Eastern Michigan University Political Science Department, Master of Public Administration Program PLSC 645, Collaborations in the Public & Nonprofit Sectors Dr. Raymond A. Rosenfeld Office: 601-G Pray-Harrold Phone: 248-875-7350 (cell) Email: Raymond.Rosenfeld@emich.edu Fall 2015 Office Hours: M: 12-2, 3:15-4:00 W: 1-2, 3:15-5:15 and by appointment I. INTRODUCTION This course is designed to introduce students to the evolution of a legalistic and constitutional concept of federalism into the political and administrative concepts of intergovernmental relations and intergovernmental management that is constantly changing and has evolved to include collaboration with the non-profit sector. This change is built upon the political notion of self-interest in the polity and is therefore not random. Change occurs as political forces collide. Our objective is to understand the environment of change and to learn how to manage public policy, activities and programs within this environment. Currently, the concepst of “network theory,” non-government organizations (NGO), and multi-level governance appear to be the result of the evolution of federalism. With the Great Recession of 2008 and 2009, the US government responded by going into debt to fund huge economic stimulus spending that relied heavily upon intergovernmental grants. “So, how did that work for you?” We seek to develop a fuller understanding of the many ways that federal, state, local, and NGO policy-makers and administrators influence and are influenced by each other. II. COURSE REQUIREMENTS AND GRADES 1. CLASS PAPERS. Each student will prepare three two-page or 500 word papers on three of the weekly assignments (your assignment is detailed below). The paper should be divided into two distinct sections: the first half of your paper should contain a summary of the key points of the article/paper, and the second half of the paper should focus on your own analysis and thoughts given your understanding of public administration. Feel free to be provocative in your analysis. A key element of my evaluation of your papers will be on your analysis and thoughts about your reading, as opposed to a simple summary of the assignment. Your paper shall be distributed by you to all students and the instructor electronically no later than two days before the class meets (by Monday at 6 pm). Student assignments are included in the table at the end of the syllabus (300 points total). 2. COMMUNITY ECONOMIC DEVELOPMENT PRESENTATION. See Topic 7 below for details. Each student will work with a three-person team to explore the intergovernmental aspects of economic development activities in a particular community. This will be primarily Internet-based research conducted during class time and on your own (200 points). 3. GRANT RESEARCH PRESENTATION AND PAPER. See Topic 10 below for details. Presentations will be before the class on the last session on 12/2 and 12/9 and will be worth 100 PLSC 645 Fall 2015 Page 2 points of your grade. The written report will be worth 400 points. Papers are due by 12/9 (total 500 points). 4. SEMINAR PARTICIPATION. Students are expected to read all of the common readings (1a, 1b, 2a, 2b, 2c, 2d, 3a, 4a, 4b, 4c, 5a, 5h, 6a, 8a, 9a, and 9b) as well as the other class papers prepared by others and distributed in advance and come to class prepared to actively participate in all discussions (200 points). NOTE: There are 1200 points. Grade distribution: 1200-1150 1149-1110 1109-1080 1079-1040 1039-1000 999-960 959-920 919-880 879-840 839 or less A+ A AB+ B BC+ C CF III. COURSE OUTLINE AND READINGS ** denotes common required reading for all students 1. Introduction to Intergovernmental Relations (9/9) (How does federalism relate to public administration today?) Everyone should read both of these articles for the first class session. a. **Edward L. Rubin, “Puppy Federalism and the Blessings of America,” Annals of the American Academy of Political and Social Sciences 571 (2001), 37-51. b. **R. Shep Melnick, “An American Dilemma,” The Wilson Quarterly, 23 (1999), 70-78. 2. Theory, Models and Periods of Federalism (9/16 – online only) (Why did the framers of the US Constitution develop a system of federalism? How does the US Constitution establish a federal system? What purposes does it serve today? How has the concept changed over history in the US? What are the different models of federalism such as layer cake, marble cake, picket-fence?) a. **Eugene Boyd, “American Federalism, 1776 to 1997: Significant Events” http://usa.usembassy.de/etexts/gov/federal.htm - background; everyone reads b. **Tim Conlin, “From Cooperative to Opportunistic Federalism: Reflections on the Half-Century Anniversary of the Commission on Intergovernmental Relations,” Public Administration Review, September/October 2006, 663-676. (attached) – everyone reads c. **Declaration of Causes of Seceding States, Primary Sources, South Carolina, http://www.civilwar.org/education/history/primarysources/declarationofcauses.html#South_Caro lina Civil War: states rights versus slavery? d. **U. S. Constitution http://www.law.cornell.edu/constitution/constitution.overview.html PLSC 645 Fall 2015 e. f. g. h. i. Page 3 (focus on the various elements that define federalism and intergovernmental relations) everyone reads Shanna Rose and Cynthia J. Bowling, “The State of American Federalism 2014–15: Pathways to Policy in an Era of Party Polarization” Publius, 45 (2015), 351-379. Robert Agranoff and Beryl A. Radin, “Deil Wright’s Overlapping Model of Intergovernmental Relations: The Basis for Contemporary Intergovernmental Relationships” Publius, 45 (2015), 139-159. Federalist No. 39 Ronald Watts, “Models of Federal Power Sharing,” UNESCO, 2001. Herman Bakvis and Douglas Brown, “Policy Coordination in Federal Systems: Comparing Intergovernmental Processes and Outcomes in Canada and the United States,” Publius: The Journal of Federalism, 40 (2010), 484-507. 3. Political Context of Intergovernmental Relations (9/23 – online only) (Read Beer’s paper closely and consider contemporary politics: How does federalism influence contemporary politics? What is territorial pluralism and social pluralism? Who are today’s topocrats and today’s technocrats?) a. **Samuel H. Beer, “Federalism, Nationalism, and Democracy in America.” American Political Science Review, 72 (1978), 9-21. – EVERYONE READS b. Martha Derthick, Whither Federalism, Urban Institute, June 1996. c. Matt W. Loftis and Jaclyn J. Kettler, “Lobbying from Inside the System: Why Local Governments Pay for Representation in the U.S. Congress.” Political Research Quarterly 68 (2015), 193-206. 4. Fiscal Federalism - Federal Grants and Devolution (9/30) (What does the FY 2015 US budget tell you about federal grants to state and local governments and to nonprofit organizations? How did the Obama Administration use grants to stimulate the economy in 2010 and why? What are the challenges and opportunities?) a. **John Dinan and Shama Gamkhar, “The State of American Federalism 2008–2009: The Presidential Election, the Economic Downturn, and the Consequences for Federalism.” Publius: The Journal of Federalism, 39 (2009), 369-407 – EVERYONE READS b. **Catalog of Federal Domestic Assistance https://www.cfda.gov/ scan for your own familiarity with the source. c. **Grants.gov http://www.grants.gov/ (using examples, explain how these materials assist a state or local government or a nonprofit navigate grants) – everyone should look at this d. FY2015 U. S. Budget, Analytical Perspectives http://www.whitehouse.gov/sites/default/files/omb/budget/fy2015/assets/spec.pdf (also attached) (see pages 243-290 on aid to state and local governments; focus on several key aspects of the budget that define and are defined by intergovernmental relations e. Ben Canada, “Federal Grants to the State and Local Governments: A Brief History.” www.ait.org.tw/infousa/zhtw/DOCS/fedgrants.pdf (also attached) f. Federal Grants to State and Local Governments, March 2013 http://www.cbo.gov/sites/default/files/43967_FederalGrants.pdf (also attached) g. Jayce Farmer, “County-Nonprofit Service Arrangements: The Roles of Federal and State Fiscal Involvement.” Publius: The Journal of Federalism, 45 (2015), 117-138. PLSC 645 Fall 2015 Page 4 5. Enforcement of Federal Rules/Regulations (10/7) (How are administrative rules promulgated? Who is involved? How are they enforced? What is the link between grants and administrative rules? Can reform of grants control “red tape?”) a. **Paul L. Posner, “Unfunded Mandates Reform Act: 1996 and Beyond,” Publius, 27, 2 (1997), 53-71. – EVERYONE READS b. Angela Antonelli, Promises Unfulfilled, Unfunded Mandates Reform Act of 1995, The Cato Institute. c. Brian Riedl, What Unfunded Mandates? CBO Study Reveals Washington Not at Fault for State Budget Crises, The Heritage Foundation, Web Memo #283 http://www.heritage.org/research/budget/wm283.cfm?renderforprint=1 (also attached) d. GAO, Unfunded Mandates: Analysis of Reform Act Coverage, May 2004 http://www.gao.gov/new.items/d04637.pdf (also attached) e. Congressional Budget Office, A Review of CBO’s Activities in 2014 Under the Unfunded Mandates Reform Act. http://www.cbo.gov/sites/default/files/cbofiles/attachments/50051UMRA2.pdf f. Raymond A. Rosenfeld, “An Expansion and Application of Kaufman’s Model of Red Tape: The Case of Community Development Block Grants,” Western Political Quarterly, 37 (1984), 603620. g. Barbara Warner and Jennifer Shapiro, “Fractured, Fragmented Federalism: A Study in Fracking Regulatory Policy,” Publius: The Journal of Federalism, 43 (2013), 474-496. h. **Stephanie Banchero and Laura Meckler, “Duncan Threatens to Alter No Child Left Behind,” Wall Street Journal, June 12, 2011. 6. State-Local Relations (10/14) (State-Local legal relationship; Detroit Bankruptcy, Emergency Manager) a. b. c. d. **Bankruptcy Law Review, Detroit: http://www.bankruptcylawreview.com/tags/detroit John Nichols, “Detroit Bankruptcy Bankrupts Democracy,” The Nation, Dec. 3, 2013. Wallace C. Turbeville, “The Detroit Bankruptcy,” Demos, November 2013. Ann O’M. Bowman and Richard C. Kearney, “Are U.S. Cities Losing Power and Authority? Perceptions of Local Government Actor.” Urban Affairs Review 48 (2012), 528-546. e. Paul Teske, “State Regulation: Captured Victorian-Era Anachronism or ‘Re-enforcing’ Autonomous Structure.” Perspectives on Politics 1 (2003), 291-006. 7. Practicum - Community Focus on Economic Development (planning: 10/21; presentations: 10/28) Our objective here is to look at specific communities to see how their economic development programs are impacted by intergovernmental issues, and at the end of the presentations to see if communities do things differently. How do intergovernmental issues impact individual local governments’ economic development activities? In most cases there is too much going on at the local level for your group to explain everything. Rather, you will need to be selective in deciding which local activities shall be the PLSC 645 Fall 2015 Page 5 focus of your presentation. Remember that the goal is to explain intergovernmental relations. The class on 10/21 will be spent on general discussion and groups working together using your laptops to research your communities, followed by additional time together talking about the practicum. Presentations will be given on 10/28. Using the Internet for your investigation, explain the role of: Federal grants State grants State enabling laws (particularly financial issues of tax advantages, incentives to developers, etc.) Nearby cities/states for competition – is there any evidence that your community competes with other communities for investment, business, tourism, etc. If so, who are their major competitors and how do they stack up in comparison? Cooperation among government and nonprofit units – there are many local governments – city, county, township, special districts such as school districts or downtown development districts and planning district as well as non-profit organizations such as Chambers of Commerce, downtown business associations, etc. Do they work together? How? Atlanta, GA http://www.investatlanta.com/ InvestAtlanta City of Atlanta’s Development Authority http://www.atlantadowntown.com/ Central Atlanta Progress, Atlanta Downtown Improvement District http://www.atlanta.net/ACVB/index.html Atlanta Convention & Visitors Bureau http://www.atlantaregional.com Atlanta Regional Commission http://www.atlantaga.gov/index.aspx?page=889 City of Atlanta (see Atlanta Workforce Development Agency, Department of Planning and Community Development) http://www.beltline.org/ Beltline Partnership http://www.metroatlantachamber.com/ Metro Atlanta Chamber of Commerce Cleveland, OH http://www.rethinkcleveland.org/home.aspx City of Cleveland Economic Development Department (see also division of workforce development, economic development and technology, brownfield redevelopment, and city’s community development department, and Department of Port Control, etc. w/in the city) http://planning.city.cleveland.oh.us/cwp/regionalLinks.php City of Cleveland Planning Commission http://www.downtownclevelandalliance.com/ Downtown Cleveland Alliance http://www.gcpartnership.com/ Greater Cleveland Partnership (Chamber) http://www.portofcleveland.com/ Port of Cleveland http://www.noaca.org Northeast Ohio Areawide Coordinating Agency Charlotte, NC: http://charmeck.org/city/charlotte/nbs/ed/Pages/default.aspx City of Charlotte’s Neighborhood and Business Services Office http://www.charlottechamber.com/ Charlotte Chamber PLSC 645 Fall 2015 Page 6 http://www.charlotteworks.org/index.cfm Charlotte-Mecklenburg Workforce Development Board http://www.centralina.org/ Centralina Council of Governments http://www.charlotteusa.com/index.asp Charlotte Regional Partnership St. Louis, MO http://www.slcec.com/ St. Louis County Economic Council (SLCEC) https://www.stlouis-mo.gov/government/departments/sldc/slpa/index.cfm St. Louis Port Authority https://www.stlouis-mo.gov/government/departments/sldc/ City of St. Louis Development Corporation https://www.stlouis-mo.gov/cda/?ref=binfind.com/web City of St. Louis Community Development Administration http://www.stlregionalchamber.com St. Louis Regional Chamber of Commerce http://stlouis.missouri.org/sldc/ St. Louis Development Corporation (see also Planning and Urban Design Agency, Community Development Administration, St. Louis Agency on Training & Employment, Downtown St. Louis Partnership, St. Louis Convention and Visitors Commission, East-West Gateway Council of Governments 8. Network Theory and Nonprofits: Intergovernmental Management: (11/4) (How does network theory reflect contemporary ways of managing people and projects in public administration? What is its relationship to intergovernmental relations? What are the challenges for governments and for nonprofits from their new entanglement?) a. **Brinton H. Milward and Keith G. Provan, “Governing the Hollow State,” Journal of Public Administration Research and Theory 10 (2000), 359-379. – EVERYONE READS b. Robert Agranoff, Leveraging Networks: A Guide for Public Managers Working Across Organizations, IBM Endowment for the Business of Government, 2003 (also attached) http://www.businessofgovernment.org/pdfs/AgranoffReport.pdf c. Jocelyn M. Johnston, Barbara S. Romzek and Curtis H. Wood, “The challenges of contracting and accountability across the federal system from ambulances to space shuttles.” Publius: The Journal of Federalism 34 (2004), 155-182. d. Fredrica D. Kramer, Kenneth Finegold, Carol J. De Vita, and Laura Wherry, Federal Policy on the Ground: Faith-Based Organizations Delivering Local Services, The Urban Institute, July 2005. e. Laurence J. O'Toole, “The Ties That Bind? Networks, Public Administration, and Political Science” PS: Political Science & Politics 43 (2010), 7-14. f. Bruce Perlman, “Introduction: Risks and Rewards in State and Local Collaboration” State and Local Government Review 43 (2011) 46-48. Plus following essays by Bloomfield and Ahern (pp. 49-59); Warm (pp. 60-65); and Silva (pp. 66-71). PLSC 645 Fall 2015 Page 7 9. Metropolitan-based Intergovernmental Relations (11/11 and 11/18) (Describe the intergovernmental relations of a typical metropolitan area. How is it functional and dysfunctional? What kind of reform is possible? Why is it so difficult to achieve?) a. **H. V. Savitch and Ronald K. Vogel, “A Symposium New Regionalism and Its Policy Agenda Introduction Paths to New Regionalism,” State and Local Government Review 32, 3 (Fall 2000), 158-68. – EVERYONE READS b. **Michigan Local Government Ordinances http://www.law.msu.edu/library/substantive/local.html Southeastern Michigan Council of Governments http://www.semcog.org/ United Way of Southeastern Michigan http://www.uwsem.org/ How do these organizations participate in regional issues? – everyone should look at these sites c. H. V. Savitch and Ronald K. Vogel, “Metropolitan Consolidation versus Metropolitan Governance in Louisville” State and Local Government Review, 32, 3 (Fall 2000), 198-212. d. Mark Rosentraub, “City-County Consolidation and the Rebuilding of Image: The Fiscal Lessons from Indianapolis’s UniGov Program,” State and Local Government Review, 32,3 (Fall 2000), 180-191. e. Parks & Oakerson, “Regionalism, Localism, and Metropolitan Governance,” State and Local Government Review, 32, 3 (Fall 2000), 169-179. f. Rosenfeld and Reese, "The Anatomy of an Amalgamation: The Case of Ottawa" (with Laura A. Reese), State and Local Government Review, 35 (2003), 57-69. g. Thurmaier, Kurt and Curtis Wood. “Interlocal Agreements as Overlapping Social Networks: Picket-Fence Regionalism in Metropolitan Kansas City.” Public Administration Review. 62 (2002), 585-598. Article focuses on ILAs as an example of social network phenomena and uses “network exchange theory” and a “norm of reciprocity” culture that explains why there are so many ILAs. h. Dagney Faulk and Eric Schansberg, “An Examination of Selected Economic Development Outcomes from Consolidation,” State and Local Government Review, 41, 3 (2009), 193-200. 10. Intergovernmental Grant Research Presentations (12/2, 12/9) In teams of 3 students, you are to investigate an individual grant program as it relates to a specific state government, local government or non-profit agency that has applied for or will apply for these funds. Each team will prepare a 30 minute group presentation (your group will be penalized if you don’t adhere to the 30 minutes time limit) and 40-45 page research report in which you consider the following elements: Application Requirements – Focus on both the state or local government’s application to the federal government for funding, and potential individuals or organizations who in turn apply to the state or local government for the funds for their own needs or programs. What is the nature of the application, what is asked for, how much effort is involved, does it seem appropriate or burdensome to you? Planning – What kind of planning went into the decision-making for this grant; focus on the issues of problem identification, beneficiary groups, target areas, alternative policy solutions. Accountability – How is this grant made accountable to the public and to Congress? Consider performance reports, monitoring reports, audits, site visits, evaluations, etc. PLSC 645 Fall 2015 Page 8 Participation – Are there requirements for citizen participation or interest group participation in planning, implementing and/or evaluating this grant? Do groups play a role in providing technical assistance to grant recipients? We know that the federal implementing agency participates, and we know that the grant recipient organizations participate (one gives out funds and the other receives them!). But are there others who participate in the process that are important players? Red tape – The focus there is upon the presence of inordinate amounts of paperwork and other hoops that grant recipient governments must go through in order to receive funds. You want to assess your grant to see if the “red tape” is less now than in previous programs or parallel programs, or proposed revisions? Be careful to coordinate this aspect with the others. Responsiveness – The issue here is whether the grant is responsive to state/local/individual needs. Is the program sufficiently flexible to meet the particular needs of varying communities/individuals across the USA, or does the program take a one-size fits all point of view? Effectiveness – Why do you think this grant will or will not be effective in helping to resolve a public policy problem? Students will be graded individually on their part of the project (you should identify which part of the written report was primarily your responsibility), but there will be some spillover from the entire group’s performance to individual grades. The papers should be carefully prepared, following formal documentation and bibliographical style manuals. Each team should prepare a formal Powerpoint presentation with handouts. Groups may change their grant program but not their target agency. Changes must be submitted by 10/21 and must have the support of all team members. A. B. C. D. HUD – Community Development Block Grant DOT – Transportation Investment Generating Economic Recovery (TIGER) Education – No Child Left Behind, Title I grants to states and local districts Homeland Security – Preparedness Grants PLSC 645 Fall 2015 Page 9 Assignments Date: Topic: 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 9/16 #2 9/23 #3 9/30 #4 2e 2f 2g 2h 2i 3b 3c 10/7 10/14 10/21-28 #5 #6 #7 11/4 #8 5c 5d 5e 5f 5g 5h 8d 8e 8f 6b 6c 6d 6e 4d 4e 4f 4g 5b Atlanta Atlanta Atlanta Cleveland Cleveland Cleveland Charlotte Charlotte Charlotte St. Louis St. Louis St. Louis 8b 8c 11/11-18 #9 12/2-9 #10 9b 9c 9d 9e 9f 9g 9h xx xx HUD HUD HUD DOT DOT DOT EDUC EDUC EDUC HSec HSec HSec EMU Policies and Regulations Students should consult “Student Handbook & Policy Guide” prepared by the Office of the Ombudsman. It can be downloaded at www.emich.edu/ombuds. Religious Holidays – “Current University policy recognizes the rights of students to observe religious holidays without penalty to the student. Students will provide advance notice in writing or email to the instructor in order to make up work, including examinations they miss as a result of their absence from class due to observance of religious holidays. If satisfactory arrangements cannot be made with the instructor, the student may appeal to the Political Science Department Head.” Academic Dishonesty – “Academic dishonesty, including all forms of cheating, falsification, and/or plagiarism, will not be tolerated in this course. Penalties for an act of academic dishonesty may range from receiving a failing grade for a particular assignment to receiving a failing grade for the entire course. In addition, you may be referred to the Office of Student Conduct and Community Standards for discipline that can result in either a suspension or permanent dismissal. The Student Conduct Code contains detailed definitions of what constitutes academic dishonesty but if you are not sure about whether something you are doing PLSC 645 Fall 2015 Page 10 would be considered academic dishonesty, consult with the course instructor. You may access the Code online at: http://www.emich.edu/policies/policy.php?id=124&term=student%20conduct Classroom Management Issues – “Students are expected to abide by the Student Conduct Code and assist in creating an environment that is conducive to learning and protects the rights of all members of the University Community. Incivility and disruptive behavior will not be tolerated and may result in a request to leave class and referral to the Office of Student Conduct and Community Standards (SJS) for discipline. Examples of inappropriate classroom conduct include repeatedly arriving late to class, using a mobile/cellular phone while in the class session, or talking while others are speaking. You may access the Code online at http://www.emich.edu/policies/policy.php?id=124&term=student%20conduct Tech “Materials in this course, on the course-related Web site(s) or URLs used in connection with this course are protected by copyright and may not be copied, used, lined, revised, or retained in any manner whatsoever without permission of its owner. The content of copyrighted material may be used only, and solely by and for, students officially enrolled in this course for which the transmission is made, and may not be copied, used, linked, revised, or retained in any form, or disseminated in any form or medium whatsoever without permission by an agent of Eastern Michigan University.” Tech As availability of laptop computers and wireless access has grown, so have the opportunities for students’ attention to be distracted away from activities being conducted in the classroom. Computers are to be utilized for coursework and activities related to coursework. Do not use computers for entertainment during in-class sessions. You are encouraged to bring your computer to lecture, but, while in the class, you will use your computer only for purposes related to this course. Participation in Internet surfing, gaming, chatting, emailing, text messaging, Tweeting, etc., while in-class will reduce your ability to participate in and focus on in-class content / activities. In addition, it causes you to be a distraction to others sitting nearby and to the course instructor. Acceptable uses of computers while in-class include taking notes, following along with the instructor on PowerPoint, with demonstrations, and other whole class activities, as well as working on assigned in-class activities, projects, and discussions that require laptop use. It is easy for your laptop to become a distraction to you and to those around you. Inappropriate uses will be noted and may affect your final grade. You are expected to be punctual, alert, and prepared for the class. You will be considerate of the instructor and other students, which includes not keyboarding or checking e-mail while information is being presented. Please turn off instant messaging during class time and refrain from playing games on your computer. Please turn off cell phones when you are in the classroom. PLSC 645 Fall 2015 Page 11 Student and Exchange VISitor Statement (SEVIS) – The Student exchange Visitor Information System (SEVIS) requires F and J students to report the following to the Office of International Students 244 EMU Student Center within ten (10) days of the event: Changes in your name, local address, major field of study, or source of funding; Changes in your degree-completion date; Changes in your degree-level (ex Bachelors to Masters) Intent to transfer to another school. 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