GEOPHYSICAL RESEARCHLETTERS, VOL. 25, NO.10, PAGES 1717-1720,MAY 15, 1998 DC-8-basedobservationsof aircraft CO, CH4,N:O, and HaO(g• emissionindices during SUCCESS S. A. Vay,•B. E. Anderson, • G. W. Sachse, 2J. E. Collins,Jr.,3J. R. Podolske, 4 C. H. Twohy,-•B. Gandrud, • K. R. Chan,4S. L. Baughcum, 6andH. A. Wallio• Abstract. We report the first measurements of CO, CH4, in quantityaccordingto the temperature,pressure,and other N20, CO2,andH20(g)in theexhaust trailsofT-39, B-757,and combustorconditions[Baughcumet al., 1996]. The emission DC-8 aircraft at cruise conditions. Emissionindices(El) of nitrous oxide (N20) is likely small from turbine derived from these in-situ measurementsare presented. combustors [Brodericket al., 1975;Zhengeta!., 1994;Fahey Resultsare in agreementwith ground-basedtestsindicating et al., 1995b]. SinceCO2,H20(g), C1-14, andN20 arenoted aircraft act as a net sink for CH 4 and recent airbome in-situ greenhouse gases,andthe oxidationof CO servesas a major measurementsthat N20 is not an important exhaust sinkfor OH, quantifyingthe amountof thesespeciespresent constituent. Condensation of H20(g)on exhaustparticles in aircraftexhaustis paramountto the understanding of the resulted in EI(H20(g)) valueslessthanthoseexpected fromthe effectof aviationuponlocal,regional,andglobalatmospheric combustion of fuel alone. Observed apparent negative processes.Presented hereare observations of CO2,H20(g), EI(H20(g))valuessuggestthat aircraftaerosolemissions, CO, CH4, and N20 made within the exhaustplumesof three underunique atmosphericconditions,seed cloud formation different aircraft at cruise conditionsand the resulting andleadto dehydrationof the exhaust-influenced air parcel. emission indices calculated from these measurements. Such conditionsmay induce the formationof cirrus clouds from persistentcontrails.Comparisons with the BoeingEMIT Code show measurement-derived CO emission index values consistent with model evaluations. Experimental The Subsonic Aircraft: Contrail and Cloud Effects Special Study (SUCCESS) experiment was an airborne Introduction campaignbasedout of Salina,Kansasduringthe springof 1996. NASA's DC-8 aircraftservedasthe primarysampling Engineexhaustemissions of gasesandparticlesfrom fleets platform while their T-39 and Boeing 757 (B-757) aircraft of subsonic aircraft, operating primarily in the upper providedthe emissionssourcefor the DC-8 target aircraft. troposphereand lower stratosphere,are potentially in Standard JetA fuel wasburnedby all threeaircraftduringthe sufficientamountsto affect atmosphericozone and climate experiment.On a few flights,the B-757 switchedin-flight [NASA, 1997]. Until recently, the only source-strength betweenfuel tankscontainingJetA fuel havingeithera high informationavailablefor assessing the environmentalimpact or low sulfurcontent(675 vs.75ppm S). of these emissions has come from ground-basedtesting of Measurements of CO, CH4, and N20 were madeusinga aircraftenginesin indoorfacilities. It is uncertain,however, three-channel, mid-IR diode laser-based differential whetheremissionindices(El) derived from these data are absorptioninstrument while CO2 was measuredwith a representative of aircraftoperatingat cruisealtitude(9-13km). modifiedLi-Cor model6252 non-dispersive infrareddetector. Thus,with fuel usageby scheduled airlinerandcargoaircraft Samplingof thesetracespeciesoccurredthrougha common projectedto triple by 2015 [Baughcumeta!., 1994], inlet and associated plumbing. Calibrationswere performed increasingemissionsby approximately 220% from 1990 at 10 min. intervalswith measurement accuracycloselytied to levels[Stolarskiand Wesoky, 1993], thereis a growingneed the primary calibration standards obtained from the National for in-situ measurements of aircraft effluents under actual OceanicandAtmospheric Administration/Climate Monitoring operatingconditions. and DiagnosticsLaboratory. Data were recorded and The primarygaseousemissionsfrom aircraftenginesare archivedat 1Hz with precisions(1•) for CO, CH4, N20 and carbondioxide(CO2)andwatervapor(H20(g))produced by CO2of 1 ppbv,1 ppbv,0.2 ppbvand50 ppbvrespectively.A the combustionof jet fuel. Carbon monoxide(CO) and detailed discussionof the operationof these instruments methane(CHn) are alsoproducedin the combustors andvary duringpreviousaircraftmeasurement campaigns is givenby Sachseet al. [ 1991] andAndersonet al. [ 1993]. Watervapor(H20(g))wasmeasured utilizinga fastresponse IAtmospheric Sciences Division NASALangley Research Center •Aerospace Electronic Systems Div.NASALangley Research Center (-50 msec) near-IR diode laser (1.4gin) sensorrecently 3Science andTechnology Corporation developed[Collins et al., 1995] and flown on two missions hearthScienceDivisionNASA AmesResearchCenter prior to SUCCESS. This sensoris comprisedof a compact 5National Center forAtmospheric Research laser transceiver mountedto a DC-8 window plate and a 6Boeing Commercial Airplane Group sheetof high-graderetroreflecting materialthat is appliedto Copyright1998by theAmericanGeophysical Union. an outboard DC-8 engine housing. Using differential Papernumber98GL00656. 0094-8534/98/98GL-00656505.00 absorption detection techniques, H20(g)is sensedalongthis 28.5 m externalpath. An algorithmcalculates 1717 1718 VAY ET AL.: IN SITU OBSERVATIONS OF AIRCRAFT CO, CH4, N20, AND H20 EMISSIONS Table 1. Flightparameters for plumemeasurements duringSUCCESS Emissions Source Date(UTC) (engine) T-39 (JT-12A-8A) DC-8 Pressure Separation Altitude (km) (km) Mach# FuelFlow* (lbhr 4) 960418 960427 9.5 9.3- 10.7 2.4 -12.7 0.3- 10.4 0.66 - 0.76 0.60- 0.78 -1000 -1000 960429 12.5 self-exhaust 0.70 - 0.73 2500 960503 960504 960507 S Jet A** 9.0 - 11.6 11.5- 12.2 11.0 - 11.8 11.2 4.4 - 11.9 6.2- 18.7 9.5 - 44.1 17.0 - 32.0 0.59 - 0.71 0.71-0.72 0.70 - 0.74 0.70 2515 - 3510 2375-2713 2700 - 2869 2803 (CFM56-2-C1) B-757 (RB211-535E4) *Fuel flow rate is per engine. **S JetA (Standard JetA fuelwithno addedsulfur)caseis for a portionof theflighton960507UTC. concentrationbased on the differential absorptionsignal magnitude, ambient pressure and temperature, and in operationtoday whereasDC-8 and B-757 (- 422 out of 748 B-757's have RB211 engines) aircraft are more in the currentglobal fleet. Median valuesfor spectroscopic parameters thataremeasured in the laboratory. commonplace The precisionof the instrumentis 2% of the mixing ratio. the B-757 are belowthoseof the DC-8 on all threedaysof inSUCCESSH20(g) datawererecordedat 20 Hz andarchived situ samplingand indicativeof the newerenginetechnology at 1 Hz. on that aircraft.Variability in measurements behindthe same Five flightswere conductedduringSUCCESSwith the aircraft can be attributedto the dependenceof EI(CO) on primaryobjectiveof exhaustsampling.Measurements of the ambient pressure, ambient temperature, ambient relative DC-8's own exhaustwere also made (self-exhaust). During humidity,Mach numberand fuel flow rate. As shown in themajorityof thetime,meteorological conditions weresuch Table 1, flight parameterswere quite variable during any that visible contrails formed. Flight parametersduring givenflight. CO emissionsare highestat low powersettings where the temperatureof the engineis low and incomplete exhaustsamplingaregivenin Table 1. combustionoccurs and they decreasewith increasingfuel flow [Baughcumet al., 1994]. As an example,the wide range Results and Discussion of EI(CO) valuesfor the B-757 on 960503 UTC resultfrom a The productionof CO2 from the combustion of fuel is directlyrelatedto fuel consumption.Measurements made simultaneously with CO2 can thereforebe expressedas EI whicharedefinedasgramsof speciesemittedperkilogramof fuel burned. Analysis of the hydrogencontent of the SUCCESSJet A fuel by the AerospaceFuelsLaboratoryat KellyAFB yielded13.7% hydrogen by weightandresultedin change in fuelflowrate(3523to 2815lbhr-l),Machnumber (0.68to 0.59),andengine gastemperature (576øC to 499ø). Conversely,the compactnessof the data on 960507 UTC (standardJet A only portion) resultsfrom the reasonably constantMach number,fuel flow rateandflight level. Changesin CH4 from backgroundwere observedon a numberof T-39 and B-757 plume crossingsand found to be a calculated EI(CO2) of 3159g (kgfuel)'xassuming complete anticorrelated with CO2 in 81% of thosecasessuggesting the oxidation. For a speciesof interestsuchas CO, EI(CO) = enginesof theseaircraft actuallyburn a fractionof the CH4 EI(CO2)* 28/44 * [ACO] / [ACO2]. Multiplicationby the containedin backgroundair. The derivedvaluesfor EI(CH4) ratioof atomicmassunitsis requiredto convertfrom volume are noted in Table 2 where emission indices for a given to weight fractions. Values for the ratio, ACO/ACO2,are obtainedusinglinearregression techniques on time seriesof individualplumecrossings.Emissionindiceswerecalculated onlyfor time seriesproducinga linearcorrelation coefficient Table 2. Emission indices and statisticsfor CO and CH4 of r_> 0.70. Error barsfor eachEI were determinedusingthe errorof the slopeandaregivenasupperlimits. The errorsare drivenby the numberof data pointscomprisingthe peak, peaksizeandshape,andvariabilityof thebackground level. Table 2 presentsemissionindicesfor all three aircraft. Dueto the changingflightparameters, meanEI valuesarenot indicated.The El(CO) valuesfor the T-39 are considerably largerthanthosefor the DC-8 or B-757 reflectingthe older combustor technology of that aircraft's engines. For comparison,recent in-situ emissionmeasurements of NASA's ER-2 aircraft,whichis poweredby an oldervintage range [Faheyet al., 1995b]. Despitethesecomparatively largeCO n El _ % (1(•) T-39 960418 960427 -1.08 to-0.37* 15.94- 18.67 15.60- 26.55 -0.52 17.10 20.98 10 10 72 20 10 5 DC-8 960429 2.06 - 3.43 2.53 6 20 B-757 960503 960504 960507 -1.60 to 1.19' 1.02 - 4.45 0.84- 3.86 0.77 - 1.86 -0.02 1.79 1.55 1.16 6 39 15 8 20 13 20 14 J75engine, revealed EI(CO)values of 18.3to 20.2g kg'x emissions, it shouldbe notedthat only a few T-39 aircraft are median *EI(CH4) values. n - samplesize. 1719 VAY ET AL.' IN SITU OBSERVATIONS OF AIRCRAFT CO, CH4, N20, AND H20 EMISSIONS aircraft have been combined for different days due to the small sample size. The low number of EI(CH4) determinationscan be attributedto fewer crossingshaving a correlation coefficient r&0.70 for ACHdACO2. Since EI(CH4) is small,plumedilutioncan lead to no detectable changein CH4 [Zheng et al., 1994]. All detectable 500 . '•' • 450 400 '-"'---H20(g) -X •'•350•----•"• o ' -•i• H20(i) H20(s) 300 measurements behindthe T-39 were found to be depletedin c• 250 CH4 relativeto the backgroundconcentration. Peak ACH4 ß•- 200 valuesfor thesecasesrangedfrom -5.8 to -26 ppbv. These x 'g 15o resultsare consistent with the findingsof Spiceret al. [1992] whoreportedground-based testingof F101 andF110 engine exhaustdepletedin CH4compared with incomingair usedfor combustion at powerlevelsaboveidle. Similarly,Wiesenet al. [1994] observeddecreasingCH4 concentrations with increasing enginethrustin the ground-based testingof the PW 305 engine. For the B-757, CH4 was depletedin three cases(ACH4 =-8.7 to -7.5 ppbv) and enhancedin three (ACH4--7 to 19.8 ppbv). CH4 production occurredduring periodsof changing enginethrustconditions.The potential for someCH4 productionduringcombustion was notedby Spiceret al. [1992]. Altitudetestchambermeasurements of RB211 (e.g. B-757) engineexhaustshowedno changesin lOO 60000 60200 60400 60600 UTC (sec) Figure2. Mixing ratiosfor saturation with respectto H20(l), saturation with respectto I-I20(s),and ambientH20(g)levels duringperiodsof observed anticorrelation of H20(g)relativeto CO2 between60326 - 60460 UTC on 960427. formationof condensation trails in the aircraftwakes.Regarding sampling error, aircraft exhaust plumes exhibit large CH4concentrations [Wiesenet al., 1994]. spatialvariabilityin speciesconcentrationso that singlepoint N20 was foundnot to be an importantexhaustconstituent measurements (e.g. CO2 data)will seldomcorrespondexactly which is in agreementwith in-situ measurementresults to concentrations averagedover 1O's of metersof path length reportedby Zheng [1994] and Fahey[1995b]. In contrast, (e.g. the H20(g)data). In addition,the effectsof wingtip altitude chamber tests of the RB211 engine showed N20 concentrations tendingto increasewith increasingengine power however,combustorinlet temperatures were much higherthan undernormalcruiseconditions[Wiesenet al., 1994]. Basedon the hydrogencontentanalysisof the fuel and assuming 100%combustion efficiency,an emissionindexfor vorticesand exhaustbuoyancycombineto displaceaircraft plumesseveraltens of metersvertically from their original depositionaltitude[Miake-Lye et al., 1993a]. BecauseEI are calculated from the species enhancementsrelative to backgroundair and water vapor concentrations frequently show steepvertical gradientsin the upper troposphere,this effect can introducea significanterror in El determinations waterof 1228g (kg fuel)-1is expected.However, the forthisspecies.However,thelargedeviations of EI(H20(.•)) apparentemissionindicesobserved for H20(g) (EI(H20(g))) from the predicted value occurred when contrails were duringSUCCESSwereoftensubstantially differentfromthis formed.In thesecases,EI(H20(g))waslessthanpredicted and value. This was expected,due in part to the different indeed, under unique atmospheric conditions, exhibited sampling volumesviewedby the CO2and H20(g)instrumentsapparentnegative values, which indicates contrail growth and to the vertical displacementof the plumes by took placeat the expenseof water vaporfrom the background dynamical/thermodynamical effects,but primarilyfrom the atmosphere. Casesillustratingthis effectarediscussed below. Figure1 depictsEI(H20(g))asa functionof thechangein cloud ice water content(AIWC) for a flight behindthe B-757 wherestandardJet A fuel was beingburnedand illustratesthe 4L I . inverserelationship observed betweenAIWC andEI(H20(g)). r = 0.82 Times when sampling the plume, but with no contrail formation,are reflectedby the valuesat or near 1228 g (kg fuel) -]. LowerthanunityEI(H20(g)) values (i.e.EI(H20(g)) /1228) were realized for both B-757 low and higher sulfur fuel cases. No correlation between the sulfur content of the fuelandthedegreebelowunityfor EI(H20(g)) wasobserved. Figure2 showsa time seriesof H20(g)measurements recordedduringa periodwhenthis specieswas anticorrelated with CO2 in crossingsof the T-39 plumeandthusproducing [ 400 I 600 I I 800 I i I 1000 I 1200 -1 El(H20(g)) g kg apparentnegativeEI(H20(g))values. Near-field(< 3 km I 1400 separation) samples of the aircraft emissions recorded between60326-60460 UTC, a time during which the T-39 was producinga persistentcontrail,all exhibiteda depletion concentrations.Indeed Figure 1. 960507 DC-8 chasingthe B-757 which is burning in H20(g)relativeto background valuesfor EI(H20(g))rangedfrom-2391 to -4911 g standard JetA fuel. EI(H20(g)) atornear1228g kg-] arefor apparent (kg fuel)'] for thethreecrossings recorded. Duringthis plumesamplingwithno contrailformation. 1720 VAY ET AL.' IN SITU OBSERVATIONS OF AIRCRAFT CO, CH4, N20, AND H20 EMISSIONS period, thestaticair temperature was_<-44.5øC andthe References ambient H20(g) mixingratiowaslessthanthatcalculated for saturation relativeto H200)butgreater thansaturation relative toH20(s).Schmidt [1941] notedthatcontrails areexpected to Anderson,B.E., J.E. Collins, G.W. Sachse,G.W. Whiting, D.R. Blake, and F.S. Rowland,AASE-II observationsof trace carbon speciesdistributions in the mid to uppertroposphere, Geophys. Res.Lett., 20, 2539-2542, 1993. form when the exhaustmixturereachesliquid saturation.In Baughcum, S.L., S.C. Henderson, P.S. Hertel,D.R. Maggiora,and this case,the backgroundair was alreadygreatlysaturated C.A. Oncina, Stratospheric Emissions Effects Database NASA ContractorReport4592, Washington, D.C., relativeto H20(s)and thusthe aircraftaerosolemissions Development, servedto condenseambientwater vapor and consequently 1994. Baughcum,S.L., T.G. Tritz, S.C. Henderson, and D.C. Pickett, dehydrate the parcelof air influencedby the aircraftexhaust Scheduled Civil Aircraft Emission Inventoriesfor 1992.' plume. We suspectthat suchconditions exist in regions DatabaseDevelopmentandAnalysis,NASA CR-4700, 1996. wherecontrailsare observedto persistand eventuallyevolve Broderick,A.J., A.K.Forney, D.W. Male, and C.J. Scott,Emission characteristics of representative currentengines,in Propulsion intosheets of cirrusclouds.In suchcases,EI(H20(g)) values Effluentsin the Stratosphere, Monograph2, Rep. DOT-TST-75actuallyprovidea measure of the watervaporremovedfrom 52, Chap.4, Washington, D.C., 1975 the backgroundatmosphere due to the presenceof the Collins, J.E., Jr., G.W. Sachse,L.G. Burney, and L.O. Wade, A novelexternal pathwatervaporsensor, presented at AEAP5th contrail. In the examplesgiven,this amountsto about2 to 5 kg(H20(g)) kg'• fuelburned. AnnualMeeting,VirginiaBeach,April 23-28, 1995. Fahey,D.W., et al., In situobservations in aircraftexhaustplumesin the lower stratosphere at midlatitiudes,d. Geophy.Res., I00, Model Logan,J., The globalbudgetof CO, Reportof theWMO meetingof expertson globalcarbonmonoxidemeasurements (Boulder,7-11 February1994) of WMO Global AtmosphericWatch, 98, P. C. 3065-3074, 1995b. Calculations The in-situ measurements of the effluents from aircraft Novelli and R. M. Rosson,ed., 37, WMO, Geneva,Switzerland, duringSUCCESShave offeredthe opportunity to compare 1994. dataobtainedundertrue flight conditionswith modelresults. Miake-Lye,R.C., M. Martinez-Sanchez, R.C. Brown,andC.E. Kolb, Such intercomparisons are necessaryin order to ascertain Plume and wake dynamics,mixing, and chemistrybehind an whether models based on EI from ground-basedtesting HSCT aircraft,d.Aircrafi, 30, 467-479, 1993a. accuratelyassessthe impact of aircraft emissionson the NASA, National Aeronautics and Space Administration, 1997 Interim Assessmentof the AtmosphericEf•cts of Subsonic atmosphere. A comparison of theEI(CO) valuesfor theDC-8 Aircraft,NASA ReferencePublication1400, 1997. on 960429 UTC and the B-757 on 960507 UTC was made with the Boeing EMIT code. Requiredmodel inputsfor directcomparison with flight resultswere ambientpressure, ambienttemperature, ambienthumidity,Mach number,fuel flow rate, and enginetype. During bothperiodsof interest, standardJetA fuel was beingburnedandreasonably constant flightconditions wereexperienced.Emissioninformation on the T-39 JT-12A-8A enginewas not availablethereforean insitu vs. model comparisonwas not possible. From the intercomparison, the in-situmeasurements for the B-757 were lowerthanthosepredictedby the modeldifferingby 13-21% while thosefor the DC-8 were higher by 14-30%. This is reasonablygood agreement between the two methods consideringsome of the •uncertainties involved and it increasesthe confidence in using such models in the assessmentof the impact of aircraft emissionson the atmosphere. For example,from these model resultsthe impactfrom aircrafton the futureglobalCO budgetcan be estimated. The projectedannual global fuel use for the passenger jet fleetin theyear2015is 2.45x 10• kg yr'• Sachse,G.W., J.E. Collins, Jr., G.R. Hill, L.O. Wade, L.G. Burney, and J.A. Ritter, Airborne tunablediode laser sensorfor highprecision concentrationand flux measurementsof carbon monoxideand methane,in Measurementsof AtmosphericGases, editedby H.I. Schiff,Proc.SPIE, 1433, 145-156, 1991. Schmidt,E., Die Entstehung von EisnebelausdenAuspuffgasen von. Flugmotoren, in Schrifien der Deutschen Akademie der Lufifahrtforschung, 44, 1-22, R. Oldenbourg,Munchen,1941. Spicer,C. W., M.W. Holdren,D.L. Smith,D.P. Hughes,and M.D. Smith, Chemicalcompositionof exhaustfrom aircraft turbine engines, d. Eng. GasTurbinesPower,114, 111-117,1992. Stolarski,R. S., andH. L. Wesoky(Ed.), Theatmosphericeffectsof stratosphericaircraft: 2t third program report, NASA Ref. Publ., 1313, 1993. Wiesen, P., J. Kleffmann, R. Kurtenbach,and K.H. Becker, Nitrous oxide and methaneemissionsfrom aero engines,Geophys.Res. Lett., 21, 2027-2030, 1994. Zheng,J., A.J. Weinheimer,B.A. Ridley, S.C. Liu, G.W, Sachse, B.E. Anderson and J.E. Collins, Jr., An analysis of aircraft exhaustplumesfrom accidentalencounters,Geophys.Res. Lett., 21, 2579-2582, 1994. S. Vay, B. Anderson,H. Wallio, NASA LangleyResearchCenter, MS 483,Hampton,VA 23681. (e-mail: s.a.vay•larc.nasa.gov) G. Sachse,NASA LangleyResearchCenter,MS 472, Hampton, [Baughcumet al., 1994]. Assumingall futurecommercial VA 23681. J. Collins,Jr., Mail Stop 472, NASA LangleyResearchCenter, aircraft have the modern engine technologyof the B-757, which the abovemodel resultsestimatehave an EI(CO)=I.5 g Hampton,VA 23681. J. Podolskeand R. Chan, NASA Ames ResearchCenter, MS 245-5, Moffett Field, CA 94035. annually bytheB-757fleetbecomes 3.65x 10• g COyr'•. C. TwohyandB. Gandrud,NCAR, 1850TableMesaDrive, Usinga globalCO emission rateof 2100Tg yr'• [Logan, P.O. Box 3000, Boulder, CO 80307. kg'• at cruiseconditions, thenthe amountof CO emitted 1994],the CO emissions from the B-757 commercial fleet in 2015wouldcomprise 1.74x 104% of theglobal budget; a S. Baughcum, BoeingCommercialAirplaneGroup,MS 6H-FC, P.O. Box 3707, Seattle, WA 98124. clearlyinsignificant amountassuming theglobalCO emission (ReceivedJune25, 1997; revisedFebruary5, 1998; accepted rateis not vastlydifferentin 2015. February19, 1998.)