Appendix 5
North Norfolk District Council
Annual Audit Plan - April 2012 to March 2013
Quarter 1
2012/13
Client Officer
Assessed
Audit Risk
Frequency of
audit coverage
Days
Planned
High
Annual
9
Very High
Annual
10
n/a
Annual
8
Payroll, Human Resources, Expenses
High
2-yearly
19
Exchequer services - creditors and
insurances
High
2-yearly
15
Council Tax and NNDR
High
2-yearly
20
Housing Benefit / CTB
High
2-yearly
20
High
2-yearly
15
Partnerships
Medium
3-yearly
7
Leisure Complexes, Sports, Arts and
Entertainment, Pier Pavillion
Medium
3-yearly
10
Identification of areas to be audited
Apr
May
Quarter 2
Jun
Jul
Quarter 3
Aug Sep
Oct
Quarter 4
Nov Dec
Jan
Feb Mar
ANNUAL OPINION AUDITS
CHIEF EXECUTIVE
Corporate Governance and Risk
Management arrangements
Work to support the preparation of the
Annual Governance Statement
Follow up previous systems audit
recommendations
9
10
4
4
FUNDAMENTAL FINANCIAL SYSTEMS
CHIEF EXECUTIVE
19
15
20
20
OTHER SYSTEMS AUDIT
STRATEGIC
DIRECTOR COMMUNITY
SERVICES
STRATEGIC
DIRECTOR ENVIRONMENT
Strategic Housing and Homelessness
Page 1
15
7
10
Appendix 5
North Norfolk District Council
Annual Audit Plan - April 2012 to March 2013
Quarter 1
2012/13
Client Officer
Assessed
Audit Risk
Frequency of
audit coverage
Days
Planned
Corporate Policy, Planning, Performance
Management
Medium
3-yearly
10
Property Services
Medium
3-yearly
14
Procurement
Medium
3-yearly
12
Identification of areas to be audited
Apr
May
Quarter 2
Jun
Jul
Quarter 3
Aug Sep
Oct
Quarter 4
Nov Dec
Jan
Feb Mar
OTHER SYSTEMS AUDIT
CHIEF EXECUTIVE
TOTAL SYSTEMS AUDIT DAYS
169
10
14
12
0
14
22
25
0
7
24
39
15
10
9
4
COMPUTER AUDIT
STRATEGIC
DIRECTOR INFORMATION
Project Management
Medium
4-yearly
10
Very High
2-yearly
10
Cash Receipting Application
High
3-yearly
10
Cedar Financial Application
High
3-yearly
9
9
n/a
Annual
4
2
Data Centre, Back Up, Disaster Recovery
Computer Audit Follow up
10
10
10
2
TOTAL COMPUTER AUDIT DAYS
43
0
10
0
10
0
10
11
0
0
0
0
2
TOTAL DAYS FOR SYSTEMS AND COMPUTER AUDIT IN 2012/13
212
0
24
22
35
0
17
35
39
15
10
9
6
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