UCL DEPARTMENT OF MECHANICAL ENGINEERING Employment of Teaching Assistants The policy and procedure outlined below aims to recognise the value of the contributions made by Teaching Assistants (TAs) and to ensure that they contribute fully and effectively to the Department’s commitment to high quality teaching and learning. The responsibilities and remit of TAs are defined in Section 4. The procedure has been written in accordance with HR’s Guidance to Heads of Departments on providing Teaching Opportunities for Postgraduate Research Students and Early Career Research Staff. The Teaching Assistant Coordinator is responsible for overseeing the implementation of this document and is the first point of contact for questions regarding its content. 1. Purpose and scope 1.1 When undertaking teaching and associated duties, TAs share a responsibility for ensuring the teaching delivered in the Department is of the highest standard. To facilitate this, the Department must therefore ensure that role holders have the appropriate skills and receive the necessary training and support. This policy procedure relates to Teaching and Learning and is separate from the employment of staff or students undertaking research or administrative tasks. 1.2 Organisational summary: Teaching is arranged by module; the final responsibility for each module lies with its Module Coordinator. Delivery may be entirely by the Module Coordinator or will often involve one or more academic Module Tutors (see separate role description documentation). 1.3 The TA reports to the Module Tutor responsible for the delivery of the relevant section of the module (who may also hold the role of Module Coordinator). In some instances the Module Tutor may employ more than one TA. In other instances a module tutor will not employ any TAs. See Section Five for funding of Teaching Assistants. 2. Recruitment process 2.1 The TA recruitment process is summarised in the flow chart below. PhD students complete the Gateway Workshops via UCL Arena One and are then added to the Teaching Assistant Register by the Resources & Postgraduate Research Administrator. Last year’s Teaching Assistants remain on the register until they leave UCL or concerns regarding their performance arise. The register is published on the departmental intranet in the Teaching Responsibilities section. Recruiting Module Tutor consults Teaching Assistant Register to identify suitable candidates. Recruiting Module Tutor contacts Teaching Assistant directly and then forwards details of proposed candidate to Teaching Assistant Coordinator using the TA Recruitment Form with details of what role will entail and confirmation that: i) Proposed Teaching Assistant has necessary background and skills to fulfil job requirements ii) Confirmation that a job description relevant to the assignment has been provided iii) That the student’s supervisor is aware of and has agreed to the student committing to the work. Teaching Assistant Coordinator checks that Teaching Assistant is on Register and that allocation complies with the Department’s scheme for teaching resource allocation and if satisfied that i) the proposed role is appropriate ii) the Teaching Assistant has appropriate skills and knowledge to complete the role the Teaching Assistant Coordinator confirms the appointment with the recruiting Module Tutor. The Teaching Assistant completes the work and is paid via the Form Seven One Off Payment process. 2 2.2 The Department will ensure that all PhD students are aware of TA opportunities in general and invite interested applicants that are on the TA register to apply. Current PhD students who are interested in TA work are advised to attend the Gateway Workshops via UCL Arena One. Once they have successfully completed the training they can request to have their name added to the Departmental TA register and become an approved TA. See Appendix A for a generic job description for this post. 2.3 Approved TAs that successfully complete the workshop will be added to a departmental register which recruiting Module Tutors will consult to identify suitable candidates to hire. The recruiting Module Tutor will consult the register to identify and liaise with suitable candidates to hire. 2.4 The recruiting Module Tutor will discuss the job in detail with one or more prospective TAs. The Module Tutor will then submit a Teaching Assistant Recruitment Form to the Teaching Assistant Coordinator confirming that: i. The TA has either completed the Departmental TA training workshop or the UCL Arena One Gateway workshop ii. The TA has received adequate technical / academic training and clear job details from the Module Tutor in the subject concerned iii. The TA has obtained approval from their academic supervisor to be involved in the TA work 2.5 The TA coordinator will then confirm appointment providing that: i. The proposed role is appropriate ii. TA has appropriate skills and knowledge to complete the role. 2.6 Prior to accepting a job, the student must have discussed and agreed the work in advance with their academic supervisor. The supervisor is not required to “sign off” the student, but should consider whether the work impinges on the student’s ability to finish his/her research thesis in time. In accordance with UCL’s Graduate Research Degrees Code of Practice, no student can exceed 180 hours per year. The Department recommends that no PhD student completes more than six hours of teaching assistant work per week, on average over the two teaching terms, unless specific agreement is sought from the supervisor. 2.7 The recruitment process will be repeated on annual basis. Continuing students that have already been through the selection process will remain on the register. If the Module Tutor wishes to retain last years’ TA, they should inform the TA Coordinator but a new recruitment form is not required. 2.8 PhD students may be withdrawn from the register if concerns are raised about their performance. Decisions regarding withdrawal from the register will be made by the Teaching Assistant Coordinator in consultation with the recruiting Module Tutor and the student’s supervisor. 2.9 PhD students registered within the Department, may apply for TA opportunities outside of the Department, but must still seek the approval of their supervisor and adhere to UCL’s Graduate Research Degrees Code of Practice. 3 2.10 PhD students registered in other departments within UCL are welcome to apply for TA opportunities within the Department, provided that they have completed the Gateway Workshops via UCL Arena and agree to adhere to the Department’s Employment of Teaching Assistants policy. PhD students can request to be added to the TA register via the TA Coordinator. 3. Pay 3.1 Role holders will be paid £12.75 per hour and the process will be managed via one off payments. Three one-off payments can be made per year. 3.2 Role holders should receive appropriate payment for preparing a class and should receive an additional preparation time on top of their agreed contact hours. The recruiting Module Tutor should monitor preparation standards to ensure that this additional time is being used wisely. 4. Remit of a Teaching Assistant 4.1 The TA is responsible for the delivery of specific teaching and learning related activities as prescribed by the recruiting Module Tutor. The recruiting Module Tutor must provide a clear outline of the tasks to be undertaken before work commences and TAs must work only within the agreed remit. 4.2 TAs will have no responsibility for curriculum content, selection of teaching styles and methods, designing assessments or marking schemes. Nonetheless, TAs will be encouraged to engage with these aspects and to offer feedback and propose enhancements to the recruiting Module Tutor. 4.3 In the course of their duties, TAs are likely to engage in discussions of academic content with students, and may offer advice and / or opinions. The Module Tutor and the TA have responsibility for ensuring the students are aware of the TA’s remit limitations (4.2, namely that the TA is not responsible for academic content). The recruiting Module Tutor has responsibility for ensuring that the TA is trained adequately to field likely student queries, and trained to refer the student to the Module Tutor for final authority on academic matters. 4.4 Approved and not-approved use of TAs is detailed in the table below. Module Tutors should contact the Teaching Assistant Coordinator for advice before recruiting if an activity is not listed below. Approved activities (providing that appropriate materials and guidance are provided) Tutorial delivery Problem classes Lecture delivery Lab delivery Not-approved activities Curriculum design Assessment design Creation of new teaching materials Covering/substituting for academic office hours 4 Formatting and enhancement teaching materials Updating of Moodle Marking (must be moderated recruiting Module Tutor) Invigilation of Management of TAs by 4.5 If a TA shows capability and experience to act at a higher level of responsibility, their role should be reviewed in consultation with the Teaching Assistant Coordinator and, if appropriate, consideration may be given for promotion if possible, subject to funding and Departmental approval. 5. Funding of Teaching Assistants 5.1 TAs are recognised as a valuable Departmental resource for Teaching and Learning delivery, therefore it is appropriate that departmental funds support TAs, subject to appropriate use guidelines in Section 4 and resource-allocation calculations and budgets. 5.2 The Departmental Tutor in consultation with the Departmental Teaching Committee will set out a scheme of resources required for delivery of the Department’s academic programmes. The scheme includes roles of Module Coordinators, Module Tutors, and TAs with priority levels for support. Departmental funds will be used to support TAs according to this scheme. 5.3 Supplementary to core Departmental funding, TAs may be funded by individual staff for Teaching and Learning activities which are directed at improving the delivery of a programme provided the activities are within the remit of TAs. These remit limitations specifically exclude the “buying-out” of academic responsibilities by staff. 5.4 Academic staff are invited to feedback information on TA use, including requests for additional support with justification, to the Teaching Assistant Coordinator for discussion at the DTC. 6. Monitoring performance 6.1 In accordance with the Department’s commitment to ensuring that TAs contribute fully and effectively, and benefit from personal and professional development, the following mechanisms should be used: 6.1.1 The recruiting Module Tutor should keep a brief record of the TA’s performance in the duties performed. Where the TA role includes teaching delivery (e.g. lectures, tutorials, laboratory classes), this will include undertaking an assessment of performance early on the term and providing constructive feedback where necessary. 5 6.1.2 During the annual module review process, students should be specifically asked to comment on the teaching / support received from the TAs. 6.1.3 There should be a standing item on the Staff Student Consultative Committee (SSCC) agenda, requesting feedback from student representatives on the teaching / support received from TAs. Likewise, there should be a standing item requesting feedback from postgraduate student representatives on the recruitment process for TAs and the support they receive from recruiting Module Tutors. 6.2 The recruiting Module Tutor is responsible for discussing any feedback received on the role holder and for offering constructive advice on how to develop. Causes of concern should be reported to the Teaching Assistant Coordinator and, if necessary, the role holder withdrawn from the Department’s register. 7. Responsibilities of the Teaching Assistant 7.1 In accordance with the job description the role holder will be expected to: 7.1.1 Understand and apply UCL Health and Safety policy for self and students, taking actions within UCL guidelines when appropriate. This specifically includes ensuring that equipment used during lab demonstrations is adequate and safe, reporting any defects or causes for concern to the recruiting Module Tutor. 7.1.2 Make the recruiting Module Tutor aware of any issues they observe within the class, for example students not understanding material, poor attendance, welfare concerns. 7.1.3 Ensure that their commitments are compatible with their research programme and, if applicable, visa. In accordance with UCL’s Graduate Research Degrees Code of Practice, no student can exceed 180 hours per year (including teaching, preparation and training). In addition to this, overseas students on a Tier 4 visa can work up a maximum of ten hours per week during term time and twenty hours per week during vacations. The Department recommends that no PhD student completes more than six hours of teaching assistant work per week, on average over the two teaching terms, unless specific agreement is sought from the supervisor 7.1.4 Inform the recruiting Module Tutor of any conflicts of interests, for example if asked to mark the work of a close friend or family member. 7.1.5 Adhere to UCL Equal Opportunity policy and to work harmoniously with colleagues and students of all cultures and backgrounds. 7.2 The role holder is encouraged to identify and attend personal and professional development courses provided by UCL appropriate to their TA role. 6 8. The responsibilities of the recruiting Module Tutor 8.1 Operating as a line manager, the recruiting Module Tutor will be required to: 8.1.1 Employ TAs only through the TA Coordinator using the departmental register of TAs and submitting a Teaching Assistant Recruitment form to the Teaching Assistant Coordinator. 8.1.2 Ensure that they only employ the TA to complete approved activities (Section 4). 8.1.3 Ensure that funding for the TA’s task is approved prior to work commencing 8.1.4 Make alternative arrangements if the TA cannot complete their duties. 8.1.5 Ensure that the TA understands their remit and operates within it. 8.1.6 Monitor the performance of the TA (Section 6). 8.1.7 Sign off the TA’s timesheet, checking that the number of hours they are claiming for is correct and appropriate. 8.2 For quality assurance of Teaching and Learning the recruiting Module Tutor must: 8.2.1 Provide the TA with all relevant background material and instruction necessary to carry out the job as described, providing explanation and guidance as necessary. This must be provided sufficiently far in advance of commencement to allow adequate teaching preparation. 8.2.2 Direct the work of the TA and explain clearly how his / her contribution relates to the overall learning outcomes of the module. 8.2.3 Ensure any feedback regarding the TA from students or staff (including chairs of SSCC or DTC) is given due consideration, including recording any action taken in the annual module review. 8.3 For quality assurance of assessment the recruiting Module Tutor must: 8.3.1 Provide the TA with all relevant regulations and guidelines related to marking and where necessary explain these. 8.3.2 Ensure that the marking is moderated as appropriate in order to assess that marking is being completed to the required standard. Further guidance should be provided if necessary. 8.3.3 Ensure that departmental and UCL assessment and feedback policies are adhered to, including confidentiality of students’ details and anonymous grading where applicable. 7 APPENDIX A Teaching Assistant Job Description and Person Specification Job Title: Teaching Assistant Department: Department of Mechanical Engineering For further information regarding the Department please visit our website at http://www.ucl.ac.uk/mecheng/ Grade: 5 (£12.57 per hour) Reports to: Module Tutor / Teaching Assistant Coordinator Staff Supervised: None SUMMARY OF MAIN JOB FUNCTION This role supports the Department’s teaching and learning activities and provides Module Tutors with support for a range of activities that underpin the delivery of a module. These activities may include: delivery of labs, lectures, problem classes and tutorials, formatting and enhancement of teaching materials, updating of Moodle, marking and invigilation. SUPERVISION RECEIVED The Teaching Assistant reports to the Module Tutor and the Teaching Assistant Coordinator. The Module Tutor will provide the Teaching Assistant with all relevant background material and instruction required to carry out their activities effectively, providing explanation and guidance as necessary. REMIT The Teaching Assistant is responsible for delivery of specific teaching and learning related activities as prescribed by the recruiting Module Tutor. The Teaching Assistant will have no responsibility for curriculum content, selection of teaching styles and methods, designing assessment or marking scheme. However, the Teaching Assistant will be asked to engage with these aspects and to offer feedback and propose enhancements to the recruiting Module Tutor. DUTIES AND RESPONSIBILITIES 1. To understand and apply UCL Health and Safety policy for self and students, taking actions within UCL guidelines when appropriate. This specifically includes ensuring that equipment used is adequate and safe, reporting any defects or causes for concern to the recruiting Module Tutor. 2. To adhere to UCL Equal Opportunity policy and to work harmoniously with colleagues and students of all cultures and backgrounds. 8 3. To make the recruiting Module Tutor aware of any issues they observe within the class, for example students not understanding material, poor attendance, welfare concerns. 4. To inform the recruiting Module Tutor of any conflicts of interests, for example if asked to mark the work of a close friend or family member. 5. To ensure that their commitments are compatible with their research programme and, if applicable, visa. 6. To undertake any necessary training as required and to identify personal and professional development courses provided by UCL appropriate to their role. The following is a description of some of the main duties commonly undertaken; it is not intended as a complete list. Activities related to lab demonstrating 1. To ensure that the equipment is functional and/or relevant material and equipment is prepared prior to the start of the lab session, carrying out appropriate checks and informing appropriate staff as necessary. 2. To contribute to the learning experience of students, through the demonstration of practical equipment, experiments and processes within a laboratory setting. 3. To provide students with the opportunity to develop a deeper and wider understanding of principles being taught in lectures, through discussing the course material and providing explanations of how lab activities relate to the subject areas. 4. To keep complete records of student attendance. Activities related to delivering tutorials 1. To maintain communication with the academic staff involved. 2. To be sufficiently familiar with the topic areas, the tutorial questions and the solutions prior to running the tutorial class. 3. To check students’ work for accuracy or proper execution, and give appropriate feedback where it would benefit the students. 4. To help students to gain a better understanding of the solution procedure and the associated theories/concepts through discussion. Activities related to marking 1. To be sufficiently familiar with the requirements of the assignment and to mark the assignment as directed by appropriate academic staff. 2. To mark and return students’ work in a fair and timely manner, according to the established marking scheme and the deadline specified by the Module Tutor. 9 3. To enable students to raise their ability and understanding by providing both general and specific comments regarding the content and quality of the work, using the standard feedback assessment form provided by the Department. 4. To report any potential academic dishonesty (e.g. plagiarism) to the appropriate staff member. 5. To maintain complete records of submission dates and marks of individual students. 6. To maintain confidentially of students specific (numerical) grades at all times, and not allow any part of a summative grade to be disclosed to any student, except through the Module Tutor. Qualifications To be educated to first degree level in an engineering or relevant science subject. Experience To have received tuition in a similar subject area to that which they are asked to deliver. Knowledge and skills Good interpersonal, oral and written communication skills. Adequate English language competence for teaching and assessing a wide range of students who are both native and non-native English speakers. The ability to communicate clearly, both orally and in writing, with students, academics and professional services staff at all levels. The ability to effectively use teaching aids such as visualizers and projectors. Y Y Y Y Y Y The ability to present complex information to a range of audiences. The ability to motivate and engage students. COVERED BY WORKSHOP? CRITERIA E S S E N T I A L Y Y Y Y Y The ability to answer student questions, encourage further discussion and deal with off-topic questions. An understanding of how to prepare for a tutorial or lab demonstration. Personal qualities and aptitudes Y An enthusiasm and understanding of student learning and pedagogy. Y Y 10 Good organisation and time management skills. Y The flexibility to respond to changing priorities. Y Excellent people skills and the ability to build good relationships with colleagues and external partners. Y A willingness to develop new skills as required. Y Last updated 20th October 2014, Saffron Hutt 11