Published on Web 01/04/2006 Direct Asymmetric anti-Mannich-Type Reactions Catalyzed by a Designed Amino Acid Susumu Mitsumori,† Haile Zhang,† Paul Ha-Yeon Cheong,§ K. N. Houk,*,§ Fujie Tanaka,*,† and Carlos F. Barbas, III*,† The Skaggs Institute for Chemical Biology and the Departments of Chemistry and Molecular Biology, The Scripps Research Institute, 10550 North Torrey Pines Road, La Jolla, California 92037, and Department of Chemistry and Biochemistry, UniVersity of California, Los Angeles, California 90095-1569 Received October 13, 2005; E-mail: carlos@scripps.edu; ftanaka@scripps.edu; houk@chem.ucla.edu Direct catalytic asymmetric Mannich reactions are highly effective carbon-carbon bond-forming reactions that are used for the preparation of enantiomerically enriched amino acids, amino alcohols, and their derivatives.1-7 Because of the utility of these types of synthons, the demand for Mannich reactions that selectively afford anti- or syn-products with high enantioselectivities is high. syn-Selective, direct, catalytic, asymmetric Mannich reactions are now common and have been performed using Zr-,1a Zn-,1b-d or Cu-derived1e catalysts, Brønsted acids,2 cinchona alkaloids,3 phasetransfer catalysts,4 and proline and related organocatalysts.5,6 Enantioselective anti-Mannich reactions are, however, considerably rarer.1a-c,7 Even a non-asymmetric anti selective Mannich reaction would be of interest.8 Thus, the development of effective enantioselective anti-Mannich catalysts is a challenge in contemporary asymmetric synthesis. Here we present our studies regarding a solution to this problem and disclose the design, synthesis, and evaluation of amino acid catalyst 1 as a highly diastereo- and enantioselective anti-Mannich catalyst for reactions involving unmodified aldehydes (Scheme 1). In the reaction of unmodified aldehydes with N-p-methoxyphenyl (PMP) protected imines catalyzed by the natural amino acid (S)proline, (2S,3S)-syn-amino aldehydes are obtained with high enantioselectivities6 (Scheme 1). Although reactions involving some pyrrolidine derivatives afford anti-diastereomers as their major products, the enantioselectivities obtained with these organocatalysts are moderate.6 To design catalysts that provide anti-products with high levels of enantioselectivities, we revisited the key factors that control the diastereo- and enantioselectivities of (S)-prolinecatalyzed reactions6,9 (Scheme 2 left). Four considerations are key: (1) (E)-Enamine intermediates predominate. (2) The s-trans conformation of the (E)-enamine reacts in the C-C bond-forming transition state. The s-cis conformation results in steric interaction between the enamine and the substituent at the 2-position of the pyrrolidine ring. (3) C-C bond formation occurs at the re face of the enamine intermediate. This facial selection is controlled by proton-transfer from the carboxylic acid to the imine nitrogen. (4) The enamine attacks the si face of the (E)-imine. The facial selectivity of the imine is also controlled by the proton transfer that increases the electrophilicity of the imine. The stereoselective formation of the anti-products necessitates a reversal in the facial selectivity of either the enamine or the imine, compared to the proline-catalyzed reactions. A pyrrolidine derivative bearing substituents at 2- and 4-positions (or at 3- and 5-positions) (Scheme 2, right) was hypothesized to be an anti-Mannich catalyst. The steric features of a substituent at the 5-position of the pyrrolidine can be used to fix the conformation of the enamine † § The Scripps Research Institute. University of California, Los Angeles. 1040 9 J. AM. CHEM. SOC. 2006, 128, 1040-1041 Scheme 1 Scheme 2 (see point 2 above). This substituent can presumably be any functional group that cannot initiate proton transfer to the imine. The acid functionality was then placed at the distal 3-position of the ring, to affect control of enamine and imine face selection in the transition state (see points 3 and 4). To avoid steric interactions between the substituent at the 5-position of the new catalyst and the imine in the transition state, the substituents at 3- and 5-positions should be in the trans configuration. On the basis of these considerations, a new catalyst (3R,5R)-5methyl-3-pyrrolidinecarboxylic acid (RR35, 1) was designed. The major transition state of the Mannich reaction catalyzed by 1 is presented in Scheme 2 (right). Computational studies of the 1-catalyzed reaction of propionaldehyde and N-PMP-protected R-imino methyl glyoxylate using HF/6-31G* level of theory10 were used to test our design prior to synthesis. The catalyst was predicted to give 95:5 anti:syn diastereoselectivity and ∼98% ee for the formation of the (2S,3R)-product (Table 1, entry 1). 10.1021/ja056984f CCC: $33.50 © 2006 American Chemical Society COMMUNICATIONS Table 1. RR35 (1)-Catalyzed Mannich-Type Reactionsa Scheme 4 entry R1 R2 time (h) product yield (%) drb anti:syn eec (%) 1d 2 3 4 5f,g 6f,h 7 8i 9 10 Me Me i-Pr n-Bu n-Bu n-Bu n-Pent CH2CHdCH2 i-Pr n-Pent Me Et Et Et Et Et Et Et i-Pr i-Pr 1 3 0.5 1 2 3 3 1 1 2 3 4 4 4 5 6 7 8 70 85 54 71 57 80 72 92 85 95:5 94:6 98:2 97:3 97:3 97:3 97:3 96:4 97:3 96:4 98 >99e 99 99 99 >99 >99 >97 98 >99 a Typical conditions: To a solution of N-PMP-protected R-imino ester (0.25 mmol, 1 equiv) and aldehyde (0.5 mmol, 2 equiv) in anhydrous DMSO (2.5 mL), catalyst RR35 (1) (0.0125 mmol, 0.05 equiv, 5 mol % to the imine) was added and the mixture was stirred at room temperature. b The diastereomeric ratio (dr) was determined by 1H NMR. c The ee of the (2S,3R)-anti-product was determined by chiral-phase HPLC analysis. d Indicates computational predictions using methods described in the text. e The ee was determined by HPLC analysis of the corresponding oxime prepared with O-benzylhydroxylamine. f The reaction was performed in a doubled scale. g Catalyst 1 (2 mol %) was used. h Catalyst 1 (1 mol %) was used. i The reaction was performed with doubled concentration for each reactant and catalyst 1. Scheme 3 a changes to 82:18 anti:syn dr and 92% ee when transition states with the unmethylated catalyst are located. This unmethylated catalyst was also tested in an actual reaction, for the case where R1 ) i-Pr. This derivative afforded (2R,3S)-anti-3 in 95:5 anti:syn dr and 93% ee, which is a drop of ∼0.6 kcal/mol from the 1-catalyzed reaction with the same substrate (Table 1, entry 3). An efficient organocatalyst RR35 (1) for anti-Mannich-type reactions has been developed.14 This catalyst has been demonstrated to be useful for the synthesis of amino acid derivatives with excellent anti-diastereoselective control and high enantioselectivities under mild conditions. Further studies on the full scope of this Mannich catalyst, computational studies, and other reactions catalyzed by it and its derivatives will be reported soon. Acknowledgment. This study was supported by The Skaggs Institute for Chemical Biology and the National Institute of General Medical Sciences, National Institutes of Health (GM36700 to K.N.H.). Supporting Information Available: Experimental procedures and spectral and chromatographic data. This material is availablefree of charge via the Internet at http://pubs.acs.org. References a (a) Known procedures (see Supporting Information); (b) (i) MsCl, Et N, 3 (ii) LiBHEt3, (iii) TBAF, 94% (3 steps); (c) TsCl, pyridine, 58%; (d) NH4OAc, 99%; (e) NaOH, 93%; (f) (i) MsCl, Et3N, (ii) NaCN, 58% (2 steps); (g) (i) HCl, (ii) Dowex 50WX8, 90% (2 steps). RR35 (1)11 was synthesized (Scheme 3), and Mannich reactions involving a variety of unmodified aldehydes were studied (Table 1). In accord with the design principles and in quantitative agreement with the computational predictions, the reactions catalyzed by 1 afforded anti-amino aldehyde products in excellent diastereo- and enantioselectivities.12 With 5 mol % catalyst loading, the reaction rates with catalyst 1 were approximately 2- to 3-fold faster than the corresponding proline-catalyzed reactions that afford the syn-products. The high catalytic efficiency of 1 allowed the reactions to be catalyzed with only 1 or 2 mol % to afford the desired products in reasonable yields within a few hours (Table 1, entries 5 and 6). Imidazole isomerization13 of the anti-3 product obtained from the 1-catalyzed reaction and of the (2S,3S)-syn-3 product obtained from the (S)-proline-catalyzed reaction6 confirmed that the major anti-product generated from the 1-catalyzed reaction had a (2S,3R) configuration. (Scheme 4). The relative contributions of the carboxylic acid and methyl group of 1 in directing the stereochemical outcome of the reaction were assessed. Computational studies involving the derivative lacking the 5-methyl group, (S)-3-pyrrolidinecarboxylic acid, indicate that the methyl group contributes ∼1 kcal/mol toward the anti-diastereoselectivity. That is, the result in entry 1 of Table 1 (1) (a) Kobayashi, S.; Ishitani, H.; Ueno, M. J. Am. Chem. Soc. 1998, 120, 431. (b) Hamada, T,; Manabe, K.; Kobayashi, S. J. Am. Chem. Soc. 2004, 126, 7768. (c) Matsunaga, S.; Yoshida, T.; Morimoto, H.; Kumagai, N.; Shibasaki, M. J. Am. Chem. Soc. 2004, 126, 8777. (d) Trost, B.; Terrell, L. R. J. Am. Chem. Soc. 2003, 125, 338. (e) Kobayashi, S.; Matsubara, R.; Nakamura, Y.; Kitagawa, H.; Sugiura, M. J. Am. Chem. Soc. 2003, 125, 2507. (2) Akiyama, T.; Itoh, J.; Yokota, K.; Fuchibe, K. Angew. Chem., Int. Ed. 2004, 43, 1566. (3) Lou, S.; Taoka, B. M.; Ting, A.; Schaus, S. J. Am. Chem. Soc. 2005, 127, 11256. (4) (a) Ooi, T.; Kameda, M.; Fujii, J.; Maruoka, K. Org. Lett. 2004, 6, 2397. (b) Okada, A.; Shibuguchi, T.; Ohshima, T.; Masu, H.; Yamaguchi, K.; Shibasaki, M. Angew. Chem., Int. Ed. 2005, 44, 4564. (5) (a) Notz, W.; Watanabe, S.; Chowdari, N. S.; Zhong, G.; Betancort, J. M.; Tanaka, F.; Barbas, C. F., III. AdV. Synth. Catal. 2004, 346, 1131. (b) Wang, W.; Wang, J.; Li, H. Tetrahedron Lett. 2004, 45, 7243. (c) Zhuang, W.; Saaby, S.; Jorgensen, K. A. Angew. Chem., Int. Ed. 2004, 43, 4476. (d) Westermann, B.; Neuhaus, C. Angew. Chem., Int. Ed. 2005, 44, 4077. (e) Enders, D.; Grondal, C.; Vrettou, M.; Raabe, G. Angew. Chem., Int. Ed. 2005, 44, 4079. (6) Notz, W.; Tanaka, F.; Watanabe S.; Chowdari, N. S.; Turner, J. M.; Thayumanuvan, R.; Barbas, C. F., III. J. Org. Chem. 2003, 68, 9624 and references therein. (7) Yoshida, T.; Morimoto, H.; Kumagai, N.; Matsunaga, S.; Shibasaki, M. Angew. Chem., Int. Ed. 2005, 44, 3470. (8) Takahashi, E.; Fujisawa, H.; Mukaiyama, T. Chem. Lett. 2005, 34, 84. (9) Bahmanyar, S.; Houk, K. N. Org. Lett. 2003, 5, 1249. (10) HF/6-31G* was used for rapid computation of the stereoselectivity. (11) For racemic, cis and trans mixtures of this compound, see: Juaristi, E.; Quintana, D.; Lamatsch, B.; Seebach, D. J. Org. Chem. 1991, 56, 2553. (12) DMSO provided the best anti selectivity and enantioselectivity of the solvents tested for the RR35-catalyzed Mannich reaction to afford anti-3. Reactions in DMF (anti:syn ) 97:3, 97% ee), CH3CN (96:4, 96% ee), EtOAc (94:6, 96% ee), and dioxane (97:3, 95% ee) were as efficient with respect to reaction rate as in DMSO. (13) Ward, D. E.; Sales, M.; Sasmal, P. J. Org. Chem. 2004, 69, 4808. (14) After submission of this paper, another anti-Mannich catalyst has been reported. Kano, T.; Yamaguchi, Y.; Tokuda, O.; Maruoka, K. J. Am. Chem. Soc. 2005, 127, 16408. JA056984F J. AM. CHEM. SOC. 9 VOL. 128, NO. 4, 2006 1041 Supporting Information Direct Asymmetric anti-Mannich-Type Reactions Catalyzed by a Designed Amino Acid Susumu Mitsumori,† Haile Zhang,† Paul Ha-Yeon Cheong,§ K. N. Houk,*§ Fujie Tanaka,*† and Carlos, F. Barbas, III*† † The Skaggs Institute for Chemical Biology and the Departments of Chemistry and Molecular Biology, The Scripps Research Institute, 10550 North Torrey Pines Road, La Jolla, California 92037 § Department of Chemistry and Biochemistry, University of California, Los Angeles, California 90095- 1569 General: Moisture sensitive reactions were carried out under an argon atmosphere. For thin layer chromatography (TLC), silica gel plates VWR GL60 F254 were used and compounds were visualized by irradiation with UV light and/or by treatment with a solution of phosphomolybdic acid (25 g), Ce(SO4)2•H2O (10 g), and conc. H2SO4 (60 mL) in H2O (940 mL) followed by heating or by treatment with a solution of p-anisaldehyde (23 mL), conc. H2SO4 (35 mL), and acetic acid (10 mL) in ethanol (900 mL) followed by heating. Flash column chromatography was performed using Bodman silica gel 32-63, 60Å. 1H NMR and 13C NMR spectra were recorded on INOVA-400 or Mer-300. Proton chemical shifts are given in δ relative to tetramethylsilane (δ 0.00 ppm) in CDCl3 or to the residual proton signals of the deuterated solvent in CD3OD (δ 3.35 ppm). Carbon chemical shifts were internally referenced to the deuterated solvent signals in CDCl3 (δ 77.00 ppm) or CD3OD (δ 49.00 ppm). High-resolution mass spectra were recorded on an Agilent ESI-TOF mass spectrometer. Enantiomeric excesses were determined by chiral-phase HPLC using a Hitachi instrument. Optical rotations were measured on a Perkin-Elmer 241 polarimeter. S1 Synthesis of catalyst 1 (Scheme S1). Scheme S1 S1 HO HO TBSO (1) TBS-Cl, imidazole (1) SOCl2, MeOH CO2H (2) Boc2O, Na2CO3 1,4-dioxane, H2O y. quant. N H (1) MsCl, Et3N OMs N Boc AcO 9 aq. NaOH, MeOH Me N Boc 12 N Boc HO TBSO y.97% OH CO2Me (2) LiBH N 4 Boc y. 83% y. 93% (2) LiBHEt3, THF (3) TBAF, THF y. 97% TsO NH4OAc, Toluene TsCl, pyridine Me N Boc 10 HO y.58% Me N Boc 11 NC (1) MsCl, Et3N (1) conc. HCl Me (2) NaCN, DMSO N Boc 13 y. 58 % 8 Me (2) DOWEX 50W 8 N Boc y. 90% 14 y. 99% HO2C N H Me 1 (2S,4R)-tert-Butyl 4-(tert-butyldimethylsilyloxy)-2-(hydroxymethyl)pyrrolidine-1carboxylate.S1 TBSO OH N Boc This compound was synthesized from trans-4-hydroxy-L-proline by the reported procedures.S1 1 H NMR (400 MHz, CDCl3): δ 0.08 (s, 6H), 0.87 (s, 9H), 1.47 (s, 9H), 1.96 (m, 1H), 1.98 (s, 1H), 3.34 (dd, J = 4.0, 14.6Hz, 1H), 3.42 (d, J = 12.0Hz, 1H), 3.55 (m, 1H), 3.71 (m, 1H), 4.11 (m, 1H), 4.27 (m, 1H), 4.91 (dd, J = 0.8 Hz, 12.0 Hz, 1H). (2S,4R)-tert-Butyl 4-(tert-butyldimethylsilyloxy)-2-((methylsulfonyloxy)methyl)pyrrolidine1-carboxylate (9). TBSO OMs N Boc 9 To a solution of (2S,4R)-tert-butyl 4-(tert-butyldimethylsilyloxy)-2-(hydroxymethyl)pyrrolidine1-carboxylate (6.50 g, 19.6 mmol) and Et3N (5.5 mL, 39.2 mmol) in CH2Cl2 (80 ml) was added MsCl (2.3 mL, 29.4 mmol) at 4 °C.S1 After stirring for 3 h at the same temperature, the mixture was poured into water and extracted with AcOEt. The organic layers were combined, washed (S1) Rosen, T.; Chu, D. T. W.; Lico, I. M.; Fernandes, P. B.; Marsh, K.; Shen, L.; Cepa, V. G.; Pernet, A. G. J. Med. Chem. 1988, 31, 1598. S2 with brine, dried over Na2SO4, and concentrated in vacuo to afford 9 (7.80 g, 97%). 1H NMR (400 MHz, CDCl3): δ 0.07 (s, 6H), 0.87 (s, 9H), 1.58 (s, 9H), 2.04 (m, 1H), 3.00 (s, 3H), 3.36 (d, J = 1.2Hz, 2H), 3.51 (m, 1H), 4.18 (m, 1H), 4.29 (m, 1H), 4.37 (m, 1H), 4.55 (m, 1H). (2R,4R)-tert-Butyl 4-hydroxy-2-methylpyrrolidine-1-carboxylate (10). HO Me N Boc 10 To a solution of compound 9 (7.80 g, 24.7 mmol) in THF (20 mL) was slowly added 1 M LiBHEt3 in THF solution (76.2 mL) at 4 °C and the mixture was allowed to warm to room temperature. After stirring for 2.5 h, the mixture was quenched with crushed-ice and extracted with AcOEt.S1 The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated. The residue was dissolved in THF (100 mL) and 1 M n-Bu4NF solution was added at 4 °C.S1 After stirring for 16 h, the mixture was poured into water and extracted with AcOEt. The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated in vacuo. The residue was purified by flash chromatography (hexane/AcOEt = 3:1 – 2:1) to afford 10 (3.70 g, 97%). 1H NMR (400 MHz, CDCl3): δ 1.23 (m, 3H), 1.47 (s, 9H), 1.55 (br, 1H), 1.74 (m, 1H), 2.10 (m, 1H), 3.44-3.49 (m, 2H), 4.00 (m, 1H), 4.40 (m, 1H). 13C NMR (100 MHz, CDCl3): δ 21.20, 28.43, 42.44, 51.56, 54.28, 69.43, 79.34, 155.14. HRMS: calcd for C10H19NO3 (MNa+) 224.1257, found 224.1255. (2R,4R)-tert-Butyl 2-methyl-4-(tosyloxy)pyrrolidine-1-carboxylate (11). TsO Me N Boc 11 To a solution of compound 10 (1.30 g, 6.46 mmol) in pyridine (10 mL) was added TsCl (2.22 g, 11.6 mmol) at 4 °C and the mixture was allowed to warm to room temperature.S2 After stirring for 30 h, the mixture was poured into 2 N HCl solution and extracted with AcOEt. The organic layers were combined, washed with sat. NaHCO3 solution and brine, dried over Na2SO4, and concentrated in vacuo. The residue was purified by flash chromatography (hexane/AcOEt = 10:1 – 6:1) to afford 11 (1.33 g, 58%). 1H NMR (400 MHz, CDCl3): δ 1.21 (d, J = 6.0, 3H), 1.44 (s, 9H), 1.74 (m, 1H), 2.26 (m, 1H), 2.46 (s, 3H), 3.41 (m, 1H), 3.62 (d, J = 13.2 Hz, 1H), 3.96 (m, 1H), 4.97 (m, 1H), 7.35 (d, J = 12.0 Hz, 2H), 7.78 (d, J = 12.0 Hz, 2H). (S2) (a) Bridges, R. J.; Stanley, M. S.; Anderson, M. W.; Cotman, C. W.; Chamberlin, A. R.. J. Med. Chem. 1991, 34, 717. (b) Heindl, C.; Hubner, H.; Gmeiner, P. Tetrahedron: Asymmetry 2003, 14, 3141. S3 (2R,4S)-tert-Butyl 4-acetoxy-2-methylpyrrolidine-1-carboxylate (12). AcO Me N Boc 12 To a solution compound 11 (1.35 g, 3.80 mmol) in toluene (15 mL) was added NH4OAc (1.49 g, 4.94 mmol).S2 After reflux for 4 h, the mixture was cooled to room temperature, poured into water, and extracted with AcOEt. The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated in vacuo. The residue was purified flash column chromatography (hexane/AcOEt = 10:1) to afford 12 (0.91 g, 99%). 1H NMR (400 MHz, CDCl3): δ 1.30 (d, J = 5.2 Hz, 3H), 1.47 (s, 9H), 1.77 (dd, J = 0.4Hz, 14.0 Hz, 1H), 2.07 (s, 3H), 2.30 (m, 1H), 3.46 (m, 1H), 3.65 (m, 1H), 3.97 (m, 1H), 5.23 (m, 1H). (2R,4S)-tert-Butyl 4-hydroxy-2-methylpyrrolidine-1-carboxylate (13). HO Me N Boc 13 To a solution of compound 12 (0.910 g, 3.74 mmol) in MeOH (5 mL) and THF (1 mL) was added 2 N NaOH solution (5.6 mL, 11.2 mmol) at room temperature.S2b,S3 After stirring for 30 min, the mixture was poured into water and extracted with AcOEt. The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated in vacuo to afford 13 (0.703 g, 93%) as a colorless solid. 1H NMR (400 MHz, CDCl3): δ 1.36 (d, J = 6.4 Hz, 3H), 1.47 (s, 9H), 1.59 (d, J = 3.2Hz, 1H), 1.67 (d, J = 13.6 Hz, 1H), 2.26 (m, 1H), 3.35 (dd, J = 2.0 Hz, 12.0 Hz, 1H), 3.63 (m, 1H), 3.91(m, 1H), 4.41(m, 1H). 13C NMR (100 MHz, CDCl3): δ 21.77, 28.51, 41.53, 52.49, 54.75, 77.21, 79.22, 154.52. HRMS: calcd for C10H19NO3 (MNa+) 224.1257, found 224.1262. (2R,4R)-tert-Butyl 4-cyano-2-methylpyrrolidine-1-carboxylate (14). NC Me N Boc 14 To a solution of compound 13 (0.70 g, 3.48 mmol) and Et3N (0.97 mL, 6.96 mmol) in CH2Cl2 (10 mL) was added MsCl (0.40 mL, 5.22 mmol) at 4 °C.S2 After stirring for 3 h at the same (S3) Zhao, X.; Hoesl, C. E.; Hoefner, G. C.; Wanner, K. T. Eur. J. Med. Chem. 2005, 40, 231. S4 temperature, the mixture was poured into water and extracted with AcOEt. The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated in vacuo to give the mesylated compound (0.97 g, 100%). Without further purification, this residue was dissolved in DMSO (10 mL) and NaCN (0.256 g, 5.22 mmol) was added.S2 This mixture was stirred at 80 °C for 20 h. The mixture was treated with sat. NaHCO3 and extracted with AcOEt. The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated in vacuo. The residue was purified by flash column chromatography (hexane/AcOEt = 6:1) to give 14 (0.422 g, 58%). 1 H NMR (400MHz, CDCl3): δ 1.20 (d, J = 8.4 Hz, 3H), 1.47 (s, 9H), 1.97 (m, 1H), 2.36 (m, 1H), 3.13 (m, 1H), 3.64-3.72 (m, 2H), 4.06 (br, 1H). 13C NMR (100MHz, CDCl3): δ 20.18, 26.11, 28.32, 36.73, 48.98, 52.00, 80.02, 119.88, 153.59. HRMS: calcd for C11H18N2O2 (MNa+) 233.1260, found 233.1257. (3R,5R)-5-Methyl-3-pyrrolidinecarboxylic acid (1). HO2C N H Me 1 A solution of compound 14 (0.42 g, 2.00 mmol) in conc. HCl (4.2 mL) was refluxed for 2 h. The mixture was concentrated in vacuo. The resulting colorless solid was dissolved in water and the solution was loaded to Dowex 50WX8-100 ion-exchange resin (H+ form, activated with 0.01 M HCl). The resin was washed with water then eluted with 1 M ammonium hydroxide. The eluted fractions were lyophilized to afford 1 (0.232 g, 90%) as a colorless solid. 1H NMR (400 MHz, CD3OD): δ 1.41 (d, J = 8.4 Hz, 3H), 1.90 (m, 1H), 2.43 (m, 1H), 3.11 (m, 1H), 3.44 (dd, J = 8.0 Hz, 11.6Hz, 1H), 3.56 (dd, J = 5.6 Hz, 11.6 Hz, 1H), 3.78 (m, 1H). 13C NMR (100 MHz, CD3OD): δ 17.5, 37.6, 45.9, 49.3, 56.8, 179.7. HRMS: calcd for C6H11NO2 (MH+) 130.0863, found 130.0868. [α]25D +10.3 (c 0.58, MeOH). Another route from 10 to 13 (Scheme S2). Scheme S2 S2 HO O 4-Nitrobenzoic acid,DEAD, PPh3, CH2Cl2 O Me N Boc 10 HO NO2 aq.NaOH, MeOH Me N Boc 15 y.73% for 2 steps Me N Boc 13 To a solution of compound 10 (0.70 g, 3.48 mmol) and PPh3 (1.37 g, 5.22 mmol) in CH2Cl2 (7 mL) was added DEAD (0.91 mL, 5.22 mmol) at 4°C.S3 The resulting mixture was stirred for 10 min and then 4-nitrobenzoic acid (1.62 g, 5.22 mmol) was added. This mixture was allowed to S5 warm up to room temperature and stirred for 16 h. The reaction mixture was quenched with 2 N NaOH solution and extracted with AcOEt. The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated. The residue was purified by flash column chromatography to give 15 (0.885 g, 73 %) as a pale yellow solid. Compound 15: 1H NMR (400 MHz, CDCl3): δ 1.38 (d, J = 0.4 Hz, 3H), 1.48 (s, 9H), 1.96 (d, J = 14.4 Hz, 1H), 2.47 (m, 1H), 3.64-3.83 (m, 2H), 4.11 (m, 1H), 5.55 (m, 1H), 8.21 (d, J = 8.0 Hz, 2H), 8.31 (d, J = 8.0 Hz, 2H). Compound 15 (0.885 g, 2.51 mmol) was dissolved in MeOH (5 mL) and THF (5 mL) and 2 N NaOH solution was added at room temperature. After stirring for 30min, the mixture was poured into water and extracted with AcOEt. The organic layers were combined, washed with brine, dried over Na2SO4, and concentrated in vacuo to give compound 13 (0.52 g, 100%) as a colorless solid. General procedure for the Mannich-type reaction between N-PMP protected α-imino ethyl glyoxylate and aldehyde donors (Table 1). N-PMP-protected α-imino ethyl glyoxylate (0.25 mmol, 1 equiv) was dissolved in anhydrous DMSO (2.5 mL) and aldehyde (0.5 mmol, 2 equiv) was added, followed by catalyst 1 (0.0125 mmol, 0.05 equiv). After stirring for 0.5-3 h at room temperature, the mixture was worked up by addition of aqueous saturated ammonium chloride solution and extracted with AcOEt (three or four times). The combined organic layers were washed with brine, dried with MgSO4, filtered, concentrated in vacuo, and purified by flash column chromatography (10-15% AcOEt/hexane) to afford the corresponding Mannich addition product. When the catalyst loading was 1 or 2 mol%, the reaction was performed using N-PMPprotected α-imino ethyl glyoxylate (0.5 mmol, 1 equiv), aldehyde (1.0 mmol, 2 equiv), and catalyst 1 (0.005 or 0.01 mmol, 0.01 or 0.02 equiv) in DMSO (5 mL). The reactions were performed in a closed system (a vial with a cap). An inert atmosphere of nitrogen or argon was not necessary for the reactions. Ethyl (2S,3R)-3-formyl-2-(p-methoxyphenylamino)butanoate (2). OMe O H HN CO2Et H NMR (400 MHz, CDCl3): δ 1.17 (d, J = 7.2 Hz, 3H, CHCH3), 1.23 (t, J = 7.2 Hz, 3H, OCH2CH3), 2.85-2.92 (m, 1H, CHCHO), 3.74 (s, 3H, OCH3), 4.09 (brd, J = 8.4 Hz, 1H, NHPMP), 4.14-4.23 (m, 2H, OCH2CH3), 4.34-4.37 (brdd, J = 6.0 Hz, 8.8 Hz, 1H, CHNHPMP), 6.66 (d, J = 9.0 Hz, 2H, ArH), 6.78 (d, J = 9.0 Hz, 2H, ArH), 9.73 (d, J = 1.2 Hz, 1H, CHCHO). 1 S6 C NMR (100 MHz, CDCl3): δ 201.9, 171.8, 153.2, 140.1, 115.6, 114.9, 61.6, 58.6, 55.7, 48.5, 14.2, 9.9. HRMS: calcd for C14H20NO4 (MH+) 266.1387, found 266.1382. 13 Ethyl (E)-3-benzyloxyiminomethyl-2-(p-methoxyphenylamino)butanoate (16). COOH O PMP H + Me H Me N CO2Et Ph N H (5 mol%) DMSO PhCH2ONH2•HCl DMSO/pyridine O N HN PMP CO2Et H Me 16 A mixture of N-PMP-protected α-imino ethyl glyoxylate (0.5 mmol, 1 equiv), an aldehyde donor (1.0 mmol, 2 equiv), and catalyst 1 (0.025 mmol, 0.05 equiv) in DMSO (5 mL) was stirred for 1h at room temperature. To the mixture, O-benzylhydroxylamine hydrochloride (1.3 mmol) and pyridine (0.5 mL) were added. The mixture was stirred for an additional 4 h at room temperature, filtered through Celite, and concentrated in vacuo. The residue was purified by flash column chromatography to afford oxime 16. 1 H NMR (400 MHz, CDCl3): δ 1.18 (d, J = 6.6 Hz, 3H, CHCH3), 1.21 (t, J = 7.2 Hz, 3H, OCH2CH3), 2.86-2.95 (m, 1H, CH3CHCH=N), 3.74 (s, 3H, OCH3), 3.91-3.98 (m, 2H, NHCHCO2Et), 4.14 (q, J = 7.2 Hz, 2H, OCH2CH3), 5.07 (s, 2H, CH2Ph), 6.55 (d, J = 9.0 Hz, 2H, ArH), 6.75 (d, J = 9.0 Hz, 2H, ArH), 7.31-7.44 (m, 6H, ArH and CH=N). 13C NMR (100 MHz, CDCl3): δ 172.5, 152.8, 151.8, 140.8, 137.6, 128.4, 128.2, 127.8, 115.2, 114.8, 75.7, 61.3, 61.2, 55.7, 37.5, 14.7, 14.2. HRMS: calcd for C21H27N2O4 (MH+) 371.1965, found 371.1966. HPLC (Daicel Chairalcel AD, hexane/i-PrOH = 99:1, flow rate 1.0 mL/min, λ = 254 nm): tR (anti major enantiomer) = 66.6 min, tR (anti minor enatiomer) = 57.8 min. Ethyl (2S,3R)-3-formyl-2-(p-methoxyphenylamino)-4-methylpentanoate (3). OMe O H HN CO2Et H NMR (300 MHz, CDCl3): δ 1.07 (d, J = 6.9 Hz, 3H, CHCH3), 1.12 (d, J = 6.9 Hz, 3H, CHCH3), 1.21 (t, J = 7.2 Hz, 3H, OCH2CH3), 2.02-2.18 (m, 1H, CH(CH3)2), 2.57-2.63 (m, 1H, CHCHO), 3.74 (s, 3H, OCH3), 4.00 (brs, 1H, NHPMP), 4.15 (q, J = 6.9 Hz, 2H, OCH2CH3), 4.35 (d, J = 7.8 Hz, 1H, CHNHPMP), 6.66 (d, J = 9.0 Hz, 2H, ArH), 6.77 (d, J = 9.0 Hz, 2H, ArH), 9.75 (d, 1H, J = 3.3 Hz, CHCHO). 13C NMR (100 MHz, CDCl3): δ 203.2, 172.8, 153.2, 140.4, 115.9, 114.8, 61.3, 59.6, 57.2, 55.6, 27.5, 21.2, 19.2, 14.1. HRMS: calcd for C16H24NO4 (MH+) 294.1700, found 294.1701. HPLC (Daicel Chairalcel AS-H, hexane/i-PrOH = 99:1, flow rate 1.0 mL/min, λ = 254 nm): tR (anti major enantiomer, (2S,3R)-3) = 24.0 min, tR (anti minor enatiomer, (2R,3S)-3) = 49.3 min. [α]25D –35.4 (c 1.8, CHCl3). 1 S7 Ethyl (2S,3R)-3-formyl-2-(p-methoxyphenylamino)octanoate (4). OMe O HN H CO2Et n-Bu H NMR (300 MHz, CDCl3): δ 0.89 (m, 3H, CH2CH2CH3), 1.23 (t, J = 7.2 Hz, 3H, OCH2CH3), 1.25-1.80 (m, 6H), 2.75 (m, 1H, CHCHO), 3.74 (s, 3H, OCH 3), 4.03 (brs, 1H, NHPMP), 4.18 (dq, J = 0.9 Hz, 7.2 Hz, 2H, OCH2CH3), 4.26 (brd, J = 6.3 Hz, 1H, CHNHPMP), 6.65 (d, J = 9.0 Hz, 2H, ArH), 6.78 (d, J = 9.0 Hz, 2H, ArH), 9.65 (d, J = 2.4 Hz, 1H, CHCHO). 13C NMR (75 MHz, CDCl3): δ 202.3, 172.2, 153.2, 140.3, 115.7, 114.8, 61.5, 58.1, 55.7, 53.9, 29.4, 25.4, 22.6, 14.2, 13.8. HRMS: calcd for C17H26NO 4 (MH +) 308.1856, found 308.1852. HPLC (Daicel Chairalcel AS-H, hexane/i-PrOH = 99:1, flow rate 1.0 mL/min, λ = 254 nm): tR (anti major enantiomer, (2S,3R)-4) = 24.4 min, tR (anti minor enatiomer, (2R,3S)-4) = 28.5 min. [α]25D –11.0 (c 1.4, CHCl3). 1 Ethyl (2S,3R)-3-formyl-2-(p-methoxyphenylamino)heptanoate (5). OMe O HN H CO2Et n-Pent H NMR (400 MHz, CDCl3): δ 0.87 (t, J = 6.8 Hz, 3H, CH2CH3), 1.23 (t, J = 7.2 Hz, 3H, OCH2CH3), 1.24-1.78 (m, 8H), 2.72-2.78 (m, 1H, CHCHO), 3.74 (s, 3H, OCH3), 4.03 (brd, J = 6.4 Hz, 1H, NHPMP), 4.18 (dq, J = 1.6 Hz, 7.2 Hz, 2H, OCH2CH3), 4.26 (m, 1H, CHNHPMP), 6.65 (d, J = 9.2 Hz, 2H, ArH), 6.78 (d, J = 9.2 Hz, 2H, ArH), 9.65 (d, J = 2.4 Hz, 1H, CHCHO). 13 C NMR (100 MHz, CDCl3): δ 202.3, 172.2, 153.1, 140.3, 115.7, 114.8, 61.5, 58.1, 55.6, 53.9, 31.6, 27.0, 25.6, 22.3, 14.1, 13.9. HRMS: calcd for C18H27NO4 (MH + ) 322.2013, found 322.2007. HPLC (Daicel Chiralpak AS, hexane/i-PrOH = 99:1, flow rate 1.0 mL/min, λ = 254 nm): tR (anti major enantiomer, (2S,3R)-5) = 21.5 min, tR (anti minor enatiomer, (2R,3S)-5) = 24.9 min. [α]25D –11.9 (c 1.3, CHCl3). 1 Ethyl (2S,3R)-3-formyl-2-(p-methoxyphenylamino)hex-5-enoate (6). OMe O H HN CO2Et H NMR (400 MHz, CDCl3): δ 1 . 23 (t, J = 7.2 Hz, 3H, OCH2CH3), 2.37-2.59 (m, 2H, CH2CH=CH2), 2.94-2.99 (m, 1H, CHCHO), 3.74 (s, 3H, OCH 3), 4.08 (brd, J = 10.0 Hz, 1H, 1 S8 NHPMP), 4.18 (dq, J = 0.8 Hz, 7.2 Hz, 2H, OCH2CH3), 4.28 (m, 1H, CHNHPMP), 5.12-5.17 (m, 2H, CH=CH2), 5.77-5.88 (m, 1H, CH=CH2), 6.65 (d, J = 9.2 Hz, 2H, ArH), 6.77 (d, J = 9.2 Hz, 2H, Ar-H), 9.69 (d, J = 1.6 Hz, 1H, CHCHO). 13C NMR (100 MHz, CDCl3): δ 201.9, 172.2, 153.1, 140.5, 134.3, 118.2, 115.8, 114.8, 61.6, 57.7, 55.6, 53.1, 30.0, 14.1. HRMS: calcd for C16H22NO4 (MH+) 292.1543, found 292.1537. HPLC (Daicel Chairalcel AS-H, hexane/i-PrOH = 99:1, flow rate 1.0 mL/min, λ = 254 nm): tR (anti major enantiomer, (2S,3R)-6) = 30.2 min, tR (anti minor enatiomer, (2R,3S)-6) = 38.5 min. [α]25D +21.5 (c 1.0, CHCl3). Isopropyl (2S,3R)-3-formyl-2-(p-methoxyphenylamino)-4-methylpentanoate (7). OMe O HN O H O H NMR (400 MHz, CDCl3): δ 1.07 (d, J = 6.8 Hz, 3H, CCHCH3), 1.12 (d, J = 6.8 Hz, 3H, CCHCH3), 1.16 (d, J = 6.4 Hz, 3H, OCHCH3), 1.19 (d, J = 6.4 Hz, 3H, OCHCH3), 2.04-2.14 (m, 1H, CCH(CH3)2), 2.54-2.58 (m, 1H, CHCHO), 3.73 (s, 3H, OCH3), 3.90 (brs, 1H, NHPMP), 4.32 (d, J = 8.0 Hz, 1H, CHNHPMP), 4.96 (m, 1H, OCH(CH3)2), 6.66 (d, J = 8.8 Hz, 2H, ArH), 6.76 (d, J = 8.8 Hz, 2H, ArH), 9.73 (d, J = 3.6 Hz, 1H,CHCHO). 13C NMR (100 MHz, CDCl3): δ 203.2, 172.2, 153.2, 140.4, 115.9, 114.7, 69.1, 59.6, 57.4, 55.6, 27.5, 21.7, 21.6, 21.2, 19.1. HRMS: calcd for C17H25NO4 (MH+) 308.1856, found 308.1859. HPLC (Daicel Chiralpak AS-H, 1 hexane/i-PrOH = 99:1, flow rate 1.0 mL/min, λ = 254 nm), tR (anti major enantiomer, (2S,3R)-7) = 19.1 min, tR (anti minor enatiomer, (2R,3S)-7) = 50.7 min. [α]25D –34.7 (c 2.3, CHCl3). Isopropyl (2S,3R)-3-formyl-2-(p-methoxyphenylamino)heptanoate (8). OMe O HN O H n-Pent O H NMR (400 MHz, CDCl3): δ 0.87 (t, J = 6.9Hz, 3H, CH3), 1.18 (d, J = 6.4 Hz, 3H, OCHCH3), 1.21 (d, J = 6.4 Hz, 3H, OCHCH3), 1.25-1.76 (m, 8H), 2.69-2.74 (m, 1H, CHCHO), 3.74 (s, 3H, OCH3), 4.02 (d, J = 10.0 Hz, 1H, NHPMP), 4.24 (dd, 1H, J = 6.8 Hz, 10.0 Hz, 1H, CHNHPMP), 4.98-5.08 (m, 1H, OCHCH3), 6.65 (d, J = 8.8 Hz, 2H, ArH), 6.77 (d, J = 8.8 Hz, 2H, ArH), 9.65 (d, J = 2.6 Hz, 1H,CHCHO). 13C NMR (100 MHz, CDCl3): δ 202.2, 171.6, 153.1, 140.3, 115.7, 114.8, 69.4, 58.2, 55.6, 53.9, 31.7, 27.0, 25.6, 22.3, 21.7, 21.7, 13.9. HRMS: calcd for C19H29NO4 (MH+) 336.2169, found 336.2174. HPLC (Daicel Chiralpak OJ-H, hexane/i-PrOH = 99:1, flow rate 1.0 mL/min, λ = 254 nm); tR (anti major enantiomer, (2S,3R)-8) = 29.9 min, tR (anti minor enatiomer, (2R,3S)-8) = 27.7 min. [α]25D –20.3 (c 1.5, CHCl3). 1 S9 0.16 0.14 O NHPMP H 0.12 CO2Et (2S,3R)-anti-3 0.1 0.08 O 0.06 NHPMP H O CO2Et NHPMP H O CO2Et NHPMP H 0.04 (2S,3S)-syn-3 CO2Et (2R,3S)-anti-3 (2R,3R)-syn-3 0.02 0 -0.02 20 25 30 35 40 45 50 55 60 65 70 Time (min) Retention time (min) 0.25 O H 0.2 NHPMP CO2Et (2S,3R)-anti-3 O 0.15 H 0.1 NHPMP CO2Et O H (2S,3S)-syn-3 NHPMP O CO2Et NHPMP H CO2Et (2R,3S)-anti-3 (2R,3R)-syn-3 0.05 0 20 -0.05 25 30 35 40 45 50 55 60 65 70 Time (min) Retention time (min) Figure S1. HPLC charts of the Mannich product 3 generated by the 1-catalyzed reaction (upper chart) and of a mixture of the diastereomers and enantiomers of 3 (lower chart). S10 S11 S12 S13 S14 S15 S16 S17 S18 S19 S20 S21 S22 S23 S24 S25 S26