Industry Focus Oh, those pesky forms Industry attorney Pamela Tarr of Jackson Kelly gives some tips on completing and retaining federal documents. A ccording to the US Mine Safety and Health Administration, the total number of citations and orders issued to coal mines has increased a staggering 84% between 2000 and 2008. Coal operators are actively looking for ways to reduce their exposure to administrative, civil and criminal penalties. One of the best methods available to avoid legal entanglements is also the easiest: exercise due diligence in filling out MSHA-required forms. Below are some examples in light of the specific legal questions they raise. MSHA Form 5000-23, or the Certificate of Training Form, is a “one size fits all” form intended to verify many different types of training. The majority of the training recorded on Form 5000-23 (such as hazard training) is completed in one day. However, in the case of new task training, the form can be used to record training on as many as eight new tasks. Rarely, if ever, will an employee complete task training on more than one or two pieces of mining equipment in a single day. Nevertheless, Form 5000-23 provides only one signature line for the trainer and the trainee to verify that training on each new task has occurred. Consequently, when filling out Form 5000-23, it is important to record in the body of the form the date on which training for each task was provided, the specific new task on which training was received, and the initials of the trainer and trainee (in each individual’s own handwriting) for each item of task training. The trainer should have actual experience operating the piece of equipment on which training is being provided. Following these rules should eliminate post-accident claims that an employee was never task trained or that the task training provided was insufficient. A completed pre-shift/on-shift report corroborates that thorough examinations of the section have been conducted by the section foreman and any hazards noted and corrected. At the beginning of each shift, the section foreman typically conducts a safety meeting with the crew. During the meeting, the foreman will review a portion of the roof control plan or discuss specific safety hazards, such as pinch points. The subject of each safety meeting should be recorded on the pre-shift/on-shift reports to preclude post-accident claims that particular safety issues were never discussed. Written observations about hazardous conditions on pre-shift/on-shift reports should never be altered. If a supervisor or the next section foreman disagrees with the comments about safety conditions, the incoming foreman should note any points of disagreement in writing directly below the comments of the previous foreman, thereby preventing claims that valuable evidence relating to safety was destroyed. To avoid legal entanglements, keep these simple rules in mind when filling out MSHArequired forms: •Read the form carefully and completely before beginning to write. •Do not leave blank portions of the form that are relevant and require a response. • Verify the accuracy of the information you are providing to MSHA before submitting the form. • Be sure that every form submitted to MSHA has been reviewed, approved and signed by a knowledgeable, responsible individual. • In the case of an accident or ongoing investigation, understand it may be necessary to keep copies of MSHA-required forms longer than MSHA or the company record retention policy requires. Such forms should be kept until the investigation is complete, or the applicable statute of limitations has run. Jackson Kelly’s Pamela Tarr. Pamela Dawn Tarr is a member of Jackson Kelly PLLC, where her practice focuses primarily on the representation of defendants in trial and appellate litigation in both state and federal courts with emphases on personal injury (deliberate intent cases and industrial accidents), product liability, class action, mass torts and other complex litigation. Tarr also chairs the firm’s 30-member Deliberate Intent practice group, which focuses on the defense of claims resulting from occupational injuries. She completed an 80-hour underground mining apprentice course, earning her apprentice miner’s card from the West Virginia Office of Miners’ Health, Safety and Training in 2009. Diamond technology IS there a solution to drilling hole after hole into tough roof without stopping for constant bit replacements? Diamond technology may be the answer, says Brady Mining. Brady Mining introduced first-generation diamond drill bits to the mining industry some years ago. US Synthetic, a supplier of diamond technology used in oil and gas exploration, acquired the company and began developing Brady bits in 2008. 30 Today, Brady Mining is focused on increasing the exposure of improved, next-generation diamond technology to mines seeking help with hard roof conditions. “The goal in mining has always been to produce the largest possible tonnage at the lowest possible cost under the safest possible conditions,” Brady Mining managing director Russ Myers said. “As the energy market continues to fluctuate on a daily basis, this goal takes on even more meaning. To meet ever-increasing production demands, mine operators … simply cannot afford to wait on roof-bolting crews using outdated equipment and techniques while continuous miners sit idle.” Thanks to advancements in bit design and diamond technology, the product – which is available in nearly all sizes and attachments and can be customised for specific applications December 2009 I CoalUSA