 3.7 Seed crystal and seed holder configuration 56 3.8 AND Model GR200 densitometer 61 3.9 Two diagonals of the indentation left on the surface of the material 62 3.10 CV Instruments Vickers Hardness Tester Model 450AAT 63 3.11 INSTRON Universal Testing Machine Model 3882 64 3.12 Siemens Diffractometer D5000 65 4.1 Group A crystals with a fixed pull rate of 1.50 mm h-1 and varying crystal rotation speed 68 4.2 Group B crystals grown with a fixed seed rotation speed of 15 rpm and varying pull rate 69 xiv 4.3 Variation of control power and temperature against growth elapsed time for Sample A1 at pulling rate 1.50 mm h-1 and rotation speed 8 rpm 72 4.4 Variation of control power and temperature against growth elapsed time for Sample B1 at pulling rate 0.75 mm h-1 and rotation speed 15 rpm 72 4.5 Variation of control power and temperature against growth elapsed time for Sample B2 at pulling rate 1.00 mm h-1 and rotation speed 15 rpm 73 4.6 Variation of control power and temperature against growth elapsed time for Sample B5 at pulling rate 1.75 mm h-1 and rotation speed 15 rpm 73 4.7 Variation of control power and measured diameter against growth elapsed time for Sample A2 at pulling rate 1.50 mm h-1 and rotation speed 12 rpm 77 4.8 Variation of control power and measured diameter against growth elapsed time for Sample A3 at pulling rate 1.50 mm h-1 and rotation speed 16 rpm 79 4.9 Variation of control power and measured diameter against growth elapsed time for Sample A5 at pulling rate 1.50 mm h-1 and rotation speed 24 rpm 81 4.10 Variation of control power and measured diameter against growth elapsed time for Sample B5 at pulling rate 1.75 mm h-1 and rotation speed 15 rpm 83 4.11 Variation of measured diameter and growth rate against growth elapsed time for Sample A2 at pulling rate of 1.50 mm h-1 and rotation speed 12 rpm 85 4.12 Variation of measured diameter and growth rate against growth elapsed time for Sample A4 at pulling rate of 1.50 mm h-1 and rotation speed 20 rpm 86 4.13 Variation of measured diameter and growth rate against growth elapsed time for Sample B1 at pulling rate of 0.75 mm h-1 and rotation speed 15 rpm 86 xv 4.14 Variation of measured diameter and growth rate against growth elapsed time for Sample B5 at pulling rate of 1.75 mm h-1 and rotation speed 15 rpm 87 4.15 Powder X-Ray pattern of Ti:Sapphire crystal for Sample A1 89 4.16 Powder X-Ray pattern of Ti:Sapphire crystal for Sample A3 89 4.17 Powder X-Ray pattern of Ti:Sapphire crystal for Sample A5 90 4.18 Powder X-Ray pattern of Ti:Sapphire crystal for Sample B1 90 4.19 Powder X-Ray pattern of Ti:Sapphire crystal for Sample B3 91 4.20 Powder X-Ray pattern of Ti:Sapphire crystal for Sample B5 91 4.21 The graph of density against rotation speed implemented on Group A growth runs 94 4.22 The graph of density against pulling rate implemented on Group B growth runs 95 4.23 The graph of porosity against rotation speed for Group A crystals 97 4.24 The graph of porosity against pulling rate for Group B crystals 99 4.25 Graph of Vickers hardness number against rotation speed for Group A crystals 100 4.26 Graph of Vickers hardness number against pulling rate for Group B crystals 102 4.27 Graph of Young’s Modulus against rotation speed for Group A crystals 104 4.28 Graph of Young’s Modulus against pulling rate for Group B crystals 106 xvi LIST OF SYMBOLS A - surface area of residual deformation A0 - original cross-sectional area Ac - surface area of crystal interface d - mean diagonal D - ratio of crystal radius to crucible radius dcryst. - diameter of the crystal dD/dt - first derivative of the diameter dhkl - interplanar spacing of the (hkl) spacing dW/dt - first derivative of the crystal E - Young’s Modulus F - peak load FC - force exerted on the specimen under compression Gc - crystal growth rate Gl - amount of liquid crystallized per unit time H - hardness hc - height of crystal grown per unit time or linear growth rate L - height of liquid crystallized per unit time L0 - original length of the specimen Lm - liquid level drop m - mass n - integer or order of reflection P(t) - control power at time Pr - sum of the pull rate rc - radius of the crystal Rcr - radius of the crucible xvii t - time v - volume Vb - bulk volume Vop - open pore volume W1 - weight of sample in air W2 - weight of sample in liquid WD - weight of the dry sample WS - weight of saturated sample WSS - weight of the saturated sample submerged in liquid ΔL - length displaced over original length ε - strain θ - diffraction angle κ - ratio of average liquid density to solid density of the crystal λ - wavelength of the beam ρ - density ρair - density of air ρL - liquid density ρliq - density of immersion liquid ρS - solid density of the crystal σ - stress xviii LIST OF ABBREVIATIONS ADC ADC-CGS CP Cz DG EDAX err HV ICSD ID IG LED OD PDF PG PI PID RF SEM T Ti:Sapphire WDS wt. XRD - Automatic Diameter Control Automatic Diameter Control-Crystal Growth System control power Czochralski derivative gain Energy Dispersive X-ray error Vickers hardness number Inorganic Crystal Diffraction Database inside diameter integral gain light emitting diode outside diameter powder diffraction file proportional gain proportional-integral proportional-integral-derivative radio frequency scanning electron microscopy thickness titanium-doped sapphire wavelength dispersive X-ray spectroscopy weight X-ray Diffraction xix LIST OF APPENDICES APPENDIX TITLE PAGE A ICSD standard powder X-ray diffraction database of Al2O3 (synthetic corundum) 123 B ICSD standard powder X-ray diffraction database of Al2TiO5 124 C Chemical composition Assessment by Energy Dispersive X-ray (EDAX) analysis 125 D Calculation of density 128 E Porosity calculation 129 F Vickers hardness number calculation 130 G Young’s Modulus determination 132 H EKSPLA titanium-doped sapphire laser crystal brochure 134 I Related publication 135