Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 1 of 8 CONFIDENTIAL USAID: MeetingNotesfromUSAIDCDCPPMeeting Tuesday,August26,2008 RonaldReaganBuilding 11:00am ,ActingAsst.Administrator,LAC; ,Director,CubaProgram; ,CTO,CDCPP DAI: ExplanationtoTheHillregardingCDCPP:toempowerproͲdemocracy,proͲhumanrightsandthose lookingforalternativevisionsfortheislandTheprogramseekstoexpandthereachoftheirideasand activities,tobuildandfortifynetworksandtheircapacitytoact,andtoincreasetheflowof communicationtoandaroundtheisland. MeetingDeliverable:ProvideUSAID/LACwithasimpleorganizationchartofrolesandresponsibilitiesof keypersonnelonprojectteam. BackgroundonCuba&USAID x Programstartedin1996;ithaschanneledapproximately$75milliontodatetoprograms encouraginggreaterdemocracyandfreeenterpriseintheisland,. x In2003therewasacrackdownandmanywhoquestionedtheregimearecurrentlyinjailwith longsentences. x humanitarianassistanceandsupporttopoliticalprisonersbecamekeycomponentofCuba funding.Theyprovidedmedicine,food,andotherlifelineitems. x ThethreeotherUSGpartnersonCuba: 1. OTI 2. DRL 3. WHA x Thefourpartnersholdweeklycoordinationmeetings. x LACmeetsweeklywithOAA,theUSAIDprocurementoffice. x CubaDeskatStatenowhassmallfunding x USGhasbetweenfivetosevendifferenttransitionplans.Theprojectwillnotbeaskedtowrite anewone..AnalysisrequestedbyUSAID/CUBAmaybeusedtoinformtheplansor“enrichthe thinking.” їCDCPPisnotananalyticalproject;it’sanoperationalactivity. їUSAIDapprovalisneededforeverything.Wecannotfreelance. Page | 1 Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 2 of 8 CONFIDENTIAL OpportunityforChange x SinceRaulCastroassumedpowertherehasbeenmarginalchangesintheeconomicsphere,but stillnopoliticalopeninghasoccurred. x Strengtheningthecapacityofdemocracyandhumanrightschangeagentsisanimportant componentofthisproject;however,buildingthisnetworkisriskybecauseofthesecurity threats.USAID/CUBAexpectsthegranteeswillprotecttheirprivacyontheirown.The programisnotprerssing(andwillnotpress)themtodisclosenetworks. Supporttoimprovedcommunicationswillbeimportant. IntroductiongivenbyAA/LAC x CDCPPisauniqueprogramwithinUSAIDandwithinthebroaderadministration.Thisproject hasreceivedandwillcontinuetowarrantintensepoliticalscrutinyandpressureforresultsand fiscalintegrity. x CDCPPdemandscontinuousdiscretion. x TheprojectwasnotclassifiedbecauseUSAIDwantedtosendthemessagethatthisis transparentprocess.Also,aclassifiedprojectimposessignificantsecurity,documentation burdensanddelaysonallitsstakeholders. x TargetpopulationsforgrantsarethoseNGOreachingouttoproͲdemocracyandhumanrights changeagentsandthoseCubanswithadifferentvisionfortheircountry. x USAIDisnottellingCubanshoworwhytheyneedademocratictransition,butrather,the Agencywantstoprovidethetechnologyandmeansforcommunicatingthesparkwhichcould benefitthepopulation.CDCPPwillprovideabasefromwhichCubanscan“develop alternativevisionsofthefuture” x Thisprojectwillbedifficulttoimplementbecausean“ossified”Cubangovernmentprevents change,andbecausemostgovernment’sresourcesgotofinanceitspoliceandcontrol machinery.. x ThisAdministrationexpectsimmediateresultsfromthisprogram,definitelybeforemidͲ Janauary. PoliticalScrutinyandPraise x TheCubaprogramattractssignificantattentionandscrutinybytheUSCongress,wheresome supportandothersquestionexistingactivities. x Thereis,ofcourse,skepticismonthisproject,influentialpoliticalandcivicleadershavethe perceptionthatthisprogramispayingtoomuchforworkthatcouldbesignificantlyless expensivethroughothercontractorawardoptions. PointofEmphasis:CREATIVITYtoimplementthisprojectinthefaceofoppositionfromtheCuban State—oneanchoredinthepastandresistanttochangeͲͲwhileprotectingthesecurityofparticipants andchangeagents. Page | 2 Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 3 of 8 CONFIDENTIAL TwoImmediateObjectivesofCDCPP: 1. GrantsUnderContract 2. Bringnewcommunicationoptionstotheisland. DAIStrengths x USAIDwouldliketotapintotheglobalnetworkofcontactsthatDAIhasintermsofdemocracy promotion,toactivatenetworksoutsideUS(EU&LAC)interestedingoingtoCuba.Planes flyingfromoutsidetheUSlookslessconspicuous. CurrentGrants x Rightnowthereare10grantees.Theyarenotalloperatingwithbroadnetworks.Theywould besensitivetoweakentheirsecurityandthoseoftheirclientsbysharinganyinformationwith anyone,DAIincluded. x Overpast10years,USAIDhasworkedwith40grantees. x USAIDwillworkcloselywithDAIandpertinentbackgroundinformationwillbeshared. x willbetheconduitforreachingouttothegrantees CurrentEvents Projectteammuststaywellinformedoneventsinandaroundtheisland.Sourcescouldinclude: x SeveralblogosphereswerementionedbytheAA/LACthatkeystaffshouldkeepread:Babalu Blog(conservativeCuban/AmericansupportsUSprogramspromotingincreasedfreedominthe island)andCubanTriangle(questionseffectivenessofUSpoliciesandprograms)runby Peters) x TheMiamiHeraldandElNuevoHerald x Belowarethereferencedwebsitesduringthemeeting: o BabaluBlog:http://www.babalublog.com o CubanTriangleBlog:http://cubantriangle.blogspot.com o "TheCubaPuzzle": http://www.miamiherald.com/multimedia/news/cubapuzzle/index.html o YouTubeVideoReferencedintheArticleAbove: http://www.youtube.com/watch?v=32yXSUa8_nY ThreeImmediateDeliverables: 1. Workplan—roughdraftSeptember2;finaldraftSeptember8 2. GrantsUnderContract,NewMedia,QuickResponsePlatform(timeͲdefined,setͲup,and maintained). 3. TheGUCportionshouldincludeametaͲmanual(context),amanual(forpublicconsumption, andtheapproachtobuildandprocessgrantpipelines. 4. *Recruitment—allkeypersonnelshouldhavejoinedtheteambySeptember8. QuickResponsePlatform x Definedbeginning,middle,andend x 72hrs.:capacitytolaunchexpectedpresenceinthreedays.Wealsoneedtoshowthatwehave the“rope”neededtopullinwhatweneed.Ourpresentationmustbeconvincing. Page | 3 Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 4 of 8 CONFIDENTIAL GrantsUnderContract x TheGUCwasconceivedasaninstrumenttoawardUSAIDgrantstosmallerNGO. x CheckonNonͲpresenceprogramoperations—waiverordeviation( workingonthis) x USAIDenvisionsgrantceilingsinthe$250Ͳ$500KforwellqualifiedtoUSNGOs x UnderGUCregulations,nonͲUSNGOshavenofundingceiling. x CubansecurityapparatusisverystrongsononͲUSNGOsshouldbevetted x USAIDhassomecontactsinmindforgrantees x Forgrants,thinkstrategically,notintermsofvolume. x Questiontoconsider:howtodocompetitivegrants їFIRSTGRANTTOBEAWARDEDBYENDOFSEPTEMBER Trainingimportant,butnotoneofthethreepriorities: M&E x BeginsonDayOne x Importanceofmonitoringplan Training x ThiswillbetaskͲspecific(discretesessions) x Notanongoingprogram x AnalyticworktoinformtaskͲspecifictraining x Neitheranalysisnortrainingwillstartnextmonth.Mustfocusonthreepriorities. (CTO)sharedthreeprinciples: 1. ProtectMissionDirector(inthiscaseUSAID/CUBAdirector). 2. Stronglydisappointedaboutabsenceofthreeprincipalprojectofficers. 3. WORKPLANasoverridingimmediatepriority. 4. “Nodaylightbetweenus.” ResponsetoPublicInquiries/MediaInquiry Yes,wehavebeenawardedCDCPPandweareworkingwithUSAIDondiscussions,buttheprojectisnot fullyoperationalyet.Pleasereferotherquestionsto ofUSAID. ї“Nothinganywhere.”Wemustnotpostanythingonourwebsiteorissueapressreleaseonthe awardedcontract.. Holdoffonthesepositions: 1. NGOTrainingSpecialist 2. OperationsManager 3. Recruiter 4. AnalyticalTeamLeader Page | 4 Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 5 of 8 CONFIDENTIAL USAID: DAI: MemorandumofConversation:CDCPPStaffingUpdates Wednesday,September27,2008 DAI 11:30am ,CTO,CDCPP MeetingDeliverables 1. Notes 2. CDCPPorganigramupdated,includingstaffnames CDCPPOrganigram:TheOrganizationalChartwillbeupdatedtoreflectchangestoprojectstaffingto betterrespondtoprojectemphases,andtoinclude notingtheirroleswithintheDAIstructure. CommunicationsProtocol:ProtocolwillbeestablishedandagreeduponbetweenUSAIDandDAIto ensurethatkeypersonnelareinvolvedinalldecisions. WorkPlan.Anearlydraftoftheworkplan,basedonpreTuesday26principles,hasbeendone.Itwill besharedwiththeCTO. x Planshared,commentsmadeandpertinentcontractlanguagenoted. x Planwithspecificactions,calendarsandbudgetswillbecompletedasofSept.8.aswellasthe requiredoperationalplanandGUCoperationalGuidelines(asperContractsectionF.2.A. Startup:DAIhasformedastartupteam.Thisteamcurrentlyincludes: Name StartͲUpRole EmailAddress @dai.com StartͲUpTeamLeader:provide leadershipandguidanceon startͲupprocess. WorkplanTeamLeader:lead @dai.com workplanwriterandresponsible fordelegationoftaskspertaining toworkplan @dai.com ProgramSupport:providekey supporttoworkplan,in particular,NM,ComponentI, andGrantsUnderContract OperationalInputs:provide @dai.com operationalsupportand leadershiptostartͲupteam TAMISsetͲupand @dai.com customization:responsiblefor startͲupandupkeepofTAMIS Page | 5 Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 6 of 8 CONFIDENTIAL system SystemAdministrator:provide administrativesupporttoTAMIS ProjectCoordinator:primary pointofcontactforall administrativeandproject logistics ProjectAssistant:provide projectsupportassistance AdministrativeSupport: provideprojectsupport assistanceasneeded @dai.com @dai.com @dai.com @dai.com Theiroverridingpriorityistimelycompletionofaqualityworkplanandallitscomponents,andto buildthecapacitytoawardthefirstprojectgrant. CDCPPPriorityAreas •GrantsUnderContract •NewMedia •QuickResponsePlatform >Staffing Twopaths/definitions 1.Predictable,processͲboundapproachͲneedfulltimestaff. 2.Responsetoambiguity—taskdrivenresponses.Doesnotwarrantfulltimestaff. Personneltofitthesepaths: •COP:Contractsituationneedstobefinalizedwithintwoweeks, willbeactinguntilthenewCOPisformallyappointed willleadthestartuptodeliverimmediateoutputsandresultsrequiredinthethree programmaticareas. •GUCTeamLeader: x TeamleaderwilljointheteambySept.8. x Consultationswithherarealreadyinprogressonprogrammaticcontentanddecisions• willbeworkingontheprojectparttimefrom9/3Ͳ9/7,andthenfulltime9/8. x Sheisalreadyengagedandhasprovidedinputstotheworkplan,platform,andoperationalplan. x Thegrantswillbelinkedtobudgets,TAMIS,M&EandGIS. . Target:FristgrantawardedbyNLTSeptember30. Grantsprogram,manualandpipelinedevelopmentshouldbeclearlyreflectedinWP. Followingregulations,GUCmusthavecloseUSAIDparticipation(e.g.grantselectioncommittee)andall therulesandregulationsobservedbyUSAIDmustalsobefollowedbyGUC. PertinentcopyofregulationstobesentbyCTO(alreadydone). QuickResponseTeamLeader(akaQRPTeamLeader). Page | 6 Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 7 of 8 CONFIDENTIAL QuickResponseTeamLeadershouldnotbefulltime.Primarytaskistodefine,implement,andleave readyfordeploymentthequickresponseplatform.Then,themajortaskistopreserve“stateof readiness.” tomeetwithDAIstartͲupteamFriday,August29. x PlatformreadyforindepthjointanalysiswithUSAID/CUBA:9/30deadline. x Establishreliableandrigorousmechanismtopreserveits“Stateofreadiness”(i.e.deployment in72hours) x ResponsetotriggersͲdecisions“above”DAIscope,butabletolaunchimmediateresponse.DAI shouldtrackeventstoensuretheorganizationcananticipate,asmuchaspossible,requestfor quickdeployment. SupportforQRTeamLeader: x Afterworkplanandgrantmechanism,thisisthemusturgentpriority.Pertinentproject resourcesshouldbeavailabletocollaborateintheestablishmentoftheQuickResponse PlatformonanASNEEDEDbasis.. NM[willbediscussedindetailduringnextsession]Forthepurposesoftheworkplan,andnotto deviatefromcontractlanguage,NMisincludedaspartsoftheGUC.Thiselementrequiresspecialized knowledgeandisthemostsensitivecomponentinaverysensitiveproject. OpsManager x keep asfullͲtimesplitbetweenQuickResponseTeamLeaderandOps Manager. x isnotfamiliarwithDAIandwouldbeanunsuitableOpsManager. x WecansetherasadiscreetQRTLandshewillrampupfulltimelateron. x Usehertimetoreinforcegrants.. x She’sawareonpartnersongroundforrapidmobilization. x TheOMmusthaveDAIexperience.. •AnalyticalTeamLeader x Don’tseeanalysisaskeycomponent.Thisanalyticalfunctionistaskdriven,thereforeitdoesnot warrantafulltimeleader.MovetoSTTA. x (theproposedAnalyticalTeamLeader)isworkingontheworkplanandwillbebilled fornow,butnotinthefuture. x willalsoberetainedata10%leveltobeacontentleaderforSTTA. x Note:DAIwillneedtodiscussallstaffingchangeswithourcontractdepartment. andUSAIDwithOAA(itscontractoffice). x stressedprojectisgrantsfocused. •Recruiter:Deleteposition. •NGOtrainingspecialist: advisedagainstthisfulltimeposition.Itismoretaskdrivenandshould beSTTA. x OverflowtasksmaybedonebySTTApool. Page | 7 Case 1:12-cv-01860-JEB Document 10-7 Filed 01/15/13 Page 8 of 8 CONFIDENTIAL Communications x InternalandExternalCommunications: wasintroducedandwebriefly discussedprotocolforrespectingthesensitivenatureofthisproject. x oTheCTOstressedtheneedforinternaltransparencybetweenUSAIDandDAI;anyexternal communicationsshouldbeclearedbyUSAID/CUBA.Whiletheprojectcommunicationprotocol isfinalizedandapproved,allrequestforinformationshouldbereferredtotheCTO. x Project“official”or“contractl”communicationsdemandscarefulwordmanshipandcraftyuse ofterms.Noreferencewhatsoevertothenewmediacomponent. Recruiting:HowtorecruitͲdescriptionoftheprojectandnomentionofthecountry?Shoulduse .RecentCTOresponse generallanguagepreviouslyapprovedbyUSAID,and includedbelowasof8/29: DAIisseekinga[PositionTitle]tosupportaWashington,D.C,Ͳbasedprojectfocusedon promotingdemocraticgovernanceinCuba.FundedbytheU.S.AgencyforInternational Development(USAID),thisprogramfostersconditionsinCubawhichleadtoapeaceful transitiontostabledemocraticgovernance Page | 8