An introductory inservice course in linguistics by Sharon Lee Showers Hoover A thesis submitted to the Graduate Faculty in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE in EDUCATION Montana State University © Copyright by Sharon Lee Showers Hoover (1969) Abstract: no abstract found in this volume In presenting this thesis in partial fulfillment of the require­ ments for an advanced degree at Montana State University, I agree that the Library shall make it freely available for inspection. I further agree that permission for extensive copying of this thesis for scholarly purposes may be granted.by my.major professor, or, in his absence, by the Director of Libraries. It is understood that any copying or publica­ tion of this thesis for financial gain shall not be allowed without my written permission. Date / 2 ^ 3e>. /96? AN INTRODUCTORY INSERVICE- COURSE IN LINGUISTICS. by SHARON HOOVER A thesis submitted to the Graduate Faculty in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE in EDUCATION Approved: H e a d , Major Department MONTANA STATE UNIVERSITY B o z e m a n , Montana A u g u s t , 1969 ill Acknowledgment The author wishes to acknowledge her cumulative dett •to many good teachers. Sustakowski Special thanks go to Drs . Henry J . and Elnora Wright for their encouragement in the writing of this thesis. Special acknowledgment is due Henry Allen Gleason, whose excellent purposes sample grammars were used for illustrative in the sessions on transformational g r a m m a r . The author also wishes to thank the typist, Kathy O h s t r o m , for her invaluable assistance in the preparation of the manuscript. iv Table of Contents I. II . Introduction vr Outline Of 'Lectures Session I : History of Grammar Session History of the English Language Dr. Hans Gottschalk 13 Session 3 : Fresian Grammar 18 Session U: Aspectual G r a m m a r : Segmental Phonemes Session 5 : Aspectual Grammar : Phonemes Suprasegmental 2: Session 6 : Session 7: Session 8: Session 9: I 30 Aspectual G r a m m a r : .Syntax Henry J . Sustakowski Transformational G r a m m a r : Rules 37 Generative Itl Transformational G r a m m a r : Transformation Rules Transformational G r a m m a r : to the Classroom 23 1*9 Relevance 62 Session 10 : Linguistics in the Classroom 73 Ill . Summary- 81 IV. Appendix T e a c h e r s ’ Materials Literature Consulted V. 82 ll+l INTRODUCTION ■if . I Linguistics has become a common term in e d u c a t i o n . Educational journals abound with articles concerning the nature of linguistics and its applications to the teaching of r e a d i n g , writing., literature , p o e t r y , foreign languages, and English g r a m m a r . Many textbook companies are proclaim­ ing that their elementary reading materials and English textbook series are now linguistically o r i e n t e d . Linguistics is an accepted part of the agenda at professional English and elementary c o n v e n t i o n s ; the major portion of the program is sometimes devoted to it. H o w e v e r , many teachers, because they have no background in linguistics, find themselves unable to read the professional articles critically, evaluate .the new teaching materials a d e q u a t e l y , and judge the polemics, both for and against l i n g u i s t i c s , realistically. The above factors led this teacher to undertake a serious study of linguistics and to organize the results of that study into an inservice class for other teachers who would not have the time or opportunity for such an extensive project themselves. This paper will present the course of study which was developed and taught as an introductory inservice class in linguistics for twenty-five English teachers of grades four through twelve in Allegany C o u n t y , New Y o r k . This class' met one and one-half hours once each week for vi i ten w e e k s . Since the subject matter of linguistics is far too broad to introduce in one short c o u r s e , it was necessary to severely limit the topics to be i n c l u d e d . There were several factors which controlled the selection of content. First, it was assumed that in order for the teacher to determine in what ways linguistics his instructional goals he m u s t : could help him achieve I. be able to formulate clearly the objectives he has in the c l a s s r o o m ; 2. have some awareness of contemporary thought concerning the p r o ­ cesses of education which is influencing current curriculum study; and, linguistics. 3. have some knowledge and understanding of As vital as the first two assumptions are to any articulate curriculum in English, they lay beyond the scope of this particular class. The third assumption led directly to the decision to focus this course primarily on subject matter in linguistics, rather than on the arguments which surround it. It was the conviction of this instructor that the teacher must realize that linguistics is an autonomous discipline which interacts with various other areas, including the teaching of E n g l i s h . . The question which the English teacher faces is not whether linguistics is "good" or " b a d " , but in what ways the methods and findings of the linguistic his instructional goals. scientists can help him achieve Only after the teacher has some vi i i knowledge of linguistics can he assess its value in his te a c h ­ ing. Another factor which played a role in selection of the content was the background of the instructor: the major portion of his study in linguistics was in the English grammars. Making grammar the central concern of the class can be justified by its status as a controversial issue in the teaching of English and its role as the primary area in which linguistic content is finding its way into the new English textbook s e r i e s . The class study was primarily focused on the three grammars which are providing the basis for most of the new content in the English textbooks': Fresian*, aspectual , and transformational-generati ve. Aspectual grammar was studied in more detail than might seem justified by the textbooks' content because teachers in this particular class were familiar with the Buffalo English Linguistics Project and were interested in knowing more about, the grammar which was used in its materials. The interests of the teachers influenced two other de­ cisions of content selection, the most notable being that the final session was entirely devoted to applications of lin­ guistics to the teaching of poetry and l i t e r a t u r e . Also, *Fresian grammar refers to the structural analysis of English which Fries (U) presented in The Structure o_f Engl i s h . ix since m a n y of the teachers were already using the history of the language in their classroom work and because an acquain­ tance with the history of English provides an excellent basis for an understanding of the concept of language as an everchanging p h e n o m e n o n , the second session was devoted to a sketch of the history of English. Finally , it was decided- to begin the class with a lecture on the history of the study of language so thavt t e a c h e r s , who are presently teaching traditional grammar and who have had little or no background in linguistics, might be able to think of grammars with a clearer perspective than they had been able to p r e v i o u s l y . There was no textbook for the c o u r s e . teachers were encouraged to read selections Instead, the from a general bibliography (A p p e n d i x ) and from a textbook bibliography (Appendix). The selections in the former were determined both by their suitability for acquainting teachers with some phase of linguistics, and by their availability; most of the books were actually on hand in the classroom for the teachers to-take home. The selections in the latter were also avail­ able in the classroom for teachers to take home and study. They were chosen because they represented major attempts to incorporate linguistic materials into English textbook series. The most regrettable omission from this bibliography X was textbooks from Ginn and C o m p a n y . series represents Their newest textbook a major adaptation of transformational- generative grammar for teaching l a n g u a g e ; h o w e v e r , they were unable to supply us with samples of their series. Two outside speakers were brought perspective to the course. the English Department in to add a broader Dr. Hans G o t t s c h a l k , Chairman of at State University College at Geneseo and director of an NDEA linguistics institute at Geneseo during the summer of 1968, lectured on the history of English and suggested possible applications of it to the teaching of English. The other speaker was Henry J . S u s t a k o w s k i , professor of linguistics at State University College in Buffalo and one of the principal investigators of the Buffalo English Linguistics P r o j e c t . Professor Sustakowski lectured on the syntax of aspectual grammar and discussed the findings of the Buffalo English Linguistics Proj e c t . The body of this thesis will contain detailed outlines of the material presented during each of the ten class sessions. Since each session was of equal length , the material is not always divided as it might have been if it had been organized into c h a p t e r s . Explanatory material has been inserted at times to give the reader a better under­ standing of how the sessions were c o nducted. xi This inservice teachers class in linguistics aimed to give some perspective concerning grammars of English, some specific knowledge of the syntactic systems which are being reflected in the "new" grammars in current t e x t b o o k s , a familiarity with some new textbooks which incorporate aspects of various syntactic s y s t e m s , and to encourage thoughtful reading of linguistic source material. The in­ structor tried to organize the material in a fashion that did least damage to the discipline of linguistics and yet was, at the same time, comprehensible to the s t u d e n t s . II TEACHING OUTLINES FOR TEN SESSIONS Session I History of Grammar The Greeks speculated on the nature of t h i n g s , includ­ ing the nature of l a n g u a g e . There were two schools of thought concerning the nature of l a n g u a g e : one held that language was " n a t u r a l ," the other that language was "conventional." A. B. Those who thought language was "natural" believed that language arose out of the nature of man, was a matter of a priori knowledge, and was "at bottom regular and logical." (2 :U ) Several con­ clusions follow naturally from this philosophy. 1. The rules of grammar must be absolute and u n ­ changing. 2. Linguistic change must be a matter of corrup­ tion. 3. Earlier language must be more perfect because it is nearer the s o u r c e . 4. The ancient Greek classics must be studied in order to develop rules to govern the use of the language to preserve "correct Greek." Those who believed that language was "conven­ tional" thought that language was comprised of arbitrary conventions, established by use, and subject to c h a n g e . This philosophy of language leads to several conclusions. 1. . Language changes normally as its use changes. C. 2. The rules of the grammar of the language change as the language changes. 3. One stage of the development of the language is not better or worse than another. Each serves the purposes of its own t i m e . The speculation and controversy about the nature of language led the Greeks to examine their .. language carefully. I. Early Greeks began to develop ideas concerning 2 the parts of speech and some grammatical principles. 2. a. Plato is credited as the first to divide "the Greek sentence into a nominal and a verbal c o mponent. . . (9 :2 6 ) b. Aristotle, followed by the Stoics, began the development of the "word class system." (9:28) Later Greeks consolidated the ideas concerning the analyzation of the Greek language into formal g r a m m a r s . a. In the second century B .C . (9) Dionysius T h r a x , a student of the "natural" school, wrote his Techne grammaticki in which he delineated eight .word classes: noun, particle, v e r b , c o njunction, preposition, article, pronoun , and' adverb. (See Appendix page 92) b. In the second century A .D . Apollonius Dyscolus wrote a comprehensive syntax of Greek "built on the relations of the noun and verb to each other and of the remain­ ing classes of words to these two." . (9:37) The Romans borrowed extensively from the Greeks in in­ tellectual matters , including the study of language. A. In the middle of the fourth century B .C . ( k : k 2 6 ) Donatus wrote Ars Grammatica M i n o r , a short Latin grammar based on Greek models. Abelson reports this to be "the most widely known textbook on grammar throughout the middle ages." (1:36) D o n a t u s ' text is organized around eight parts of speech : noun , p r o n o u n , verb, adverb, participle, c o n j u n c t i o n , preposition, and interjection. (1:37-38) B.’ In the sixth century A .D .(^:426) Priscian wrote a more encyclopedic grammar (eighteen volumes) which was to rank with D o n a t u s ’ g rammar. Robins (9:62) claims that P r i s c i a n 's grammar was "by far the most 3 widely used grammar . . . and formed the basis of mediaeval Latin g r a m m a r . . .•." Like D o n a t u s , he did not produce an original work, but was a com­ piler of previous g r a m m a r s . His admitted primary sources were Thrax and Apollonius. III. Throughout the middle ages pedagogical grammars con­ tinued to be of great importance a n d , during the later middle ages, there was much speculation concerning the nature of l a n g u a g e . A. Pedagogical grammars Greeks. continued their debt to the 1. The grammatical works of Donatus and Priscian , based directly on Greek sources and written originally for native speakers of L a t i n , were widely used as textbooks by those for whom Latin was a second l a n g u a g e . 2. In 1199 (8:37) Alexander de Villedieu wrote his famous Doctrinale which, at first, supple­ mented and, l a t e r , replaced the grammars of Donatus and Priscian in Western E u r o p e . A l ­ though it was primarily based on previous g r a m m a r s , especially P r i s c i a n , it improved oh the earlier writers in several ways. 3. a. It was written in the fashionable verse style of the day. b. It replaced the classical authors with more current Latin u s a g e . c. It gave a much fuller account of syntax than had the earlier g r a m m a r s . Indicative of the English grammars which would follow was Aelfric.'s Latin Grammar "composed around 1000 for English children speaking Old English (Anglo-Saxon)." (9 =70-71), a. It was based on Priscian and D o n a t u s . b. Aelfric stated that his grammar "would be equally suitable as an introduction to (Old) English G r a m m a r ." (9 =71) B. Mediaeval scholars wished to develop a philosophi­ cal system which would e n c o m p a s s 'all knowledge and u n d e r s t a n d i n g , including l a n g u a g e . This led to renewed interest in theories concerning the nature . of language. In the sixteenth and seventeenth centuries more inter­ est was aroused in language , "but attitudes toward language had changed little from the time of the Greeks and Romans. A. Interest in languages grew with the spread of various languages through travel, e x p l o r a t i o n , and the use of the printing press. B. Pedagogical European grammars were written, not for the "benefit of the native tongues , "but as a basis for Latin which was still central in the curriculum. C. General grammars were written "to demonstrate that the structure of various l a n g u a g e s , especial­ ly of Latin, embodies universally valid canons of logic." (2:6) The most famous of the general grammars was the Port-Royal Grammar of 1660, a work by several c o l laborators. (U :43^) During the late 1700's grammar began to develop in three separate traditions. A. The 1700's saw the rise of the vernaculars and of the middle class. As the middle class found the m ­ selves with more l e i s u r e , education, and culture, they demanded grammars of rules which they could master so that they would speak "correctly." 'Many people yearned to rescue English from its gradual degeneration and to give it the same stability as classical Latin. The time was ripe for diction­ aries, rhetorics , and grammars of the English language. I. In 1762 Robert L o w t h 's A Short Introduction to English Grammar was p u b l i s h e d . In his intro­ duction he stated the purpose of his g r a m m a r . t h u s : "The principal design of a Grammar of any Language is to teach us to express our­ selves with propriety in that Language, and to 5 be able to judge of every phrase and form of c o n s t r u c t i o n , whether it be right or not." (6 :x) a. b. 2. His method of expounding his grammar was authoritarian. (1) He set down the rules of g r a m m a r . (2) He illustrated the "correct" way with quotations from such authors as S h a k e s p e a r e , Milton, Pope, and Dryden. (3) He used the same authors to point out errors which were made. Many of the quotations illustrating errors were from the King J a m e s ’ B i b l e . The criteria for the rules of his grammar were much the same as those of many grammarians before him. (1 ) His criteria was sometimes universal grammar, sometimes Latin grammar. (2) "Good authors" were used to estab­ lish rules if they concurred over­ whelmingly. As English replaced Latin as the central sub­ ject in the schools, a demand arose for an English grammar written especially to teach young students "the art o f speaking and w r i t ­ ing the English language with p r o p r i e t y ." (7 :1 ) In 1795 , Lindley Murray published English grammar adapted to the different classes of learners for a g i r l s ’ school in Y o r k . In 1797 he published companion books of exercises and keys to the exercises. a. Murray's grammar (7) vras written in a b r i e f , definitive style with students in mind. It was organized under five head­ ings.( ) I (I ) Orthography, which treated the letters of our a l p h a b e t . 6 b. 3. B. (2) E t y m o l o g y , based on nine parts of speech. (3) S y n t a x , in which all the parts of speech were again considered and the rules for parsing set f o r t h . (4) Prosody, which presented the rules of proper pronunciation and versifica­ tion. (5) Appendix, which consisted of such practical matters as punctuation and • other conventions of w r i t i n g . Murray's Grammar was the leading textbook in the United States for fifty years. (3:7I ) There were also many "piracies and thinly disguised imitations." (3:71» 5) School grammar underwent only minor changes from 1797 to 1900. a. In 1851 Stephen Clark in his Analysis of the English Language proposed that ana­ lyzing sentences into major elements, such as subjects, predicates, and modi­ fiers, replace p a r s i n g . b. Different graphic devices to illustrate Clark's procedures of sentence analysis appeared until, by 1900, Reed and Kellogg diagrams were an accepted part of most school grammars. About the same time as Robert L o w t h 1s Grammar a p p e a r e d , another tradition developed in grammar which Gleason has labeled "scholarly traditional • g r a m m a r ." ( 3 : 7 6 ) ■ While the general structure of "scholarly traditional grammar" was much like Latin grammar, and school g r a m m a r , it became much deeper and more d i v e r s e . Its scholars asked many questions and collected tremendous numbers of ci­ tations from literature. The scholarly grammati­ cal tradition culminated in three great reference grammars. U n f o r t u n a t e l y , few teachers ever became % Twell-acquainted with these g r a m m a r s . 1. Henrik P o u t s m a : A Grammar of Late Modern English (191^-1929) . 2. Etsko K r u i s i n g a : English (1925 ) . 3. Otto J e s p e r s o n : A Modern English Grammar on Historical Principles (1909-19^9). Jesperson was the only scholarly grammarian who gave much thought to the over-all structure of language. ' C. A Handbook 0 f P resent-day The third tradition in grammar which began in the late 1700's leads directly to modern linguistics. Exposure to the language and linguistic tradition of India provided a great impetus to the study of language in Europe. 1. 1786 is often marked as the beginning of, modern linguistics for in that year "Sir William Jones of the East India Company read his famous paper to the Royal Asiatic Society in Calcutta, wherein he established beyond doubt the historical kinship of S a n s k r i t , the classical language of India, with Latin, Greek, and the Germanic languages." (9:134) 2. Indian linguistic tradition was older than that of Western Europe and had developed com­ pletely independent of Greek infl u e n c e . It was organized in an entirely different manner and was, in some aspects, ahead of European thought. a. Indian work in phonetics was superior to any that had been done in E u r o p e . Their study of phonetics was organized around the following topics (9:142): (I) The processes (2) The segments of speech and v o w e l s ). (3) The synthesis of the segments into phonological structures. of articulation. (consonants 8 b. Indian scholarship, especially P a n i n i tS (c . 350-250 B .C .) (2 111), became best known for its rigorous grammatical analy­ sis of Sanskrit. (I) The Indian grammarians carefully and systematically studied the rules of word formation. (2) The rules of word formation were set down with extreme e c o n o m y . Equipped with the methods and content of Indian grammatical scholarship, the European scholars began the gradual reconstruction of Proto-Indo-European (PIE), the common ances­ tor of the Indian and European languages. a. b. The reconstruction began with detailed examinations and comparisons of languages such as : (I) R.K. R a s k : Investigations concerning the origin of the Old Norse or Icelandic language. (2) Franz B o p p : Concerning the conjugat ion system of the Sanskrit language in comparison with those of the G r e e k , Latin, Persian, and German languages. As the history of individual words and sounds were patiently traced and c o m p a r e d , it became apparent that changes in the languages were systematic and could be stated in terms of general principles or 1 laws, (I) In 1822 Jacob Grimm published the second edition of the first volume of his comparative grammar of the Germanic languages (Gothic , Scandinavian, English, Frisian, D u t c h , and G e r m a n ) in which he "prersented a systematic exposition of the correspondences of consonants between 9 • Germanic and the other IndoEuropean l a n g u a g e s ." (2:14) This has since been known as G r i m m fs L a w . (2) In 1875 Karl Verner published An exception to the first sound shift in which he explained most of the ex ­ ceptions to G r i m m 's Law by taking into account the position of the accent in the words at the time the change occurred. V e r n e r 1s Law led to the idea that perhaps all apparent irregularities of the sound laws could be explained, and, subsequent­ ly , many of them w e r e . At this point in our outline we are going to shift our attention to the study of language in the United S t a t e s . This is not to ignore or belittle the continued advances in linguistics in England and on" the continent, but s imply to concentrate on that tradition in modern linguistics which most immediately affects us. VI. Linguistics in the United States was firmly rooted in European l i n g u i s t i c s ; h o w e v e r , there were two major reasons why American linguistics developed a rigor­ ous, unique tradition of its own after 1900 : the presence of the American Indian languages and the stimulation of several brilliant men. A. The three most important linguists in the United States in the early part of the twentieth century were Franz B o a z , Edward S a p i r , and Leonard Bloomfield. I. In 1899 Franz Boaz became the first professor of anthropology at Columbia U n i v e r s i t y . a. "He was a very active, m e t i c u l o u s ,• and productive field w o r k e r " (2 :U l ) who care­ fully trained students in phonetics so that they might study the language as well as other aspects of the culture of the American Indian. b. Many of his students concentrated on field work in l a n g u a g e , using native informants. 10 in order to analyze the unwritten Indian l a n g u a g e s . With these students American linguistics began in e a r n e s t . 2. 3. B. Edward S a p i r , a student of Boaz and also a -meticulous field w o r k e r , brought to American linguists a much broader o u t l o o k . a. Of a more theoretical mind than B o a z , he developed a concept of the p h o n e m e . b. In 1921 he published.L a n g u a g e , a very readable and influential little book, which displayed profound insights into the nature of language. Leonard Bloomfield has been called "the great synthesizer" (3:^6) in American linguistics. a. He was trained in Europe in historical linguistics. b. He produced excellent analyses of several American Indian languages. c. In 1933 he published Language which summarized the entire field of linguis­ tics and was subsequently the most widely used textbook for linguists in the United States. The presence of the American Indian languages exerted influence on American linguistics in sev­ eral ways . 1. There was a sense of urgency in gathering efficient and accurate records of previously unrecorded, and often d y i n g , l a n g u a g e s . 2. The great diversity between the Indian lan­ guages and the Indo-European languages and among the Indian languages themselves led to a greater and greater insistence that each language must be analyzed in terms of its own stru c t u r e . American linguists moved further and further away from using meaning as a criteria in structural analysis of a language. Concluding Remarks ' This outline of the history of the study of grammar in the Western world has brought us up to the concepts we will study in this course. In any abbreviated history it is n e c ­ essary to pick and choose the particular ideas which one will present. This is not an attempt to distort , or to ig ­ nore parts of, the history, but a means of developing a certain thread of ideas which have a particular pertinence at the m o m e n t . Next week Dr. Hans Gottschalk will present a lecture on the history of.English. He will be pleased to answer questions on either the history of English or the teaching of it in the classroom. 12 LITERATURE CONSULTED Session I 1. A b e l s o n , P a u l . The Seven Liberal A r t s . New Y o r k : Teachers' College, Columbia U n i v e r s i t y ; 1906. p . 150. 2. B l o o m f i e l d , Leonard. Language. Company ; 19 33. p . 5£>4 . 3. Gleason , H .A . Linguist!cs and English G r a m m a r . New York: Holt, Rinehart and W i n s t o n ; 1965 . p . 518. 4. G r a y , Louis Hi. Foundations of Langu a g e . Macmillan Company; 1939• p . 530. 5. Kennicott , E .D . The Grammatical E x p o s i t o r . New York: Gem O f f i c e ; 1835• p ? 124. 6. L o w t h , R o b e r t . A Short Introduction to English G r a m m a r . 1762. Selected and edited for English Linguistics 1500-1800: A Collection of Facsimile Reprints by R.C. Alston. M e n s t o n , England: The Scholar Press; . 1967 . p . 126 v 7. M u r r a y , L i n d l e y . English Grammar Adapted to the D i fferent Classes of Le a r n e r s . 9th ed. Bellows Falls: B l a k e , Cutler and Company; 1821. p . 312. 8. P a e t o w , Louis. The Arts Course at Medieval Universities with Special Reference to Grammar and R h e t o r i c . Re ­ printed from the University Studies of the University of Illinois, V o l . 3, No. 7; January, 1910. Dubuque, Iowa: William C . Brown Reprint L i b r a r y . p. 134. 9. Robins, R .H . A Short History of Lingu i s t i c s . Indiana University Press; 1967. p • 248. New Y o r k : Henry Holt and New Y o r k : The Rochester, Bloomington: Session 2 The English Language (Outline of lecture given by Dr. Hans Gottschalk) Pre-English tongues in British Isles ? -- k k 9 A. Celtic 1. 2. Celts in Europe a. In ancient times Celtic groups ranged from Asia Minor and ancient Sarmatia on the east to Britain and Portugal oh the west. b. Most of ancient Gaul, the British Isles, Germany, as far east as the Elbe, the great Po Valley of Northern Italy, a large part of the valley of the Danube were at one time solid Celtic-speaking territories. Groups in the British Isles a. b. Ancient Celtic invasion from Europe (1 ) Goidels (Gaels) west and north toward Ireland and Scotland (2) Brythons (Britons) to the middle and southern plains of the Isles (3 ) Caledonians and Piets to the extreme north of Scotland Modern Celtic languages G o i d e l i c : ' Irish, Scottish, Gaelic, Manx B r y t h o n i c : Welsh, Breton, Cornish 3. Celtic contributions to English languages and literature a. To the language, not more than fifty words b. To English literature, many romantic stories such as romances of King Arthur, ■Tristan B. and Iseoult Latin 1. 2. Roman occupation a. Roman invasion under Caesar 55 BC b. Withdrawal to defend Rome from barbarian invaders 440 AD Roman contributions a. To the language -- place names, church rituals and law terminology (Latin) b. To the literature -- practically nothing of lasting value to the content ■ Old English or Anglo-Saxon Period A. B. 1*49-1066 Relationship to Languages of the World 1. Member cludes number Persia of the Indo-European family which in­ most of languages of Europe , a large of l a n g u a g e s .of India, the language of and of certain adjoining r e g i o n s . 2. Belongs to the Germanic family of IndoEuropean language Germanic language: I. Northern Germanic (Scandanavian) Swedish Danish Norwegian Icelandic II. East Germanic (Gothic languages now extinct) III. West Germanic German Dutch-Flemish Frisian English Anglo-Saxon Conquest of British Isles I. Invasions 15 C. a. Jutes in from South Jutland in Denmark in the southeastern part of the Isles. b. Saxons from Holstein at Mouth of Weser in the southwestern part of the Isles , c k h j AD. c. Angles .from Schleswig in eastern and no r t h ­ ern part of the British Isles , fifth century. 2. Celts driven to remote parts of Britain -Wales , Scottish Highlands, I r e l a n d , Cornwall, D a v o n , and into Brittany across c h a n n e l . 3. Main dialects of Conquerors a. Kecitish. Danish Spoken by Jutes who were strongly b. Northumbrian or Northern. Spoken by the Angles and considered standard in the preAlfredian period (500-870) c. West Saxon or S o u t h e r n . Spoken by the S a x o n s , south and west of Thames and was considered the standard language from King Alfred's time 870, to coming of William the Conqueror in 1066. d. The Mercian or Midland, east and west. Spoken by both Angles and Saxons in central • part of England, especially around London and developed into a standard dialect in the latter part of thirteenth century and the nucleus of the present English language. Danish Invasions 1. Danes in control of eastern and northern part of England, the Land of the Angles , from 7 87 to their defeat by King Alfred in 878 (Peace of Wedmore) 2. Invasion under King Canute of D e n m a r k , Canute, on throne of Britain 1016-10H2. ' k- . 16 Contributions ■:-x .. “, kr-; ,**•„-1. Language -- a large number of Danish words into English dialects, dialects s_k words date from this period (sky, skin), place names ending in by- and throp and a number of common words like o d d , a n g e r , e g g . Nearly five percent of our words are Scandinavian. Literature -- Anglo-Saxon epic, Beowulf of Scandinavian origin .6'j.;-■ III. Middle English A. B. C. 1066-1500 Norman French 1. Conquest of England by the French under William the Conq u e r o r . 2. French language dominate in social and govern­ mental a f f a i r s . Prominence of three languages in this period. 1. Latin used by the church and by the law c o u r t s . 2. French spoken by the nobility in the court and used in governmental and business activities. 3. Anglo-Saxon (Mercian or midland dialect) used by m e r c h a n t s , working class, agricultural p opu­ lation, lesser nobility, etc. The triumph of the Midland dialect 1. In 1362 , English restored as the official language in law courts 2. By 13 6 5 , the Mercian dialect used about L o n d o n , declared the standard for both spoken and lit­ erary language (Illustration: works of Chaucer, C o w e r , W y c l i f , Lydgate, and o t h e r s ) 3. By 1380, a fusion of old English and French sources (Ill u s t r a t i o n : Chaucer's works) ..V-; 17 h. By 1^75-1500, crystallization of Middle English as official language By means of the printing p r e s s . 19 B. 1. Researchers (10) w.ho devised tests to measure the correlation between the teaching of formal grammar and the production of error-free com­ position concluded that there was little or no relationship between the two. 2. Some psychologists (T) proposed that the trans­ fer of learning was much more specific than had been previously thought. 3. Surveys were made to determine just which errors in grammar students most often committed in com­ position. Lists of these items (5:1*0 were drawn up and much grammar teaching shifted to an em­ phasis on these e r r o r s . Surveys of errors were based on th.e certainty that the surveyor knew (from the rules of g r a m m a r ) what ■was "right" and "wrong." The "usage movement" de­ veloped in an attempt to decide if the rules of grammar were justifiable. 1. J . Leslie Hall's English Usage (6) exemplifies the type of survey conducted in the beginning of the m o v e m e n t . He examined controversial usages by comparing them with the usages of "reputable" or "eminent" a u t h o r s . 2. Sterling A. Leonard's Current English Usage (8) represents a development in the survey of usage. a. Leonard Examined 102 controversial usages by referring them to seven.panels of j u d g e s : linguistic experts, members of the National Council of Teachers of English, well-known authors , editors , b u s i n e s s m e n , members of the Modern Language Association, and teachers of speech. Another 130 items were submitted only, to linguists and Council members. b. The panels were asked to rate the usages as (1 ) Formally correct English (2) Fully acceptable for informal conversa­ tion 20 c. 3. 4. C. (3) Fully acceptable for technical uses (this category assumed minimal im­ portance ) (4) Popular or illiterate Leonard's findings indicated a consensus on less than half of the items, and a great disparity between the opinions of the panels and the edicts of popular grammar t e x t b o o k s . Albert H . Marckwardt and Fred Walcott (9) tried to supplement Leonard's study in their Facts about Current English U s a g e . a. Marckwardt and Walcott examined the same disputable items as Leonard by consulting the Oxford En g l i sh Diction a r y , W e b s t e r 's New International Dictio n a r y , second edition,.' and the fuller scholarly g r a m m a r s . b. Their findings indicated that Leonard's panels were very conservative. Margaret M . Bryant (2) edited a comprehensive study of usage in 1962: Current American U s a g e . a. Bryant compiled and summarized hundreds of usage studies. b. The evidence was assimilated into alphabeti­ cal, cross-referenced, entries. Example: NOT, ILLOGICALL! PLACED S u m m a r y : "The all . . . not e x p r e s s i o n , as in 'All men are not alike,' is standard English." ■D a t a : Summarized in a short dis­ cussion. Other evidence: Evidence not summar­ ized above was listed. The usage movement led to changes ing of g r a m m a r . I. (10) in the teach­ Many grammatical details in textbooks were dropped or changed. Session 3 Fresian Grammar ■ ' At the beginning of each session (except when a guest speaker was p r e s e n t ) the members of the class discussed the reading they had done which pertained to the previous lesson. For instance, at the beginning of session three there was a discussion of the material on the history of language in the various textbooks listed in Bibliography II (Appendix p. 86). The teachers also contributed information from other sources and from their own experiences. They often argued the merits of the different sets of materials and different manners of prese n t a t i o n . In this w a y , the teachers became more familiar with the various textbooks and with what other teachers were doing in their classrooms. The role of the instructor during these discussions was limited to that of m o d e r a t o r . Fresian Grammar I. The teaching of grammar in the United States in the twentieth century has varied greatly from one school sys­ tem to another, both in quality and quantity of instruc­ tion. A great deal might be said about b o t h . H o w e v e r , there is one particular sequence of events which can be traced directly from the formal grammar taught at the b e ­ ginning of the century to the statement of Fresian grammar in 1952. A. The use of statistical evaluation in educational t e s t ­ ing and development of new ideas in psychology con­ cerning the transfer of learning led to a movement called the "survey of e r r o r s ." 21 II. 2. Teachers gained respect for the direct obser­ vation of l a n g u a g e . 3. As more emphasis was placed on those grammati­ cal constructions of students which differed from "good usage," a piecemeal approach to grammar was strengthened and the study of grammar as a system was w e a k e n e d . , The next stage in the usage movement was the attempt to survey actual usage of American speakers. In 1926, the National Council of Teachers of English commissioned Charles Fries, a member and a college English' t e a c h e r , "to conduct a full-scale study to determine what grammatical matter should be taught in the schools." (5:17) This study eventually resulted in the publica­ tion of American E n g l i sh G r a m m a r . (3) At this point the teaching outline directly follows the T e a c h e r s ’ Materials: III. Appendix p p . 95 - 9'8, Fries had planned that one, then t w o , chapters of American English Grammar would be devoted to the sen­ tence. However,, pressure to publish the materials which were completed and the growing bulk of the material on sentence construction persuaded him to postpone its publication until later. Pressures of the war and of teaching English as a foreign language fur­ ther postponed this part of his s t u d y . -Finally, in 19^6, Fries began to collect a new language sample and to analyze it in earnest. The result was the publication in 1952 of The Structure of E n g l i s h : An Introduction to the Construction of English S e n t e n c e s . (4) This sample consisted of fifty hours o f r e c o r d e d , Standard Northern United States conversa­ tion. It amounted to, r o u g h l y , a quarter of a million words of recorded and transcribed material. Again , at this point, the teaching outline directly follows the Teachers' Materials: Appendix p p . 98-109. 22 LITERATURE CONSULTED Session 3 1. B l o o m f i e l d , Leonard. and C o m p a n y ; 1933. 2. Bryant, Margaret M . ' Current American U s a g e . Funk and Wagnals C o m p a n y ; 19^2% 3. Fries, Charles C a r p e n t e r . A m e r i c an English G r a m m a r ♦ New York: D . Appleton-Century C o m p a n y ; 19^0. U. F r i e s , Charles C a r p e n t e r . The Structure of E n g l i s h . . New Y o r k : H a r c o u r t , Brace and World; 1952. 5. Gleason, H .A . , ,Jr . Linguistics and English Grammar ♦ New Y o r k : Holt, Rinehart, and Winston; 1965. 6. Hall, J . Leslie. English U s a g e . Foresman Company; 1917. 7. H i l g a r d , E r n e s t . Theories of Learning', 2nd edition. New York: Appleto n - C e n t u r y - C r o f t s ; 1956. Chapter 2. 8. Leonard, Sterling A. Current English U s a g e . The Inland Press ; 1932. 9. M a r c k w a r d t , Albert H., and Fred G . W a l c o t t . Facts about Current E n g lish U s a g e . New Y o r k : D . AppletonCentury F o m p a n y ; 1938. 10. Language. New York: Henry Holt Chicago: New Y o r k : Scott, Chicago: Meckel, Henry C . "Research on Teaching Composition and Literature ," Handbook of Res e arch on T e a c h i n g . ed. Nathaniel Lees Gage. Chicago: Rand McNally; 1963. Session 4 Aspectual Grammar (I ) The first thirty minutes of session four were spent in discussion, q u e s t i o n s , and answers grammar, Paul Roberts' concerning Fresian Patterns of E n g l i s h , and other p e r ­ tinent reading which the teachers had been doing. Segmental Phonemes Henry Lee Smith, Jr. (8 ), a descriptive linguist in the Bloomfieldian t r a d i t i o n , is the central figure in aspectual grammar. First of all, it is necessary to recognize several'im­ portant assumptions which underlie all work i n 'descriptive linguistics, including a s p e c t u a l 'g r a m m a r . Assumptions 1. Speech is the beginning point in any study of language. Writing is a secondary system. 2. Language is’ a r b i t r a r y . of the group using it. 3. Language is systematic. It has a s t r u c t u r e . system or structure conveys meaning. I). Each language has its own system or s t r u c t u r e . 5. The sum of the structural features and the relation­ ships among the features of a language are its grammar. It exists by the agreement This Aspectual grammar begins with the analyzation of the sounds of speech. 2h Definitions Phonology: A term which includes phonetics and phonemics. P h o n e t i cs : The science of all the vocal sounds which occur in the various language sys t e m s . The International Phonetic Alphabet (!PA) is a widely used legend for recording the sounds used in language systems. A phonetic transcription is an objective recording of the sounds of language without regard for their significance in the structure of any particular language. When all the sounds of a particular language system are s t u d i e d , it is discovered that any given language 1. system: Uses only selected sounds of the total range possible , or of that range used by speakers of other language systems. 2. Groups the sounds it does use into fifteen to sixty (1 :38 ) selected, distinctive classes which contrast in meaning with one a n o t h e r . Phonemics: The study of the distinctive classes of sounds of a given l a n g u a g e . The principle of contrast is one of the ways of deter­ mining phonemes. Linguists like to use minimal pairs to establish c o n t r a s t s . A minimal pair is two minimal utter­ ances which are alike except for one unit. constitute a minimal pair in English. for the initial sound. "Pill" and "bill" They are alike except In English this difference in initial sound establishes a c o n t r a s t ; or, in other words , to a native 25 speaker -of English they are "different Ph o n e m e : A single speech sound or a group of pho­ netically similar sounds which function as a distinctive unit in a given language. Phonetically s i m i l a r : 'The sounds share some feature or features of articulation which results, naturally, in a characteristic auditory effect. The teachers should try the following exercise. Directions: Hold a piece of paper before the lips. Say the word "pencil" so that the paper bounces and so that it does n o t . E x p l a n a t i o n : The paper bounces before an aspirated " p ," but not before an unaspirated o n e . This difference is not significant in English. If it w e r e , English would have two phonemes to represent the two significant have one phoneme Allophone : sounds. Since it is not, we /p/. Careful examination of the phoneme /p/ in words such as "pin," "spin," and "tip" will reveal that /p/ in initial position.is as­ pirated, in medial position is u n a s p i r a t e d , and in final position is unreleased. These are allophones of /p/. Allophones usually fall into such predictable positions. A native speaker of English would say that they were "the same." In Siamese (10:9), however, the initial aspirated /p/ and un ­ aspirated /p/ do not "mean the same" to a native s p e a k e r . . They represent two separate phonemes. Classification of Phonemes of English Phonemes are usually classified by point and manner of 26 articulation. 1. By manner is m e a n t : Voiced or v o i c e l e s s . If the vocal cords are vi ­ brating the phoneme is v o i c e d ; if the vocal cords are relaxed the phoneme is v o i celess . 2. Consonants are made by constricting or stopping the flow of a i r . If the air is shut off completely the consonant is a s t o p ; if the air comes out noisily the consonant is a spirant or fricative'. Information concerning the points and manners of articu­ lation of consonant phonemes was summarized in the teachers' materials (Appendix p. 111 ). The chart of classification of consonant phonemes which is a part of an aspectual analysis of English found in the teachers' materials (8 ) is also (Appendix p. 1 12 ). Vowels allow the air to flow freely through the mouth. H o w e v e r , the shape of the mouth affects the sound. is primarily changed by the.position of the t o n g u e . tongue moves in two dimensions: The shape The it may be high, m i d d l e , or low; and, it may be front , c e n t e r , or back. Smith (8 ) uses the following diagram for the nine simple vowel phonemes in English. The chart is based on the position of the tongue. 27 center front i• U pit just e 9 O pet putt gonna ae a J pat pot caught mid (a d v .) put i . high low key words back Rounding also affects the shape of the m o u t h . In English the rounding only occurs in the back vowels, mostly in the /u/ . The most difficult vowel phonemes to distinguish are the /i/ and the / o / . English. The /o/ does not occur in all dialects of It does occur in the coastal New England pronuncia­ tion of "home" and "road." in all dialects. The /i/ is not a separate phoneme It can be illustrated with the following examples. The shoes are Rosa's. The roses are p r e t t y . /rowz9 s / /rowziz/ There are three glides in English: /y/, /w/, /h/. These function as consonants before vowels and as semi­ vowels after V o w e l s . plex vowel nuclei. English. They join with the vowels to form com­ There are 27 possible complex nuclei No dialect uses all of them. in A list of these, with the most common ones u n d e r l i n e d , can be found in the teachers' materials (Appendix p . 113 ). them glides is easily demonstrated. The reason for calling Notice the movement of 28 the tongue when the word "say" is said s l o w l y ; then when "yes" is said slowly. The phoneme /r/ is sometimes classified as a fourth s e m i -vowe l . It is almost impossible to make a general state­ ment about /r/ that is valid for all speakers of English. It is formed differently in different dialects and by different spea k e r s . The tongue is generally turned upward and tipped back; therefore , it is referred to as a retroflex semi­ vowel. It displays very interesting b e h a v i o r , but that lies beyond the scope of the present d i s c u s s i o n . Assignment r The teachers were asked to take home worksheets on phonemics (Appendix p p .113-114 ), fill in the b l a n k s , and bring them to class the following week. 29 LITERATURE CONSULTED Session U Sessions f o u r , f i v e , and six are all devoted to dis­ cussion of aspectual g r a m m a r . T h e r e f o r e , the literature consulted will be found at the end of session six. S ession 5 Aspectual Grammar (2) The first part of the session was spent reviewing the segmental phonemes. I. The teachers compared their answers to,the exer­ cises assigned the previous week. It was pointed out that words in isolation are sometimes p r o ­ nounced differently than the same words in running J discourse. It was decided that the following comparison would help identify the /i/. 2. That's the gist of it. /jist/ It was said in j e s t . /jest/ The cause is j u s t . /j9st/ Wait just a minute. /jist/ The class enjoyed reading phonemic transcriptions from Gleason's 3. The teachers (5) W o r k b o o k . (See Appendix p . i l 5 ) discussed briefly the phonemic material ■they had found in the textbook series. Suprasegmental Phonemes Suprasegmental phonemes are said to' "overlie" or "tie together" the segmental phonemes. Discussions of supra- segmental phonemes vary slightly; the presentation in this 31 class was based on the Trager-Smith (9) analysis of E n g l i s h . There are twelve suprasegmental phonemes in E n g l i s h : four phonemes each of stress, pitch, and j u n c t u r e . Stress phonemes Stress phonemes are often referred to as accent or loudness in English. There are four stress phonemes in English: I'I / A/ I'l /v/ primary secondary tertiary weak Stresses are phonemic in English because native speakers identify as different two utterances which are alike except for the stress. Examples: (8:6,11) Stress is always marked over the v o w e l . the White House the white house lighthouse-keeper light housekeeper light housekeeper or . light]housekeeper Stress phonemes have grammatical sign i f i c a n c e ; they serve as structural signals. I. Stress phonemes identify certain constructions. Examples: Noun p h r a s e s : round house or round house goose or goose egg egg 32 Compound n o u n s : round house goose egg A compound noun and a noun phrase in one sentence: < /" ^ A. >» Long Island is a long island. Two word verbs : Compound n o u n s : Verbs: set up > set up hand out hand out permit Nouns: permit conduct conduct *survey survey 2. Stress phonemes delimit certain units. All words in isolation have primary stress. If two or more words are Combined into a phrase one ■ of the primary stresses must be reduced to at least a secondary stress. Examples: (U :I 8 l )■ goose, egg = goose egg or goose egg black, bird, trap b l a c k b i r d , trap, black, birdtrap blackbird trap or blackbird trap black birdtrap or black birdtrap more beautiful A more A. (plus) W girls = more beautiful girls A A A Xe A (plus) beautiful girls = more beautiful girls 33 The last two examples illustrate how stress can in ­ dicate two different constructions which otherwise look identical. Pitch phonemes There are four pitch phonemes in E n g l i s h . pitches are r e l a t i v e . These Although pitch /2/ varies from speaker to s p e a k e r , each speaker contrasts four different pitches. /I/ low / 2 / :.mid /3/ high M/ extra high An utterance usually begins on /2/. A primary stress is often uttered on /3/. An utterance often ends on /I/. Like stress, pitch is phonemic in English because native speakers identify as different two utterances which are alike except for the pitch. Sally's, going to Paris 2~ w ^ 2^ ^3 Sally's going to Paris Not all questions end with /3/. Notice examples which have a question word at the b e g i n n i n g . 2 a *■ «• 3 I What are you doing ' 2 a *■ •> 3 ^ I Where are you going 34 Notice that there is only one primary stress in each of the above examples and that the pitch is marked at the b e ­ ginning of the u t t e r a n c e , at the e n d , and on the syllable which has primary stress. one intonation pattern, Each of these examples presents or phonological phrase. Juncture, the next topic, bounds phonological p h r a s e s . Juncture Juncture is more difficult to analyze than are the other suprasegmental phonemes. It is not to be thought of as pause. j u n c t u r e , b u t pause is not Pause often accompanies the major characteristic of juncture. There are four phonemes of juncture in English. /+/ - internal, or plus juncture, also called open transition (4). This juncture breaks the phonemic f l o w . night+rate 1 + s cream, or or nitrate ice + cream The other three juncture phonemes are phonological phrase m a r k e r s . An intonation pattern or phono­ logical phrase is bounded by one of the following juncture phonemes and contains only one primary stress. /1 / - single b a r . The pitch neither rises or falls ; it is sustained. 2 < ~ ' 2 2 ' vI The girl on the horse|is Martha ff 35 /I I / - double bar. The pitch is apt to rise slightly and is accompanied by more length­ ening than the /|/. Z ' "2 2- w2 2 2- - I Sally) Imy sister) | is coming# /#/ - double cross. This juncture phoneme is accompanied by lengthening, often by p a u s e , and often by a drop to pitch /l/. It usually occurs at the end of a sentence, but may occur in the middle of a long sentence, usually between the subject and v e r b . See above e x a m p l e s . The concluding examples of the session are in the teachers' materials (Appendix pp. 117 - 118 ). 36 LITERATURE CONSULTED Session 5 See the end of session s i x . Session 6 Aspectual Grammar (3) (Outline of lecture given by Henry J . Sustak o v s k i ) I. Stratificational and Aspectual Grammar A. B. Relationship between the two grammars 1. Strata 2. Aspects Schematic organization of aspectual grammar 1. 2. 3. Definitions a. Metalinguistics b. Microlinguistics Levels of grammar a. Phonology b. Morphology c. Seraology Relationships of levels Metalinguistics T----------------------------------------------------------------------- 7 4 prelinguistics " -------------------------------------- r microlinguistics socio­ psychoetc.-linguistics Microlinguistics phonology morphology semology 38 II. Morphology A. Definition of morpheme B . . Kinds of morphemes 1. 2. 3. C. a. Free b. Bound Prefixes a. Kinds b. Ordering Suffixes a. Homophonous morphemes b. Inflectional c. Derivational Morphemic parts of speech I. •2. III. Base morphemes Criteria Classification Syntax A. B. C. Syntactic parts of speech 1. Criteria 2. Classification Syntactic relations 1. Relations "within phonological phrases 2. Relations between phonological phrases Formula of structure 39 IV. Buffalo English Linguistics Project A. Purpose: to test A..Linguistics Approach to E n g l i s h , a one year language program written for high school students. B. Population: public C. about 3000 students in the Buffalo schools. Results: students displayed 3 0 0 - 6 0 0 % growth in language sensitivity as tested by John Carroll's Modern Language Aptitude T e s t . D. Other r e s u l t s : ninth and tenth grade students p r o ­ gressed more rapidly than did older students. Io LITERATURE CONSULTED Session 6 1. ' B l o c h , Bernard, and George L . T r a g e r . Outline of Linguistic A n a l y s i s . B a l t i m o r e : Linguistic Society of A m e r i c a ; 1942. 2. Bloomfield, Leonard. ' L a n g u a g e . Rinehart and Winston; 1933. 3. Francis ,. W . N e l s o n . The Structure of American E n g l i s h . New Y o r k : Ronald Press; 1958. 4. Gleason, Henry A. An Introduction to Descriptive L i n g u i st!cs . New Y o r k : Holt, Rinehart and Winston; 1961. 5 . ___________ . New Y o r k : Holt , Workbook in Descriptive L i n g u i s t i c s ; 19 55. 6. Gleason, H .A . Lingui sties and English G r a m m a r . York : Holt, Rinehart and Winston; 1 96 5. New 7. S a p i r , E d w a r d . L a n g u a g e : An Introduction to the Study of S p e e c h . New York: H a r c o u r t , Brace and W o r l d ; 1921. 8. Smith, Henry Lee, Jr. English Morphop h o n i c s . O n e o n t a , New York: New York State English C o u n c i l ; 1968 . 9. Smith, Henry L e e , Jr., and Henry J . S u s t a k o w s k i . A L inguistic Approach to E n g l i s h . Revised edition. B u f f a l o , New Y o r k : Buffalo English Linguistics Project ; 1965 . 1 0 . ________ ___. The Phonological Structure of E n g l i s h . A Guide for Teachers: Chapter Seven; 1963.1 11. T r a g e r , George L ., and Henry Lee Smith, Jr. An Outline of English S t r u c t u r e .' Studies in Linguistics, Occasional Papers 3; 1951. Reprinted, Washington, D .C .: American Council Learned Societies; 1957• Session 7 Transformational Generative Grammar (I ) A transformational generative grammar is a grammar which incorporates "both generative and transformational rules. Although it is possible to conceive of a grammar which would be purely transformational or purely g e n e r a t i v e , that is, only utilize rules of one t y p e , the usual practice is to combine a set of generative rules and a set of trans­ formational rules in one g r a m m a r . The name of such a grammar is often shortened to "transformational" and its proponents are called "transformationalists." The major figure in transformational generative grammar since the publication of Syntactic Structures has been Noam Chomsky. in 1957 (5) Chomsky has not, however , been p r i ­ marily concerned with constructing a g r a m m a r ; his primary concern has been with the philosophical and theoretical postulates of such grammars. published work A limited examination of his ( 3> U *,9 >•6 ^7 ;8) reveals the following philo­ sophical assumptions which underlie work in transformational grammar. Assumpt ions I. All languages have a universal underlying grammatical structure. This underlying structure is called deep structure. k2 2. This deep structure reflects fundamental properties of the mind--the forms of thought. 3. This structure is i n n a t e ; t h e r e f o r e , language is an innate p r o p e r t y , waiting to be t r i g g e r e d . 4. Although the deep structure of all languages is fundamentally the same, the means of its e x p r e s s i o n , or the surface s t r u c t u r e s , may vary widely. The following statement taken from C a r t e s i a n 'Linguistics (3:38-39) may serve as Chomsky's definition of transforma­ tional generative grammar. It also indicates the linguistic tradition with which he identifies. [Transformational generative g r a m m a r ] is concerned precisely with the rules that specify deep struc^tures and relate them to surface structures and with the rules of semantic and phonological interpreta­ tion that apply to deep and surface structures re­ spectively. . . . In many respects, it seems to me quite accurate . . . to regard the theory of trans­ formational generative g r a m m a r , as it is developing in current work, as essentially a modern and more explicit version of the Port-Royal t h e o r y . At this point many students asked questions concerning transformational grammar and its philosophy. Some of the questions pertained to the ideas which were presented above and others were random questions which reflected some contact with educational journal and popular press articles concern­ ing Chomsky and/or transformational g r a m m a r . Two Sample Grammars In order to become familiar with numerous features of transformational syntax and to gain understanding of the 43 manner in which such a syntax is stated-, this class examined two sample "grammars," the first generative and the second transformational g e n e r a t i v e . Both grammars are primarily concerned with syntactic rules , although, as the above state­ ment from Chomsky indicates, transformational theory refers to a theory of language which includes p h o n o l o g y , s y n t a x , and semantics. H o w e v e r , up to this time, the transformational­ ists have concentrated their effort primarily in the develop­ ment of syntax, especially that of English. Also, in the current textbook series the application of transformational grammar is to the study of sentence construction. The two sample grammars were constructed by Gleason (9) for illustrative purposes and represent the clearest expli­ cation of transformational generative syntax on a restricted scale that this author was able to find. Since Gleason himself is not a transformationalist it is not surprising that his grammars differ from accepted trans­ formational practice at several points.. H o w e v e r , these points are f e w , will not deter this class from gaining an understanding of the way in which such a grammar o p e r a t e s , and will be pointed out in session nine. Definition "A grammar [syntactic] is a finite set of rules which enumerates (or generates) an infinite number of kb grammatical (or well-formed) sentences of a language and no ungrammatical ones and assigns to each sen­ tence generated its proper structural description" (11:10. ■ A Sample Generative Grammar The' sample grammar presented in this session P . 121 ) consists of P-rules, (Appendix L - r u l e s , and M - r u l e s . P-rules Generative rule.s which are often called phrase(1 :3 5 ) are the first structure or constituent structure rules rules to be applied in the g r a m m a r .■ S is the starting place. The s y m b o l , -- > , means " r e w r i t e ." symbol is rewritten at a time. nate rewrite choices. Notice that only one The brackets enclose alter­ Any one of alternate choices can be' selected at any time the rule is applied. apply some P-rules It is possible to (P 9 , P 1 3 , P l 4 , P l 6 ) more than once ; these rules are called " r e c ursive." possible to generate Recursive rules make it sentences of infinite length. The rules must be applied until they can be applied no l o n g e r , or until the symbols which remain are "terminal" symbols. A terminal symbol is one which never appears to the left of a rewrite arrow. The symbols are arbitrary (any symbols could be used) , but are highly suggestive of terms used in traditional grammar. Bach (1 :51 ) states, in fact, that they "should be U5 chosen with a view to mnemonic v a l u e . . . . " L-rule s When P - rules can no longer be applied L-rules — lexical rules--replace the symbols with lexical i t e m s . The L-rules in this grammar are very limited. M-rules After the L-rules have been a p p l i e d , M-r u l e s -usually referred to as "morphophonemic" rules--combine the lexical items and a f f i x e s . The M-rules in the sample grammar are merely suggestive of the way in which M-rules operat e . Operation of the Grammar The best way to become familiar with the way in which the grammar operates is to work examples with it. The following example was worked out step by step on the bl a c k ­ board. Example P-rules S P1 NP + VP P2 NP + -ed + V 3 P^ NP + -ed + V 2 U6 NP + -ed + be + -ing + P^ NP + -ed + be + -ing + V-i Pp Det + Ng + -ed + be + -ing + V-i P l 3 Det + AP + Ng + -ed + be + -ing + V-i P ^3 Det + AP + N^ + -ed + be + -ing + V-i (In applying this recursive rule the second t i m e , the alternate AP + Ng could have been chosen again.) P^It Det + AP + N-c + -ed + be + -ing + V-i P^g NP + - 1s + AP + N-c + -ed + be + -ing + V-i Pp + AP + N-c + -ed _ be + -ing + V-i Pr + - 1s P^Y Pr + - 1s + Adj + N-c + -ed + be + -ing + V-i L-rules he + - 1s + old + dog + -ed + be + -ing + sleeping M -rules His old dog was sleeping. (Rules of punctuation and capitalization would have to be worked out in a detailed grammar, but are s imply assumed h e r e .) The process of developing a sentence by application of P-rules is usually called a derivation (l-,ll). This deriva­ tion provides a structural analysis of the sentence for it "tells us precisely how a sentence was constructed, (11:15). . One diagrammatic'way of presenting this structure is a tree diagram, often called a labeled or branching tree diagram or simply a derivational tree. ; The derivational tree for the above example p. 123) shows that the principal constituents (Appendix of the sentence, S, are an NP and a VP, or in traditional terminology, noun phrase and a verb phrase. The constituents phrase are a possessive pronoun., an adjective, noun. a of the noun and a common It is r e a d i l y •apparent that the possessive pronoun modifies both "old" and "dog," Thomas (it) believes that such structural diagrams revealing the grammatical relation­ ships within a.sentence might serve important pedagogical purposes. Assignment 1. Develop an example using the sample grammar. 2. Continue examination of textbooks. Read sections which draw upon transformational grammar. 48 LITERATURE CONSULTED Session T See end of session nine. Session 8 Transformational Grammar (2) A Sample Transformational Generative Grammar T-rule s T -rul e s--transformational rules--are the only new type of rule in the sample grammar presented in this session (Appendix p p . 124-128 ) . These rules are applied between the L-rules and the M-rules. They are ordered rules which means that they must he applied in s e q u e n c e . The designations OPT and OBL indicate if the application of the rule is optional or obligatory. The designation GEN indicates optional T- rules in which two individual P-strings are combined into one sentence. (A string is simply one or more P-symbols joined by plus m a r k s . string.) Each symbol is said to be an element in the The symbols X, Y , and Z designate an element or elements present in the P-string which do not need to be specifically identified. The X, Y , and Z within parens indi­ cates that such an element or elements may or may not be present. The numerals below the symbols are used for identi­ fication of elements. The small f identifies structural elements which are a necessary part of the trans f o r m a t i o n . P - rules The only new symbol in the P-rules is §. This symbol stands for an empty slot which must be filled during the 50 operation of a T - r u l e . ments. In The parens indicate optional ele­ , for instance, "not" may or may not be added to the alternate choices. L-rules. The L-rules are incomplete , but are suggestive of the lexical elements which could be a part of this g r a m m a r . M-rules No M-rules were included in this g r a m m a r . They will be assumed. Agreement The sample grammar presented in session seven eliminated the problem of agreement by only generating sentences with singular subjects and v e r b s . Any attempt to accommodate agreement in that grammar must be introduced at the very beginning of the P-rules because the NP and VP develop inde­ pendently. S -— > P X NP might be restated as follows: Sg + VP^ Sg (This, of course , assumes the complete regularity of number and a simple two-way system.) NPpl + vpPi Such a rule, however, necessitates almost two parallel grammars and results in much overlapping. It is much simpler to handle agreement in a grammar which utilizes 51 transformational rules (I ). In the sample grammar presented in this session agree­ ment is introduced in P-rules P 3 PreV -- > . 3, 7, and 8. /"§No + -s + < §No + -e d + N P -- Ng + No NP. -- ^ N S Pn 8 No ----- > »O Sg P l (+ n o t ) §Aux Mod I Py §Aux The "No" and the " §No" are both number markers. + §N o ■ Example I on the following page was worked on the b l a c k ­ board to illustrate the. way in which the above rules and the application of T ^ , an obligatory T - r u l e , result in sub­ ject-verb agreement 52 Example I P-rulcs P1 P2 P3 P l; P5 P6 PT NP + VP NP + Pre + V3 NP + SNo + - S + SAux + NP + SN o + - S + SAux + Vg NP + SNo + - S + SAux + NP + SN o + - S + SAux + V-t + NP + -m n6 + 'No] + I P8 P9 n6 + CO PT N-prop + IS g ] + P9 N-prop + N-prop + N-prop + L-rules Peter NP + -m SNo + -s + SAux + V-t + NP + -m SNo + -s + SAux + V-t + NP + -m SNo + -s + SAux + V-t + Ng + No + -m SNo + -s + SAux + V-t + Ng + pi + -m SNo + -s + SAux + V-t + Pr + pi + -m SNo + -s + SAux + visit + he + pi + -m I Is g I+ I I I SAux + V-t + SNo + -s + I Is g I+ I I Is g I+ I I Is g I+ I I I I I I + Isgl + (The derivation tree of the above example is found in the teachers' materials (Appendix p. 129), labeled Derivation Tree I . ) 53 The next rule to be applied is T^. No + (X+) I 2 SNo 3 No + (X+) No I 2 I in 3 It has been stated that the left side of a T-rule designates the form of the P-string upon which the rule operates. However, replaced by "sg." the grammar: in the example above the "No" has been This problem is solved by a convention of any symbol in a T-rule stands for itself or for any symbols which have replaced it. This means that the derivation of the P-string must be known in order to apply T-rules. Dotted lines enclose that part of the example to which this convention is presently being applied. This part of the string is said to be "dominated by" No. The numerals below the transformational rule identify its e l e m e n t s . The numerals could be placed below the example string as follows : INoT I: I I* I Peter + , S g , + I §No + -s + §Aux + visit + he + pi + -m 3 All elements preceeding and following the elements rule can be ignored for the m o m e n t . in the 54 . . I * I §No . . . .,S g .+ 1 . . . No + No . . . I I in 3 3 V Now identical e l e m e n t s . The §No has served as an empty number marker in the VP which is now filled with the number marker in the NP. identical elements After Tg is applied the string r e a d s : Peter + sg + Sg + -s + SAux + visit + he + pi + -m After Tg is applied to delete the cussed below), SAux (this will be dis­ application of the M-rules would produce the sentence : Peter visits t h e m . Agreement between subject and predicate nominative is achieved in the same m a n n e r . Using the sample grammar it is possible to generate the following s t r i n g : (See Appendix p . 130, Derivation Tree 2.) E x ample 2 Husband + pi + SNo + - s + SAux + be + man + The application of Tg fills both number slots. SNo 55 ]"o] I • I Husband + (pl (+ §No + -s + N o § N o I 3 No I §Aux + be + man + X 2 Husband + pi + pi + -s + After Tg deletes the §No SNo 3 SAux + be + man + pi SAux and the M-rules have been applied, the final form of the sentence is: Husbands are men. The Passive Transformation The application of T^ , an optional T - r u l e , produces passive s e n t e n c e . a Example I can be developed into a passive sentence. Example Peter + Sg + NP I + + he + pi + NP k SNo + -s + + SAux + visit + he + pi + -m + V-t 3 X 2 SNo + -s + X 2 3 SAux + +•visit NP U + -m 5 + Peter+sg + -m NP + I +be+-en +• V-t +by+ f f f 3 ■« ■ - - - - ■— -m 5 -— — — — ■ 56 Application of the obligatory then produces he + pi + pi + -s + §Aux + b e + -en + visit + by + Peter + -m Tg would delete the §Aux, and the application of M-rules would produce They are visited by P e t e r . Notice that the subject in the original sentence was sing u l a r ; the subject in the passive sentence is p l u r a l . Therefore, to be certain that the subject and verb agree, it is mandatory that the agreement rule follow the passive r u l e . The passive sentence is longer than the corresponding sentence in the active voice. The optional application of Tg will delete the passive agent when the operator of the grammar so desires. visited." The sentence would then be: "They are Other examples might be The bank was robbed by the r o b b e r s . The cookies were eaten by the f a t h e r s . The bank was r o b b e d . > The cookies were e a t e n . The condition "by from T ^ " eliminates the possibility that such sentences as "The music was by the Awful Screamers" would be shortened to "The music was." Deletion transformations are used in transformational 57 grammars to produce various types of short utterances. Happy b i r t h d a y . Good thinking. Hit the ball. You fool I The deleted elements in these transformations resemble the "understood" elements used to explain sentence fragments in traditional g r a m m a r . Questions The split verb in "Will you see John?" poses many problems when developed in the P-rules. However, with the distinction which the P-rules make between PreV and the question is easily produced by application of T ^ . NP + PreV + V^ = = — — 1 2 you will 3 see John PreV + NP + V^ 2 will 1 you 3 see John Other types of questions are produced by the application of Tg and T ^ . Who will see J o h n ? or Whom will you see? 58 A uxiliaries The major purpose of the §Aux is to facilitate the p r o ­ duction of sentences which do not use the modal "will." Several examples may serve to illustrate this. h Example If, after applying T ^ , the string should be: Peter + Sg + sg + -s + application of SAux + b e SAux + be ^ ^ + -ing + visit + he + pi + -m be 3 in I^ *°uld produce visiting If them. is applied to the string the corresponding question is produced. Is Peter visiting them? If the SAux immediately preceeds a letes it. in the string, Tg de­ This was done previously in the example which produced "Peter visits them." If, h o w e v e r , the SAux cannot be deleted by Tg it is filled with "do" by T ^ . 59 Example 5 (T r o m Y x a ^ l e l) In this example tween the "not" has been inserted (from ) be­ SAux and the V, . Peter + S g + sg + -s + Pe^ter^+^sg + s . g ^ + ^ s ^ ^ d o + not + visit + Peter SAux + not + visit does not + he + pi + -m h^+pl^J^-m visit them. Ex ample 6 (from Example I ) Peter + S g + Sg + -s + SAux + visit + he + pi + -m sg + -s + SAux + Peter + sg + visit + h e + pi + -m s^ ao + visit + he + pi + -m ; s> Does + Peter + sg Peter visit them? This use of a slot to accommodate the presence of "do" before negatives and at the beginning of many questions still does not account for the use of "do" for emphasis. Peter does visit them. An instructive exercise would be to explore ways in which this use of "do" might be written into the g r a m m a r . 6o A s s i gnment Develop examples using the sample grammar. of the poorest Note: one features of the grammar is that it does not provide for agreement between determiners and nouns. Continue examination of t e x t b o o k s . 6i LITERATURE CONSULTED Session 8 See the end of session nine. Session 9 Transformational Generative Grammar (3) Generalizing Transformations Transformational rules are either single-base or double base (11:231) t r a n s f o r m a t i o n s . 1. Single-base transformations are those which operate on only one P-string at a time. In the sample grammar presented in session seven (Appendix p p . 121-122 ) this includes all T-rules marked OBL or O P T . 2. Double-base transformations operate on two Pstrings at once. They are marked GEN in the sample g r a m m a r . The GEN transformation rules will fill the three noun modifier slots introduced into the P - r u l e s : an d §PNM, SPoss, SAP. 1. A filler for the string containing the slot is ex­ tracted from another string. The string containing the slot is called the "matrix sentence" ; the string providing the filler is called the "con- . stituent sentence" (1:75, 11:307). For conven­ ience the matrix sentence has been reduced to the noun phrase which will receive the modifier. 2. The T-rules specify the requirements of the matrix and constituent sent e n c e s . The most usual require­ ment is that certain elements of the two combining strings must be identical. Examples illustrating the operation of the GEN rules are in the teachers' materials (Appendix p p . 132-135). 63 Differences Between the Sample Grammar and Other Transformational Grammars The differences between G l e a s o n ’s sample transforma­ tional grammar and those usually written by transformation­ alists are minor when it is remembered that the purpose of this class was a limited, p e d ogogical o n e . The most obvious differences appear to be influenced by tagmemics I. (1 2 ; 13). In the slot-and-filler technique each constituent of a sentence is thought of as both a function and a word which fulfills that function. The syn­ tactic relationship between the "slot" and the "filler" is called a tagmene (12:63). The follow­ ing example illustrates this techniques. English has many noun modifiers which may preceed or follow the noun h e a d ; h o w e v e r , these modifiers occur only in ordered positions. Slots : N-5 N-U N-3 N-2 Fillers: Det Num Int Adj nouns noun Ex: The two very old weiner buns N-I' N N+l adv there N+2 prep, phrase in the breadbox I t i s easy to follow the choices of the above slots through the P-rules of the sample g r a m m a r . Koutsoudas (11: l 6 l ) states that such rewriting of one non-terminal P-symbol into another is justified only if the symbol is needed for a T-rule. 2. The introduction of empty slots in the P-rules was, at one time (I :11), accepted practice. However, it is seldom used t o d a y . 3. P-rules in a transformational grammar are usually context-sensitive and ordered. This eliminates the recursive element in the P-rules. The recursive power of the grammar then lies, in the generalizing t ran s f o r m s . k . ■ The lexicon is generally contained in the P-rules , not in separate lexical rules (Appendix p . 136 ). A sample grammar from a transformational grammar text­ book may be found in the teachers' materials (Appendix P- 136).. Transformational Grammar and the Classroom At present there are two particular areas in which tr a n s ­ formational grammar holds promise for aiding classroom teachers. One lies in the teaching of sentence c o n s t ruction, the other in research into the language development of children. I. Transformational grammar offers insight into the ways in which several -simple statements can be woven into one complex statement. Pedagogical applications of the principles of generalizing transformations might help students develop the capacity to handle ideas more efficiently. A. Students might better develop a critical capacity for analyzing ideas in written passages. B. Students might better learn to manipulate ideas in their own w r i t i n g . , Discussion The above statements led directly into a lively class discussion of the transformational grammar in various textbooks 65 II. Transformationalists have been much concerned with the acquisition and development of language c o m p etence. A. In one study of language acquisition Brown and Bellugi (2) used transformational grammar to analyze the progressive differentiation of syn­ tactic classes by two children. An example of this analysis follows. 1. At the beginning of the study the rules generating a noun phrase w e r e : for NP ---» M + N M -- > a, big , d i r t y , little , more , my, p o o r , that , t h e , two N -- > Adam, B e c k y , boot , coat, coffee, knees , man , M o m m y , sock, toy . . . 2. 16 weeks l a t e r : NP ■- > Dem — ) Art — > M -- ? N --- > 3. (Dem) + (Art) (+ M) + N that a, the b i g , dirty, little . . . Adam, B e c k y , boot . . . 26 weeks l a t e r : M h a d , by this time, been divided into five classes: article, descriptive adjective, possessive p r o n o u n , demonstrative p r o n o u n , and a residual class. B. More immediately pertinent to teachers is Kellogg W Hunt's study concerning Gramm a t ical Structures W r i t ten jit Three Grade Levels (10) . The discussion of related research and of the particulars of the research at hand is excellent throughout this study I. Population: a. Fifty-four boys and girls, nine of each sex in grades f o u r , eight, and twelve. b. Pupils of the Florida State University Laboratory School. c. I .Q . scores between 90 and 1 0 0 . 66 2.. Sample: The first thousand words written by each pupil • in the classroom under normal assignment p r o ­ cedures . 3. The first problem in the analysis was to develop .a criteria to determine maturity in writing. a. b. The first proposed criteria was average sen­ tence length. (1 ) A sentence was defined as each unit which began with a capital letter and ended with a period. (2) ° Average sentence length did increase with grade l e v e l , but was a poor indi­ cator of individual maturity. (3) Younger children underpunctuate and use too many "ands." Fourth graders used 57 ^ coordinators between main clauses, eighth graders used 28%, and twelfth graders used 172. The second proposed criteria was average clause l e n g t h . (1 ) A clause was defined as "a structure w i t h :a subject and a finite verb." (2) Average clause length did i n c r e a s e , but there was much overlapping of the three grade l e v e l s . c. The third proposed criteria was t'he ratio of subordinate clauses to main c l a u s e s . Again there was some increase at progressive grade levels, but much overlapping. d. Hunt then proposed that a unit be devised which would take into account both growth in clause length and in the number of sub­ ordinate clauses per.main clause. This unit was called the " T - u n i t .11 67 (I ) The T-unit contains one main clause with all its subordinate clauses. (a) (2 T (3) 'Each unit would be grammatically capable of being considered a sentence. (b) These units, are, in fact , the shortest grammatically allowable sentences into which the material could be segmented. (c ) These units destroy main clause codrdinat ion--already shown to be a sign of immaturity rather than of maturity. T-unit length increased significantly from one grade level to the n e x t . (a) Fourth graders averaged 8.6 words per T-unit. (b ) Eighth graders averaged 11.5 words per T-unit. (c) Twelfth graders averaged lU.it words per T-unit. There was still a slight overlapping of grade levels , but much more clustering within each grade level. The T-unit lengths of each grade level were com­ pared. a. b. Younger students wrote more short T-units (less than 9 words). (1 ) Fourth graders wrote 1 ,318. (2) Eighth graders wrote 620 . (3) Twelfth graders wrote 296 . The three groups wrote about the same number of middle length T-units (9-20 words). 68 c. 5. At the same time that the length of T-units in­ creased , the ratio of T-units per punctuated sentence decreased. The question posed was, "Where does the growth take place?" a. b. 6. Twelfth graders wrote twice as many long Tunits (over 20 w o r d s ) as eighth graders and three times as many as fourth graders. Growth takes place in the number of sub­ ordinate clauses within T-units. All grade levels produced a d v e r b , noun, and adjective clauses with e a s e ; h o w e v e r , the number of each type of clause did not increase at the same r a t e . (1 ) Adverb-clauses increased slightly. (2 ) Woun clauses showed steady, moderate increases. (3) Adjective clauses displayed steady, dramatic increases. (a) Fourth graders produced .0^5 ad- • jective clauses per T-unit. (b ) Eighth graders produced .090 ad­ jective clauses per T-unit. (c ) Twelfth graders produced .l 6 ad­ jective clauses per Tr-unit. Frequency of non-clause modifiers also in­ creased significantly. (1 ) Non-clause modifiers would not increase T-unit length as adjective clauses would. (2) Non-clause modifiers would increase the conciseness of information--an impor­ tant part of language growth. Increases at the several grade levels in the use of various syntactic features can be explained by increased utilization of T-rules. 69 7. Studies a. The syntactic features- which contribute to the increased length of T-units are pri­ marily the result of embedding transfor­ mations . b. The syntactic features which show the most significant increments from grade to grade - can be explained by application of de­ letion rules (rather than by substitutions or a d d i t i o n s ). Hunt expanded his study by analyzing the first thousand words of nine articles each from Harpers and the A t l a n t i c . a. In this sample of "superior" adult writing clause length, rather than T-unit length, was the best indicator of m a t u r i t y . b. The increase in the number of adjective clauses remained a valuable index of mature w r i t i n g . (1 ) The likelihood that a fourth grader will embed an adjective clause is I in 2 0 . (2) The likelihood for a. "superior" adult is I in 4. such as Hunt's reveal that flexibility and com­ plexity indicate language m a t u r i t y . It is reasonable to postulate- that it is not the use of various sentence patterns but what is done within sentence patterns to achieve com­ plexity and flexibility that is of utmost importance in de­ veloping mature writing. It is also reasonable to postulate that data concerning language acquisition and development is relevant to the writing of reading textbooks, the analysis of language and 70 l i t e r a t u r e , and the development of student writing. Tl LITERATURE CONSULTED Sessions T , 8, 9 1. Bach, E m m o n . An Introduction to Transformational Grammars .' New York : Holt, Rinehart and Winston ; 19&T7~ 2. Brown , Roger, and Ursula B e l l u g i . "Three Processes in the Child's Acquisition of S y n t a x ." Harvard Educational Review 34:133-151 (Spring 1964). 3. C h o m s k y , Noam. 4. __________ . "The Current Scene in Linguistics: Present D i r e c t i o n s ." College English 27:587-595 (May 1966 ). 5. _________ . "Language and the Mind." 1:9 [February 1968 ). 6. Cartesian Lingu i s t i c s . ' ________ . Syntactic S t r u c t u r e s . and C o m p a n y ; 1957. Psychology Today ’s-Gr a v e n h a g e : Mouton 7. ' __________ j and George A. Miller. . "Introduction to the Formal Analysis of Natural Languages." Handbook of Mathematical P s y c h o l o g y , V o l . I I :269-323. New Y o r k : John Wiley and S o n s ; 1963 . 8. F o d o r , Jerry A., and Jerrold J . Katz (eds . ) . The Structure of L a n g u a g e : Readings in the Philosophy of Language. Englewood Cliffs, N.J.: Prentice-Hall; 1964. 9. Gleason, H .A . Linguistics and E n g l i sh Gram m a r . Y o r k : Holt, Rinehart and W i n s t o n ; 1963% New 10. Hunt, Kellogg W . Grammatical Structures Written at Three Grade L e v e l s . NCTE Research Report No. 3«. Champaign, Illinois: National Council of Teachers of English; 1965 . 11. K o u t s o u d a s , Andreas. W r i t i n g Transformational G r a m m a r s : an introduction. New York: McGraw-Hill Book Company; 1966. 12. L o n g a c r e , Robert E . "String Constituent Analysis." Language X X X V I :63-88 (i 96 0 ). 72 13. Postal, P a u l . Constituent S t r u c t u r e : A Study of Con­ temporary Models of Syntactic D e s c r i p t i o n . .The Hague: Mouton and Co.; 19 6 4. 14. Thomas, O w e n . Transformational Grammar and the Teacher of En g l i s h . New Y o r k : Holt, Rinehart and Winston; 1965. Session The Role of Linguistics 10 in the Classroom This course has been focused primarily on the explica­ tion of three grammars--Fres.ian , a s p e c t u a l , and transforma­ tional-generative . This is not to say that these grammars comprise all of linguistics (or even all of t h e ,"linguistic" gram m a r s ) or that grammar is the most important aspect of linguistics. It is not. The most important aspect of lin­ guistics is the l i n g u i s t s ’ attitude toward language. They consider language, even the native tongue, systematic They have not tread fearfully in such study. study e i t h e r . a fit object of They continually hypothesize, test., - and re ­ vise; they continually dare to dream of new aspects of language s t u d y . Linguistics is a large and rapidly growing body of kno w ­ ledge involving both fundamental theory about language in general and research on individual languages. It is no more reasonable to demand that all of linguistics be "covered" in one course than to demand that all of literature be "covered" in one course. Nor is it possible to say all there is to be said about the role of linguistics session. asking, in the classroom in one U n f o r t u n a t e l y , the answer cannot be had simply by "Which grammar should be taught?" more subtle and complex. The answer is much Ib Linguistics teaching: is being applied to two facets of classroom to the direct study of language and as an inte­ gral part of the study of literature. I.' One of the proper concerns of the English classroom is the study of l a n g u a g e , particularly the English lan­ guage. Linguistics can contribute much to enrich and broaden this study, especially when coupled with new conceptions of the educative process (I ). The teaching of language should not be of a helterskelter , hit or- miss nature, but should comprise a co­ herent, structured program which would introduce students to the methods of studying language as well as to the findings of scholarly language study. In the teachers' of objectives materials (Appendix p. 139) is a list and some of the materials of what F r a n c i s '(6) would consider an adequate program in the English language for the average high school student. The list is supplemen­ ted by a pertinent statement by Gleason (8) concerning the nature of language study. This material was used as a springboard for class discussion concerning the nature of language II. study in the elementary and secondary school. Another concern of the English classroom is literary analysis. Two examples of ways in which linguistics may contribute to literary analysis were presented to the class. A. The first example concerned two things already familiar to t e a c h e r s : dialect and The Catcher in the Rye (11) . I. Costello (H) characterizes Holden's language as authentic prep school dialect with personal idio s y n c r a s i e s . a. Characteristics of authenticity 75 (1 ) (2 ) Holden's use of swear words is essen­ tially meaningless". (a) "Hell" is part of his favorite simile. He says "hellava time" to mean a good time , and yet says "sad as Hell" or "hot as hell," "pretty as hell" or "ugly as hell." (b) "Goddam" (or "damn") is his favor­ ite adjective. It has no rela­ tionship to its original meaning. It shows the same lack of meaning as " h e l l ." A "goddam hunting cap" is a good o n e , "ya goddam moron" is bad, and "goddam windows" is an indifferent r e f e r e n c e . Costello (U) catalogued over 100 slang t e r m s . These were also used in an im­ precise m a n n e r . He totaled seven different meanings for the word "crap." foolishness -- "all" that David Copperfield kind of c r a p ." mess — "I spilled some crap all over my gray f l a n n e l ." miscellaneous -- "I was putting on my galoshes and crap." 'animal excreta -- "dog crap" unfavorable -- "The show was ... crappy." untrue -- "a lot of crap" to chat -- "shoot the crap" At times this identical expression means to lie. (3) Holden admits to having a "lousy v o cabu­ lary." (a) Adjectives and adverbs are constant repetitions of a few favorite w o r d s : "lousy," " c r u m b y ," "terrif­ ic," "quite," "old," "stupid." (b ) (4) Holden displays the common American char acteristic of adaptability of parts of speech. (a) Nouns become adjectives: verty ," "Christmasy" (b) Nouns become adverbs: "She sings it very Dixieland and whorehouse.. " . (c ) (5) He achieves emphasis by piling one trite adjective upon another. "per- Parts of speech are c o m b i n e d : "blue b utt-twitcher of a dress" The levels of usage can be identified in Holden's l a n g u a g e . school boy conversation: "take a leak" public usage: "relieve himself" usage when addressing the reader is often o v e r - c o r r e c t e d : "with he and I " b. Characteristic idiosyncrasies (1) It is common for teenagers to end a sentence with a dangling cons t r u c t i o n ; Holden overdoes this c h a r a cteristic, often ending sentences with "or some­ thing," "or anything," "and all." (2) Holden often insists that he is not a phony. "It really is." . "It really does." Students can verify Costello's o b s e r vations. a. They can examine Holden's language objec­ tively. b. They can observe the speech behavior of actual people. TT B. (1 ) Do students and teachers use differ­ ent dialects with different audiences? (2) Do students have characteristic idio­ syncrasies? (3) Is Holden's overuse of a few impre­ cise adjectives characteristic of teenage speech? The second example of ways in which contribute to literary analysis was ■ Whitehall and Hill's (1 2 ) report of re-examined "English metrics in the phonemic theory." I. linguistics can suggested by a seminar which light of The seminar concluded that there are two metri­ cal forms practiced in E n g l i s h . a. Isosyllabic verse, first seen in.Chaucer, a borrowed form which counts s yllables. is from "The Complaint of Chaucer to his Empty PurseV To y o u , my purse, and to non other wight Compleyne I , for ye be my lady dere! I am so sory, now that ye be light; For certes , but ye make me heavy c h e r e , Me were as Ieef be Ieyd up-on my bere ; For whiche un-to your mercy thus I c r y e : Beth hevy ageyn , .or elles mot I dye I (U :1ST) b. Isochronous verse "which represents the native English tradition" is composed of "time units of the same length, marked o f f , not into feet, but into juncture units." (12:49T) (I) This type of verse receives its name from a basic phonetic characteristic of English discovered by Pike (10:3^) : in English the time lapses between primary stresses are "more or less e q u a l ." The teacher)is some books # interested)in buying) 78 Big) battles) are fotight| dSiIy If Isochronus verse may be metrically analyzed by marking its junctures and primary s t r e s s e s . Excellent interpre­ tive reading depends much on skillful use of junctures and stress variations. from "Get Up and Bar the Door" It felli) about the Martimas time H . And a gSy time)it was then)| When our good wife)got puddings to make] And she's bdild them)in the pSn H (8) Using Cummings' (6) "anyone lived in a pretty how town," the students ended the session by experimenting orally with juncture and stress variations. (Appendix p . ' 79 LITERATURE' CONSULTED Session 10 I- 2 o' Bruner, Jerome S . The Proc e s s of E d u c a t i o n . Harvard University Press ; 19*5*6. Cambridge: C h a t m a n , Seymour B . ' "Linguistics and Teaching Intro­ ductory Literature." Readings in Applied English Linguis t i e s . ed. Harold B . Allen. Nev Y o r k : A p p l e t o n-Century-Crofts; 1964. 3. C h a u c e r , G e o f f r e y . . "The Compleint of Chaucer to his Empty Purse." From B eovulf to Thomas H a r d y . V o l . I, ed. Robert S h a f e r . Nev Y o r k : The Odyssey P r e s s ; 1939. 4. Costello, Donald P . "The Language of The Catcher in the B y e ." American Speech 34:172-l8l (October 1959). 5• Cummings, e.e. "anyone lived in a pretty hov tovn." Poems 1923-1954. Nev York: H a r c o u r t , Brace and . World; 1954. 6. Francis, Nelson. "The Study of Language in English Teaching." Paper read at the Conference on Research in English, Carnegie Institute of T e c h n o l o g y ; 1962 . (mimeographed, pp. 9 ) 7. "Get Up and Bar the Door". From Beovulf. to Thomas H a r d y . V o l . I, ed. Robert S h a f e r . Nev York: The Odyssey Press: 1939• 8. Gleason, H .A. "What Grammar?" Reviev 34:2 (Spring 1964). 9. M a r c k v a r d t , Albert H . Linguistics and the T e aching of E n g l i s h . B l o o m i n g t o n : Indiana University P r e s s ; 1968 Harvard Educational 10. Pike, Kenneth L . .The Intonation of American E n g l i s h . Ann A r b o r : University of Michigan Press; 1945. 11. Salinger, J .D . The Catcher in the R y e . Brovn and C o m p a n y ; 1945. 12. W h i t e h a l l , H a r o l d , and Archibald A. Hill. "A Report on the Language-Literature Seminar." Readings in Applied E nglish L i n g u i s t i c s , ed. Harold B . Allen. Boston: Little, 8o Nev York: Applet on-Cent.ury-Crofts ; 1 9 6 k . Ill SUMMARY Ill New textbook series in English which present "lin­ guistic" grammar primarily draw their content from aspectual phonology, Fresian form classes and sentence p a t t e r n s , and transformational P-rules and T-rules. This inservice class in linguistics was organized so that the major portion of the lecture content concerned those areas of linguistics-. The course did not overlook the fact that there are other aspects of linguistics which have relevance to the English classroom; several which were mentioned are the history of the language, of language, dialects, attitudes toward the study and methods of studying langu a g e . The major portion of the students' work outside the class was devoted to examining textbooks to determine what linguistic, material they contained and how it was organized. The students were also encouraged to consider the relevance of such material to the study of the English l a n g u a g e . Class time was then allowed for sharing and discussing the students' reading and t h i n k i n g . The major conclusion of the study was that a knowledge of linguistics can deepen and broaden the teachers' standing' of l a n g u a g e . under­ IV APPENDIX Teachers 1 Materials BIBLIOGRAPHY I Allen, Harold B . ' L inguistics and E n g lish L inguist!c s : Goldentree B i b l i o g r a p h y . New York : AppletonCentury-Crofts , Inc.; 1966 . A bibliography. Allen, Harold B y r o n . Readings i_n Applied English Lingui s t i e s . New York: Appleton-Century-Croft s , Inc.; 19oU7 An introductory anthology containing sixty-two articles representing the broad field of applied English lingu i s t i c s , Bruner , Jerome S e y m o u r . The Process of E d u c a t i o n . C a m b r i d g e : Harvard University Press; 1961 . This book presents the educational philosophy which joins with linguistics to form the "linguistic approach" in the class r o o m . C a r r o l l , John B . . Language and T h o u g h t . Englewood Cliffs, N.J.: Prentice-Hall; I 96 H . A very readable introduction to the field of linguistics and psycho­ linguistics . D e L a n c e y , Robert W . Linguistics and T e a c h i n g : A Manual of P r a c t i c e s . O n e o n t a , New Y o r k : The New York State English Council; 196 5. Contains bibliography for the teacher of English. Francis, N e l s o n . The E n g l i sh L a n g u a g e . New York : W .W . Norton; 1963. Chapter Three: The History of English" is an e x c e l l e n t , brief history indicating the most important developments in both the "inner" and the "outer" history of English. Francis, Nelson. The Structure of A m e r i c a n .E n g l i s h . With a chapter by Raven I . M c D a v i d , Jr. "The Dialects of American E n g l i s h ." New York: The Ronald Press Company; 195 ^ * An introductory college-level text­ book. See particularly the chapter by M c D a v i d . F r i e n d , Joseph H . An Introduction to English Lingui sties New York: The World Publishing Company; 1967 . An introductory b o o k , 8U 9. , 10. Fries, Charles Carpenter. The Structure of E n g l i s h . New Y o r k : Harcourt , Brace , & World'; 1952. The classic statement of Fresian grammar which is the "basis for most presentations of syntax in the new series text­ books being published for elementary and high school classes t o d a y . Even many authors claiming to present transformational grammar incorporate Fresian grammar into- their presentation without giving adequate credit for it. Gleason, H .A ., Jr. An Introduction to Descriptive Lin guisti c s . H e w York: Holt, Rinehart and W i n s t o n ; • 1 9 § 1 . (also a w o r k b o o k ) A basic introductory textbook at the- college level. 11. Gleason, H .A ., J r . Linguistics and E n g l i sh G r a m m a r . New York: Holt, Rinehart , & Winston; lSm~5. An ambitious attempt to present the impact of linguistics, and its various schools, on the teaching of English. 12. Hall, Edward T . T h e Silent L a n g u a g e . New Y o r k : Doubleday; 1959 • A thorough discussion of the in­ tersections of language and c u l t u r e . 13. Jacobs , Roderick A. jDn Transformational G r a m m a r : An Introduction for T e a c h e r s . O n e o n t a , New Y o r k : The New York State English C o u n c i l ; 1968. 14. J e s p e r s e n , Otto. Growth and Structure of the English L a n g u a g e . 9th edition. Garden City, New Y o r k : Doubleday and Company; 1938. A "classical s t a t e - ment" written by one of the "scholarly grammarians." 15. Laird, Charlton. The Miracle of L a n g u a g e . New York: World; 1953. A very readable and sound book on the nature and development of language. 16. M a r c k w a r d t , Albert H . Linguistics and the Teaching of ■ E n g l i s h . Bloomington, Indiana: Indiana University . Press ; 1966. Best overall presentation by a lin­ guist of the application of linguistics to the English programs in.elementary and secondary schools. 17♦ Pyles, Thomas. The Origin and Development of the English Language . New Y o r k : H a r c o u r t , Brace and W o r l d ; 19?fT. (also w o r k b o o k ) A good recent history of the English language which primarily • 85 emphasizes the internal 'history and therefore com­ plements Baugh's A History of the English L a n g u a g e . 18. S a p i r , Edvard. L a n g u a g e . Hev York: Harcourt , Brace and World; 19^9. A vel l - v r i t t e n , "classical" in­ troduction to linguistics. 19. Sledd, James, and Wilma R. E b b i t t . Dictionaries and That D i c t i o n a r y . Chicago: Scott, F o r e s m a n ; 19^2. Contains articles, pro and con, on the W e b s t e r 1s Third Hev International D i c t i o n a r y . It thus p r o ­ vides significant documenting of American attitudes tovard language. 20. Smith, Henry Lee, Jr. English Morphophonics : Some Implications for the Teaching of L i t e r a c y . Oneonta, Hev York: The Hev York State English Council; 1967 . Contains an important part of the basic theory of aspectual grammar. 21. Whitehall, Harold. Structural Essentials of E n g l i s h . Hev York: H a r c o u r t , Brace & World; 1956T A college level textbook in structural grammar. Especially valuable for its discussion of punctua­ tion. 22. W h o r f , Benjamin Lee. L a n g u a g e , Thought and R e a l i t y . Cambridge: M.I.T. Press; 1956. A series of pro­ vocative articles on the relationship of language and culture. 23. Wilson, Graham. A Linguistics R e a d e r . Hev York: Harper and Rov; I 967I An excellent collection of .. articles to accompany Allen's book of readings. 86 BIBLIOGRAPHY II I. '2. A l l e n , Harold, Verna H e w s o m e , and o t h e r s . Hew ■ Dimensions in E n g l i s h . Wichita, Kansas: McCormickMathers Publishing C o m p a n y ; 1966. An intelligently eclectic, very readable treatment of linguistics for the high school l e v e l . It is a highly recommended t e x t b o o k . H o w e v e r , its teachers' manual is brief and offers little background for the teacher. C o n l i n , David A., and others. Our Language T o d a y : Grades I through 8. Modern Language and C o m p o s i t i o n : Grades 9 through 12. Hew Y o r k : American Book C o m p a n y ; 1967 . This is probably the best compre­ hensive, transition series which has been published. It is being used successfully in many s c h o o l s . 3. Lefevre , Helen E . , and Carl A. Lefevre. W r i t ing by P a t t e r n s . Hew York: Alfred A. K n o p f ; 1963 . A paperback, workbook approach to Fresian syntax which is designed to give the students a great deal of practice in writing various p a t t e r n s . The ideas could be used at different levels. 4. P o s t m a n , H e i l , and o t h e r s . Discovering your L a n g u a g e , The Uses of L a n g u a g e , Exploring your L a n g u a g e , The L anguages of D i s c o v e r y , Language and Systems and Language and R e a l i t y . Hew York: Holt, Rinehart and Winston ; 1963 - 1967 • The emphasis in these books is upon teaching the students to observe language and draw conclusions from these o b s e r vations. This in­ ductive approach slows the pace of the textbooks. They deserve careful reading and consideration. 5. Roberts , P a u l . English S e n t e n c e s . New Y o r k : H a r c o u r t , Brace and W o r l d ; 1962. Roberts' own brand of eclectic g r a m m a r , written to replace Patterns 0 f E n g l i s h . Hot as successful as the earlier b o o k . 6. Roberts, Paul. Patterns of E n g l i s h . New Y o r k : Harcourt , Brace and W o r l d ; 1956. A w e l l - w r i t t e n , Fresian grammar. 7. Roberts, Paul. The Roberts English S e r i e s . Hew Y o r k : 87 H a r c o u r t , Brace and World; 1967 . This group of books represents Roberts' eclectic grammar in series form plus some carefully chosen li t e r a t u r e . Teachers seem to react strongly to the literature, either for or against. The language sections present a weak transitional point of v i e w . 8. T a n n e r , Bernard R., Craig V i t t e t o e , and Robert E . S h u t e s . E n g l i s h : Grades 7 , 8 , and 9. Reading, M a s s a c h u s e t t s : Addis on-We siey Publishing Company; 1968. This is probably the newest series. Grades 4, 5, and 6 have also been published. They present an eclectic grammar and appear to be written in a challenging, but clear m a n n e r . There has not yet been time for them to be evaluated in many class­ rooms . 9. West, William, "and others. Secondary S chool English Language and Composition S e r i e s : Grades 7-12. New York: Ginn and Company; 1 9 6 7 . . We have been unable to obtain this series for your e x a m i n a t i o n ; h o w e v e r , you should be aware that it presents a transforma­ tional. g r a m m a r . The approach to composition is traditional. It is new and has not yet been thoroughly evaluated. 10. Z a h n e r , Louis, and Arthur L . M u l l i n . The English Language : Senior C o u r s e . New Y o r k : H a r c o u r t , Brace and World; 1966 . Please e x a m i n e , for your own benefit as well as for possible enrichment for your students, the following chapters: Chapter 17 - Stuart Robertson and Frederic G . Cassidy. "The Nature and Origin of L a n g u a g e ." Chapter I 8 - Margaret S c h l a u c h . "Growth of the English L a n g u a g e ." Chapter I 9 - Simeon P o t t e r . "British and American English." Chapter 20 - Bergen Evans. "America Talking." 88 Session I I. The Greeks A. B„ C. The "natural" school 1. Rules of grammar 2. Linguistic change 3. Classical language 4. Study of classics The "conventional" 1. Language change 2. Rules of grammar 3. Relative value of language development Examination of the Greek language 1. 2. II. III. school Parts of speech and grammatical principles . a. Plato b. Aristotle Formal grammars a. Dionysius T h r a x : Techne grammaticke b. Apollonius Dyscolos The Romans A. Donatus B. Priscian The middle ages A. Pedagogical grammars 89 1. Donatus and Priscian 2. Alexander de V i l l i e d i e u : 3. B. IV. V. a. Written in verse b. Current Latin usage c. Syntax Aelfric: Doctrinale Latin Grammar a. Based on Priscian and Donatus b. Applicability to Old English Speculative grammars Sixteenth and seventeenth centuries A. Growing interest in language B. Pedagogical European grammars C. General grammars Late seventeen hundreds A. Rise of "school" grammar I. Robert L o w t h : Grammar a. b. A Short Introduction to English Authoritarian (1 ) Rules (2) Correct examples (3) Incorrect examples Criteria (1 ) Universal and Latin grammar (2) Literary authors (3) 2. Lindley Murray: English grammar a dapted to the different classes of learners a. . h. 3. Other grammarians Organization (1 ) Orthography (2) Etymology. (3) Syntax (4) Appendix Popularity Changes in school grammar until 1900 a. Stephen Clark b. Reed and Kellogg Rise of "scholarly traditional grammar" I. .s.**2. 3. Henrik Poutsma Etsko Kruisinga Otto Jesperson Rise of modern linguistics 1. Discovery of Sanskrit 2. Study of Indian grammars 3. a. Phonetic s b. Grammatical analysis (I ) Word formation (2 ) Economy of rules Reconstruction of PIE Examinations and comparisons of languages b. (1 ) Rask (2) Bopp Sound laws (1 ) Grimm (2) Verner Twentieth century linguistics in the United States Linguists I. 2. 3. B. Boaz a. Field worker b. Teacher Sapir a. Phoneme concept b. Language - 1921 Bloomfield a. Historical linguistics b. American Indian language c. Language - 1933 American Indian languages I. Recording 2. Analyzing 92 Word Class System of Dionysius T h r a x , Second Century B .C . Quoted from:. R.H. Robins, A S h o rt Hi story of Linguistic s . Bloomington : Indiana University Press, 1967 . p p . 33-31+. onoma (noun): a part of .speech inflected for. case, signify­ ing a person or a thing, . rhema (verb): a part of speech without case inflection, but inflected for tense, p e r s o n , and n u m b e r , signifying an activity or process performed or undergone, metoche (p articiple)< a part of speech sharing the features of the verb and the n o u n , arthron (article): a part of speech inflected for case and preposed or p o s t p o s e d to nouns , antonymia (pronoun): a part of speech substitutable for a noun and marked for person, prothesis '(prepo s i t i o n ) : a part of speech placed before other words in composition and in syntax, epirrhema (adverb): a part of speech without inflection, in modification of or in addition to a v e r b , syn desmos (c o n j u n c t i o n ): a part of speech binding together the discourse and filling gaps in its interpretation. 93 Session 2 STAGES OF ENGLISH 700 A.D.. Thu Hre Fader, the eart on heofenum S I .thin n.oman gehalgod, To became thin r i k e , Si thin Willa on Eorthan tva on h e o f e n u m ; Syle us todag orne daegwanlican hlaf, And forgif us ure gylter, Swa we forgifath tham the with us a g y l t h a t ; And ne Iaed thu na us on k o s t n u n g e ; Ac alys us fronn yfele. Si bit swa. 890 A.D. Faeder ure thu the eart on h e o f e n u m , Si "thin name g e h a l g o d ; To became thin rice. Gewurthe thin willa on earthan swa swa on heofenum, Urne daeghwamlican hlaf syle us to d a e g ; And forgyf us ure gyltas , swa swa we for­ gifath arum gyltendum; And ne gelaedde thu us on c o s t n u n g e , Ac alys us of yfele. . S o t h l i c e . 1120 A.D. Ure Fader in Heven rich, Thy name be halyed ever I i c h . Thou bring us thy m i ch e I blisse , Als bit in heven y. d o e ; Evear in yearth been it alsoe. That holy brede that lasteth ay. Thou send us this ilke day. Forgive us all that we have done As we forgive ech other one. Ne let us fall into no founding, Ne sheld us frym the foule thing. 1390 A.D. Oure Fadir that art in hevens , halwid be thi name; thi hyngdom cumme to; be thi wille don as in heven and in e r t h e ; gif to us this day oure breed ouer other substaunce; and for­ gave to us oure dettis, as we forgeve to oure dettours ; and leede us nat in to temptacioun , but delyvere us fro yvel. Amen 9k Modern English: The King James Bible l6ll A.D. Our Father which art in heaven, Hallowed be thy n a m e . Thy,kingdom come. Thy will be done in earth, as it is in heaven. Give us this day our daily bread. And forgive us our debts , as we. forgive our debtors. And lead us not into temptation, but de­ liver us from evil: For Thine is the kingdom, and the power, and the glory, forever. Amen. . .Session 3 Fr.om traditional school grammar to Fresian grammar A. B. C. "Survey of errors" 1. Statistical evaluation 2. Theory of transfer 3. Teaching "Usage movement" 1. J . Leslie Hall. English U s a g e . 1917• 2. Sterling A. Leonard. 1932. 3. Albert H . Marckvardt and Fred Walcott. About Current E n g l i sh U s a g e . 1938. '4. Margaret M . B r y a n t . 1962. ’ Current English Usage. Facts Current American Usage. " Changes in teaching g r a m m a r . Actual usage of A m e r i c a n s . Charles Carpenter Fries. 19U0. American En g l ish G r a m m a r . It is the assumed obligation of the schools to attempt to develop in each child the k n o w l e d g e . of and the ability to use the ’s t a n d a r d 1 English of the United States - that set of language habits in which the most important affairs of our country are carried on, the dialect of the socially acceptable in most of our communities. The first step in fulfilling that obligation is the making of an accurate and realistic survey and description of the actual language practices in the various social or class dialects. Only after we have such information in hand can we know what social connotations are likely to attach to particular usages. (p. 15) ■96 For h i s corpus Fries used 2000 complete letters and 1000 excerpted letters Interior. from the files of the Department of the These letters were all serious appeals of some kind, which eliminated all uses of humor. He used only h a n d ­ written letters which showed some evidence of being written by the sender. To eliminate the influence of foreign languages upon the language of corpus , he specified that each letter in the corpus must have been written by at least a third generation native American. Personal data were collec­ ted on the senders of all the letters in the sample. The letters were then divided into three social dialects. Group I Graduate of a reputable college after at least three years of college life. Employed in a p r o ­ fessional position. The f o r m a l , non-linguistic matters in the letter conformed to the accepted conventions of writing. Group III Not more than eight years of schooling. Em­ ployed in manual, unskilled l a b o r . The f o r m a l , non-linguistic conventions of letter writing indicated semi-illiteracy. For e x a m p l e : continual caprious spelling, no capital l e t t e r s . no punctuation of any sort. Group II Those who fit in between Groups I and III. Fries analysed his sample by tabulating whatever he found. We were seeking to record . . . the methods used by the English language to express grammatical ideas and to discover the precise differences in these methods as employed by the various social dialects. The data fell "into a classification made up of three general 97 types of devices to express gr am matical ideas." (p. 36) 1. Forms of words (Chapters V and V I ) i.e. singular-plural forms of nouns present-past forms of verts subject-verb agreement pronoun-antecedent agreement 2. Function words (Chapters VII, V I I I , and I X ) i.e. "of" "should" and "would" These words usually have little lexical meaning and often express grammatical ideas which were formerly expressed by forms of w o r d s . 3. Word order (Chapter X ) As forms of words have become less important as grammatical devices in E n g l i s h , word order has become a more important grammatical device. The most striking conclusion which Fries made was as follows: . ' The differences between the language of the educated and that of those with little education did not lie primarily in the fact that the former used one set of forms and the latter an entirely different set. In fact, in most cases, the actual deviation of the language of the uneducated from Standard English grammar seemed much less than is usually assumed, and in practically all instances was in the direction of greater conservatism. Vulgar English uses many forms that were common in the older stages of the language and that Standard English has given up. The most striking difference bet w e en the language of the two groups lay in the fact that Vulgar English seems essentially poverty stricken (my italics). It uses less of the resources of the language , and a few forms are used very fre q u e n t l y . (p. 288 ) F r i e s ‘ major recommendation for the teaching of English is cle a r - c u t . It would seem to "be a sound inference from the results of our study that perhaps the major em­ phasis in a program of language study that is to be effective should be in providing a language experience that is directed toward acquaintance with and practice in the rich and varied re­ sources of the language. (p . 288 ) Throughout both the introduction and the conclusion of his study Fries emphasizes the importance of teaching the student to observe the uses of the language. To be really effective a language program must prepare the pupil for independent growth, and the only possible means of accomplishing that end is to lead him to become an intelligent ob­ server of language usage. (p. 291) III. The structure of American sentences Charles Carpenter Fries. The Structure of E n g l i s h : An Introduction to the Construction of English Sentences. 1952. Definition of a Sentence In Chapter II, Fries presents an excellent discussion of definitions of a sentence. hundred definitions. In all, he examined over two For a "starting point" of his own defi nition, he quotes Bloomfield. Each sentence is an independent linguistic form, not included by virtue of any grammatical construction in any larger form. The following quotation will help to make clear the signifi­ cance of B l o o m f i e l d ’s definition. In any u t t e r a n c e , a linguistic form appears either as a constituent of some larger form, as 99 does John in the utterance J ohn ran a v a y , or else as an independent f o r m , not included an any larger (com p l e x ) linguistic f o r m , as,, for instance, J ohn in the exclamation J ohnI When a linguistic form occurs as part of a larger f o r m , it is said to he in included p o s i t i o n ; otherwise it is said to be in absolute position and to constitute a s e n t e n c e . . , . An utterance may consist of more than one sen­ tence. This is the case when the utterance con­ tains several linguistic forms which are not by . any m e a n i n g f u l , conventional grammatical arrange­ ment (that is, by any c o n s t ruction) united into"a larger form, e .g . , How are y o u ? It's a fine d a y . Are you going to play tennis ,this afternoon? Whatever practical connection there may be between these three forms , there is no grammatical arrange­ ment uniting them into one larger f o r m : the utterance consists of three sentences. •• It is evident that the sentences in any utterance are marked off by the mere fact that each sentence is an independent linguistic f o r m , not included by virtue of any grammatical con- . struction in any larger linguistic form. (p p . 20-21. Quoted from Leonard B l o o m f i e l d . L a n g u a g e . New York: Henry Holt and Company; 1933. p . 170.) The basic problem of the practical investiga­ tion undertaken here is not solved simply by accepting Bloomfield's definition of a sentence. As one approaches the body of recorded speech which constitutes the material to be analyzed (or any body of recorded s p e e c h ) , just how should he proceed to discover the portions of an utter­ ance that are not 'parts of any larger cons t r u c t i o n '? How can he find out the 'grammatical constructions' by virtue of which certain linguistic forms are included in larger linguistic forms? What procedure will enable him to decide which linguistic forms can 'stand alone as independent utterances'? (pp. 21-22) The recorded conversations provided the sugges­ tion for the first step. The easiest unit in con­ versation to be marked with certainty was the talk of one person until he ceased, and another b e g a n . This unit was given the name 'utterance.' (p. 23) 100 We could not take for granted that these utter ance units contained only a single free utterance, nor that they 'were•minimum free u t t e r a n c e s . We could assume, h o w e v e r , that each utterance unit if.not interrupted must be one of the following: 1. A single minimum free u t t e r a n c e . 2. A single free utterance, but expanded, hot minimum. 3. A sequence of two or more free u t t e r a n c e s . We start then with the assumption that a sen­ tence (the particular unit of language that is the object of this investigation) is a Single free utterance , minimum or expanded; i.e. , that it is 1f r e e ' in the sense that it is not in­ cluded in any larger structure by means of any grammatical d e v i c e . (p. 25) From this, point, by a long process of com­ paring each utterance unit with many of the others seeking recurrent p a r t i a l s , it was possible to separate those that consisted of single free utterances from those that con­ sisted of sequences of free u t t e r a n c e s . (p. 39) With the same process of comparison— seeking recurrent p a r t ials--applied to the whole body of single free utterances that had been established, it was possible to arrive at minimum free utter­ ance forms and to find the forms or arrangements by which the m i n i m u m .free utterances are e x p a n d e d . (p . U o ) Sentence Patterns Basic formulas for the sentence patterns of present-day English can then be set up as the following: Class I <— Class 2 = statement Class 2 <-- > Class I = question Class 2 (Class' I ) = request (p. l48) Form Classes We concluded . . . that the signals of 101 structural meaning in English consisted p r i ­ marily of patterns of arrangement of classes of words which we have called form-classes, or parts of speech. •The primary steps in determining and analyzing the form classes were as follows: 1. ' Lists of items for each form class were compiled by the process of substitution in the test f r a m e s . The process of substitution in one position . . . provided a large list of items that for English structure are the same kind of functioning u n i t . . . . (p. 77) 2. The functions of each form class were determined. The words of our list[s] also fitted into other positions in other minimum and expanded free u t t e r a n c e s . The various 'positions 1 in which a part of speech can stand in our sentences constitute its functions or uses. (p. 78) 3. The formal characteristics of each form class were determined. We want to know what the special charac­ teristics of the words are that make them recognizably different from the words Used in Pther positions. To discover these char­ acteristics we need to explore these other positions and form comparable lists of words that can fill these positions. Significant formal characteristics of each class will appear then in the contrasts of one.class with another. (p. 79) Test Frames (p. 75) Frame A (The ) concert w a s /is good (a l w a y s ) Frame B The clerk remembered the tax (suddenly) Frame C The team went there 102 Words of Class I Class I (The) is/was are/were good The clerk husband remembered the The t e a m __ husband went there tax food Words of Class 2 To be consistent ve use the same test frames ve have already tried for Class I v o r d s , but seek substitutions in another 'position.' (p u . 8082) (Note : test frames provide subgroups of Class 2. Also notice that F r i e s ' use of blank spaces appears inconsistent. In the examples belov, the blanks underneath Class I imply that any word from the Class I list may occur in that position. The underlined words are members of the substitution list for form class 2.) Clas s 2 Clas s I good i s /was a r e /were f eels~7f elt (The) Clas s I Class I Class 2 (The) S Class I (The ) S remembered want e d saw Class 2 went came ran (the) there S 103 Words of Cla ss 3 (p p . 82-83) (Note: the double frame is necessary to prevent this class from overlapping with Class It. ) Class 3 (The) Class I &P.9A best large lonely beautiful Words of Class It (pp. Class 3 ^ Clas s 2 s is/was are/were Class I Clas s 2 Class 2 remembered Class 1 Class 3 is /was are/were S (The) KP-0A best large lonely beautiful 83-85 ) (The) Class I Class 3 Class I (the) Class 2 ( T h e ) ________went Class Jt there here always Class Jt clearly easily Class It there out away . . . our utterances consist primarily of arrange­ ments of these four parts of speech. These utterances contain also, h o w e v e r , a body of other words , com­ paratively few in actual number of items, but used very f r e q u e n t l y . (p. 86) Funct ion W o rds Grouo A sometimes called determiners (pp. 88 - 8 9 ) IOL Group A Class I The A Our Clas s 2 Clas s 3 Class U Class 2 Class 3 is/was are/were Group B (p p . 90-91) Group A Class I Group B The concert may mi ght would should • Group A Class I The Group A Clas s I The Group A The Clas s I be Group B Class 2 had was moved Group B Class 2 was kept. moving Group B Class 2 did move good That there are several distinct subgroups of these words seems to be proved by their distinctive positions when used together. Group A The Class I Group B students Class 2 may have had to he moving Group C (p . 92) For Group C we have but one word here , not This not differs from the not included in Group E . Group A The Class I Clas s 2 Group C concert was not Class 3 good Group D (p p . 9 2 - 9 M Group A The Class I Group B Group C concert may (not) Class 2 be Group D Class 3 very good better =L1IZ much iLouR-I. (PP- 9k-95) A The Class I Group E concerts Class 3 interesting and Group E and Group A the Class 3 profitable Class I Clas s 2 Group E Class 2 lectures are and were Class U Group E Class h now an d earlier All the words Cf this group stand only between words of the same part-of-speech class or subgroup, but the two words between which they stand may be of any one of the four classes. both the concerts and the lectures either are or were Cciass 2) (Class I ) 106 neither interesting nor profitable not now but earlier (Class k ) Group F (pp. 95-96) Group A Class I The concerts Group A ' the (Class 3) Group ■F Group .A at Class I the Class I school " : ■■■ ' Class 2 are Group F at . ’ - top The words of Group F are followed by Class I words but may be preceded by words of Class I , Class 2, or Class 3. Group G (p p . 96-97) For Group G we have but one w o r d , but this word appears in various f o r m s : do. does , did Group G Do Did Group Class A I the boys Class 2 Group A correct their Class I Clas s k work promptly Group H (pp. 97-98) For Group H we have one w o r d , t h e r e . It seems to appear in a very limited number of sentence f r a m e s , and in two positions that are functions of Class I w o r d s . This word is not a Class I su b s t i t u t e , for the Class I word with its usual correlations always appears in the sentence also. This word has the same shape as the Class 4 word there except that it is always unstressed. Group I ~ (pp. 98-99) Group I When Why Group G Group A Class I di d the student Class 2 call 107 Group J ( p p . 99-101) Group •A Class I Class 2 Class 3 Group J I The band ' was Class I ■ Class 2 leader came- good Group A Class 3 the new . after so • before G roup K (pp. 101-102) For Group K there are four words that occurred very frequently at the beginnings of "re­ sponse" utterance units. These "response" utterance units were very frequently but not exclusively answers to questions. These words also occurred at the b e ­ ginnings of other sentences that continued rather than introduced conversations. The are the words w e l l , oh ' now , why Group L (pp. 102-103) In this same position of introducing response utterances occur also the two words yes and no Group M (p . 103) . . . the three words that appeared at the beginnings of "situation" utterance units as attentiongetting signals: look, s a y , listen. Group W (p . 103) In Group W there appears only the one word p lease which occurs with request sentences , most fre­ quently at the beginning. Group 0 (pp. 1 0 3 - 1 0 U ) Like please in that it occurs in a position with request sentences, but differing from p lea se in its structural signal is the form l e t s . This form lets operates as a device which makes a request sentence into a request or proposal that includes the speaker. It differs from the phrase let us in its use-, and the historical fact that "it is a contraction of 108 l et .us" is not significant. Compare, for e x a m p l e , the difference in response to the following sentences: Let us look up the account and call you b a c k . Lets do the invitations right a w a y . Form Classes Fries does not define his form classes. . H e characteristics syntactic uses. lists for t h e m , partly in word f o r m s , partly in The characterizations, i n v o l v e d , overlapping, and incomplete. as a whole, become H o w e v e r , definitions, especially for unlimited classes such as the four form classes, may be impossible. Whereas F r i e s ’ characterizations might definitely be u s e f u l . child, As Gleason (3:120) points o u t , a confronted with a new w o r d , decides what kind of a word it is by comparing it, and the way it is h a n d l e d , to other words which he already k n o w s . Formal Characteristics of the Form Classes (See also: Nelson F r a n c i s , The Structure of American English New Y o r k : W ._ W . Norton and C o m p a n y ; 1965 . p . 6 l U . Henry Lee Smith, J r . , English M o r p h o p h o h i c s : Some implications for the Teaching o_f L i t e r a c y . Monograph Number 10. O n e o n t a , New Y o r k : The New York State English C o u n c i l ; 1967 . p . 119.) Class I determiners - function group A inflection for plural and possessive derivational suffixes use with function words of Group F characteristic position Class 2 inflection derivational affixes 7 • - J' ‘ •109 - use with function words of Group B characteristic position Class 3 derivational suffixes formation of comparative and superlative use with function words of Group D characteristic position Class it derivational suffixes characteristic position Practical Application It is one thing to discover and describe what the structural signals of English a r e ; it is quite another to sta?rt from such a descriptive display of the resources of the language and provide the ex ­ ercises, the actual activities, by "which a native speaker of English can develop a greater and greater, control and use of these resources to the full. We are assuming here that the discovery and description of the resources themselves must p r e ­ cede and furnish the basis for an effective approach to the problems of such a practical mastery as characterizes those who have the.greatest competence in communication. (p p . 292-293 ) . . . the chief value of a systematic analysis and description of the signals of structural m ean­ ing in English is the insight it can give concern­ ing the way our language works , a n d , through English, into the nature and functioning of human languages. (p. 296) HO Session k Aspectual Grammar Major figure : "Henry Lee Smith, Jr. Assumptions 1. Speech is primary 2. Language is arbitrary. 3. Language is a system. 4. Each language system is unique. 5.. The system constitutes the grammar of the l a n g u a g e . Definitions Phonology: phonetics and phonemics. Phonetics: science of speech sounds. Phonemic s : study of the distinctive classes of sounds of particular l a n g u a g e . Phoneme: a single speech sound or a group of phonetically similar sounds which function as a distinctive unit in a given language Allophone: a sound of subphonemic status, Ill The Consonant Phonemes of English Point of articulation Manner of Articulation Voiceless Voiced lips together teeth on lower lip stops : fricatives: pail fail /p/ /f/ bale vale /b / /v / tongue tip on upper teeth stops: fri c a t i v e s : thi gh none iii English Ihy /9/ 5 tongue tip on ridge behind upper teeth stops: fri c a t i v e s : t_ip siP /t/ /s/ dip pip /d/ /z/ fore part of tongue on roof of mouth stops: fr i c a t i v e s : shall none iri English /s/ azure /z/ rear of tongue backed against roof of mouth at rear stops: kill fricatives: aff r i c ati v e s : fricative and stop combination gill /k/ /g/ none iri English V chump /c/ lump /J/ ram ran raBJS. /m/ /n / l a t e r a l : air diverted around sides of tongue lee /i/ special resonant rib /r/ nasal: air diverted through the nose Note: phonemes are always enclosed in slanted lines - I I . /g/ 112 Cl as si fic at ion of Consonant BiLabiolabio Dental Manner of Articulation stops: vcls vcd spirants: vcls vcd Phonemes of English Point of Articulation AlveoInterAlveolar Palatal Velar Dental /k/ Zr / /t/ /d/ /p/ /b/ /f/ /v/ /s/ /2/ /s/ /s/ /Z/ /z/ af f r i c a t e s : vcls vcd ZcZ ZJZ nasals: vcd /m/ laterals: vcd /I/ special r e s o n a n t : vcd Zr/ /n/ The above chart is based on the Trager-Smith analysis of the English language and is part of an aspectual analysis of English. Vowel Phonemes of English There are 9 simple vowel phonemes. front center back ______ key words high i i U pit just mid e a O pet putt gonna a 3 pat clock caught low /<&/-"digraph" /i/-"barred I " There are 3 "glides": /3/-"open o" /<>/-"schwa" y, w, h (and sometimes r ) these are consonants semi-vowels before a vowel after a vowel (a d v ) put 113 There are 27 complex n u c l e i : und e r l i n e d . . iJL £7ay iy 3y £3L uy °JL ay iw ew dew iw 3w aw the most common ones are uw ow aw ih eh Jeh ih 3h ah uh oh ah Fill the blanks with key words based on your own pronuncia tion. Fill the / / with any other complex nuclei which you choose. /i/ /iy/ /e/ /ey / /J/ /oy/ ____ /i/ /ay/ /3 / /uw/ /a/ /ow/ /u / /aw/ /o/ /oh/ / / /ah/ / / Il __ lilt Fill the blanks with key w o r d s . Whenever possible use the phoneme in initial and final positions. /b/ /t/ /d/. /v / /f/. /w/ /g/. /y/. /h/ /z/ /k/. / 6/ /I/. / 9/ /m/ / s/ /n/ /z / /P/ / c/ /r/. /J/ /s/ /3 / Transcription: Write the following words phoneraically. for y o u . those The first one is done /£owz/________ flight________________ l e i s u r e ________________ length________________sludge________________fog__ ___________________ wrings__________ _____ meshed________________clothe________________ _ finger singer ________ shame_________________ whole___________________ machine mare 115 Session 5 The following exercises in reading transcription are from H . A. Gleason's W orkbook in Descriptive Linguistics. New York : Holt, Rinehart a n d " W i n s t o n ; 1961 . " sed 3 greyt kangrigeysinil priyc 3 r tuw 3 hen "yuHr 3 byiwtif3 1 kriyc3r" 3 n $3 hen , pliyzd 3 t Sdet Ieyd 3 n eHg in iz hat, 3n c?3 s did Sd hen riywdHrd b i y c3 r . 3 byiwtiy ay Xm nat 3 staHr, ^3 r 3 r 3 ^ 3 r z maHr h«ens3 m bay faHr, b31 may feys, ay dont maynd it, f3 r ay 3m bihaynd it; its 33 piypil in fr3 nt get $3 JaHr. Suprasegmental Phonemes Stress Phonemes I ' I /V /V /*"/ primary secondary tertiary weak lighthouse-keeper light housekeeper or light housekeeper I > < W light1housekeeper Il 6 Grammatical significance: I. structural signals Identify certain constructions. Compound nouns Long Island or is Two word verbs Noun phrases a or long island. Compound nouns set up Verbs: set up permit or Nouns: permit Delimit certain units. Words in isolation have primary stress Phrases have only one primary stress. b l a c k , bird, trap blackbird, t r a p , black , birdtrap blackbird trap or blackbird trap black birdtrap or black birdtrap more b e a utiful(p l u s )girIs = more beautiful girls * * W# > A. A V# > m o r e (plus)beautiful girls = more beautiful girls The last two examples illustrate how stress can indicate two different constructions which other­ wise look identical. 117 P itch P h on emes /I/ / 2/ /3/ /U/ 2* lowest highest v <^ v# 3 ^ w I Sally's going to Paris 2* <w v r 2-*w»3 Sally's going to Paris 2 a v 3 v I What are you doing J uncture /+/ internal or plus Henry+Ward+Beecher or hen+reward+Beecher phonological phrase markers /I / /11/ /#/ single bar : pitch sustained double b a r : pitch is apt to rise slightly more lengthening than /) / double cross : noticeably lengthened may be accompanied by pause and drop in pitch The following is an interesting way to illustrate juncture and pitch. & 2 2,2 2 '2 2 - 2 2 - 2 2-1 one#two#three#four#five#six# 2' I 2 'I 2 "I 2 ' I 2 ' I one#two#three#four#five# 2' 2,,2,2,, 2 '2 , 2 ' 2 , 2 - I one) I two| I three) | four) | five# 2' 3 2 »3 2 -3 2 3,2- 2 one I I two) I three) | four) | five# ' r 2 2 ,22 -22- 22- I one I two) three) four) five# 2x ** < 3 I one+two+three+four+five# ' 118 The following is an example of a long sentence written phonemically. It was part of a final examination written by Henry J . Sustakowski for an advanced grammar class. ia-L3 ” V ^ ' v V " 2, ,2 ' - -2 2. < 2 2 2 ' I 9 3 + v e riy+9nuwzuwSl| | disti^ktivliy+fiy?ird| | owld+m%n# 2 •. 2 , w9 z+veriy+suwn| 3 t*kig +%3 +prablB m| |&%t + h#d + k 3 nfr 3 ntid +3 s| Ihl+ I'I dey# .'V 119 Session 7 Transformational Generative Grammar Major F i g u r e : (I ) Noam Chomsky Assumptions 1. All languages have a universal, underlying grammatical s t r u c t u r e . This underlying structure is called deep s t r u c t u r e . 2. This deep structure reflects fundamental p r o ­ perties of the m in d — the forms of t h o u g h t . 3. This structure is i n n a t e ; t h e r e f o r e , language is an innate property, waiting to he t r i g g e r e d . 4'. Although the deep structure of all languages is fundamentally the same, the means of its ex­ pression, or the surface s t r u ctures, may vary widely. Definitions The following statement taken from Cartesian Linguistics (3:38-39) may serve as Chomsky's definition of transforma­ tional generative g r a m m a r . It also indicates the linguistic tradition with which he identifies. Transformational generative grammar-- "is concerned precisely with the rules that specify deep ;struc­ tures and relate them to surface structures and with the rules of semantic and phonological inter­ pretation that apply to deep and surface structures respectively. . . . In many respects , it seems to me quite accurate . . . to regard the theory of transformational generative grammar, as it is de­ veloping in current work, as essentially a modern and more explicit version of the Port-Royal theory." (See Session I ) 120 "A grammar [syntactic] is a finite set of rules which enumerates (or g e n e r a t e s ) an infinite number of grammatical (or w e l l - f o r m e d ) sentences of a language and no ungrammatical ones and assigns to each sentence generated its proper structural description" (K :It) . --- . , •' • ' '••'.*V "vr'-.'-r r" 121 A Sample Generative Grammar The following sample grammar is taken from H . A. G l e a s o n , Jr. L inguistics and Engl ish Gramma r . New York: H o l t , Rinehart, and Winston; 19^5. p p . 22^-226. P-RULES These rules are numbered for conve n i e n c e ; the missing numbers will be inserted in the sample grammar to be used in the next session. P1 S -- > NP + VP Interj P2 V P -- > -ed + V. -s + V. Mod + V. Pu V 3 -- > have + -en + V, P5 V2 P6 be + -ing + V -- > V-i V-t + NP V-b + NP be + NP + 's have + NP be + -en + V-t Det + N, N - prop Pr 122 L-RULES V-i V-t V-b V-I N-c -- » --—^ -- ^ -- ) ---) N-prop Pr D Int Adj -- > -- > -- > ) Mod Interj -- 1 -- > walk, swim, r u n , breathe, sleep catch, strike, visit, b u y , congratulate be, b e c o m e , remain, seem be, seem, l o o k , a p p e a r , feel man, b o y , wife, h u s b a n d , b r o t h e r , sister, dealer , car , b r e a d , sports , city,lady, d o g , t e m p e r , boxer James, P e t e r , M a r y , Pauline, Fido , Spot he , she , i t , someone the, a, this, that, each, every very, e x t r e m e l y , quite, t o o , less good, bad, new, old, lazy, ambitious, b e a u t i ful , young will, w o u l d , c a n , c o u l d , might yes, no, ouch, wow M-RULES s s s s + + + + have be w alk swim —— f h a s -------) i s ------ > w a l k s ------ > s w i m s ed ed ed ed + + + + have be w alk swim et c. en en en en + + + + have be w alk swim ------> h a d ---) b e e n --- > w a l k e d -- > s w u m e tc . he she som eone man - + + + + - i i i i ' S ------ > 1 S --- » 1 S -- > 1 S --- > n n n n g g g g + + + + ------ > h a d -- ■> was ------ ? w a l k e d ------ > s w a m etc . h a v e be w alk swim h is her someone man ' s etc . -----> -----> ----- ) ----- > having being w alking sw im m ing e t c . 123 A Sample Derivational Tree TNP — e d. be -ing I V-i Det N, r~ 13 AP I lb N-c r NP - 's Adj IT Pr + 's + Adj + N-c + -ed + be + -ing +V-i Apply He L-rules + 's + old + dog + -ed + be + -ing +sleep Apply M-rules His old dog was sleeping 12h Session 8 The following sample grammar is taken from H . A. G l e a s o n , Jr. Linguistics and English Grammar. New Y o r k : Holt , Rinehart, and Winston; 1965 . p p . 251-253. P -RULES P1 P2 P3 S NP + VP Interj VP -- ) PreV + PreV -- > SNo + -s + SAux SN o + -ed + SAux Mod -- > (have + -en + ) V 2 V3 P5 V2 V1 P 7I NP NP 5 CD P6 *-d P4 No P9 n6 P10 N5 P 11 Nh P12 N3 P1 3 N2 V3 (be + - ing -- } + ) V1 V-i V-t + NP + -m V-b + NP § V-I + AP be + Loc be + Poss have + NP + -rr -- > -- » + No + SNo Sg pi --- ) N (+ SPNM) N-prop Pr -- ) (Det +) N (Num +) N^ (Spec +) Ng SAP + N 2 IN, (+ n o t ) 125 p IU P 15 Pl6 P 17 P18 N1 -) Ea +Nl1 Loc -^ Det -> AP -) ( Int Poss ---> NP + -' N-c Adv-I Prep + NP + -m D SPoss -O Adj 5 T-RULES T1 OPT & NP + X + V-t + NP + - m I 2 h 3 5 + by + NP f I T2 T3 TU OPT by + NP SAux + I + -m = > !not 2 O O v. No + (X +) No I 2 I in 3 nil have 3 OPT NP + PreV + O I 33 t6 OPT NP >who Condition: O have (+not) 3 in I 2 be " O be (+ n o t ) 2 3 3 in I T 1- p + 2 5 No + (X + ) SNo I 2 3 SAux + (Not I 2 +X + -m OBL OBL NP U PreV + NP + V„ I 33 2 126 tT T8 T9 OBL X + who I 2 OBL SAux + V^ OBL SAux — > do T10 GEN T11 GEN T12 GEN SAP + N I 2 (+ & up T i T uc 2 3 SAP + N 0 & (D +) Np + Y + V-I §AP I 2 SAP + N I 2 -r n r / Mr f 3 in I H0 2 -ing + V-i + N, (f 3 )ini 2 ‘ & 2 3 N-c + - ng + V-t + Np (4 f 3)in I 2 T1 3 T 14 OPT GEN N-c + -ing I 2 ti6 T 17 OPT GEN GEN -Ir !+ (I = > n i l ) SAP + N 0 & (D +) N-c + Y + V-t + (Z +) N + No + -m I 2 3 U 2^ ) T 15 • V-t + Np N-c + f (3 4) in I N-c + -en 4 I 2 Njli & (D +) N, SPoss + N I 2* 2 Ns + V SPNM + 2 2' 4 + Y + be + Poss 3 (I — ? nil) ^ Poss + Ni 3 in I 2^ 127 T 1 o GEN N V + SPNM + No & N 2 3 V + Y + have + NP + -m U 5 ^ N c- + No + with + NP + -m 3 (f h 5) in 2 128 L- R U LES (G l e a s o n . V-i V-t V-b V-I Mod N-c N-prop Pr Pr-m Det Num Spec Adj Int Adv-I Prep Interj p p . 2 ^ 0 - 25 2 .) — -> walk, s w i m , run, b r e a t h e , sleep -- -> catch, strike, visit, b u y , congratulate, own -- ) be, become, remain, seem ---> be, s e e m , look, appear , feel — * will, w o u l d , can, could, m a y , might, should -- > m a n , b o y , wife, husband, brother , sister, d e a l e r , c a r , city, lady, dog, temper , boxer -- > James, Peter, M a r y , Pauline, Fido , Spot -- > he, she, it, s o m e o n e , they , we, your -- > him, h e r , it, someone, them, y o u , me -- * the, a, this, that, each , every, some, these, those -- > two, t h r e e , f o u r , m a n y , few, umpteen — same, different, o t h e r , certain, first , next , last -- > good, bad , n e w , old, lazy, ambitious, beautiful, y o u n g , mean ---> v e r y , e x t r e m e l y , q u i t e , too, less, exceptionally — upstairs, there , h e r e , y o n d e r , outside, ashore ---i in, on, with, at, by, near , away from -- -> yes, no, oh, well 129 Derivation Tree I NP VP SN o -s SAux V-t -m N-prop N6 No Pl SAux + V-t + Pr + Pl + -m + SAux + V-t + Pr + Pl + -m + -S + SAux ) SAux + v-t + Pr + Pl + -m SNo + - S Peter + S g + S g (Tg deletes the M-rule s + SNo I Peter + I I . Is g I I I Is g I + N-prop+ Peter visits t h e m . 130 Derivation Tree 2 Prev §No -s §Aux J 1 V-b Py twice NP § Ng No SNo P 10twice P^^twice ? P 12 twice P . .twice 13 P 1 ,twice I I1 2 N1 jI N-c N-c N-c +pi + §No + -s + §Aux + V-b + N-c + SNo 131 Husband + T2 (as shown above)+ Tg deletes Pl + + O % L-rules -S + Pl + Pl SAux + be + man + (X) §No + Pl Aux Husband + Pi + Pl M-rules p r o d u c e : Husbands + -S + fire be + man + pi men . Session 9 Generalizing Transformations The following examples examples illustrate the operation of the GEN r u l e s . These disregard the L-rules of the sample g r a m m a r . matrix identical & The sugar+sg+sg+-s+be+sweet sweet sugar dress & The blue dress & (D +) N 2 dress SAP I + N 2 SAP + ball & The ball SAP+machine & The machine is + Y + blue V-i 3 -ing + V-i + . f 3 in I 132 §AP+sugar Np bounces bouncing ball s queaks squeaking machine & (D + ) N- + Y + V-t + (Z + ) N — c + No + -m it 2 3 SAP + N I 2 woman machine the pennies pinches woman clothe s the machine washes N-c + -ing + V-t + N ? It f 3 in I 2 'X' penny-pinching woman clothes-washing machine 133 -ing + V-t + N, T 1 ^OPT N-c + -ing + V-t + I 2 3 4 > r clothes+washing machine 2 x washing 3 U (I nil) machine This transformation is optional because it would not always be desirable to delete the n o u n , for instance in "penny-pinching woman." Notice, t o o , that "washing m a c h i n e " is structurally different from "squeaking machine" produced by T^ 1 . TlU §AP + N 0 & (D + ) N-c + Y + V-t + (Z+) N I 22 3 U 22 stroke the students leg the + No + -m inspired the strike boy broke a leg N-c + -en + V-t + N 0 (3 f U)inl 2 student-inspired strike boy-broken leg H LO c- OPT (similar to T^^ ) N-c + -en + V-t + N 0 I 2 3 U boy-broken leg -en + V-t + N 0 2 3 I* (I =4 nil) broken leg fills the SPoss in the same manner as the above rules Its operation produces such sentences as SPoss + car & the car is his = r^ his car filled the SAP. T,„ and T ^ q provide IT Io '17 hoy + hooks + '18 for two of the post noun modifiers of English §PNM & The hoys are here SPNM & The hooks are on the table = 4 the hoys here.;.'.,., the hooks on the table boy + SPNM & The boy had a ball = 4 ‘The hoy with the b a l l , boy + SPNM & The boy had a cold The boy with the cold, 135 136 This grammatical solution is taken from K o u t s o u d a s , A n d r e a s . W riting T ransformational G r a m m a r s . New Y o r k : McGraw Hill. 19 o 6 . p . IU 3 . In the example below the lexicon is part of the Pr u l e s . However, notice that the determiner is specified in the T-rules. This is, in essence, defining the determiner as a grammatical or structural element rather than a lexical one . Grammar I. N P ---* Det + N 2. D e t ---> D 3. D -- > D , D k. N — — ) Ns + Nu 5. Nu -- -> Sg , pi 6. Ns -- > b o y , house, t a b l e , dog 7. Tob D —Ns + N u 8. Tob D1 9. Tob CU Q girl 10. s g __ ^ this pi these Sg __ ^ that pi those Tob ) D+Nu—Ns+Nu Notes : Tob corresponds to T-OBL. <J) is an empty element. Dash - sets apart groups of elements Plus + indicates elements which go together. If the top element in the left bracket is p r e s e n t , the top element in the right bracket must be chos e n . 137 Derivation 1. Det + N 2. D + N 3. D1 +N U. D1 + Ns + Nu 5. D1 + Ns + Sg 6. D1 + boy 7. D1 + Sg - 8. th is boy 10. th is boy + Sg boy + + Sg Sg Derivation Tree NP _Dtjt_ _ _ I_ _ _ I D1 N ____ _____ Ns Nu I Sg D1 boy I Sg 138 Transformational Grammar and the Classroom I. Pedagogical applications ■ A. B. II. of generalizing transformations Analyzing written passages Manipulating ideas in composition Research in language acquisition and development A. Roger Brown and Ursula B e l l u g i : "Three Processes in the Child's Acquisition of S y n t a x ." Harvard Educational Review 34:133-151 (Spring 19^4.) B. Kellogg W . H u n t : Grammatical Structures Written at Three Grade L e v e l s . WCTE Research Report Wo. 3. ISGST I. T-unit - the shortest grammatically allowable sentences into which the material could be ' segmented - was the best indicator of maturity. Growth occurs in the number of subordinate clauses within T--units. b. 2, (I) Adverb (2 ) Woun (3) Adjective Growth also occurs in non-clause m o d i f i e r s . In "superior" adult writing clause length was the best indicator of maturity. The number of adjective clauses remained a valuable index of mature w r i t i n g . 139 Session 10 . The Bole of Linguistics in the Classroom Nelson Francis. "The Study of Language in English Teaching." Paper read at the Conference on Research in English, Carnegie Institute of Technology, May 6 , 1962 (mimeo­ graphed , p p . 9 ). H.A. 1. To inform the student about the nature of language , its place in human history and c u l t u r e , its rela­ tion to the formulation and communication of ideas and to the expression of artistic and philosophic insights and precept i o n s . 2. To supplytthe student with information about his own language - its s t r u c t u r e , its v o c a b u l a r y , its history, its v a r i e t y , and its present important position in world affairs. 3. To encourage the student to have a wholesome re ­ spect for his l a n g u a g e , manifesting itself in a more s e n s i t i v e , c a r e f u l , and accurate use, in both writing and speech. ' Gleason. "What Grammar?" 34:2 (Spring 1964). Harvard Educational Review . . . our students must not only be made to be criti­ cal about language, but equally critical about our understanding of l a n g u a g e . At suitable places they must see that there is more than one way to describe a significant point of s t r u c t u r e . They should have at least a basic understanding of the major approaches to s y n t a x . They should know something of school g r a m m a r , in part because it is assumed in so many places, but equally because its basic assumptions are worth exam­ ining. Names like L o w t h , J e s p e r s e n , B l o o m f i e l d , de Sa u s sure should mean as much to them as do Faraday, M e n d e l e y e v , or P a s t e u r , and they should know Priestly from both Chemistry and E n g l i sh--and understand the significance of his wide-ranging activities. The history of linguistics, like the history of other systems of notable ideas, should be within the pur­ view of an educated man. I Uo e.e. C u m m i n g s . ■ "anyone lived in a pretty how town." Poems 1923-195U. New Y o r k : H a r c o u r t , Brace, and World 195H. . anyone lived in a pretty how town (with up so floating many hells down) spring summer autumn winter he sang his didn't he danced his d i d . Women and men (both little and small) cared for anyone not at all they sowed their isn't they reaped their same sun moon start rain children guessed (but only a few and down they forgot as up they grew autumn winter spring s u m m e r ) that noone loved him more by more when by now and tree by leaf she laughed his joy she cried his grief bird by snow and stir by still anyone's any was all to her someones married their everyones laughed their cryings and did their dance (sleep wake hope and then) they said their nevers they slept their dream stars rain sun moon (and only the snow can begin to explain how children are apt to forget to remember with up so floating many bells down) one day anyone died i guess (and noone stooped to kiss his face) busy folk buried them side by side little by little and was by was all by all and deep by deep and more by more they dream their sleep noone and anyone earth by april wish by spirit and if by yes Women and men (both dong and ding) summer autumn winter spring reaped their sowing and went their came sun moon stars rain f V LITERATURE CONSULTED LITERATURE CONSULTED Abelson , P a u l . The Seven Liberal A r t s . New Y o r k : Teachers' College, Columbia U n i v e r s i t y ; 1906. Allen , Harold B . Linguist!cs and English Linguisti c s : Goldentree B i b l i o g r a p h y . New Y o r k : Appleton-CenturyCrofts , Inc.; 19 6 6 . Allen, Harold B y r o n . Readings in Applied English Lingui s t i e s . New Y o r k : A p pleton-Century-Crofts, Inc. : 19&C Allen, H a r o l d , Verna Newsome, and others. New Dimensions in E n g l i s h . Wichita, Kansas: McCormick-Mathers Publishing Company; 1966 . Bach, E m m o n . An Introduction to Transformational G r a m m a r s . New Y o r k : Holt, Rinehart and Winston; 196 U . B l o c h , Bernard, and George L . T r a g e r . Outline of Linguistic Analy s i s . Baltimore: Linguistic Society of America; "l9%2. Bloomfield, Leonard. Language. C o m p a n y ; 1933. _ New York: Henry Holt and B r o w n , Roger, and Ursula B e l l u g i . "Three Processes in the Child's Acquisition of S y n t a x ." Harvard Educational Review 34:133-151 (Spring 1964). B r u n e r , Jerome S . The Process of E d u c a t i o n . Harvard University Press ; 1966 . Cambridge: Bryant, Margaret M. Current American U s a g e . and Wagnalls Company; 1962 . New York: Funk C a r r o l l , John B . Language and T h o u g h t . N.J.: Prentice-Hall; 1964 . Englewood Cliffs, Chatman, Seymour B . "Linguistics and Teaching Introductory Li t e r a t u r e ." Readings in A p p l i e d English Lingui s t i c s . ed. Harold B . A l l e n . New York: Appleton-CenturyCrofts ; 1964. C h a u c e r , G e o f f r e y . "The Compleint of Chaucer to his Empty Purse." From Beowulf to Thomas H a r d y . V o l . I, ed. & 142 Robert S h a f e r . Chomsky, Noam. New Y o r k : The Odyssey Press ; 1939. Cartesian L i n g u i s t i c s . ___________ • "The Current Scene in Linguistics: Present Dir e c t i o n s ." College English 27:587-595 (May 1966 ). ____ ’_____ • "Language and the Mind." 1:9 [February 1968 ). ______ _____ • Syntactic S t r u c t u r e s . and C o m p a n y ; 1957. Psychology Today 's-Gra v e n h a g e : Mouton ___________ , and George A. Miller. "Introduction to the Formal Analysis of Natural L a n g u a g e s ." Handbook of Mathematical P s y c h o l o g y , V o l . II :269-323. New York:. John Wiley and Sons ; 1963. Conlin , David A. , and others. Our Language Tod a y : Grades I through 8. Modern Language and Compositio n : Grades 9 through 12. New York: American Book Company; 1967 . Costello , Donald P . "The Language of The Catcher in the R y e ." American Speech 34:172-181 (October 1959). Cummings, e.e. 1923-1954. "anyone lived in a. pretty how town." Poems New Y o r k : Harcourt , Brace and W o r l d ; 1954 - D e L a n c e y , Robert W . Linguistics and T e a c h i n g : A M anual of Pract i c e s . O n e o n t a , New York: The New York State English C o u n c i l ; 1965 . F o d o r , Jerry A., and Jerrold J . Katz (e d s .). The Structure of Languag e : Readings in the Philosophy of Language. Englewood Cliffs, N .J .: Prentice-Hall; 1964. Francis, Nelson. The English L a n g u a g e . Norton ; 1963 . New York : W .W . ___________ . The Structure of. American Eng l is h . With a chapter by Raven I . McDavid , Jr. "The Dialects of American English." New Y o r k : The Ronald Press C o m p a n y ; 1954. ' '’ ' ____ . "The Study of Language in English Teaching." Paper read at the Conference on Research in English, Carnegie Institute of T e c h n o l o g y ; 1962 . Friend, Joseph H . An Introduction to English Ling u i s t i c s . Nevr Y o r k : The World Publishing Com p a n y ; I 9 S 7 . Fries , Charles C a r p e n t e r . American English G r a m m a r . York: D . Appleton-Century Comp any T 19 . ___________ . The Structure of E n g l i s h . Brace and World; 1952. New New York: Harcourt "Get Up and Bar the Door." From Beowulf to Th omas H a r d y . V o l . I, ed. Robert S h a f e r . New York: The Odyssey P r e s s ; 1939. Gleason, Henry A Jvll;An Introduction to Descriptive Linguis­ t i c s . New Y"o:fk: Holt, Rinehart and Winston; 1 9 6 l . J__________ . Workbook in Des criptive Linguist!c s ; 19 55 . Gleason, H .A . Linguist!cs and English G r a m m a r . Holt, Rinehart and Winston; 19£5• New Y o r k : ___________ . "What Grammar?" ■ Harvard Educational Review 34:2 (Spring 1964). G r a y , Louis H . Foundations of L a n g u a g e . Macmillan Company; 1939. Hall, Edward T . 1959. The Silent Language . Hall, J . Leslie. English U s a g e . Company; 1917• New York : The New York: Double day Chicago: Scott , Foresman H i l g a r d , Ernest. Theories o_f L e a r n i n g , 2nd edition. Y o r k : A p p l e t o n-Century-Crofts; 1956. New Hunt, Kellogg W . Grammatical Structures W r i t t e n ' at Three Grade L e v e l s . NCTE Research Report No, 3. Champaign Illinois: National Council of Teachers of English; 1965. Jacobs, Roderick A.. On Transformational G r a m m a r : An Introduction for T e a c h e r s . O n e o n t a , New York: The New York State English Council; 1968. - - - I ItIt Jespersen", Otto. Growth and Structure of the English — "-Language . 9th edition. Garden City , New York : L o u b Te day .and Company ; 19 38 . Kennicott , E .D . The Grammati cal E x p o s i t o r . R o c h e s t e r , N.e-w._ York : Gem Office ; 1835. •VV K o u t h o u d a s ,.A n d r e a s . Writing Tra n sformational Gram m a r s : -introduction . New York : McGraw-Hill Book Co m p a n y ; j -V-,.'. L a i r d ,i; Lharlton . The Miracle of Language . New York : • ' :V®orld:- 1953. - -T' V-: • L e f e v r e , Eelen E ., and Carl A. L e f e v r e . Writing by V-Patterns . New York: Alfred A. Knopf; 1963. - Leonard, Sterling A ? Current English U s a g e . "Inland. Press ; 19 32 . Chicago: The L o n g a c r e , Robert E . "String Constituent Analysis." ; "Language XXXVI: 63-88 (i 96 0 ). L o w t h , .Robert. A S h ort Introduction to English Grammar . -17 6 2 . Selected and edited for English Linguistics 1500-1800: A Collection of Facsimile Reprints by R .C . _A l s t o n . M e n s t o n , England: The Scholar Press; 1967 . M a r c k w a r d t , Albert H., and Fred G . Walcott. Facts About Current English U s a g e . New Y o r k : D . Appleton^ Gentuiry Company; 1938. Meckel," Henry C . "Research on Teaching Composition and Literature." Handbook 0 f R esearch on T e a c h i n g . ed. Nathaniel Lees G a g e . Chicago: Rand McNally; 1963 . M u r r a y , L i n d l e y . English Grammar A dapted to the Different Clas s e s of Le arne r s . 9th ed. Bellows Falls: Blake, Cutler and C o m p a n y ; 1821. P a e t o w , Louis. The Arts Course at Medieval Universities with Special Reference to Grammar and Rhetoric. Re ­ printed from the University Studies of the University of Illinois, V o l . 3, No. 7; January 1910. Dubuque, Iowa: William C . Brown Reprint L i b r a r y . Pike, Kenneth L . The Intonation of American E n g l i s h . Ann Arbor:' University of Michigan Press ; 19^5. Postal, P a u l . Constituent S t r u c t u r e : A Study of Contemporary Models of Syntactic Description. H a g u e : Mouton and Co.; 1964. The P o s t m a n , Neil, and o t h e r s . Discovering your L a n g u a g e , The Uses of L a n g u a g e , Exploring your L a n g u a g e , The L anguages of D i s cover y , Language and Systems and Langu age and R e a l i t y . New Y o r k : Holt, Rinehart and Winston ; i9£>3-1967 . Pyles, T h o m a s . Langu a g e . The Origin an d Development of the English New York: Harcourt , Brace and W o r l d ; 1964.. Roberts , Paul. English Sentences Brace and W o r I dj; 1962 . ______. Patterns of E n g l i s h . Brace and World; 1956. New,, York : Harcourt , New Y o r k : H a r c o u r t , _____ . The Roberts English S e r i e s . H a r c o u r t , Brace and W o r l d ; 196 7 . New York: Robins, R.H. A Short History of Lingu i s t i c s . Indiana University P r e s s ; 1967 . Salinger, J .D . The Catcher in the R y e . Brown and Company; 1945, Sapir, Edward. Language. W o r l d ; 1949. Bloomington: B o s t o n : Little, New Y o r k :.H a r c o u r t , Brace and S l e d d , James, and Wilma R . E b b i t t . Dictionaries and That Dictionary . Chicago : Scott , Foresman ; 1951?. Smith, Henry Lee, Jr. E n glish M o r p h o p h o n i c s . O n e o n t a , New Y o r k : New York State English Council; 196 8 . ________. The Phonological Structure of -Eng l i s h . Guide for Teachers : Chapter S e v e n . 1963'. A __ ■ __ :_, and Henry J . S u s t a k o w s k i . A Linguistic A p p r o ach to English. Revised edition. Buffalo, New Y o r k : Buffalo English Linguistics Project; 1965 . 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