Appendix E
North Norfolk District Council
Annual Audit Plan - April 2011 to March 2012
Quarter 1
2011/12
Client Officer
Identification of areas to be audited
Assessed
Audit Risk
Frequency of
audit coverage
Days
Planned
Apr
May
Quarter 2
Jun
Jul
Aug Sep
Quarter 3
Oct
Nov Dec
Quarter 4
Jan
Feb Mar
SYSTEMS AUDITS TO BE CARRIED OUT CURRENTLY AT EACH COUNCIL
Chief Executive
Deputy Chief
Execuitve
Review of Corporate Governance and Risk
Management arrangements
High
Annually
8
Work to support the 2011/12 Annual
Governance Statement
High
Annually
15
Accountancy Services
High
2-yearly
18
Remittances
High
2-yearly
15
Sundry Debtors
High
2-yearly
12
Medium
3-yearly
10
10
Medium
3-yearly
10
10
8
15
18
15
12
OTHER SYSTEMS AUDIT
Strategic Director Foreshore and Coastal Management /
Community Services Coastal Protection
Affordable Housing Initiatives
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Appendix E
North Norfolk District Council
Annual Audit Plan - April 2011 to March 2012
Quarter 1
2011/12
Client Officer
Identification of areas to be audited
Assessed
Audit Risk
Frequency of
audit coverage
Days
Planned
High
2-yearly
18
High
3-yearly
15
Medium
3-yearly
10
Apr
May
Quarter 2
Jun
Jul
Aug Sep
Quarter 3
Oct
Quarter 4
Nov Dec
Jan
Feb Mar
OTHER SYSTEMS AUDIT
Strategic Director Environment
Waste Management contract - refuse
collection, street cleaning, recycling, clinical
waste, abandoned vehicles
Sports Halls / Centres and Sports
Development
Parks and Open Spaces, Woodland
Management
15
10
Strategic Director Information
Communications
Medium
3-yearly
10
Deputy Chief
Executive
Corporate Policy, Planning, Performance
Management
Medium
3-yearly
10
High
2-yearly
16
n/a
Annual Input
Required
8
Car Parking and Markets
Follow up of previous audit
recommendations
TOTAL SYSTEMS AUDIT DAYS
18
175
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10
10
16
4
0
0
20
0
28
34
19
4
12
15
18
25
4
Appendix E
North Norfolk District Council
Annual Audit Plan - April 2011 to March 2012
Quarter 1
2011/12
Client Officer
Assessed
Audit Risk
Frequency of
audit coverage
Days
Planned
Very High
n/a
7
Data Consistency
Medium
n/a
10
Northgate - Payroll and Personnel
Application
Medium
n/a
10
High
n/a
10
n/a
Annual Input
Required
4
Identification of areas to be audited
Apr
May
Quarter 2
Jun
Jul
Quarter 3
Aug Sep
Oct
Quarter 4
Nov Dec
Jan
Feb Mar
COMPUTER AUDIT
Strategic Director Business Continuity
Information
Content Management
Follow-up of previous computer audit
recommendatinos
7
10
10
10
2
2
TOTAL COMPUTER AUDIT DAYS
41
0
0
7
0
0
0
2
10
10
0
10
2
TOTAL DAYS FOR SYSTEMS AND COMPUTER AUDIT IN 2010/11
216
0
0
27
0
28
34
21
22
25
18
35
6
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