U.S. DOD Form dod-opnavinst-4900-9e DEPARTMENT OFFICE OF THE CHIEF OF THE NAVY OF NAVAL WASH INGTON, O.C. / OPERATIONS 20350 IN REPLY REFER OPNAVINST Op-63 OPNAV INSTRUCTION TO 4900.9E 4900.9E Subj : DOD Policy Assistance Encl: (1) DOD and Responsibilities Directive 5132.3 of Relating 10 Mar to Security 1981 (R 1“ 2===” To transmit enclosure (1) , which assigns various functions relating to security assistance within DOD, for compliance and information, as appropriate. This is a complete revision from the previous instruction. 2. Cancellation. OPNAVINST 4900.9D. 3. Implementation. The Chief of Naval Operations is responsible for the Department of the Navy (including Marine Corps) functions enumerated in enclosure (.1) and for providing recommendations to the Secretary of the Navy regarding overall security assistance policy, planning, and programming matters. All addressees will (1). ensure compliance with paragraph E7 of enclosure Distribution: (See page 2) (R OPNAVINST 4900.9E 21 Jul 1981 Distribution: SNDL A4A A!5 A6 C5B CHNAVMAT (Bureaus) (cMC) (NAVSECMAAG) copy SNDL (Immediate to: Al A2A B1 B2A 21A 24F 24H 41A 50A Office of the Secretary) of the Navy Staff Offices) (NAVCOMPT, JAG, OLA, CNR, and OPA, only) (Secretary of Defense) (OASD\ISA only) (2) (Special Agencies, Staffs, Boards, and. Committees) (DIA, DLA, only) (Fleet Commanders in Chief) (Logistics Command) Commands) (Fleet Training (Department (COMSC) (Unified and Specified Commands) (USCINCEUR, OGC, USCINCS@, CINCPAC, A) A) Op’s CINCLANT only) Commands) (CINCUSNAVEUR, 50D (Components of’ Unified COMUSNAVSO only) (SYSCOMHQ) FKA 1 (SPCC) FKM 13 (ASO) (Philadelphia) FKM15 (NAVII!CO) FMK2 o 941, 942, 943, 098, 980, 009L, 09, 090, 90, 92, 96, 094, 008, 01, 1.1, 02, 03, 04, 05, 06, 61, 62, and 63 Stocked: CO, NAVPUBFORMCEN 5801 Tabor Avenlle Philadelphia, PA 19120 2 099, Ill OPNAVINST 4900.9E ~ 1 JUL 1981 March 10, 1981 NUMBER 5132.3 --/’ ASD(ISA) Department of Defense Directive SUBJECT DoD Policy and Responsibilities Relat+ng to.Security Assistance References: (a) (b) (c) (d) A. DoD Directive 5132.3 “Department of Defense Policy and Responsibilities Relating to Security Assist­ ance,” December 20, 1972 (hereby canceled) The Foreign Assistance Act of 1961, as amended The Arms Export Control Act, as amended through (x) , see enclosure 1 REISSUANCE AND PURPOSE This Directive reissues reference (a), establishes DoD policy, and assigns DoD responsibilities Pursuant to reference (b), reference (c), and-related st;tutory authorities, executive orders, and policies established by the Secretary of State relating to the administration of security assistance. B. APPLICABILITY The provisions of this Directive apply to the Office of the Secretary of Defense (OSD), the Military Departments, the Organiza­ tion of the Joint Chiefs of Staff (JCS), the Unified and Specified Commands, the Defense Agencies, and the Military Assistance Advisory Groups (MAAGs) (hereafter referred to as “DoD Components”). c. DEFINITION Military Assistance Advisory Groups (MAAGs). For the purpose of this Directive, the term MAAG encompasses all DoD Components located in a foreign country with assigned responsibilities for carrying out security assistance management functions under Section 515 of reference (b) and under reference (c) regardless of the actual title assigned. D. POLICY 1. Security assistance shall be administered in accordance with references (b) and (c), related or successor legislation, applicable executive orders, DoD 5105.38-M (reference (d)), and other appropri­ (including ate DoD and Department of State Directives and Instructions those listed as references in enclosure 1). Enclosure (1) 2. Security assistance, an important instrument of national security policy, is an integral element of the DoD mission. The development and execu­ tion of the program shall be accorded the same high degree of attention and efficiency as other DoD programs. To the extent practical, security assist­ ance requirements shall be integrated with other DoD requirements and imple­ mented through the same DoD systems, facilities, and procedures. 3. The fundamental responsibility of foreign governments to determine the nature of their own security interests and paths of their own progress shall be recognized. In providing assistance to less developed countries, emphasis shall be placed on the development of their capabilities to organize, employ, and manage national resources allocated to defense. 4. Security assistance plans and programs shall take into consideration the economic capabilities of the foreign country concerned and the support provided by third countries. Except for overriding military considerations, the build up of military forces that the recipient country ultimately cannot support shall be discouraged. 5. No commitment involving future U.S. programs, performance, or the availability of U.S. resources shall be made except in accordance with DoD Directive 2100.3 and OMB Memorandum of June 17, 1977 $eferences (e) and (f)). 6. The selection and training of U.S. personnel engaged in security The standards, proce­ assistance activities shall receive special attention. dures, and responsibilities within Department of Defense for the selection and training of security assistance personnel shall be in accordance with DoD Directives 2000.10 and C-5105.32 (references (g) and (h)). 7. The security classification of security assistance information and the disclosure and safeguarding thereof shall be consistent with DoD 5200. 1-R and DoD Directive 5230.11 (references (i) and (j)), and NDP-1 (reference (k)). 8. Security assistance supports the foreign policy and national security DoD security assistance activities shall be objectives of the United States. in consonance with U.S. military strategic plans and objectives and guided by the policy and planning guidance issued by the Secretary of Defense, and by guidance and policies issued by the Secretary of State. E. RESPONSIBILITIES The Assistant Secretary of Defense (International Security Affairs) (ASD(ISA)) shall act for the Secretary of Defense in security assistance matters and shall: 1. policy a. Serve as the principal DoD point of contact, spokesman relative to security assistance. b. Provide policy direction and staff Defense Security Assistance Agency. 2 supervision representative, and for the Director, —­