i fi \ Towards A Politieal Philosophy of the Criminal Jury Daniel J. H. Greenwood S.A.W. April - Professor Fiss 1984 4t. ' '."ri ,r INTRODUCTION Trp fundamental quetions a politieat philosopher asks about any institution are, is it good or bad, does it read to more or less Justiee, should we have it or not. But when these questions are asked of an existing institution, a prior problem m,st be resorved before philosophic analysis ean begin. Ife must know, at least in broad outline, what the institution purports to be and what it is in fact. Burke and Marx arike have ta,ght ,s that institutions may serve hidden purposes, and that both j,stification and attaek mr.st penetrate beyond the ideologieal surfaee. criminar juries find facts. Fact-finding, however, is only one of at least four legitimate soeial roles of the jury.l Juries also find or sometimes make law, often by giving eontent to vague statutory or eommon law standar*. They serve as a limitation on the power of the judiciary and the poriticar branehes, one of many such cheeks and balanees in our system. And they are a reification of social contract theory, a rituar enactment of the riberar notion that eoercion is justified only when authorized by its vietims. one could imagine a iury designed to perform any of these roles, and it wourd probably rook quite different from jury a designed for any one of the others. The jury as we know it, I will argue, embodies aspects responding to eaeh of the four rores, and, in l. Ifhile today met eases are resolved without juries, ,iffffffi}Hffixr*mr'rox''m* .;- 2 addition, st,l sports remnants of its use as a toor of majoritarian qpression in the American system of apartheid. In this essay, I wilr attempt to sort out different institutionar features of the jury and to rerate them to the various roles. charaeteristies desirable or even cruciar from the point of view of one funetion may be repreheruible and dangerous from another; a better understanding of the different functions and their interaetion may enable us to better mediate the tensions inherent in a contradictory, mqltifaeeted irstitution. I. The Jury as Factfinder. Jury factfinding has been called the ',palladium of free governmentr, ?he Federalist No. gB, and ,,adapted to the investigation of truth beyond any other [systemJ the world ean produee," Eldridge Gerry (r 7gg) quoted in Note, The changing Bore of the Jury in the Nineteenth Century, T4ycleLJ. lZ0, t\z (1964). Faetfinding is usually eonsidered to be the jury,s primary, if not sole, legitimate role, and, indeed, rnost juries may well do little more than find faets' In this section, I will exprore four aspects of the jury_ large size' the unanimous deeision rule, the exclusionary rure, and amateurism-whieh seem most clearly related to the juryrs faet_ finding role. rfh,e these four factons may make the jury a better faetfinder than the common raw judge, I eonclude, other equarly fundamentar institutional eharaeteristics of the jury point in different direetions. A. Large size and unanimity. The large size of the jury, combined with the unanimous : : 3 deeision rule, seem Ukely to improve its fact finding (rehtive to either a sihgre faetfinder or a more lenient decision rule) under eertain reasonable epistomologicar assumptions, and empirical researeh seerns to bear out this theoretical result. If we assume that people are more rikery to pereeive a faet co*ee'y than they are to make any speeifie error, it follows that were a suffieien*y rarge number of observers asked to vote on the faets, the eorreet resurt wourd reeeive at least a prurarity. It is elementary sampling theory that, ceterus paribus, a rarge sample more aeeuratety refreets the whole than a small one; hence, a multipre decisionmaker sho,ld be more accurate than a single one. But we ean take a more sophisticated approach. Faets, we generalry assurne, are aeeessibre to all and the same for au. Truth does not vary with the truth seeker. Thus, different individuals shourd be abre to agree on facts even if their varues differ. 111]: .:ivity see, in the sociat seienees, in M. lrreber, MethodoloEy (snils, ed. t g4g). unanimity is possible, laek of unanimity suggests emor. and Any individual's pereeption of the facts may be skewed by his interests, rogicar errors, observationar imprecisions and memory failrrres- A singre faet finder is untrustworthy. However, interests. and errorc are idiosyneratie: different peopre make different mistakes' If we require them to diseuss and agree, they are mope likely to agree on the truth than on any given e*or. This is not only beeause' as we saw above, any given error is ress likely to be shared than the truth. In addition, truth shorrrd have a persuasive power that is greater than errorrs: that is, people shourd be more willing to give 4 r+ mtl."ken beliefs in favor of correct ones than the other way 8(rEu. Ttris argument, then, stresses that ordinarily agreement is easier to reaeh about faets than about error, and that this is more true in a rarger group than gglnrsi a one. Dialogue often lea* to the discovery of error; while juries must diseuss and agree, a singre judge need not justify his decision exeept in concrtuory fincringr of fact. Empirieal findings indicate that juries as a whore are far more aeeurate than any individuar juror, B. Hastie, s. penrod & N. Pennington, Inside the Jury (lgg3) at g2 (iury as a whore remembereq on average' g0% of the rerevant evidenee, but in over 75% of the eases, the most aeeurate juror remembered ress than half), thus supporting the notion that individual errors are both important and idiosyneratic' Furthermore, juries with unanimity rules deliberate longer than those with ress stringent decision rules, are more satisfied with the results, and are more ukely to reach the resrrrt deemed eo*ect by outside observers. Ig. at ch. 4. The unanimity rure has signifieant effeets (in 7 0f 43 eases, an eight person faetion di&l't win, id. at g6) and they seem to be in the direetion predicted by the theory. Larger juries with more stringent majorities afe more eonsistent and more aecurate. obviously, this is a drastiea,y oversimplified pieture, true, if at all, only in a statisticar sense. psyehologists have identified many instanees in which the proeess may go wrong: for instanee, some individuals, often those of higher soeio-economie status, seem to have disproportionate perst*sive power that is not dependent on the " " i'-i!. +t*" qparlty of their arguments. Their views thus may be overvarued, with the speaker, not the aecuraey, providing the persuasive foree.2 tn addition, groups seem to have powerf,l a internal pressure towards unanimity and conformity. I. Janis has shown how this dynamic ean lead to drastie errors in insular and eohesive gloups whielr-_unrike the jury-work together over long periods of time. I. Janis, yietims of Grouothink (t9?2). Fina'y, and most importan*y in the Ameriean experience, shared Drejudiee may be more widespread and more powerf,ly persrrasive than shared pereeptions of the truth. This last problem may be aceentuated to the'point of transforming the different institution altogether, if j,ry into a the jurors are chosen speeifieauy for certain shared prejudiees, as in the erassic Engrish speeial (Btueribbon) jury, see G. Wiltiams, The proof of Guilt ZS9 (1963) (only those jurors likery to be "sympathetie to property,'), the Alabama struck jury upheld in Swain v. Atabama, 3g0 U.S. 202 (1965) (de facto exelusion of blacks) or witherspoon death quarified juries, ltritherspoon v. fllinois, Bgl U.S. Sl0 (l96g) (persons absolutely oppposed to death penalty may be excluded from jury authorized to impose it), Hovey v. superior court of Arameda county, 616 p.2d -{;;i *4r' ffi ..-.,rt, 3;j1:lf:s,plt1ljs,,r€s, espeeiauv seem to evoke this ;f"il:?ff Tl?:::11s:{:l"r;.":-5;;;ili6#:6'ffiff#i'" la,u[nontv ffi +ffi 3E$li?"t:r,,r"l'::*j:h.:'"q$'l'jHlift "Hffi,,r. ili'iEf,:#fl ,h:t*::i:fif.ttil#:'1ilili";ft '"[TX]"i'l;, H,Tf [ltT*:*lll*:;"1{;:ii:,i#'fr ;i""il",,,:,:T:i}H# -fff5.I#:l_0"*l_o*t1,go'"iJ*,i;,"'i;;ffi:.,nlili.f ?li,liti 5i3Hi"lti,ilf ""Tp,"rr*i"."o-r,--,iig*iini[,"iJ,lJ'H..;lili*,. :ilt;"$U:,"i:l:Sl"i:"?,"i.#f;.;::..#lJii#f#liffi # p;;;,lilT follow ilfi tead or unopposed .i- +i&r: ""x'3 t?S #4i 6 I ffll, 1312 (Calif. 1980) (death qualified jury more likely to convict)r Grigsby v..Mabry, 569 F. Supp. l2?3 (8. D. Ark. 1983) (same). Prejudiee, of eourse, may afflict a single decisionmaker as easily as a group one; this argument goes to how the decisionmaker, single or multiple, is chosen, rather than to the desirability of one over many. B. The Exclnsionary Rule A less jury specific argument is that juries are a convenient way of glving content to the rules of evidenee. To the extent that these rules are taken seriously either as promoting correct faetual findings or for other reasons, it is probably essential that the persct administering admissibility not be the person determining guilt: Notwithstanding the panegyrics often reeited to the judgers ability to put inadmissible evidence out of his mind, no human is likely to avoid a natural proeess of evaluating inadmissible evidence in aceordance with preconceptions created by-ex hypothesis-convincing but unreliable exeluded evidenee. See, e.g., H. Kalven & H. Zeisel, & American Jury (1966) at Ch. 9 Qudges more likely to conviet than juries when only the former have seen arrest reeord). For theoretical analyses, see T. Kuhn, Strueture of Scientifie Revolution (1970); N. Harson, Patterns of Discovery (1958). This, of eourse, only argues for a separation of functiors, whieh, presumably, could be satisfied by two judges as well as by judge and jury. C. ematqgrism. Juries areftompooed of amateurss jurors hear one case and then go home. This amateurism may lead juries to be more likely to 7 eorcider eaeh case individually than wottld a judge who hears the same story over and over again. As Justiee Fortas has said, defending the jury system, tjudges do sometimes tend ... to take a somewhat jaundieed view of defendants.rt Quoted in Scheflin, Jury Ngllification: The Bight to Say No, 45 S. CeL L. BeY. 168' 213 (1972) (no eitation given). This is an extersion of one of the better defenses of plea bargaining: in a system where an overwhelming proportion of defendants are guilty, partieipants are likely to beeome so innured to gUilt as to fail to reeognize oecasional innoeence. Plea bargaining filters out many of the clearly guilty, but enough remain that judges are likely to forget that not all defendants are guttty. Jurors, by their very amateurism, are more likely to look at eaeh case with a fresh eye. (Of course this argument can be stood on its head: Jurorc are simply naive and dontt see through defense Williams, Tri4 q!.]Qu!!! (1963) tricks. See G. (where one jury deeided many similar eases, acquittal rate dropped dramatieally).) A related argument is that jurors, as amateurs, will not feel constrained by professional relatiorships that may affeet the impartiality of judges. Unlike judges, they do not have to work with the same poUee witnesses and DAs again and again. Thts they may have an easier time disbelieving police, who, although notorious in journalistie cireles for routine perjury, are eommonly taken by judges to be paragons of upright honesty. But eompare Note, Did Your Eyes Decieve You? Expert Psyehologie Testimony on the Unreliability of Eyewitness ldentification, 29 Sttn" L. Bey. 969 (1977) (iuies 8 ov€r€stimate the aeeuraey of poliee eyewitnesses) to Manson v. Brathwaiter 4S2 U.S. 98 (19??) (making similar error). These arguments are more directly connected to the jury than are the ones considered previously. The arguments considered in A & B above, point to deficiencies in our usud alternative factfinding system, the single eommon law judge. Many European slrstems reeognize the validity of these arguments against a single factfinder, but nonetheless reject the jury system. Rather, they have multiple judge panels for fact finding, at least in serious eases, and to the extent that they recognize exclusionary rules, may give that funetion to yet a different iudge. In eontrast, the argument from amateurism strikes to the heart of the jury system: no system of judieial factfinding eould match this. Unfortunately, it is also the weakest of the arguments. It is an empirieal question whether repeated exposure to similar eases makes judges I'jaundicedrr or streetwise, and whether jurors bring a fresh view or are merely naive. There is no a priori reason to believe that one of these factors will eorsistently overwhelm the other in a truth seeking proeess, and, fr.rthermore, until we develop an independent method of determining the truth, there is no way to determine the question empirieally. Kalven & Zeisels famous study found many eases where judges believed that the jury had taken a different view of the eredibility of witnesses. But I know of no way to determine whether judge or jury was more often eorrect. I Separation of substantive and proeedural (exelrrsionary rule) dccisionmdcers, multiple faet finders with a unanimity rule, and perheps even amateurism, then, are reasonable parts of a fair faetfinding apparattrs. But the jury has other equally basic institutional features that a modern man must find shocking in an effeetive faetfinder. First, juries are passive. Althottgh formally they are permitted to submit questions and even to call witnesses on their own, in praetice they simpty watch a show put on before them. Combined with the completely indefensible rule that they may not take noteot this limits the likelihood that jurors will understanFor even remember-the issues developed before them. Judges, even in the common law system with its ethos of judieial passivity, take a more aetive role in the proeeedings and thus may develop a more sophisticated understanding. One actively involved head may well be better than twelve Passive ones. Second, the juryrs deliberations are seeret, seemingly preeluding the free intelleetual discourse and public debate reeognized as essential to the pursuit of truth at least since John Stuart Mills On Liberty (1859) and enshrined in our First Amendment. It pronounces deeision in a eonclusory manner, in the style of arbitrary officials or ficts announcing articles of faith, and without the justifieation, argumentation and explanation eharacteristic of all other fact seeking enterprises. Its deeisions are, ordinarily, unreviewed and irreversible, rather than published and eritieised. On the other hand, it shoutd be noted that our judges, at least, f, t0 do no better. Their factfindingE are also announced in a eonelusory- if somewhat more detailed-manner, and generally are not subjeet to review. Furthermore, even in the scientific community, errors of fact-as opposed to interpretation-are ordinarily discoveredr if at all, by duplieation of experiments the results of whieh no longer seem plausible. Duplieation, not debate, is the key-and duplieation is impossible in a criminal trial. These failings may not be the iur s. Finally, jurors receive no technieal training. They need not have Ph.D.s in soeiology, psychology, criminolgy or economies--in short, they are laymen, not scientifie experts. This seems to represent a rejeetion of the norms of the seientifie community, but in this respeet as well, we should note, they do not differ much from eommon law judges. Judges, too, are laymen in this sense: nothing in their training particutarly qualifies them to be faet finders. The only possible advantage they may have over jurors is on-the-job experience, and as we have seen, that euts both ways. Juries seem a defensible method of fact finding, if less than clearly deserving of the more spectacular encomiums. But the jury is not so obviously superior to such alternatives as mr:ltiple judge panels, or scientifically trained speeial masters, required to justify their conelusions (and eapabte of doing so)3 as to merit without more its central role in our constitutional jurisprudence. A brief glance at 3. That they know how to artieulate rationalizations of their deeision is, of eourse, no assurance that the decision itself will be any better. See G. Williams, The Proof of Guilt 314 (1955) (quoting Lord decision, because it Mansfiel6advice to a will probably be right, but do not give your reasons, beeause they will probably be wrongr') (tne purported reasoning is ex poste facto ne@ur rationalisation). rtl tl the eas will help suggest what that more might be, although, as we shall see, tne ir,stitutional opposition of the judiciary to the jury makes the judges a less than dispassionate guardian. II. trl,aw and Fact Complieatelyrr Our criminal juries are not pure fact finders. A purely faet- finding jury would deliver a speeial verdict-as the juries of Old England occasionally did when they disapproved of the law, e.g. The Dean of St. Asaphts Caser 2l How. St. Tr. 84Tr9461 950, it wottld announee a factupl finding alone, and refuse to say whether the law had been violated. Our juries, in eontrast, deliver general verdiets of gurlty or not guilty; they I'resolve both law and faet complicatelyrn Bushells Case, 6 How. St. Tr. 999, l0l5 (I670). The general verdict ensures that the jury, not the judge, applies the law to the faets. In this country, until the 1830rs, juries were generally tolfas they still are in Indiana and Maryland, U.S. v. Dougherty, 473 F.2d tIl3, I133 (D.C. Cir. 1972Fthat they were "the judges both of the Iaw and the fact in a eriminal ease, and ... not bound by the opinion of the eourtrrr United States v. Wilson, Fed. Cas. No. 16, 730 (C.C.E.D. Pa. I830), quoted with additional eitations in Howe, Juries as Judges of Criminal Law, 52 Ecw. L. Bev. 582' 589 n.22 (1939). Lawyers routinely argued the law to the jury, disputing the judgers interpretation, see, e.9., J. Alexanderr Trial of John Peter Zenger 99 (1963). Indeedrh tn" Massachusetts Constitutional Convention of r, 1?88, the Massachusetts Chief Justiee argued that the lack of a bi}l of rights in the Fedpral Corstitution $ras no eause for eoncern, since l2 jurieg would never conviet under uneonstitutional laws (quoted in Sparf & Harsen v. United States, I56 U.S. 51, 144 (1895) (dissent)), while in 1?90 Supreme Court Justiee Wilson went even further, stating that whenever rra differenee of sentiment takes place between the judges and the jury, with regard to a point of law '.. the jury must do their duty and their whole duty; they must deeide the law as well as the faet." 156 U.S. at at 159, see also id. 144 (John Adams to similar effect). By the end of the nineteenth century, sentiments had shifted. Sparf & Harsen v. United States, 156 U.S. jury was properly instrueted that it 5l (1895) (holding thet a could not return a verdict of manslaughter, where the evidence supported only murder). While in the l790ts a jury might have relieved no irstruetiors at all or contradietory instructions delivered seriatum by judges (and often counsel as well), M. Horwitz, The Transformation of Ameriean Law l?80-1860 (I977) at 28, today it is well settled that law is argued only to the judge, and the jury will be told that its function is merely to find the facts and apply to them the law, as stated by the judge. Compare United States v. Dellingerr 4T2 F.zd 340, 408 (7th Cir. 19?2) (upholding refrsal of judge in Chicago 8 trial to tell iurors they must obey their eorseiences) with Sparf (dissent) 156 U.S. John Adams Wks. 253-5 (17?1) (uis it at I43, quoting 2 not an absurdity to suppose that the law would oblige them to find a verdiet aceording to the direction of the eourt against their own opinion, judgment and eonseiencett). But see United States v. Dougherty, 4?3 F.zd I I l3 (D.C. Cir. l9?2) (fact that juries are instructed to obey judge, doesntt mean they I3 qhquld do so). However, late nineteenth eentury attempts to restrict the jury to pure faet finding by the special verdict have been deeisively rejeeted. E.g. united states v. Dougherty 4?3 F.zd cir. lllg, ll92 (D.c. 1972) (holding that while nullification instruction was properly refused, iuryts role is to apply the law to facts). In a eriminal ease, the judge may not ask for a speeial verdict, even in addition to the general Even verdict. united states v. spock, 416 F.2d 165 (lst cir. Ig6g). if there are no factual issues, the defendant has the right to have a jury apply the law to the known faets: there is no eriminal equivalent to the eivil summary judgment for the plaintiff. cf. Everett v. U.S., 396 F.zd g?9 (D.C. Cir. lg64) (Wright, J, dissenting) (defendant should be allowed to withdraw guilty plea even though no facts in question' so that jury eould pass on curpability). Furthermore, despite the Sparf instruction, the juryrs general verdiet will not be second guessed, at least when it is an acquittal. Horning v. Distriet of Columbia, 254 U.S. l 85, l 'rhas the power Bg (1920) (Holmes, ,f to bring in a verdict in the teeth of both law .) 0ury and factstt). The general verdiet, then, eruures that juries have some part in determining, or at least applying, the law. Differing interpretations of this part are possible, and the eases do not improve the clarity of the situation by suggesting that the jury,s *rightil may not extend as far as itsttphysical powerr'r Sparfr I56 U.S. at 62 n.l and dissent at l?3, or that the jury may have both power and rights about whieh nonetheless should pot be told, united states lllS (D.c. cir. l9?2). In the next seetiorxr, v. it Doughteryr 4?3 F.Zd we shall explore three l4 dfferent politieal roles of the jury, """n o, whieh is hidden behind the generd verdiet. Itr. Jury as Normfinder Norm finding is one of the most aneient of jury functions-the earliest medieval juries may have been summoned to determine loeal traditiors even before they began to try individual cases. Green, The English Law of Homicide 1200-1600, ?4 UictL L. BGv. 414 (19?6). Today, juries are still required, under the guidance of legislature and eourt, to determine community standards in many eases. The elearest example of this phenomenon is not eriminal: the law of negligence. In negligenee eases, the eommon law does not fully determine the deeision on a given set of faets. Even if the defendant's behavior is stipulated, the faet finder must determine whether that behavior met the standard of due eare. Clearly this is a normative deeision, even though it is given to the fact finder. In eriminal eases, the hiding of normative questions under factual labels may be less obvious but it is equally prevalent. AII criminal juries must determine blameworthiness or culpability. This is why a criminal juy ean never be irstrueted to facts are proven as a matter of 1aw0 conviet even if the ), the faetfinder has the exclusive right to determine whether that behavior met the standard of eriminal misfeasanee. Once again, it is clear that the faet finder is being entrusted with a question of law. In many speeific areas, the jury has an even bigger role in determining the meaning of the law. In 1973, for irstance, the D 15 Sqpremr Court lrled that whether given material is obscene is nsentially a question of factr" Miller v. California, 413 U.S. I5, 30 (19?3), and gave up on tryrng to articulate the meaning of I'contemporary community standards of obseenity.rt Apparently, juries may now determine what standard to apply and may aPPty different standards in different contexts. Hamling v. United States, 4I8 U.s. 8? (I9?4) (upholding jury finding that while book was not obscene, direet mail advertisement for it was obscene). In MeGautha v. California, 402 U.S. 183, I99, 20? (1971), th€ ttgrantirg Supreme Court, no doubt improperly, upheld the praetiee of juries the discretion" to determine when to impose the death Penalty rather than requiring the legislature to'rrefine further the definition of eapital homieides.'r Apparently Furman v. Georgia, 408 U.S. (19?2) reverses this position, Adams v. Texas, 448 238 U.S. 38, 4l n.l (1980). Nevertheless, for at least a century and a half, MeGauthat 402 U.S. at 299, legislatures had commonly delegated to juries the eritically important normative task of distingUishing between eapital and non-capital murder. Even under the post-Furman regime, where states are required to specify the standards the iury is to use in imposing eapital punishments, juries may remain the crueial normfinders. The Texas eapital offense statute upheld in Jurek v. Texasr 428 U.S. 262 (1976), for instance, requires the jury to decide, inter alia,rrwhether the conduct of the deiendant in killing the deeeased was unreasonable in resporse to the provocation, if any, by the deeeased.tr Tex. Code Crim. Proc. Ann. Art. 3?.0?1(bX3) (emphasis supplied). I6 question, is as essentially Beasonabteness, though labelled a factual rrnmative.in the murder context as it is in the negligenee area' States v' Nor are these isolated instances' See' e'g" United Eiehbergr439F.2d620'625(D'C'Cir'19?I)(Bazelon'C'J' to iury)' concurring) (definition of irsanity left largely and overcriminalization, vague or incomprehersible statutes, conelusorycategorizations(suehasthedestinctionbetween jtstifiable and non-justified self-defense) ensure that the realm of mechanicaljrrrisprudencewillbelimited.Juriesmwtapplylawsto realistst facts; neeessarily theyr like the judges studied by the legat willoftenhavetodetermineorevencreatethemeaningofthoee Iaws. Thejury'srelatiorshiptothelawasannouncedbythejudSe law judge to may be seen asl analogous to that of the eommon Legislation is written in broad terms; judges statutory legislation. must both fill in the gaps and interpret a way as to avoid clear the statutory language in such iniustice. since judieial deeisions are made withspecifiefactsituationsinmind,thejudgeismoreabletotake jtrstiee in speeifie eases' into aceount the partietrlar requirements of Whilejudgemadelawinthusnecessarilymorespecifieand perticularized than the broad principles of legislated statutes, still bound by preeedents and thus somewhat abstraet. Jurie it is may aettowardsjudgemadelawasjudgesdotowardslegislativelaw: theyfillinthegapsandinterpretthelawinsuchawayastoavoid jury decisions are not elear injwtiees fn a partieular ease. sinee and sensitive preeedent setting, they can be even more partieularized l7 to the equities of the ease than are judieial decisions in the eommon law tredition. See United States v. Dougherty, 4?3 F.2d at 1142 (Bazelon, i., dissenting) (jury is important beeause, 'rthe drafters of legal rules cannot antieipate and take account of every case where a defendantrs eonduet in tunlawftrlf but not blameworthy, any more than they can draw a bold line to mark the boundary between an aeeident and negligenee.rr). Cf. Hixt v. Goats, (ttThe I Rolle 25? (1616) (Coke, J.) jury are Chancellors"). Critics 6syg qellgd this kind of jury lawmaking eapricious and arbitrary, offensive to the judieial goal of proteeting expeetations, and contrary to the rule of law. With Jnstiee Holmes, they have advoeated that legislatures and especially judge define the law mone closely so as to reduee jury diseretion. Baltimore & Ohio R. Co. v. Goodman, 2?5 U.S. 66 (1927) (trwhen the standard [of eonductJ is elear it should be laid down once for all by the Courtstt). But see Pokora v. lYabash Rwy. Co., 292 U.S. 98 (1934) (Cardozo, J.) (9. & O. B. Co. rule unworkable). Some of these critieisms are valid: in particular, due to the secrecy of jury deliberations and the non-preeedent setting character of their holdings, jury decisiorui are not easily suseeptible to clear eriticism and organized debate. Thus, they may aet as a strong eonservative foree, maintaining old patterns that would have been abolished had they been subject to the light of day. However, the aeeusation that jury norm finding is arbitrary, capricious and without prineipled basis seems ineorrect, at least under certain circumstances. lYhen the law is truly a refleetion of community customs and beliefs (whieh neeessarily presupposes the often problematie existenee of a eommunity with such shared customs and beliefs), the jury is likely to be the most effective of our irstitutiors of maintaining a known and predictable law. Jurors are a I8 sendom slice of eivil society itself; true eustomary law-if it existr strould be refleeted in their eorseiousness' the law speeifically, juries will be predietable and reliable when discover it they mtrst use exists as a social fact, where they ean often rather than having to mediate between competing versions. the moral intuitions are widely shared, even when we disagree about we may have theoretieal jnstifieations that seemingly underlie them. similar reactions to a given, novel, situation, without precisely from partieular knowing why. The common law slrstem of reasoning situatiors to abstraet principles (rather than the reverse, as is fact typicalofmorebureaueraticsystems)restsonthebeliefthat particular instanees, eommon sense and moral intuitions, exereised in systems and are more likely to lead to jtrstiee than are philosophic the abstraet theorists. Even the theorists themselves seem to aceept primacyofmoralintuitiorswhenrinthernannerofJ'Rawls'A Theorv of Justice (19?1), or Thomson, A Defense of Abortion' I phifcophy and Publie AffeiE 4?, (197I), they treat theory 8s no more than a tool for rationalizing moral judgments: the unreflective judgmentbeeomesasortof'moralfact'tobeexplainedasa grammarian explairs native speeeh. In both modern philosophy and eommon law adjudieation it is the holding, not the reasoning, which is bindirg. Clearly,itisnotalwaysthecasethatmoraljudgmentsare sharedrorthatwehaveaeommonsoeiallanguageofmoral intuitions. But on those oeeasions where our society is sufficiently the culturally unified that moral holdings are more reliable than t9 thgrics a theoretieal pietrrre in wtrieh lustify them, we ean construet wtdctrjrrieswottldbemoreeffeetivethanjudgesatreaehingeorreet corsidering circumstances where deeisions. By assumption, we are peopleingeneralwouldegleeonthecorreetresultinagivencaltepublieally known (even if it remains where the law or social norm is enough to cover most inartieulate), generally aecepted, and detailed just Jrstiee Stewart,'tknow it situations. In short, when we, and not v. United States, 156 U.s. 5l' when we see it.'' cf. Sparf & Harrsen ("As every eitizen "' is conelusively I?3 (I895) (Gray, J., dissenting) presumedtoknowthelaw,andeannotsetrrphisignoraneeofitto his peers must from criminal responsibility "'r a iury of excuse him be presumed to have equal knowledge ""u)' in this sense, it is a type of when the law is generally accepted jury will be at least as effective at determining it social fact, and 8 as any other fact. that any The jury's large size should eff'ure reeeive undue weightt while individual juror's idiosyncracies do not will foree the juy to agree on the unanimity requirement generally reasonable to eaeh juror' the only result which will seem more or less namelY the correet one' singleness' mey A single iudge, on the other hand' by her very bemorelikelytobeswayedbypersonalidiosyneraeies'and'in (ex hypothesis) eonfused addition, is far more likety to be misled by eonceptualized eommon theories and often overly rigid or wrongly Iawprecedents.Ajudgemayfollowwhatshethinksthelogical implieatiorrsofpreviorrsdecisiorsrequirethelawtobe,whilejurors, the eommon sense untutored in peculiar legal logie, will opt for 20 tilflt. Because juries will generally reaeh the eommon serure result, their verdiets will be higtrly predietable. The law, even though wuecorded in precedents, will be safe from the destablizing impulses of reforming judges. Furthermore, it will not stray far from the norms of the eitizenry: jury justiee inherently reflects soeietal values. Indeed, the first judieial attaeks on jury prerogative in this c"ountry seem motivated less by a desire for more predietable law than by a desire to change the substance of the law faster (and sometimes in a different direction) than juries wished. M. Horwitz, The Tranformation of Ameriqan Lery (1977) (iudges sought to lI!Q:l!!q, 141-3' 84-5' 28-9 trarsfer the soeial costs of indwtrialization to random individual victims by lowering damage awards in tort, eminent domain, insuranee, and similar eases, while juries resisted, e.g. by applying comparative negUgence doctrines even when directed not to do so). lYhen eommon moral intuitions do reach the case in question, the jury offers the ultimate in particularized justice. The results may appear arbitrary and unpredictable to the outside (academie) observer: but that is an optical illttsion. The very same close look end immersion in the facts that eonstitutes particularization is also a refusal to generalize and call many eases alike despite small differenees in their faet situations. Without generalized rules, results will not be readily predietable by observers who know only a few details. Nonetheless, sinee by hypothesis the law to be applied is eommon sensieal and aecesible to every citizents intuition, the results 2t wttlbequiteclearinadvancetothosemostcloselyinvolved(or would b€, if serse, and they were not so elosely involved in the other interest)' thus unable to see the truth for their Theassumptiorsunderlyingthisdeferseofjurynormfinding showitslimits.Aboveallelse,theremrrstbeanearlyuniversally acceptednormforthejrrrytofind.Thatis,eithertheeasebeing what is not very different, tried mrrst be determined by eustom, or, common the proper rule to spPly must be apparent to 0iterally) sense.Asocialconsensusastotheeorrectresultintheeasemtst precedethetria};jrrrieseanonlyreflecteorulensull'theyeannotbuild it. where the law (or The iury as law finder, then, ean only operate is unitary and known at least the part whieh the jury is determining) toall.Intheabseneeofeonsensus,thejurorswillbeforcedto chooseamongeompetingvisions,andthechoicetheyrrltimately makewillnecessarilyreflectthearbitraryluekofthedrawin the jury ehoice may itself randomly chosen lurors' Occasionally createaeonsensusthatdidnotpreviouslyexist.ButthetrialofJohn PeterZengetsurelymustbeasexceptionalastheSupremeCourtls Brownv.BoardofEducation:onlyrarelywillthelosersinsucha eontroversyreeognizethelegitimaeyofthevietors'position. Ordinarily,intheabsenceofeonsensus'ifthejuryeomestoa and aecidental' To be sure' deeision, it will be perceived as arbitrary leading theorists have hdd glest diffieulty jnstifying the other See, of ctrooEing between eompeting norms in our society. methods EarY' e.g. Cover, Forword: Nomos and Narrative' 9? L' BeY' 4 (1983) 22 oudgegkilllaw)rJ.Ely,Democraerl&Distrrrst(1980)(valueehoiees bViualiciaryareillegimate),8'lVolfe'InDefenseofAnarehism(19?5) (representativedemocraeyindefensible),TheFedera}istPapers(1?8?) J' Rorrsseau' ryjlgig (majoritarianism oppresses minorities)' basis for legimate government)' Contract (corsensr'rs as only determiners, the judiciary, the However, our other leading law .*4I. ,-& *fi s .,..*i ,+. d. ;&, ".,ttr. .:: ,;&l"dl ' I., . Iegislatrrresandtheexeeutivebenefieiaries,haveatleastone predietability' The the jury: finality' and hence advantage over ''ei: .i'!r, ,,1!f 'i i:g .! *, ;1.: j Lt -s - I 'r . i: .i'jt{il. 'r-'ffi. losersinanyconflictbetweencompetirrgvisiorrsofjtrstieemayhave noreasontorespectlegislative,exeeutiveorjudieialdeterminations ,r'& ffi aslegitimate.Butatleasttheycanpredictthelikelygovernmental respoffietocontinuedstrrrggle.Ajtrrydecision,ontheotherhand,if itrefleetsnotconsensrrsbutratheratemporaryandlocalvictoryfor ffi # r! oneside,offerslittleornoevidenceastohowthequestionwillbe resolvedinthefuture.Forthisreason'juryverdictsarelikelytobe points for future debate' slippery to serve as foeal too Fina]ly,sincethecompositionofjtrrieswillehange,theycannot the group-which might be able to control be used by one social consisten0y judieiary, exeeutive or legislature or exeeutive-to of jury as law finder depends on a notion coerce other groups'4 The PoPulerlaw,Iawfoundintheheartsandmindsofthepeople.Neither a iury' chosel g$t from jury 4. Of eourser a nonrepresentative inglish ;- tn" iignt"dtith centurv single unif ied *"rr" ir'i"v-'"!i, over the rest of soeiety' crassts riue surely did, as "slniltitrat i5vl see-swain v' "n lyPe g{ For a more ,"o"nttl*",i'prJ wriiie edUa-nia struck i,ry)' Arabama, 380 U.S.;ffi'(f6;5) t", li.ifs l 23 oppresson nor soeial reformers can look to a representative jury as a tool toward their goals: it cannot find laws the purpose of which is to remake soeiety. Law that is designed to oppress or to edueate, to improve or to change the people must eome from another source, one eapable of imposing a steadier will on the world. The less the law tracks eonventional morality (whether deliberately, or because there is no eonvention to track on the issue) t}re less likely jury law finding is to be eorreet or predietable. In these eases, judges, ruling from a more theoretieally informed intuition, and in any case foreed to be somewhat consistent by stare decisis even when their theoretieal analysis is weak, are almost eertainly preferable. Reported deeisiors may be superfluotts where easies are determined by social eonsensus, but in these more diffieult situations, they allow the intellectual debate that perhaps ultimately might lead to agreement. (Conversely, when judges find themselves unable to rationalize their decisions, and when neither rationales nor precedent seem to explain the results, judicial deeisions will be suspect. If, despite their inarticulateness, the decisions really do rest on an underlying soeial eonsensusl, but att of us know jnry. And if it when we see if, that is, not jttst Jttstiee Stewart it, the issue should be sent to the the soeial norm is not agreed upon' so that judicial inarticulateness reflects the fundamental laek of any prineiple behind the deeisions, the judiciary ought to defer to the legislature where, perhaps, the parties ean work out a mutually acceptable compromise, and if not, political power will ereate politieal prineiples.) lE'- 24 changing' society the iury ln our multiethnie, polynomic' rapidly aglrormfinderisextremelylimitedinitseonceivablylegitimate seoPe.Jrrriescanonlyfindlawsthatalreadyexist;theyarepoorly in a polynomic society' The organized to mediate controversies of and the inerease in its rate society increase in diversity of our socialehange,whichhavebeenrefleetedina''statutifieation''ofthe Law 95 (197?)' have law, G. Gilmore, The Ages of American eommon atsoled,properly,toadrastiereductioninunguidedjtrrydiseretion. Jurynormfindingshouldbelimitedtoundefinableboundariee In thce of the law is of primary importance' and where flexibility areasritcanpreventeommentatorsandlateriudgesfromfabefy analogizingeasesandbuildingrtrleswherenoneshouldbebuilt(e.g.: in addition' eommunity who blink are liars). When, witnesses gtving and not subiect to ehange' standards are partietrtarly elear be a way of avoiding the pressure their enforcement to the jury may ofreformingminoritiesthatcouldexerciseexcessivepowerinthe (e'g'' arguably' negligenee: the and judicial branches legislative jury,sunresponsivenessmayenableittomaintainthelawinthisarea inthefaceofpowerfulpressuregroups(irsrrraneecompanies,Iarge might have an easier time influeneing corporate tortfeasors) tnat a criminal legislatures' I have been unable to find iudges or to the poliee and proseeutors are subject equivalent, perhaps beeause samepressuresasludgesandlegislators.See[fromwht.collarcrime prosecutedl.) eourse: Rich & powerfr,rl rarely Jrrrynormfindingthusplaysanimportantbutrestrietedrolein oursystem.wherethelawisclearlyknownrespeeiallyifpowerfttl ..,',:9' t',':rk:: 25 but numerieally tiny groups would like to change it, jury norm finding may be,an'effective, eonvenient way of preserving a clear and predietable law. But the secreey and inartieulateness of the jury limit discussion and debate of this reeeived law. Malus usus abolendus est; even genuinely universally aecepted morality may be better subject to the light of day. The jury as lawfinder has some good points and some bad ones, but hardly seems Uke a tllamp of liberty" or &n essential component of 'fthe American scheme of jgstice.tt The next two roles we shall discttss have stronger claims to those titles. W. The Jury as Cheek and Balanee: Nullifieation "The purpose of the jury trial ... is torprevent opression by the Government."' Williams v. Florida, 399 U.S. ?8, 100 (1970)' quoting Duncan v. Louisiana, 391 U.S. 145, 155 (1968), cf. Federalist Papers No. 83 (criminal juries a "defense against oppressionrt and a ltbamier to tyranny'r). The Court sees the possible sourees of oppression as ttthe eorrupt or overzealous prosecutor and or eceentrie judger" ,@' 391 U.S. ... the eompliant, biased, at 156. In this section' I examine the jury role most clearly directed at preventing rrarbitrary impeaehment, arbitrary methods of prosecuting pretended offenses and arbitrary punishment upon arbitrary convictionsrrr Federalist No. 83, or in Duneanfs more direet words, at "prevent[ingl oppression by the Government.rr The Supreme Court, however, has an overly limited view of the possible sources of oppression in a legal system. Overly zealous 26 trunfounded eriminal charges'rt and "biasedrr Pt@eutonl do bring ffies eertainly exist: the Dissentts claim that those problems ttmedieval or coloniat soeietytr (and thus' disappeared with the end of into the that the jury was obsoleseent in 1?89, when it was introdueed U'S' at 51?' is Federal and alt the new State eonstitutiors), 391 absurd.ordinarily,thorrgh,thejrrrycanproteetagairstthese narlower roles of faet anomolous autoerats without straying from its finding and defining norms under the guidance of eourt and legislature. Sometimesrhoweverrthesoureeofgovernmentaloppression the will be prosecutors and judges who simply do their iob-enforeirg jtllty resistanee Iaw-when it is the law itself whieh is unjtst. Then beeomes steps out of the two roles already diserrssed, and rrguilty as nullification: jury refusat to eonvict those who are ehargedtt but are not guilty in the eyes of the jurors. compare united (19?2) (Bazelon, J., dissenting) States v. Dougherty, 4? 3 F.2d l l I 3 (ngllifieation appropriate where a ndefendantts conduet is tunlawful protect the but not blameworthy"). while Jttstiee white seeks to eliminate innoeent from lttrnfounded criminal eharges brought to enemi6r, nullifieation seeks to proteet the technieally ggj!!a' those minority of the who tuve broken a law whieh at least a substantial eitizenry believe is trnjust.S John Peter Zenger, our mct famous r-ejeets ntrllifieatiort in favor of a S. Jtstiee{hite eonsistently tlline[s, 39 I U'!' more majoritari* ril* C"*pard WilnersiPoon v..(proper to packjurv J-) ;i-d O6'6liiai""E oGentins, j'oineo by White, 380 ri. etauama, Swain law) and ;;h all (permissible to_exelude "oniroibisial "f " U.S. 20, (1965) tCo,[i, per lYhite, J.) 419 Uf"of.r from jgry in racial crime ease) witn taytor v. Louisiana, il;;ri"rt 27 benefieiary of jnry nullifieation, admitted eaeh of the aets alleged in the indictment and was acquitted nonetheless. Nullifieation differs from norm finding in two crucial respects. Together, they elucidate certain institutional features of the jury left mysterious by the narrower normfinding role, and in addition, point to a wider legitimacy of the inry as a politieal institution in a polynomie soeiety. First, the nullifying jnry, unlike the normfinder, eannot be understood as acting under the ultimate authority of the legislature. The norm findingjury defines the law where the legislature and eourts have left it vague; the nullifying iury refuses to enforce law that clearly exists. The normfinder is analogous to a eommon law judge, $ving meaning to the law in the interstiees and laeunae of the Iegislative eommand, perhaps bending the language of the statute to give it the effect that presumably would have been intended, but, ultimately, subservient to the legislature. In eontrast, the nullifying jury is an autonomous power. Like a proseeutor exercising his unreviewable power of non-enforeement, the nullifying jury is not merely interpreting legislative intent. It its own, whieh, again like the prosecutor, has priorities and values of it ean use to deeline to apply the legislative mandate in a specific situation. Ftnt 5 eont. U.S. 522 (1975) (Court, per White, J.) (where juror opinions on the law are not in question, jrrry must be representative). The Cor.nt has been almost equally hostile: the Witherspoon majority seeks to allow norm finding but not nullification. But see Horning v. Distriet of Columbia, 254 U.S. 135, 138 (1920) (Jruy has "the power to bring in a verdict in the teeth of both law and facts"). -- 28 this autonomous power to unilaterally prevent governmental action is not anomolous in our system. On the contrary, the Ameriean system is stacked agairut the exercise of governmental power. The eharacteristic Ameriean solution to the problem of tyranny is the structure of multiple vetos known as Ichecks and balanees.rt We give many and varied irstitutiors the power to prevent governmental action. To beeome effeetive a statute must overeome, first, the rigorous hurdles to majoritarianism erected by the founders-lengthy legislative terms, eonsent of both houses of the Iegislature, one of whieh, in the federal government, is deeidedly non-majoritarian, as well as eorsent of the President or governor. Even after a statute is enacted into law, courts may refuse to enforee it on constitutional grounds, or may intepret it out of existenee. Once a statute is legitimized by the eourts, the judieiary ordinarily views itself as obligated to enforce it in every case properly brought before them, but see Rizzo v. Goode, 423 U.S. 362 (I976), but they do not look outside the court room to determine how cases get there. Prosecutory discretion to enforee the law in a haphazard or diseriminatory manner is virtually unreviewed, United States v. Falk,4?9 F.zd 616 (?th cir. l9?3) (rare suceessful defense on grounds of discriminatory prosecution: defendant established he was only one proseeuted of ten thousand known offenders). Prosecutory discretion to not enforce the law at all is entirely unreviewed, A. Goldstein, The Passive Judiciary (1982). Regulatory ageneies, police, and proseeutors eaeh have virtually total discretion to deeline to charge violators of a dttly enacted criminal statute, tr a =l as ,1 29 leglslatnrea have full discretion to decline to eriminalize in the first fllcc. JurJ discretion to do the same is but one of many sueh eheeks and balances on the too swift exereise of state power. Cf. Dunean v. Louisiana, 391 U.S. at 156 (r'Fear of uncheeked power, so typieal of or.r State and Federal Governments ... found expression in the criminal law in this insistenee upon eommunity participation in the determination of guilt or innoceneett). The first distinguishing feature of nullifieationr then, is that it relies on the jury as an autonomous souree of power not subservient to the other branches. The seeond differenee is its passivity. The normfinding jury determines the law and applies state powel aceordingly. In contrast, the nrrllifyingiury can only prevent the application of state power. A nullifying jury refuses to conviet a teehnically guilty defendant; that is all. These two features make the nullifying iury a very different creature from the normfinder. The normfinding jury expresses a soCial eofftensus, and, aS We haVe seen, loses mueh of itS ratiOnale when that coneensus is lacking. But the nullifying jury is different. Even when natural law is no longer seen as embedded in the consciousness of the citizenry, when fundamental values, rights, even th€ Good itself, are no longer trarsparent, when the Shekhinah has left the Temple and our God is hidden, nullification is still jttstifiable. The law, onee eonsisting of itself evident rightsrrr has beeome mysteriors and esoteric, no longer fit for jury determination but rather a subject for erudite seholarship and philosophie speculation by the seholiasts of the academy and the judieiary, skilled at it I .t. '1 . 1 rl "l:H fl) ru,:l ,fl diety. But the nullifytng interpreting written relies of a now silent jgry do€s not depend on self-evident law' It only requires Prosaie E eheeks,balaneesandminorityrights. $ { to be found by the jury' Rather than relying on eolleetive norms .,, "i', : r.ei ,."$i nullifieationtakesitsjt'stificationfromthefactofsocialeonfliet 'i* .&.: # andthepossibilityofillegitimatecoereion.Theclassiealliberalism of checks and in our Corstitutions and their systems ffi expressed re governmental power balanees focused on the problem of tyranny: .,: e:. ,i': ,Jr::1 :..4t e. wasthemostfearedsoureeofiltegitimatecoercion.lYithintttis only relatively power such as the nullifyirrg jrrr s needs view, a veto weakjustifieation.Thisjrrryneednote:rpressthewillofsociety;it isnotamajoritarianorcorsensualirstitution.Sineecoercionis irstitutiors must be eonvinced suspectr many people in different beforethegovernmentwillact.Thejrrry,likethelenglhytermsof Senators, jtst towards serves to dilute any sudden impetus lawmaking. power' a check and The nullifying iury, then, is a eountervailing abalancerasortofeitizensteouneilofreview'Assuehitisoneof jury is one of the most oarty, but from a liberal point of view' the of these obstaeles is peculiarly appropriate of these cheeks' Eaeh intendedtolessenthegovernment|sabilitytoactwithoutgeneral agreementthatitoughtto.Butalltheparticipantsintheeheeking part of the state process-excePt the jurors-are themselves irstitutions.Liberaltheoryemphasizestheseparationofstateand soeiety;incontrasttoHegelrthistraditionneveridentifiesthe interestoftherepresentedwiththatoftheirrepresentatives.The -.,,.d...at; 31 state and each of its eomponent parts have interests of their own. And while the irstitutional imperatives of the judieiary differ from those of police, exeeutive and legislature, the liberal must nonetheless worry that even if all these groups agree, they still may not refleet the interests of the eitizenry. In eontrast to the various state irstitutions, a jury has no interest of its own. Beeause jurors have little contaet with their sueeessors, they eannot edueate them; the jury eannot develop institutional traditions or independent poliey preferenees (eontrast the State Department or the judiciary). It has no continuity: it is composed of private eitizens who remain private exeept for this one moment. The liberal jury, a group of randomly chosen private persorui who mr.st spprove the applieation of a partieular law in a partieular ease, is a splendid reifieation of liberal distrust of the state: Governing is not left to the government alone. Among the apparently oddest characteristics of the jury are its brief life spsr its anonymity, its conclusory decisions, and their finality in one direetion (aequital) but not the other (conviction). Each of these eharacteristies is poorly e:rplained by the functiors of faet and norm finding, but each is equally clearly related to nullifieation. In addition, nullification permits a radical reinterpretation of the unanimity requirement in a polynomic society. Seerecy; utramwerability, and conelusory and unexplained deeisions are ctEracteristie of another of our fundamental politieal institutiors: voting. Voting, in a representative democracy, is the # 32 and executive: proteeted by r.rltimate eheek on the legislature seefeey'withoutneedirrgtoappealtoarticulatedrationales'the government' Absent secreey' peacefully overthrow the voters can into automatic ratification of elite voting generally degenerates decisiors,asinNapolegnicFranceormodernEgyPt.Theseeret ballotproteetstheindividrralvoterfromimproperpresstures;elosed jurydeliberationssimilarly-ifnotpreeiselyanalogorrsly-proteetjwy hinder iudges in their natwal decisions. concl,sory jury verdicts jury or treat it as a lower eourt' If the tendency to seeond guess the reluctant to determine jury gives no reasons, the judges will be more maintain good enough' Seereey helps that the reasons glven arentt the power of the better jury independence and ability to resist and public or private powers'6 institutionalized judieiary, legistature, jtry elearly cannot have the Unanimity in the ntrlifying meaningithasinthenormorfactfinder.There,unanimityhe}ps truth; here' there may well be no assure that juries aglee on the truth. Unanimity is merely a continuation of the general 6.Seerecyaloneisnot,however'asufficientdefenseagairst [T;;*JXf;;*jU.,f*tt:*:J[i]11',:,1'i'tilldl"[ns-"i1. jtry io aieuit eontrary-to the evidenee tgeg) that the po*J'?tne ;i il i,'oi-" tt :1"r-"J[n,tJt::ffitr"f,:l1i'"": ffi th; ,"* ", hr"'n ;;'ilh"t" m"tJ the general verdictrr with judicial review of incorreet. s";r="Fi';;;i". ir;il;il6G #,***[ti..*;;i:r*nJllx",lii+;:T"."1'"""totor"in'vorvedindetermi*f ;i,;ffi *t'L:l}:"J$:1}'"iil,1:.' to Bead the civil Rig impedes review' tn"i-i"ot"oy it"priit The argument in ifi;Gn;rio"' not thit it ,il?-ii"r, Precludes it' _; 33 purposeofthenullifylngiury:notonlymaya majoritY of the itnY a single iuror may. This is an bloek the prosecution, but even allowed to sit on any minority group that is for resPect of expression entitled to exereise the veto'? the j,ry: they, too, will be has reieeteilihis ?. Interestingly, the Supreme Court notion of juryasp!or-eetiiil,{,#Jl'.'^T:il jl"J.:nn$ilil,filJ;" n:Jff"fr3[",:;;5';iiigei],'rinioingaperemptorv-challenge systemtiratpreve**te{t:rl6;liiT,;'rf?iEf; ,Xfi'l}fri"rtyg, the I';-iJiii-di,i"rtvrromiiruvcrrarsed Ii:H:'.ffi IrI;H,H:";;;ffi tnatbenatiy' I discnss Swain' -inlin""r t" impose with determrrung j,rri r*i"r'oonttict, altho,gh it eo,ld infra, as a perverrio. of tn" sreat "" i,rv gantedthe Fequarry wiu un#[&;;;;ormrinoing well apply tiatiriesio discretion oy "rirni"rr ;i the white establishment' ffivi;;;;i uroaiiffi;; because the case so -* aPt here' Witherspoon is partiet'fTfY ajoritarian/ consensus and clearly illustrates iiJ onoi"" U"ir"""r, Tif]::H#l*Tju#ff [rr;i'#',ilf "r',n'::1:$:iil'1"Y penatty' Apparently o"atn wrretnei^tr;i.,;,iie ;d"i* [n" ihis deeision, but the statute no standar* *"r"'p'J;r"iiffii;*"_ri., the death persons jury law also excludeo frorn'tne iurY irstaneeof penalty. me rtrinoiJ'i"i, drt!"' is a ciassic arti r i ci al determine rytfi!g'4-"::g**t [H[#i] $*ffi'"Hl;ixr.r.i*HtiJ. * orrlyJrrstieeWhiteacceptedthisexclttsionofjurorsforno (one of whieh *tir.'iir" oin"r opinions iury to be premis";;ii;;rder for the See Thiel v' lYhite joined) staril-rom the u" t"ILit""g.1t*Inlt and progenv' neutral, iurors'nni "*eluded' its extensive "t" irs;trr trg+e) (rgzs) southern pacifie'i.fr.; ffi (rePresentative siz iig u.-s. espeeiarly TayrorT. i?iri"ii, iurors were tne disagreement was over a.whieh eross section f.agt-finder, felt reason other than legislati-ve i*v ",""'i' #;didiirir,i-iriii biased. The disse"#; mifln-tbe inclined to presumably that jurors were Uiasfi aiO exeiuOaOte, "r"n*O-t*no""ei,*glt"iriii-p,i*ity bend the facts, i-tre maiority, in eontrast, even without *rei"tai]ii-"iv _gr""iri; acceptstnejury's"ri;i'{ildilg-t-ora*ohene6seesthatopinionson not source-s of bias but' when the death penaltyis lgprogri"t" Ilowever' since "t" J"t"t'i*tion' rather, the raw ;;i;ti""l "tii'" i*v ineteatt' penalty is sometimesthat the legislato, n*?Liid"d tl-t *t'ii-i"-*iluna to eorsider only appropriat", nJ'i-Iildi"g luror " unatteraotv bppor"oJ*orr ,ry 6e exeluded' ootion: Henee, a Giitimate iurv role' and ffiiv obugtas ""o"ptr?''Itiii;;iil';t as 34 t!r*r, nullifieation is intimately related to asymmetrical apparent reason why factfinding or iudsial review. There is no normfindirrgjuriesshorrldbemoresubjeettoreviewwhentheyfind forthegovernmentthanwhentheydon't.However,itisobviotrsthat thisisrequiredinanultifieationeontext.Ajuryfindirrgforthe action; like a poliee decision not defendant is a veto of government toinvestigateoraproseeutorialdeeisionnottoindict,itshouldbe however' tus no final. A iury findirg in favor of the government' sueh speeial on virtue; other standing' This iury claims no monopoly in the system must remain vigilant as well. drecks and barances Ftnt 7 cont. juror opposition to tn"3*tiilffii* sees unalterable -*"qu"1ti+v into the deeisionm aking pr irrerevaniintr,oion fi"r_i, essentlal eomponent of to interfere with the right reasons-tui"t "n diseussed in the text' the fair jury. und"i inE-uu"ral model be entitled to veto its th; il;th;;"titrh"utj ffi#;i;df even,itn"V oirly a minority' (The Court reports apptieation "t" about 4ox of the polled opponents at the tirne-io have bLen populace). Acorrrtwhiehrespectedjurorstoagreaterdegreemighthave ar-e capable of putting aside assumed tn"t prop"ii,l'*iruotla i** in Witherspoon aPpear improper r"**.'-WiU" non" of ine opinions even in extraordinary to eonsider this opti;;6is position is taken : r;'s*:ff :##im:qlilry,$;r'#,t,3'r;'r;5''il"Jf; a as made had he himself was,'the rlrv 6"rt man" to review-deeision (5th trial iudgeX o"riJ=J.'B;;';ft"h;ic;;'ti' srz F'2d 1044 ci.ieis:i(ia*iti"ob-iasagains,*i"dli$:fr?J'l;irTli::??flq Ut*tHT#'5',i:Idi'"1*ttTIipr'v'I""iii"tiaer<6ouvderendant' *"#;*:#tli"*i:"1;;i';'{ffi }:fJTJ'n""gi:*tororgetthev -"..q lrT 35 to work each of the For the system of eheeks and balances variousirstitutionalactorsmusttakeresporsibitityforitsaetiors. stamp check points may simply rubber Otherwise each of the mtrltiple that someone else' somewhere elset assuming action, proposed the improper' In practieet this failure would have stopped it it it were probablY haPPens' The iury system as we rwr it may often play precisely the oppositeroletotheonepostrrlatedinthentrtlificationmodel.Judgeo seemtousejtrriesasadevieetoeasetheircorseienees.Sineerno oneislikelytosuffer.ofwhoseconductthey[thejurorsldonot v' Adams' 126 United States ex rel' MeCann morally disapprove"t 8.2d174,775-6(2ndcir'1942)(L'Hand'J')'thejudgefeelsless the defendant' The jury responsibility for her part in eondemning part of thelr enabling them to share a ileases the burden on judges by Duncan sometimes awesome resporsibility"t v' Louisiana' 391 U'S' 145'186(1968)(dissentingopinion).Thisiselearlybad.Judgesare of the law as someone in any ease predisposed to see the morality elsesproblem.Theyshorrldnotbefurthereneouragedtojrrstdotheir iobsrlikegoodGermarsrwithoutconsideringthecoruiequences' v' for the maiority in United States Judge Leventhal's approaeh Dougherty,4?3F'zd11l3(D'C'Cir'I9?2)(acknowledgingthe legitimacyofnullifieationbutdisallowingirstruetiontothateffect) in its right to the problem' The jury' not irstructed eompounds question law' may ehose to leave that eonsider the legitimaey of the tothejudge,rationalizing,asthejrrrorsdidinUnitedStatesv.Spock, that the defendant' although worthy' 416 F.zd 165 (Ist Cir. 1969), 36 .ras nguilty as ehargedr'r J. Mitford, The Trial of Dr. Spock 232 (1969). Meanwhilc, the judge, if a devotee of the esoteric eult of nrrllifieation, may feel that she need not consider the acceptability of the law, for that is the jurls role. In short, rather than judge and jury supplementing each other as cheeks on arbitrary powerr eaeh passes the buek to the other and it stops nowhere. No one feels responsible for the ultimate morality of the deeision to conviet, imprison or execute the defendant. Far better would be the inverse of Judge Leventhals approaeh. Jurors should be taught about nullifieation, in order to impress upon them the full responsibility and gravity of their task. If they are not prepared to conviet under these circumstances, then the defendant no doubt shouldnrt be convieted: Ordinary people are not likely to go overboard in releasing enemies of the society which they are. Judges, on the other hand, should be given sophisticated empirical studies demonstrating that, in faet, jurors almost invariably evade this duty, and like Milgramts subjeets simply obey the voiee of judicial authority. That would leave both judge and jury responsible, as they should be, for the coereion they set in motion. V: The Jury As Social Contraet: Whose Community Conscienee? The traditional English jury eharge ends, I'to this charge he has pleaded g,rill.y and puts himself upon his eountry, whieh eountry you are.fr Schefiin hob. Dyke, Jury Nuttification, 42 l.aw & Contemp. 6 51, 145 n.260 (Autumn 1980). The last legitimate jury function ahO Van I shall e:rplore stems from this perception of a eommon interest 37 between jury and eeeused. As an unmediated element of society itself, the jury condemrs not as the bxternal power of the state, but direetly in the neme of the community 8nd publie opinion. The nrrllifieation theory diseussed in Part fV, supra, relies heavily on the elassic Ameriean notion that state power is particularly suspect. But in the criminal law (and, as liberal theorists have increasingly elearly realized, in most other sreas alr well), the state is not the sole, or even the primary, souree of illegitimate coereion. The criminal is at least as dangerous as his imprisoner. llle need, then, to take a wider look at the legitimation of powerr leading to the model of a jury of peers, an enactment of the soeial eontaet. Liberal theorists have often resorted to a metaphor of a social contract. The contraet exprsses the idea that coereion is legitimate when the apparently eoereed person has eonsented in advance. However, usually people donrt go around consenting to be coercedt and, even if they did, one might suspect that the consent itself was coerced. These two faetors have determined much of soeial eontraet theory: On the one hand, the eontract is a quasi-contraet. Theorists do not elaim that parties e:rplicitly agreed. Rather, they infer an agreement from social relatiorships. The philosopher claims that we would have agreed to this contraet if we had bargained to a eonelusion, not that we aetually did agree to it. g!. J. Getman and J. Blackburn, LeDeL Eelqlienq (1983) (labor arbitrators eommonly see themselves as aiming at the agreement union and management would have reached, but didntt). G 38 On the other hand, for the idea of eonsent to have any power, the eonserit must be free and uneoereed. Corsent exacted at gun point will not do. But see, R. Noziek, Anarey, State, and Utopia (1974) (apparently corsidering even physically coerced eorsent to be 'tfreett). Thus, theorists commonly ereet elaborate restrietions and safeguards, extending the eommon law eontract doetrines of duress, mistake, adhesion or even unconscionability. Most fundamental has been the attempt to strueture the bargain in sueh a way as to treat each individuals interest equelly to every other personrs. In the earlier theorists this idea that people should consent without over valuing their personal, particular interests and position in society was expressed by moving the eontraet into an imaginary pre-soeial state of nature. J. Locke, Second Treatise on Government (1689); see also B. Noziek, Anarehy, State, and Utopia (197a); B. Ackerman, Social Justiee in the Liberal State (t 980). More reeently, Bawls has suggested a veil of ignoranee whieh nllsrys the eontractors to know what types of lives are available but not which one would be their own. J. Rawls, A Theory of Justice (1972); see also J. Bentham, A Fragment on Government (directly holding that each individuals good has same value as eaeh other individualts). Consent theory, then, does not require asking the criminal to eonsent to his own punishment. His immediate personal interest would blind him; even if he believed generally that eriminals should be punished, he would probably want an exemption for himself. It is to prevent this kind of free riding or self dealing that Rawls requires his contractors to agree on the principles of jtstiee without m 39 j 'Ibrle4eoftheirparticrrlarsituation:theyshouldnotputtheirown gwd above the Good. Imposition of the law by I jury of the defendantts peers is perhapstheclosestrealworldapproximationofdeliberatiorrbythe defendanthimselfbehindaveilofignorance.Thejrrrorseanbe wNeh he would have made had h€ interpreted as making the deeision eoming from different not been so intimately involved. The iurors, life possibilities' By agreeirg walks of life, represent the different views equal weight' and r.rranimously, they give eaeh of their frrrthermoredemorstratethatawidevarietyofpeoptewithdiftciE. publie Power and on the harm interests would aglee on this use of eatsedbytheprivatecoercionitismeanttoeliminate.lYhileeac*r requirement juror reasons from her own perspective, the unanimity shouldefftlrrethattheresrrltisacceptabletoall,muehasthe hypotheticalsoeialcontraetforeesustolookatsoeietyfromthe The iury, then, says to the perspective of each of its members. yourself would have people like you eondemned you' You defendant: done the S8me. Cf. !p$$, 156 U.S. at 12? (dissent) (uror who iudges nowmaybetheaceusedlater;they'lalternatelytasteofsubjeetion ard rulett). soeiety and the The jury eondemrs in the name of the eommunity.Aiudgerincontrast'eondemnsinthenameofthestate' Thejuryismadeupofordinarycitizens,likethedefendant.Ifthey arehispeersinasuffieienoyrealserse,ifthecommunitywhieh in puttin$ himself upon them together is suffieiently strong, if binds hiseountryrhehasputhimsetfuponhiscomrades'thejuryean 40 egtrmninthenameofthedefendarrthimself.Itspeakswherehis (Cf' S' Freud' Civilization and Its too weak slPerego did not'8 (superego as internalization of Discontents 72-85(Straehey' ed' 1961) is separate and apart' He is social norms).) The iudge, in contrast' vestedwiththemajestyoftheState,dressedinrobesderivedfrom snerainwhichgovelnmentwasnotofbutagairstthepeople.The His authority stems not judge is a member of a legal priesthood' but from his ability to from his representation of the defendant interpretthesemi-sacredtexts.A.deToqueville'lE@ (tne iury I'sanetions this decision by Ameriea 286 (BradleV, ed' I946) represent and [the iudgel by that the authority of soeiety whieh they of reason and of lawtt)' the others I have This jury function, more clearly than of the composition of the iury'9 disctrssed, points up the importanee Torepresentsociety,thejurymrrstberepresentative:pickedfroma crosssectionofsociety.Torepresentthedefendanthimselfbehinda of his peers' veil of ignoranee, it mrct be eomposed S.Notethatthejurymayeondemnthedefendantinthename iuuy autonomoutsly. Instruction of soeiety or nimseli, ,iiiriout aeting ilrd government will not by the judge in tne*I'Jw'iriiurirnJ6y of the defendant interfere with the jury's statrrre "' '"pto"intative the oower of and his soeiety so long as the i*V""ilo*f,-eiercises anO in ine general interoretation irnpiioi't in tn"'rigirt "f ;diiti*iion irlroitt of mixed law and fact' important in other areas' 9. I do not mean to impty it is.nott 301 (catif. le80) for a see Hovey v. supeiioi'iil[lite 1.30 that l{ithersooon death dise,ssion of recent empirieal *otf. inaio"ting ,no'i likely to oonfrJt-"i":,, seleeted i,ries grounds. "r" "" p*-tTtmt "T 41 is of crueial importance' The definition of Peers' then' Definirrgp€ergnarrowly-whichhasneverbeendoneinthiseountrybetween w make empathy worrld imply that the differenees peer defining mrst vary aeeording to the impossibte, or that the law characteristie' Defining it of broadly' then' affirms the community Cotrt' thus' has repeatedly all Ameriean eitizens' The Supreme and groups may not be deliberately reaffirmed that identifiable systernatieallyexeludedfromthejrrryvenire.E.g.Thielv.Southern PaeifieB.B.,328U.S.21?(1946)(oaytauorers)istrauderv.lYegt Virginia,I00U.S.303(I880)(non-whites);Taylorv.Louisiana'419 announee that do otherwise would be to To (women)' (19?5) U.S. 522 not part of the American polity'I0 the excluded group is Butaffirmirrgcommunitywherethereisnonewillnotdoeither. TheAmerieanjuryhasneversufferedfromexcessivelydefendant centeredrnarrowdefinitionsofpeer'Onthecontrary'adefendant 419 his grouPr Taylor v' Louisiana' has no right to g4f, iurors from challenge systems have often U.S. at 538, while peremptory guaranteeddefactotheiury"asanirsrumentoftheeconomieally no longer 328 U'S' at 224' that is and soeially privileged," Bclmitted de iure' $p!' dominant sector of A jury ehosen only from the society,suchastheinevitablyallwhiteAlabamastruckjrrryrrpheld of 202 (1965)' is an irstrument in Swain v. Alabama, 380 U'S' with pretensions to justice' oppression *f'.t{ot a society challenging the-venire 10. For this reason, a defendant gtotrp' tavtor' 419 U's' et 526' not belong to the ";;;d;d need 42 Tlremythofeommunitystrouldnotbeallowedtoobscuresocial reality.TheSupremeCourtin@geffeetivelyhetdthatblaeksand white whites are peeE, and thus blacks ean be tried by a jt[y' But in alargelyracistsociety,thesystemupheldinSwainworksotherwise. of all blacks, The peremptory ehallerrge system allows elimination 380Us.at205(noblaekshadservedonapetitjuryinpreviowlS years), 380 U.S. at 233 (dissent) (no black had ever served), and itnigger loverstt as presumably all known well' Then' the iury is (and oeeasionally tnrsted with diseretion to interpret vague statutes murder), in to nullify elear ones, for irutance those prohibiting with the elear communal norms of the subsociety from accordance which it predictable and is chosen. Alabama has ereeted a highly reuablenormfindingjr.rry;butthenormsareofacommunitywhieh orcludes large segments of Ameriea'lI TheSupremeCourtupheldanallwhiteAlabamajury'scapital womsnt because eonviction of swain, a blaek male, for raping a white have held of the importance of peremptory challenges. They should peremptory challenges uneorutitutional, as incompatible with the deceney' most fundamental notions of democratie politieal ll. It is probabty not eoincidental that, in 1955' iuryint{els the far more oornroi, and the right to them far broader i. Z"isel, Tire Aqeriean Jnrv 16 (1966)' By use South. g. Kalven wene Jetction and e@eremptory ;i k;i tn- *nite "iiO mononomic' ;ilii;"6, i*oo "oura u" restricted to a narrow, trse of norm finding effective i.ryo. stratum of soeietyl-init qntem even where the Blaek codes did not to maintain the dual legal"fi"weA (Bradley' aoolv. Cf. A. Oe toqut"viUl, t pemotrgcy iq e*eriea 282 ea. iglel (itrors always taken from ruling clastl'' ,,... {," t 43 Penemptory ehaltenges are said to eruture a fair trial. They do not. Indeed, there is little reason to think that they improve the aceuracy of faetfinding, while they elearly pervert the politieal functions of normfinding, nullifieation, and eomunity eonscienee. Lawyers, it is saidr.use ehallenges to remove biased jurorsr when they are unable to artieulate why they think the juror is biased. Apparently, the reason that they are unable to artieulate these suspicions is beear.se they are based on racism, ethnic prejudiee or beliefs that people in particular professions or from eertain neighborhoods are biased. See, e.9., Babcoek, Voir Dire: Preserving the Wonderful Power, 2? Sten L. Bev. 545 (1975) (defending this praetiee). Setting aside the question of whether beliefs of sueh questionable validity ought ever to be the basis for aetion in a eourt of Iaw, and assuming that lawyers are eorrect in their identifieatiors of undesirable jurors, there is still [ttle reason to believe peremptory challenges reduce bias. Lawyers dontt challenge biased jurors. Assuming they have suffieient information and are not simply aeting out of irrational prejudiee, they challenge jurors who are unusuallyl2 Ukely to vote for the other side. This would inelude, for instanee, jurors who are 12. A rational ehallenger would ehallenge only unusual jwors. Challenge of an ordinary one would not help-if she were replaced with another normal juror the ehallenge would be wasted, while if the replacement were unusually favorable, the opposition would ehallenge her. A challenge system neeessarily reduces variation and drives the jnry towards the norm, whatever it is, of the venire. Ti 'j 44 lt' if ,lpraallv [kely to deeide the ease on its merits, the lawyer raeet bclteved the merits to be with his opponent. In a ease involving one side wil (tney ean be eounted uPon as always prefer raeist jgrors supporters regardless of the faets)r and thus will ehallenge the mct clear norr'racists. seeks But,itissaid,thelawyerswillcompete,andeventhougheach to the only his elients interest, an invisible hand will lead them just resutt. This is wrong as well. competition only ensures that peoplepereeivedtobeunusuallylikelytovoteforonesideortJle other-whether for good or bad reesorul-will be removed Therc i*no is making thc conneetion between this unusualness and bias: bias likely decision for the wrong reasons, but one could be unusually vote one way for the !g!! to reasorul. In a generally racist community, jnrors (tney alone will vote non-racists may be the only non-biased given suffieient aceording to, and because of, the merits). But, wotrld win challenges, they will always be removed by the side that if polarized race $rere the only issue. Furthermore, in a race side, eommunity, blaela will never sit in raee related eases. one them' of fearing that blacks will vote for the black, will challenge collge' whites who vote for whites, being the norm, eorrld not be eliminatedbyperemptorychallenges:Theyarenotg!@Ylikely to be hostile. Theperemptoryehallengesystemisirrationaltmderany jury e:rpresses eonception of the jury except one: that the eommunity' eommunity norms, and only some of trs are part of the and eaeh I{ithout the ehalleDg€sr both blaeks and whites would sit' ; "'I q 1, 't *3 I ?1 45 ';{j --iY't '** rould have to convinee the other before eonviction would be pocdue. If Ku Kltx Klan lynch mobs lvere aequitted, one assumes thetblackmurdererswouldbeaswellrinretaliation'Andina pnoteet procBs not trrlike thet by whieh hostile nations learn to eaeh othersembagsies,orlaborandmanagementlearntoaceept allow arbitration orders, the two eommunities would have to learn to to have the applieation of law to their own in order it apply to the other. Rather than the jrny being an irstrument of majority tyraruty, to live with beeome a useful part of our Proeess of learning it would 41 eaeh other in mutual resPeet. r .1 t ;i