Apoptosis and Neurogenesis after Transient Hypoxia in the Developing Rat Brain Jean-Luc Daval* and Paul Vert† Perinatal brain damage following a hypoxic-ischemic episode has been considered for a long time as an irreversible phenomenon. However, recent studies have shown that various insults may induce de novo neurogenesis in the adult rodent brain. The present study tested the hypothesis that acute hypoxia may trigger neurogenesis in the developing brain. In vitro, the influence of transient hypoxia was analyzed on the outcome of embryonic rat neurons in culture. In vivo, the temporal profile of brain damage was monitored at the level of the CA1 layer of the hippocampus after the exposure to hypoxia of 1-day-old rats. The extent of cell loss and regeneration was evaluated after staining with DAPI. The characterization of newly generated cells was performed in the subventricular zone at 20 days postexposure by immunohistochemistry. Following hypoxia for 6 hours, neuronal viability in the culture dishes was reduced by 36% at 96 hours, with a significant number of cell nuclei showing apoptosis features. In contrast, a 3-hour hypoxia apparently did not damage cultured neurons whose number increased by 14%. The Bax/Bcl-2 ratio tended to increase after 6-hour hypoxia and to decrease after 3-hour hypoxia. In vivo, hypoxia induced cell damage in the CA1 subfield of the hippocampus, where the total number of cells was reduced by 27% at days 6-7 postreoxygenation, with histopathological hallmarks of apoptosis. This cell deficit was followed by a gradual recovery observable from day 20, suggesting a repair mechanism. Brain incorporation of BrdU in the subventricular zone revealed an accumulation of proliferating cells expressing the neuronal marker NeuroD. The present data demonstrate that a posthypoxic neurogenesis does occur during development and may account for brain protection. © 2004 Elsevier Inc. All rights reserved. erinatal brain damage following a hypoxicischemic insult has been considered for a long time as an irreversible phenomenon responsible for ever-lasting sequelae.1-3 Numerous studies have provided extensive descriptions of the pathophysiologic sequences of posthypoxic neuronal injury leading to substantial anatomical and functional impairments.4-6 However, it is also known that, in developing— or newborn—animals, the brain is more resistant to oxygen deprivation than in adults.7,8 Furthermore, experiments performed in various species have shown a variety of evidence suggesting that cerebral plasticity, even not specific to the neonatal period, is more efficient early in the development.9-11 In this respect, recent studies have shown that insults like ischemia or seizures may trigger de novo neurogenesis at specific sites like the subventricular zone in the adult brain.12,13 In the studies reported herein, we aimed to elucidate the fate of developing brain neurons in response to global hypoxia, and we tested the hypothesis that acute hypoxia may trigger neurogenesis which in turn could participate in brain repair and functional restoration. For this P purpose, two series of experiments were designed: in vitro and in vivo. In vitro, embryonic rat neurons in culture were exposed to hypoxic episodes of various duration, and cellular mechanisms which influence neuronal outcome were analyzed. In vivo, we monitored the temporal profile of brain damage, especially in the vulnerable CA1 subfield of the hippocampus, following exposure to hypoxic conditions that approximate birth hypoxia. Materials and Methods In Vitro Studies on Cultured Neurons Primary cultured neurons were obtained from 14-day-old rat embryo forebrains as previously From the *Laboratoire de Biochimie, INSERM EMI 0014, Faculté de Médecine de Nancy, France; and †Service de Médecine Néonatale, Maternité Régionale Universitaire Nancy, France. Address reprint requests to Jean-Luc Daval, PhD, INSERM EMI 0014, Faculté de Médecine, 9 avenue de la Fôret de Haye, 54500 Vandoeuvre-les-Nancy, France e-mail: Jean-Luc.Daval@nancy. inserm.fr © 2004 Elsevier Inc. All rights reserved. 0146-0005/04/2804-0000$30.00/0 doi:10.1053/j.semperi.2004.08.002 Seminars in Perinatology, Vol 28, No 4 (August), 2004: pp 257-263 257 258 Daval and Vert described.14 Cultures were grown for 6 days at 37°C in a humidified atmosphere of 95% air/5% CO2. Hypoxic conditions were then produced by transferring culture dishes to a humidified and thermoregulated incubation chamber flushed by a gas mixture corresponding to 95% N2/5% CO2. Hypoxia was achieved for either 3 or 6 hours, and for subsequent analyses, dishes were then returned for the ensuing 96 hours to normal atmosphere, whereas matched controls were constantly maintained under standard normoxic conditions. Reduction in oxygen delivery to the neurons was scored by measuring O2 content in samples of extracellular medium sheltered from ambient air, by means of a gas analyzer. Cell morphology was routinely assessed by phase-contrast microscopic observations. Purity of neuronal cultures was regularly evaluated by using monoclonal antibodies against neuronspecific enolase (NSE, a neuronal marker) and glial fibrillary acidic protein (GFAP, a marker for glial cells). Cell viability was monitored by Trypan blue exclusion and by the spectrophotometric method using 3-[4,5-dimethylthiazol-2yl]-2,5-diphenyltetrazolium bromide (MTT), according to Hansen and coworkers.15 Morphological hallmarks of apoptosis, necrosis, and mitosis were analyzed by staining fixed cultured cells with the fluorescent dye 4,6-diamidino-2-phenylindole (DAPI, 0.5 g/mL).16 Using this procedure, healthy neurons exhibit intact round-shaped nuclei with diffuse fluorescence, indicative of homogeneous chromatin. Necrotic neurons are characterized by highly refringent smaller nuclei with uniformly dispersed chromatin, while condensation and fragmentation of chromatin lead to shrinked nuclei in apoptotic neurons.17 Typical morphological features of mitosis are easily recognizable. Apoptosis was also monitored by studying the immunohistochemical expression of prototypic regulating proteins, such as Bax, Bcl-2, caspase-3, or p53.14 100% N2, whereas the remaining pups were taken as controls and exposed for the same time to 21% O2/79% N2 (a mixture corresponding to air). The temperature inside the chamber was adjusted to 36°C to maintain body temperature in the physiological range. All pups were allowed to recover for 20 minutes in normoxic conditions, and they were then returned to their dams. Under such experimental conditions, the overall mortality was 4% in hypoxic rats, and the litter size was finally reduced to 10 pups, corresponding to 5 controls and 5 hypoxic rats, for homogeneity in subsequent investigations. In some experiments, blood samples were rapidly withdrawn by decapitation and sheltered from air for the measurement of pH, pO2, and pCO2. To evaluate the extent of cell loss resulting from hypoxia, brain sections of 20 m in thickness were generated at various time intervals at the level of anterior hippocampus according to the developing rat brain atlas of Sherwood and Timiras19; they were fixed and stained with thionin, and morphometric analyses were conducted by means of a microscope coupled to a computerized image-processing system. Adjacent brain sections were stained with DAPI for the measurement of cell density by counting cell nuclei, and for monitoring of apoptosis and necrosis. In addition, the expression level of apoptosis regulating proteins was studied by immunohistochemistry.18 In some experiments, cell proliferation was evaluated at 20 days postexposure to hypoxia in the subventricular zone, which is known as a neurogenic site, including in the adult rodent brain.20 Rats received daily injections of bromodeoxyuridine (BrdU, 50 mg/kg, IP) for 9 consecutive days before sacrifice. BrdU was subsequently visualized in brain sections by immunohistochemistry. Colabeling experiments were performed with specific cell markers to identify the phenotype of newly generated cells.21 In Vivo Studies on Newborn Rats Effects of In Vitro Hypoxia To approach the consequences of global brain hypoxic conditions around the birth period, we have used a model approximating birth asphyxia in newborn rats.18 Within 24 hours after birth, half of the litter was placed for 20 minutes in a thermostated plexiglass chamber flushed with When compared with control cultures maintained in normoxia, transient exposure to anaerobic gas mixture routinely reduced by 80% the partial pressure of oxygen (pO2) in the culture medium, irrespectively of the duration of the hypoxic episode. Results Neurogenesis after Hypoxia Following exposure to hypoxia for 6 hours, neuronal alterations could be first observed by 48 hours after reoxygenation, as previously reported,22,23 and the number of living cells was finally reduced by 36% at 96 hours (Fig 1). At this experimental time point, a significant number of cell nuclei stained by the fluorescent dye DAPI exhibited characteristic apoptosis-related morphological features, such as condensed chromatin and apoptotic bodies. The presence of necrotic cells was also detected, but cell counts revealed that the percentage of apoptotic nuclei increased more sharply in response to the insult (Fig 2, upper panel). In contrast, a 3-hour episode of hypoxia apparently did not damage cultured neurons, and even increased significantly (14%, P ⬍ 0.01) the viability score over control values at 96 hours postreoxygenation (Fig 1). Accordingly, hypoxia for 3 hours led to an elevated number of characteristic mitotic nuclei, as depicted by DAPI labeling (Fig 2, upper panel). It is noteworthy that hypoxia for 3 hours was not followed by a significant increase of the final proportion of glial cells (data not shown), suggesting that increased mitotic activity likely reflects neuronal proliferation. As shown in Fig 2 (lower panel), immunohistochemical studies revealed detectable baseline levels of the prototypic apoptosis-related proteins Bcl-2 and Bax in control cultures. Consistently with morphological observations, the Figure 1. Evolution of cell viability in cultured neurons exposed to hypoxia for either 6 hours (H6) or 3 hours (H3) as compared with matched controls maintained in normoxic conditions. Data are expressed as means ⫾ standard deviations (SD) and were obtained from five separate experiments. Statistically significant differences from controls: **, P ⬍ 0.01 (Dunnett’s test for multiple comparisons). 259 Figure 2. (Upper panel) Proportions of necrosis, apoptosis, and mitosis in cultured neurons at 96 hours posthypoxia. Morphological hallmarks were scored in the different culture sets following nuclear incorporation of DAPI and subsequent cell counts. Data were obtained from at least five separate experiments and are expressed as means ⫾ SD. Statistically significant differences from controls: *, P ⬍ 0.05; **, P ⬍ 0.01 (Dunnett’s test). (Lower panel) Evolution of the Bax/ Bcl-2 protein ratio in cultured neurons subjected to hypoxia for either 6 hours (H6) or 3 hours (H3) and their controls. Immunohistochemical studies were performed at 1 hour after the onset of hypoxia and then at 48 and 96 hours postreoxygenation as well as in matched controls. Fluorescence activity was computerized by means of Adobe Photoshop software, and the protein ratio was calculated at each time point. Data are means ⫾ SD and were obtained from three separate experiments. Statistically significant differences from controls: *, P ⬍ 0.05; **, P ⬍ 0.01 (Dunnett’s test). Bax/Bcl-2 ratio tended to increase as a function of time in response to hypoxia for 6 hours. This phenomenon was linked to a temporally regulated robust expression of Bax, a process indicative of spreading apoptotic cell death. When the hypoxic stress was imposed for 3 hours, the protein ratio progressively declined, due to an increased expression of the antiapoptotic Bcl-2 protein. Although not illustrated, cultured neurons subjected to hypoxia for 3 hours also strongly expressed various regulatory components of the cell cycle, including PCNA (proliferative cell nuclear antigen) and Rb (retinoblastoma susceptibility gene product).14 260 Daval and Vert Effects of In Vivo Hypoxia In vivo exposure of newborn rats to N2 for 20 minutes appeared to mimic birth asphyxia in human infants, eliciting a pronounced hypoxemia (11.8 ⫾ 4.8 versus 60.7 ⫾ 7.4 mm Hg (mixed blood), P ⬍ 0.01) associated with hypercapnia (130.5 ⫾ 6.9 versus 35.6 ⫾ 7.3 mm Hg, P ⬍ 0.01) and subsequent acidosis (6.62 ⫾ 0.03 versus 7.40 ⫾ 0.03, P ⬍ 0.01) which persisted after reoxygenation. In our model, neonatal hypoxia induced a long-lasting reduction of body weight, and only a transient alteration of brain weight.18 Cell damage was repeatedly observed in various brain regions of hypoxic rats, including those which are known to be particularly sensitive to oxygen supply, such as the cerebral cortex and the CA1 subfield of the hippocampus. Fig 3 (upper panel) shows that cell density was progressively reduced after hypoxia in the CA1 hippocampus. The decline was maximal around 6-7 days postreoxygenation, reaching 27% as compared with controls. Moreover, histopathological studies showed the accumulating presence of neurons with nuclear condensation, clumping, and fragmentation into spheric entities corresponding to apoptotic bodies. Immunohistological analyses and cell counts revealed that NSEpositive cells were predominantly affected (data not shown), suggesting that the reduction of cell density mostly reflects the loss of neurons. Bcl-2 was transiently overexpressed at 3 days postinsult, and its expression gradually declined thereafter, to be reduced by 38% by comparison to matched controls at 13 days. Bax expression was similar to controls at 3 days, and then markedly augmented in response to hypoxia, leading to a significant elevation of the Bax/Bcl-2 protein ratio at 13 days postinsult (Fig 3, lower panel). However, time course studies showed that the observed cell deficits were followed by a gradual recovery, starting from day 20 after reoxygenation (Figs 3 and 4), suggesting the existence of compensatory repair processes. As illustrated in Fig 5, further investigations by measuring brain incorporation of BrdU revealed the accumulation of proliferating cells in the subventricular zone of hypoxic rats at 20 days postexposure. Newly generated cells tended to migrate along the posterior periventricle toward the hippocampus.21 Moreover, the use of specific cell Figure 3. (Upper panel) Influence of in vivo hypoxia for 20 minutes on subsequent cell density in the CA1 layer of the rat hippocampus. At various time intervals, total number of cells per mm2 was measured using an ocular grid of 1/400 mm2 in control and hypoxic rats after nuclear staining by DAPI. Data were obtained from three to five separate experiments and are expressed as percentages of change from matched controls (means ⫾ SD). Statistically significant differences from controls: **, P ⬍ 0.01 (Dunnett’s test). (Lower panel) Evolution of the Bax/Bcl-2 protein ratio in the CA1 hippocampal cell layer of rats exposed to neonatal hypoxia and their controls. Immunohistochemical studies were performed at 3, 6, and 13 days posthypoxia as well as in control rat pups. The data represent mean values (⫾ SD) obtained from three separate experiments. Statistically significant differences from controls: **, P ⬍ 0.01 (Dunnett’s test). markers showed that BrdU-positive cells expressed the neuronal marker NeuroD. Discussion The different steps of our studies demonstrate a similar process of cell division after a hypoxic episode both in vitro, on embryonic rat neurons, and in vivo, in the newborn rat. In vitro, a significant number of cultured cells died in response to hypoxia for 6 hours, mainly through an apoptotic process, as previously documented.11,14,24 Apoptosis was also shown to pre- Neurogenesis after Hypoxia 261 signals for cell cycle activation and cell cycle arrest.28,29 Accordingly, a treatment by a cell cycle inhibitor has been shown to protect neurons from hypoxia-induced injury.14,23 Coupled to our previous data,14,23 our observations suggest that mild hypoxia is able to trigger neuronal proliferation by stimulating the expression of neurogenic and survival-associated proteins, including proliferating cell nuclear antigen (PCNA) and Bcl-2. In the newborn rat, the observation of neurogenesis induced by hypoxia in the germinative subventricular zone confirms previous studies in adult animals where generation of new neurons occurs not only as a transient repair mechanism but appears to be a continuous phenomenon over lifespan.30,31 The new neurons can migrate to the CA1 layer of the hippocampus where they seem to integrate the hippocampal circuitry.32 Neurogenesis has also been reported in the cerebral cortex.33 Figure 4. Evolution of cell density in the CA1 hippocampus of control and hypoxic rats as illustrated by DAPI nuclear staining at 6 and 20 days postexposure to hypoxia (⫻40 magnification). Similar profiles were observed in three separate experiments. dominantly account in vivo for CA1 neuronal loss in the newborn rat brain. It is now widely accepted that this kind of cell death is a key event in delayed neuronal injury consecutive to severe hypoxia, especially in the developing brain, which retains a part of the physiological cell death program involved in normal development.25-27 Beyond characteristic morphological hallmarks of dying cells, apoptotic death is reflected in our experimental models by temporal changes in selective proteins, such as Bax and Bcl-2. Indeed, apoptosis can be distinguished from necrosis in that cell death is directly dependent on the regulation of specific genes, and it is the balance in expression of pro- (eg, bax) and antiapoptotic (eg, bcl-2) genes that determines the fate of neurons exposed to hypoxia.14,27 In the case of nonlethal hypoxia (3 hours in our culture model), overexpression of defense proteins, which include Bcl-2, promotes cell survival. Nevertheless, a strong relationship between apoptosis and the cell cycle has been well documented. Apoptosis has been described as an abortive re-entry into the cell cycle, a process that would be due to abnormal or conflicting Figure 5. Characterization of cell proliferation in the rat subventricular zone at 20 days postexposure to hypoxia. Rats received daily injections of BrdU (50 mg/kg, IP) for 9 consecutive days before sacrifice. BrdU was subsequently visualized in brain sections by immunohistochemistry. Colabeling experiments with specific cell markers showed that BrdU-positive cells expressed a neuronal marker, ie, NeuroD (LV, lateral ventricle). Similar observations were made in six separate experiments. 262 Daval and Vert The neurogenetic process was observed after an apoptotic phase, suggesting a relationship between these two processes. But, in a more recent study, Pourié and coworkers34 showed that, in the newborn rat, the process of neurogenesis can be triggered after a 5-minute hypoxia which does not induce apoptosis. In this study, the neuronal phenotype of newly generated cells was shown to be preceded by a transient glial phenotype. The mechanisms involved in the postnatal neurogenesis are not clearly understood. It has been suggested that neurotrophic factors like IGF-1, EGF, FGF-2, NGF, or erythropoietin play a significant role, but we still lack the precise triggering factor.12 Among factors involved, adrenal steroids have been shown to regulate neurogenesis in the adult dentate gyrus via N-methylD-aspartate (NMDA) receptors35; this may explain the detrimental effect of pre- or postnatal stress on learning deficits, along with an inhibition of hippocampal neurogenesis both in rats and in monkeys.36,37 Also, the fate of the newly generated neurons is not yet fully elucidated. Studies have shown that, after a period of neurogenesis, the new neurons do persist in the hippocampus of adult rodents,33 and Pourié and coworkers34 have observed that the new neurons express the synaptic protein synapsin 1, suggesting that they may be functional. There are some concerns about the migration of new neurons in several structures, considering that they might not integrate adequately the architectural structures and be the cause of aberrant networks somewhat like in the cortical heterotopia observed in the fetal alcoholism syndrome.38 Posthypoxic neurogenesis might account for a process of cerebral protection involving mechanisms totally different from those involved either in preconditioning tolerance39 or in the preventive effect of hypothermia on brain damage. However, it should be noted that some experiments on preconditioning-induced tolerance showed a posthypoxic neuronal proliferation in vitro.40 The neurogenesis observed in our experiments might also be viewed as a mechanism of cerebral plasticity, like in the hypertrophy of controlateral brain regions after hemispherectomy in the rat.41 Gathering our results with similar data obtained in other models by several authors,12,13,42 they challenge the fundamental dogma thought for decades, and stating that the central nervous system could never be the site of neuronal division after the fetal period, or at least beyond the early postnatal period. To what extent these promising experimental results apply to the human newborn brain remains questionable. But, at least it has been shown that postnatal neurogenesis is a persisting phenomenon in humans.43,44 Until demonstrated as damageable, the observation of a posthypoxic neurogenesis may be accepted as good news, supporting the concept of the beneficial effects of early psychomotor intervention in infants at risk for the sequelae of an acute brain hypoxia-ischemia. Indeed, it has been documented that a stimulated environment has positive consequences on neurobehavioral performances45-47 and that learning affects the cell survival in the adult rat dentate gyrus.48 Acknowledgments We would like to thank Carine Bossenmeyer-Pourié, Grégory Pourié, Valérie Lièvre, and Stéphanie Grojean for having performed a large part of the reported experiments. References 1. Rivkin MJ, Volpe JJ: Asphyxia and brain injury, in Spitzer AR (ed): Intensive Care of the Fetus and Neonate. St. Louis, MO, Mosby, 1994, pp 685-695 2. Nyakas C, Buwalda B, Luiten PGM: Hypoxia and brain development. 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