278 IEEE TBAWSXCTlONS ON AUTOhL4TIC COSTROL, APRIL 1970 Comments on “On the Optimal Angular Velocity Control of Asymmetrical Space Vehicles” Abstract-The purpose of this correspondence is to explain the surprisingly simple feedback laws derived by Debs and Athans in their paper,l and to indicate a broader class of systems that can be solved by this approach. then 1; el exp (ai)11 < m and e, exp (at) 11 < m . Two useful lemmas which can be easily derived are stated first. I. S ~ X L ROF Y THE RESULTS OF DEBSA X D ATEL~SS~ The state equations of the system are Lemma 1 Let. P be any positive (strongly positive) operator; let T be a time-varying gain whose derivative exists almost everywhere. Then rP is positive (strongly positive) if T is posit.ive and nonincreasing dmost everywhere. 21 = alZ?za Lemma 2 Let Q be a positive (strongly positive) operator; let r be a timevarying gain. Then rQr is posit.ive (strongly positive). PToof: Let x E IT,,,. Referring to Fig. 3, let 11f = z(j w ) ~ j w where conditions 1) and 2) hold. Now, the inputs to the system are in L.H I k strongly positive as per (3) and Lemma 1. X * ( j ~ =) M (j w a) and hence, MI, also belongs to the class of allowable multipliers for AT,,,[SI. Hence, H? is positive from Lemma 2. Thus, from a well-knom theorem of Zames [l], and €2 are in Ls. From (2) it follows that el and e2 are in L a . The result for N E N o , can be established similarly using t,he corresponding mult.iplier. These resdts can be improved by extending the interval of definition of the mult,iplier from [0, m ) to ( - Q , m ) ~41. + + = a223X1 53 = afl12s + JI = + + X?) + (l/q)(ul2+ US’ + 2 (~(zI’ 5 2 ’ l[ where p [fa2) 1 dt 1 ) H ( s - j3) is strictly positive real (SPR); 2) H ( s ) [ G ( s - a) 1 / K ] is SPR; 3) f I 2Bf(l - f/K). up = -px2, u1 = -qx1, u3 = (3) -qx3. If the performance index is JZ = [ IpCf~(xd+A(m)Cf3(23)1 fk(0) u1 = -qh1(21), I21 I31 u2 = -qhr(Zd, h t ( 0 ) = 0, h,t-l(.) exists, > 0. (5) u3 = -ph3(xa) > 0, hk(~l;)~l; fk(2d = h’ hk(2) n’[(-ut/p)hk-l(-Uk/Q) x1 # 0, X. = 1,2,3 ax - fk(hk-’(--lLk/Q))l. 11. EXPLANATION OF THE RESULTS The results of the optimization problem considered in Section I become obvious if the corresponding optimization problem of a n equivalent system is considered. Thesystem equivalent to (1) for the performance indices considered is the simple decoupled linear system giwn by x 1 = u1 x 2 [41 - “Stability. conditions for svstems with- monotone and slope resJr&Jed nonlinearities,” S I A M ‘ J . Control, vol. 6, no. 1, pp.891U8, 1 Y 6 8 . [5] M . Gruber and J. L. W i e m s , “On a generalizationof the circle crit,erion,” PTOC.4th Ann. Allerton Conf. Circuzt and System Theory, 196% nn _=. 837--RA!? 161 M . I. Freedmanand G. Zames,“Logarithmicvariationcriteria S I A M J. forthestability of systemswithtimevaryinggains,’’ Controt, vol. 6, pp. 48‘7-505, August 1968. Q where hl;(- ) are continuous and differentiable scalar valued functions of a single variable such that H. S. RXYGANATH Dept. of Elec. Engrg. and Indian Institute of Science gl;!ut) = Bangalore 12, India 1 .11. G. Zames. “On the inDut-outoutst,ahilit.v of time-xrarrinenonlinear feedback s y s t e m , p t . I < c o n d i t i ~ n s ~ d e r i ~ . e d uii&ip:s sin~ of loop gain, conicit,y, and positivity IEEETrans. Automatic Control. vol. AC-11, pp. 228-238, April i966. - “On theinput-output stabllay oftime-varyin*nonlinear feeddack systems,pt. 11: con$tionsinvolvingcirclesoin the freauencv Dlane andsectornonhnearit.ies.” IEEE Trans. Automatic k = 1,2,3, gt(0) = 0, = 0, The control law which minimizes ( 4 ) is M. A . L. THATHACHAR REFERENCES (4) where ft(-) and g l t ( - ) , k = 1,2,3, are positive definite functions of a single variable such that + PTooj: Fig. 3 reduces t.0 a linear system G(s - a) f 1;‘K with a time-varying feedback gain ( f ( t ) ) / ( l - f ( t ) / K ) when N E N t . The Theorem follows from earlier results [5] recast in a functional setting. Some recent results of Freedman and Zames [6] can also be used here. These involve a v e r e e logarkhmic variation criteria on j ( t ) in contrast t o condition 3). (2) > 0, the optimal feedback control law is + (l/dcg*(Ul)+ gn(u2) + 93(~”)11dt The system (1) with 11’ E Nt is exFonentially bounded with order if there e.nists an H ( s ) such that -_--. --. ---. (1) a3 = 0. t CYIhf a2 Corresponding to a performance index which is to be minimized, given by ~ Themem 2 a x2 + u1 + US + u3 = u2 53 = ua. Manuscript received October 9, 1969. 1-4. S. Debs and M. bthans, I E E E Trans. Automatic Control (Short Papers), vol. AC-14, pp. 80-83, February 1969. 279 CORRESPONDENCE The nonlinear terms have no effect on either the optimal control or the minimum cost of the system. Considering the system ( 6 ) with performance indices ( 2 ) and ( 4 ) , the corresponding Hamilton-Jacobi equations can be easily solved. In both the cases the gradient of the optimal cost function V , (z) is given by v z (2) = (51,zZ,z3) (7) has characteristicroots the equation -3 and -4, A’P 5 =f(z) +u (8) where z 4 (zl,zq,za)’and u (u1,Uz,?&)’, and if i t were to have the same optimalcost function V ( s )and the samefeedback control law, the term due to f ( z ) in the Hamilton-Jacobi equation should vanish. This requires (f(z),Vz’) = 0. (9) Due to a lemma on inner products f(z) [a], (8) implies p QVz 0 .-I = 1, + P A + 2uQ = 0 = I[ 26 -81 21 -8 11 from which it is easily seen that Q - P is not positive definite. The error in Man’s proof lies in the incorrect statement that since A UZ is asymptoticallystable, ( A uZ)‘Q &(A ul) is negative definite for any symmet.ric positive definite matrix Q. + + + + S. BARNETT School of Mathematics University of Bradford Bradford, Yorkshire, England (10) Theauthor is indebted to Dr. Barnett for e-xhibiting by a counter example a flaw in the proof of t.he Theorem.’ It had been overlooked that the symmet.ric matrix S -azz1 Q Aulhor’s Reply2 where Q is a skew-symmetric matrix. It can be easily verified that for the system (1) L-a122 u = 2, has solution ’. If the nonlinear system (1) is represented by andtaking = (A + uI)‘Q + Q ( A + uZ) isnot necessarily negative definite for any symmetric posit.ive definite matrix Q. However, S can be shown t o be negative definite forsome subset of Q. This set is nonempty since, according .to Lyapunov’stheorem, ( A uZ) is a stable matrix if and only if there exists a symmetric positive definite mat.rix Q such that S < 0. If, for example, in Barnett’s counterexample Q is taken as + Lz3J + + as al a4 a3 = 0. Systems (1) and ( 6 ) thus belong to an equivalence class as defined by Liu and hake.* By choosing several skew-symmetric matrices whose elements are functions of z, a whole class of nonlinear systems for which the given control laws are optimal with respectto thegiven performance indices can be constructed. Q =![ -34 - 341 1 S is computed to be 111. CONCLUSIOXS It is shorn that the optimal control of the system of nonlinear equations of an asymmetrical space body is equivalent to thatof a system of decoupled linear equations, and this explains the simple feedback laws obtained by Debs and Athans. ”. which is negative definite. Furthermore, P is given by 68 -50 -50 SARhPA from which P - Q is seen to be negative definite as specifled by Dept. Of the Theorem.’ Thus, t.he Theorem’ is still t.rue if the phrase “where IndianInstitute Of Science Q is any symmetric posit,ive definit.e matrix” is amended to “where Bangdore 12, India Q is some symmetric posit.ive definite matrix.” It is desirable, however, to obtain a result which holdsforall 2.R. W. Liu and- R. J. Leake. ‘‘ExhaFtire equivalenceclasses of optlmal systems mlth separable cont,rols, S I A M J. Control, 4, symmetlic positive matrices Q . The f o l l o ~ n gproposition thus no. 4, pp. 678-685, 1966. a.rises. 1701. Proposition 1 There exists a symmetricpositive Comments on “A Theorem on the Lyapunov Matrix Equation” The sufficiency part of a recent t.heorem by &Ian1 does not hold, as the following counterexample illustrates. The matrix A = [-:I:] Manuscript received October 23, 1969. 1 V. T. Man. I E E E Trans. Automatic Control (Correspondence). vol. AC-14, p. 306, June 1969. A’P definite mat.rix P satisfying + P A + 2uQ = 0 where Q is any symmetric positive definite matrix and u is some positive scalar, for which P < Q if and only if + + a) the symmetricmatrix ( A A‘ 2 ~ 1 iq) negative definite, and b) the real parts of all the eigenvalues of the matrix ,4 are less than -u. Manuscript received Sovember 10. 1969. This work mas support.ed by the National Research Council of Canada under Grant 8-4396. f