Climate Risk Management for agriculture: Research and Tools AGRICORA Call for projects Deadline January 31, 2016 Applications to be sent to agricora@ird.fr samia.zararai-ovalle@ird.fr 1. Background, objectives and program presentation The future of West Africa, its economic stability, political and social depend on the capacity of the agriculture sector to ensure food security in the multiple pressures such as climate change and population growth. To support this challenge, research has made significant efforts in recent years by improving knowledge on understanding climate change in West Africa, its impacts on agro-pastoral systems and the adaptation strategies that reduce climate risks to facilitate investment and innovation in the agricultural sector. Part of this effort has been done through scientific partnership and broad research networks in Africa, supported by the French Ministry of Foreign Affairs and International Development (MAEDI). Research programs accumulated evidence of the risk posed by climatic hazards on agricultural production, the acute awareness of this risk by producers and new opportunities for technical adaptation. However this research progress is rarely used in planning and decision making to reduce this risk. Thus, the MAEDI is supporting a project of Priority Solidarity Fund FSP AGRICORA (DEF) for a period of three years and under the coordination of IRD. The main objective of FSP AGRICORA is to contribute to the development of effective tools for climate risk management in co-constructing innovative strategies based on the research results with networks of researchers and stakeholders directly involved in agriculture activities. To do this, (i) it will mobilize partnership research actions to produce knowledge and effective tools to better document and if possible reduce uncertainty in decision making and (ii) it will strengthen research capacity and expertise of the recipient countries. FSP AGRICORA will be implemented through research and knowledge valorization projects selected through a call for proposals. These projects will produce significant progress on three thematic priorities: (i) (ii) (iii) climate services for agriculture, ecological intensification, water resources for agriculture. They will build on existing partnerships between French and African researchers and will promote a regional approach involving stakeholders in the production of applied knowledge. The ambition is to enable agricultural stakeholders (farmers' organizations, industries, agricultural private sector, Agricultural Development Bank, input suppliers, agricultural and meteorological services) to appropriate new knowledge and new tools for better integration of climate risks in the management of agricultural production systems. 2. Objective of the call To address these issues, IRD launched a call for projects fund three projects integrating each of the two components below : to identify and - Component 1 "Partnership and interdisciplinary research" : Research actions will associate North and South research partners with local actors of agriculture. They will aim at mobilizing, producing and transferring knowledge to meet the challenges of climate risk management. The total amount dedicated to this component is 420,000 €. - Component 2 "Valorization of research and capacity building" : Actions of promoting knowledge exchange through networks of actors directly involved in supporting agriculture (technical assistance, private sector, NGOs, community associations of women). This includes the dissemination of knowledge produced by the component 1 but also knowledge from existing initiatives conducted by local actors to strengthen their resilience and extend these practices and their use on a larger scale. These networks will aim to create references, to share knowledge, to develop and to support the implementation of operational knowledge. The total amount dedicated to this component is 270,000 €. 3. Research Areas The call for proposals includes three themes each targeting different tools of climate risk management for family farming. One project per theme will be selected. 3 .1 climate services for agriculture Climate risk management is an emerging discipline based on the use of climate information in planning and decision making to not only protect producers in case of adverse weather hazards but also to create opportunities in case of favorable weather conditions. Among the many climate risk management tools, early warning systems based on satellite imaging, weather and climate forecasting and index insurances are particularly suited in the agricultural sector. However, even if there is a large literature and numerous pilot studies on these tools, their added value has rarely been demonstrated and their potential for the agricultural sector is to date far from being realized. This axis will develop services and products from meteorological and hydrological research and / or economic area (index-based insurance, price forecasts in the market) with high potential of added value for development, adaptation and decision support in the agriculture sector. In evaluating the performance of existing weather and seasonal forecasts (monitoring systems, forecasts and warning of seasonal and intra-seasonal characters of the coming rainy season) and examining how they can be integrated in decision-making in different agricultural production systems (timing cycles and crops, better water efficiency and input contributions for example), this project will improve the potential of weather forecasts in West Africa where agriculture is subject to a very high rainfall variability. One of the obstacles to the operational use of such tools is uncertainty. Developing early warning systems with confidence indices and accompanying their integration into the process of decision making is an important point to ensure the actual use of this information. In addition, it will be necessary to develop innovative tools including satellite imagery and / or weather prediction and forecasting yields in early warning systems. Get real benefits for farmers also needs to take into account their needs, their practices and how they manage agricultural risks (including climate) and make decisions to address them. This understanding of current practices is a prerequisite for the design of appropriate and effective tools and methods and targeted communication with rural stakeholders so that climate information can be used for decision support. Thus it will be necessary in the formulation of the project to identify and engage strategic stakeholders and decision makers of the rural world on many levels to establish a true targeted research partnership and trust between farmers and proposed solutions. This axis will also focus on dissemination of tools of climate information such as mobile phones for the dissemination of meteorological hazards. In addition, knowing that economic issues and commercialization are important for decision making in agricultural systems, it would be interesting to combine this information with climate forecasts market prices. This axis may cover food crops (millet, sorghum, maize, rice) and / or cash crops (groundnuts, cocoa, cowpeas, cotton) that are essential for food security and the economy of the West African sub-region. It will conduct case studies on several locations within the same country and / or more countries whose choice will be motivated by the demand of agricultural stakeholders, access to agricultural and meteorological data, and a contrast in conditions socio-economic, environmental and political selected countries to allow consideration of upscaling of project results at large scale in West Africa. These climate risk management tools could be implemented on operational platforms in the component 2. 3 .2 Ecological intensification of family farming in West Africa; Which transitions to a climate smart agriculture? Agricultural systems, especially those of least developed countries face new challenges: to produce more to feed a growing population, especially in sub-Saharan Africa, to adapt to climate change and its variability but also to mitigate its contribution to emissions of greenhouse gases (the three pillars of Climate Smart Agriculture). These issues lead to a necessary adaptation for all agricultural systems whose diversity is proven. Among the pathways that can lead to such a transition, a better mobilization of ecological processes is the focus of research and development activities. This is primarily to increase production and improve its stability despite other changes, allowing farmers to improve their nutrition and generate income. It is also necessary to increase the other performances of agricultural systems, in particular by reducing their negative environmental externalities and increase resource use efficiency. This transition should contribute to reduce or to substitute chemical inputs and transformation of environments by techniques / practices that instead valorize the biodiversity and positive ecological processes within cultivated systems. In this approach, the specificity of local contexts in their biophysical, climatic and socio-economic or cultural dimensions, is a major element to be considered. This axis aims to better characterize, valorize and use this diversity (usable resources, biodiversity, production contexts, local practices). System performance should thus be evaluated through their ability to better use natural resources such as solar energy, major nutrients (nitrogen -N-, -Pphosphorus) and water resources. Thus they must promote facilitation processes between plant species for access to nutrients (eg inorganic P), the use of species that do not compete but instead have access to different nutrients tanks (nitrogen fixing, not fixers for example, surface water, deep water) and / or associating crops and livestock allowing nutrient transfer (crop residues, manure). Similarly, this approach requires consideration of articulated spatial scales of the plot, the cultivated system or the entire agro-ecosystem to better explore a wide range of available resources at these different scales. The continuum of land / farm / landscape is therefore of major interest. This adaptive transition goal requires a multidisciplinary approach between biophysical and social sciences of agriculture. Prospective work may be conducted on the feasibility of such alternatives and such a transition, for example by reasoning on climate change scenarios, the economic environment of agriculture, agricultural policies under the effect of demography, and global demand. The prospective nature of this work led to methods based on models in the broadest sense, whether mathematical models as role play games or any other favorable approach to the representation of multiple points view on complex problems. We will ensure the involvement of stakeholders in the validation of models and the discussion of their assumptions and results. The project should cover the agricultural systems where the potential interactions between intensification and climate risks are greatest. These agriculture systems of Sahelian SudanoSahelian regions are based on the polyculture of annual crops (millet, sorghum, maize, rice, groundnuts, cowpeas, cotton) associated with multi-species more or less extensive farms (small ruminants fattening, extensive cattle) and / or associated with perennial crops in agroforestry systems based tree or shrub. Similar to the previous axis 3 .1, the project will conduct case studies on several sites and / or countries whose choice will be motivated by their complementarity in terms of climate risk or local pressure in terms of socio-economic, environmental and political conditions. For instance, comparisons between performing agricultural systems but with high levels of inputs such as cotton belt and efficient agricultural systems without inputs use (flood recession crops, zai, and associated crops) could be undertaken. The availability of data and relevant models will be considered. The types of adaptation pathways could be highly dependent on local conditions. 3 .3 water resources for agriculture All farming systems seek to fully satisfy the water needs for all of their activities (cropping, livestock). Faced with low water resources, erratic rainfall and climate change, they develop (or will develop) a set of techniques to adapt and to make better use of this resource. One can speak of an engineering based on empirical knowledge which can occur at various levels of the agro-ecosystem to adapt to changing environments and conditions or resources or even extreme. The scales at which adaptation to hydroclimatic risk applies are multiple: community practices and land development (including watersheds), the local landscape management, organization of land use, organization and management of the exploitation, permanent improvements of land, crop management (timing cycles, soil crop residues and crop residues management) or plant material choices. These choices at each level can affect the distribution of water and consequently the available resource or modify the efficiency of the use of this resource. This axis aims to tackle different interdisciplinary research issues : A first challenge is to identify existing and past technologies and strategies related to hydroclimatic risk control in the context of the evolution of natural and socio-economic on the one hand, and of the objectives of actors, individual or group that introduce the other. A second challenge is to take a look at the efficiency of these strategies, either through improving the available resource (reduction of losses), either through better utilization of this available resources (improving productive efficiency). A quantitative approach of water flows through the whole agro-ecosystem and their modifications by all adaptation practices will be performed to better understand the effects on the available resource and its final valorization for agriculture. A particular attention will be given on the amount and stability of agricultural production in this highly variable context. A third challenge will be to analyze what are the adopted techniques by different actors, regions and climate risks. As human activities depend on knowledge, ideologies and objectives, available resources and social organizations, selected practice also comes with multiple effects to multiple dimensions (social, economic, cultural, spatial ...). A specific research, covering a field which is that of the human and social sciences will be necessary in the analysis of the relevance of the chosen modifications. Finally, another research challenge is more prospective. In light of climate change and other changes at work (demography, growth of livestock, pressure on land ...) how to adapt the current system? Climate change and / or land use can indeed result in a different distribution of water and available resource. This can create new opportunities and perhaps a new form of adaptation or resilience. For example, the drastic change in the Sahel, well documented in the literature on the 'Sahelian paradox' had the consequences to increase ponds that created new opportunities and new challenges: market gardening and agropastoral farming activities developed around these new forms of water resources. Another issue that could be addressed is access to groundwater and its potential for agriculture, especially in areas where surface water is missing or heavily dependent on rain. It would be interesting to study these dynamics but also to develop specific tools to better localize and quantify the evolution of the corresponding water resource. Satellite products could help to develop this monitoring / forecasting to approach through studies and development of tools for better take advantage of these new types of resources and promote access to this water. In addition, it will be important to analyze the effectiveness and sustainability of water use and conservation techniques in a changing context : reduced runoff, improve infiltration, development of slums ...) or storage and subsequent use (permanent irrigation or micro basins…). These improvements in the uptake of the resource must be accompanied by a reflection on the efficiency of use. As with the previous, this axis will support his research on sites and / or contrasting countries in terms of rainfall resource and potential evolution and / or contrasting risk management by local communities. The teams will try to address the bio-physical, agronomic, economic and social effects of adaptation systems. 4. Component " partnership research " and interdisciplinary This component aims to support african research teams on the three themes of the call for proposals. They must also be associated with French teams especially from the IRD and CIRAD. It has a budget of 420,000 € (in average 140.000 € per project). The three research projects supported by the FSP will be selected based on their ability to respond to a common set of specifications: Analyze climate risk and its management in agricultural production systems. Investigation and modeling activities at the plot level, the farm level and the catchment on representative territories of production systems will lead to a diagnosis of practices, farmers’ needs of climate risk information and possible management strategies. Place and evolution of climate risk in dynamics and constraints (land pressure, demography, climate change, practices transformation, changing environment, renewal issues) should be considered. Identify and evaluate the potential for improvement to minimize climate risk It is exploring the potential for improved risk management through climate information (monitoring systems, information, forecasts and early warning), but also the technical leverages which can reduce climate risk: better timing of crop cycles, better use of water, introduction of plant biodiversity, development activities and territories or forms of production and securing food as public policy, credit, insurance, storages. The impact of each of these leverages or their combination should be assessed at the relevant scale of its action (plot, farm, watershed). 5. Component " valorization and capacity building " Each project must include actions promoting research efforts with institutions working for rural development (farmers' organizations, industry, agricultural private sector, Agricultural Development Bank, input suppliers, and agricultural and meteorological services). These actions will have a specific budget of 270,000 € or an average of 90,000 € per project. These actions will be specified in the project proposals and reviewed by the Scientific Council of the FSP AGRICORA. They may also be adjusted, depending on the results. They bring together networks of actors directly involved in supporting agriculture (technical assistance, private sector, NGOs, community associations of women, farmers). This knowledge include results produced by component 1 but also those from existing initiatives (or national programs) carried out by these local actors to strengthen their resilience and extend these practices and their use on a larger scale. These networks will aim to create references, exchange, develop, and support the implementation of operational knowledge such guidelines and handbooks. Each project will periodically communicate results of conducted research to institutions working for rural development (farmers' organizations, industry, agricultural private sector, Agricultural Development Bank, input suppliers, agricultural and meteorological services) and identify with them methods to translate them into understandable and relevant information to farmers or to initiate collective learning. According to the results of calls for proposals, several activities will be conducted at the level of farming communities and territories: confrontation and discussion with institutions and farmers' organizations, workshops and participatory modeling, grouping of different skills and abilities, training of farmers' organizations to put them in position of actors in the information chain to inform the farmers. 6. Beneficiaries of the call Direct beneficiaries [1] This call is open to research teams and higher education from African institutions. These teams will need to partner with rural stakeholders (farmers' organizations, technical services, local authorities, decentralized institutions services) that may be the direct beneficiaries. It targets ECOWAS countries (Benin, Burkina Faso, Ivory Coast, Gambia, Ghana, Guinea, Guinea-Bissau, Liberia, Mali, Niger, Nigeria, Senegal, Sierra Leone, Togo, Cape Verde). Indirect beneficiaries [2] The French research teams associated with networks are indirect beneficiaries and can not receive financial support from the program. Other institutions such as research teams from South Africa or the Maghreb countries may be involved as indirect beneficiaries of this call for projects. They will not benefit from financial support from the the program. 7. Financing projects The total amounts of research component and capacity building component are respectively 420,000 € and 270,000 €. Each of the selected three projects will therefore be granted an average of 140,000 € for research activities and 90,000 € for capacity building activities totaling an average of 230,000 € over the three years of the FSP AGRICORA program (the actual duration of the projects will be about two and half years after completing selection and administrative steps). A separate budget request by component should be established for each project. The grant is paid to South teams that are members of the selected projects. The institutions, considered as direct beneficiaries of the program, have to use the grant for the implementation of the project. Indirect beneficiaries can be project members but cannot obtain financial support from the program. Any expenses directly related to the project is likely to be supported by three types of expenses : - the operating expenses in the strict sense (laboratory products, field surveys costs, processing consumables, etc.) ; - costs related to partnership (coordination missions, inter-team meetings, etc.) ; - expenditure on equipment needed for research (up to 40% of the total project) ; 8. Project Reviews Three projects will be funded - one project per AGRICORA thematic axis. Projects should involve teams from several regions of the same country and / or from several African countries and will necessarily involve French teams from CIRAD and IRD. The selected projects will contribute both to component 1 and component 2. The multidisciplinary of the teams (agronomy, meteorology, economics, geography, statistics, anthropology ...) and the diversity of climatic contexts, environmental and socioeconomic be important criteria for project selection. a. Eligibility Criteria The project must be presented by a team whose main activity is research and / or higher education establishment ; the project must be submitted by a team from an eligible country (see list attached) ; the project must propose actions in research component and in the valorization component ; the project must involve a minimum of four teams and proposals involving teams from several countries of the subregion are encouraged ; the project must involve at least one French team from CIRAD and / or IRD ; the teams from Maghreb countries, Egypt and South Africa can integrate the networks, although they do not benefit from financial support from the program. b. Evaluation Criteria Submitted proposals will be evaluated by the Scientific Committee (SC) of AGRICORA based on the above criteria : relevance of the proposal in the light of the guidelines for projects (themes, call objectives) ; and technical potential impact of the project (including the potential sustainability, the importance of capacity building component, potential for transfers of results etc.) ; quality of the research teams and quality of the partnership, quality of the scientific project and teams participating in the project; methodology and quality of construction project ; quality of partnership and coordination ; feasability of the project ; quality 9. Terms submission The submission of projects is carried out in two stages : Submission of a letter of intent: before 31 January 2016 (electronic format at the following address: agricora@ird.fr and samia.zararai-ovalle@ird.fr) The letter of intent should not exceed three pages (excluding annexes) and will consist of the following : Description of the context, the state of the art and the motivations (max 1/2 page) ; Objectives and Strategy (1/2 page max) ; Methodology (max 1 page) ; Description of the teams, their role and their complementarity (max 1/2 page) ; Budget (1/2 page max) ; Annexes containing the CVs of participating teams ; Letters of intent will be reviewed by the SC that will select letters of intent, which can then become complete projects. It may, if necessary, propose changes in proposed activities or merge the different responses to the call for projects. The list of teams selected in this step will be communicated current February 2016 on the following web site: www.ird.fr/agricora/ The SC will then ask the selected teams to write a full project in March 2016. The full project guidelines will be given by the SC at the time of the selection of letters of intent. Once full projects submitted, the selection takes place in two steps : - evaluation and ranking by the SC to select the most relevant proposals in the light of the call for projects ; the project leaders of the selected projects will be invited to present their project to the SC and the steering committee during the kick-off workshop in April 2016. The final list of selected projects will then be decided. 10. Eligible costs Travel costs of permanent and temporary staff assigned to the project. Daily indemnities for short-duration travels and long-term exchanges must be clearly indicated; Expenses for training, meetings and conferences organization ; Costs related to the integration of a student in a laboratory in host universities students in mobility ; Publication and communication costs ; Management or structural costs to a maximum of 10% ; Laboratory costs (fluids, small materials, equipment, consumables, etc ...). 11. Selection process and timetable Call for projects Launch of the call for projects: 4 January 2016 Submission of the letter of intent : before 31 January 2016 Dissemination of results and call for full project: February 2016 Submission of full projects: March 2016 Project kick-off workshop and launch of projects: April 2016 Starting and Financing Once the project will be selected, a notification containing the budget maximum allocated to each team will be sent to each project leader. This notification will constitute a commitment by IRD to pay the first installments of funding to participating teams. The expenses will be taken into account from the date of notification, allowing, for teams to start the activities. The preferred funding method is direct funding to beneficiary institutions. The payments are made in annual installments based on the proposed financing plan.You can open an account dedicated to the project or pay financing an institutional account. Implementation of the network and research projects The project implementation is the responsibility of the project coordinator. Even if each participating teams receive funding directly through their institutional affiliation, they report to the coordinator who centralizes the technical and financial reports. The coordinator can perform at any time of project change requests on technical and financial aspects, for any action or any team belonging to the project of which he is responsible. These changes are the subject of negotiations between IRD, the Scientific Committee and the concerned teams. Arrangements for monitoring Each project will be followed by one or two members of the Scientific Council. Each project will be closely monitored and financial reporting expenses should be done before every yearly installment . Current 2017 will be organized a mid-term review which will focus on technical and financial aspects. From this mid-term review it will decide on the continuation, the modification or even stopping the funding of the project. A balance of 10% of the maximum budget will be kept until delivery of the final report. The remaining amount paid will reimburse past spending. Call for projects AGRICORA 1 [1] The direct beneficiaries are the teams that are eligible for financial support as described in the call for projects [2] The indirect beneficiaries do not receive funding but may be associated with project activities