Proposal to renew the Earth Planetary and Space Sciences Institute (EPSSI) at Michigan Technological University 1. Statement of Purpose The Earth Planetary and Space Sciences Institute (EPSSI) is and will continue to be a focus for interdisciplinary activities in earth, atmospheric, oceanographic and space sciences at Michigan Technological University. EPSSI's purpose is to enable its members to offer programs and pursue research opportunities in those disciplines that go beyond the scope of individual academic departments. 2. Accomplishments The renewal of an Institute is based in part on its past performance. Since being renewed in 2009, the Earth Planetary and Space Sciences Institute has made significant contributions to the University's mission in research and education. • Oversight and expansion of the Atmospheric Sciences PhD Program Members of the prior incarnation of EPSSI, the Remote Sensing Institute, designed, proposed, and oversaw the creation and implementation of the PhD program in Atmospheric Sciences. The Atmospheric Sciences PhD program allows faculty to recruit and retain students who would not be attracted to the more traditional, departmental programs. The first PhD from the program graduated in October 2013; at least two more are expected in the next six months. There are currently 13 students in the program in four departments (eight advisors). Six members of EPSSI are the original faculty in the Atmospheric Sciences program. Strategic Faculty Hiring Initiatives in Sustainability and Water attracted several strong candidates whose research interests are in atmospheric science. New hires in Geological and Mining Engineering and Sciences (GMES), Chemistry, and Civil and Environmental Engineering (CEE) also joined the Atmospheric Sciences faculty. With 11 faculty members, the Atmospheric Science program is one of the major programs in the country. For comparison, well established Atmospheric Sciences programs at the University of Wyoming and the University of Arizona have 10 and nine faculty members respectively1. • Support for large, multi-investigator proposals EPSSI has aggressively supported large, multi-investigator proposals, primarily through commitment of cost share to those proposals. Examples of those proposals that have been funded include the NSF MRI Multiphase turbulent reaction chamber, and the NSF Collaborative research project to investigate physical and radiative properties of North Atlantic free tropospheric aerosol. • Support for research infrastructure EPSSI has supported infrastructure enhancement, primarily through cost share for Research Excellence Fund – IE proposals. Examples include an OC/EC analyzer in 2011 and a hi-vol sampler last year. The Institute has committed $10,000 for an REF-IE proposal this year for a single particle soot photometer in addition to $10,000 for an REF-IE proposal (submitted through Chemistry) for acquisition of an ion-chromatography system. • Support for incoming faculty EPSSI is committed to supporting incoming faculty. To that end, the Institute has contributed $22,000 for startup support for a faculty member in GMES. EPSSI has also committed cost share to proposals for new faculty. New and untenured faculty within the Institute are asked to invite potential 1 Not counting Emeritus faculty 1 • • • collaborators and/or proposal reviewers to campus during the fall EPSSI seminar series. Sustained research productivity Figure 1 is a plot of the cumulative overhead of all proposals associated with EPSSI since the Institute's last renewal. (Note that capital equipment does not generate overhead and thus is not reflected in that sum.) The plot shows that the members of EPSSI have a sustained and consistent record of procuring funding to support their research activities. We believe that the Institute's support plays a role in that success. The EPSSI Seminar series The EPSSI Seminar Series is held in the fall semester. (It is a required course for the minor in Remote Sensing, see below.) See Appendix A for a list of seminar speakers since 2009. It is critical that scientists (not just graduate students) be exposed to the latest results and ideas. For this reason, the formal presentations that these visitors make while on campus are an invaluable contribution to the University's mission. In many respects, the informal interactions with faculty and students are even more valuable. Moreover, Michigan Tech has a stated goal to become “a national University of choice.” The University's reputation among faculty and scientists at other institutions plays a role in that. We make an effort to ensure that external seminar speakers meet with a range of EPSSI members, and as a result most or all of them leave with a very favorable impression, contributing to improvements in Michigan Tech's national and international reputation. The seminar series serves as a way for the various sub-disciplines within the Institute to interact and spark new collaborations. We have also used the Seminar series to promote interaction between Michigan Tech's main campus and research staff at the Michigan Tech Research Institute by bringing in MTRI personnel for seminars. The average attendance (estimated) at RSI seminars is 40. Remote Sensing Minor The Remote Sensing Minor, Michigan Tech's first interdisciplinary minor, is administered by EPSSI. Five students have received the minor since 2002. Eleven are currently enrolled. 198 students have taken UN4000, Remote Sensing Institute Seminar2, since the fall semester of 2000. Overhead (millions of $) Cumulative overhead generated by all grants associated with EPSSI since renewal in 2009 3.0 2.5 2.0 1.5 1.0 0.5 0.0 2009 Time (fiscal year) 2014 Figure 1: Cumulative sum of the total overhead generated by proposals associated with the Earth Planetary and Space Sciences Institute since renewal in 2009. The average quarterly overhead generated is $128,284. 2 The name of the course is a hold-over from EPSSI's previous incarnation, the Remote Sensing Institute. 2 See Appendix B for a further accounting of activities/expenditures since renewal in 2009. 3. Mission(s) and Proposed Activities A mission is a specific task with which a person or a group is charged. As stated above, the Purpose of EPSSI is to enable its members to offer programs and pursue research opportunities that would be beyond the scope of individual academic departments. The specific tasks by which the Institute accomplishes that Purpose are as follows: • EPSSI will continue to support and enable large, multi-PI proposals. Many research projects require the expertise and resources of multiple investigators. Funding agencies today are favorably inclined toward such large, multi-investigator, multidisciplinary projects. In the last renewal, we committed to submitting at least three such proposals, a goal which we exceeded. The primary means of support for such proposals is cost share, especially for NSF Major Research Instrumentation (MRI) proposals, for which cost share is required. Support for speakers through the seminar series also plays a role in such support, as the Institute has specifically targeted potential collaborators as seminar speakers. • EPSSI will continue to contribute to the University's research infrastructure enhancement efforts, through cost share for regular and REF-IE proposals. Funding for equipment can be difficult in today's fiscal environment, yet that very equipment is what can make or break a proposal. Preference will be given to equipment which will benefit multiple members of the Institute. Equipment that will foster collaboration within the University (not just the Institute) will also be supported. • EPPSI will continue to support new faculty by contributing to startup funds when appropriate and possible. • EPSSI will continue to support and oversee the PhD program in Atmospheric Sciences. This includes support for new faculty (see first bullet above) as well as support for existing faculty (see following bullets). There are also administrative costs (e.g. secretarial support, processing of graduate applications) that EPSSI covers. • EPSSI will continue to support recruitment and retention of graduate students for its members. The Institute has placed a particular emphasis on recruitment of students in the Atmospheric Sciences program, which is not covered by any department. • EPSSI will continue to support graduate and undergraduate education. In particular, EPSSI has consistently provided funds for students (graduate and undergraduate) to attend national and international meetings. Attendance at such meetings is critical for students, and benefits the University by highlighting the research conducted here. EPSSI will also continue to fund summer undergraduate research projects where appropriate. • EPSSI will continue its long-standing, successful seminar series, which brings 12 to 14 nationally and internationally recognized scientists in disciplines spanning EPSSI's purview to campus every fall. 4. Justification for Renewal of the Earth Planetary and Space Sciences Institute The Procedure to Renew an Institute3 includes the following statement on Justification for the Institute: “Justification. A description of the rationale for establishing the Center/Institute and the anticipated benefits from its creation.” Preceding that, under Mission Statement, is this statement: “This mission 3 http://www.mtu.edu/research/administration/vpr-office/pdf/render.pdf 3 provides the basis upon which later evaluations of Center/Institute activities will be made.” When renewed in 2009, the Earth Planetary and Space Sciences Institute outlined the following goals: • Support new faculty by contributing to startup funds. • Expand the University's research productivity and infrastructure. • Continue to support and oversight of the PhD program in Atmospheric Sciences. • Continued support for recruitment and retention of graduate students for its members. • Continued support for graduate and undergraduate education. • Continuation of the Seminar series to foster interdisciplinary research and education. As outlined in Section 2, the Institute has done those things (see also Appendix B). Section 3 of this document outlines the goals that EPSSI has set for the next five years. As noted above, the Institute has aggressively pursued opportunities to enhance Michigan Tech's research infrastructure through acquisition of equipment and support of personnel. Notable support for acquisition of equipment and expansion of research infrastructure includes: • NRC aerosol neutralizer • an organic carbon/elemental carbon (OC/EC) field analyzer • a high volume sampler (American Ecotech, deployed at Pico Mt. Observatory) • an automated hi volume sampler (DIGITEL hi-vol DHA-80) • a high-powered light source for shock wave imaging • renovation of Dow 105 to accommodate the NSF MRI funded cloud chamber • an ultra-high resolution mass spectrometer, (2013 MRI cost share, $15000 committed, proposal not funded) • an ultra-high resolution mass spectrometer, (2014 MRI cost share, $15000 committed, proposal pending) • development of instrumentation to measure the source contribution function of organic gases and aerosols from land surfaces (2014 MRI cost share, $50000 committed (over three years), proposal pending) • acquisition of an SP2 soot photometer (2014 REF-IE cost share, $10000 committed, proposal pending) • acquisition of an Ion Chromatography System with dual anion and cation capability (2014 REFIE cost share (proposal submitted through chemistry), $10000 committed, proposal pending) In addition to the equipment and research infrastructure support listed above, EPSSI has fostered Michigan Tech's research productivity through support of personnel. The Institute has funded three summer undergraduate research assistantships4 for $10,300. Graduate student support totals $98,273, and support for postdoctoral scholars is $109,451. 5. Structure and Management of the Earth Planetary and Space Sciences Institute 5.1 Advisory Council Every department represented within EPSSI is entitled to representation on the EPSSI Advisory Council. Members of EPSSI who are in the same department shall choose amongst themselves who will represent their department on the Advisory Council. If not a department representative, the 4 Data from one of those was used as preliminary data in a proposal to DOE. 4 Director of the Atmospheric Sciences program, which EPSSI oversees, shall be an additional member of the Advisory Council. The term of a member of the Advisory Council will be two years. 5.2 Director The Director of the Institute, who reports to the Vice President for Research, is selected from the members of EPSSI by the Advisory Council. The term of the Director shall be three years. A Director may be re-appointed by the Advisory Council. Duties of the Director include (but are not limited to) oversight of the day-to-day operations of the Institute, coordination of the seminar series, oversight of the minor in remote sensing, oversight of EPSSI's support of the Atmospheric Sciences PhD program5, and coordination of multi-PI proposals supported by EPSSI. Additionally, the Director is responsible for the yearly report to the Vice President for Research. In the interest of transparency and accountability, the Director shall also prepare and distribute a yearly report to the Advisory Council of the Institute's finances. The report shall include an accounting of expenditures greater than $3000. The Institute will provide funding for secretarial/administrative assistance for the Director. 5.3 Centers within EPSSI Centers may be established within RSI with the approval of the Advisory Council. Of course, Centers must also follow the guidelines for establishment as set forth by the office of the Vice President for Research. (see http://www.mtu.edu/research/administration/vpr-office/pdf/render.pdf) The Lake Superior Ecosystems Research Center (LaSER) is the only Center currently authorized under EPSSI. 6. Space and Facilities EPSSI, like most other Centers and Institutes at Michigan Tech, has no allocated space6. There are no needs for space at this time. 7. Funding Funding for the Institute's activities is provided by IRAD funds directed to the Institute from grants affiliated with EPSSI (see Table 1). Money from this indirect cost recovery will be used to fund the Mission and Proposed Activities detailed in Section 3. The projected costs of activities EPSSI will undertake are shown in Table 1 (see also Appendix B), while routine and administrative costs are shown in Table 2. All costs shown in Table 1 are not expected yearly. In the event that multiple items come up in the same year and that the Institute does not have the resources to fund all of them, the order of priority is reflected in the order of listing in Table 1. 5 The Atmospheric Sciences PhD program is non-departmental; as such it is housed in the Graduate School, but administered through RSI. The program is overseen/coordinated by an Atmospheric Sciences Program Director. 6 As recorded in Aspire. 5 Table 1. Projected costs for Proposed Activities Activity Cost ($) Matching funds for proposals, with an emphasis on major equipment and postdoctoral support 50,000 Faculty startup support (typical)7 15,000 Seminar series 15,000 Graduate student recruitment 10,000 Funding for undergraduate research (per student) 3,500 Table 3. Routine and Administrative costs Activity Cost ($) Director support 10,000 Atmospheric Sciences Program Director 8,000 Secretarial support 5,000 7 This could vary substantially, depending on the Institute's reserves and the type of research a given incoming faculty member is proposing to do. 6 8. List of participating faculty Faculty Department Will Cantrell, Director Physics Raymond Shaw, Director, Atmospheric Sciences Program Physics Simon Carn GMES Paul Doskey CEE/SFRES John Gierke GMES Petra Hüntemeyer Physics Charles Kerfoot Biology Louisa Kramer GMES Claudio Mazzoleni Physics Lynn Mazzoleni Chemistry Colleen Mouw GMES Robert Nemiroff Physics David Nitz Physics Thomas Oommen GMES Judith Perlinger CEE Bill Rose GMES Aleksey Smirnov GMES Noel Urban CEE Greg Waite GMES Shiliang Wu GMES 7 Appendix A: Earth Planetary and Space Sciences Institute Seminar Speakers (outside speakers only) Fall 2009 Speaker Affiliation Bereket Haileab Carleton College Manvendra Dubey Los Alamos National Laboratory Amanda B. Clarke Arizona State University John Tarduno University of Rochester Mike Fromm Naval Research Laboratory Chuck Connor University of South Florida Colette Heald Colorado State University Steve Ackerman University of Wisconsin–Madison Tim Dixon University of Miami (NSF MARGINS Distinguished Lecturer Program, Special Seminar) Anita Grunder Oregon State University Weston Thelen University of Washington Nickolay A. Krotkov NASA GSFC/UMBC Chris W. Fairall NOAA Earth System Research Laboratory Fall 2010 Florian M. Schwandner Earth Observatory of Singapore David Parrish NOAA ESRL Will Cantrell, Claudio Mazzoleni, Lynn Mazzoleni, and Raymond Shaw Michigan Tech Alistair Smith University of Idaho Dave Schwab NOAA Great Lakes Environmental Research Laboratory Jed O. Kaplan Environmental Engineering Institute , Ecole Polytechnique Fédérale de Lausanne (EPFL) Lausanne, Switzerland John Chadwick University of North Carolina Charlotte V. Rao Kotamarthi Environmental Science Division , Argonne National Lab Jonathan M. Lees University of North Carolina at Chapel Hill Elizabeth Hays NASA Goddard Space Flight Center Gabriele Pfister National Center for Atmospheric Research Robert Kayen US Geological Survey 8 Fall 2011 Engielle Paguican Universite Blaise Pascal Clermont Ferrand, France Joe Meert University of Florida Bob Shuchman Michigan Tech Research Institute Tim Garrett University of Utah Michael R. Hoffman California Institute of Technology Yan Liu Northern Michigan University Elissa M. Eastvedt Langmuir Laboratory, New Mexico Institute of Mining and Technology Giuseppe Petrucci University of Vermont Qing Liang NASA GESTAR/Universities Space Research Association (USRA) Jim Pankow Portland State University Ronald T. Eguchi ImageCat, Inc. Richard Aster New Mexico Institute of Mining and Technology Fall 2012 Andres Diaz Universidad de Costa Rica Patrick Haertel Yale University Guy Brassuer Climate Service Center—Germany Bin Tan NASA-GSFC Luke Van Roekel Northland College Annmarie G. Carlton Rutgers Matt Haney USGS-Alaska Volcano Observatory Barbara Ervens CIRES/NOAA Rajul Pandya Spark – UCAR Science Education Andrei Abelev Naval Research Laboratory Andrea Vander Woude Cooperative Institute for Limnology and Ecosystems Research Matt Alvarado Atmospheric and Environmental Research, Inc. Fall 2013 Xiquan Dong University of North Dakota Eurico J. D'Sa Louisiana State University Daniel Titze University of Minnesota, Duluth Barbara Finlayson-Pitts University of California, Irvine 9 Stephen Schwartz Brookhaven National Lab Alexander Laskin Pacific Northwest National Lab Marianne V. Moore Wellesley College Wendy McCausland USGS Daniel Obrist Desert Research Institute Mikhail Ovchinnikov Pacific Northwest National Laboratory Hongyu Liu NIA 10 Appendix B: Major EPSSI expenditures (> $3000) since renewal in 2009 DATE 05/07/10 05/07/10 3/21/2013 ITEM Undergraduate Research Assistants Summer support, undergrad research assistant (M. Falkowski) Summer support, undergrad research assistant (C. Mazzoleni) Summer support (SURF), undergrad research assistant (J. Becker) Subtotal UG Research Asst. AMOUNT 3,500 3,500 3,300 10,300 Graduate Student Assistanships Tuition/travel for Cornell course in aquatic remote sensing for F. 5/26-6/29 2009 3,902 Yousef (Kerfoot) Doctoral fellowship & FB to E29478, grant proposal cost share 8/31/2009 9,524 (B. Rose) 8/31/2009 Tuition to E29478, grant proposal cost share (B. Rose) 9,523 07/15Summer support & tuition for Grad Student Bo Zhang 2,901 8/26/2010 (Perlinger) Doctoral fellowship & FB to E29478, grant proposal cost share 8/23/2010 9,524 (B. Rose) 8/23/2010 Tuition to E29478, grant proposal cost share (B. Rose) 9,523 10/28Grad support & tuition for Grad Student Amalia Anderson 4,346 12/28/2010 (Kostinski) 01/13Grad support & tuition for Grad Student Foad Yousef (Kerfoot) 5,935 04/21/2011 Doctoral fellowship & FB to E29478, grant proposal cost share 8/25/2011 9,524 (B. Rose) 8/25/2011 Tuition to E29478, grant proposal cost share (B. Rose) 9,523 11/26/2011Grad student support, hourly, M. Hobmeier (C. Kerfoot) 2,205 12/24/2011 2/18/2012Grad student support, hourly, J. LeDuc (C. Kerfoot) 2,796 3/17/2012 Doctoral fellowship & FB to E29478, prop. cost share (B. 8/24/2012 9,524 Baltensberger/B. Rose) 8/24/2012 Tuition to E29478, (B. Baltensperger/B. Rose) 9,523 Subtotal Grad Assistantship 10/19/2010 10/19/2010 7/28/20118/25/1011 8/25/2011 8/25/2011 8/24/2012 Post Doctoral Support Post doc salary, E52406 grant proposal cost-share (R. Shaw) Post doc fringes, E52406, grant proposal cost-share (R. Shaw) 25,000 9,650 Post Doc, Shen Xinhua, (S. Carn) 5,501 Post doc salary, E52406 grant proposal cost-share (R. Shaw) Post doc fringes, E52406, grant proposal cost-share (R. Shaw) Post doc salary, E52406 grant proposal cost-share (R. Shaw) 25,000 9,650 25,000 11 98,273 8/24/2012 1/22/2009 2/12/2009 6/10/2010 07/28/2011 12/02/2011 03/19/2012 04/03/2012 8/11/2012 8/13/2012 3/23/2013 8/2912/30/2013 10/9/2009 Post doc fringes, E52406, grant proposal cost-share (R. Shaw) Subtotal Post Doc Support Equipment/Start-up Funds Start-up Funds (S. Carn) Start-up Funds (P. Doskey) NRC aerosol neutralizer Start-up Funds to D90777 (L. Kramer) Sunset Laboratory, OC/EC field analyzer, PICO (L. Mazzoleni) American Ecotech, PICO (L. Mazzoleni) Tisch Environmental Lab, supplies PICO (L. Mazzoleni) Plant improvement for Cloud Chamber Project (R. Shaw) Start-up Funds to D90777 (L. Kramer) American Ecotech, vol sampler + maintenance workshop (L. Mazzoleni) Automated high volume sampler, REF proposal cost share to E49314 (W. Cantrell) Subtotal Equip/Start-up Other Support for ATM courses, (Physics) Subtotal Other 9,650 109,451 20,000 45,000 4,175 11,000 9,550 5,876 4,248 25,000 11,000 3,544 6,953 146,346 3,000 3,000 Total 12 367,370 Appendix C: Proposals currently (as of March 2014) associated with the Earth Planetary and Space Sciences Institute PI Agency Title Baltensperger/ NSF Rose Cantrell NSF Carn NASA MITEP: A model for improving earth science education nationwide Measurement of Ice Nuclei in the Contact Mode A-Train Volcano Observatory (ATVO) International Geological Master in Volcanology Carn US DOEd. and Geotechniques CDI-type II proposal: Vhub: Collaborative Carn NSF research: Cyberinfrastructure for volcano eruption hazards modeling and simulation A combined EOS data and GEOS chem Carn U of Neb modeling study of the direct radiative forcing volcanic sulfate aerosols Continuation of long-term sulfur dioxide EDR Carn U of Md with the NPP ozone maping and profiler suite nadir mapper Multi-decadal sulfur dioxide climatology from Carn NASA satellite instruments Canegie Improving constraints on volcanic CO2 Carn Inst. W. emissions from the Vanuatu Arc Studying cosmic-ray acceleration and propagation, gas content and interstellar Huentemeyer NSF radiation fields in our galaxy with the HAWC observatory Stochastic aspects of physical and radar Kostinski NSF meteorology MRI: Development of a photoacoustic light absorption and albedospectrometer for the Mazzoleni, C Nev Sys Ed characterization of aerosol radiative transfer in the solar spectrum The radiative role free troposheric aerosols and Mazzoleni, C USDOE marine clouds Mazzoleni, C NASA FNR Swarup China Fellowship Mazzoleni, C USDOE Atmospheric Transport Collaborative research: Chemical, physical and Mazzoleni, L NSF radiative properties of North Atlantic free tropospheric aerosol after long-range transport Development of novel detection and precision Mouw UNH algorithms for Microcystis blooms Northern hemisphere Pierre Auger Observatory Nitz CO St U in Colorado 13 Total Project Value to Date 3,897,418 390,786 279,091 460,000 333,343 129,476 65,092 661,458 24,303 470,250 400,252 76,965 317,401 60,000 39,937 546,213 19,031 195,999 Nitz USDOE Shaw USDOE Shaw NSF Shaw NSF Shaw NASA Smirnov NSF Smirnov NSF Smirnov NSF Smirnov NSF Waite NSF Wu EPA Cantrell REF Recovery Act:Years 13-15 studies of high energy particle astro physics Laboratory investigations of contact freezing and the aerosol to ice crystal transformation process MRI: Development of a multiphase turbulent reaction chamber for laboratory studies os atmospheric aerosol and cloud processes Laboratory and field studies of cloud-turbulence interactions via digital holography Investigating the effect of solar activity during a grand minimum on clouds A Paleomagnetic and Geochronological Reinvestigation of the ~1.1 Ga Coldwell Complex: Implications for the Reversal Asymmetry in Keweenawan Rocks Paleointensity, morphology and stability of the proterozoic geomagnetic field as recorded by mafic dikes ins India CAREER: Reading magnetic fingerprints from deep time: An insight into the geodynamo and earlly earth system evolution Early career: acquisition of a high sensitivity superconducting rock magnetometer for paleomagnetic and paleointensity research CAREER: eruption dynamics from lowfrequency volcano_seismic signals Extreme Event Impacts- Ozone & Particulate Matter Air Volume Air Sampler Total Sponsored Funds 14 765,000 212,261 1,989,930 688,384 380,011 166,220 242,309 470,009 357,569 521,468 370,446 40,471 14,571,093 Appendix D: Pending proposals associated with EPSSI as of March 2014 PI Carn Carn Carn Doskey Kramer L. Mazzoleni L. Mazzoleni Nitz Perlinger Waite Wu Sponsor Title Advancing satellite retrievals of SO2 and NO2 next U of Maryland generation algorithm for new and improved OMI products Continuing and enhancing global SO2 and HCHO data NASA records from Aura/OMI to NPP/OMPS Extending NASA's long-term satellite data rescords: NASA Advanced SO2 and NO2 measurements from Suomi NPP PMPS Emission factors for secondary organic aerosol precursors US DOI from combustion of boreal peat fuels CAREER: A comprehensive investigation of ozone sources NSF and their impacts on the rural Great Lakes region NASA Cloud chemistry of remote marine environments NASA Organic aerosol in the remote marine free troposhere US DOE Studies of particle astrophysics at the cosmic frontier Aahrus U, Snow-air interactions of persistent organic pollutants Denmark (SAIPOP) NSF Analog modeling of volcanic eruption jets Evolution of atmospheric particulate matter and related US EPA pollutants in the context of global change 15