Telemedicine Liability: Texas and Other States Delve into the Uncertainties of Health Care Delivery via Advanced Communications Technology Kip Poe* Table of Contents 1. INmoDUCTION •...•.............•...............•......•......••.....•......•.•....•. 682 A. B. ll. What is Telemedicine? Benefits and Present Applications LEGAL CONCERNS A. B. C. Informed Consent Confidentiality, Privacy, and Security The Physician-Patient Relationship and Standard of Care Licensure Venue/Jurisdiction 682 684 686 687 688 693 D. 696 E. 699 ill. CONCLUSION .•.......•.....••......•.....•.......•.•....••.............•......••...... 700 APPENDIX A 702 APPENDIX B 704 APPENDIX C 706 Propelled by the information superhighway and the breadth of emerging computer and communication technologies, telemedicine will change the face of medicine and methods ofinteraction between providers and patients. Access, quality and cost ofhealth care may all improve, but not without the sacrifice ofsome time-honored norms in medicalpractice. 1 * Associate General Counsel, Texas Tech University Medical Center; J.D., University of Texas School of Law; M.S.N., University of Texas Health Sciences Center at Houston; B.S.N., University ofTexas at Arlington. The author would like to thank Texas Tech School of Law student Meredith Lyons for her research assistance in preparing this Article. 1. Patricia Kuszler, Telemedicine and Integrated Health Care Delivery: Com- HeinOnline -- 20 Rev. Litig. 681 2000-2001 682 I. THE REVIEWOF LITIGATION [Vol. 20:3 Introduction Telemedicine is a rapidly emerging and evolving concept in the medical industry that increasingly poses new legal questions that could have widespread ramifications. Telemedicine is not the practice of medicine itself, but rather a tool that aids health care professionals in providing medical treatment and care to patients using modem communications technologies. Through this delivery mechanism, health care providers can offer or support clinical practice at a distanceacross both geographic and time barriers. 2 The most common use of telemedicine has helped provide health care to rural communities via communications technologies including interactive audio and video monitoring. 3 Individuals in largely rural areas far removed from hightech urban or university medical centers are now able to access a full range of medical specialists and advanced treatment options without having to travel out ofthe areas in which they live.4 A. What is Telemedicine? Telemedicine refers to the use of electronic communication and information technologies to deliver health care at a distance. National Aeronautics and Space Administration (''NASA'') scientists first created telemetric technologies for the space program to provide for the longdistance measurement and transmission through space ofthe astronauts' physiological data. s The most basic examples of telemedicine in use today include communications between health care providers and their patients over the Internet, via e~mail or audio-visual conferencing. Through "store and forward" technology, telemedicine images can be digitally stored and forwarded to a distant health care provider. 6 This pounding Malpractice Liability 25 AM. J.L. & MED. 297, 297 (1999). 2. See Robert F. Pendrak, Telemedicine and the Law, HEALTHCARE FINANCIAL MANAGEMENT, Dec. 1996, at 46. 3. Id. at 46. 4. Id. 5. Kuzler, supra note 1, at 300. 6. Store and forward technology involves storing images (e.g., x-rays) in a computer and forwarding them to another site at a later point in time. See Daniel McCarthy, The Virtual Health Economy: Telemedicine and the Supply ofPrimary Care Physicians in Rural America, 21 AM. J.L. & MED. 111, 112 (1995); Derek F. Meek, Telemedicine: How an Apple (or Another Computer) May Bring Your Doctor Closer, 29 CUMBo L. REv. 173, 175 (1998-1999) (both discussing telemedicine's HeinOnline -- 20 Rev. Litig. 682 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 683 interaction does not occur in real time, so it is most frequently used in the fields of radiology and pathology, because these professionals frequently provide services at some point of time after their patient visit; for example, an x-ray can be taken at one time and viewed later. A more technologically advanced use oftelemedicine, which is rapidly developing now, is the use of digital interactive or simultaneous video, audio, and data transmission equipment.7 This technology broadcasts a patient's examination in one location to a health care provider miles away. Telemedical professionals can configure this interactive system to allow the transmission of electronic signals from specially equipped stethoscopes, sonograms, otoscopes, endoscopes, and other diagnostic tools. 8 The most advanced systems involve controlled robotic surgical operations, in which robots are controlled from one location to perform surgeries in another locale. 9 In each of these uses, the medical information is delivered through various technologies, including the Internet, telecommunications lines (copper wire or fiberoptic), and satellite transmissions. IO The transmission mode requires integration and compatibility with a variety ofhardware and software components (e.g., software that compresses radiological images for speedier transmission or enhanced computerized imagery).ll The term "telehealth" is often used interchangeably with telemedicine. However, telehealth specifically refers to health-related activities, such as continuing education for health care providers, the administration of health care service, medical and bio-scientific research, and public health activities. 12 Telemedicine instead refers to ability to allow a physician in one location to view and hear patient data from miles away). 7. See McCarthy, supra note 6, at 112; Meek, supra note 6, at 175 (describing the benefits ofand the range ofsophistication in telemedicine, including the exchange ofcrucial patient images and diagnostic data over two-way interactive video and audio systems). 8. See Meek, supra note 6, at 175; McCarthy, supra note 6, at 114. 9. Meek, supra note 6, at 173. 10. Meek, supra note 6, at 173. 11. Phyllis Forrester Granade, Telemedicine-Liability and Regulatory Issues (May 7, 1999) (unpUblished manuscript, presented at the American Health Lawyers Association Health Information & Technology Conference). 12. See Kristin R. Jakobsen, Space-Age Medicine, Stone-Age Government: How Medicine Reimbursement ofTelemedicine Services is Depriving the Elderly ofQuality Medical Treatment. 8 ELDER L. J. 151, 156 (2000). HeinOnline -- 20 Rev. Litig. 683 2000-2001 684 THE REVIEW OF LITIGATION [Vol. 20:3 the actual practice ofmedicine over a distance using communications technologies. B. Benefits and Present Applications Texas, along with many other states that have vast and largely inaccessible rural areas, can readily benefit from using telemedicine technology to help treat traditionally underserved rural inhabitants. Telemedicine improves access to expertise and advice not otherwise available to areas lacking medical specialists. For example, the University of North Carolina (''UNC'') provides pediatric cardiology consultations to neonates in outlying area hospitals through telemedicine technology.13 This avoids delays in care because the rural hospitals no longer need to send echocardiograms to UNC and wait for their review. 14 Previously, patients without easy access to the university-based medical center could not benefit from such subspecialty care. IS In addition, telemedicine's long-term effects are projected to reveal that it is a cost-efficient manner ofproviding health care despite the often high threshold costs associated with purchasing, installing, and implementing the new technology.16 In Texas, the emerging importance of telemedicine is also evident in the need to administer health care to the state's rapidly expanding prison population. Before the infusion of telemedicine programs into several prison systems across the country, inmates were often transported long distances for medical treatment from a prison to a health care facility. Using telemedicine in the prison system greatly reduces the potential public safety risks oftransferring inmates between facilities. 17 Health care providers can now often see inmates in academic or private medical centers, via telemedicine technology, while keeping the inmate within the confines of the prison facility.18 This helps avoid costs associated with security guards, transportation, private 13. Kuszler, supra note 1, at 303. A neonate is a newborn child. 14. Kuszler, supra note 1, at 303. 15. Kuszler, supra note 1, at 303. 16. Meek, supra note 6, at 178. 17. See Christopher J. Caryl, Malpractice and Other Legal Issues Preventing the Development ofTelemedicine, 12 J.L. & HEALTH 173, 181 (1998) (summarizing the benefits of telemedicine within the model ofprison medicine). 18. See id. HeinOnline -- 20 Rev. Litig. 684 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 685 physician fees, inmate escapes, and possible litigation about the lack of medical specialty care. 19 Telemedicine's ability to conquer distance in both geographical and temporal terms also helps to break down international boundaries by bridging health care among foreign countries. In the 1990s, NASA inaugurated the "spacebridge" to Moscow, an international telemedicine project.20 Russian and U.S. physicians participated in specialty consultations in a variety of disciplines. The project also helped the two countries coordinate their emergency medical service?1 The U.S. Department ofDefense purportedly has the largest and most extensive international program?2 Each branch of the armed services has separate yet related telemedicine programs designed to facilitate each branch's "readiness requirements.,,23 In addition to providing better health care access to rural areas, improving costs and safety in the delivery of prison health care, facilitating health care in the U.S. armed forces, and assisting with international healthcare efforts such as disaster relief in the wake of earthquakes in Mexico City and Armenia,24 telemedicine also has more local applications. Telemedicine is becoming a useful modality for providing home health care. Health care providers can use interactive video links to enhance care for home-bound patients, thereby decreasing the need for costly on-site visits by home health providers.25 19. See R. Cunningham, Telemedicine Races Against Time to Earn Its Keep, in TELEMEDlClNE SOURCEBOOK Vol. 49 (1995 ed.); Edwin Doty et al., Telemedicine in the North Carolina Prison System, in MEDICINE MEETS VIRTUALREAurY 239, 239-41 (H. Sieburg, S. Weghorst, & K. Morgan eds., 1996); Caryl, supra note 17, at 181. 20. See Charles R. Doarn, et al., Applications of Telemedicine in the United States Space Program, 4 TELEMEDlCINE J. 19, 23-26 (1998) (descnbing the Spacebridge to Moscow, which operated from September 1993 to June 1994 and involved several hundred physicians and seventy patients in Russia and the U.S.). 21. ld. 22. See J. Rosenblum, Telemedicine: Modem Miracle or Liability Landmine (unpublished manuscript on file at the Texas Tech University Health Science Center). 23. ld. 24. See Doarn, et al., supra note 20, at 23 (explaining how satellite communications aided health organizations in logistical planning and distribution of food, water, and medical supplies). 25. See Bill Siwicki, Home Care Market Offers Telemedicine Opportunities, HEALTH DATA MGMT., May 1996; ilene Warner, Telemedicine in Home Health Care: The Current Status ofPractice, HOME HEALTH CAREMGMT. & PRAC., Feb. 1998, at 62. HeinOnline -- 20 Rev. Litig. 685 2000-2001 686 THE REVIEW OF LITIGATION [Vol: 20:3 Through telemedicine, health care providers can electronically monitor vital signs, verify medication compliance, and reinforce patient education. 26 Telemedicine has the potential to change the face ofhealth care delivery across the globe. Yet its rapid growth creates difficult legal obstacles in applying traditional legal principles to telemedical care?? This Article explores telemedicine's various forms and services and considers how traditional medical negligence theories may impact or be impacted by the delivery of health care via modem communications technology. II. Legal Concerns A fair degree of legal uncertainty surrounds telemedicine liability. Combining rapidly changing communications technology with the complexities of medical practice requires a new look at some old legal issues. Questions regarding consent, confidentiality, the physician-patient relationship and standard of care, licensure, venue, and jurisdiction must all be examined. For example, if a doctor in state A makes a treatment decision for a patient in state B, and the decision turns out to be questionable, which state's malpractice laws will govern?28 Which state's consent laws apply? What venue is proper and where did the alleged tort occur? How should governments and medical organizations regulate and monitor licensing requirements across state or international borders? Where do state and federal regulatory agencies fit in? Should patients be told about the availability ofteleconsults? How does distance affect documentation and followup care? When applied to telemedical practice, the law governing these areas becomes vague. Few legal precedents exist and legislation has not kept pace with telemedicine's practical applications. However, for 26. See Siwicki, supra note 25; Warner, supra note 25, at 63. 27. See generally Phyllis Forrester Granade, Medical Malpractice Issues Related to the Use ofTelemedicine-An Analysis ofthe Ways in Which Telecommunications Affect the Principles ofMedical Malpractice. 73 N.D. L. Rev. 65 (1997) (exploring the effects oftelemedicine on recognized legal principles in the fields ofmalpractice, physician-patient relationships, medical standards of care, and jurisdiction-related issues). 28. For a discussion of this and the following questions, see Trends in the Profession, 62 TEx. BAR J. 19, 20 (1999) (describing legal uncertainties of telemedicine). HeinOnline -- 20 Rev. Litig. 686 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 687 telemedicine to truly become an integral part ofthe health care industry, these key legal issues must be resolved or at least sufficiently analyzed to determine basic principles and guidelines for use. A. Informed Consent Obtaining a patient's fully informed consent is of utmost importance for health care providers. This is true regardless of the course, mechanism, or mode oftreatment. As Christopher Caryl noted in Law & Health, a patient has a right to know about telemedicine's risks, benefits, and limitations.29 A health care professional should discuss with the patient any risks or limitations affecting examination, diagnosis, or treatment involving telemedicine. 3o For example, the patient should be informed that the telemedicine consultant is physically in a distant location, will not perform a face-to-face physical examination, and must rely on information provided by the patient and anyon-site health care providers.31 It is also important to disclose any risks beyond those concerning direct patient treatment, including potential problems with electronic transmission, such as distortions, delays, and the possible unauthorized interception of medical data transmissions. 32 The patient's consent to undergo telemedical analysis or treatment will generally be considered to extend only to the on-site provider, the telemedicine consultant, and any assistants they deem necessary for the patient's care. Therefore, the patient will need to give specific permission if anyone other than the providers will be present during the interactive examination. Specific patient consent is also necessary ifthe patient's identity will be exposed during a later viewing ofthe examination. 33 Permission should be obtained from the patient to audio record, video record, or photograph the consultation. The informed consent discussion should extend to the handling, ownership, 29. Caryl, supra note 17, at 200. 30. Caryl, supra note 17, at 200. 31. Caryl, supra note 17, at 200. 32. See 22 TEx. ADMIN. CODE § 174.10 (West 2000) (mandating informed consent). 33. For example, medical or nursing students as well as health care providers and technicians from other medical centers may view telemedical treatment to learn more about telemedicine. HeinOnline -- 20 Rev. Litig. 687 2000-2001 688 THE REVIEW OF LITIGATION [Vol. 20:3 and retention of the electronic medical record, including the video or audio tapes or other stored data. fu addition, the patient should understand the relationship between and the distinct responsibilities of the on-site health care providers and the telemedicine consultants. Under Texas law, the treating physician, not the hospital or another physician involved in the diagnosis or treatment of the patient's condition, has a duty to obtain the patient's informed consent.34 This holding can be interpreted to place the duty of informed consent on either the on-site physician, the off-site telemedicine consultant physician, or both, depending on the circumstances of examination, diagnosis, and treatment. It is probably safest for physicians and health care providers to assume that ifthey are responsible for decisions regarding diagnosis or treatment, then they are similarly responsible for obtaining the patient's informed consent for that decision. The consent to participate in telemedicine should be documented, signed by the patient, appropriately witnessed, and retained in the records ofboth the on-site provider and the telemedicine consultant. Medical professionals must also follow all of the general principles of consent that apply to traditional medical treatments and procedures when those treatments and procedures are provided with the aid of telemedicine. Therefore, more than one consent form may be necessary for telemedical procedures. This may include the standard forms that identify the specific risks and hazards of the specific treatment or procedure, and special forms to identify the risks, limitations, and other matters associated with telemedicine. 35 B. Confidentiality, Privacy, and Security Health care providers have a duty to keep patient medical information confidential unless the patient or the law authorizes disclosure. 36 While violations unfortunately occur even in the traditional medical setting, telemedicine presents even greater 34. See Ritter v. Delaney, 790 S.W.2d 29,31 (Tex. App.-8an Antonio 1990, writ denied) (holding that the operating physician is required to obtain consent of the patient). 35. See Appendix A for an example ofa telemedicine consent form. 36. See generally TEx. Oce. CODEANN. §§ 151-165 (Vernon 2000) (providing require-ments for regulation and licensing of physicians); see also id. §§ 159, 160 (providing information about communications between physicians and their patients regarding reporting and confidentiality). HeinOnline -- 20 Rev. Litig. 688 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 689 challenges for safeguarding the privacy and security ofmedical records. Telemedicine relies on computerized medical records and the electronic transfer of patient information from one location to another, which increases the vulnerability to unauthorized access and improper usage. 37 For example, many networks containing computerized medical records are vuh'lerable to computer hackers. In addition, honest mistakes in the handling of private health information may cause it to fall into the wrong hands; for example, an improperly dialed fax number may inadvertently transmit medical information to an incorrect 10cation.38 The statutory requirements controlling the practice of telemedicine in Texas, as in most states, require confidentiality but do not address how it is to be achieved.39 The federal government, however, has recognized that patients are concerned about the amount and types of information that could be disclosed by electronic transfer, the Internet, and other similar mediums. The Health Insurance O requires the Portability and Accountability Act (''HIP Department of Health and Human Services (''DHHS'') to promulgate regulations on electronic data standards and health information privacy.41 DHHS's proposed regulations, which will become effective in two years, aim to protect patients upon the dissemination of their health care information.42 Among other things, these regulations require health care providers to obtain written authorization from patients before using or disclosing any health information.43 Health care providers must also establish and maintain administrative and physical safeguards to protect electronic health information.44 Entities AA"t 37. See Caryl, supra note 17, at 182 (outlining privacy concerns regarding telemedicine). 38. See generally Caryl, supra note 17, at 182; Ranney V. Wiesemann, On Line or On Call? Legal and Ethical Challenges Emerging in Cybennedicine,43 ST. loUIS U. L.J. 1119, 1137 (1999). 39. See TEx. ace. CODEANN. §§ 151, 159, 160. 40. Health Insurance Portability and Accountability Act of 1996 (HIPAA), Pub. L. No. 104-191 (1996) (codified in scattered sections of42 U.S.C.). 41. ld. §§ 261-270. 42. 65 Fed. Reg. 50,312 (2000) (to be codified at C.F.R. §§ 160, 162); 64 Fed. Reg. 69,981 (2001) (to be codified at 45 C.F.R. §§ 161, 163, 164). 43. See 45 C.F.R. §§ 164.500-164.532 (authorizing security standards for health information). 44. HIPAA § 1173 (authorizing standards for information transactions and data elements). HeinOnline -- 20 Rev. Litig. 689 2000-2001 690 THE REVIEW OF LITIGATION [Vol. 20:3 covered by these regulations include health care providers who transmit health infonnation electronically, health plans, and health care clearinghouses.45 Protected health infonnation includes identifiable electronic infonnation either transmitted or maintained in a computer.46 Basically, if the infonnation includes any components that could be used to identify a patient, it is covered by the ACt. 47 The criteria in the proposed DHHS regulations are numerous and extremely detailed and should be thoroughly reviewed by medical providers prior to any disclosure ofcovered infonnation. The following points specifically apply to telemedicine and should especially be noted: 48 1) An individual patient has the right to see a description of what a health care organization is going to do with the patient's identifiable health infonnation. 2) The patient has the right to see his health record, with limited exceptions. 3) The patient has the right to see a record when his records were disclosed for purposes other than treatment, payment, or health care operations. 4) Any use or disclosure of individual infonnation must be the minimum necessary to accomplish its purpose. 5) A covered entity may use or disclose infonnation only: o for treatment, payment, and health care operations, o as explicitly authorized by the individual, o as otherwise permitted in the regulation, and o as required by federal or state law. 6) If a medical organization uses or discloses infonnation for treatment, payment, or health care operations, it must 45. [d. § 262. 46. See 42 U.S.C.A. § 299a-l (providing for confidentiality of data); id. § 1320d-l (setting forth general requirements for adoption ofstandards and applying those standards to health care providers who transmit health information in electronic form). 47. 65 Fed. Reg. 50,311 (Aug. 17,2000) (to be codified at 45 C.F.R §§ 160, 162); 64 Fed. Reg. 69,981 (Dec. 15, 1999) (to be codified at 45 C.F.R §§ 161, 163, 164). 48. The following list is derived from Joan Kumekawa, Telehealth Update, Office for the Advancement of Telehealth, at http://telehealth.hrsa.gov/pubs/ privac.htm (Feb. 18, 2000). HeinOnline -- 20 Rev. Litig. 690 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 691 inform the patient in advance and allow for the patient's objections for use and disclosure. 7) The organization must have administrative procedures in place to protect health information and the rights of patients with regard to that information. These include adopting both policies and procedures for handling information, and administrative systems to protect information appropriate to the nature and scope of the business. Specifically, the entity would be required to: • designate a privacy official, • train its workforce about confidentiality and security measures, • implement safeguards to protect health information from intentional or accidental misuse, • provide a means for patients to lodge complaints and maintain a record of any complaints about confidentiality problems, and • develop a system for imposing sanctions on members of the workforce and business partners who violate the entity's policies. In addition to electronic medical records, privacy questions arise with regard to videotaping and storing electronic imagespractices common in telemedicine. According to the Interagency Committee for Medical Records of the General Services Administration: 49 • • The patient must provide written consent for the taping (unless the consultation is for the documentation of abuse or neglect). Videotapes are not part of the medical record and should be erased after standard documentation ofcare is complete (written or electronic). Unless the videotape is required for a specified interval for a 49. The Interagency Committee for Medical Records of the General Services Administration is an independent agency ofthe United States government responsible for the management of property. See id. The following list is also compiled from Kumekawa's article. See id. HeinOnline -- 20 Rev. Litig. 691 2000-2001 692 THE REVIEW OF LITIGATION D D [Vol. 20:3 specific reason (e.g., documentation ofprocedures in preparation for board certification or documentation of abuse/neglect). The guidelines do not apply to electronic images such as radiographs and digital photos for which documentation processes are already in place. Exceptions to the prohibition against retaining videotapes may be permitted for cases with education value. The methods used by medical organizations to safeguard electronic records will undoubtedly include encryption, secure transmission protocols, and firewalls. 5o These measures must be combined with effective policies and education ofpersonnel since ''the nature of telemedical equipment is highly technical and requires operators at all stages of a telemedical system to have access to information in transit.,,51 In addition to health care providers, technical and support staff must also understand and abide by confidentiality requirements and policies.52 In sum, patients will inevitably be concerned with breaches of their privacy, but federal and state governments have made efforts to ensure that patient privacy can be protected in light of the everchanging and improving technologies becoming available. In the context of telemedicine, patients and health care providers alike must be aware of the possibility of wrongful or mistaken dissemination of confidential information and must take all appropriate safeguards to prevent its occurrence.53 50. Encryption is converting text into code. Secure transmission protocols are sets of technical rules about how infonnation should be transmitted and received using computers. Firewalls are computer software programs intended to prevent unauthorized access to data. 51. Meek, supra note 6, at 196. 52. See Meek, supra note 6, at 186 (noting that patients may object to the presence of technical and support staffduring consultations ofa delicate nature). 53. See Appendix B for specific privacy questions for telemedicine practitioners, critical steps for preparing to comply with IllPAA, and characteristics that influence the probability of a security threat. HeinOnline -- 20 Rev. Litig. 692 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 693 C. The Physician-Patient Relationship and Standard ofCare What does the physician-patient relationship and standard of care mean for patients and physicians in the context of telemedicine? On one hand, the same elements of negligence as in conventional medicine-duty,breach,cause, and harm-are essential elements of telemedical malpractice claims. On the other hand, telemedicine also clearly casts an added dimension to these elements ofnegligence. If a physician-patient relationship exists, and ifso when it begins, will play an increasingly important role in telemedical malpractice cases. The plaintiffwill have the burden ofproving that a contractual relationship exists between the doctor and the patient.54 This type ofrelationship is no longer limited to traditional medical consultations between a doctor and a patient in the same room: Texas courts have held that a physicianpatient relationship also arises when a patient requests and is supplied medical information by a health care provider. 55 Through telemedicine, a physician-patient relationship can be established even when the parties are hundreds ofmiles apart. Courts are likely to find a physician-patient relationship between the consultant and the patient in a telemedicine consultation that mirrors traditional medical situations. 56 Telemedicine's "fluid temporal boundaries" may make it difficult to maintain the norms oftraditional medical practice. 57 For example, telemedical consultations may engage several physicians and consultants simultaneously, or involve stored and forwarded images 54. See Meek, supra note 6, at 186. 55. See Fenley v. Hospice in the Pines, 4 S.W.3d 476, 479-80 (Tex. App.Beaumont 1999, pet. denied) (finding that, when a medical director had "overall responsibility for the medical component 'of ... patient care," a doctor-patient relationship existed between the director and admitted patients); Hand v. Tavera, 864 S.W.2d 678,681 (Tex. App.-8anAntonio 1993, no writ) (noting doctor-patient duties under Texas's anti-dumping statute); Wilson v. Winsett, 828 S.W.2d 231, 232 (Tex. App.-Amarillo 1992, writ denied) (''By its very language, the conclusion expresses a duty arising from a physician-patient relationship in which the patient requests and is supplied medical information."); Fought v. Solce, 821 S.W.2d 218, 221 (Tex. App.-Houston [1st Dist.] 1991, writ denied) (''We do not believe that it is the intent of our legislature that, merely by placing a call to a doctor's home, one can impose a civil duty on that doctor to go to a hospital and give medical treatment to an individual whom he does not know."). 56. See Caryl, supra note 17, at 194. 57. Kuszler, supra note 1, at 308. HeinOnline -- 20 Rev. Litig. 693 2000-2001 694 THE REVIEW OF LITIGATION [Vol. 20:3 and data that the on-site providers or consultants review at a later time. 58 A telemedicine consultant's degree of contact with the patient and the on-site physician's discretion to accept or ignore the consultant's advice are important factors in determining the existence of a physician-patient relationship and the duty flowing from that relationship. 59 "During an interactive video consultation, the telemedicine consultant generally reviews the patient's medical record .. . examines and speaks with the patient in real time, and offers advice to both the patient and the on-site physician, and may accept a fee for services.,,60 Under well-established case law principles, it seems likely that these facts would establish a physician-patient relationship.61 But when the transmission is delayed, then stored and forwarded for a later collaborative consultation-which is typical for teleradiology and telepathology-the courts will likely look to the existence ofa contract or agreement from the consultant to provide services to the patient before imputing this relationship.62 As in traditional medical malpractice cases, once a physicianpatient relationship has been established a plaintiff suing for malpractice resulting from a telemedicine consultation must still prove that the physician breached the requisite standard of care. 63 Because telemedicine breaks down the barriers of geography, it is highly likely that the already prevailing national standard of care (rather than a 58. See Kuszler, supra note 1, at 308 (noting that the telemedicine process alters the physician-patient relationship by changing the relationship from one that took place at a certain time or during a specific sequence to a much more fluid relationship). 59. See Meek, supra note 6, at 187 (listing important factors in determining the liability of a telemedical doctor). 60. Granade, supra note II, at 69. 61. See St. John v. Pope, 901 S.W.2d 420,424 (Tex. 1995) ("Creation of the physician-patient relationship does not require the formalities of a contract The fact that a physician does not deal directly with a patient does not necessarily preclude the existence of a physician-patient relationship."); Dougherty v. Gifford, 826 S.W.2d 668,674 (Tex. App.-Texarkana 1992, no writ) (noting a doctor's performance of pathology and lab work for a patient created a physician-patient relationship). 62. See Caryl, supra note 17, at 196-97 (''The agreement to be available to consult could be written, oral, or the extension of some other duty."). 63. See Caryl, supra note 17, at 197 (stating that a physician-patient relationship is established if the physician participates in a diagnosis and or has a duty to be available for consultation). HeinOnline -- 20 Rev. Litig. 694 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 695 locality-based standard) will apply.64 One commentator suggests, "Where the telemedicine procedures are virtually identical to the traditional medical procedures, the standard of care should be the same.,,65 For example, there is little distinction between the way physicians traditionally read x-rays and the way a telemedicine consultant reads an x-ray. Therefore, the standard of care in both instances should be the same. Other telemedicine applications, however, may be less effective than traditional methods in allowing a full examination and making proper diagnoses; for example, even with the most advanced technologies, distance communication does not permit ''hands on" palpation or touching of the patient by the telemedicine physician. In cases where telemedicine may prove inferior to traditional medical protocol, physicians should proceed with caution because of the risk that a doctor may not be able to meet the required standard of care without being able to touch the patient. In forming opinions and providing treatment, telemedical physicians encountering these distance-related limitations must remember that they are dealing with limited data. 66 Care that is deemed inappropriate by telemedical means must remain with the on-site physician. A separate but somewhat related issue arises when analyzing issues related to the standard of care: What if an on-site physician or health care provider has access to telemedicine, but fails to use it? Over time, as telemedicine modalities and infrastructures become more widespread, courts may see arguments that "failure to obtain a subspecialty consultation or definitive reading of a complex image or data may violate the standard of care when [such consultation] is readily available using telemedicine technology.,,67 To avoid these allegations, when referrals and consults are otherwise unavailable physicians and health care providers should consider obtaining them by telemedicine means. When making telemedical referrals and consults, medical professionals should employ the same criteria, guidelines, and 64. See Caryl, supra note 17, at 197 (stating two possible standards of care: the traditional view that defines the duty by local standards and the modem trend that adopts a national standard of care). 65. Caryl, supra note 17, at 197. 66. See Caryl, supra note 17, at 199. 67. Kuszler, supra note 1, at 316. HeinOnline -- 20 Rev. Litig. 695 2000-2001 696 THE REVIEW OF LITIGATION [Vol. 20:3 medical judgment used when making referrals or obtaining consults through traditional medical methods. Another issue regarding the necessary standard of care relates to a physician's liability for technology failure. If a physician or other provider fails to use telemedicine technology in an optimal manner, potential liability exists for the misuse. 68 Telemedicine is a tool, and like any other medical tool, the use ofthis technology requires the skill and experience to use it adeptly. There is little doubt that telemedicine technologies will experience intermittent failures or periods of unreliability: communication lines may be down, signals may jumble, or equipment may fail. To ensure the reliability of telemedical tools and avoid potential liability, health organizations should ensure that reasonable and customary safeguards and back-up systems are in place and operating effectively.69 D. Licensure Telemedical practice is not limited by geographic boundaries and easily crosses state lines, but physician licensure does not. Each state has the power to regulate the practice of medicine in order to adequately protect its citizens.7o This power, and the states' ability to prosecute noncompliance with licensing requirements, threatens to impede the national spread of telemedicine.71 "A telemedicine practitioner may avoid liability for the illegal practice of medicine in another state by: (1) limiting his telemedicine practice to the boundaries ofthe state where he is licensed; or (2) becoming licensed in each state where his telemedicine practice may extend.,,72 Out-of-state or multi-state licensure problems are being examined at both state and national levels. A variety of licensure options exist, including: (1) allowing an out-of-state practitioner to practice as a consultant in another state; (2) establishing reciprocity and endorsement between states; (3) creating limited-scope licensing within 68. As with any other medical tool, physicians who employ telemedicine in their practice will have to meet minimum standards ofskill and experience. 69. Kuszler, supra note 1, at 318. 70. See Kerry A. Kearney, Medical Licensure: An Impediment to Interstate Telemedicine, 9 No.4 HEALTH L. 14, 15 (1997). 71. See id. (concluding that unless licensure requirements are eased, telemedicine will be limited to intrastate networks). 72. Caryl, supra note 17, at 185. HeinOnline -- 20 Rev. Litig. 696 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 697 a state; and (4) completely eliminating state licensing to establish national-levellicensure.73 Texas has adopted a special purpose license system to allow professionals to practice medicine across state lines.74 The Texas rules require any medical examination--electronic or otherwise-of any patient in the state to be perfonnedby a practitioner who is licensed by the State of Texas, with exceptions only for episodic and informal consultations, emergencies, and consultations provided to a medical schoo1.75 A Telemedicine Information Exchange survey identified that in the year 2000, twenty states had limited scope or special purpose licensure systems similar to the Texas statute, three states allowed reciprocity limited to telemedicine, and the remaining twenty-eight states had taken no action with regard to the issue of licensure for telemedicine consultants.76 Any system that requires physicians to obtain licenses in each separate state poses the danger of making it too cumbersome for physicians to become separately licensed to practice in multiple states. For example, a physician wanting to practice telemedicine in several states would be required to maintain licensure in each state by paying licensure fees in each state, meeting continuing medical education requirements for each state, and so on. The Federation ofState Medical Boards (''FSMB''), a nonprofit organization representing the state medical licensing and disciplinary boards in the United States, has proposed a model act for a national "telemedicine only" medical license, which would be valid in those states that chose to participate in the program.77 This proposal is closely related to special purpose 73. See Meek, supra note 6, at 181-82; Jennifer F. Walker, Telehealth Complex Issue Being Addressed by State and Federal Governments, 66 AORN J. 709, 709 (1997). 74. See 22 TEx. ADMIN. CODE §§ 174.1-174.16. (2000) (Tex. St. Bd. Med. Exam., Telemedicine). 75. See 22 TEx. ADMIN. CODE §§ 174.1-174.16. (2000). 76. See GLENN WACHTER, TELEMEDICINE LEGISLATIVE ISSUE SUMMARY: INTERSTATE LICENSURE FOR TELEMEDICINE PRAcrmoNERS 4 (Telemedicine Information Exchange, Mar. 10,2000), available at http:/Ztie.telemed.orgllegal/issuesl licensure.asp (noting that of the states that have taken action on this issue, only Alabama, California, and Oregon have adopted licensing procedures meant to encourage telemedics). 77. See Barry B. Cepelewicz, Telemedicine: A Virtual Reality, But Many Issues Need Resolving, 13 MED. MAL. L. & STRATEGY 1, 2 (1996) (discussing alternative HeinOnline -- 20 Rev. Litig. 697 2000-2001 698 THE REVIEW OF LITIGATION [Vol. 20:3 license requirements in states like Texas. Unfortunately, the model act allows each state to create its own standards for issuing a license.78 Thus, this telemedicine only method of licensure would only serve to help lessen the burden of multi-state licensure if application and renewal requirements are standardized or at least maintained through a national clearinghouse. Most proposals in favor of creating a national clearing house include a "national license coupled with national board examinations to be given by various specialty societies.,,79 Before any federal medical licensing system can be implemented, however, Congress will have to determine that the practice ofmedicine has a substantial effect on interstate commerce, which would give the legislature jurisdiction to legislate on the issue. 8o This may meet substantial resistance from the states. However, it may prove to be the most workable solution to licensure problems-at least from the perspective of health care providers-because it eliminates the burden of obtaining licensure in each state. Doctors practicing across state lines may also encounter problems with liability insurance coverage. Some liability insurance carriers refuse to insure the practice oftelemedicine, arguably because of the currently questionable nature of the physician's need for licensure in each state. 81 Telemedicine doctors pose an increased risk that many insurers are unwilling to cover. Liability insurers may be reluctant to defend cases in distant jurisdictions where they do not anticipate defending lawsuits since the covered physician is not licensed to practice in that distant state. Physicians must consider whether the "failure to possess a separate license to practice in each state contacted via telemedicine might lead to additional malpractice liability.,,82 The ultimate question in determining liability is whether the lack of licensure can be construed as evidence ofnegligence (i.e., the physician fonns of licensing telemedical professionals). 78. See Teri Lee Jones, Don't Cross That Line, 92 TEx. MED. 28, 29 (1996) (explaining that although the model act's creators intended the act to be easy to implement, each state would work out its own standards for issuing a license). 79. Meek, supra note 6, at 183. 80. U.S. v. Lopez, 514 U.S. 549, 558 (1995) ("Congress' commerce authority includes the power to regulate those activities having a substantial relation to interstate commerce."). 81. See Jones, supra note 78, at 29. 82. Granade, supra note 27, at 87. HeinOnline -- 20 Rev. Litig. 698 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 699 was not licensed to practice medicine in this state and therefore was not qualified to perform the diagnosis and treatment).83 E. Venue/Jurisdiction Jurisdictional and venue questions are inevitable in telemedical malpractice cases because health care services span across county, state, and international boundaries. In determining where alleged malpractice took place, parties must determine the location of the alleged malpractice by examining where the practice of medicine occurred. Certainly, the patient hopes for jurisdiction in their state of residence, with venue in the county in which they reside or where they were physically present for the telemedicine consultation. The question of whether the court in that county has jurisdiction over the case then focuses on whether the doctor has "sufficiently availed himself' in the patient's state ofresidence to warrant its jurisdiction over him. 84 Due process prohibits a state from asserting jurisdiction over a defendant unless the defendant has had "minimum contacts" with the state. 85 A state must show a substantial connection ''between the defendant and the forum state necessary for a finding ofminimum contacts that must come about by an action ofthe defendant purposefully directed toward the forum state.,,86 According to one telemedicine scholar, "Case law supports the notion that because the practice of medicine is a personal service, the point of service in jurisdictional issues is generally held to be the patient's location.,,87 However, this point of service may be altered by the amount of contact and type of service provided by telemedicine. For example, non-interactive uses of telemedicine, typical in teleradiology and telepathology, could be found to occur where the physician-and not the patient-is located. Yet the point of service is 83. See Granade, supra note 27, at 87. 84. See Meek, supra note 6, at 188. 85. World Wide Volkswagen Corp. v. Woodson, 444 U.S. 286, 291 (1980); Int'l Shoe Co. v. Wash., 326 u.S. 310, 316 (1945). 86. Asahi Metal Indus. Co., Ltd. v. Sup. Ct. of Cal., 480 U.S. 102, 112 (1987). 87. Meek, supra note 6, at 188; see also Wright v. Yackley, 459 F.2d 287 (9th Cir. 1972) (standing for the proposition that the state in which a doctor prescribed medicines to a patient has jurisdiction, not the state to which the patient subsequently moved and refilled his prescription). HeinOnline -- 20 Rev. Litig. 699 2000-2001 700 THE REVIEWOF LITIGATION [Vol. 20:3 likely the patient's location when an interactive consultation occurs in real-time and the physician actively engages in a discussion with and conducts an examination of the patient. 88 The more contact a telemedicine physician has with a patient in another state (e.g., interactive examination, discussion, orders, medical recommendations), the more likely the physician has established minimum contacts with the patient's state. 89 Once these minimum contacts are found, most states have long-arm statutes that allow the state to assert jurisdiction over non-resident defendants. 9o A physician engaging in telemedical practice should be aware that a lawsuit could also be brought in his state oflicensure, because he would also have sufficient ties to that state, making it another suitable forum for the plaintiff. Also, ifthe patient and telemedical doctor are from different states and diversity of citizenship is established, the patient may choose to file the lawsuit in federal COurt. 91 Therefore, traditional jurisdictional principles, when applied to cases involving interstate telemedicine, may provide a plaintiffthe opportunity to forum shop and choose the most favorable jurisdiction. While this could serve as a deterrent to physicians considering telemedical practice, they "should not expect to benefit from a state's law that allows them to practice medicine and then evade liability for malpractice in that state.,,92 III. Conclusion The existing legal framework for medical practice does not adequately address telemedical malpractice issues. Advancements in communications technology and the far-reaching benefits to the delivery ofhealth care have forced health care providers and the legal 88. See Granade, supra note 27, at 86. 89. Int'J Shoe, 326 U.S. at 316 (holding that personal jurisdiction can be exercised over a defendant in any state with which the defendant has "certain minimum contacts . . . such that the maintenance of the suit does not offend 'traditional notions of fair play and substantial justice"'). 90. See Granade, supra note 27, at 87 ("Since 1993, at least 10 states have passed legislation or regulations requiring out-of-state physicians to obtain licensure in that state before providing medical services via telemedicine. Clearly, the states are concerned about the growing ease with which providers are practicing across state lines."). 91. See Granade, supra note 27, at 87. 92. Caryl, supra note 17, at 203. HeinOnline -- 20 Rev. Litig. 700 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 701 system to move beyond traditional medical jurisprudence to new considerations regarding the implications of telemedicine. Yet until legal questions are resolved, the practice of telemedicine will be hindered and its ability to increase access to health care will take a step backward. In all likelihood, both state and federal intervention will be necessary to secure the future of an interstate and even international telemedicine system. As telemedicine becomes more commonplace, the courts will undoubtedly address legal issues of consent, liability, confidentiality, licensure, and jurisdiction. Until that time, an awareness of and commitment to resolve the legal obstacles will serve to help keep the goal of better health care access and delivery alive through telemedicine and future technologies. HeinOnline -- 20 Rev. Litig. 701 2000-2001 702 THE REVIEW OF LITIGATION [Vol. 20:3 Appendix A TEXAS 1ECH UNIVERSITY HEAL'Ilf SCIENCES CENTE.R Tl!LEMEDICINE CONSULTAnON CONSI!N1'. JlEl.EASE OP INFORMAnON AND PINANCIALRESPONSIllJUTY CQNSENI'JwlW1wi1Y""lutstTauTccblhUvcnityHa1chSdalccsCcntr:rmdDoaon(.)_......,,=-=="'=-_~_ and such auoclot.., tcdmicaI asslnan1s and other health cue proYidcn as they may cI= neccswy ("Tl'1JHSC Tdemedicinc CoDJUIWlU") to panlcipart in my m<dical care tbtcugb tdemed1dne COIIIUIratioIl. I wdctSlaJld thor rdcmedil:i= coruuItalioa Induclcllntetto<tlvc 1Udio. video or other dcctromc media. r fuaha-uadcntoad th2t TrtlHSC ... uae:!>iq; i=lJtutioa and) apt 10 be • part of 1M rachinC progroms. IlUldcnraad rhot'JTtJHSC Td"",",ldac CollSnlDlets ptaetl" in • dif{ t Iocatlou tIwt my prirnacy h=lch art provider. do DOt hne!he opportunity to meet mt e-_fnce or perform • pbpial m;nation, and ruuJt ttl)' on Woanadon pmvidcd b)' mcandm70lHltebc:l1lhartprovidm. I~rh&tTI'UHSCTdtmcdir!nrCoasultantl_bebddliabltfarlllMcc, reco........wlloao u.d/or der:ioio... baed on fr.cton DOt withia tbeir control such IS iaeample<e or inucura1e clw. provided by othctt or dbtortiocla at cIIacnDItic f=&a or Ipccimcas that mq result !tom dectronlc tra:lIsmissioa. J further odaIoll'kdge that my priawy beaIch e:atCprovlcfer mmlns III clw&e ofmymcdial c:are md is aocobUgaled to CDIIll'ly witb the..Mcc, ~'" aad/ordceislollsofITUHSCTc!emedlciaeC<!osultsal' I UDdcnralldtbotS10 1I'2tntttlesor patalIlCCI ate made tomt_ to result or cure. r ~rh&t it Is my respomiblIityto providcillf~about my medical hbtory. coaditIoa alId care that is COlIlP!e<e alId a=nte to the best of my ability. It is aho my rapottJibiIity to comply with InJtnlctiolu J rucive frocn my heaIch care provIden alId to report cIewiatiolUl &1m such 1llstruc1ions to my beaIth an: provlden In. timely lIUllUKI'. To cmbIe TI'UHSC Tdrmedicinc Coasuhaats' pmlclpotioa in my are, J voIunbriJy RljUt3t and :authome the diKlosure ollllJ or any part of m)'m<dical reeord(lDdudiolonI illfon:aaUol1) toTIlJHSCTdemerIidM ~ltantsby my ",,-lite bcalth c:= providen. ) Wlclmtmd and qrco that the W-uoa I am IlIthorizlnI to be released may iadu4e: l)AlDS/HIV test resuIu, d1Jpools, treatment and rdated Wotmatlosr; 2) dnIc _ rcsaIts aad InfDmlSZicD about drug ad alcohol we aad t=t=nI; and 3) menl#l heaIch irlforaWl= J WIdmtaI1d that the cIisdosure of my lI:llOdial iofonn&Iion to 1TUHSC l'eIemcr:Ilclae ConsuJunu, iadudicg the audio *"tl/or ¥ideo eaasullJtion, will be by ~ tnnuniulon Althoup. JIftlC'lDdo... are Wen to proteCt the eoafidc:atiaIit of this irlfonmdoa by ~ UlIMIlhIlriud reriew. ) UIIdmtaod rht dcctroalc transmlsDoa of dau, video irmp, aad audio Is r>eW and dnelop!aa tethaolocY and COlI!ldeutWity mq be COlIlpt'OUIised by IIlepJ or improper tamperiorJ COCIa1t :I2ld I1lthorizc 1TUHSC Tdcmedldae CO"RJltm~ to audio reeotd, video record. and/or It1II photograph the QOlUUltatloil. J Ul>dcntand that Ill)' Ot' all pull of my body auy be iaduded ia these visual c1JspI.t)'l and that this petmiuioo iJldudes. . . reeonliaI of -eical preotiIuza. I 1&= that tbeoc: recordiapwlll rrmaIa the property ofTl'UHSCTdemedkine ComuhactJ IlId auy or mq Dot be..-: part of the medicII I'tCOftl I ~d thlt this tdcmedk!Ju, amsulwion may be YIcwai by eutdl1 mcdial ...4 I10IHIICdIeaI pctIOCII for iaformatioaal, mea:cb, and educational parpooes. Theoe visual dhpla)'l auy be pubIlrbed a. prof! IM·I joumaIo, boob, ~ mel other sioliIu ~ ia the Illterat or medial and tel<mcdlcln. edoeatloa. kaowJcdCC. and research. I waive all)' aM all rJ&h1s, compcasatiOD. ~ or other P")'D>elIlIn -.-Ion widI the lUIe olvldtoqpcs, pbotopp&r. mcllrasp. [IwtherDJ>dcntaad that all)'p~aad\'ideotIpa ~ the property ofTCUI Tecb l1lIIvmIty HaIth Sclcsca Ceotee lIl>d may be ud wlth=: any further &Ilthomatioa or Doti= to n>e. f abo IIlIdentZl1d that the lmIaa mq be wed ia" IIWIlla' that mq or _y S10t Ic1cl:ltify me by _ 1 abo rcliaquish all)' Ji&bt to Iruptct pbotopllplu aod ~ J. - that this CllGJCQt will be nUd and temah11n c!&tt; (drde ODe) .. IIIIoq .. I _ d the b. durit>I my current hocpkalizat/oD Co rpccifyothertlmellmic: CIilIic _ RELEASE or INFQRMAnQNl TItlHSC 'Tdem<diciDe CooPdHt!tI may cliKIose all on"y part of my mcclJcaI rccotd (IncIudlag onIlDfonD:ltloo) 1IlIiI-r provide blllJ/Iawlc:a to: 1) all)' penoo. corpontioa or ~/« lhdr aut!Iodztd rq>iueutati.t) which Is or mq be llahIe UDder. _ to TI'lIHSC, or to me or my family mcmhcn for all or part of the tekmcdlcln. COS1SIIItarioa CON11NUETO SECOND PAGIl Pqolof2 HeinOnline -- 20 Rev. Litig. 702 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 703 c:batza ~ but POt limited to, bcfpita1 Of medical ocrvicc CXlI11pIIIlcs, inslIrmce or lhl:d party pa,m, WIlrkm' rompeoAdoo ~ crmycmployet;.cd 2) urr 1lIdirid=I or entity ~ by me as "cu-otor or plfo/ rcspocJ!bIe far~ olfea for health care senica pnnided to me. I Wldentand that t may revoke thU authorlzatloll for the release of illfonmtion at any time, by provld1llC 'lfrittcu J1~ to 'ITUHSC Celltu for Tdcmedlcille c:x=pt to the = t that ae:tica has been taken in rdiaace Olllt. UllIess arlIer m'Oked, this autborizatlOll explres auto=lialJy Dinety (90) days £tom the date sipled or Illllety (90) days mer the 1m COllJUlt or after 2ll insunna: or lhl:d party cIalms Im-e been p2id or A1ishctoril1 rcsolv=, whJchevc: llCCUtJ lasl. REIEASg PROM UAJ!U1J'YIl ~ and qrceto Mld harmless TrUHSC mel its agarts, rrpraauatives, md employees &OlD lilly mel aU tiabilit)' aaoWted wlth the release III amfidcJItid patjellt informotiOIl in IlCICOtd= with Ills mthoriutiaJI. 1 undcrstaad TnJHSC CI11QIlt be raponslble for we or reclJscburc of informatloa by thin! puties. FINANCIAL RESPONSlBlLUY AND ASSIGNMl!NT OF BEN!!PlIS1 In colUid=tioa for rcccivin& mcdlc:a1 or health care oc:nices, 1 hetd>y aull'l my rilbt, thle, and interest in all UIsunll=, McdkarelMe&aid. Of other thi:d porty payc:r ba>eIits for medlea1 or health cue ..rvi= in.cludlnJ b'1cmed;~ COIIS1Ihs ~ payoblc to _ to'ITUHSC p1lysiciam mdlor Medico! PrKlIce b:ome Plan. l:abo authorize dlnct pa11JlClllS to be;mde by Mtdlc:areIMedlc arJIJor my Iutnaoe~Of other third party payer. up to the total-..t of my IIlCdil:al and bea1th an: chatp, to TTUHSC pbyslcla;u and/or ~ Praclic:e lDccale P1aII. I certify that the Ioformatioa 1 bavcpr<Mdcd in CllIll1CCtion with Ipplieatioa for pI)'lJICUt by thi:d party paycn, indudin& Medi=cIMedlaid, is <on'CCt. urr I agree to pal' all dwzes CO" medial:and health cue --.ices Uldadilla tdemedlcinc COIlSuilS DOt COYCl'Cd by or wh!l:b c:=cd the _ eotinttted to he paid or ac:tu2lly pjd b1 my iasDr= COlI1l*ly or thi:d port)' payer :and ac= to aW<c pa)'JIlCDt a reqaested by Tt'UHSC. 5"~of SigIIItIIre of Patieatlodler Lcplly Authorized Penoll VltllcstorT~ Print Patleot Namel or my other Leplly Aumorized PersoI1 Print Nome ofvwiCu or TrIlUlstor lime Ptco2of 2 HeinOnline -- 20 Rev. Litig. 703 2000-2001 704 THE REVIEWOF LITIGATION [Vol. 20:3 AppendixB PRlVACY QUESTIONS FOR TELEMEDICINE PRACfITIONERS Interactive Information • Would lin intenletivevideoconfcn:ncingconsullalion beconsidercd ''pron:ctcd health infonnatiun?" If so, should videotape ofa tcl~nsu(tation be kept as a part ofthe patient record? lfvideo must be discarded. how should it be discarded? Ifnot, how long should the tape be stored with aulhori1..atiun from a patient? Store and Forward D1gltallDformation Should "store and forward" images be identified using only a patient code? Will de-eoupJing image and identifier infonnation create greater problems ralher than resolve them? How wiU the transmission ofstoTe and forward data be protected? • Trahllug • In addition to medical pl'llClitioners. how will employers train other employees with access to patient data (sueh as video camera operators) on privacy issues? How should the tel~DSUlting room be secured and made sufficiently private? For example, Kinko's is experimenting with the provision of telemedicine at their stores. HowwiU a patient's privacy be ensured in this case? Legal QuestiODS • What kind of protocol would practitioners need to notifY patients about teleheallh privacy authorization? • What kinds ofeonlraets must be CI'Cllted for non-medical employees? CRITICAL srEPS FOR GETTING READY TO COMPLY wlTn HIPAA Initial security responsibilities and organization awareness Baseline security assessment HeinOnline -- 20 Rev. Litig. 704 2000-2001 TELEMEDICINE LIABILITY Summer 2001] Gap analysis Risk assessment Resource idcntification Develop/revise policies and procedurcs De:.;gnlrevise security architecture Implement enterprise-wide security Establish corresponding administrative support Establish audit process and mechanisms ClIARACTERJSTICS THAT INFLUENCE THE PROBABILITY OF A SECURITY THREAT Number ofuscrs Types ofusers, internal external, on-site, remote, contract Types ofaccess; level and scope ofaccess Ftequency of use Knowledge level of users Numbers of locations/sites • Physical environment Number ofs}'lltems Types ofsecurity controls Interdependencies and interfaces Office for tbe Advancement ofTelehealth • 5600 FUllen Lane, Room 11 A·55 Rockville, MD 10857' voice 301-443-0447' fax 301-443-1330 teJehealth.brsa.gov/pabslpl'fvac.btm HeinOnline -- 20 Rev. Litig. 705 2000-2001 705 706 THE REVIEW OF liTIGATION [Vol. 20:3 AppendixC American MedIcal Association Web-Site Guidelines The American Medical Association (AMA) published guidelines in JAMA to guide organizations in the maintenance and dcvclopment of AMA web-sites.· These guidclines arc intended to provide helpful ideas regarding medical information being provided over the internet. While the guidelines are aimed al the dissemination of medical information via the internet., they may provide helpful information regarding the administration of health care in a telemedicine consulllllion. •Winkler. M.A., Guidelinesfor Medical and Health Infonnation Sites on the Internet: Principles Governing AMA Web Sites, lAMA, March 22129, 2000. HeinOnline -- 20 Rev. Litig. 706 2000-2001 Summer 2001] TELEMEDICINE LIABILITY 707 Telemedicine Web-sites While many web-siles focusing on telemedicine currently existon thelntcmet. the following web-sites provedparticularly beneficial inthe research and development ofthisprcscntation. Select sites provide users the opportunity to place themselves on an e-mailing list to receive new information on a number ofdifferent aspects oftelemedicine. • www.healthprivacy.org: Contains information that deals mainly with the concerns patients and health care providers have with the privacy of patients' medical information. www.tie.telemed.mg: Telemedicine Information Exchange. Contains helpful informationabout the evolvingusesortelcmedicine. It contains links to infonnation about active telemedicine programs. meetings on te1emedicine. funding resources. journals, and legal issues surrounding the use oftclcmedieine. The legal issues link contains useful information on pending and enacted federal and state legislation. This web-site seems to bethe most complete look at lclcmedicine, and probably the most thorough when addressing legal concerns in telemedicinc. Vlww.jama.ama-assn.org: Contains infonnation put out by the Journal of the Amcncnn Medical Association. It contains information in an on-line magazine formal, and allows users to consult past issues ofJAMA on-line. www.telemedmag.com: An on--Iinc magazine devoted to conveying information to thepublic about telemedtcine. Usersbavctheoptiontojoinan e-mailing list in order to receive periodic infonnation via e-mail regarding new issues and developmenls in telemedicine. Contributorsto this web-sitc frequently wrile aboutthenation's best tclemedicincprograms and provide links to those programs where users can actually ()bserve a taped telemedicine consultation. Contributors also write about how different states are dealing with their telemedicine programs. 'www.telehealth.hrsa.&ov; Office for the Advancement ofTeleheallh (OAT). Much like the site described above, this web-site contains magazine-like articles about issues surrounding telemedieine. Links to other telemedicine-related web-sites arc provided, as are links going directly to pending slate and fedcrallegisJation. • www.hhs.gov: Department ofHeallh and Human Services. Contains information onpending and enacted federal telcmedicinelegislation. UsetS are allowed to submit comments about certain pieces oflegislation, as well as review comments submitted by others. • www.arentfox.com: Contains infonnation relating to telemedicine that is largely legal in nature, In addition to containing the meaget amount of case law on telcmedicine issues, the weh-sile also contains information on CUlTCllt state and federal legislation on telemedicine. Users can ditecl1y access this case lnw and legislation through links on the web-site. HeinOnline -- 20 Rev. Litig. 707 2000-2001 708 THE REVIEW OF LITIGATION [Vol. 20:3 • www.tclcrncdjcjneindcx.com: Business information pertaining to theTelcmcdicinc and Teleheallb industry. • www.hg.nasa.gOv/officc/olrnsaJaerQrned.lelemed: Highlights NASA's activities in telcmcdicmc and provides an overview of the in-night medical care systems that have been used to support astronauts during space flight ovcrthe past 40 years. • www.at§p.org:AssociationofTelehealthServiceProviders.Aninternational membership-based organization dedicated lo improving health care through growth ofthe tclehcaJth industry. • www.t!uhsc.edu/lelemedicine: Official web-sile for CenterforTelemedicineatTexas Tech University Health Sciences Center. Provides an overview of the program, along with links. photographs, and history. HeinOnline -- 20 Rev. Litig. 708 2000-2001