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Bankof Baroda
Date: Ogih October 2015
The Vice-President,
B S E Ltd.,
Phiroze Jeejeebhoy Towers
Dalal Street
Mumbai - 400 001
BSE CODE-532'134
E-mail: "corp.relations@bseindia.com"
The Vice-President,
National Stock Exchange of lndia Ltd
Exchange Plaza,
Bandra Kurla Complex, Bandra (E)
Mumbai - 400 051
CODE-BANKBARODA
Email : "cmlist@nse.co.in'
Dear Sir/Madam,
Re: Bank of Baroda-compliance Report on Corporate Governance with regard to
Clause.49 of the Listing Agreement for the quarter ended 30th September
2015
We forward herewith the Compliance Report on Corporate Governance pursuant to the
clause-4g x(B) of the Listing Agreement pertaining for the quarter ended
30th
September 2015, in Annexure Xl of the Listing Agreement.
We request you to take a note of the above.
Yours FaithfullY,
t
__.\.,
M.L. Jain
DGM- Company Secretary
& Comiliance
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Barocla Corporate Centre, C-26. G-Block, Bandra K!rla Complex, Bandra (E). Murnbai_ 400 051 lndra
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BankofBaroda
Annexure - Xl to the Listins Aqreement
Format
ofOlaftedv
Neme of the
ComDlianae Report on Coroo6te Govemanae
Comoenv:
ouarter endlns
on:
BANK OF BARODA
3ot Sefi.mbe.2015
Particulals
clause
of
Listing
agreement
ll. Board of Directo6
49
Compllan Remarks
CC
Status
([)
*Bank
YES
of
Baroda
is a
body
corporate under a separate statue
i.e.
BankinS
Companies
(Acquisition and Transfer of
undertakings) Act, 1970. The
composition of the Board of
Directors is Eoverned throu8h this
Act read with relevant
Scheme
made under the Act.
(A) Composition of Board
(B) lndependent Directors
4s (IA)
4s (IB)
YES
(C) Non-executive Directors'
49 (flC)
YES
4e (lrD)
YES
4e (IE)
YES
49 (lF)
YES
49 (rfl)
YES
compensation & disclosures
(D)Other provisions as to Board and
Committees
(E) Code of Conduct
(F) Whistle Blower Policy
lll. Audit Committee
As above
YES
follow "Public lnterest Disclosure
I Protection of lnformer Resolution"
)opularly known as whistle Blower
)olicy & the same have been
iploaded on Bank's website.
r'r'e
'The
composition/term of
reference of AcB is governed by
the guidelines issued by our
Regulator i.e. ReseNe Bank of
lndia (RBl), which we comply.
(A) Qualified &
lndependent
Audit
(B) Meeting ofAudit Committee
(C) Powers of Audit Committee
(D) Role ofAudit Committee
(E) Review
Committee
of lnformation by Audit
49 (IrA)
YES
49 (lllB)
YES
As above
49
C)
49 (lllD)
YES
As above
YES
As above
49
YES
As above
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Barcda Corporate Centre, C-26, G-Block, Bandra Kurla Complex Bandra (E), lVumbar '400 051 lndia
slr/ Phone 91 22 66985812/5846. +€/Fax 91 22 2652 6660
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Particulais
BankofBaroda
Clause
of
compllan Remarks
Lliting
lv. Nomlnation and RemuneEtion
4e (rv)
YES
v. Subsidiary Companies
4e (v)
YES
Vl. Risk Management
49 (vD
YES
Vll. Rclated Party Ti.nsaction3
49
Vlll. Dlsclosur€s
4e (v[D
(A) Related party tGnsactions
49 (vlllA)
YES
49 (VlflB)
YES
49 (Vlll C)
YES
(D) Management
49 (VIr D)
YES
(E) Shareholders
49 (VIr
E)
YES
(F) Proceedsfrom public issues, issue,
49 (vlll
r)
YES
Commlttee
(B)
Disclosure
of
(v[)
+Governed throu8h RBI/GOl
guidelines, which we comp!y.
YES
No Material Transadion with
Related Parties durin8 the Quarter.
Accounting Treatment
(C) Remuneration
of Directors
Remuneration of Directors is
Governed through GOI guidelines.
preferential issues, etc rights
lX. CEO/CFO Certlfl cation
4s (rx)
YES
X. R€port on Corporate Governance
49 (x)
YES
xl. Compllan.e
4s (xr)
YES
*ln this regard we request a reference of Para 4.3 of SEBI Circular No. CIR/CFDPOLICY CELU2/2014
dated 17.04.2014 which states that- "For other listed entities which are not companies, but body
corporate or are subject to regulations under other statutes (e.t. banks, financial lnstitutions, insurance
companies etc.), the Clause 49 will apply to the extent that it does not violate their respective statutes
and tuidelines or direct;ves issued bythe relevant regulato.y authorities."
BANK OEBARODA
DGM
-
Company secretary
& compliance
Date:
Ogrh
October 2015
Place : Mumbai
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Baroda Corporate Centre, C-26 G-Block, BandG Kurla Complex, Bandra (E), f.lumbar 400051.lndra
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/ Phone r 91 22 6698 5812 / 5846. frfiI / Fax : 31 22 2652 6660
g+d/Email:companysecrelarybcc@bankofbarodacom.ia/Web:wwwbankofbaroda.com