In s p e c t io n o f th e E d u c a t io n F u n c tio n s of Lo c a l Au th o ritie s P e rth & Kin ro s s Co u n c il M a y 20 0 3 Definition of terms used in this report HM Inspectors use published criteria when making judgements about the work of a school. These performance indicators relate judgements to four levels of performance. This report uses the following word scale to make clear the judgements made by Inspectors: very good good fair unsatisfactory major strengths more strengths than weaknesses some important weaknesses major weaknesses This report also uses the following words to describe numbers and proportions: almost all most majority less than half few over 90% 75-90% 50-74% 15-49% up to 15% Contents ________________________________________ Page Introduction i 1. The aims, nature and scope of the inspection 1 2. The Education Service: operational context 1 3. Strategic management of the service 12 4. Consultation and communication 20 5. Operational management 23 6. Resource and financial management 27 7. Performance monitoring and continuous improvement 33 8. How well does the authority perform overall? 49 9. Main points for action 51 Appendices Performance information Inspection coverage Quality indicators 53 59 62 Introduction The education functions of each local authority in Scotland will be inspected between 2000 and 2005. Section 9 of the Standards in Scotland’s Schools etc. Act 2000 charges HM Inspectorate of Education, on behalf of the Scottish Ministers, to provide an external evaluation of the effectiveness of the local authority in its quality assurance of educational provision within the Council and of its support to schools in improving quality. Inspections are conducted within a published framework of quality indicators (Quality Management in Education) which embody the Government’s policy on Best Value. Each inspection is planned and implemented in partnership with Audit Scotland on behalf of the Accounts Commission for Scotland. Audit Scotland is a statutory body set up in April 2000, under the Public Finance and Accountability (Scotland) Act 2000. It provides services to the Accounts Commission and the Auditor General for Scotland. Together they ensure that the Scottish Executive and public sector bodies in Scotland are held to account for the proper, efficient and effective use of public funds. The external auditor member of the inspection team carries out a performance management and planning (PMP) audit of the education functions of the authority. The inspection team also includes an Associate Assessor who is a senior member of staff currently serving in another Scottish local authority. The inspection team for Perth & Kinross Council included an inspector from the Social Work Services Inspectorate. i _______________________________ Inspection of the education functions of Perth & Kinross Council 1. The aims, nature and scope of the inspection The education functions of Perth & Kinross Council were inspected during the period November 2002 to February 2003 as part of a five-year national inspection programme of all local authorities in Scotland. The inspection team interviewed elected members and officers of the Council. The inspection team also attended meetings, visited schools and other establishments in the authority and met with staff, chairpersons of School Boards and other key stakeholders of the Education Service. A summary of inspection activities is given in Appendix 2. On behalf of HM Inspectors, an independent company issued and analysed responses to questionnaires to headteachers of all educational establishments within the authority and to the chairpersons of the School Boards/Parents’ Associations and to partnership pre-school establishments. 2. The Education Service: operational context Social and economic context Perth & Kinross Council covers an area of 2,200 square miles. The total population has risen over the last ten years to around 133,000. Over that period, the pupil population has remained constant in comparison with a nationally decreasing trend. While the number of secondary pupils is expected to increase slightly until 1 2005, projections for the next 15 years indicate an overall declining trend broadly in line with a predicted national decline of 17%. On the other hand, the projected increase of 23% in the population above working age is greater than the predicted national trend. Other features of the social and economic context include the following. 2 • The Council comprises a mixture of urban and rural communities. While most of the Council area is relatively advantaged in socio-economic terms, there are some areas of significant deprivation. • Compared with Scotland as a whole, there is a higher percentage of jobs in the service sector, notably in retail, wholesale and hotels. There is a lower percentage of jobs in manufacturing. • The unemployment rate of 2.5% compares favourably with the national average of 4.1%. • Average gross earnings per week in the Council area were 12% below the national average in 2001. • The free school meal entitlement (FME) rate of 8.4% in primary schools is low in comparison to the average rates of 15.9% for comparator authorities and 20.1% nationally. However, the rates in primary schools range between 0% and 64%. The FME rate of 5.9% in secondary schools is well below the average figures of 11.3% for comparator authorities and 16.0% nationally. • Numbers of Looked After Children are low, in comparison with national average figures. Numbers of Looked After and Accommodated Children are also low. The rate for placement of children on the child protection register has fallen, and is now low relative to the national rate. Education and Children’s Services (ECS) covers a large range of communities which have widely differing characteristics. It therefore has the task of providing consistent levels of support and challenge for large, small, urban and rural schools across the authority. It also faces the task of substantially improving school buildings, particularly secondary schools, to provide environments for learning suitable for the 21 st century. Political and organisational context Perth & Kinross Council has 15 Scottish National Party Councillors, 11 Conservatives, seven Liberal Democrats, six Labour and two Independent Councillors. The Partnership Group which forms the administration comprises elected members from the Conservative, Labour and Liberal Democrat parties, and one Independent member. On its formation in 1999, the two main priorities of the Partnership Group were to improve service delivery and develop a streamlined and effective organisation. These priorities informed the introduction of a new management structure in 2000 and the construction of the Council’s Corporate Plan 2000-2003. Strategic priorities identified in the Corporate Plan are to: • provide effective and efficient services which deliver quality and value for money; • support and manage population growth whilst enhancing the quality of life; • maximise opportunities for creating wealth and jobs; • protect and enhance the environment; • promote social inclusion; and • deliver lifelong learning for all. 3 Within the committee structure, the Strategic Policy and Resources Committee has overall responsibility for planning, developing and allocating resources to implement service plans. The Education and Children’s Services Committee is the main policy and decision-making body covering a wide range of the education, cultural and social work functions of the Council. The Standards Sub-Committee, an important group in terms of monitoring performance and promoting improvement in education, was established in December 2001. Its remit includes Best Value and other self-evaluation reviews undertaken by ECS, public performance reports by bodies such as Audit Scotland, consideration of HMIE reports on individual schools and on broader themes, and up-dates on progress with the service plan. The Council’s management structure comprises the Chief Executive, a Depute Chief Executive, and eight Directors of Services. The Director of Education and Children’s Services and other directors are responsible to the Chief Executive. Together with the Depute Chief Executive, they form the Corporate Management Team. Over the last three years, there have been significant changes in organisational and management structures and in personnel, including three different directors. In 2000, the Education Department’s remit was significantly broadened when it became Education and Children’s Services under a new Director. In 2001, the Arts and Heritage and Libraries and Archives Departments were brought within ECS. In 2002, there was another change of Director. At the time of the inspection, the current Director of Education and Children’s Services had been in post for six months, having been Acting Director since January 2002. He was supported by a Depute who was responsible for providing strategic direction in planning for improvement. Both had been in senior posts in the 4 education authority since the Council had been formed in 1996. Together they had overall responsibility for leading and managing the service. Two groups at senior level contributed to strategic decision-making. An Acting Head of Service for Children, Families and Young People joined the Director and Depute to form the Directorate Team which met weekly. The Senior Management Team, which met every six weeks, had wider representation. It included an Acting Head of Service for Criminal Justice Services, Heads of Service for Arts and Heritage, and Libraries and Archives, together with four service managers and representatives of primary and secondary headteachers. There were 22 service managers of whom nine were directly responsible to the Director, nine to the Depute Director, and four to the Acting Head of Service for Children, Families and Young People. This structure for decision-making at senior level had been inherited from previous management arrangements. At the time of the inspection, proposals for a more coherent management structure within ECS were being submitted to the Council. Educational provision and performance In January 2003 the Council was responsible for around 18,500 pupils in 89 schools. There were 77 primary schools, one of which provided Gaelic medium education, 10 secondary schools and two special schools. Pre-school education was provided by the authority in two nursery schools and 38 nursery classes in schools, and in partnership with 36 private centres. Seventy-three percent of primary schools and all secondary schools had School Boards. The Council provided a pre-school place for all three- and four-year-old children whose parents wished it. The Accounts Commission Statutory Performance Indicators 5 (SPIs) indicated that in 2001-2002, all four-year-olds and 81% of three-year-old children took up a pre-school place, compared to national averages of 96% and 90%. The SPIs for 2001-2002 indicated that 29% of primary schools had occupancy levels of below 60%, very closely in line with those in comparator authorities and below the national figure of 33%. None of the secondary schools had occupancy levels below 60%, compared with figures of 15% for comparator authorities and 16% nationally. The figures of 21% of primary schools and 50% of secondary schools which had occupancy levels greater than 101%, were at least three times the national averages and those for comparator authorities. These significant levels of over-occupancy were among the factors contributing to the Council’s decision in 2002 to make a major investment in replacing and refurbishing its schools. To this effect, the Council had submitted a substantial bid to the Scottish Executive for funding through the Public Private Partnership (PPP) initiative. Running costs per pupil had been broadly in line with national averages and those for comparator authorities over the last three years. The Council’s allocations to the revenue budget for education were £65,682,000 in 2000-2001 and £70,263,000 in 2002-2003. These figures included direct grants under the Excellence Fund core and special programmes. The following commentary draws on key performance information about the schools in the Council provided in Appendix 1. Comparator Authorities (CA) refers to the group of education authorities which are most similar to each other in terms of various socio-economic and demographic factors. 6 Staying on rate and school leavers’ destinations • The percentage of pupils staying on beyond the compulsory school leaving age had been above the national average and that for comparator authorities over the last three years. • Between 2000 and 2002, the percentage of school leavers entering higher education had increased. In each of the last three years it had been above the national average and the averages for comparator authorities. Between 2000 and 2002 there had been an overall decline in the percentage of pupils entering further education, while there had been an increase nationally and in comparator authorities. In line with trends nationally and in comparator authorities, the percentage of pupils entering employment had declined between 2000 and 2002. The figures were slightly above national averages, and below the averages for comparator authorities. Attendance and absence • In 2002, the overall percentage of total pupil absences in the Council’s primary schools was very similar to the 2000 figure. Absence rates had remained broadly in line with the average for comparator authorities and slightly below the national average over the last three years. In secondary schools, over the period 2000 to 2002, the percentage of total absences was slightly lower than the national average figures, but slightly above the average for comparator authorities. Over the last three years, secondary absence figures for the authority had risen at a slightly faster rate than trends nationally and in comparator authorities. The authority had not met the 2002 targets for reducing the number of half-days absence per pupil in primary and secondary schools. 7 • Over the period 1999-2001 the average number of exclusions per 1000 pupils from schools was well below the national average figures, although it had risen in line with a similar national trend. 5-14 performance • Between 1999 and 2002 there was an overall increase in the number of primary school pupils achieving or exceeding appropriate levels of attainment for their stage in reading and writing. Performance in both these aspects of the curriculum was at or above national levels. The rate of improvement was, however, below the national rate and that of comparator authorities. Over the same period, attainment in mathematics had declined from above to below the national average. It had remained above the average for comparator authorities but the gap had narrowed. The authority had not achieved the targets set for 2002 in reading, writing and mathematics. • The performance of S2 pupils in reading, writing and mathematics had improved between 1999 and 2002, although the authority’s targets were not met. The rate of improvement was above that of comparator authorities but below the national rate. Over the period, levels of performance in reading, writing and mathematics were well above national averages. In 2002, the authority’s level of performance in both writing and mathematics at S2 was the second highest nationally. SQA examination performance • 8 Between 1998 and 2002, the percentage of S4 pupils gaining five or more awards in National Qualifications (NQs) at Level 31 or better was broadly in line with the national average. Over the five-year period, performance was consistently the second lowest of comparator authorities. Over the same period, there had been a slight decrease in the percentage of S4 pupils gaining five or more awards at Level 4 or better. Since 1999, performance had been slightly below the average of comparator authorities and the gap had been widening. Performance had been slightly better than the national average, but the gap had narrowed between 1998 and 2002. The percentage of S4 pupils gaining five or more awards at Level 5 had increased over the same period. Performance had been better than the national average and that of comparator authorities but in both cases the gap had narrowed in 2002. None of the authority’s targets for the attainment of S4 pupils had been met. • Of the small number of Looked After Children ceasing to be looked after by age 16/17, less than half achieved an award in English and mathematics at Level 3 or above. This was in line with national figures. • The percentage of S5 pupils gaining three or more awards at Level 6 had fluctuated between 1998 and 2002. While performance was better than the national average and that of comparator authorities, the overall rate of improvement was lower and the authority’s target had not been met. The percentage of S5 pupils gaining five or more awards at Level 6 had steadily risen between 1998 and 2002. Performance in 2002 was the highest of comparator authorities and the fourth highest nationally. The overall rate of improvement was higher than the average for 1 Level 3 = Standard Grade at Foundation Level or Access 3 Level 4 = Standard Grade at General Level or Intermediate 1 at A - C Level 5 = Standard Grade at Credit Level or Intermediate 2 at A - C Level 6 = Higher at A - C Level 7 = Advanced Higher or CSYS at A - C 9 comparator authorities and nationally, and the authority had exceeded its targets. • Between 1998 and 2002, the percentage of pupils gaining one or more NQ award at Level 7 by the end of S6 had remained broadly constant. Performance had been above the average for comparator authorities until 2001. It had remained above national averages over the five-year period, but the gap had narrowed. School inspection evidence In the period from September 1999 to February 2003, HMIE published reports giving evaluations against a full set of quality indicators in 28 primary schools, four six-year secondary schools, one four-year secondary and one special school. There were some significant variations in quality across the schools inspected. In almost one third of the primary schools inspected all aspects were judged to be good or very good. In the four-year secondary school and in one of the six-year secondaries almost all aspects were evaluated as good or very good. In one of the six-year secondary schools and in the special school inspected, well over half the quality indicator values identified important or major weaknesses. In most primary schools the overall quality of attainment in English language and mathematics was good. Factors contributing to good attainment included the structure of the curriculum, the range of teaching approaches and the quality of pupils’ learning experiences which were good or very good in almost all schools. Specialist support for pupils’ learning and the implementation of Special Educational Needs (SEN) legislation were good or very good in all mainstream schools inspected. However, in over one third of schools there were some important weaknesses in meeting pupils’ needs and, in the majority of schools, in approaches to assessing pupils’ progress. 10 While the majority of primary schools had good or very good leadership, in almost one third of schools there were some important weaknesses in this aspect. Arrangements for staff development and review and the management of devolved finances were good or very good in almost all schools. Planning for improvement was good or very good in most. The most common weaknesses in management were in approaches to self-evaluation, which lacked rigour in almost half the schools inspected. The overall quality of attainment in three of the five secondary schools inspected was fair at S1/S2. Attainment was good and sometimes very good at S3/S4 and S5/S6 in four of the schools. The structure of the curriculum and the overall quality of learning and teaching were good, with some very good examples of effective direct teaching especially at S5/S6. Weaknesses were evident, mainly at S1/S2, in tasks not being well enough matched to pupils’ abilities and with insufficient pace or challenge being provided. Weaknesses in the provision of support for learning in three of the schools related mainly to the deployment of specialist staff. In the secondary schools inspected, the quality of leadership and the effectiveness of approaches to self-evaluation ranged widely between very good and unsatisfactory. Two of the schools were very well led. Aspects of planning for improvement varied between good and fair. Points for action in four of the schools identified a need to develop more systematic and rigorous approaches to quality assurance, with a view to improving pupils’ experiences and their attainment. In the special school inspected, important features of the management and staffing of the school were unsatisfactory. In all primary and secondary schools staffing levels were good or very good. All schools were also well resourced. Some, including three of the secondary schools and the special school, had important weaknesses in the quality of 11 the accommodation, relating to aspects of health and safety. Evidence from the education authority’s pre-inspection reports to HMIE indicated a good knowledge of provision in its schools. The major weaknesses in one of the secondary schools had been clearly identified in advance of the inspection. Prior to the inspection of the special school, the authority had recognised the need to take specific action to support the school in improving the quality of its work. Reports were prepared to a common format, reflecting How good is our school? 2 and contained an appropriate emphasis on evaluative comment. The education authority had been generally effective in advising and supporting schools in implementing the main points for action in HMIE reports. With very few exceptions, schools followed up by HMIE between September 1999 and February 2003 had made good or very good progress in meeting the points for action in their published inspection reports. 3. Strategic management of the service Vision, values and aims Performance in this area was good. The five-year Community Plan and the Corporate Plan 2000 – 2003 provided clear statements of the Council’s vision and aims. These aims included a commitment to promote social inclusion and deliver lifelong learning for all. The vision and aims of ECS closely reflected those of the Council. The aims of ECS focused on improving standards of attainment and on the authority’s role in providing 2 How good is our school? – Self-evaluation using performance indicators (Audit Unit – HM Inspectors of Schools, SOEID, 1996, revised edition, HM Inspectorate of Education, 2002). 12 support and challenge. Following consultation, these aims had recently been revised to increase the emphasis on promoting equality, fairness and opportunity for all, and supporting the role of parents 3 and teachers as partners in children’s education. ECS was not yet using its aims as benchmarks to evaluate the impact of its work. Service aims were reflected in aims for individual educational establishments. In the pre-inspection survey, 85% of headteachers and 89% of School Board chairpersons indicated that the service had successfully communicated its vision for the development of education. Shortly after his appointment, the Director had identified six key priorities for improvement beyond the formal aims of the service. These priorities focused on those aspects of strategic and operational management which he perceived to be most crucial in taking the service forward. They emphasised the importance of clear leadership, better teamworking, and efficient working in day-to-day operations. The Director had discussed the implications of these priorities with stakeholders. He had asked managers in schools and central services to develop similar personal priorities of their own. Staff interviewed during the inspection were generally supportive of the overall intent of these priorities. They appreciated the Director’s determination to make immediate improvements in the quality of service being provided to pupils and parents. The Director took an active role in the Corporate Management Team. ECS was fully involved in corporate approaches to improving quality, such as the programme of Best Value Reviews. It had also developed a systematic approach to reviewing the quality of its own work through use of Quality Management in Education 3 Throughout this report, the term ‘parents’ should be taken to include other carers. 13 (QMIE)4 and stakeholder involvement. Elected members were kept well informed about initiatives in education. However, there were as yet few examples of joint delivery with other services at a strategic level. An inter-departmental steering group for the initiative Investment in Learning was a good model for further joint working. Integrated working within ECS was at an early stage of development. Joint working with other agencies included a Youth Justice Group which dealt with strategic and operational issues aiming to reduce the number of young offenders. Leadership and management Performance in this area was good overall. On their appointment, the Director and Depute had taken immediate steps to improve important aspects of the work of the service. Staff, parents and other stakeholders believed that their actions had already made a positive impact on the quality of consultation and policy development, and were optimistic about further improvements continuing. The Director was committed to improving quality. He had recognised the pressing need to improve ethos, morale and teamwork across the service, and to establish effective approaches to consultation and communication with staff, parents and other stakeholders. He also recognised that the key priorities were to deliver effective services to parents and young people and to strengthen the sense of accountability. He had communicated these expectations clearly and his six priorities provided an immediate agenda for all staff in schools, and for all centrally-deployed officers. The Director, demonstrating the importance of accessibility, had visited educational establishments and 4 Quality Management in Education (HM Inspectors of Schools, 2000) is a framework of self-evaluation for Local Authority Education Departments 14 met with staff, parents and other stakeholders. As a result, very positive relationships with these groups were developing. The Director was seen as approachable and had involved staff in a number of key policy developments since his appointment. Overall, consultation on the implementation of the Teachers’ Agreement had been well managed. The Joint Negotiating Committee had become an effective forum for discussion of educational issues as well as conditions of service. The Director should continue to develop these qualities of visibility and accessibility in his work with children, families and young people. The Director and Depute had complementary leadership qualities. The Director had a strong awareness of the political and corporate dimensions of the work of ECS and was skilled in dealing with elected members and colleagues from other services. The Depute Director had considerable experience and understanding of a wide range of issues relating to quality in education and of the mechanisms necessary to achieve improvement. Much of the authority’s good practice in quality assurance stemmed from the strong lead he had provided in this aspect of its work. Together the Director and Depute had the potential to become a strong and effective management team. They were still considering the most appropriate allocation of responsibilities to senior managers, in the context of planned changes to the structure of the organisation. A majority of headteachers (72%) felt that senior managers recognised and celebrated success. Directorate Team meetings did not always focus sufficiently on strategic decision-making. The wider Senior Management Team was a forum for sharing information between senior officers, including headteachers, principally in relation to reports to be presented to the ECS Committee. The specific roles of these two teams in strategic policy development needed to be clarified. A Senior Officer Review Group (SORG) 15 considered major issues relating to education and care for children and young people, for example residential schooling outwith the Council area. Elected members and the chief executive were very supportive of the work of ECS in general and of the directorate in particular. Both the Director and Depute were actively involved in promoting improvement and had made a positive impact on the effectiveness of the service. Almost all (96%) heads of establishment indicated that senior managers showed a high level of commitment to promoting quality. They had fostered an ethos of trust and openness and their approachability and accessibility were highly valued. The quality of dialogue with staff and parents had significantly improved. They had taken steps to improve the rigour of quality improvement processes. Clearer lines of accountability had been established and specific responsibilities were currently being assigned to service managers for delivering effective services to parents and pupils. A wide range of reports had been presented to the ECS Committee, which addressed very important issues for the effectiveness of support for establishments and the quality of services to parents and young people. Establishments had received a number of important policy documents to guide their work. The role of headteachers as senior officers of the authority had been strengthened, and their teamwork with centrally-deployed officers significantly improved. The task of merging the two large departments of Education and Children’s Services, together with Arts and Heritage and Libraries and Archives, was a demanding one. The Director had taken good steps to rationalise salaries and conditions of service across ECS. However, there was a need at a corporate level to clarify the roles and responsibilities of officers carrying out the statutory duties of Social Work Services. The service was beginning to extend its well-established approaches to monitoring and self-evaluation within education across all aspects of its 16 work. However, the development of the integrated service still required considerable direction before it became fully effective in providing services of the highest quality to all young people and their families. The work of the Director and Depute and other senior officers had not been reviewed. The Director met regularly with the chief executive to discuss the work of the service, and senior officers met with members of the directorate. A more formal approach to professional review was needed. Policy development The overall quality of policy development was good. ECS had a comprehensive range of policies and guidelines covering most aspects of its work. An audit had been carried out on all existing policies. About a third had been revised and gaps had been filled. The service plan and related action plans for those policies being developed or revised showed costs and individual responsibilities. Consultation was built into policy development through effective working groups representing stakeholders and staff at different levels. Draft policies were generally discussed by the ECS Committee before circulation to establishments for comment. Staff in establishments welcomed recent policy development. Most heads of establishment (80%) indicated that the range of ECS policies was appropriate to their current needs. Most policies were clear and accessible. ECS was planning to produce succinct summaries of some key policies as an aid to parents and other stakeholders. However, once policies were produced, there was no consistent approach to supporting and monitoring their implementation. Around half of heads of establishment (54%) thought that policies were backed up by clear procedures for putting them into action. Establishments 17 had well-written and regularly revised guidelines for development planning, and information about the service provided by the Quality Development Division (QDD) and the Provision Team. Other important guidance to schools included advice on monitoring the quality of learning and teaching, and an outline of HMIE inspection procedures and their articulation with ECS approaches to quality. Almost all heads of establishment (98%) were clear about the policies and procedures on quality development, significantly higher than the average national figure for such surveys. Establishments would benefit from an overall policy for quality development which brought the various elements together, including the framework for staff review and development. Other important policy advice included very clear and helpful child protection guidelines. However, there were currently separate guidelines for education and childcare services. A Child Protection Audit Group was auditing the Council’s policy and procedures against the recent National Review of Child Protection. The Council needed to co-ordinate the development of policy and procedures across all departments. It had still to reach a formal agreement with all partner agencies on sharing and exchanging information on vulnerable children and young people, and those at risk. Health and Safety guidelines and the revised policy and procedures for Education for Work and Enterprise included arrangements for risk assessments and out-of-school activities. The policy on managing drugs-related incidents included specific guidelines for small schools. There were no written crisis and emergency policy and procedures. Policy development on race equality and accessibility was being undertaken within the corporate approach. The Support for Learning policy was comprehensive. The Strategy for Promoting and Supporting Inclusive Practice included helpful support for self-evaluation. A 18 draft policy on personal learning plans for pupils was out for consultation. ECS had produced detailed 5-14 curriculum guidelines, including Personal and Social Development and Health Education. A draft policy on Pupil Absence from Learning had been discussed by the ECS Committee and further consultation was taking place. The policy would be implemented in the next school session, supported by guides for parents. The Administration Handbook was currently being revised and, once completed, would be placed on the Council’s intranet. Following the recent audit, schools had received a list of all existing policies including plans for revision and renewal. Although based on national, corporate and service priorities, the programme for revision was not sufficiently systematic. Decisions about the framework of policies necessary to guide the work of establishments needed to be taken at a strategic level. The authority has developed an arts strategy and was in the process of developing a cultural policy. Where appropriate, opportunities should be taken to include reference to children’s services within education policies. A number of stakeholders referred to the need for an integrated Youth Strategy, supported by associated service and action plans, which would bring together those aspects of the Council’s work currently dispersed across a range of documentation. The service needed to harmonise, and eventually reduce the number of, policy documents relating to children and young people. Overall, the service had made good progress in policy development, in consultation with key stakeholders. New and revised policies to support and direct the work of establishments were beginning to provide a clear framework and make an impact on the quality of service provided to pupils and their families. 19 4. Consultation and communication Good procedures were in place for consultation and communication. The Director had taken a strong lead in developing important features of consultation and communication with headteachers and other stakeholders and significant improvements had been achieved. Key groups relating to quality improvement and Best Value provided opportunities for a range of staff to be fully involved in decision-making. Colleagues from the Council’s Performance, Management and Planning department were involved in the Consultation and Communication Review Group. The Standards Sub-Committee provided a useful forum for discussing strategic issues concerning the work of the service and to help inform elected members and other officers. Recent consultation had informed the development of: • provision for pupils’ care and welfare; • the community learning strategy and plans; and • the vision and values for the service. The Director recognised the variable quality of methods of consultation. He was aware of stakeholders’ concerns over the volume of consultation, often leading to a low response, and their uncertainty about the impact of their views on decision-making. A majority (66%) of heads of establishment thought that ECS consulted effectively with establishments, and a similar proportion agreed that it consulted appropriately with staff on the direction and priorities of the service plan. Less than half (45%) of School Boards agreed that consultation provided them with a chance of influencing aims and plans for education. The Director had taken good steps to improve the quality of links with parents and should continue to develop this important aspect of the authority’s work. 20 The service had taken very effective steps to improve its consultation procedures. Stakeholders commented very positively about recent changes. A draft strategy had been circulated to stakeholders for comment. The approach taken to developing the Joint Negotiating Committee for Teaching Staff was a particularly successful example of effective collaboration. The range of forums included: • a recently formed Primary Headteachers’ Strategy Group to parallel the Strategy Group for Secondary Headteachers; • regular cluster meetings of schools organised geographically; and • clusters supporting the needs of denominational schools and headteachers of small primary schools. As part of its focus on Education for Citizenship, ECS was consulting on a policy and guidelines for school Councils. The policy would provide an authority-wide framework for ensuring that pupils were fully consulted on school issues and able to participate actively in decision–making. A Children’s Rights Officer was supporting the Youth Council, which was valued by those young people who were members. ECS made effective use of the Council’s Viewfinder initiative for consulting with stakeholders, for example to gather parents’ views of the information they needed. Parents and staff across the service had been actively involved in consultation on the National Debate on Education. Communication was good overall. Teaching and non-teaching staff, were effectively involved through networks and curriculum panels and within the consultation frameworks for individual schools. Clerical, auxiliary and secretarial staff met regularly as members 21 of a secretarial forum. School janitors and technicians were consulted on key issues. Chairpersons of School Boards were represented on a School Board focus group and School Board chairpersons’ meetings, which included annual meetings with the directorate. They had been extensively and effectively involved, along with headteachers and heads of service, in identifying budget proposals for next session. ECS provided stakeholders with a range of well-produced and informative publications to support their work. Most School Boards (89%) were aware of how well their schools were performing, a figure significantly above the national average. However, less than half (49%) thought that they could access good information about the quality of education across the Council as a whole. The service had made effective use of the information from the Viewfinder 7 survey to review and improve its systems for recording and responding to complaints and enquiries from stakeholders and now had an efficient system for monitoring response time. It could usefully develop this approach to provide information on the nature of enquiries received, to assist in tracking the volume and pattern of complaints. ECS responded too slowly to contacts from stakeholders and needed to improve the quality of its service in this area of its work. Overall, the quality of consultation and communication had improved considerably over the past year and was now good. Key stakeholders were able to identify a number of areas which had been improved as a result of their involvement. 22 5. Operational management Service planning The quality of service planning was good overall. Almost all heads of establishment (93%) agreed that the service plan made clear the Council’s aims and priorities for education. There were clear links between the corporate plan and the ECS service plan. The service followed the Council’s guidelines for planning and participated effectively in its corporate approach. The service plan had been appropriately updated to incorporate the work of individual services for Education, Criminal Justice, Children’s Services and Cultural and Community Learning, following structural reorganisation. It reflected key values, principles and objectives from recent national reports and guidance, and was cross-referenced to relevant corporate strategic priorities and the National Priorities. It was not based on a sufficiently integrated vision for promoting child development and supporting the social welfare of families and communities. It included few references to key external partners, for example National Health Service (NHS) Tayside. Good steps had been taken to ensure consistency in the quality of planning and performance management across the service. Central staff and stakeholders had been consulted effectively through team discussions and working groups. Action points from reports on self-evaluation produced by schools, pre-school establishments and officer teams were incorporated into the updated service plan. However, senior officers recognised that there was scope for the Directorate and Senior Management Teams to make more focused use of the service planning process to manage the service as a whole. Implementation of the service plan was supported by well-focused action plans for teams and individuals. They were used to manage performance, monitor 23 progress and set priorities for action at all levels in the organisation. Progress against the plan was reported twice per year to the Standards Sub-Committee. Groups such as the Quality and Standards Steering Group, the Service Improvement Planning Sub-Group and Best Value, and Performance Monitoring Sub-Group had made a good start to setting priorities for the department, streamlining planning, and ensuring rigour and consistency in self-evaluation and reporting. The overall aim was to ensure that planning took account of all aspects of provision and that plans were comprehensive and focused on improvement. Performance management and reporting were well-embedded in the service planning process and included the systematic use of QMIE and an extensive programme of Best Value Reviews. In the past, these reviews had focused on specific areas of the service. The programme now addressed each quality indicator from QMIE systematically. Establishments reflected service priorities in their own improvement plans. Planning, self-evaluation and reporting on standards and quality were well established. In 2002, school development plans, action plans, reports on progress and standards and quality reports had been incorporated into a single quality improvement plan. Clear guidance for teams and establishments, effective training and targeted visits to schools and pre-school establishments by QDD officers had all contributed to the high quality of school development planning. The comprehensive inter-agency Children’s Services Plan was built on the key national outcomes, and cross-referenced to the local improvement agenda, relevant local outcome agreements and associated performance measures. However, assessments of the healthcare needs of children and young people were fragmented and reduced the effectiveness of the plan as a 24 whole. ECS had been identified as taking a lead in the working group on Lifelong Learning being set up as part of the re-launch of the Community Plan for Perth & Kinross. Overall, service planning was well organised and systematic. The findings of self-evaluation by schools, other establishments and teams and the outcomes of Best Value Reviews had led to targeted action which had improved the quality of service for pupils and families. School development planning was an area of strength. Deployment and effectiveness of centrally-employed staff Overall, performance in this area was fair. The hard work and commitment of centrally-employed staff were appreciated by staff in schools and pre-school establishments. They valued the prompt response and quality of service they received from professional, administrative and support staff. Most headteachers (84%) agreed that officers maintained effective contact with their establishment, significantly higher than the national figure. Almost all leaders of pre-school centres and most headteachers of primary and secondary schools found officers prompt and helpful and felt confident of appropriate support being available. Very effective support was provided for schools in matters relating to human resources, finance and Information and Communication Technology (ICT). Requests for help with repairs and maintenance were usually dealt with efficiently. The Child Protection Duty Team had helped communication between agencies and speeded up action on referrals about children at risk. However, there were some important weaknesses in staff deployment. Over recent years, changes in the management and organisational structure of ECS had resulted in a lack of continuity in the roles and remits of staff and reduced their overall effectiveness in improving 25 the quality of provision. School staff were uncertain about the current allocation of responsibilities to individual centrally-deployed staff. There was considerable uncertainty about the management of the various components of provision of support for pupils. A majority (64%) of the School Board chairpersons surveyed were clear on how to channel views, enquiries and complaints, a figure significantly lower than the national average. The Director had taken some positive steps to improve deployment. However, at the time of the inspection there was still uncertainty about overall staff deployment. Weaknesses in arrangements for providing support for pupils with special educational needs and delay in filling posts for educational psychologists had reduced the effectiveness and responsiveness of the service provided. Although the Director had established integrated meetings, discussions tended to focus on the needs of children and young people as school pupils rather than as members of families and communities. The Director and the Depute currently managed the work of two teams of service managers, Provision and Quality Development, both of which had specific responsibilities for providing challenge and support to schools. Service managers in the Provision Team provided the first point of contact and maintained overall responsibility for operational management in specific establishments. QDD service managers were responsible for monitoring performance, for curriculum development and continuous improvement. Individual members of these teams provided a valued service to schools, parents and pupils and there were some examples of effective team-working. However, their shared responsibility for quality improvement had resulted in some significant issues in performance not being addressed effectively, to the detriment of the quality of service offered to parents and children. Furthermore, the frequent change and the 26 overlap in their roles had led to some inconsistencies in their response to schools. QDD service managers oversaw the work of Quality Improvement Officers whose remits covered a range of cross-cutting issues, sectoral initiatives and aspects of curriculum support and staff training. They provided practical help and advice in improving classroom practice. The authority had recently improved support to schools, children and families by appointing co-ordinators for a number of services. While centrally-based staff had taken part in development activities, including award-bearing courses, their needs were not systematically identified through a process of professional review. The draft Strategic Framework for Staff Development and Training and the draft policy for Employee Review and Development included plans to address this deficiency and to introduce a minimum entitlement for training. The Director had recognised the need for a more effective management structure within the service which would increase accountability in all aspects of its work. Service managers worked very hard across a number of fronts to improve aspects of delivery and performance relating to their areas of responsibility, but inefficiencies in working arrangements had not yet been fully resolved. The directorate needed to ensure that staff focused their efforts on those key activities which would improve the quality of achievement and experience for pupils. 6. Resource and financial management Resource management The management of resources was good overall. The Council had allocated good levels of resources to support education, based on a clear rationale which took account 27 of local and national priorities. In planning for improvement the service had taken account of the availability of specific funds such as the National Priorities Action Fund. ECS had improved its procedures for allocating specific grants and resources and monitoring their use. A three-year budget facilitated the planning of resources. Service plans were costed appropriately. Corporate guidance on service planning and links to budgeting were clear. At both corporate and service levels elected members were involved in the process of resource planning. The result of surveys carried out for individual establishments had informed maintenance plans and a bid for Public Private Partnership (PPP). However, as yet, the Council had not established an asset management plan. Good arrangements were in place for working with non-statutory and voluntary agencies. ECS should now review the timescales and timings for service level agreements with these partners within the three-year planning process. Area Intervention Teams were increasingly making flexible use of resources, both financial and staffing, to provide effective support packages for vulnerable and needy children and young people. The Council recognised the need to improve and replace school buildings and had built two new schools from capital funding. An initial business case using PPP finance had been submitted and had received a positive response. The proposal, Investment in Learning, set out plans to modernise school facilities and to improve community access to learning. The Council had plans to improve other educational establishments, in due course, using capital funding. However, it now needed to establish a long-term strategy for reviewing and improving overall provision. 28 Senior staff in schools were generally satisfied with the quality and speed at which repairs and maintenance were carried out. Overall, heads of establishment thought most work was carried out to an acceptable standard. There were some exceptions, however, and ECS needed to take steps to monitor this service to ensure consistency across schools. It also needed to ensure that headteachers were clear about the budgets for property maintenance. Clear service level agreements had been established for catering and cleaning. The quality and provision of ICT in schools was good. ECS had met National Grid for Learning targets for computer-to-pupil ratios in primary, secondary and special schools. All schools had been connected to the Internet and were linked by e-mail. The Quality Improvement Team (QIT) had worked alongside staff in two primary schools in a very successful pilot project for the use of laptops. Good use was being made of ICT in monitoring budgets and managing resources. ECS had undertaken a systematic and wide programme of Best Value Reviews. The review process followed corporate guidance and included consultation with stakeholders, performance measurement and monitoring, and option appraisal. Clear improvements arising from Best Value Reviews included: • additional management support for headteachers of small schools; • the introduction of an After School Service, widening access to pupils not previously receiving music tuition; • realignment of social work support to school catchment areas to provide consistent support to pupils during transition; and 29 • a reduction in the numbers of pupils educated in residential schools. Reviews of Psychological Services had been carried out in addition to these reviews and while some steps had been taken to address the areas for action, more remained to be done. Staffing levels in schools were generally good. Despite a number of good steps to improve staff recruitment there were some difficulties in securing supply staff for teacher absence. There were also problems in recruiting some specialist teachers, for example in Gaelic education. Over the last two years, good measures had been taken to address a backlog of staffing issues, and to reduce the number of staff on short-term contracts. The positive relationships and good working practices established between ECS and the Human Resources department had contributed to more effective support for schools in staffing issues. A number of initiatives designed to improve the use of resources had been put in place. These included: • the achievement of Eco School status by a number of schools, with the aim of improving efficiency and reducing their impact on the environment; • the recent audit of special education needs designed to allocate resources more effectively; and • a spend-to-save initiative which enabled young people in residential care outwith the authority to return to their local community. Overall, resources were well deployed to provide good services and facilities to pupils and their parents and to achieve value for money. 30 Financial management The quality of financial management was very good. During the first half of 2001, the decision to deal with a budget difficulty by reducing the number of Training Care Assistants (TCAs), had resulted in a great deal of negative publicity and had adversely affected staff morale. The decision was rescinded later in 2001 when a number of issues were addressed effectively, following an internal review of procedures within ECS. This review, together with action taken as a result of the Council-wide Best Value review of Accounting and Budgeting Services and the ECS quality service review of financial management, had resulted in more robust budget-setting and monitoring procedures being developed within an open and accountable framework. Three-year budget setting was carried out and resulted in a costed service plan. The budget-setting process included a comprehensive and inclusive programme of meetings with stakeholders. Stakeholders received feedback on the outcome of the consultation. Three-year budgeting was being piloted in one secondary school. Action plans and proposals for new projects were all costed, and wider resource issues were also considered. The proposals were discussed with the Senior Accountant (Financial Services) before being finalised. The costing of school plans still needed to be more effectively integrated into the service planning and budget setting process. Some voluntary organisations received three-year funding, but others did not, with implications for the long-term success of services and projects. Comprehensive, timely and user-friendly information on budget monitoring was produced monthly for all budget holders and senior management. The ledger included commitment accounting so that budget holders could more easily track and account for spending. Budget monitoring included the projected out-turn for the year. Finances were allocated to a budget holder, with an 31 assigned monitoring officer within the ECS finance section. Budget holders, the ECS finance section, the Senior Accountant (Financial Services) and the ECS Senior Management Team were fully involved in a series of budget-monitoring meetings. Scrutiny at each stage in the budget process ensured that issues were identified and appropriate action taken. This process culminated in a report, approved at ECS directorate level and included in the regular monitoring information supplied by the Director of Finance to the Council’s Strategy, Policy and Resources Committee. The report contained a sufficient level of detail to inform elected members of significant variances from budget. Although financial monitoring information was not presented to the ECS Committee as a matter of routine, all reports presented to committee contained a section on resource implications. Proposals with a significant financial impact, for example PPP proposals, were reported to the ECS committee. The Directorate Team controlled the allocation of grants and extra funding. Monitoring support to budget holders was the responsibility of one officer within the finance section. Information on grants was available for each budget holder and budget monitoring was carried out very effectively. The service had established a very good scheme for devolved school management (DSM). All schools, including local authority pre-school establishments, were included in the DSM scheme, and 94% of the budget was devolved. The scheme had been regularly reviewed and improved. Schools valued highly the well-organised support they received from the ECS finance section. Most heads of establishment (89%) agreed that the authority’s financial procedures were effective for their establishment, significantly higher than the national figure. Financial training was offered routinely to budget holders and administrative staff and was well received. 32 There were good working relationships within the ECS finance section and with schools, and strong links with the Director of Financial Services, the Senior Accountant (Financial Services) and other ECS officers. Overall, financial management was very well organised to provide comprehensive timely information to budget holders and management, and to provide information for planning purposes. As a result, ECS and schools were able to monitor budgets and expenditure effectively to the benefit of pupils. 7. Performance monitoring and continuous improvement Measuring, monitoring and evaluating performance Performance in this area was good. Since the inception of the authority and with notable contributions from the current Depute Director, important features of self-evaluation and performance monitoring had been well embedded in the work of ECS. Many of the processes had resulted in tangible improvements in pupils’ learning. To further underpin and strengthen performance monitoring, the authority was extending its approaches to gathering, analysing and distributing authority-wide data on attainment. The implementation of arrangements to formally review the work of headteachers and centrally-deployed staff was also recognised as a priority. Perth & Kinross was the first Council in Scotland to publish an authority-wide report on standards and quality in its schools. Since the first edition of Building on Success in 1999, three further standards and quality reports had been published. In the pre-school sector, the authority had published two standards and quality reports on Best Practice in Partner Provider Centres. These well-presented reports were structured on the quality 33 indicators in How good is our school? and The Child at the Centre5. They drew on a good range of evidence, included appropriate statistical information, and celebrated successes or innovative practice in specific establishments across the authority. In promoting self-evaluation in schools, the use of quality indicators was actively supported and was well established across all sectors. Almost all headteachers (96%), significantly more than the national figure, indicated that the authority had encouraged schools to develop systematic approaches to self-evaluation. All schools had produced annual standards and quality reports since 1998, well in advance of the national timetable for their introduction. Pre-school centres also provided standards and quality reports. ECS had taken effective action to improve the quality of these reports by setting up teams of heads of establishments to review and moderate them. However, the extent to which the reports were based on rigorous approaches to self-evaluation varied across the authority. Written specifications clearly outlined expectations of the provision of services and the responsibilities of the QDD and Provision teams in their links with schools. They included appropriate reference to schools’ responsibilities in working for continuous improvement. Almost all headteachers (91%), significantly above the national figure, indicated that officers discussed and evaluated a range of performance information. A management plan outlined key activities of QDD service managers and identified an annual programme of three formal visits to each school. These visits had a focus on reviewing learning and attainment, evaluating mid-year and end-year progress with the school’s quality improvement plan, and constructing new plans and standards and quality reports. There was some variation in the extent to which the process consistently challenged schools. 5 34 The Child at the Centre – Self-evaluation in the Early Years (SEED, 2000) QDD and Provision service managers had made valuable contributions to improving the quality of school development planning. They had complementary roles in supporting schools in the school development planning process and in evaluating the documents, although the shared focus on quality made for unnecessary duplication of effort. QDD service managers effectively monitored the progress made by schools in implementing priorities. Overall, the authority’s long-established emphasis on school development planning, with appropriately adjusted advice to ensure coverage of local and national priorities, had improved the process of planning. Schools’ quality improvement plans were generally well focused on priorities and outcomes that benefited pupils. The authority ensured that all secondary schools received national data on the performance of their pupils in SQA examinations. Shortly after his appointment in an acting capacity, the Director had met with each secondary headteacher and the appropriate service manager to discuss key features of attainment in each school. This process had been enhanced in the current session. Nationally available attainment information was complemented by a customised analysis of examination data at authority, school and individual subject level provided by an external consultant. The Director, the consultant and two service managers had visited each school to explore attainment data in depth. The authority was committed to improving its collection and analysis of data and to using it systematically to identify attainment trends and priorities for action. QDD had established a programme of Supported Self-Evaluation (SSE), as part of its responsibility for assisting schools in regularly evaluating and reporting on aspects of performance. SSE exercises were designed to focus on individual schools or on wider themes. The SSE process in schools involved focused visits and resulted in a written report with clearly agreed action points. Almost all participating schools and nursery classes indicated that 35 the SSE process had been rigorous and the outcome worthwhile. However, both team members and participating establishments needed further staff development to establish effective approaches to self-evaluation. Arrangements for staff development and review had been well implemented in most schools. Almost all teaching staff had been reviewed in the last three years. The lack of progress in implementing headteacher reviews was a significant gap which needed to be addressed as a priority. A draft Employee Review and Development policy had been prepared to address this gap. ECS demonstrated a clear commitment to improving the quality of education for pupils. Approaches to monitoring and evaluating the performance of individual schools were well established. Most headteachers (87%) were confident that the authority had an accurate knowledge of the performance of their schools. The authority generally knew its schools well. ECS now needed to ensure that full and effective use was made of this knowledge of individual schools to secure improvements in pupils’ learning and attainment. Continuous improvement in performance Overall performance in this area was fair. The authority’s quality assurance arrangements helped service managers to have a good knowledge of the strengths and weaknesses of individual schools and pre-school centres. However, the authority recognised that, where service managers were aware of concerns about specific schools, follow-through arrangements needed strengthening. Within the last two years, HMIE reports on two such schools had highlighted the need for ECS to take swifter and more effective action to address known weaknesses. ECS had in place a number of initiatives to support educational establishments and to stimulate improvement. 36 Almost all heads of establishment (90%) agreed that the authority was helping establishments to improve the quality of education, significantly higher than the national figure. Staff were generally confident that their practice had improved as a result of some of these initiatives, particularly in early education. Resources provided by the authority to support planning and teaching of 5-14 programmes of study had been very helpful. However, the lack of baseline measures of performance established at the outset of each project meant that gains in pupils’ attainment were difficult to ascertain. Although attainment levels across the authority were generally above national levels, in some aspects they were lower than levels in comparator authorities, and showed lower rates of improvement. Evaluation of the impact for pupils of the improvement activities that were undertaken within the authority was not sufficiently clear or consistent across all projects. Support for pre-school education The authority provided very good support for early years and pre-school education. Officers supported and challenged staff with constructive comment on standards and quality and arranged training and joint network meetings. Staff valued the opportunity to contribute to the preparation of the annual report on good practice in early years provision. The Early Years team had successfully taken forward the early intervention strategy. Key initiatives included: Partnership for Effective Literacy Teaching (PELT), Active Learning Active Numeracy (ALAN) and steps to improve listening skills and work with families. Evaluations of these initiatives indicated evidence of improvements in skills and attainment in literacy and numeracy. The early intervention resource base and demonstration classroom at Balhousie Primary School offered a stimulating environment for training and were well used. Pre-school establishments made use of the ECS transition 37 record with individual children to track their progress from pre-school provision to primary school. A good start had been made to establishing base-line assessment to measure progress in attainment. However, this information had not yet been used by the authority to set measurable targets for improvement or to underpin the support of primary schools. Support for primary schools and 5-14 The authority was effectively supporting a number of aspects of the work of its primary schools, although this had yet to make an impact on raising attainment. It had made good use of national funding, supplemented by use of the Council’s own financial resources, to increase the number of nursery nurses and teachers. It had also provided joint training for primary and pre-school staff and encouraged parents to become more directly involved in their children’s learning. The Council had reduced the number of pupils in classes in P1 to P3, in line with the Government’s targets. Officers had provided good support for the development of programmes of study related to national 5-14 guidelines and had worked effectively with teachers to produce learning and teaching materials. Current initiatives included a focus on raising the attainment of early years primary pupils in English language and mathematics through the authority’s PELT and ALAN projects. However, the authority’s positive evaluation of pilot projects focused on the extent to which they facilitated the sharing of best practice. More attention needed to be given to the impact on pupils’ attainment. While there was evidence of examples of progress being made by individual primary schools, the overall trends in 5-14 attainment in English language and mathematics across the Council were more variable. Across the primary stages, the proportion of pupils achieving or exceeding national attainment levels in reading and 38 writing had continued to increase overall but below the national rate and that of comparator authorities. Pupils’ attainment in mathematics across the primary stages had declined to below the national average over the same period. In contrast, attainment in secondary schools showed an improving trend in the 5-14 levels attained by pupils in S1/S2 in English and mathematics. The authority had met none of its targets for 5-14 attainment in primary and secondary schools. Although the authority had developed a number of promising initiatives to improve pupils’ learning experiences at 5-14, there remained a significant challenge to ensure that these developments had clear impact on pupils’ achievement and attainment. Support for secondary schools The new National Qualifications (NQ) had been implemented successfully. However, the effectiveness of subject curriculum panels often relied on the particular strengths of individual chairpersons. A framework document issued in February 2002 helpfully confirmed the roles and responsibilities of officers in servicing the panels and monitoring their work. However, officers still needed to ensure that the work of panels resulted in improvements in practice and strategies for addressing identified weaknesses in patterns of attainment in individual subject areas across the authority. The Curriculum Advisory Group, which comprised representatives of a range of stakeholders, including teaching unions and principal teachers, had produced a draft strategy for curriculum planning and delivery at the secondary stages. The group was currently discussing possible transition costs. A major challenge for ECS was to improve access to the curriculum for pupils of all abilities. Links with further education colleges had focused on improving access for rural schools through provision of 39 pre-vocational courses. The Bridgeways project addressed the needs of leavers requiring additional support. Perth College had produced proposals to formalise current arrangements and offer a programme of certificated courses for pupils in S4 to S6. The extension of the New Community Schools initiative included specific courses supported by a number of agencies, including the college. Despite these promising developments, progress in developing links with further education colleges had been slow overall. The authority needed to provide a more convincing rationale with a focus on effective joint working, clear progression in the curriculum, and targets for improving attainment. Between 1998 and 2002, the proportion of pupils achieving NQ awards in English and mathematics at Level 3 or better by the end of S4 was broadly in line with the national average and slightly below that of comparator authorities. The overall rates of improvement in performance at Levels 3, 4 and 5 by the end of S4 were less than improvement rates nationally and generally less than in comparator authorities. The rate of improvement in the percentage of pupils achieving five or more awards at Level 6 had been above both the national rate and the rate in comparator authorities. The authority had not achieved any of its most recent targets for improvement, apart from the target for five or more awards at Level 6 in S5. There was clearly scope to increase pupils’ attainment at Level 3 or above in English and mathematics and the proportion achieving five or more awards at Levels 3 and 4 or above. Support for pupils Arrangements for support for pupils and provision for pupils with special educational needs (SEN) were fair overall. Some good provision to support children and families had been established and was being developed further. Positive features included: 40 • the work of a family centre providing services to children and parents in the pre-school years; • effective joint working of professionals with parents in one of the pilot new community schools; • a project set up to support young people returning into the community from residential provision outwith the authority; and • good partnership working with non-statutory and voluntary agencies. The service had demonstrated its overall commitment to inclusion by ensuring that pupils with special educational needs were educated in their local schools where possible. Good multi-disciplinary working was evident at an operational level between schools and other agencies. ECS had drawn up a useful joint action plan which focused on achieving good quality in education and care provision for Looked After and Accommodated Children. Guidelines and training for staff on matters relating to child protection had been developed. However, staff in schools were often unfamiliar about key procedures and this needed to be addressed as a priority. Pupils’ special educational needs were generally well met in their local schools, or in placements in schools with specialised resources to meet needs such as autism. A range of services to support sensory impairment and English as an additional language was provided by a small team of specialists. Their deployment had been improved by bringing them together under the management of a headteacher of a special school. Whilst the services of individual educational psychologists were broadly appreciated by staff in schools and by some parents, requests for support were not always met effectively. The psychological service, as it was currently deployed, was limited in the service it provided to children, parents and to educational establishments. 41 The needs of pupils with more severe and complex learning difficulties were being well met in some contexts but not consistently enough throughout the Council. Across the area of support for pupils there was a need to plan more strategically to meet the needs of all pupils as they progressed, particularly at the transition stages. Frequent changes in personnel responsible for leading and managing provision for special educational needs had led to a service that was fragmented. While a recent audit of support needs should enable the authority to plan and deploy resources more effectively, current provision to support pupils’ needs was neither comprehensive in coverage nor consistent in quality. Integrated working to support children, young people and families Front-line staff involved in inter-agency work had been effective in a number of areas. Area Integrated Teams brought together staff from education, childcare, community police and healthcare to assess the needs of vulnerable children. The implementation of early intervention and inclusion strategies had contributed to a number of effective projects and services for young children and their families. Examples of effective practice included: 42 • very effective teamwork to support vulnerable children and their families, among staff in the New Community School (NCS), Family Centre and National Children’s Homes (NCH) project and colleagues in health, social work, community police and community education; • very successful early intervention for vulnerable children and young people, carried out by the Early Years Centre and the Re-integration Project, which supported their families and worked to reduce the number who offend; • regular attendance at children’s hearings by teachers, social workers and staff from voluntary agencies; • effective teamwork among representatives of community police, community education, childcare and the voluntary organisation Safeguarding Communities and Reducing Offending in Scotland (SACRO) to reduce the number of persistent young offenders; and • the authority’s commendable arrangements for a specialist Child Protection Health Visitor to work closely with schools, the Authority Reporter, community police and social work colleagues, and to contribute to staff training. Partnership with NHS Tayside existed largely at an operational level. The Council had a detailed action plan, based on the results of self-evaluation, to implement the recommendations of the Learning with Care report. In both school and childcare settings, headteachers, class teachers and project managers were aware of the authority’s commitment to improving the educational attainments of Looked After Children. However, some major challenges remained. The authority needed to develop an integrated referral, assessment, planning and review framework for Looked After Children, and for all children and young people with additional support needs. It also needed to finalise a system for monitoring the progress of Looked After Children and reporting on their progress to the Standards Sub-Committee. Some initial work was underway to improve the transfer of management information between education and social care in order to provide a better service for Looked After Children. At the time of the inspection, a review of 43 provision for Looked After Children was being planned, based on the recommendations of Learning with Care 6. The Council had established a Child Health Team in 1995. Taking referrals from schools, parents, social workers and health professionals, the team assessed the care needs of children and young people with complex disabilities. Assessments were considered by a multi-disciplinary Resource Panel which helped to plan for children and young people leaving the formal school system. This was a very effective example of inter-agency work, although some aspects of location and resourcing needed to be addressed. The Local Health Care Co-operative had appointed a Public Health Co-ordinator to help to meet the healthcare needs of various vulnerable groups but greater co-operation was needed between ECS and NHS Tayside in addressing the mental health needs of children and young people. The current NCS pilot project had very successfully promoted integrated working among front-line staff from different professional backgrounds. Support was given to children and their families by a team of school staff, social work, community staff and health professionals. Joint training had been very successful and had included imaginative sessions for families on a range of suitable topics. Members of the NCS team had presented their good practice at conferences and meetings throughout Scotland. However, their work had not been shared with other schools within the authority nor had work within the project yet been formally evaluated. The NCS roll-out programme was linked with the authority’s vision for education within the area and was complemented by the PPP project Investment in Learning. However, there needed to be a more rigorous multi-agency assessment of 6 Learning with Care : The Education of Children Looked After Away from Home by Local Authorities, HM Inspectors of Schools and the Social Work Services Inspectorate, Scottish Executive 2001 44 need across the whole of the authority as part of the roll-out process. Support for staff development ECS had good arrangements for supporting staff development. Almost all headteachers (91%), significantly more than the national figure, agreed that it assisted staff in accessing appropriate staff development. The main focus was on staff employed in education, but ECS had recognised the need for more opportunities for all staff. Staff development opportunities were based on an analysis of school development plans, information from service managers’ visits to schools, and local and national priorities. There was scope for closer involvement of schools’ staff development co-ordinators in the process of planning provision. The staff development directory was currently being reviewed to take full account of national expectations in implementing continuing professional development (CPD). Provision for staff development in the pre-school sector was a major strength. A very good range of opportunities was provided for nursery teachers through a range of formal courses and by modelling good practice by working alongside teachers in classrooms. A support network, convened on a regular basis, provided a valuable source of staff development. Meetings of the nursery nurse network had been less frequent but were deemed valuable by those who had attended. Teaching staff in primary and secondary schools were positive about the quality of staff development courses they had attended. However, a number of courses had been cancelled due to insufficient uptake, often because of problems in finding appropriate cover for the teachers wishing to attend. The needs of staff in special schools required closer attention. Good staff development 45 opportunities were provided for support staff, including Support for Learning Assistants (SLAs). Primary teachers had a wider range of opportunities for staff development than secondary subject teachers. The effectiveness of secondary curriculum panels in providing staff development opportunities varied. Despite some useful in-service training relating to support for pupils, more was required to support effective implementation of the authority’s policy on social inclusion. Members of QIT made effective contributions to in-service training, including some very good inter-agency staff development on drugs and sex education. Approaches to training staff in aspects of child protection required review and improvement. While some very good multi-agency staff development had been provided, ECS needed to ensure that all members of staff in all schools were familiar with correct procedures. Significant improvements in staff training in ICT were being complemented by very good support from members of QIT. The authority had established a very good management development programme, including strong support for the Scottish Qualification for Headship and, in co-operation with five other Councils, development opportunities for staff aspiring to, and already in, management roles. Very good support was provided for probationer teachers. Those in their first year had timeous access to a good range of information, systematic contact with their mentors and a full programme of meetings. In addition, useful networks were in place to support supply teachers and those returning after a period away from teaching. Other features of support Support for Gaelic was managed through a central management team. The Perth & Kinross Gaelic Forum had been established in 1999 to bring together different groups. Difficulties in staffing the Gaelic medium unit had been a major cause for concern, although interim 46 measures had been put in place. Other issues such as the future of peripatetic Gaelic teaching and nursery provision had not yet been resolved. A number of out-of-school activities for pupils had been organised through the Community Learning Service. A range of improvement activities had been managed through the Education Action Plan initiative Promoting and Supporting Excellence in Education carried out in a cluster of schools during 1999-2002. These activities focused on the use of the expressive arts to improve achievement, the development of approaches to tracking pupils’ progress, increased access to the curriculum, and improved support at transition stages. The initiative had also improved the quality of partnerships with parents. Qualitative results relating to pupils’ experience had been positive and attainment had increased overall, although not all targets had been achieved and absence rates had not decreased. During 2000-2001 a successful Thinking Skills project had been carried out through the New Community Schools pilot. Pupils showed significant gains in tests of achievement and self-esteem, while teachers were generally positive about the learning opportunities offered. These approaches had not yet been extended to other local schools. ECS was introducing a number of healthy eating initiatives in schools and promoting them through Perth & Kinross News. Draft guidelines for Health Promoting Schools had recently been issued. Following a recent Best Value review, the service had appointed an Expressive Arts Co-ordinator to improve management and quality assurance of the work of visiting specialist teachers and to support schools in developing the expressive arts, particularly in the context of raising achievement. Work was carried out within clusters of schools and focused on the P6 to S2 transition stage. 47 Projects included an Education Officer from Perth Theatre, and the Young Performers Music Theatre, working with pupils with attendance problems. ECS made annual awards to Young Achievers in sport, the arts and in individual personal achievements. Slow progress had been made in providing work experience for pupils in S4 and S5 through the Education for Work and Enterprise initiative. It was currently available only in a majority of schools and for school leavers only. Extended work placements were working well and other activities had been arranged, for example, Understanding Industry courses and days, and sessions on learning skills. Environmental projects were an area of strength in the authority’s support for schools. The number of Eco Schools had increased from two in 2000 to 23, exceeding the authority’s target. ECS had produced a helpful Practical Guide linked with How good is our school? to establish appropriate expectations of quality. Financial support came from a number of sources, including charitable trusts. Good links had been developed with other Council departments, particularly Environmental Services. In disseminating good practice, Building on Success and Best Practice in Partner Provider Centres contained useful examplars as well as information on attainment. Other publications such as Making a Positive Difference, Positive Playgrounds and Promoting Effective Learning provided helpful guides to self-evaluation. Recent conferences for headteachers, for example on raising achievement, provided opportunities for disseminating good practice. Although these steps were helpful, ECS had yet to develop sufficiently systematic strategies for sharing best practice among all establishments. 48 8. How well does the authority perform overall? Overview Over the last year, the Education and Children’s Services of Perth & Kinross Council had taken a number of important steps to improve the quality of its work. These steps had already had a positive impact on the effectiveness of the service to parents and pupils and had increased the authority’s capacity for improvement. The service had established a clear vision, linked with that of the Council as a whole, which focused on improving approaches to social inclusion and providing lifelong learning for all. These aims were underpinned by a well-constructed service plan. An important strength of the directorate was its success in improving overall ethos. The development of effective approaches to consultation and communication had provided a good basis for improvements in teamwork. The service was in the process of developing joint services at a strategic level. However, there were already in place a number of examples of effective integrated working at an operational level which had made a positive impact on the quality of education and care received by children and their families. Effective resource management and rigorous financial monitoring and control provided the service and schools with an effective and efficient means of deploying and monitoring the use of available resources. The management structure of ECS had recently been reviewed and plans to improve it were underway. The service had a well-established and rigorous approach to quality assurance in schools and pre-school centres. However, despite strengths in attainment in NQ awards at Level 6, attainment at other levels had not improved sufficiently in recent years. Attainment in primary schools in mathematics had declined over the last 49 three years. ECS should now ensure that its improvement activities impact directly on pupils’ learning. Despite the committed work of centrally-deployed staff, ECS had been slow to take effective action on identified weaknesses in leadership and management in certain schools, and in improving attainment across the authority. The authority had begun to tackle these issues and was well placed to make further improvements to the quality of service to pupils and their families. The service should make certain that the deployment of staff is strengthened by maintaining the current focus on quality assurance and ensuring that improvements are delivered in standards of attainment and the quality of service to children, young people and their families. Key strengths 50 • The improvements in ethos and the atmosphere of openness and trust fostered by the directorate team since their appointment. • The steps taken to improve consultation. • The quality of financial monitoring and control. • The well-established approaches to quality assurance of the work of schools and pre-school centres. • The work of central support staff in managing resources and staffing. • The support for environmental projects such as the Eco Schools initiative. • Early and joint intervention for vulnerable children and young people. 9. Main points for action In addition to addressing the areas for improvement identified in this report, the local authority should act on the following recommendations. • Develop a framework for strategic policy and decision-making. • Improve the strategic management of services to support pupils, including those with special educational needs, and further develop integrated working with other agencies and services. • Improve the deployment of centrally-employed staff. • Improve attainment, particularly in mathematics in primary schools and at S3/S4 in secondary schools. • Enable all centrally-deployed staff and heads of establishments to benefit from a process of professional review and development. • Ensure that initiatives designed to improve pupils’ achievement and attainment have a measurable impact. 51 Around two years after the publication of this report HM Inspectors will re-visit the authority to assess progress in meeting these recommendations. The local authority has been asked to prepare and make public an action plan, within eight weeks of the publication of this report, indicating how it will address the main points for action in the report. Ian Gamble HM Chief Inspector Quality, Standards and Audit Division May 2003 52 Appendix 1 Performance information Statistical indicators • % of school pupils staying on to S5 (post Christmas) 1999/00 Perth & Kinross CA Average 7 National • 2000/01 2001/02 74 71 70 66 68 66 66 65 65 Pupil destinations 1999/00 2000/01 2001/02 % Entering Full-Time Perth & Kinross 33 41 40 Higher Education CA Average 31 30 30 National 31 32 32 % Entering Full-Time Perth & Kinross 21 17 17 Further Education CA Average 17 19 19 National 19 20 20 % Entering Perth & Kinross 30 26 25 Employment CA Average 34 33 32 National 26 24 23 7 CA Average refers to the group of education authorities which are comparative to each other in terms of various socio-economic and demographic factors. 53 • Absence As part of the 2002 Target Setting initiative, Perth & Kinross Council set itself the following target to minimise the average number of half-days absence per pupil in primary and secondary schools by 2002 Target Target Level Level (June 2001) Primary Secondary • 54 1999 2000 2001 (June 2002) 2002 Perth & Kinross 14 17 17 18 15 17 National 18 20 19 20 17 19 Perth & Kinross 23 34 37 41 32 42 National 36 43 41 43 37 42 Exclusions from schools in Perth & Kinross 2000/2001 Total Exclusions Exclusions Per 1000 Pupils Temporary Exclusions Permanent exclusions Perth & Kinross 648 35 648 0 National 38,656 51 38,334 322 As part of the 2002 Target Setting initiative, Perth & Kinross Council set itself the following targets in reading, writing and mathematics to be achieved by 2002, and has made the following progress in achieving them. The figures represent the percentage of pupils in primary schools attaining and expected to attain appropriate 5-14 levels by P78. Primary Reading Writing Maths Target Level Target Level June 2001 June 2002 1999 2000 2001 2002 Perth & Kinross 82 77 79 82 84 81 CA Average - 74 77 79 - 80 National 77 73 76 80 81 81 Perth & Kinross 70 67 71 74 77 74 CA Average - 64 69 71 - 73 National 67 60 66 70 73 72 Perth & Kinross 82 80 80 81 84 78 CA Average - 77 77 78 - 78 National 81 76 77 79 82 80 8 Level A by end of P3. Level B by end of P4. Level C by end of P6. Level D by end of P7. 55 The figures represent the percentage of pupils in secondary schools attaining and expected to attain appropriate 5-14 levels by S29 Secondary Reading Writing Maths 9 56 Level E by end of S2. Target Level Target Level June 2001 June 2002 1999 2000 2001 2002 Perth & Kinross 76 59 64 64 70 68 CA Average - 52 56 59 - 60 National 54 44 53 56 59 59 Perth & Kinross 69 54 56 56 66 63 CA Average - 45 47 48 - 50 National 48 38 43 46 51 50 Perth & Kinross 74 56 59 63 69 67 CA Average - 45 50 51 - 54 National 55 42 47 51 56 54 • Results in Scottish Qualifications Authority (SQA) National Qualifications. Scottish Credit and Qualifications Framework (SCQF) levels: 7: CSYS at A-C 6: Higher at A-C 5: Intermediate 2 at A-C; Standard Grade at 1-2 4: Intermediate 1 at A-C; Standard Grade at 3-4 3: Access 3 Cluster; Standard Grade at 5-6 Percentage of relevant S4 roll achieving By end of S4 SG Eng 1-6 SG Maths 1-6 5+ @ level 3 or better 5+ @ level 4 or better 5+ @ level 5 or better 1998 1999 2000 2001 2002 Perth & Kinross 94 96 95 94 94 CA Average 95 96 96 95 96 National 93 94 94 94 94 Perth & Kinross 95 95 95 94 94 CA Average 95 96 96 95 95 National 92 94 94 94 93 Perth & Kinross 91 92 92 91 91 CA Average 93 94 93 93 93 National 90 91 91 91 91 Perth & Kinross 79 80 80 80 78 CA Average 79 81 82 82 81 National 74 75 77 77 76 Perth & Kinross 35 35 39 40 37 CA Average 33 34 35 36 36 National 30 32 33 34 33 57 By end of S5 3+ @ level 6 or better 5+ @ level 6 or better 1998 1999 2000 2001 2002 Perth & Kinross 26 25 27 29 26 CA Average 22 22 24 24 23 National 20 21 23 23 22 Perth & Kinross 7 7 10 11 12 CA Average 6 6 9 9 8 National 6 7 8 9 9 1998 1999 2000 2001 2002 Perth & Kinross 13 13 13 13 13 CA Average 10 11 11 12 13 National 9 10 10 11 11 By end of S6 1+ @ level 7 or better As part of the 2002 Target Setting initiative, Perth & Kinross Council set itself the following targets for pupils attainment in National Qualifications, and has made the following progress in achieving them. Target SG English 1-6 SG Maths 1-6 5+ @ level 3 or better 5+ @ level 4 or better 5+ @ level 5 or better 3+ @ level 6 or better 5+ @ level 6 or better 58 Target 1999/2001 1999/2001 2002 2002 Perth & Kinross 95 95 95 94 National 94 94 95 94 Perth & Kinross 95 95 95 94 National 94 94 95 93 Perth & Kinross 96 92 93 91 National 93 91 93 91 Perth & Kinross 85 80 82 78 National 77 76 79 76 Perth & Kinross 41 38 40 37 National 34 33 35 33 Perth & Kinross 28 27 28 26 National 23 22 24 22 Perth & Kinross 9 9 10 12 National 8 8 9 9 59 Appendix 2 Inspection coverage Almondbank and Pitcairngreen Playgroup Auchterarder Primary School and Nursery Class Balhousie Primary School Breadalbane Academy Burrelton Primary School Cherrybank Special School Cleish Primary School Coupar Angus Primary School and Nursery Class Crieff Road Pre-school Centre Forteviot Primary School Goodlyburn Primary School Gowans Child and Family Centre Humpty Dumpty Playgroup, Scone Jack and Jill’s Nursery, Kinross Kinloch Rannoch Primary School and Nursery Class Kinross High School NCH PACT Project North Muirton Primary School and Nursery Class Oakbank Primary School and Nursery Class Old Oak Nursery, Little Dunkeld Perth Grammar School Re-integration Project Robert Douglas Memorial Primary School Royal School of Dunkeld Primary School and Nursery Class St Columba’s High School St Dominic’s Primary School Meetings attended: Best Value and Performance Monitoring Group Child Protection Audit Working Group Education and Children’s Services Committee Joint Negotiating Committee Senior Management Team 60 Service Improvement Planning Group Standards Sub-Committee Interviews or meetings with Council Members and Officers: Leader of the Council Convenor of the Education and Children’s Services Committee Chief Executive Depute Chief Executive Director of Financial Services Focus group of members of Education and Children’s Services Committee Head of Performance Management and Planning Communications Manager, Performance Management and Planning Chief Internal Auditor Authority Reporter (Children’s Hearings) Officers of Human Resources Services Officers of the Child Health Team Officer, Environmental Services Interviews or meetings with other Stakeholder Groups: Focus groups of headteachers representing pre-school, primary, secondary and special education sectors Focus group of headteachers representing small primary schools Focus group of parents of pupils with special educational needs Focus group of School Board chairs Focus group of voluntary organisations Focus group representing Looked After Children Public Health Co-ordinator, Perth & Kinross Local Health Care Cooperative Police Liaison Officer, Tayside Police Representatives of teaching unions 61 School Board chairs or parent representatives in establishments visited Interviews with Education and Children’s Services Staff Director of Education and Children’s Services Depute Director of Education and Children’s Services Head of Service (Libraries and Archives) Head of Service (Arts and Heritage) Acting Head of Service (Children, Young People & Families) Acting Head of Service (Criminal Justice) and Acting Chief Social Work Officer Educational Psychologists Service Managers (Provision) Service Managers (Quality Development Division) Service Managers (Childcare and Inclusion) Accountants Officers of the Early Years Support Team Officers of the Quality Improvement Team Expressive Arts Co-ordinator Sports Co-ordinator Seconded Officers Administrative staff in establishments visited Janitorial staff in establishments visited 62 Appendix 3 Quality indicators We judged the following to be very good • Financial management We judged the following to be good • • • • • • • • Vision, values and aims Effectiveness of leadership and management Policy development Mechanisms for consultation Mechanisms for communication Service Planning Resource management Measuring, monitoring and evaluating performance We judged the following to be fair • • Deployment and effectiveness of centrally-employed staff Continuous improvement in performance We judged the following to be unsatisfactory • No aspects were found to be in this category 63 How can you contact us? Copies of this report have been sent to the headteacher and school staff, the Director of Education, local Councillors and appropriate Members of the Scottish Parliament. Subject to availability, further copies may be obtained free of charge from the address below or by telephoning 0131 244 0746. Copies are also available on our web site: www.hmie.gov.uk Should you wish to comment on or make a complaint about any aspect of the inspection or about this report, you should write in the first instance to Ian Gamble, HMCI at: HM Inspectorate of Education Quality, Standards and Audit Division 1-B95 Victoria Quay Edinburgh EH6 6QQ A copy of our complaints procedure is available from that office and on our website. If you are still dissatisfied, you can contact the Scottish Public Services Ombudsman directly or through your member of the Scottish Parliament. The Scottish Public Services Ombudsman is fully independent and has powers to investigate complaints about Government Departments and Agencies. She will not normally consider your complaint before the HMIE complaints procedure has been used. Instead, she will usually ask you to give us the chance to put matters right if we can. Complaints to Scottish Public Services Ombudsman must be submitted within 12 months of the date of publication of this report. 64 The Ombudsman can be contacted at: Professor Alice Brown The Scottish Public Services Ombudsman 23 Walker Street Edinburgh EH3 7HX Telephone number: 0870 011 5378 e-mail: enquiries@scottishombudsman.org.uk More information about the Ombudsman’s office can be obtained from the website: www.ombudsmanscotland.org.uk Crown Copyright 2003 HM Inspectorate of Education This report may be reproduced in whole or in part, except for commercial purposes or in connection with a prospectus or advertisement, provided that the source and date thereof are stated. 65 The work of HM Inspectorate of Education HM Inspectors undertake first-hand, independent evaluations of the quality of education. We publish our evaluations in clear and concise reports. Our inspections and reviews monitor how well schools, colleges and other providers of education are performing, and promote improvements in standards, quality and attainment in education. We ensure that inspection and review activities include the full range of pupils or students in an educational establishment, giving due regard, without unfair discrimination, to disability, gender, religious persuasion, racial origin and cultural and linguistic background. Each year we also investigate and publish reports on key aspects of education. Our collation, analysis and publication of the evidence and conclusions from all evaluations identify and promote best practice in improving standards and quality. We draw on the results of our evaluations, and our overall knowledge of the system, to provide independent professional advice to the Scottish Ministers, relevant departments of the Scottish Executive and others. Further information on the work of HM Inspectorate of Education and its role in Scottish education is available on our website. You will also find easy access to our inspection and review reports and wide range of other publications. http://www.hmie.gov.uk