9/24/2015 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 1 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 2 Disclosures, Affiliations, and Acknowledgements MODELING OF POPULATION PK-PD DATA Paolo Vicini, PhD, MBA MedImmune, Cambridge, UK University of Warwick School of Engineering Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School 21st – 25th September 2015 Derived from material previously presented at: 2010-11 SAMSI Program on Semiparametric Bayesian Inference: Applications in Pharmacokinetics and Pharmacodynamics Raleigh, NC, July 13, 2010 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 3 Suggested additional reading Additional reading has been hyperlinked in the slides Accessing the hyperlink will take the reader to the NCBI/PubMed link or to the original source Contributors to the ideas presented today include: • All the authors of the work that is cited in the presentation • Disclosures • PV is an employee of MedImmune, a wholly owned subsidiary of AstraZeneca • PV is on the Editorial Advisory Board of the Journal of Pharmacokinetics and Pharmacodynamics and is an Associate Editor of Clinical Pharmacology & Therapeutics: Pharmacometrics & Systems Pharmacology • PV past employment includes Pfizer and the University of Washington • PV receives royalties from the University of Washington Center for Commercialization Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 4 Pharmacokinetics (PK) and Pharmacodynamics (PD) Dose Pharmacokinetics Pharmacokinetics • “What the body does to the drug” • Fairly established • Key: concentration Concentration Drug Concentration 7 6 5 4 3 2 1 0 0 5 10 15 20 25 Time Pharmacodynamics Pharmacodynamics • “What the drug does to the body” • Less certain • Key: effect 3.5 3 Drug Effect 2.5 Effect 2 1.5 1 0.5 0 Front. Pharmacol., 28 July 2014 http://dx.doi.org/10.3389/fphar.2014.00174 0 2 4 6 8 10 Drug Concentration 9/22/2015 Modeling and Simulation During Drug Development Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 6 What Is Pharmacometrics? • “Pharmacometrics can be defined as that branch of science concerned with mathematical models of biology, pharmacology, disease, and physiology used to describe and quantify interactions between xenobiotics and patients, including beneficial effects and side effects resultant from such interfaces.” • Pharmacometrics is the science that quantifies drug, disease and trial information to aid efficient drug development and/or regulatory decisions. • Drug models describe the relationship between exposure (or pharmacokinetics), response (or pharmacodynamics) for both desired and undesired effects, and individual patient characteristics. Disease models describe the relationship between biomarkers and clinical outcomes, time course of disease and placebo effects. • The trial models describe the inclusion/exclusion criteria, patient dis-continuation and adherence. Population Pharmacokinetics, CPT: Pharmacometrics & Systems Pharmacology Parameter Estimation and Model Volume 1, Issue 9, pages 1-14, 26 SEP 2012 DOI: 10.1038/psp.2012.4 9/22/2015 Validation Vacation School – Paolo http://onlinelibrary.wiley.com/doi/10.1038/psp.2012.4/full#psp420124-fig-0001 Vicini 5 Pharmacometrics: a multidisciplinary field to facilitate critical thinking in drug development and translational research settings. Barrett JS, Fossler MJ, Cadieu KD, Gastonguay MR. J Clin Pharmacol. 2008 May;48(5):632-49. doi: 10.1177/0091270008315318. Pharmacometrics at FDA: http://www.fda.gov/AboutFDA/CentersOffices/OfficeofMedicalProductsandTobacco/CDER/ucm167032.htm 1 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 7 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 8 PK-PD Models (Mechanistic or Descriptive) Pharmacodynamics: Direct Effect • There is a large variety of nonlinear models (usually • Pharmacodynamic effect E is directly linked to the based on ordinary differential equations) to describe PK and PD data • The unknown parameters of these models are thought to reflect the biological processes at the basis of drug disposition and efficacy • Challenge: how to estimate these parameters from measurements gathered in the practice of drug development Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 9 E(C) 9/22/2015 A Graphical Representation of Direct Effects Emax C E(C) plasma concentration C • Model: Emax model or Hill function Emax C EC50 C E(C) Emax C EC50 C Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 10 Pharmacodynamic Relationships EC50 C Measured effect 100 80 60 40 20 0 0 20 40 60 80 100 Drug Plasma concentration Gamma=0.5 9/22/2015 Gamma=1 Gamma=1.5 Gamma=2 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 11 Direct vs. Indirect Pharmacodynamics Dose dependent PK and PD observed in a rat model of diabetes CPT: Pharmacometrics & Systems Pharmacology Volume 3, Issue 1, pages 1-16, 2 JAN 2014 DOI: 10.1038/psp.2013.71 http://onlinelibrary.wiley.com/doi/10.1038/psp.2013.71/full#psp4201371-fig-0003 Interpreting Pharmacodynamic Plots Effect vs. plasma concentration of a drug candidate following a single oral dose to tumor bearing mice Population Pharmacokinetics, Front. Pharmacol., 28 July 2014 http://dx.doi.org/10.3389/fphar.2014.00174 CPT: Pharmacometrics & Systems Pharmacology Parameter Estimation and Model Volume 3, Issue 1, pages 1-16, 2 JAN 2014 DOI: 10.1038/psp.2013.71 9/22/2015 Validation Vacation School – Paolo http://onlinelibrary.wiley.com/doi/10.1038/psp.2013.71/full#psp4201371-fig-0002 12 Vicini 2 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 13 • When the effect is delayed with respect to observed plasma concentration CL D Vt e V Plasma Concentration dCe( t ) Effect Site k e0 Cp( t ) Ce( t ) Concentration dt E Ce Pharmacodynamic E(Ce) max Effect EC50 Ce Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 14 Delay (Link) Model in Practice Delay (Link) Models Cp( t ) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 15 Indirect Response (Turnover) Models Plasma or Effect Site Concentration 9/22/2015 3.5 3 2.5 2 1.5 1 0.5 0 0 2 4 6 8 10 Time Cp(t) Ce ke0=10 Ce ke0=1 Ce ke0=0.1 Ce ke0=0.01 Cp(t) = Plasma concentration; Ce(t) = Effect site concentration Holford NH, Sheiner LB, “Kinetics of pharmacologic response” Pharmacol Ther. 1982;16(2):143-66. Review. http://www.ncbi.nlm.nih.gov/pubmed/6752972 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 16 Types of Indirect Response Models (Intuition: Balance between Production and Loss) • Based on the drug eliciting (changes in) the homeostasis of endogenous substances (we will revisit this later) Response Production P(t) Inhibition or Stimulation Response Loss L(t) Response R(t) dR( t ) P( t ) L( t ) dt + Inhibition or Stimulation • Stimulation of production I Cp( t ) dR( t ) k in 1 max k outR( t ) dt IC50 Cp( t ) S Cp( t ) dR( t ) k in 1 max k outR( t ) dt SC50 Cp( t ) • Inhibition of loss • Stimulation of loss I Cp( t ) dR( t ) k in k out 1 max R( t ) dt IC50 Cp( t ) S Cp( t ) dR( t ) k in k out 1 max R( t ) dt SC50 Cp( t ) + Drug Pharmacokinetics 9/24/2015 • Inhibition of production Sharma A, Jusko WJ, “Characteristics of indirect pharmacodynamic models and applications to clinical drug responses” Br J Clin Pharmacol. 1998 Mar;45(3):229-39. Review. http://www.ncbi.nlm.nih.gov/pubmed/9517366 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 17 Drug Effects in Turnover Models 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 18 The Role of Variability • Biological variability, superimposed to typical values, is I Cp( t ) dR( t ) k in 1 max k outR( t ) dt IC50 Cp( t ) S Cp( t ) dR( t ) k in 1 max k outR( t ) dt SC50 Cp( t ) I Cp( t ) dR( t ) k in k out 1 max R( t ) dt IC50 Cp( t ) S Cp( t ) dR( t ) k in k out 1 max R( t ) dt SC50 Cp( t ) always present when dealing with PK and PD measurements • It must be distinguished from uncertainty • First and foremost is quantification of variability from available data • Once quantified, variability can then be used to simulate (extrapolate or predict) unobserved experiments Population Pharmacokinetics, CPT: Pharmacometrics & Systems Pharmacology Parameter Estimation and Model Volume 3, Issue 1, pages 1-16, 2 JAN 2014 DOI: 10.1038/psp.2013.71 9/22/2015 Validation Vacation School – Paolo http://onlinelibrary.wiley.com/doi/10.1038/psp.2013.71/full#psp4201371-fig-0006 17 Vicini 3 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 19 Estimating Variability with Nonlinear Models “Typical Data” Data (arbitrary units) 1.2 Data (arbitrary units) exp(0.05t ) 0.8 Fast Intermediate Slow exp(0.5t ) 0.6 0.4 exp( 0.05t ) 1 exp(0.5t ) 0.6 0.4 exp( 5.0t ) 0.2 0 0 0 0 0.5 1 1.5 2 2.5 0.5 1 1.5 Time (arbitrary units) Mean of the Data Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 21 Data (arbitrary units) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini exp( 0.05t ) 22 A Population An Individual 0.8 3 How To Estimate Parameters from Sparse Data? Statistical Modeling Is Needed “Typical Subject” 1.2 Fast Intermediate Slow Parameter Mean exp( 0.5t ) 0.6 2.5 exp(0.05t ) exp(0.5t ) exp(5.0t ) 3 9/22/2015 Averaging Model Parameters 1 2 Time (arbitrary units) 3 What would be the “right typical value”? 0.4 exp( 5.0t ) 0.2 Fast Intermediate Slow Data Mean 0.8 exp(5.0t ) 0.2 20 Averaging Measurements 1.2 1 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 0 0 0.5 1 1.5 2 2.5 3 • Many (sparsely sampled) individuals Time (arbitrary units) population rather than individual response 0.05 0.5 5.0 Mean of the Parameters exp t 3 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 • Statistical issues become paramount • Goal: characterize (by modeling) variability sources 23 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 Sources of Hierarchical Variability Sources of Hierarchical Variability No Variation Between–Subject Variation 2.5 Concentration (mg/L) Concentration (mg/L) 2.5 24 2 1.5 1 0.5 0 2 Physiological variability between individual subjects 1.5 1 0.5 0 0 6 12 Time (hours) 18 24 0 6 12 18 24 Time (hours) 4 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 25 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 Sources of Hierarchical Variability Sources of Hierarchical Variability Residual Unknown Variation Actual Measurements 2.5 Between-occasion, measurement error and other sources of biological and experimental variation 2 1.5 1 0.5 Concentration (mg/L) Concentration (mg/L) 2.5 How to quantify relevant biological variation sources? 1.5 1 0.5 0 0 6 12 18 0 24 6 12 18 24 Time (hours) Time (hours) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 27 9/22/2015 Individual vs. Population Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 28 Parameter Estimation • Population data are necessary to extract biological • The idea is to “match” model prediction to variability information • Individual parameter estimation is the cornerstone of population analysis • It turns out that it is often preferable to extract population parameters directly (from the ensemble of population data) as opposed to deriving them from individual estimates • From a didactic standpoint, we will start with individual analysis and now we will move on to parametric population analysis 9/22/2015 Data: cadralazine pharmacokinetics, from Wakefield, Racine-Poon et al, Applied Statistics 43,No 1, pp201-221,1994 2 0 9/22/2015 26 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 29 measurements in some unambiguous, meaningful way and in doing so quantify parameters that relate to biology and drug action • Most often, parameters are estimated via some kind of maximum likelihood approach; the approach is usually termed “extended least squares” • Optimization (most often minimization) of an objective function matching model to data is used to choose the “best” parameters 9/22/2015 Individual Extended Least Squares • Extended least squares (ELS) was introduced by Stuart Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 30 A simple population pharmacokinetics model Beal (UCSF) in the context of development of the software NONMEM • It arises from Gaussian maximum likelihood and the hypothesis of prediction-dependent measurement errors ˆ, ˆ argmi n l ogL(, ) , 2 1 y s () 1 logL(, ) j j ln Vj (, ) 2 j1 Vj (, ) 2 n CPT: Pharmacometrics & Systems Pharmacology Volume 1, Issue 9, pages 1-14, 26 SEP 2012 DOI: 10.1038/psp.2012.4 http://onlinelibrary.wiley.com/doi/10.1038/psp.2012.4/full#psp420124-fig-0002 5 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 31 From Individual to Population Analysis 2.5 How to quantify relevant biological processes at the root of observed variability? 1.5 1 0.5 Concentration (mg/L) 2.5 2 32 Averaging or Naïve Pooling This Is Where We Start From Concentration (mg/L) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 Averaging of individual data points Single exponential disappearance fit to data Parameters: CL, V 2 s(t,) = D e-(Cl/V)t/V 1.5 1 0.5 0 0 0 6 12 18 24 0 6 12 Time (hours) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 18 24 Time (hours) 33 Averaging or Naïve Pooling Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 34 Average of Individual Estimates Subject • It treats all the subjects as if they were a single subject, either by 1 2 3 4 5 6 7 8 9 10 2.5 Concentration (mg/L) • (biased for the reasons we discussed) Averaging the measurements over time, or • (slightly preferable) fitting the ensemble of all individual measurements as if they came from a single subject • Not recommended since it neglects and cannot quantify between-subject variation 2 1.5 1 Clearance Volume 0.18 19.72 0.08 15.13 0.15 13.77 0.13 17.13 0.19 19.10 0.23 19.13 0.16 22.21 0.21 15.06 0.22 17.22 0.27 14.01 0.5 0 0 6 12 18 24 Time (hours) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 35 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 36 “Standard Two–Stage” Mixed Effects Models • Population parameters are calculated by sample • Two-Stage methods require the availability of individual averaging: Typical value (sample mean) N 1 ˆ ˆ i N i1 Variability (sample variance) ˆ 1 N ˆ ˆ ˆ ˆT (i )(i ) N i1 parameter estimates for every subject; at the same time, they may postulate a statistical (additive) model for the BSV (more later) • Further analytical needs are: • The individual estimates may not be available (for some or all individuals) • The statistical BSV model may need to be more flexible • Potential issues: • All individual estimates must be available • They all have the same weight in mean and variance • Uncertain estimates may inflate measured variability 6 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 37 Mixed Effects Models Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 38 The Population Approach • Parameters in the model are represented as the combination of other parameters that: Clearance ~ Gaussian (0.182, 30%) Volume ~ Gaussian (17.24, 16%) 2.5 Concentration (mg/L) • do not vary in the population (fixed effects) • vary in the population (random effects) • An example of fixed effect is the mean clearance in the population, or its variance • An example of random effect is the clearance of a particular individual, or rather the deviation of that clearance from the population mean 2 1.5 1 0.5 0 0 6 12 18 24 Time (hours) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini Hierarchical Variability 40 Back To The Standard Two-Stage Cl and V typical values: h ~ N(0, ) Typical value (sample mean) Variability (sample variance) 1 N ˆ ˆ i N i1 Between-individual (BSV) Cl and V ~ N(, ) s(t,) = D e-(Cl/V)t/V Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 ˆ 1 N ˆ ˆ ˆ ˆT (i )(i ) N i1 120 Frequency 100 y = s(t,,) e ~ N(0, ) 80 60 40 20 0 CL Residual unknown (RUV) , and are fixed effects h and e are random effects 9/22/2015 Gaussian BSV distribution for the parameters: e.g., for CL: CL= CL + h, h ~ N(0, CL) then CL ~ N(CL, CL) y = s(t,,) + e 39 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini • STS results can be described as arising from a 41 BSV for Mixed Effects Models 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini Population Distributions • Between–subject variability in the model parameters 120 CL = + h, h ~ N(0, ) then CL ~ N(, ) Frequency 100 • Normal Distribution: 80 60 40 20 0 CL • Log–Normal Distribution: CL = exp(h), h ~ N(0, ) then CL ~ LN(, ) 200 Frequency can be explicitly modeled • BSV random effects are assumed Normal, zero mean and variance , thus if: CL = + h, h ~ N(0, ) then CL ~ N(, ) (Gaussian BSV) • If on the other hand: CL = exp(h), h ~ N(0, ) then CL ~ LN(, ) (log-normal BSV) 42 150 100 50 0 CL 7 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 43 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 44 A Primer on Statistical Distributions Summary: Typical Temporal Profile Clearance = 0.182 Volume = 17.24 CPT: Pharmacometrics & Systems Pharmacology Volume 2, Issue 4, pages 1-14, 17 APR 2013 DOI: 10.1038/psp.2013.14 http://onlinelibrary.wiley.com/doi/10.1038/psp.2013.14/full#psp4201314-fig-0002 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 45 BSV On Parameters BSV At Work Clearance ~ Gaussian (0.182, 30%) Volume ~ Gaussian (17.24, 16%) * 0.16) = 17.24 = 0, sdsd mean dnorm(x, * 0.16) = 17.24 = 17.24, mean dnorm(x, 0.14 0.14 Concentration (mg/L) 2.5 0.20-0.1 0.25 0.30 0.0 0.35 0.10.40 0.06 0.08 0.08 0.10 0.10 0.12 0.12 0.020.020.040.040.06 22 4 4 66 0.182) 0.3* *0.182) sd==0.3 dnorm(x, 0, sd mean==0.3, dnorm(x,mean 00 0.15 -0.2 12-6 0.450.2 14 -4 -216 0 18 2 20 4 22 6 hSubj#1 hSubj#2 hSubj#1 hSubj#2 CL=0.182 V=17.24 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 Concentration (mg/L) 1 0.5 6 12 18 24 Time (hours) 47 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 48 BSV and RUV Combined Clearance ~ Gaussian (0.182, 30%) Volume ~ Gaussian (17.24, 16%) Measurement error ~ Gaussian (0, 0.01) s(t,) = D e-(Cl/V)t/V Cl and V ~ N(, ) e ~ N(0, ) 1.5 1.5 0 Clearance ~ Gaussian (0.182, 30%) Volume ~ Gaussian (17.24, 16%) 2 s(t,) = D e-(Cl/V)t/V Cl and V ~ N(, ) 0 RUV: Unexplained Variability 2.5 46 Clearance ~ Gaussian (0.182, 30%) Volume ~ Gaussian (17.24, 16%) 2 xx xx Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 1 ePoint#1 ePoint#2 s(t,) = D e-(Cl/V)t/V Cl and V ~ N(, ) e ~ N(0, ) ePoint#4 ePoint#3 0.5 ePoint#5 0 0 6 12 18 24 Time (hours) 8 9/24/2015 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 49 Residual Unknown Variation Structures mean and variance , thus we can have e.g.: • y(t, , , e) = D e-(Cl/V)t/V + e, h ~ N(0, ), e ~ N(0, ) (Additive RUV) • y(t, , , e) = D e-(Cl/V)t/V (1 + e), h ~ N(0, ), e ~ N(0, ) (Proportional RUV) • y(t, , , e) = D e-(Cl/V)t/V exp(e), h ~ N(0, ), e ~ N(0, ) (Log-normal or exponential) Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 51 • A very general RUV model is: y(t, , , e) = D e-(Cl/V)t/V (1 + e1) + e2 h ~ N(0, ) e1 ~ N(0, 1) e2 ~ N(0, 2) (Additive and Proportional RUV) • Note that we are using s() for the model of the data, and y for the data themselves 52 How Is Parameter Estimation Done? • In brief: maximum likelihood estimation based on the • These are the terms we will consistently use: • Typical Values () • Between-Subject Variation () (BSV) • Residual Unknown Variation () (RUV) marginal probability density of the population data • Since the population likelihood cannot be explicitly calculated for our models, which are nonlinear in the parameters, various approximations are often employed • All the data are analyzed together, i.e. the estimate for every individual builds on the population parameters • Other commonly used terms include: • Inter- and intra-subject variability • Fixed and random effects • Typical values and population means • Inter-occasion or between-occasion variability Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 53 54 A Major Obstacle • We assume that the system response for the i-th subject (N subjects total) is given by: yi = si(bi) + ei, i=1, …, N where: • y is the random vector of measurements • s() is a known (nonlinear) model function • bi is the vector of model parameters (e.g. CL and V), which are functions of fixed () and random (hi) effects bi = bi(, hi) • ei is the measurement error random vector • The individual model prediction y i si (bi ) ei si (, hi ) ei implies the joint population likelihood: N L(, hi ) L i (, hi , ei ) i1 • However, L depends on the function s()! • The integral needed to express the likelihood as a function of fixed effects only cannot be analytically solved: L(, , ) Reference: M Davidian, DM Giltinan. Nonlinear Models for Repeated Measurement Data. Chapman & Hall/CRC (1995). Paolo Vicini 2010 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 Summary: Model Assumptions 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 Common Terms 9/22/2015 50 Residual Unknown Variation Structures • RUV can also be flexibly modeled, just like BSV • RUV random effects are also assumed Normal, zero 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 9/22/2015 53 N 9/24/2015 Paolo Vicini 2010 L (, h , e )dh i1 i i i i 54 9 9/24/2015 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 55 9/22/2015 First–Order Approximation • Given the linearization: yi = si(bi) + ei, i=1, …, N • Given a relationship between the random and the fixed effects and the distribution of the random effects: bi = bi(, hi), with hi~N(0, ) • The First-Order (FO) method is based on the linearization of the model function around the mean random effects of the population (i.e. 0) s [b (, h)] y i si [bi (,0)] i i hi ei h h 0 9/22/2015 Paolo Vicini 2010 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 56 First–Order Method • Given the model of the i–th individual: 9/24/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini s [b (, h)] y i si [bi (,0)] i i hi ei h h 0 we can also write: y i si [bi (,0)] Z i (,0)hi ei where Zi(,0) is a sensitivity matrix which depends on the model parameters – the integration can now be done. Expectation and covariance of Y are: E[y i ] si [bi (,0)] Cov[y i ] Z i (,0) Z i (,0)T Cov[ei ] Vi (,0, , ) 55 57 9/24/2015 9/22/2015 Paolo Vicini 2010 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini Maximum Likelihood (FO) Other Approximations • If we make the assumption that Y is Gaussian, from the • Increase in accuracy especially for large BSV expectation and covariance of Y we can write an extended least squares estimator: E[Yi ] si [bi (,0)] Cov[Yi ] Z i (,0) Z i (,0)T Cov[ei ] Vi (,0, , ) 56 58 • Linearization around individual random effects • Lindstrom and Bates (1988) • Beal and Sheiner, First-Order Conditional Estimation (in NONMEM) • Second-order approximations • Laplacian • Gaussian quadrature which is (over all the subjects): 1 N l og2 detVi (,0 , , ) l ogL(, , ) 2 1 T T 1 i1 Y s ( , 0 ) V ( , 0 , , ) Y s ( , 0 ) i i i i i 2 9/24/2015 9/22/2015 Paolo Vicini 2010 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 57 59 Change in Emphasis from Individual Analysis 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 60 Key Diagnostic Plots • With population analysis, the focus shifts to the population parameters, as opposed to the individual • The unknowns in population analysis are: • Expected values (means, typical values) of the parameters () • BSV (variances and covariances) of the parameters () • RUV (variances and covariances) of the model () • Challenge: find good starting values for , , • Note: Individual parameters can be calculated as a byproduct, once population parameters are known CPT: Pharmacometrics & Systems Pharmacology Volume 2, Issue 4, pages 1-14, 17 APR 2013 DOI: 10.1038/psp.2013.14 http://onlinelibrary.wiley.com/doi/10.1038/psp.2013.14/full#psp4201314-fig-0004 10 9/24/2015 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 61 Balance Between Information at the Individual and Population Level # of subjects (N) Few Many Reliable individual and population information Reliable individual information only Few Reliable population information only Unreliable individual and population information 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 62 Balance Between Information at the Individual and Population Level Many # of data per subject (n) 9/22/2015 63 Models for Covariate Functions CPT: Pharmacometrics & Systems Pharmacology Volume 1, Issue 9, pages 1-14, 26 SEP 2012 DOI: 10.1038/psp.2012.4 http://onlinelibrary.wiley.com/doi/10.1038/psp.2012.4/full#psp420124-fig-0003 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 64 Effect of Covariates on Variability • Linear function • Centering (to a reference value) • Centering (using allometry) CPT: Pharmacometrics & Systems Pharmacology Volume 1, Issue 9, pages 1-14, 26 SEP 2012 DOI: 10.1038/psp.2012.4 http://onlinelibrary.wiley.com/doi/10.1038/psp.2012.4/full#psp420124-fig-0003 CPT: Pharmacometrics & Systems Pharmacology Volume 1, Issue 9, pages 1-14, 26 SEP 2012 DOI: 10.1038/psp.2012.4 http://onlinelibrary.wiley.com/doi/10.1038/psp.2012.4/full#psp420124-fig-0004 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 65 Graphical Evaluation of Covariates CPT: Pharmacometrics & Systems Pharmacology Volume 2, Issue 4, pages 1-14, 17 APR 2013 DOI: 10.1038/psp.2013.14 http://onlinelibrary.wiley.com/doi/10.1038/psp.2013.14/full#psp4201314-fig-0004 Simulated Drug Exposures for Different Age Groups Population Pharmacokinetics, CPT: Pharmacometrics & Systems Pharmacology Parameter Estimation and Model Volume 1, Issue 9, pages 1-14, 26 SEP 2012 DOI: 10.1038/psp.2012.4 9/22/2015 Validation Vacation School – Paolo http://onlinelibrary.wiley.com/doi/10.1038/psp.2012.4/full#psp420124-fig-0004 66 Vicini 11 9/24/2015 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 67 Additional Hierarchical Structure List (Timeline) of Approaches Hyperprior on Hyperprior on Hyperprior on (e.g. flat Gaussian) (e.g. inverse Wishart) (e.g. inverse Gamma) Cl and V typical values: h ~ N(0, ) Between-individual (BSV) Cl and V ~ N(, ) s(t,) = D e-(Cl/V)t/V e ~ N(0, ) y = s(t,,) Residual unknown (RUV) , and are fixed effects h and e are random effects CPT: Pharmacometrics & Systems Pharmacology Volume 1, Issue 9, pages 1-14, 26 SEP 2012 DOI: 10.1038/psp.2012.4 http://onlinelibrary.wiley.com/doi/10.1038/psp.2012.4/full#psp420124-fig-0004 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini y = s(t,,) + e 9/22/2015 Bayesian Methods 69 9/22/2015 68 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 70 “Deterministic” vs. “Stochastic” Simulations Introduction to Simulation • The purpose of estimating parameters describing typical values and variability in the “subject” and “measurements” dimensions is to use the model and parameters to simulate unobserved conditions • These may include: dosing schemes, sampling strategies, trials of • One can envision two kinds of simulation: • Deterministic (“engineering”) • One realization of the simulation • No variability included • Stochastic (“statistical”) • Multiple realizations of the simulation different sizes, etc. • Once parameters for the model are available, all the elements that are needed to use the model to simulate are in place • Variability is used to drive the multiple realizations • Variability can be either present or not • Both kinds can be useful depending on the specifics of the question to be addressed 9/22/2015 Population Pharmacokinetics, Parameter Estimation and Model Validation Vacation School – Paolo Vicini 71 Example Simulation (Posterior Predictive Check) Population pharmacokinetic model of the pregabalin-sildenafil interaction in rats: application of simulation to preclinical PK-PD study design. Bender G, Gosset J, Florian J, Tan K, Field M, Marshall S, DeJongh J, Bies R, Danhof M. Pharm Res. 2009 Oct;26(10):2259-69. doi: 10.1007/s11095-009-9942-y. Epub 2009 Aug 11. 12