Asia Pacific Regulatory Practice 2015 Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices ASIA PACIFIC OFFICE LOCATIONS BEIJING SEOUL TOKYO SHANGHAI HONG KONG TAIPEI SINGAPORE BRISBANE PERTH SYDNEY MELBOURNE Beijing Suite 1009-1011, Tower C1, Oriental Plaza, No.1 East Chang An Avenue, Dongcheng District Beijing 100738 China T: +86.10.5817.6000 F: +86.10.8518.9299 Brisbane Level 16, 66 Eagle Street Brisbane QLD 4000 Australia T: +61.7.3233.1233 F: +61.7.3233.0900 Hong Kong 44th Floor, Edinburgh Tower, The Landmark, 15 Queen’s Road Central, Hong Kong T: +852.2230.3500 F: +852.2511.9515 Melbourne Level 25, 525 Collins Street Melbourne VIC 3000 Australia T: +61.3.9205.2000 F: +61.3.9205.2055 Perth Level 32, 44 St Georges Terrace Perth WA 6000 Australia T: +61.8.9216.0900 F: +61.8.9216.0901 Sydney Level 31, 1 O’Connell Street Sydney NSW 2000 Australia T: +61.2.9513.2300 F: +61.2.9513.2399 Seoul Kyobo Life Insurance Co. Building, 22nd Floor Jongno 1-Ga, Jongno-Gu Seoul, 110-714 Republic of Korea T: +1.+82.0.2.2198.8700 Taipei 30/F, 95 Dun Hua S. Road, Sec. 2 Taipei 106 Taiwan T: +886.2.2326.5188 F: +886.2.2325.5838 Shanghai Suite 3708, Park Place, 1601 Nanjing Road West, Jing An District Shanghai 200040, China T: +86.21.2211.2000 F: +86.21.3251.8918 Tokyo Kasumigaseki Common Gate West Tower 35F 3-2-1 Kasumigaseki, Chiyoda-ku Tokyo 100-0013 Japan T: +81.3.6205.3600 F: +81.3.3597.6421 Singapore 10 Collyer Quay, #37-01 Ocean Financial Centre Singapore 049315 T: +65.6507.8100 F: +65.6507.8111 Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices Table of Contents Introduction.................................................................................... 1 Australia......................................................................................... 2 China............................................................................................. 3 Hong Kong...................................................................................... 4 India.............................................................................................. 5 Japan............................................................................................. 6 Korea............................................................................................. 7 Singapore....................................................................................... 8 Taiwan............................................................................................ 9 Index of Regulatory Lawyers in K&L Gates Asia Pacific Offices..................................................... 10 Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices INTRODUCTION Regulations governing commercial transactions and operations in Asia Pacific are developing at a rapid pace. Most will usually require some form of official approval, potentially involving local and/or national government agencies. Authorizations, approvals, certifications, licences, reporting requirements and a myriad of regulatory obligations and restrictions have become a daily burden for companies. K&L Gates’ Asia Pacific Regulatory group combines the knowledge, skills, languages and resources of our firm’s Asia Pacific offices in Australia, China, Hong Kong, Japan, Korea, Singapore, Taiwan and our India practice. Having grown up with the markets, our lawyers have local knowledge of business customs, language and networks. Our established team of regulatory lawyers represents clients that need to comply with the ever-increasing number of government policies and regulations. Not only do we help clients navigate these systems, but we have developed strong working relationships with central and local government authorities across the region, enabling us to bring their attention to operating facts and circumstances which are also taken into account as new regulations are developed. Of course, we also understand that businesses may be adversely impacted by a wide spectrum of regulatory enforcement actions, including investigations into alleged breaches of the law, which may attract civil or criminal penalties, disqualification, reputational damage and personal liability for directors and other officers. In the face of these increased risks, it is essential that legal advice and representation is obtained at the earliest opportunity. Our services include early advice on the best response strategy available, including whether an application should be made for any available immunity from criminal prosecution and/or civil penalty proceedings. With the increasing use by regulators of their compulsory powers to obtain information, ensuring the advice you receive is protected by legal professional privilege has never been more important. This directory of our Asia Pacific regulatory capabilities provides a concise overview of K&L Gates’ regulatory lawyers located across the Asia Pacific region. The directory is structured by jurisdiction, and provides essential information on key areas of our regulatory practice along with details of key lawyers in each office. The objective of the directory is to assist clients looking for a specific capability and to facilitate efficient contact between those clients and the appropriate member(s) of our Asia Pacific Regulatory group. K&L Gates’ Asia Pacific Regulatory group combines the knowledge, skills, languages and resources of our firm’s Asia Pacific offices. Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 1 AUSTRALIA Regulatory Areas of Practice: • • • • • • • • • • • • • Agriculture and fisheries Anticorruption and bribery Anti-trust/competition Financial institutions Financial services Data and privacy issues Distribution and e-commerce Energy and climate change Environment, chemicals and natural resources Franchising Gaming Intellectual property and technology licensing International trade and export control • • • • • • • • • • • • Labor and employment Life sciences Maritime Product regulation and marketing Public procurement Subsidies and grants Sports Tax and customs Telecommunications and media Transportation Water Workplace safety K&L Gates’ Australian regulatory practice assists clients requiring advice or legal representation in relation to a broad range of regulatory or administrative decisions, inquiries, investigations or prosecutions in Australia. We help our clients navigate the overlapping, and sometimes conflicting, regulatory requirements confronting them. Our services include early advice on the best response strategy available, including whether application should be made for any available immunity from criminal prosecution and/or civil penalty proceedings. We represent and advise clients facing investigations and prosecutions by regulatory bodies including the Australian Securities and Investments Commission (ASIC), the Australian Competition and Consumer Commission (ACCC), the Australian Taxation Office (ATO) and the Australian Prudential Regulation Authority (APRA). We also regularly assist clients with compliance advice, investigations and prosecutions in the South Pacific region including Fiji, Papua New Guinea and the Solomon Islands. Contacts: Cameron Abbott Partner, Melbourne Liz Gray Partner, Sydney Andrea Beatty Partner, Sydney Adam Levine Partner, Perth Jim Bulling Partner, Melbourne John Makris Partner, Sydney Alice DeBoos Partner, Sydney Chris Nikou Partner, Melbourne Murray Deakin Partner, Sydney Paris Petranis Partner, Melbourne Philip Diviny Partner, Melbourne Stephen Thompson Partner, Sydney Mark Feetham Partner, Sydney Robert Cunningham Of Counsel, Brisbane Besty-Ann Howe Partner, Sydney Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 2 CHINA Regulatory Areas of Practice: • • • • • • • • • • • • Agriculture and fisheries Anti-trust/competition Anticorruption and bribery Capital markets Compliance Data and privacy issues Distribution and e-commerce Environment, chemicals and natural resources Financial institutions Financial services Food Foreign exchange • • • • • • • • • • • • Gaming Life sciences Intellectual property and technology licensing International trade and export control Maritime Product regulation and marketing Public procurement Subsidies and grants Sports Tax and customs Telecommunications and media Transportation Regulations governing commercial transactions in China are developing at a rapid pace. The majority of transactions will usually require some form of official approval, potentially involving local, provincial and national government agencies. Our experience in China includes representing clients that need to comply with an ever increasing number of government policies and regulations. Not only have we helped clients navigate these systems, we have also developed strong working relationships with many government authorities and bodies allowing us to assist clients with regulatory issues surrounding commercial transactions and advise clients wishing to enter into regulated industries. In addition, our lawyers have substantial knowledge of, and regularly work with our U.S. based lawyers to advise clients on, issues involving Sarbanes-Oxley and the U.S. Foreign Corrupt Practices Act (FCPA), performing compliance reviews, preparing comprehensive compliance policies, advising on rectification plans and representing clients in related government investigations. Contacts: David Tang Managing Partner Asia, Beijing Amigo Xie Partner, Shanghai Howard Chen Partner, San Francisco Linda Zhou Partner, Palo Alto Max Gu Partner, Shanghai Grace Fan-Delatour Counsel, Beijing Yujing Shu Partner, Beijing Cecillia Dai Associate, Shanghai Amy Sommers Partner, Shanghai Cindy Hong Associate, Shanghai Frank Voon Partner, Beijing Xianjin Tian Associate, Beijing Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 3 HONG KONG Regulatory Areas of Practice: • • • • • • • • • • Capital markets/Corporate services Compliance SFC investigations and white collar crime Corporate governance Data and privacy issues Distribution and e-commerce Employment Financial institutions Financial services Intellectual property and technology licensing • • • • • • • • • International trade and export control Logistics Product regulation and marketing Public procurement Securities regulation Subsidies and grants Tax and customs Telecommunications and media U.S. securities law and corporate governance K&L Gates’ Hong Kong office represents numerous clients on licensing and regulatory compliance matters before Hong Kong’s Securities and Futures Commission, Registrar of Companies, Office of the Privacy Commissioner for Personal Data, Office of the Telecommunications Authority (OFTA) and Broadcasting Authority. Our lawyers also serve on a select panel of consultants to OFTA qualified to provide professional advice to the government on regulatory and public consultation matters. Contacts: David Tang Managing Partner Asia, Hong Kong Choo Lye Tan Partner, Hong Kong Neil Campbell Partner, Hong Kong Vincent Tso Partner, Hong Kong Michael Chan Partner, Hong Kong Christopher Tung Partner, Hong Kong Sacha Cheong Partner, Hong Kong Michael Wong Partner, Hong Kong Samuel Ngo Partner, Hong Kong Winnie W. N. Chan Consultant, Hong Kong Philip Hyde Partner, Hong Kong Elsa Mak Associate, Hong Kong Virginia Tam Partner, Hong Kong Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 4 INDIA Regulations governing commercial transactions in India are developing and being implemented at a rapid pace. The majority of transactions will usually require some form of official approval. While we do not practice Indian law, we work with a variety of Indian law firms in India in assisting our clients to comply with an ever increasing number of government policies and regulations. In addition, our lawyers have substantial knowledge and regularly work with our U.S. based lawyers to advise clients on issues involving Sarbanes-Oxley and the U.S. Foreign Corrupt Practices Act (FCPA), performing compliance reviews, preparing comprehensive compliance policies, advising on rectification plans and representing clients in related government investigations. Contacts: Pallavi Mehta Wahi Co-chair India Practice, Seattle John Magnin Co-chair India Practice, London Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 5 JAPAN Regulatory Areas of Practice: • • • • • • • • • • • Anti-trust/competition Aviation Compliance Data and privacy issues Distribution and e-commerce Environment, chemicals and natural resources Financial institutions Financial services Food Gaming International trade and export control • • • • • • • • • • Maritime Medical device, pharmaceutical registration and compliance Product regulation and marketing Renewable energy Securities Subsidies and grants Sports Telecommunications and media Transportation Workplace safety and employment compliance K&L Gates’ Tokyo office assists and advises clients on a wide range of legal and regulatory matters relating to the above listed areas of practice in Japan. Our lawyers advise on banking law, securities regulations, anti-trust, food and healthcare regulations, renewable energy regulations and conduct internal investigations related to compliance. In addition to extensive client work, our lawyers are active participants in various working groups formed by the business industries and the business trades in Japan. Contacts: Ryan Dwyer Partner, Tokyo Takahiro Tsumagari Partner, Tokyo Takahiro Hoshino Partner, Tokyo Naoki Watanabe Partner, Tokyo Haig Oghigian Partner, Tokyo Osamu Miura Associate, Tokyo Robert Melson Partner, Tokyo Ayuko Nemoto Associate, Tokyo Tsuguhito Omagari Partner, Tokyo Nobuki Wada Associate, Tokyo Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 6 KOREA Regulatory Areas of Practice: • • • • • Anti-trust/competition Data and privacy issues Financial institutions Financial services Foreign exchange • • • • • Intellectual property and technology licensing International trade and export control Product regulation and marketing Tax and customs Telecommunications and media K&L Gates’ Seoul office offers an unparalleled understanding of the language, business culture and domestic legal system in the Republic of Korea, leveraging extensive experience to assist clients on their legal challenges in many areas of regulatory law. Our Seoul team identifies issues and provides clients with invaluable guidance to navigate the complexities of the Korean regulatory regime. The current stage of the Korean legal market restricts Korean offices of international law firms from providing definitive legal opinions on Korean law. As such, our lawyers work closely with local Korean law firms, where needed, to provide legal opinions and facilitate an expeditious resolution of the issues affecting our clients’ business needs in Korea. Contacts: Henry Shin Partner, Seoul Eric S. Yoon Partner, Seoul Andrew L. Chung Associate, Seoul Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 7 SINGAPORE Regulatory Areas of Practice: • • • • • • • • • • • Building and construction Capital markets Compliance Corporate compliance Governance Data and privacy issues Employment Energy and climate change Environment, chemicals and natural resources Financial institutions Financial services • • • • • • • • • • Food Gaming International trade and export control Intellectual property and technology licensing Maritime Media marketing and selling restrictions Pharmaceuticals and life sciences Product regulation South East Asia regulatory law Transportation K&L Gates’ Singapore office has a solid track record in regulatory advice, working closely with expert local counsel in specialist areas. We assist clients to navigate through the complex issues in Singapore, as well as across South East Asia including Indonesia, Malaysia, Thailand, Vietnam and Myanmar. Our extensive regulatory experience in the region and network of local contacts provide a full service to our international clients. Leading the thinking and working closely with local counsel, we tailor regulatory advice to meet our clients’ objectives, focusing on the salient requirements and ensuring the client is clear on the law and regulatory aspects. Contacts: Lawrence Altman Partner, Singapore Sebastian Smith Partner, Singapore Siew Kam Boon Partner, Singapore Lian Yok Tan Partner, Singapore Raja Bose Partner, Singapore Christopher Tan Counsel, Singapore Nicholas Hanna Partner, Singapore Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 8 TAIWAN Regulatory Areas of Practice: • • • • • • • • • • • • Advertising Banking Consumer protection Cross-strait relations Data and privacy issues Distribution Exchange controls Export controls Factory licensing Fair trade law Foreign investment approvals – inbound and outbound Financial services • • • • • • • • • • • • Government procurement Import/export Intellectual property and technology licensing Labor and employment Labor Standards Act Mergers and acquisitions Pre-merger notifications Real estate Reorganizations Securities Telecommunications and media Visas and work permits K&L Gates’ Taipei office brings together an integrated team of Taiwan licensed and foreign licensed attorneys with extensive experience in Taiwan regulatory matters. Our lawyers assist major manufacturing and service companies and financial institutions to structure their transactions in light of regulatory considerations, and help clients obtain necessary approvals and compliance of their other regulatory obligations as simply and efficiently as possible. Contacts: James Chen Partner, Taipei Alex Hung Partner, Taipei Jacqueline Fu Partner, Taipei Christina Yang Partner, Taipei Cheryl Hsieh Partner, Taipei Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 9 INDEX OF REGULATORY LAWYERS IN K&L GATES ASIA PACIFIC OFFICES Cameron Abbott Partner Melbourne +61.3.9640.4261 cameron.abbott@klgates.com Lawrence Altman Partner Singapore +65.6507.8113 lawrence.altman@klgates.com Andrea Beatty Partner Sydney +61.2.9513.2333 andrea.beatty@klgates.com Siew Kam Boon Partner Singapore +86.21.2211.2087 siewkam.boon@klgates.com Raja Bose Partner Singapore +65.6507.8125 raja.bose@klgates.com Jim Bulling Partner Melbourne +61.3.9640.4338 jim.bulling@klgates.com Neil Campbell Partner Hong Kong +852.9469.9513 neil.campbell@klgates.com Michael Chan Partner Hong Kong +852.2230.3581 michael.chan@klgates.com Winnie W. N. Chan Consultant Hong Kong +852.2230.3503 winnie.chan@klgates.com Howard Chen Partner San Francisco +1.415.882.8028 howard.chen@klgates.com James Chen Partner Taipei +886.2.2326.5155 james.chen@klgates.com Sacha Cheong Partner Hong Kong +852.2230.3590 sacha.cheong@klgates.com Andrew L. Chung Associate Seoul +82.2.2198.8710 andrew.chung@klgates.com Robert Cunningham Of Counsel Brisbane +61.7.3233.1214 robert.cunningham@klgates.com Cecillia Dai Associate Shanghai +86.21.2211.2082 cecillia.dai@klgates.com Murray Deakin Partner Sydney +61.2.9513.2369 murray.deakin@klgates.com Alice DeBoos Partner Sydney +61.2.9513.2464 alice.deboos@klgates.com Philip Diviny Partner Melbourne +61.3.9640.4221 philip.diviny@klgates.com Ryan Dwyer Partner Tokyo +81.3.6205.3601 ryan.dwyer@klgates.com Grace Fan-Delatour Counsel Beijing +86.10.5817.6105 grace.fan-delatour@klgates. com Mark Feetham Partner Sydney +61.2.9513.2540 mark.feetham@klgates.com Jacqueline Fu Partner Taipei +886.2.2326.5125 jacqueline.fu@klgates.com Liz Gray Partner Sydney +61.2.9513.2403 liz.gray@klgates.com Max Gu Partner Shanghai +86.21.2211.2084 max.gu@klgates.com Nicholas Hanna Partner Singapore +65.6507.8109 nicholas.hanna@klgates.com Cindy Hong Associate Shanghai +86.21.2211.2086 cindy.hong@klgates.com Cheryl Hsieh Partner Taipei +886.2.2326.5173 cheryl.hsieh@klgates.com Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 10 Takahiro Hoshino Partner Tokyo +81.3.6205.3603 takahiro.hoshino@klgates.com Besty-Ann Howe Partner Sydney +61.2.9513.2365 besty-ann.howe@klgates.com Alex Hung Partner Taipei +886.2.2326.5118 alex.hung@klgates.com Philip Hyde Partner Hong Kong +852.2230.3518 philip.hyde@klgates.com Adam Levine Partner Perth +61.8.9216.0965 adam.levine@klgates.com John Magnin Partner London +44.20.7360.8168 john.magnin@klgates.com Elsa Mak Associate Hong Kong +852.2230.3587 elsa.mak@klgates.com John Makris Partner Sydney +61.2.9513.2564 john.makris@klgates.com Robert Melson Partner Tokyo +81.3.6205.3602 robert.melson@klgates.com Osamu Miura Associate Tokyo +8.13.6205.3615 osamu.miura@klgates.com Ayuko Nemoto Associate Tokyo +206.370.8015 ayuko.nemoto@klgates.com Samuel Ngo Partner Hong Kong +852.2230.3513 samuel.ngo@klgates.com Chris Nikou Partner Melbourne +61.3.9640.4354 chris.nikou@klgates.com Haig Oghigian Partner Tokyo +81.3.6205.3644 haig.oghigian@klgates.com Tsuguhito Omagari Partner Tokyo +81.3.6205.3623 tsuguhito.omagari@klgates.com Paris Petranis Partner Melbourne +61.3.9205.2014 paris.petranis@klgates.com Henry Shin Partner Seoul +82.(0)2.2198.8705 henry.shin@klgates.com Yujing Shu Partner Beijing +86.10.5817.6100 yujing.shu@klgates.com Sebastian Smith Partner Singapore +65.6507.8189 sebastian.smith@klgates.com Amy Sommers Partner Shanghai +86.21.2211.2085 amy.sommers@klgates.com Virginia Tam Partner Hong Kong +852.2230.3535 viriginia.tam@klgates.com Christopher Tan Counsel Singapore +65.6507.8110 christopher.tan@klgates.com Choo Lye Tan Partner Hong Kong +852.2230.3528 choolye.tan@klgates.com Lian Yok Tan Partner Singapore +65.6507.8105 lian.tan@klgates.com David Tang Managing Partner, Asia Beijing and Hong Kong Beijing +86.10.5817.6000 Hong Kong +852.2230.3500 david.tang@klgates.com Stephen Thompson Partner Sydney +61.2.9513.2369 stephen.thompson@klgates.com Xianjin Tian Associate Beijing +86.10.5817.6103 xianjin.tian@klgates.com Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices Takahiro Tsumagari Partner Tokyo +81.3.6205.3638 taka.tsumagari@klgates.com Christopher Tung Partner Hong Kong +852.2230.3511 christopher.tung@klgates.com Frank Voon Partner Beijing +86.10.5817.6116 frank.voon@klgates.com Nobuki Wada Associate Tokyo +8.13.6205.3632 nobuki.wada@klgates.com Pallavi Mehta Wahi Partner Seattle +206.370.6648 pallavi.wahi@klgates.com Naoki Watanabe Partner Tokyo +81.3.6205.3609 naoki.watanabe@klgates.com Michael Wong Partner Hong Kong +852.2230.3529 michael.wong@klgates.com Amigo Xie Partner Shanghai +86.21.2211.2080 amigo.xie@klgates.com Christina Yang Partner Taipei +886.2.2326.5198 christina.yang@klgates.com Eric Yoon Partner Seoul +82.2.2198.8701 eric.yoon@klgates.com Linda Zhou Partner Palo Alto +1.650.798.6751 linda.zhou@klgates.com 12509 Vincent Tso Partner Hong Kong +852.2230.3583 vincent.tso@klgates.com Directory of Regulatory Lawyers in K&L Gates Asia Pacific Offices 12 Anchorage Austin Fort Worth Frankfurt Orange County Beijing Harrisburg Palo Alto Paris Berlin Boston Hong Kong Perth Brisbane Houston Pittsburgh Brussels London Portland Charleston Los Angeles Raleigh Charlotte Melbourne Miami Research Triangle Park Chicago Milan Dallas Moscow San Francisco Doha Newark São Paulo Dubai New York Seattle Seoul Shanghai Singapore Spokane Sydney Taipei Tokyo Warsaw Washington, D.C. Wilmington K&L Gates comprises more than 2,000 lawyers globally who practice in fully integrated offices located on five continents. The firm represents leading multinational corporations, growth and middle-market companies, capital markets participants and entrepreneurs in every major industry group as well as public sector entities, educational institutions, philanthropic organizations and individuals. For more information about K&L Gates or its locations, practices and registrations, visit klgates.com. This publication is for informational purposes and does not contain or convey legal advice. The information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. ©2015 K&L Gates LLP. All Rights Reserved.