Joint ITU/IEEE Workshop on Ethernet - Emerging Applications and Technologies Standardization of advanced modulation formats Pete Anslow, Ciena Associate Rapporteur ITU-T SG15 Q6 Geneva, Switzerland, 22 September 2012 Outline NRZ specification methodology Recent updates Eye mask Spectral excursion Advanced modulation formats Reference receiver approach Error vector magnitude Further work Geneva, Switzerland, 22 September 2012 2 NRZ specification methodology The first version of CCITT (now ITU-T) G.957 in December 1990 established the basic methodology for specification of multi-vendor optical interfaces: 1.E-03 Eye mask 1.E-04 1.E-05 1.E-06 1.E-07 1.E-08 Extinction ratio 1.E-09 1.E-10 1.E-11 1.E-12 Path penalty Launched power Receiver sensitivity Link loss Link dispersion Geneva, Switzerland, 22 September 2012 SMSR 3 Eye mask update In recent years (starting with IEEE 802.3ba-2010) the eye mask test has been updated to allow a proportion of “hits” “Old” mask could fail on a single sample 100% Probability of passing test 90% 80% New Proposed 70% Old Existing 60% 50% 40% 30% 20% 10% 0% 3 3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 Transmitter bandwidth “New” ratio mask allows a proportion of hits and changes from all fail to all pass more abruptly Geneva, Switzerland, 22 September 2012 4 Spectral excursion When ITU-T G.698.1 introduced a Mux/Demux into the link “spectral excursion” was added to the methodology to ensure that the signal would pass through the filters. -15 dB points of Tx spectrum must remain within -2 dB points of link filter function Nominal central frequency minus maximum spectral excursion Nominal central frequency Nominal central frequency plus maximum spectral excursion Nominal central frequency minus maximum spectral excursion Nominal central frequency Nominal central frequency plus maximum spectral excursion -5 -10 Log(Loss) (dB) Power relative to peak (dB) 0 -10 -15 -20 Maximum ripple 2 dB max -25 -30 0 Offset From Nominal Central Frequency (GHz) Geneva, Switzerland, 22 September 2012 0 Offset From Nominal Central Frequency (GHz) 5 Advanced modulation formats Moving from 10 Gbit/s to 40 Gbit/s and 100Gbit/s , NRZ is no longer the dominant line-side modulation format. Formats currently being considered by ITU-T SG15 Q6 at 40G are: (P) DPSK (Partial) Differential Phase Shift Key RZ-DQPSK Return-to-Zero Differential Quadrature Phase Shift Key DP-QPSK Dual-Polarization Quadrature Phase Shift Key ODB Optical Duobinary The format currently being considered by ITU-T SG15 Q6 at 100G is: DP-QPSK Dual-Polarization Quadrature Phase Shift Key With the exception of ODB, these are all formats that encode the data using the phase of the optical signal rather than its amplitude. Geneva, Switzerland, 22 September 2012 6 New methodology needed Eye mask and extinction ratio are of no use in determining the quality of the transmitted signal for any of the phase modulated formats. DPSK RZ-DQPSK DP-QPSK ODB Spectral excursion limit adjusted to -5 dB points of Tx spectrum within -2 dB points of link filter function (red) still too conservative 8 Good combination fails test 7 OSNR penalty (dB) 6 5 Good combination passes test 4 Bad combination fails test 3 2 1 0 Bad combination passes test -1 -30 -20 -10 0 10 20 30 Frequency offset (GHz) Geneva, Switzerland, 22 September 2012 7 Reference receiver approach One approach being pursued for (P) DPSK is to define a reference phase-to-intensity demodulator which is used to turn the (P) DPSK transmitted signal into an amplitude modulated signal which then has to meet a “demodulated eye mask” and a “demodulated extinction ratio” (P) DPSK signal NRZ signal Delay line interferometer (P) DPSK optical transmitter Geneva, Switzerland, 22 September 2012 optical reference receiver 8 I/Q plane representation To define a reference demodulator for a more complex modulation format such as DP-QPSK (or DP-16QAM in the future) does not seem like the best way forward. 0 Quadrature The alternative that is being developed is to represent the magnitude and phase of the optical signal in the centre of each symbol on an I/Q (in-phase/quadrature) plane – commonly called a constellation. 0 Geneva, Switzerland, 22 September 2012 In-phase 9 Error vector magnitude The pass/fail metric being developed is based on the error vector magnitude (EVM) definition in IEEE Std 802.11 (WiFi) with an allowed hit ratio 2 0 1 QDC Remove offsets 1 Q Capture points 2 -1 -1 -2 -2 -2 -1 0 I 1 2 -2 2 Apply limits 2 0 -1 -2 -2 0 IDC / Imag Geneva, Switzerland, 22 September 2012 2 1 QDC / Qmag QDC / Qmag 0 IDC 2 1 Normalise amplitude 0 0 -1 -2 -2 0 IDC / Imag 2 10 Commercial EVM measurements Measurements using two commercially available test sets and the unmodified EVM algorithm from IEEE 802.11 Vendor 1 Mean EVM Max 0.439 std dev 0.0377 Vendor 2 Mean EVM Max 0.417 std dev 0.0364 Vendor 1 Geneva, Switzerland, 22 September 2012 Vendor 2 11 Further work EVM definition Work is ongoing to identify the key elements in the capture process that need to be defined (e.g. the phase tracking algorithm) and the complimentary parameters that need to be specified (e.g. I/Q imbalance) Spectral excursion More measurements of the OSNR penalty vs offset between the signal and the end-to-end filter function of the link are needed in order that a less conservative spectral excursion criterion can be developed. Once the methods of defining the quality of a transmitter and ensuring a signal can traverse a link with acceptable penalty have been defined, the work to define multi-vendor interoperable phase modulated applications can move forward. Geneva, Switzerland, 22 September 2012 12 Thank you