UNIVERSITY
MICHIGANTECHNOLOGICAL
FINANCIAL
STATEMENTS
AND
FINANCIALREPORTS
OMB CIRCULARA.133SUPPLEMENTARY
FORTHEYEARENDEDJUNE30,1999
ACCOUNTANTS
TOGETHERWITHREPORTOF INDEPENDENT
RozsaCenterfor the pefforming Arts
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MICHIGANTECHNOLOGICALUNIVERSITY
FINANGIAL
STATEMENTS
ANDSUPPLEMENTARY
INFORMATION
FORTHEYEARSENDEDJUNE30,1999AND1998
TOGETHERWTH
REPORTOF
INDEPENDENT
ACCOUNTANTS
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MICHIGANTECHNOLOGICAL
UNIVERSITY
FINANCIALSTATEMENTS
AND SUPPLEMENTARY
INFORMATION
CONTENTS
fortheyearsendedJune 30, 1999and 1998
Pages
Reportof lndependent
Accountants
.............
...................
1
Financial
Statements:
Combined
Statements
of Financial
Condition
Combined
Statements
of Revenues,
Expenditures,
andChangesin FundBalance
...........2
........3
j
GeneralFund:
of FinancialCondition
Statements
of Changesin FundBalance
Statements
I
Designated
Fund:
Condition
Statements
of Financial
in FundBalance
of Changes
Statements
......................
6
...........7
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AuxiliaryActivitiesFund:
Condition
Statements
of Financial
of Changesin FundBalance
Statements
......................
8
...........
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4
5
Fund:
Retirement
and lnsurance
of FinancialCondition
Statements
of Changesin FundBalance
Statements
10
11
Expendable
RestrictedFund:
of Financial
Statements
Condition
Statements
of Changesin FundBalance
12
13
Statements
of CurrentFundsRevenues,
Expenditures,
TransfersandChanges
in FundBalance
StudentLoanFund:
Statements
of Financial
Condition
Statements
of Changesin FundBalance
PlantFund:
Statements
of Financial
Condition
Statements
of Changesin Notes,Bonds,CapitalLeaseObligations
Payable
a n dF u n dB a l a n c e
AgencyFundStatements
of FinancialCondition
Notesto the Financial
Statements
.....................16
.........17
.....................18
......................19
........................20
.......21
MICHIGAN
TECHNOLOGICAL
UNIVERSITY
FINANCIAL
STATEMENTS
AND SUPPLEMENTARY
INFORMATION
CONTENTS,
CONTINUED
fortheyearsendedJune30, 1999and 1998
Pages
Combining
Financial
Information:
- 1999
Combining
Statement
of Financial
Condition
.................
30
combiningstatementof Revenues,
Expenditures,
Transfers
andchangesin
F u n dB a l a n c-e 1 9 9 9
C o m b i n i nSgt a t e m e on ft F i n a n c iC
a lo n d i t i o- n1 9 9 8
. . . . . . . . . . . . . . . .3. 1
.....
. . . . . . . . . . . . .............. . . . . . . . . . . 3 2
Combining
Statement
of Revenues,
Expenditures,
Transfers
andChangesin
F u n dB a l a n c-e1 9 9 8
C o m b i n eSdt a t e m e not sf C a s hF l o w -s 1 9 9 9a n d1 9 9 8. . . , . . . . .
........................33
. . . . . . . . . . . . . . .3. .4. . . .
Supplementary
Information
:
Required
Supplementary
Information,
Year2000..........
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36
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Reportof IndependentAccountants
LLP
PricewaterhouseCoopers
333 BridgeStreet,N.W
Suite505
CrandRapidsMl 49504-5356
Telephone(616) 458 7700
Facsimile(616)454 6375
To the Board of Control
Michi gan TechnologicalUniversity:
In our opinion, the accompanyingcombined and individual funds' statementsof financial condition
and the relatedstatementsof revenues,expendituresand changesin fund balancepresentfairly, in all
material respects,the combined and individual funds' financial position of Michigan Technological
University (the "University") at June 30,1999 and 1998,and the revenues,expenditures,transfersand
changesin fund balancefor the years then ended in conformify with generally acceptedaccounting
principles. These financial statementsand supplementaryinformation are the responsibility of the
University's management;our responsibility is to expressan opinion on these financial statements
based on our audits. We conducted our audits of these statementsin accordancewith generally
acceptedauditing standards,and the standardsapplicable to financial audits contained in Government
Auditing Standardsissuedby the ComptrollerGeneralof the United States,which requirethat we plan
and performthe audit to obtain reasonableassuranceabout whetherthe financial statementsare free of
materialmisstatement.An audit includesexamining,on a test basis,evidencesuppofiingthe amounts
and disclosuresin the financial statements,assessingthe accountingprinciples used and significant
estimates made by management, and evaluating the overall financial statement presentation. We
believethat our auditsprovide a reasonablebasisfor the opinion expressedabove.
In accordancewith GovernmentAuditing Standards,we have also issuedour report datedAugust 20,
1999on our considerationof the Universiry'sinternal control over financial reporting and on our tests
of its compliancewith certainprovisionsof laws, regulations,contracts,and grants.
Our audits were made for the purposeof forming an opinion on the basic combined and individual
fund financial statementstaken as a whole. The supplementaryinformation and the scheduleof
expendituresof federal awards (pages 5 through 50 of the accompanying OMB Circular A-133
SupplementaryFinancialReports) are presentedfor purposesof additional analysisas requiredby the
U.S. Office of Managementand Budget Circular A-133, Audits of States,Local Governmentsand
Non-Profit Organizations, and is not a required part of the basic combined and individual fund
financial statements.This information has been subjectedto the auditing proceduresapplied in our
audits of the basic combined and individual fund financial statementsand, in our opinion, is fairly
stated in all material respects in relation to the basic combined and individual fund financial
statementstaken as a whole.
The year 2000 supplementaryinformation on page 36 is not a required part of the basic financial
statementsbut is supplementaryinformation requestedby the Government Accounting Standards
Board. We have applied certain limited procedures,which consisted primarily of inquiries of
management regarding the methods of measurement and presentation of the supplementary
information. However, we did not audit the information and do not expressan opinion on it. In
addition,we do not provide assurancethat the University is or will becomeyear 2000 compliant,that
the University'syear 2000 remediationefforts will be successfulin whole or in part, or that parties
with which the University doesbusinessare or will becomeyear 2000 compliant.
UP
August20,1999
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UNIVERSITY
TECHNOLOGICAL
MICHIGAN
CONDITION
OF FINANCIAL
STATEMENTS
COMBINED
t
June30,1999and1998
(in thousands)
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ASSETS:
CURRENTASSETS:
Cashand cashequivalents
Short term investments
Accountsreceivable,net
lnventories
Prepaidexpensesand other
7,238
7,950
15,403
1,764
827
8,710
20,440
6,692
1,698
654
33,182
38,194
STUDENTLOANSRECEIVABLE,NET
9,423
8,950
INVESTMENTS
8,828
13,403
155,071
1'14,0'11
$
NET
PROPERW,PLANTAND EQUIPMENT,
TOTAL ASSETS
LIABILITTES
AND FUNDBALANGES:
CURRENTLIABILITIES:
Currentportionof notes,bondsand capitallease
obligationspayable
Accountspayable
Accruedpayrolland payrolltaxes
Uneamedrevenue
Deposits
Cunentportionof accruedhealthand liabilityclaims
absences
Accruedcompensated
$ 206,504
$
411
3,808
4,947
5,192
996
2,673
2,300
$
$
NOTES,BONDSAND CAPITALLEASEOBLIGATIONSPAYABLE
TOTALLIABILITIES
FUNDBALANCE:
Unrestricted
Restricted
Investedin physicalproperties
Deficitto be fundedin subsequentperiods
310
4,012
4,447
6,077
868
2,620
2,308
20,642
20,327
ACGRUEDHEALTHAND LIABILITYCLAIMS
174,558
1,360
1,710
23,280
23,155
45,317
45,157
23,449
12,821
131,380
(6,463)
notesare an integralpartof thesefinancialstatements.
The accompanying
$ 206,504
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161,187
TOTALLIABILITIESAND FUNDBALANCE
T
$
174,558
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MICHIGAN
TECHNOLOGIGAL
UNIVERSITY
COMBINED
STATEMENTS
OF REVENUES,
EXPENDITURES
AND CHANGESIN FUNDBALANCE
fortheyearsendedJune30, 1999and 1998
(in thousands)
1998
1999
REVENUES:
Tuitionand fees
operating
Stateappropriations,
Federalgrantsand contracts
capital
Stateappropriations,
Privategifts, grantsand contracts
Investmentincome
activities
Educational
Auxiliaryactivities
Mineralmuseumappreciation
Decrease(increase)in restrictedrevenueheldfor futureexpenditures
$
34,672
49,027
26,533
30,874
18,260
2,296
6,782
18,819
$
(e07)
186,356
EXPENDITURES:
and general:
Educational
lnstruction
Research
Publicservice
Academicsupport
Studentservices
lnstitutionalsupport
Studentfinancialsupport
Operationand maintenance
of plant
Auxiliaryactivities
lnterestexpense
allowance
Depreciation
Capitaladditions,net of retirements
REVENUES
OVEREXPENDITURES
(INCREASE)
DECREASE
rN RESTRTCTED
REVENUES
HELD
FORFUTUREEXPENDITURES
FUNDBALANCE,BEGINNING
OF YEAR
FUNDBAI-ANCE,ENDOF YEAR
The accompanying
notesare an integralpartof thesefinancialstatements.
$
44,782
21,7',15
3,402
9,680
4,362
10,899
27,616
9,075
19,396
464
8,358
(4,272)
32,114
47,664
23,891
312
16,668
2,769
6,299
19,630
2,739
361
151,436
$
43,784
20,494
4,692
9,475
4,097
11,025
25,579
8,724
19,261
165
8,838
(6,202)
155,477
149,932
30,879
1,504
(361)
907
128,258
129,401
$ 161,187
$
129,401
TECHNOLOGICAL
UNIVERSITY
MICHIGAN
GENERALFUND
STATEMENTS
OF FINANCIALCONDITION
June30, 1999and 1998
(in thousands)
r998
1999
ASSETS:
Cashand cashequivalents
Accountsreceivable,lessallowanceof $25in 1999and 1998
lnventories
Prepaidexpenses
Investments
Total assets
LIABILITIES:
Accountspayable
Accruedpayrolland payrolltaxes
Uneamedrevenue
Deposits
Dueto otherfunds
Total liabilities
DEFICITFUNDBALANGE:
Amountobligatedby contractualcommitments
Departmentalfunds carriedforward
Deficitto be fundedin subsequentyears
Totaldeficitfund balance
notesare an integralpartof thesefinancialstatements.
The accompanying
$
9,204
314
290
263
747
227
311
9,808
7,301
612
3,202
2,417
568
4,269
1,279
3,081
2,303
756
11,069
7,419
957
4,246
(6,463)
457
2,734
(3,309)
(1,260)
$
(118)
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MICHIGAN
TECHNOLOGICAL
UNIVERSIry
GENERALFUND
STATEMENTS
OF CHANGESIN FUNDBALANCE
fortheyearsendedJune30, 1999and 1998
(in thousands)
1999
AT BEGTNN|NG
BALANCE(DEFICTT)
OFYEAR
$
Revenues
underexpenditures
andtransfers
DEFICIT
AT ENDOFYEAR
The accompanying
notesare an integralpartof thesefinancialstatements.
(118)
(1,142)
$
(1,260)
1998
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MICHIGAN
TECHNOLOGICAL
UNIVERSIry
DESIGNATED
FUND
STATEMENTS
OF FINANCIALCONDITION
June30, 1999and 1999
(in thousands)
ASSETS:
Cashand cashequivalents
Accountsreceivable
Prepaidexpenses
Duefrom otherfunds
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1999
$:
Total assets
LIABILITIES:
Accountspayable
Accruedpayrolland payrolltaxes
Unearnedrevenue
Deposits
Totalliabitities
FUNDBALANCE
1998
179
212
5,630
3,897
71
214
827
6,021
4,ggg
144
132
665
72
132
120
659
72
1,013
$
s,oo8
$
4,016
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The accompanying
notesare an integralpartof thesefinancialstatements.
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
srArE'=*trTrtlo,jhtjJrlilT?*
BALAN.E
for the yearsendedJune 30, 1999and 1g98
finthousands)
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1999
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BALAN.EAT BEGINNING
oF YEAR
Revenues
overexpenditures
andtransfers
BALAN.EATENDoFYEAR
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$
Theaccompanying
notesareanintegral
partof thesefinancial
statements.
4,016
1998
$
992
$
5,00q
S,ZS+
782
$
+,otO
MICHIGAN
TECHNOLOGICAL
UNIVERSITY
AUXILIARYACTIVITIESFUND
STATEMENTS
OF FINANGIALCONDITION
June30, 1999and 1998
(in thousands)
1999
ASSETS:
Cashand cashequivalents
Accountsreceivable,lessallowanceof $2 in 1999and 1998
Inventories
Prepaidexpenses
Due from otherfunds
LIABILITIES:
Accountspayable
Accruedpayrolland payrolltaxes
Unearnedrevenue
Deposits
Totalliabilities
Theaccompanying
notesareanintegral
partof thesefinancial
statements.
272
382
1,471
449
1,450
66
517
Total assets
FUNDBALANCE
1998
$
2,492
2,196
494
401
30
663
336
15
4A
925
1,054
1,557
$
1,132
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
AUXILIARYACTIVITIESFUND
STATEMENTS
OF CHANGESIN FUNDBALANCE
for the yearsendedJune30, 'l999 and 199g
(in thousands)
BALAN.E
ATBEGINNING
oF YEAR
Revenues
overexpenditures
andtransfers
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Theaccompanying
notesarean integral
partof thesefinancial
statements.
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MIGHIGAN
TEGHNOLOGICAL
UNIVERSIry
RETIREMENT
AND INSURANCE
FUND
STATEMENTS
OF CHANGESIN FUNDBALANCE
fortheyearsendedJune30, 1999and 19gg
(in thousands)
1999
BALANCEAT BEGINNINGOF YEAR
Depositsfrom operatingfunds
Transfersto operatingfunds
Increasein accruedliabilities
Benefitpaymentsand self-insured
losses.net
Investmentincome
BALANCEAT END OF YEAR
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Theaccompanying
notesarean integral
partof thesefinancial
statements.
I
$21,729
(s65)
(508)
(20,503)
247
$-
1998
MICHIGAN
TECHNOLOGICAL
UNIVERSITY
EXPENDABLE
RESTRICTED
FUND
STATEMENTS
OF FINANCIAL
CONDITION
June30, 1999and 1998
(in thousands)
ASSETS:
Cashand cashequivalents
Accountsreceivable,lessallowanceof $40 in 19ggand 199g
1999
$-
Total assets
LIABILITIES:
Accountspayable
Accruedpayrolland payrolltaxes
Unearnedrevenue
Due to otherfunds
Totalliabilities
FUNDBALANCE
$
1998
$16
5,190
5,457
5 , 1g 0
5,473
555
834
2,'l'10
21A
950
865
3 , 10 0
3,715
4,915
1,465
$
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Theaccompanying
notesarean integral
partof thesefinancial
statements.
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
EXPENDABLE
RESTRIGTED
FUND
STATEMENTS
OF CHANGESIN FUNDBALANCE
for theyearsendedJune30, 1999and 1998
(in thousands)
{998
BALANCE
AT BEGINNING
OFYEAR
Increase(decrease)
in restricted
revenues
heldforfutureexpenditures
BALANCE
AT ENDOFYEAR
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558
The accompanying
notesare an integralpartof thesefinancialstatements.
$
(361)
907
$
1,465
919
$
558
MICHIGANTECHNOLOGICALUNIVERSITY
STATEMENTSOF CURRENTFUNDSREVENUES,EXPENDITURES,TMNSFERS
AND CHANGESIN FUNDBALANCE
(in thousan$1
General
Funds
REVENUES:
Tuitionandfees
Stateappropriations
Federalgrantsandcontrac{s
Privategifts,grantsandcontracts
lndirectcostrecoveries
lnvestment
income(loss)
Educational
activities
Auxiliary
activities
(increase)
revenues
Decrease
in restricted
heldfor futureexpenditures
Auxiliary
Activlties
Fund
Designated
Fund
$ 34,345
47,871
123
425
4,482
(431)
49
278
$
Expendable
Resglcted
306
2,356
$
178
834
18,819
1,140
34,672
47,871
123
1,887
4,482
1,193
6,546
18,819
1,156
26,169
12,630
(4,482)
(49)
236
(907)
115,593
34,753
44,474
2,952
917
9,612
4,074
10,808
10,605
91,146
38,978
-
Totalrevenues
90,171
4,115
EXPENDITURES
ANDMANDATORY
TRANSFERS:
Educational
andgeneralexpenditures:
Instruction
Research
Publicservice
Academicsupport
Studentservices
Institutional
support
Studentfinancialsupport
Operational
andmaintenance
of plan
42,356
921
356
9,369
3,938
10,564
10,605
7,554
2,118
2,O31
561
243
't36
218
85,663
5,30E
Educational
andgeneralexpenditures
Mandatory
transfers:
Research
Institutional
support
Studentfinancialsupport
Debtservice
Other
20,167
1,140
Total
Cunent
Sub-Total
(e
1,404
a e(a
ReUrement
& lnsurance
Fund
YearEnded
June30,1999
Total
CurrentFunds
34,672
49,027
26,292
14,517
32,114
47,6&
23,567
14,544
1,144
6,782
18,819
(907)
1,789
6,288
18,630
361
150,346
144,957
308
44,782
18,763
2,485
68
288
55
17,011
21,715
3,402
9,680
4,362
10,863
27,616
43,784
20,494
4,652
9,475
4,057
11,002
25,579
130,124
126,324
119
137
200
$
1-1497,704
668
21
1,122
175
-
166
-
2
(836)
(21)
(1,003)
836
21
1,122
29(22\--7(7\
Totaleducational
andgeneral
87,503
Auxiliaryactivities:
Exoenditures
Madnatory
transfers,
debtservice
5,452
:
tt'il?
:
Totialauxiliary
activities
-
-
Totalexpenditures
andmandatory
transfers
$87,503
$
177
-
93,132
37,111
19,396
:
ztI
130,243
126,661
19,396
277
19,261
279
19'673
5,452
$
19,673
$
177
$112,80s
$
37,111
$149,916
$
146,201
Theaccompanying
notesarean integralpartof thesefinancialstatements.
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MICHIGANTECHNOLOGICAL
UNIVERSITY
STATEMENTSoF GURRENTFUNDSREVENUES,EXPENDITURES,
TRANSFERS
AND CHANGESIN FUNDBALANCE,CONTINUED
(in thousands)
June
Generat
Funds
Othertransfers:
Research
Institutional
support
Studentfinancialsupport
Plantimprovement
Other
REVENUESOVER (UNDER)EXPENDITURESAND TRANSFERS
$
'1,684
Designated
Actlvities
& Inaurance
Fund
Fund
Fund
$
(1,623)
365
1,338
147
276
03$
91,313
3,123
1
15
13
sub-Total
Restricted
Fund
Current
Flrnds
61
OT
(433)
1,353
984
824
(822\
19,742
1,3s6
1,140
115
115,318
(1,3s3)
(884)
(60)
34,753
100
5s
15O,O71 _
(1,142)
(1,ooo)
145,4q0
(4s3)
(DECREASE)INCREASE!N RESTRICTEDREVENUESHELD
FOR FUTUREEXPENDITURES
(361)
FUND BALANCES (DEFICITS}:
Beginningof y€ar
FUND BALANCES (DEFIGITS):
End of year
YearEnded
Juno30,1999
Total
current Funds
(118)
4,016
1,132
-q'-!'269t -q---qpgg- -9---l'ssz- -q-
The accompanyingnotes are an integralpart of these financialstjatements.
5,030
558
-q.---1,999--$---ll9!-
5,588
8,442
-$----6'779- -q----9,!gg-
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
STUDENT
LOANFUND
STATEMENTS
OF FINANCIAL
CONDITION
June30, 1999and 1998
(in thousands)
1999
ASSETS:
Cashand cashequivalents
Studentloansreceivable,lessallowanceof $169in 1999and '1998
$
Total assets
FUNDBALANGE:
Universitystudent loan funds:
Restricted
Unrestricted
Federal student loan funds:
Federalportion
Universityportion
Totalfundbalance
$
1,590
9,423
$
1,416
9,950
11 , 0 1 3
10,366
1,196
177
1,215
88
9,210
430
8,633
430
11,013
$
10,366
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The accompanying
notesare an integralpartof thesefinancialstatements.
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
STUDENTLOANFUND
STATEMENTS
OF CHANGESIN FUNDBALANCE
fortheyearsended#:ra$1999 and1998
Year EndedJune 30, 1999
@ral
Student
Loan Funds
BALANCEAT BEGINNINGOF YEAR
ADDTT|ONS
(DEDUGTTONS):
Federalgovernmentcontribution
Giftsand othergrants
Transferfrom GeneralFund
Investmentincome
Studentloan interest
Cancellations
for teaching,military
and bankruptcy
BALANCEAT ENDOF YEAR
$
1,303
Student
Loan Funds
$
9,063
2
50
18
-q_-],37!_
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$
10.366
241
6
119
43
204
241
8
119
93
222
324
3
137
69
21',|
(36)
(36)
(23)
_q__sqlg__q__ruE_
_$_!n99_
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Year Ended
June 30,
1998
Total
Theaccompanying
notesarean integral
partof thesefinancial
statements.
MIGHIGANTECHNOLOGICAL
UNIVERSITY
PLANTFUND
STATEMENTS
OF FINANCIALCONDITION
(inthousands)
Renewaland
Unexpended Replacement
ASSETS:
Cashandcashequivalents
Shortterminvestments
Accountsreceivable,
net
Prepaidexpenses
Intrafundreceivable
Interfundreceivable
in plant:
Investment
Landandlandimprovements
Buildings
Deferredfinancingcosts
Equipment
andother
in progress
Construction
depreciation
Lessaccumulated
5,576
$
-
$
Totalassets
8,143
LIABILITIES:
Currentportionof notes,bondsandcapital
payable
leaseobligations
Accountspayable
payable
Notes,bondsandcapitalleaseobligations
Totalliabilities
Investment
In Plant
-$
Total
$
-7'950-
-JO
_15
2,503
64
June30,1999
Retirementof
lndebtedness
(718)
5,576
7,950
36
15
(1,785)
(667)
6,165
16,538
172,533
461
8s,692
10,215
(130,368)
(130,368)
(130,021)
155,071
168,712
137,113
16,538
172,533
461
85,692
10,215
23,691
25,308
23,666
131380
131,380
520
11,504
90,546
419
$
143,404
Theaccompanying
notesarean integralpartof thesefinancialstatements.
IIIII
310
zi,zeo 'l:,211 ,',12i
6,158
Totalfundbalance
16,420
130,674
461
87,784
8,693
411
411
463
463
IIIT
2,633
20,440
14
15
64
FUNDBALANCE:
properties
Investment
in physical
Restricted
Designated
IIIIII
June30,1998
Total
rIII
22,482
$
113,447
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
PLANTFUND
STATEMENTS
OF CHANGESIN NOTES,BONDS,
CAPITALLEASEOBLIGATIONS
PAYABLEAND FUNDBALANCE
(inthousands)
Unexpended
Renewaland
Replacement
June 30,1999
Retirementof
Indebtedness
NOTES,BONDSAND CAPITALLEASE
OBLIGATIONSPAYABLE:
Balanceoutstanding
at beginningof year
Proceedsfrom borrowing
Paymentson notes,bondsand capitallease
Balanceat end of year
$
23,465
600
(374)
$-
FUNDBALANGE:
Balanceat beginningof year
Additions(Deductions);
Stateappropriations,capital
Gifts and othergrants
lnvestmentincome
Mineralmuseumappreciation
Transfersfrom (to) other funds:
Generalfund
Designatedfund
Auxiliaryactivitiesfund
Expendablerestrictedfund
Bondand othertransfers
Expendituresfrom operatingfundsfor equipment
Expendituresnot capitalized
Expendituresfor capitaladditions
Interestexpense
Paymentson notes,bondsand capitalleases
Plantassetssold or retired,net
Depreciation
allowance
Balanoeat end of year
Investment
In Plant
$-
3,148
874
3,078
$
(ee8)
-
$
20,751
525
279
(182)
8
18
(736)
13,232
757
(502)
(11,942)
(814)
Q,472\
Total
$
23,465
600
23,691
90,546
113,447
30,000
,:
30,874
3,735
837
_
:
5,740
(55)
23,46s
112,177
312
2,115
700
2,739
(464)
(165)
(8,358)
The accompanyingnotesare an integralpart of these financialstatements.
$
5,740
(1,371)
(1,468)
6,996
(1,20e)
14,414
(464)
(374)
$
3,674
21,000
(614)
36
669
(186)
(177)
6,208
(1,523)
4
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1,156
(736)
381
$
(374)
23,691
186
YearEnded
June30,1998
Total
(6)
(e,838)
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
AGENGYFUND
STATEMENTS
OF FINANCIAL
CONDITION
June30, 1999and 1998
(in thousands)
1999
ASSETS:
Gashand cashequivalents
Accountsreceivable
Deposits
$72$223
-349
Total assets
notesare an integralpartof thesefinancialstatements.
The accompanying
53
421
LIABILITIES:
Accountspayable
Accruedpayrolland payrolltaxes
Deposits
Totalliabilities
1998
13
82
326
$
azt
276
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MICHIGANTECHNOLOGICAL
UNIVERSITY
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BASISOF PRESENTATION
ANDSUMMARYOF SIGNIFICANT
ACCOUNTING
POLICIES
Basis of Presentation
The financialstatementshavebeenpreparedin all materiatrespectsin accordancewith
accounting principlesoutlinedin the Manualfor UniformReporting-State
of Michigan
Collegesand Universffiegas revised,and the AmericanInstitutJof Certifiedpu-ntic
Accountants'guide, Auditsof Collegesand tJniversities,
and by the Governmental
AccountingStandardsBoard.
ReportingEntity
MichiganTechnological
University
is an institution
of highereducation
and is considered
to be a componentunit of the State of Michiganbecauseits Board of Control is
appointedby the Governorof the State of Michigan. Accordingly,the Universityis
includedin the State'sfinancialstatementsas a discretecomponeniunit. Transactions
with the Stateof Michiganrelateprimarilyto appropriations
for operations,grantsfrom
various state agenciesand paymentsto State retirementprogramsfoi University
employees.
The financialstatementsof all controlledorganizations
are includedin the University's
financialstatements.Organizations
whichare not controlled
by the University,
suchas
the MichiganTech Fundand boosterorganizations,
are not includedin the University's
financialstatements.
Fund Classifications
The currentfunds consistof the General,Designated(use restrictedby University
policy),AuxiliaryActivities,Retirementand Insurance(usedto accountfor employee
benefitsand riskfinancingactivities)and Expendable
RestrictedFund(userestrictedby
donoror supportingagency).Thesefunds are usedto accountfor transactionsrelated
to instructionaland academicprograms(includingrestrictedpurposecontractsand
grants, research,extensionand departmentalprograms)and the auxiliaryactivities
whichprovideservicesto the studentbody,faculty,staffand public. The accbmpanying
statementsof currentfunds revenues,expenditures,
transfersand changes in fund
balancesare statementsof financialactivitiesof the currentfundsand do not purportto
presentthe resultsof operations
or the net incomeor lossfor the period.
The otherfundsand theirfunctionsare describedas follows:(1) the StudentLoan Fund
is used to accountfor transactionsrelatedto loans to students,(2) the plant Fund
containsthe transactionsrelatingto investmentin physicalproperties,indebtedness
incunedin the financingthereofand reseryesfor maintenance
and replacement
and (3)
the Agency Fund is used to accountfor amountswithheldfrom payrolls,employei
portionsof payrolltaxesand variousemployeebenefitsand amounts'held
in custodyfor
students,University-related
organizations
or others.
UNIVERSITY
MICHIGANTECHNOLOGICAL
Summaryof SignificantAccounting Policies
Accrual Accounting
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The accompanyingfinancialstatementshave been preparedon the accrual basis,
exceptforthe following,whichare commonpracticesin collegesand universities:(1)
interest on student loans is recognizedwhen received, (2) interest expense is
recognizedwhen paid, (3) gifts, grantsand pledgesare recognizedwhen receivedor
when billable,(4) ExpendableRestrictedFundrevenueis recognizedonlyto the extent
for operationsare recognizedwhen receivedor as
expended,(5) State appropriations
appropriatedby the State for the specifiedfiscal period, and (6) revenue and
of an academicterm are reportedin the fiscalyear in whichthe programis
expenditures
predominantly
conducted.
t
The accrualbasis of accountingprovidesthat expendituresincludeonly amounts
includeonlythe unpaid
with goodsand servicesreceivedand that liabilities
associated
outstandingpurchaseorders
amountsassociatedwith such expenditures.Accordingly,
totaled$21,346(inthousands)
notreportedin thefinancialstatements
andcommitments
and$19,825at June30, 1999and 1998,respectively.
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The Universityis classifiedas a politicalsubdivisionof the State of Michiganunder
InternalRevenueCode Section115(A)and is thereforeexemptfrom FederalIncome
Taxes. Certainactivitiesof the University,to the extent profitable,may be subjectto
businessincome.
taxationas unrelated
Cash and Cash Equivalents
For purposesof the statementof cash flows,the Universityconsidersall highlyliquid
investments(includingrestrictedassets)with a maturityof three monthsor less when
purchasedto be cashequivalents,
lnventories
Inventoriesare valuedat the lowerof cost or marketdeterminedon a first-in,first-out
basis.
lnvestmentsand MarketableSecurifies
are included
are valuedat market.Changesin the fair valueof investments
Investments
in the operationsof the periodincurred.
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MIGHIGANTECHNOLOGICAL
UNIVERSITY
Capitalized lnterest
During1999,total interestcostwas $828(inthousands),of which$364was includedin
investmentin plantand $464was includedin expenditures.
Property, Plant and Equipment
Physicalpropertiesare statedat costwhen purchased.Otheracquisitionsare statedat
appraisedvalue on date of receipt. Amountsexpendeddirectlyfrom currentfunds for
equipmentor other capitaladditionsare includedin expendituiesor transfersof such
funds and are capitalizedin the Plant Fund. Repairand maintenanceand equipment
replacementreserveshave been establishedto providefor significantrepair and
maintenance
coststo residences
andcertainotherfacilities.
The SeamanMineralMuseumis a worldclassmineralmuseum.In 1998,the University
recognizedthe appraisedvalueof this mineralcollection.
RevenueRecognition
The ExpendableRestrictedFundrevenuesand expenditures
for lggg and 1998 each
includeapproximately
911.4and $10.Smillion,respgctively,
relatingto funds received
directlyby the University
fromthe federalgovernment
underthe Williim D. FordFederal
DirectLoanProgram. Previously,
thesefundswere receivedand disbursedby outside
financialinstitutions.
Depreciation
Depreciationis providedfor physicalpropertieson a straight line basis over the
estimatedusefullifeof the property,as follows:
Classification
Landlmprovements
Buildings
ComputerEquipment
Equipment
LibraryBooks
Life
20 years
40 years
5 years
7 years
5 years
Reclassifications
g"ttti! fiscalyear 1998amountshavebeen reclassified
to conformwith the fiscalyear
1999 financialstatementpresentation.
MICHIGANTECHNOLOGICAL
UNIVERSITY
(continued)
NOTESTO THE FINANCIALSTATEMENTS
(21
cAsH AND TNVESTMENTS
Authorizations;The Universityinvestmentpoliciesare governedand authorizedby
UniversityBylawsand the Boardof Control.
The Universityutilizesthe "pooledcash"methodof accountingfor substantially
all of its
policies
cash and cash equivalents.lnvestment
for cash and cash equivalents,as set
forth by the Board of Control,authorizethe Universityto invest,with limitations,in
commercialpaperratedwithinthe two highestclassifications
of primeas establishedby
at leastone of the standardratingservices.Investments
may alsobe madein securities
of the U.S.Treasuryand Federalagencies,
and in timesavingsaccounts.
Policies regardinginvestmentsand marketablesecuritiesin the current funds and
Retirementand InsuranceFund, as set forth by the Board of Control,authorizethe
Universityto investin U.S.TreasuryObligations;
commercialpaperratedwithinthe two
highestclassifications
of prime as establishedby at least one of the standardrating
services;or Federalagencysecuritiescertificatesof depositissuedby FDIC insurance
banks,FSLICinsuredsavingsand loanassociations,
or an NCUAcreditunionmember;
or Eurodollar
timedepositsin Tier1,2, or 3 banks.
Deposifs; The cash and cash heldfor investments
were as followsas of June 30, (in
thousands):
1999
1998
Cash
Cashheldfor investments,
which
earned5.1o/oin
1999and5.5%in 1998
65$
7,113.
8,676
$_re3q $__qJlq
Of the totalbankbalances,$39 (in thousands)
at June30, 1999and $121at June30,
1998 were coveredby federal depositoryinsurance. The remainingamountswere
uninsuredand uncollateralized,
as the Universityis precludedby state law from
its
collateralizing deposits.
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UNIVERSITY
MICHIGANTECHNOLOGICAL
lnvestments:
ln accordance with GovernmentalAccounting Standards Board's Statement 3,
investmentsare classifiedinto three categoriesof custodialcredit risk. MTU's
investmentsfit into credit risk categorylll: investmentsthat are uninsuredand
with securitiesheldby the counterpartyor by its trustdepartmentor agent,
unregistered
but not in the University'sname. The Universityhas pooledinvestmentsheld by trust
and investedin a varietyof mutualfundsmanagedby investment
companies
managers.
The costs of these investments
as of June 30, 1999 and 1998 were $15,132(in
thousands)
and $32,193,respectively.
marketvalueswere $16,778
The corresponding
and $33,824.This amounttakes into accountall changesin fair value (including
purchasesand sales)that occurredduringthe year. Also, at June 30, 1998,the
had $18 investedin a Government
University
Obligations
Fundwhichsoldin 1999.
incomefor the yearsendedJune30 is comprised
Investment
of the following:
1999
lnvestment
income:
Interest
Dividends
Net increasein the fair
valueof investments
Total investmentincome
1998
359 $
1,234
512
737
703
1.520
$___229q $_2J09
The net increasein the fair valueof investments
takesintoaccountall changesin fair
purchases
(including
value
and sales)that occured duringthe year. The University
gains
of $589 (in thousands)
in
realizednet
and $1,991from the sale of investments
fiscal years 1999 and 1998, respectively. The calculationof realized gains is
independentof the calculation
of the net increasein the fair value of investments.
Realizedgainson investments
thathad beenheldin morethanonefiscalyearand sold
in the current year may have been recognizedas an increasein the fair value of
investmentsreportedin the prior year. The unrealizedgains and (losses)on
heldas of June30, 1999and 1998were$114and$(471),respectively.
investments
The returnson investments
and marketable
securities,
excludingthe base cash pool
reservefor the yearsendedJune30 wereas follows:
Shorttermfixedincome
lntermediate
fixedincome
Equityinvestments
25
1999
1998
3.60/o
3.9o/o
18.3o/o
5.9o/o
7.60/o
23.5o/o
MICHIGAN
TECHNOLOGICAL
UNIVERSITY
TO THE FI
STA
contin
(3)
BONDSAND CAPITALLEASEOBLIGATION
PAYABLE
Bonds
In fiscalyear 1998,the University
issued$21 millionof GeneralRevenueVariableRate
DemandBonds('GRVDB").Initiallypricedat 3.45o/o,
the bondsare re-pricedweekly.
The fundshavebeenand are beingusedto completefourbuildingprojectson campus:
the Dow Environmental
Sciencesand Engineering
building,the RbzsaCenterfor the
PerformingArts, the Center for EcosystemScience,and the Harold Meese Career
proceedsfromthe bondswere usedto pay off the balanceson the
Center. Additionally,
Universitylmagesloan and the HaroldMeeseCareerCentermortgage.Annualdebt
servicerequirements
beginin 2015. The GRVDBissueis collateialized
with a $21
millionletterof creditthroughthe Bankof America.The letterwouldonlybe usedif the
bondsbecomeunmarketable.
In fiscalyear 1994,the University
defeasedin substancethe 198g issueof General
RevenueBondswith an issueof GeneralRevenueRefundingBondsvaluedat $3,5g5
(in thousands).Thesebondsbear interestat 2.90%to 5.10%and matureat various
dates through2008. As of June 30, 1999 and 1999, $1,915 and $2,175 were
outstanding.
CapitalLease Obligations
ln fiscalyear 1999,the University
enteredinto a capitalteaseagreementof g600 (in
thousands)
for the purchaseof telecommunication
switchequipment.The interestrate
is 5.75o/o
withmonthlypayments
of $9,993oversevenyears,beginning
in October1gg8.
Annualmaturities
for all remainingbondand capitalleaseobligations
are for the fiscal
yearendingJune30 as follows(inthousands):
2000
411
$
2001
426
2002
241
2003
251
2004
256
Thereafter 223A6
$29p91
(4)
L|NEOF CREDTT
The University
has an unusedline of creditarrangement
with one bankunderwhichit
may borrowup to $10,000,000
at a rateof 5.6%. Thereare no commitment
fees and no
conditions
associated
withthislineof credit.
26
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MICHIGANTECHNOLOGICAL
UNIVERSITY
TO TH
ENTS
(5)
POST.EMPLOYMENT
BENEFITS
The Universityoffe.rsparticipationin one of two retirementplans for all qualified
employees:the MichiganPublicSchoolEmployees'RetirementSystemlMeSEnS)
and
'fund
the TeachersInsuranceand AnnuitiesAssociationCollegeRetiiementEquities
(T|AA-CREF).
MPSERSis a non-contributory
definedbenefitretirementplan throughthe Michigan
Retirement
System
Plan(the"Plan"). Dueto Stateof MichiganHoirse
!!ate fmployees'
Bill HM047, Universityemployeeshired after December31, 1995 can-no longer
participatein this retirementplan,unlessthey were previouslyenrolledin the planat ihe
Universityor one of the othersix universities
that are partof MpsERS.
year 1997,the University
Dulng_ftsgal
implemented
thefundingpolicychangesfinalized
by MPSERS.An actuarialvaluation
was preparedfor MPSERSthat separaled
the plan
into two components- universitymembersand all other members.'The valuation
determinedthe universitymembers'portionof plan assets and unfundedactuarial
accruedliability(UAAL). The new fundingpolicycalls for continuedcontributions
for
activemembersat 6.66%of memberpayroll. To fund the costsof the UAALover the
next forty years,the Universitywill make additionalcontributions
at a rate that will be
determined
annually.The fiscalyear 1998rate beganat 3.88%of MpSERSdefined
payroll, but was later discontinued. The fiscal year 1999 rate was 0.38%. The
Universityis also requiredto pay a $119,400monthlysupplemental
contribution
for
retireehealthcarebenefits.
The TIAA-CREFPlan is a definedcontributionretirementplan. All employees, who
work at least3/4 time_areeligibleto participatein the TIAA-CREFplan.For-employees
hiredafterDecember31, 1995employercontributions
begintwo yearsafterdate of hire
or age 35 whicheveris sooner. Employeebenefitsvesf immedlately.The University
contributesa specifiedpercentageof employeewages and has no iiabilitybeyonditi
owncontribution.
Contributions
and coveredpayrollunderthe plans (excludingparticipants'
additional
contributions)
are summarized
as follows(inthousands):
YearendedJune30
1999
1998
University
contributions
to MpSERS
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MPSERSretireehealthinsurance
t
PayrollcoveredunderMPSERS
I
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t
MPSERSunfundedpensioncosts
$1,018
$ 890
1,364
1,062
9
Universitycontributions
to TIAA-CREF
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199
14,362
14,551
4,694
4,055
37,519
35,552
MICHIGANTECHNOLOGICAL
UNIVERSITY
NOTESTO THE FINANGIAL
(continued)
STATEMENTS
The Universitysubsidizesa medicalbenefits_plan
for TIAA-CREFeligibleUniversity
employeeswho haveor will haveretiredfrom October19, lggT throughlune 30, 2OOtd.
The Universityrecognizesthe cost of providingthis benefiton a pay-as-you-gobasis,
whichis includedin the currentfunds,expenditules.
During 1997;_theBoard approveda change in the plan's benefits. With the plan
revisionsin 1998,the University
matchedthe 1% of salaryemployeecontribution
to the
employee'sTIM-CREF retirementannuity. During1ggg,th6 Universitymatchedthe
employee's
2o/o
of salarycontribution.
From 1999 to 2006, the retiredemployee'scontribution
for healthcare benefitswill
increasefrom2Oo/o
to 100%. The University's
subsidywill likewisedecreasefor fiscal
year 2OO7and beyondbecauseretiredemployeeswill be responsiblefor lOOo/o
of their
healthcarecosts. Retireescan payfor theircoveragewith theirannuity.
(6)
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LtABtLtry AND pROpERTyTNSURANCE
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The Univerltly participatesin the Michigan UniversitiesSelf-lnsuranceCorporation
(MUSlc)' which providesindemnityto membersagainstauto,comprehensive
general
liability,errorsand omissions,and propertylossescommonlycoveredby insJrance.
MUSIcalsoprovidesriskmanagement
and iosscontrolserviceiandprograms.
t
t
Loss coveragesare structuredon a three layer basiswith each memberretaininga
portionof its losses,MUSICcoveringthesecondlayerof lossesand commercial
carriers
coveringthe third layer. Comprehensive
generalliabilitycoverageis providedon an
occurrence
basis;errorsandomissions
coverageis providedon a dlaimsmadebasis.
In the eventof excessassets,MUSICwill eitherretumthe surplus,creditthe surplus
towardfuture paymentsor providefor increasedcoverages. Recommendedreseryes
for both the corporation
and each memberare actuariJllydeterminedon an annual
basis' The corporationwill be self-sustaining
throughmemberpaymentsand will
purchasecommercial
coverage
for claimsin excessof eltablishedannuallimitsfor each
line of coverage' Membersmay fund their respectivereservesas they deem
appropriate.
(7)
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Premiumsare assessedannuallyfor (1) insurancerisksretainedby MUSlc, (2) costs
relatedto excesscoverageand (3) generaland administrative
""p"ni"r.
UNtVERStTySUppoRToRGAN|ZAT|ONS
The MichiganT.echFund (MTF)is an independentnonprofitcorporationformedfor the
exclusivebenefitof the University.MTF is'a tax exemptsupportorganization
engaged
in traditionalfund raisingprograms. The accompanying
financial-statements
do not
includethe netassetsof MTF.The mostrecentauditedM1F financialstatements
are as
of June 30, 1999. The net assetsof the MTFwere $50.0million. Includedin the net
assetsabove,MTFhad an endowment
of $26.3million. Contributions
by the MTF on
behalfof the University
approximated
$7.2million.
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MICHIGANTECHNOLOGICAL
UNIVERSITY
OTES
NANC
TEM
(8)
COMMTTMENTS
AND CONTTNGENCTES
Internallyfundedreservesand accruedliabilitiesfor employeebenefitsare includedin
the Retirement
& Insurancefund. Accruedliabilities
are generally
basedon actuarial
-expected
valuationsand representthe present value of unpaid
claims, including
estimatesof claimsincurredbut not reported.
In the normalcourseof business,the Universityis namedpartyto variouslegalactions.
Historically,the Universityhas not experiencedsignificantlossesfrom suih actions.
After taking into considerationlegal counsel's evaluation of pending actions,
managementbelievesthe resolutionof these matterswill not have a materialadverse
effecton the university'sfinancialpositionor resultsof operations.
The Universityhas completedconstructionof its $44 million Dow Environmental
Sciencesand Engineering
(ESE) Building. The SBA sold bonds and provided$30
millionfor the construction,
whilethe University
provided$14 million. T'heUniversity
executeda deed t9 the propertyto the SBA and a leaseof the buildingfrom the State
and the SBA. Duringthe leaseterm,the SBAwill holdtitleto the iaciliti6s,the Statewill
make all annualleasepaymentsto the SBA from generalfund appropriations;
and the
Universitywill pay all operatingand maintenance
costsof the facilities.'At the expiration
of the leases,the SBA has agreedto sell each facilityto the Universityfor the sum of
one dollar.
The Universityhas begunconstruction
of its $20 millionRozsaCenterfor the performing
Arts. The State of Michiganhas appropriated$5 millionfor the Center, and th6
Universitywill raise$15 millionfromprivatefunds. The Universityhas alsocommittedto
buildinga $10 millionCenterFor Ecosystem
Science.Construciion
beganin the spring
of 1999. Th.eSlateof Michiganhas appropriated
$7.5 millionto the buildingani tn6
Universitywill raise$2.5millionfromprivatefunds. The Universityhas nearlyCompleted
construction
of its $2 millionHockeyEducational
Center. The Universitywill raiseall of
the moniesfrom privatefunds.
UNIVERSITY
MICHIGANTECHNOLOGICAL
COMBININGSTATEMENTOF FINANCIALGONDITION
June30,1999
(in thousands)
Retlrement
Auxluary
Deslgnated
Fund
General
Funds
ASSETS:
Current Assets:
Cash and cash equivalents
Short term investrnents
Accounts receivable, net
lnventories
Prepaidexpensesand other
Due (to) from other tunds
$
-
-
$
9.204
914
290
(4,269)
5,539
Activltles
Fund
-
$
179
Expendable
$
-
$
6
-
$
212
5,630
244
(1,726\
(216\
6,021
2,482
(1,476\
4,964
-
INVESTMENTS
--
PROPERW, PLANTAND EQUIPMENT,NET
LIABILITIESAND FUND BALANCE:
Cunent Liabilities:
Curr€ntportionof bonds and capital lease obligationspayable
Accounts payable
Accrued payroll and payroll taxes
Unearnedrevenue
Deposits
Currentportionof accrued health and liabilityclaims
Accrued compensationabsences
$
I
s,s76
7,950
36
Gombined
Total
Agency
Fund
349
7,238
7,950
15,403
't,764
827
421
33,182
72
$
$
15
64
1,590
13,641
9,423
9,423
8,828
8,828
-------:g__1,s91_ _$__11p19_
S_J68JIL S_____4n__q__?9q!9l
_q___$99__$_-e,021_s___2,4n_ !__7352_
Total assets
Plant
Funds
__j_
-
STUDENTLOANS RECEIVABLE,NET
1,sso
-
5,180
449
1,450
66
517
-
Student
Loan
Fund
Restricted
Fund
& In$urance
Fund
612
3,202
2,417
568
$-$-$-$
144
132
00c
s
1,013
13
82
1,617
-
30
72
-
6,799
-$-$411$555
834
2,110
373
296
494
401
326
2.673
2,300
5,642
925
ACCRUEDHEALTHAND LIABILITY CLAIMS
421
2,O28
3,499
20,327
-
t,/ tu
411
3,808
4,947
5,192
996
2.673
2,300
1,710
BONDSAND CAPITAL LEASE OBLIGANONS PAYABLE
Total liabilities
FUND BALANCE:
Unrestricted
Restricted
Investmentin physicalproperties
Deficitto be funded in subsequentperiods
I
I
I
s203
uloo'
(1,250)
Total liabilitiesand fund balance
I
1,013
(6,463)-:
Total fund balance(deficit)
I
6,799
I
I
1s57
7,352
3,499
-
*uu
''t.iil
-
"'ZZt
1i:t2X
131,380
-
131,380
143,404
-
161187
--5,008
1,557
1,465
11,013
$206,504
$2,4e2$7,352$4,964$'11,013$168,712$421
$5,539$6,0
: :2:1: :
I
925
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ITITTIIIIIII-TTIII
I
TECHNOLOGICAL
MICHIGAN
UNIVERSITY
EXPENDITURES,
CHANGES
STATEMENTOF
REVENUES,
TRANSFERSAND
IN FUNDBAI.-ANCES
COMBINING
for the year endedJune30, 1999
An thousands)
General
Funds
REVENUES:
Tuitionandfees
operating
Stateappropriations,
Federalgrants and contracts
Stateappropriations,
capital
Privategifls, grantsand contractg
Indirectcost recoveries
Inv€strnent
income(loss)
Educational
activities
Auxiliaryactivities
Decreasein restrictedrevenuesheldfor futurespenditures
$34,345
49
$
Auxillary
Actlvltios
Fund
278
$
Retirement
& Insuranco
Fund
$
Expondable
Rostrlctod
Fund
-
$
47,871
123
4,482
(431)
306
178
1,140
3.356
2.356
834
-
1,404
58
Plant
Funds
E
30,874
3,735
315
A37
2.296
6,742
564
35,446
186,356
9-
$
241
12,630
(4,482)
(49)
Combinod
Total
$
zJo
34,672
49,027
26,533
30,874
18,260
-:18'81s-ino.--tti3l?,'
90,171
4,115
42,356
921
356
9,369
3,938
10,564
10,605
7,554
2,118
2,031
561
243
136
218
-----
Total exoenditures
20,167
-
1
-------:85,663
MANDATORYTRANSFERS:
Resarch
Institutional
support
Studentfinancialsupport
Debtservic€
Other
_--
-6826
149
308
18,763
2,4A5
166
-
38,978
2
(836)
(21\
(1,623)
167
15
13
(735)
36
8,358
(t272\
8,358
(t'2''2\
5,921
155,477
(11s)
<tooa1
-
(22'
1,684
365
1,338
147
276
't,371
44,742
21,715
3,42
9,680
4362
10,899
27,616
9,075
36
---------
175
]
277
29
-
zaa
55
17,011
-
19,396
1,122
REVENUES
OVER(UNDER)EXPENDITURES
ANDTRANSFERS
34,753
--
zl
Tolalexpenditures
andtransfers
1,140
1e3e6-:l-o*tt':ff
5,308
668
OTHERTMNSFERS:
Ressarch
Institutional
support
Studenttinancialsupport
Plantimprovement
Other
(277)
(7)
824
(822't
(433)
1,3e6
(1,353)
(884)
(60) -_
19,742
1,140
34,753
91,313
3,123
(1:142)
992
425
4,016
1,132
(61)
DECREASE
IN RESTRICTED
REVENUES
HELDFORFUTUREEXPENDITURES
-
-
(100)
(55)
(83)
5,489
155,477
907
(118)
FUNDBALANCES,BEGINNING
OF YEAR
FUNDBALANCES,ENDOF YEAR
-
Studont
Loan
Fund
1,156
26,169
425
Total revenues
EXPENDITURES:
Educational
andgeneral:
lnstruction
Research
Publicservic€
Academicaupport
Studentservices
Institrjtional
support
Studentfinancialsupport
Operationandmaintenance
of plant
Auxiliaryactivities
Interestexpense
Depreciationallo^rance
Capitaladditions,net of retirement
De6ignatod
Fund
$
(1,260)
$
5,008
$
1,557
J_
$
-
S
907
558
10,366
.113,447
1,465
$ 11,013
$ 1rt3,404
129,401
$
161.i97
MICHIGANTECHNOLOGICAL
UNIVERSITY
COMBININGSTATEMENT
OF FINANCIALCONDITION
J u n e3 0 , 1 9 9 8
(in thousands)
Designatod
Fund
Gonsral
Funde
ASSETS:
CurrentAssetrs:
Cash and cash eouivalents
Short term investrnents
Accounb receivable,net
lnventories
Prepaidexpensesand other
Due (to) from other funds
Auxlllary
Activitios
Fund
Retirement
& Insuranco
Fund
Expendable
Rostrlctod
Fund
Student
Loan
Fund
Plant
Funds
Agency
Fund
$263$3,8879272$-$16S1,416$2,633$223$8,710
747
227
311
71
382
't,471
214
827
61
4,999
2,186
-
_-_
1,548
21
5,457
(806)
5,473
-
5,753
INVESTMENTS
*
-
20,440
14
-
15
53
20,440
6,692
1,698
654
23,102
276
38,194
1,416
-
STUDENTLOANS RECEIVABLE,NET
Gombined
Total
8,950
8,950
7,650
13,403
PROPERW, PLANTAND EQUIPMENT,NET
Total assets
LIABILITIESAND FUNDBALANCE:
Cunent Liabilities:
Cunent portionof notes, bonds and capital
lease obligationspayablo
Accounts payable
Accrued payrolland payrolltaxes
Uneamedrevenue
Deposits
Currentportionof accrued healthand liabilityclaims
Accrued comp€nsationabsences
-$-$
132
120
659
72
$-$
1,279
3,081
2,303
756
7,419
-o
511
45
563
336
15
40
2.620
2,308
1,054
2.620
Z,SO8
5,484
4,915
511
23.155
NOTES,BONDSAND CAPITALLEASE OBLIGATIONSPAYABLE
7 ,419
FUND BALANCE:
Unrestricted
Restricted
Investmentin physicalproperties
Deficitto be funded in subsequentperiods
|I
-
-
1132
10"
-
4,915
-uu,
I
10.2?2
(3'309)
-
(118)
$ 7,301
r
I
-
---
',1,132
4,016
$
4,ees
-
-
$
2,186
I
----
-:-
6,844
$
I
$
I
1,360
-
23.155
45,157
276
*'IXZ
-
ll:133
-
90,546
10,366
558
-
20.642
-
23,666
90,546
Total liabilitiesand fund balance
I
1,054
983
3rsl
Total fund balance(deficit)
I
276
1,360
ACCRUEDHEALTHAND LIABILITYCLAIMS
Total liabilities:
4,012
4,417
6,077
868
276
-
60c
3,100
-
983
-$-$310$-$310
950
qgg_
113,447
$__-19n99_9_l-%!_9_
n
I
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129,401
-
zg_
$
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MICHIGAN
TECHNOLOGIGAL
UNIVERSITY
TRANSFERSAND CHANGESIN FUNDBALANCES
COMBININGSTATEMENTOF REVENUES,EXPENDITURES,
'""n"
%il:;gl'*i'o''nn'
Gononl
Funds
REVENUES:
Tuition and fees
Stat€ apprcpriations, operating
Federal grants and @ntracts
State apprcpriations, mpital
Private gifts, gEntrs and contracds
lndirect cost recovsrias
Investmentin@mo (loss)
Edu€tional acliviti€s
Auxiliary activities
MinsEl Museumappreciation
Decrease in rsstrict€d revenues held for future exDenditures
Tolal Fvenues
EXPENDITURES:
Educationaland g€neEl:
lnsiruc{ion
Research
Public ssrvice
Ac€demicsupport
Studont seruices
Institutional support
Studenl financial support
Opsratlon and maintenance of plant
Auxiliary activitiss
InteFst expense
DeDr€ciation
allowanc
Capilaladditions,nst of retirem8nt
Total exDonditures
MANDATORYTRANSFERS:
Research
Institutionalsupport
Studsntfinancialsupport
Debt servics
Other
OTHERTRANSFERS:
Rosoarch
Institulional support
Studentfinancialsupport
Plant improvement
Other
Toial exponditures and transfers
REVENUESOVER (UNDER)EXPENDITURESAND TRANSFERS
s 31.785
Auxlllary
Actlvltloa
Fund
Dorlgnat€d
Fund
50
3
S
279
Retlremant
& lmurrnca
Fund
Expendable
Rstllctod
Fund
$
t-3-$
1,019
,16,645
108
23,459
1U
'1,228
4,093
136
3,078
208
2,396
84
625
18,630
1,42A
FUND BAI-ANCES,END OF YEAR
Comblnod
Total
-
324
13,t00
(4,0e3)
(67)
189
Plant
Funds
3
9
312
2,115
28o
700
z,lw
2,739
--
-------
-
85,999
3,882
41,5U
1,908
1,147
848
2a
118
396
JCJ
9,192
3,748
10,875
10,133
7,113
361
---:
19,680
1,428
--:-
33,968
-61q
5,866
312
17,797
3,491
(261)
-.------84,528
-------j-
4,647
-_--
149,932
1,523
979
30
1,03'l
zw
14
(47e)
(15)
(1,084)
88,032
3,100
35
(580)
214
(877t
2,01e
(1,O71')
(192)
(39)
1A,922
1,42a
33,968
-
782
3,234
(45)
13
(43e)
45
1,915
23
(1,070)
(30)
(894)
1,116
394
1,071
192
(1,523)
(2,033)
---
37,324
1s1,436
4,324
,u:o*
-------:(175)
19,261
2.769
6,248
18,630
zttJv
2,739
361
165
8,838
(6'202\
231
(8)
86
32,114
47,664
23,891
312
16,668
43,7U
20,4p4
4,692
9,475
4,O97
11,O25
25,579
a,724
19,261
165
orooo
8.838
(6,202\
19,261
DECREASEIN RESTRCTED REVENUESHELD FOR FUTUREEXPEND]TURES
FUNOBALANCES(DEFICIT),BEGINNINGOF YEAR
Studont
Loan
Fund
(361)
-
(249\
(114)
4,596
727
1,270
149,932
1.504
(361)
374
-9___l!g _g___lpt9_-$___lJ_gL_q_
$_____lg9__9__19p66_
-q_lggz_ -q_l?gJ!L
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
COMBINEDSTATEMENTS
OF CASHFLOWS
for the yearsendedJune30, 1999and 1998
(in thousands)
1999
Cash flow from operatingactivities:
Cash provided by operatingactivities:
Currentfund activities:
Studenttuitionand fees
Stateappropriation
Auxiliaryactivities
Othersources
Noncurrentfund activities
$
Cash used in operatingactivities:
Currentfund activities:
Cashpaidto suppliersand employees
Cashpaidfor financialaid
Noncurrentfund activities:
Cashpaidto suppliers
Newstudentloans,net of repayments
Net cashflow providedby operatingactivities
Gashflow from capitalfinancing activities:
operating
Stateappropriations,
Proceedsfromnew borrowings,net
Paymentson bondsand capitalleaseobligationspayable
Interestpaid
Proceedsfrompropertysales
net
Equipment
additions,
Librarybooks
Landand landimprovements
Additionsto buildings
in progress
Construction
1998
37,600 $
40,114
18,819
36,275
5,137
137,945
179,092
100,880
27,617
119,757
25,579
7,695
473
22,777
387
136,665
168,500
1,280
10,592
874
600
(374)
(464)
187
(85)
(73)
(11,947)
(1,522)
312
20,712
(1,20e)
(165)
146
(6,851)
(166)
(130)
(1,06e)
(450)
(1e,703)
11,130
16,951
(22,716|
16,951
(22,716)
(6,8ee)
Net cashprovidedby (usedin) capitaland related
financingactivities
Cash flow from investingactivities:
(Purchase)sale of investments,
net
Net cashflow providedby (usedin) investingactivities
(ee4)
Decreasein cash and cash equivalents
Gashand cashequivalentsat beginningofyear
at end ofyear
Cashand cashequavalents
35,192
47,664
18,630
53,811
23,795
9,704
$
7,238
$
8,710
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
COMBINED
STATEMENTS
OF CASHFLOWS
fortheyearsendedJune30, 1999and 1998
(in thousands)
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1998
1 999
Reconciliationof changein net assetsto net
cash provided by operatingactivities:
Changeinnef assefs
Adjustmentsto reconcilechangein net assetsto net
cashprovidedby operatingactivities:
Depreciation
capital
Stateappropriations,
Netunrealized(gains)losseson investments
Giftedproper$and equipment
Mineralmuseumappreciation
Proceedsfromsurpluspropertysales
Losson dispositionof property
Interestexpense
(lncrease)decreasein accountsreceivable
(lncrease)decreasein inventories
Increase
in prepaidexpenses
Increasein studentloansreceivable,
net
lncrease(decrease)in accountspayable
Increasein accruedpayrolland payrolltaxes
Increase(decrease)in deposits
Increase(decrease)in unearnedrevenue
lncrease(decrease)in accruedcompensated
absences
lncreasein accruedhealthand liabilityclaims
Net cash providedby operatingactivities
31,786 $
8,358
(30,874)
(114)
(132)
8,838
(312)
471
(386)
(2,73s)
(146)
6
165
787
118
(48)
(387)
1,598
508
(308)
654
84
546
(187)
1,468
464
(8,711)
(66)
(173',)
(473)
(204)
500
128
(885)
(8)
403
1,280
1J43
$
10,592
MICHIGAN
TECHNOLOGICAL
UNIVERSITY
ln october 1998,the Governmental
AccountingStandardsBoard (GASB)issuedTechnical
Bulletin98-1, Disclosuresabout Year 2000/ss-ues. The provisionsoi in"
cnsg technical
bulletin,
effective
for financialstatements
on whichthe auditoi'sreportis oaLo afteroctober31,
1998,requirethe University
to makedisclosures
aboutits stateof readinessin addressing
year
2000issuesfor its internalcomputersystemsandequipment.
The year 2000 issueis the resultof shortcomings
in electronicdata-processing
systemsand
other equipmentthat.may.adversely
affectopeiationsin the y""r isos and beyond. The
following
stageshavebeenidentified
as necessary
to implement
i yeariooo-.orpliantsystem.
AwarenessStage- In thisfirststage,an organization
establishes
a budgetandproject
plan(forexample,a timelineor chartnotingmajortasksand due
dates)t6r oeating;ith
theyear2000issue.
AssessmentStage- Whilein this.stage,
an organization
beginsthe actualprocessof
identifying
all of its systems(preparing
Ln inveniory)and indiiidualcomponents
of the
systems.An organization
may decideto reviewail'system.orpon"nts for year 2000
complianceor, througha risk analysis,identifyonly mission-critical
sysiems
equipment-systemsand equipmenicritical t6 conductingoperations-to and
check
compliance.
RemediationStage- Duringthis stage,an organization
actuallymakeschangesto
systemsand equipment'Thisstageinvolvesthe-iechnical
issuesof converting
existing
systems,or switchingto compliantsystems.Decisionsare madeon how
to irake thE
systemor processes
year2OO0-compliant,
andthe requiredsystemchangesare made.
Validation/Testing
Stage - At this stage,an organization
validatesand tests the
changesmadeduringthe conversion
proclss. Thidevelopr"r,t oitest data and test
scripts,the runningof testscripts,andthe reviewof testresultsare crucial
for thisstage
of the conversion
processto be successful.lf the testingresultsshowanomalies,
the
testedareaneedsto be correctedand re{ested.
To addressyear2000issues,the University
established
the Year2000compliancecommittee.
Thecommittee's
missio.
n is to lead,support,andfacilitate
achievement
of v"ri zooocompliance
throughout
the University
to ensureuninterrupted
serviceto those*"
""*".
Based on the identification
and evaluationof its mission-critical
businesssystemsand
equipment,
the University
has determined.lhat
certainsystemswill be modifiedor replacedin
orderto functionproperlywith respectto the year 2000and thereafter.
The universityhas a
writtenstatementfrom systems& computerTechnology
corporationtsCi that the current
releaseof its Banneradministrative
computing
softwarei-.y""r 2000compliant.The University
hascompleted
remediation
for all othermajor-mission-critical
businessrv"t"rr and expectsto
completethe relatedvalidation
and testingby December1999. The University
has completed
its assessment
of mission-critical
equipment-and
expectsto completethe relatedremediation,
testingandvalidation
by December1999.
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MICHIGAN
TECHNOLOGICAL
UNIVERSITY
The University
has utilized,andwill utilize,bothinternaland externalresources
to reprogramor
replaceand testthe systemsand equipment
for year2000readiness.The costof tire [ro;ecis
willbe fundedfromnormaloperation
revenuesand is notexpectedto havea materialimpacton
the University's
financialposition.
The Universityhas initiatedcommunications
with its mission-critical
vendorsand service
providersto determinethe extentto whichthe
failureto remediate
theirownyear2000issues.
businessimportance
to the University,
in particu
issuessuccessfully
and timely,and suchyear
adverseeffecton the University's
operations.
portionof the revenues
A significant
of the University
are generated
fromthreesources:Student
feesand tuition,Stateof Michiganappropriations,
ind feleral contractsand grants.Assuming
the University
successfully
addressesits year2000 issuesas describedabove,and is ableto
generatetuitioninvoicesand otherdocuments
requiredto requestfundsfromoutsidesources,
therecan be no ass.urance
that otherorganizations
and governmental
agencieswithwhichthe
University
interacts,includingbanks,the Stateand the fLderalgou"rnr-"nt,will be year 2000
rceivetuitionpaymentsfrom studentswill be
t of the bankingsystemafterJanuaryl,2eOO.
scheduleto meet its objectives
for year 2000
rrames
rortheyear
2000.
rheuniversity
unders,#[r'i#i'1il:
[.T,":?lnilHHlyrffilfljli:;
andfinancialsystems
are decentralized,
anddifferentdepartments
andagencieshaveachieved
differentlevelsof pro.gress
towardyear2000compliance.The Universiiyis unableto predict,
however,whetherrelevantfederalagencieswill,jn fact, be year 2000 compliantin a
timety
manner. Moreover,even if both the University's
systemsand the systemsof the federal
government
and otherexternalpartiesare,in fact,compliant
in a timelymannerproblemscould
arise with communications
between.those systems if complianceis achievedthrough
inconsistent
approaches
or methodologies.
lar 2000 issue,its effectsand the successof
rinableuntilthe year2000andthereafter.The
r 2000ready,that the University's
remediation
rr that partieswith whom the Universitydoes
: believesthe University
has takenappropriate
:eriskto its operations.
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MichiganTechnologicalUniversity
OMB GircularA-133SupplementaryFinancialReports
Gontents
fortheyearendedJune30,1999
Pages
Reporton Complianceandon InternalControlsOverFinancialReportingBasedon
an Audit of Financial StatementsPerformedin Accordancewith Government
AuditingStandards
.... I
Reporton Compliancewith RequirementsApplicableto EachMajor Programand
on lnternalControlsOver Compliancein Accordancewith OMB Circular.{-133
. ... 3
Scheduleof Expendituresof FederalAwards:
Awards ....
of Expenditures
of Federal
Schedule
Awards
of Expenditures
of Federal
Notesto the Schedule
Scheduleof FindingsandQuestionedCosts
..... 5
........ 51
.. " 52
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Reporton Complianceand on InternalControls
Over FinancialReportingBasedon an Audit of
FinancialStatementsPerformedin Accordance
with GovernmentAuditing Standards
PricewaterhouseCoopers
LLP
333 BridgeStreet,N.W
Suite505
CrandRapidsMl 49504-5356
Telephone(616) 458 7700
Facsimile(616)454 6375
To the Boardof Control
MichiganTechnologicalUniversity:
of MichiganTechnologicalUniversity(the "University")
We haveauditedthe financialstatements
as ofand for the year endedJune30, 1999,andhaveissuedour reportthereondatedAugust 20,
1999. We conductedour audit in accordance
with generallyacceptedauditingstandardsand the
standardsapplicableto financial auditscontainedin GovernmentAuditing Standards,issuedby
the ComptrollerGeneralof the UnitedStates.
Compliance
As part of obtainingreasonable
assurance
aboutwhetherthe University'sfinancialstatementsare
free of materialmisstatement,
we performedtestsof its compliancewith certainprovisions of
laws, regulations,conffactsand grants,noncompliancewith which could have a direct and
material effect on the determinationof financial statementamounts. However,providing an
opinion on compliancewith thoseprovisionswas not an objectiveof our audit and,accordingly,
we do not express such an opinion. The results of our tests disclosedno instancesof
AuditingStandards.
noncompliance
that arerequiredto be reportedunderGovernment
InternalControlOverFinancialReporting
In planning and performing our audit, we consideredthe University'sintemal control over
for the purposeof expressingour
financialreportingin orderto determineour auditingprocedures
opinion on the financial statementsand not to provide assuranceon the internal control over
financialreporting. Our consideration
of the internalcontrol over financialreportingwould not
necessarilydiscloseall mattersin the internal control over financial reportingthat might be
is a conditionin which the designor operationof one
materialweaknesses.A materialweakness
or more of the internalcontrolcomponents
doesnot reduceto a relativelylow level the risk that
misstatements
in amountsthat would be materialin relation to the financial statementsbeing
auditedmay occurand not be detectedwithin a timely periodby employeesin the normal course
of performingtheir assignedfunctions. We notedno mattersinvolving the intemal control over
financialreportingandits operationthatwe considerto be materialweaknesses.
This report is intendedsolely for the information and use of the Board of Control, University
management,the Departmentof Health and Human Services(the cognizantagency)and Federal
grantoragenciesand is not intendedto be and shouldnot be usedby anyoneother than these
specifiedparties. However,this report is a matter of public record and its distribution is not
limited.
/AP
August20,1999
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Reporton Gompliancewith Requirements
Applicableto Each MajorProgramand on Internal
ControlsOver Compliancein AccordanceWith
OMB GircularA-133
PricewaterhouseCoopers
LLP
333 BridgeStreet,N.W.
Suite505
CrandRapidsMl 49504-5356
Telephone(616)458 7700
Facsimile {616)454 6375
To the Boardof Control
MichiganTechnologicalUniversity:
Compliance
We have auditedthe complianceof MichiganTechnologicalUniversity (the "University")with
the fypes of compliancerequirementsdescribedin the U.S. Office of Managementand Budget
(OMB) Circular A-133 ComplianceSupplementthat
are applicableto eachof its major federal
programsfor the year ended June 30, 1999. The University'smajor federal programsare
identified in the Summaryof Auditors Resultssectionof the accompanyingSummaryof the
of laws,regulations,contracts
FindingsandQuestionedCosts.Compliancewith the requirements
andgrantsapplicableto eachof its majorfederalprogramsis the responsibilityof the University's
management.
Our responsibilityis to expressan opinionon the University'scompliancebasedon
our audit.
We conductedour audit of compliancein accordance
with generallyaccepedauditingstandards;
the standardsapplicableto financial auditscontainedin GovernmentAuditing Standards,issued
by the ComptrollerGeneralof the United States;and OMB Circular A-133,Audits of States,
Local Governments,
and Non-Pro/it Organizations.Thosestandardsand OMB CircularA-133
require that we plan and perform the audit to obtain reasonableassuranceabout whether
noncompliancewith the types of compliancerequirementsreferredto abovethat could have a
direct andmaterialeffecton a majorfederalprogam occurred.An auditincludesexamining,on a
test basis,evidenceaboutthe University'scompliancewith thoserequirementsand performing
suchotherprocedures
aswe considered
necessary
in the circumstances.We believethat our audit
providesa reasonable
basisfor our opinion. Our audit doesnot provide alegal determinationon
the University'scompliancewith thoserequirements.
ln our opinion,Michigan TechnologicalUniversitycomplied,in all materialrespects,with the
requirementsreferredto abovethat are applicableto eachof its major federalprogramsfor the
yearendedJune30, 1999.
governingbilling, recordkeeping,
We did not auditthe University'scompliancewith requirements
paymentprocessing,reportingand due diligencefunctionsfor the University'sFederalPerkins
Loans Programs. Those requirementsgovernfunctionsperformedby University Accounting
Service,Inc. Sincewe did not apply auditingproceduresto satisff ourselvesas to compliance
with thoserequirements,
the scopeof our work wasnot sufficientto enableus to express,andwe
do not express,an opinionon compliancewith thoserequirements.
governingthe functionsit
UniversityAccountingService,Inc.'scompliancewith the requirements
performsfor Michigan TechnologicalUniversity was auditedby anotherauditor,whose report
was furnishedto us. Basedon our review of the other auditor'sreport,we havedeterminedthat
includedin the Departmentof EducationAudit Guidethat are
all of the compliancerequirements
eitherin our report or
applicableto the University'sFederalPerkinsLoan Programare addressed
the report of the other auditor. Basedon our review of the other auditor'sreport, we have
determinedthat it doesto containany findings of noncompliancepertainingto the servicesthat
UniversityAccountingService,Inc. performsfor MichiganTechnologicalUniversity.
InternalControlOver Compliance
The managementof the University is responsiblefor establishingand maintaining effective
internal control over compliancewith requirementsof laws, regulations,contractsand grants
applicableto federal programs. In planning and performing our audit, we consideredthe
University'sintemal control over compliancewith requirementsthat could have a direct and
materialeffect on a major federalprogramin orderto determineour auditingproceduresfor the
purposeof expressingour opinion on complianceand to test and reporton internalcontrol over
with OMB Circular A-133.
compliancein accordance
payment
The intemal control structurepoliciesandproceduresrelatingto billing, recordkeeping,
processing,reportingand due diligencefirnctionsfor the University'sFederalPerkinsLoans are
performedat University AccountingService,Inc. For thesecontrol structurecategories,other
of the designof relevantpoliciesandprocedures,determined
auditorsobtainedan understanding
controlrisk. The otherauditor'sreport
whetherthey havebeenplacedin operationand assessed
hasbeenfurnishedto us; however,the scopeof our work did not extendto theseinternalcontrol
structurepolicies and proceduresestablishedand maintainedat UniversityAccountingServicq
Inc.
Our considerationof the intemal control over compliancewould not necessarilydisclose all
mattersin the internal control that might be material weaknesses.A materialweaknessis a
condition in which the designor operationof one or more of the internal control componentsdoes
not reduceto a relatively low level the risk that noncompliancewith applicablerequirementsof
laws, regulations,contractsand grantsthat would be material in relation to a major federal
programbeing auditedmay occur andnot be detectedwithin a timely period by employeesin the
normalcourseof performingtheir assignedfunctions. We notedno mattersinvolving the internal
controlover complianceandits operationthat we considerto bematerialweaknesses.
This report is intendedsolely for the informationand use of the Board of Control, University
the Departmentof Healthand HumanServices(the cognizantagency)and Federal
management,
grantoragenciesand is not intendedto be and shouldnot be usedby anyoneother than these
specifiedparties. However,this report is a matter of public recordand its distributionis not
limited.
ef/lP
August20,1999
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UNIVERSITY
TIC}SIO-CICAI
}4ICHIGAII
- SurnnryExperseby CFDA#
Research
to 06/30/1999
Frsn 07l0lll9,9,8
08t16n9gg
FTQOPLlsA
FundL3
CFDA#
Index
Fund
Orgn Proposal#ContractI
Furd Title
Apunt
l|clntyre Stennis
t0.?02
llclntyre Stennis
E20064R5092023005 9410098 IIcINIIRESIEi0'|IS
Fimrnial llanager:
l6-FY97-tkInti re-Stennis RschA&tin
E Frayer
656.32
E20072F(5103223005 9712t0
ItINTIRESTENNIS
Finarrial l'lanager:
Fragentati on
16-FY98-Forest
E Frayer
6.773.69
10.202
llclntyre Stennis
E20074R5103423005 97tZL0
llclNIIRt SrEM{IS
Financiallhnager:
Eval
A0CT-llondestructive
}6-98-ADV
E Frayer
3,990.85
10.?02
lhlntyre Stennis
E20076Rsl036 23005 971210
ttll{Ilffi sltMls
Finarcial llanager:
l'6-Ff98-Viabilityof AnimalFoplat
R 0 Peterson
5,240.91
10.202
lklntyre Stennis
E20077R5103723005 971210
ItIMIIRESlt}$is
Finarrial llanager:
location/N-Cpli
ACCT-C-Al
16-98-ADV
K S Pregitzer
4.853.49
t0.202
l4clntyreStennis
E20078R5103823005 941009
SIENNIS
l'lcINTIRt
Financialllanager:
Adnini stratiqr
f6-FY98-Research
E Frayer
70.202
llclntyre Sternis
E20079R5115723005 941009
Fragmntation
ACCT-Forest
ItINTIRESTENI'IIS i.6-99-A0V
E Frayer
Finarrialflanager:
10.202
ltlntyre Stennis
E20080R5ll58 23005 941009
l'lctlfnffi SIENNIS
Finarciallhnager:
t0.202
l4clntyreStennis
E20081R5i159 23005 941009
ACCT-ViabilityAniml Pop
STENNIS IS-SS-ADV
I'ICINTIRE
R 0 Peterson
Financiall|amger:
16,973.91
t0.202
ltlntyre Stennis
E20082R5116023005 941009
1ocati on/ll-Cycli
IkINTIRE
STENNIS i6-99-ADVACCT-C-AI
K S Pregitzer
Finarrial llanager:
13,448.50
r0.202
ltlntyre Stennis
E20083Rs116123005 941009
llcll{Ilffi SIEHNIS
Finarrialllanager:
Adninistrati ve
ACCT-Rsch
I6-99-ADV
E Frayer
43,711.15
t0.202
ltlntyre Stennis
E20084R5116223805 941009
ttIllTIRf SIENNIS
FinarrialHamger:
r Enission Control
l6-99-A0VACCT-Ai
G 0 llcGinnis
13,178.52
10.202
ltlntyre Stennis
E20085R5116323805 941009
AsPen
ltltInRE STEN],IIS l6-99-A0YA0CT-Transgenic
C Tsai
Finarria'l llarnger:
n.m2
l|clrrtyre Stennis
ve Eval
ACCT-llondestructi
}6-99-ADV
G 0 lkGinnis
66,689.02
L6,U2.@
13,4,|8.46
12,115.65
2t7.423.t5
TOTAT
FORCFDNIO.2O2
Ihe accolpanyirg mtes are an integral part of thesefinancial statemnts.
2t7.423.15
I
I
UNIYERSITY
TEO$nLSICJI.
HICIJIGAI{
- Swmry EpensebY CFDA#
Research
to 06/30/1999
Frcm07/01/1998
0Bt16nwg
FKIOPLl&C
FurdL3
CfDA#
Index
Fund
Orgn Proposal#ContractI
FundTitle
U S Deptof Agriculture:
E20229R5053524105 922r02A 92-37103-7945
10.206
Finarriallhnager:
U S Deptof Agrlculture:
6DA-!bml i gnol/8i osyntletic Enrytne
l{ H Canpbell
0.00
0.00
U S Forest Service:
,
10.206
U S Forest SerYice:
E20269R5083424105 941143
95-37107-1665
Finarrial lbnager:
i s Geres/Ectolycorhiza
USDA-syrbios
G K Podila
73.9U.96
10.206
U S ForestService:
E20274R5083824105 9s0255
95-37103-2109
Finarrial l'lanager:
cal Structure/Furrtion
USDA-Biochenri
lJ H Canpbell
74,6n.81
10.206
U S ForestService:
E2048 R5092823805 960?12
96-35500-3567
Finarciallbnager:
Preserv PressureTrtrnts
tSAG'R:Irood
P E Laks
38,0U.69
10.206
U S ForestService:
E20310R5l0l8 8007
97-35101-4315
Finarrial lbnager:
ve Landscapelbnag
ttSRGR-RSI/Adpati
J Chen
78,4€.7.49
10.206
U S ForestService:
820313R5104622405 961233
97-35103-4897
Finarrial lhrnger:
- Load-Duration BehaYior
TEAGR
l{ H Bul'leit
31,990.26
10.206
U S ForestService:
E20316R5105623005 9702W
97-353r4-5W
Fimrcial lbnager:
gni ng Regeneration Systen
TAAGR-Oesi
D D Reed
92,911.83
10.206
U S ForestService:
E20328R5lt42 23805 980?17
98-351(F-6530
Finarciallbnager:
ecular Characterization
[.6AGR-l'lo'l
C Tsai
10.206
U S ForestService:
E20330R51166205
980114
9B-355{14-6556
Finarciallhnager:
Chain Archi tecture
USAGR-Copolyner
G T Caneba
10.206
U S ForestService:
E2033f R5u78 24105 980118
98-35103-6533
Finarrial llanager:
lbrBotic Genes
IJSAGR-ClonirP
G K Podila
96n?f
8,643.53
32,976.4
w.32
w2.4W.A
r0TArFoRcFDAt10.206
w..4F;0.4
U S ForestService:
E20318R5109523005 970433
U S ForestService:
97-X200-5275
Finarriallbnager:
notesare an integral part of these financia'l statemnts'
Ihe acconpanyirp
ly ErEirreeredlrees
IJSAGR-Genetical
0 F KarrnskY
58.512.61
I
I
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I
t
I
I
I
I
I
I
I
I
I
I
I
I
I
I
08n61t99B
FTQOPLlsA
FundL3
t
t
10.224
U S ForestService:
CFDA#
Orgn Proposal* Contractf
E20319R5109724105 970433
97-%200-5?75
Financiallbnager:
FundTitle
EngineeredTrees
TAAGR-Gerretically
6 K Podila
Fffi CMA,N.?24
TOTAT
Amunt
73,7U.01
82,zfi.62
U S ForestService:
T
I
I
I
I
I
I
I
I
I
I
I
Index Furd
sz.?t6.62
t
I
t
I'NIVERSITY
}1ICH1GA}'I
IECHNOI-OGIC"AI
Research- SurnaryEryerseby CFD/*
to 06/30/199
Fron 0710111998
SRS33-Cl-97-104
Financialibnager:
optirml LogBuckirg
l6DA-Extersions
JBPickens
38,241.91
2g-94-I2 - ln I
Financial lbnager:
L6DA-lticrqnaticVegetationard Deco
J Chen
18,250.94
10.652
U 5 ForestService:
E20247R5101323{105 9701f/2
10.652
U S ForestSerYice:
E2O?49R106i3 n505
10.652
U S Forest Service:
E20285R508S0A007 %f/mg
cyc'lingAspen
co-oPAGsfi a-136-AlotsDA-carbon/Nitr€en
KSPregitzer
Finarcial lhnager:
56,409.23
10.652
U S ForestService:
E20288Rl07l1 28505 940510
Ecosvsten
Co-OpAs a-918-AfO5 IjSoA-Clinntic/Pollution
KSPregitzer
Financiallbnager:
30,138.44
10.652
U S ForestService:
E20296R5091823005 960818
llatter Distribution
IEAGR-organic
SRS29-CA-96-093-AI'DI
HFJurgersen
Finarrial lhnager:
16.413.
16
10.652
U S ForestService:
E2030i R5100224105 941039
23-081-A0lO.4
Fjnanciall'larnger:
10.652
U S ForestService:
E20312R5103023005 970808
Carbonl|dls/Hydricsoils
tsAGR-Soil
SR533-CA-97-224-A}O1
HFJurgersen
Finarrciallbnager:
10.65?
U S ForestService:
E20317R5106023805 970809
10.652
U S ForestService:
E20321R5ll08 2n05
10.652
U S Forest Service:
E2Og25l$ll
2m5
9N302
98-G-3047
ot Insect Pests
t$IGR-Biocontrol
6KPodila
.n
27,577
18.176.33
of Vtr Emissions
TSAGR-Evaluation
Firnncial lhnager:
DJGardner
971142
ADVACC0tNr
Financia'lI'brnger:
Studies WoodFiber
ACCT
IEAGR-ADV
GTbrcba
g7ll42
PolystyrerBcorposites
I TEAGR-Study
sRs33-CA-98-427-At"D
GTCaneba
Financiall'bnager:
2.127.808,000.00
?tL.f64.99
10.652
IOTALFORCFDA#
Theaccoparyir4 mtes are an integral part of these finarrcial staterents.
2n.664.99
lrlc-r.tlGAlt
rEclsl0t06lcAuNlvtxslTy
- Surnary
Epemeby CFDA|
Research
Fr-on07101/1998
to 05/30/1999
08n6/r9p9
Fr@1l&C
FurdL3
CFDAil
Index Fund
Orgn Proposall ContractI
FundTitle
lrpunt
t
U S ForestSeryice:
10.664
U S Forest Serrice:
E20271R1068023005 950707
42-95-0015-47
Finarrial l'bnager:
RoqtDisease
IEDA-Cylindnocladiun
|l R Gale
4t.46.7.n
10.664
U S Forest Service:
E20308R51005ru05
970609
M-97-0m
Finarrial lbnager:
Lor-Gradelkhd Lwber
TSAGR-|brlets
6 0 llcGinnis
B.0n.2l
l0.664
U S ForestService:
E20327R5114023805 980428
98-6-3U6
Financiallhnager:
Characteristics lldwd
USAGR-llar?
J lf Forslrnn
t6.m0.?6
10.664
U S Forest Service:
E20331Rsll67 23805 98093i1
M-98-0247
Finarrial lbmger:
& Adtlini stration
l,BlGR-Coordination
P E Laks
10.664
U S ForestService:
E20332Rsll68 23805 980932
M-98-0248
Finarrial ltrnger:
Biofi ltration tlnit
USAGR-lbnitor
G D llc6innis
35,557.57
10.664
U S ForestService:
t20333 R5l17l 23005 980931
M-98-0249
Financiallbnager:
Analysislti Resourc
USAG'R-Landscape
D D Reed
14,486.83
?.39.m
rn.t44.84
10.664
FM CFDA#
TOTAL
tB.t4/.u
U S Deptof CormrceFedPasslhru:
E28493R8061724105 940906P3 P.0. 3000006593
tt.4l7
Finarrciall'lanager:
U S Deptof CcnmrceFedPasslhru:
Fisheries'in the Fac
UNIVE-salrpnid
S H BoBn
E28494R8061823005 940906P3 P.0. 3000006593
ll.4t7
Finarrial l'lanager:
U 5 Deptof CormrceFedPassThru:
Fisheries in the Fac
UNIVE-Salnpnid
A L |bclean
10.46I.24
0.6010.460.64
11.417
FORCFDA#
TOTAT
10,460.64
t'lo4AFedPassThru:
11.430
l,l0AAFedPassThru:
EZ85l3 R806442405
bl e Assisted Study
UNIVE-Submrsi
!l R Urban
47,288.I5
ll .430
ll0AAFedPassThru:
e-assisted Study
16182l UNIYE-Subnersib'l
E28562R8065922405 9708Dm 219-99/FnS
Urban
N
R
lbnagen:
Finarrial
13,24t-03
9708t7
FW#ZtZl
lbrnger:
Financial
60,529.18
11.430
ma FoRCFDA#
mtes are an lntegral part of these financial statererts.
Theacconpanlrirp
I
I
18
50.529.
I
I
l
I
I
t
I
I
I
I
I
I
I
T
I
I
I
I
I
I
t
I
I
I
I
I
I
I
I
I
l
UNIVERSITI
TEOilO-OGICAL
HICITIGAI{
Research- Sr,nmryE.PensebY CFD,q#
to 06/30/1999
Frqn 0710111998
08/16/1999
FKIOPIlSA
FundL3
CFDS
Index Fund
6gn
Proposal#Contract#
I
I
Arpunt
U S Deptof Coonprte:
E24832R5091122405 950803 M66GP0375-AD2
11.431
Finarrial l'lanager:
U S Deptof Cqrrerce:
itrogen O(ide Northlflantic
ttSCOl-N
R E lbnrath
72.923.23
824833 R509992405
11.431
U S Deptof CcnnBrce:
950803
M66GP0375-Am2
Fimrria'l l'lanager:
Oxidellorth Atla
USCO'l-RSI/t'titrogen
R E lbnrath
24.810.99
E24834R51135n405
11.lB1
U S Deptof CqrnBrce:
e70807
M86GP0325
Finarntall4anager:
i c lttpocts Ozone
t$C0l-Anthropogen
R E lbnrath
fi.*6.23
136,730.45
11./BI
FORCFDA#
TOTAL
136.730.45
Office of llaval ResearchFed Pass:
12.300
E28731R80A|6 ?3805 980526
Office of llaval ResearchFed Pass:
G0{t621
Firnrria'l l4anager:
CcnpositesRecycle
t[oSHI-tlood-Based.
G D ltGinnis
75,381.56
75.381.56
U S (Xfice of lhval Resbarch:
lheory of Crystal Decorpo
P0'lR-Basic
E21092R5052022505 gW132 N00014-91-J-1953-IO0
12.300
ABKunz
Finarriall'lanager:
U S Office of ilaval Research:
12.300
E21130R5109422505 980132
U S 0ffice of Naval Research:
[rcrgetic So'lids
P0NR-Properties
N00014-91-J-1953-}S
ABKuru
!frnager:
Finarrial
stabilization ilove'l
P0FFIC-Epitaxial
E21145R5088222705 950919 N00014-96-l-0793-tlo0
l2.300
M
Krishrnrurthy
l'larnger:
Finarrial
U S 0ffice of ilaval Research:
OiR-ElectronicStructure Ca.lculatio
E21152R5099122505 961105 il0@14-97-1-0756/A01
12.300
l{ F Perger
lvlanager:
Finarrlal
U S Office of lhval Research:
12.203.20-
20r.708.n
12.53€.84
tot.272.N
303.316.41
T0TALFoRCF0A#U.300
.97
378.697
U S Anry
L?.431
U S Army
E20601R510822705
9704z8
lbvel lticrostrtrtur
0Mffi5-98-l-0082-lf0PtsAsl-synthesis
Fimrcial l'lanager: T H Courtrey
I
t
Furd Title
The acccflpanyirgrptes are an integral part of these finarnial
statetents'
9
5l'471'05
TECI.INOIOGIC.AT
IJNIVERSITY
HIC1IIGAN
- Surmary
Experseby CfDA#
Research
to 06/30/1999
From07101/1998
08n6/LW
FIQOPLIAA
Fund L3
CFOA#
Irdex Fund
0rgn Proposa'l#Contractf
FundTitle
n.431
U S Anry
E20603R5108922705 950914
lhrpstructures
DAtG55-98-l-0174 tsA$4-Se]f-0rganized
SAllackneY
Finarriallbnagr:
49,319.n
L2.43t
U S AntU
E20604R5ll85 22705 970428
ibvel Microstnrtur
PtsAB|-synthesls
DAAG55-98-1-0082-100
TH CourtneY
Finarrial lbnager:
3.183.
13
103,973.,10
Office:
U S AnnyResearch
E20ffi0 ffi0952 2n05 960917 DAAG55-97-1-0084tsAtilt- AtcxnicForceHicroscope
r?.431
J G ilil'liams
Finarrial lbnager:
Office:
U S Arfly Research
5,774.80
5,774.80
12.431
T0TAIFoRCFDA#
t09,748.20
U S Air Force
12.800
U S Air Force
E21l3l R507952605
940907
u.800
E2tL32 R50796n705
9N907
U S Alr Force
lnstabiI iti es
T6AlR-spatio-Tenpora'l
F496m-95-1-0208-P03
E C Aifantis
Finarrial }lanager:
15,501.85
o-Terporal Instabilities
USAIR-Spnti
F49620-95-l-0208-P03
H H Hi'lligan
Finarrciallbnager:
1,940.86
12.800
U S Air Force
E21146R5089624605 950615
stic-Ad Initio G]culatl
USAIR-Atcmi
F49620-96-r-0319-P05
Finarrial l'lanager: R Pandey
75,886.34
12.800
U S Air Force
E2tL47 F50897 ?2,705 960232
US{IR-Ge
Qtntrn-Dots on Silicqt
F49620-95-l-0313-P03
KrishnamrrthY
H
lbnager:
Finarrial
11,613.74
72.800
U S Air Force
t2ll49 R5094122505 960813
Imagirg
USAlR-urronventiornl
F496m-97-l-0053/P02
T J Scttulz
Financiall{anager:
57,673.67
12.800
U S Air Force
E21157R5108{t225{15 980102
1lation Control
TEAIR-Scinti
F49620-98-l-0?95-P0l
H Roggenann
Flnanciallbnager:
49,069.83
12.800
U S Air Force
E21163R5ll79 22505 980405
F4964-99-1-0088
Financiallbnager:
tMlR-l)pperAtmspheric Turbulerce
H Roggsnarut
12.800
U S Air Force
E3387659010622605 940W7
F49f,m-95-l-0208
Finarrial lbnager:
- Xinhai ZhuFellorhip
I{TU/IJSAIR
E C Aifantis
ffi.378.62
1.058.41
?5,9,1?3.32
U.8O|l
TOTAL
FORCFDA#
Ihe accorpanyirgrotes are an irtegral part of thesefinarrial statemnts-
10
269.L?3.32
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}lICltIGAilIEC}O0LGICTI- SunnaryEperse by CFDA#
Research
Frcn 07/01/1998
to 06130119f9
08n6n989
FTQOPLl&q
FundL3
CFDA#
Index Furd
(hgn Proposal#Contract#
thtional Security Agency:
E21069R5097524305 951009 tf,p&4-97-l-0072-P02 MTl0-Corbinatorial Configurations
tz.90l
D L Kreher
Finarrial l'lamger:
llational Security Agency:
8,744.49
E21159R5110424305 961048 loA904-98-1-0509 MTl0-Applicationof LinearCodes
12.901
J Eierbrauer
Finarrial llanager:
llational Security Agerrcy:
11,025.00-
2.280.5tI2.9OI
FORCFDA#
TOTAL
2,280.5t-
U 5 GeologicalSurvey:
]latershedEcosysten
tFG[O-Boreal
E23008R1074624105 970608 1434-Ct-97-AG-0001i
15.975
J H Adler
Finarnial i'lanager:
Survey:
U S Geo'logica'l
90,399_75
90.399.75
15.975
T0rArFoRCFDA#
90.399.75
U 5 Deptof LaborFederalPasslhru
17.600
Efrgn R4f/sgt22W5 860708 FY95AGS,fiL0l0ll94 MIW-Minesfty/Hlth trng. Program
Finarrial ltlanager: D H Carlson
Labor
Federal
Passlhru
of
U S Oept
153.13153.13-
17.600
FORCFDA#
TOTAL
1S3.t3-
Deptof Tramportation
Displayof Traffic Info
20.108
E24790R5091022505 %062L 96-6-032-A100002 FAA-Cockpit
J
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Burl
Finarrial l'lanager:
Deptof Transportation
19.341.13
13
19.341.
2O.IO8
FORCFDA#
TOTAL
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lhe accorpanying
11
13
19.341.
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I
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HICHIGAI{
TECI+NLGICAL
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From07l0ltL9g..to 06/30/1999
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Index Furd
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FundTitle
llational Science Foundation:
E23104R5l08l 2205
47.04r
ihtional Scierre Fourdation:
970533
8ES-972651-$1n03 ISF - OpenInterrct-Based llorkslrcp
D R Shonnard
Finarrial lhnager:
Intelligent Info Processor
E23108R5109222s05 970714 tCS-97$l/A-l}{) 002 l{SF-Dv1p
47.041
N
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lbnager:
Finarrlal
lhtional Scierre Foundation:
vi tylReactionPath
E23109R51102?2205 950424 cTs-9523936-ll0005 NF-RIUConducti
47.04t
K
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Schulz
lhnager:
Finarrtal
llational ScienceFoundation:
47.04r
94,023-27
2,&5.n
96t910
ttrltirpdia CrseElec Enrgl
ECS-961S20-40002i6F-REU
L J Botrnann
F'inanclallhnager:
3.436.88
E23lll R5n12 22505 960620
ECS-96r5658-ll000l tlsf-(RIU)Wil ity Storml|anageent
N ll Schulz
Financiallbnager:
8,690.
i5
E23ll0 R51103nws
llational ScienceFoundation:
47.041
4,832.91
ilational Scierce Foundation:
8ES-9802198
Ez3llg R5ll34 2?705 97t022
47.041
Finarrial l'lamger:
Foundation:
thtional Scierrce
snrsof Fly-Ash
NF-Bindingl'lechani
S K Kavatra
4.684.9
47.04t
E23t2t Rsll4l 22205 980525 8ES-9814504
Finarrcialllanager:
ihtional Scierre Foundation:
itfg Indust
Softr'areChem
ISF-Assess
D R Shonnard
7,3f,2.08
E23122R5114724205 9S0346 EEC-9872533
47.041
Finarrciallhnager:
thtional ScierrceFoundation:
ErggEducation
l6F-Redesign
D A l-yrrh
8,360.61
47.04L
E?3123R5114821105 980346 EEC-9872533
Finarrctallbnager:
tlationalScienceFoundation:
EnggEducation
NF-Redesign
B P Joyce
1,35r.44
tEc-9872533
Finarrciallhmger:
EnggEducation
NF-Redesign
S A Sorby
5,905.80
E23r28 P5ll52 22005 980346 EEC-987?53B
47.04r
Finarrial lhnagr:
Foundation:
IthtionalScierrce
gn ErPgEducation
t6F-Redesi
M R Plichta
3,435.05
47.04t
E23t24 R5tL49 22N5
tlationa'lScierre Foundation:
980346
47.041
E231A R5115322005 98036
llational Scierre Foundation:
ffc-9872533
Finarrial llamger:
gn ErEgEducltion
t6F-Redesi
|l R P'lichta
91,909.27
47.041
EAl32 R5ll8l 22005 98846
ihtional ScienceFoundation:
EEC-9872533
Financia'llbnager:
NF - lfru Project Cost/Share
11R Plichta
20,r78.62
DrI-9875251
Finarcial lhnagr:
l6F-HybridProcessesfor l'lachiniry
H H l4i11er
l?,431.32
f'j'r-9p73P,78
Financial lbnager:
Syrergistic Effects
NF-N}JRE:
J A King
1l,631.09
47.04t
E23t40P5n99 z:605 9W726
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47.041
Em44 P5r2t5 2217 9ur2L7
lhtional Sclerre Foundation:
Ihe accupanyirgnotes are an integral part of these finarrial statemnts.
12
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UIIIVERSITY
HICHIGA},I
TTCHIU.GICA
- Sr.urnnry
Expemeby CFW
Research
to 06l30ll9fE
Frqn 0710L1t998
08n6tI98p
FTQOPLIsA
FurdL3
CFDA#
Irdex
Fund
Orgn Proposall CortractI
FundTitle
002 NF-DvlpIntelligent Info Processor
ECS-9733148-APD
47.04t
E23L45R5tn0 22505 9707t4
N N Schulz
I'hnager:
Finarrial
llationalkience FouMation:
t.45.73
NF-In Situ SubsurfaceRolpdiation
EEC-9420526-A|'0007
0 R Shornard
Financiall|anager:
3.253.92
47.04t
E24102W0762 22555 940630 EtC-9420526-llD007ISF-InSitu SubsurfaceRemdiation
Finarrial i'lanager: A S llayer
ilational Scierre Foundation:
6,832.9?
06-9414361-Al'0005NF-Aquiferlleterogenetity Estinnte
C T Young
Finarrial l'lanager:
5,813.35
v i tylReaction Pattnays
005 l6F-Conducti
CTS-954936-A}O
K H Schulz
Financiall'lanager:
35,t47.74
47.04t
E24t0t Pffi7il ?n05
llationalScierreFoundation:
940630
47.04t
E?4t06 P50776n555
lhtiornl ScierreFoundation:
94322
47.047
E24120R50il4 ?n\s
tlationalScienceFoundation:
v50424
lron & Zirr lhits
ISF-Reclanation
47.04t
E241309508/'7 22705 950427 CT5-9524970-AHD002
lhssaralla
C
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Finarrial
l'lanager:
ihtional ScierceFoundation:
47.04t
E24t3€ R5087022555 94$n
llat'ionalScierceFoundation:
41.04L
E24150R509082605
lhtional ScierreFoundation:
950928
fer lleterogenetityEstirate
tSF-Aqui
O6-94i4351-A1',0005
Finarrial l'lanager: C T Youtg
nil-962n46-Nfi 003 tSF-FlorSirulation & l'lo'ldDesign
H Gupta
Finarrial hnager:
at lfTU
002 NF-EnvEnggRschlJndergrads
47.041
E24t55 Rfi942 22405 960920 EEC-961%65-A}O
K
G
Paterson
llanager:
Finarrial
Foundation:
Scierrce
Nationa'l
23,785.83
2,24r.W
46,099.35
t32.079.57
IntegratedCircuits
002 ISF-Gals-Based
47.041
E24156R5094622505 960916 EEC-961%46-AIO
A K 6oel
Finarrial llanager:
ion:
llationa'lkience Foundat
91,621.45
Integrated Circuits
002 tS'F-GaAs-Based
47.04L
E?4t57 P$094722W5 960915 EEC-9619646-Al',O
Finarrial Hanager: A K Coel
lhtiona'lScierceFoundation:
38,615.50
ECS-9615658-Am00ll6F-llti I ity Storml4anagenent
47.04I
E24163Rs096922505 9606m
N l'l Schulz
Finarrial l'lanager:
thtional ScienceFoundation:
47.041
E24t67 P50978U05
ihtional Scierre Fourdation:
%0924
06-961M91-A}O002NF - StrainGradientPlasticitY
Finarrial Hanager: H Krishnarurthy
47.04L
E24I70 W0985 22605 9703115 S|I-9628984-AD005 l$F-Greer ArardScientists/Engrs
J l{ Sutherland
Finarrial l'lanager:
llational ScierrceFourdation:
_
NF-ltultinediaCourseElec Erergl
47.04t
E24U5 R5099622505 960910 ECS-9619320-A}O002
L J Botrnarn
Finarrciall'lanager:
lhtional ScienceFoundation:
mtes are an integral part of these financial statemrts.
Ihe accorpanyirg
13
3,210.63
949.00
12,492.63
u0,033.70
ltCHlFtOeICltLhlIvtRsITY
HIClltGAll
- SwrnaryExpemeby CFDIS
Research
to 061301199E
From07/01/1998
08tI6tL9€p
FTQOPLTsA
FundL3
CFDA#
Index
Fund
U4179 Wlltl
47.041
tlational ScierrceFoundation:
Orgn Proposal#ContractI
2605
%0934
FundTitle
004 NF-Eploration of l,lenDesig Aventl
IF,tI-96104tt-Al'D
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Finarrial lhnager:
6,A8.?7
Pr
NF-Precisionl'ticrcrnanufacturirp
C R Friedrtch
35.916.95
n605 970345 t|,ll-9628984-ll0005 NF-REUCareerAmrd Scientists/Erg
47.04t
U4181Rs1015
J ll Suther'land
Finarrial lbnager:
Foundation:
ihtional Scierrce
5.918.75
Interacti onslticrotub
I$F-Chem/llech
D J 0dde
14,925.06
Rs1012
?2ffi5 970601 EEC-979f;26
E24180
47.04t
Financialllanager:
llationalScierreFoundatlon:
E24ls2 P5]076 22205 9i0135 8ES-97103!l
47.04t
Financiallhnager:
ilational SclenceFoundation:
E24l84 P.s]:02l2505
47.041
ihtional Scierre Foundation:
%0910
tcs-9619320-llD002 t$F-lbltimdia CourseElecErergy
N ll Schulz
Finarrial llanager:
3,286.53
NF - OpenInternet-Basedlforkshop
E24194R5105022205 970633 8ES-9727651-AID003
47.04t
0 R Shonnard
Finarrial lhnager:
ion:
|lati onal ScienceFoundat
38.584.11
BES-972765r-40003NF - 0penInternet-Basedlforkshop
D R Shonnard
Finarrial lhnagr:
1,738.56
47.04I
€24195R51051m05
lhtional ScienceFoundation:
970633
E24197W1062 n605 950928 il11-%U46-Nfi 003 NF-FlonSinulationE I'b1dt)esign
47.Mt
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Financiallbnager:
lon:
lhtional ScienceFoundat
t.027.51
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E24199R5107222605 960934 BII-9610411-A|D
47.04t
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Financiallbnager:
tlational ScienceFoundation:
6,L70.32
l|od I
ECS97-07800
Finarrial llanager:
tI'IIVE-Sirglet CoupledQuantwn-Dots
14 KrishnarurthY
34,5t0.24
98-0-l
Finarrcialltnager:
Interfacial Chenistry Arnlysi
UNIVEJ l{ Drelich
34.373.
ll
E28639R8094 22605 930825 Sttsf94-152-Am05
47.M|
Fimrrial l'lanager:
lhtional ScienceFoundationFedPas
UNM-ILL-Coalitionl|ach.ToolTech
J ll Sutherland
32.W.09
47.041
E3400959016322605 e30825 StB t94-r52-At0 05
Finarrciallbnager:
llatlona'lScierre FoundationFedPas
MIU- YanYueFello*shiP
J lf Sutherland
14.509.41
47.041
E34010
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Financialllanager:
lhtlonal ScierceFoundationFedPas
fru - GeShenFellorshiP
J lJ Sutherland
14,44L.37
47.04I
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47.041
E2ffi20 P8,06n ??705 970824
ihtional Science Foundation Fed Pas
47-041
E3409659025122605 9u0726
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B,rt-987s251
Finarrcialllanager:
MIU- I'leiminfu FellottshiP
H H Hil ler
2,180.00
Lt70.?2]6.r4
FoRCrDtt 47.041
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Theaccurpanying
rntes are an integral part of thesefinarrcial statemds.
14
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I{ICHIGAN
]ECIOIOToGICJI
Research- Sr.umnry
Epenseby CFD/*
Frsn 07l0lll99u to 06/30/1999
08t76t1989
FTQOPLISA
Fundt,3
CFDA#
Idex
Fund
Orgn Proposal#ContractI
FundTitle
Ar,punt
lhtiona] ScienceFoundation:
CircurnstellarInnging
E23107R5l09l 24605 960819 ASr-9618803-4n003NF-RSI/Deep
47.049
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Finarcial
llationa'l Scierre Fourrdation:
15,000.00
N'F-IntegralllethodsScierre/Erg98
B S Bertram
11,901.62
l6F - tEF/CBl6Confin thth Science
J Oorp
5,124.55
47.049
E23Ll7 R511312A05
llatiornl ScienceFoundation:
970935
tf6-9800673
Finarrial !'lanager:
47.049
EAl3l R5ir65 24305 %0402 t|6-9813767
Finarrial l'lanager:
lhtional ScienceFoundation:
47.049
EAI$ R511882€05
Natiornl ScierreFoundation:
960921
Stnrtures
screte Random
003 iSF-RIU/Di
tf6-9619889-Al'0
A P Godbole
Finarrial llanager:
Stnrctures
screte Randcm
003 NF-REU/Oi
D|6-9619889-tE
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47.049
A
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Godbole
l'lanager:
Finarrial
ihtional ScienceFoundation:
47.049
E24097W0747 2705
lhtional Scierre Foundation:
940141
E24t23 R508272305
41.049
iht'ional Sc'ierreFoundation:
950253
47.049
t24134 R508592705
llational ScienceFoundation:
950256
Dfl-9410454-AlO002 NF-LateralGrowthInstabilities
S A lhckrey
Finarrclall'lanager:
4,U4.98
913.05
$a-9521875-A10001NF-IheGrainStructureof Gstirgs
Finarrial l,lanager: A llellawell
4,193.48-
004 NF-Epitaxiallloms[ructureSiIicon
Ilfl-9624456-AtD
FinancialManager: D J Swerson
47.049
824L46P50886,22705 950lll
tlationalScienceFoundation:
Drfl-9520173
Finarrial l'lanager:
824L44R508€422705 951013
19,396.83
Spec
clE-9s12445-AO0l NF-Nuclearl|agnetic Resonarrce
P P lturthy
Finarrial hnager:
thtional Science Foundation:
47.n49
4.W.96
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A llellawell
24.t74.25
180,352.82
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NF:FSI/Deep
47.049
E24158R5095824605 960819 AST-9618803-llD003
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Finarrial l'larnger:
thtional ScienceFoundation:
35,896.78
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E24159R5095924305 960921 s6-9619889-llD003 NF-R[U/D|
47.049
A P Godbole
Financialllanager:
llational Scierre Foundatlon:
32,650.35
47.049
E24164P$0972n705
Itlati onal Scierre Foundation:
47.049
961032
E24r7t W0987 ?46,05 960941
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47.049
E24176F5L003 22405 970118
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Financiall'lanager: 0 J Swenson
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17.460.08
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mtes are an integral part of thesefinarrial statemnts.
Ihe accorpany'irg
15
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3,6n.98
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TECH}IOLOGICAL
HIOTIGAN
- SurnnryExpense
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to 0613011999
Frm 0710111998
08t16/1999
FTQOPLlBA
FundL3
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Fund
0rgn Proposal#Contract#
t
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E24178R5100824605 961023 A5T-9701716
47.049
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ltati onal ScienceFoundation:
Tenporallhivers
NF-RSl/understard
R J l'leniroff
E24185R5102324305 961107 D6-9704471
47.049
Flnarrial ltlanager:
lht i onal ScierrceFoundation:
NF - llarkovChainllodel
T R O'lson
E3406359021824605 961023 A5T-9701716
47.049
FinancialhnagPr:
|htiornl Scierre Foundation:
lfiU - llellesleyPereiraFelloship
R J tbniroff
I
u.552.73
4.786.72
17,589.34
5ll,327.86
47.049
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51t.327.85
E23113R5111522555 980207 EAR-9810773
47.050
Fimncial llanager:
llational ScierreFoundation:
Rockl'lagretnreter
NF-superconduct
J F Dieh'l
185,020.00
E23ll8 R5113322555 980122 EAR-9809813
47.050
Financia'lManager:
lhtiornl ScierrceFoundation:
of tftah'slht'l Parks
NF-Geo]oqy
J E lhmtoon
n .260.50
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E24136R5086622555 9fi522
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Financiall{anager:
Foundation:
lhtional Science
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l6F-Debri
J ll Vallarrce
47.050
8241€ m0883 22555 95t202 EAR-962857s
Financialhrnger:
ihtional ScienceFoundation:
NF-EruptiveHistory |hunt Rrinier
J l{ Val'lance
I4t.78
27,*4.37
1,870.65
DopplerRadar
002 NF-RSl/Polarinetric
E24tN R50W2 24605 950312 AlH-9512685-AlO
47.050
Kostinski
A
B
l'lanager:
Finarrial
lhtiornl ScierceFoundation:
58,142.61
l ity Variati
NF-thgneticSusceptibi
J F Dtehl
33.610.52
E24r68 P50982?2555 %nA.
47.050
National ScienceFoundation:
EAR-970s718
Financiallbnager:
E241ffi F5102824107 970m
47.050
Foundation:
tlational Sc'ience
Turbidlty Plues
wE-g7zffi-,c/o 002 NF-RSI/Hagnitude
C (erfoot
Finarrial l4anager:
34,913.01
E24187Rsl029 22583 970m
47.0s0
lhtional ScienceFoundation:
Turbidity Plms
0ct-9726680-Al0002 l6F-RSl/i'laCIitude
J lf Budd
Financiallbnager:
81.218.s5
Current
of Kareenav
E24188R5104022305 970312 w.-971n72-An 002 NSF-RSI/Inpact
47.050
S
A
6reen
l{anager:
Ftnarrial
lhtional ScierceFoundation:
mtes are an integral part of these finarrial staterents.
the accorpanying
16
I
I
t
Foundation:
lhttonal Science
Volcan.Ash
NF-Fate/TransPort
E2479 R106M 2:555 931138 EAR-9406093-AlO00l
47.050
Rose
l{
I
lbnager:
Flnarrial
thtional ScierrceFourdation:
t
179,532.11
I
I
I
I
I
t
I
I
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I
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I
t
I
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I
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T
I
I
I
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I
T
t
l
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IJNIVERSITY
TECH}NI.OGICAT
MICHIGAN
- Sunnary
Experseby CFDA#
Research
tu A613011999
From07/01/1998
08n6t1999
FTQPLISA
FundL3
CFDH
Index
Fund
Orgn Proposal#Contract#
FundTitle
fipunt
Currert
ffE-971n72-ltfi 002 NF-RSI/Irpactof Keweenaw
E24189R5104124105 9703t2
47.050
C Kerfoot
Finarrial l'lanager:
ilational Sc'lenceFoundatlon:
73,72..93
Current
cr;E-97rn72-Nfr002 ISF-Irpact of the Kedeenav
824190R5104224105 9703t2
47.050
l{ A Auer
Fimncial l{anager:
lhtional Scierre Foundation:
55,441.94
Current
47.050
E24191R5104i!22555 970312 cf;E-97rn72-Nfl002 NF-RSI/Inpactof Keueenaw
If
J
Budd
Finarrial l'lanager:
lhtional ScierrceFoundation:
%,767.t7
Current
E?4192W10U 22445 970312 cr,t-9712872-ND002NF-Inpact of the Kerrcenax
47.0s0
N R Urban
Financiallhnager:
lhtional ScienceFourdat'ion:
65,434.90
Currert
002 ISF-Inpactof the Kaneenaw
E24193R5104522405 970312 EE-97L2872-Am
47.050
M T Auer
Financiall'lanager:
lhtional ScienceFoundation:
107,310.06
47.050
E24196R5105522555 970541 EAR-97?ffi2
Financiallhnager:
ItlationalScienceFourdation:
Interact
NF-Vol. Cloud/Abnsphere
l{ I Rose
63,476.62
&E-97n872-tI'D00? lflU - TcrnFlicker Fel.'lotship
47.050
E3403659019022305 9703t2
S A Green
Finarrial |lanager:
thtional ScierreFoundation:
12,901.03
JeongFello*shiP
002 HIU - Jaebong
E3403959019322405 97031? cf;E-9712872-llfr
47.050
N R Urban
ilanager:
Finarrial
ilationalScienceFoundation:
13,048.37
Fello*hiP
Dill Cookman
002 MIU-Becky
E3404059019422583 970222 0CE-9726680-IH0
47.050
J
lJ
Budd
Finarrial lbnager:
ihtional ScienceFoundation:
I,058.33-
Fello*shiP
002 MIU- RobertCooknnn
WE-91L2872-A}/D
47.050
E3404159019522555 9703t2
J
l{
Budd
lhnager:
Financial
tlatlonalScierreFourdation:
I,058.34
002 HTU- llargaret 8a'lachorki Fel'lotr
47.050
E3477 590232225&3 970222 0CE-9726680-A|D
J l'l Budd
l'lanager:
Financial
ilationalScienceFourdation:
16.645.00
13
l. 133.044.
TOTAT
FORCFDAI47.05{'
13
l,133,044.
thtional Scierre Foundation:
47.070
EAI2O R5113924405 9801/t5 EtA-9871133
Financiall'lanager:
lhtional ScierceFoundation:
l6F - Csputational Facilities
S R Seidel
6.195.98
47.070
E4135 R5119.3
2460s 980145 EIA-9871i33
Finarrial l{anager:
llational ScierrceFoundation:
NF - Co{Dutational Facilities
J A Jaszczak
34.192.08
the accorpanyirprntes are an integral part of these financial staterents.
17
UNIVERSITT
TECH}PTMICAL
HIC}IIGAII
Epeme bY CFD/*
Research- Suurnary
to 0613011989
From07101/1998
08l16ll99€
FTUOPLlsA
FundL3
$DA#
Irdex
Fund
0r9n Proposal#Contract#
FundTitle
ArDunt
I
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E23136R51194n605 980145 ErA-9871133
47.070
Financialhnager,
lhtional ScienceFoundation:
NF - CqtputationalFac'llities
D J lticha'let
62,197.9
EIA-9871133
E4137 R5ll95 2?555 980!15
47.070
Financiall'lanagr:
lhtional ScierceFoundation:
Facillties
NF - Conputational
A S lhyer
40,002-62
EA138 R5119623005 980145 E[A-9871133
Financiall'lanager:
lhtional Scierre Foundatlon:
NF - CstrputationalFacllities
A L |bc'lean
32,000.00
E23139R5119722705 980145 EIA-9871133
47.070
Financiallbnager:
lhtional Scierre Foundation:
ISF - CottputationalFaci'lities
JKLee
36,000.00
APD01
E24ln P50ffi 2%05 941016 MIP-9501163
47.070
Financiall'lanager:
tlational Sc'ierreFoundation:
NF-Electmn Microscopy& Astronoly
T J Schulz
r.7a-83
47.070
47.070
824137P&67 244oS 960116
lhtional ScienceFoundatlon:
CCR-9696084
Financialhnager:
NF-Cyc'lidesin Gecnetricl{odelirg
C Shene
71.15
2n,N2.65
47-O7O
FORCFDA#
TOTAT
m,N2.65
lhtional Sc'ienceFoundation:
CarbonAl'location
004 l6F-Belon-Ground
U3105 R5108423007 960614 DEB-9615509-AID
47.074
K S Pregitzer
Financia.ll'lanager:
Ithtioml ScienceFoundation:
ISF-LIREBTrophlc Dynllolves/l'loose
E23130R5116428505 930606 0EB-9317401-A1{)007
47.074
R 0 Peterson
Finarrlal l&nager:
llational ScienceFoundation:
I
I
I
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I
t
4,5g8.g2
I
3.e35.01
I
TrophicDynlblves/l'loose
E24072R5070328505 930606 Dt3-9317401-rlD007iSF-LIREB
47.074
R 0 Peterson
Financiall'lanager:
ion:
lhtional ScienceFoundat
q.27r.e2
E24L8 Rs0839
47.074
.24107 950601 DEB-9527358-40003NF-Littoral Connunitiesof Lakes
C Kerfoot
FinancJall'lanager:
llational SclenceFoundation:
|
1r,271.94
003
E24t4L w0876 24107 950601 DEB-9527358-Alf
47.074
Finarnia'll'lanager:
ilat'ional Scierre Foundation:
E24L49R5090623005 960u1
47.074
lhtional Scierre Foudation:
DBI-9601942
Finarcialllanager:
I$F-Littoral Ccnm;nitiesof Lakes
C Kerfoot
Faci'lity
I$F-l'lonitorirg Equip-FACE
D F Karnosky
005 I$F-Cy.clirgtW-N l{. Hrdrd. Forests
0EB-96298,12-II0
E24151R50912z3007 95U08
47.074
K S Pregitzer
Flnancialltnager:.
lhtional ScierneFoundation:
Ihe accorpanyirgrotes are an integral part of these finarrcial statemnts.
18
g,54o.37
I
Nt.n
I
243.M.71
I
I
I
I
I
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I
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ThIII/ERSITY
IECHNq.OGICAL
MICHIGAII
Research- SunrmryExperseby $D/*
Frqn 07l0llt9E8 to 06/30/1999
08n6t7998
FIQOftTAA
FundL3
CFOA#
Index Fud
Or"gn Proposalf Contract#
E24153R5091523005 960419 IBN-9652675
47.074
Financiallhnager:
llational Sc'lenceFoundation:
t
t
I
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I
T
I
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Dynamics
NF-Cormnity & Ecosystem
D F Karnosky
CarbonAl location
004 N,F-Belon-Ground
E24l6L R50ffi 23007 960614 DEB-9615509-AID
47.074
K S Pregitzer
Finarrial llanager:
tlational ScienceFourdation:
005 l6F-CyclingNq'-NN. Hrdrd. Forests
0EB-9629842-A}{)
E24162R5096823007 951a)8
47.074
K S Pregitzer
ltnager:
Finarrial
lhtional ScienceFoundatlon:
Amunt
9,880.68
55,385.44
4.%-
00r !6F-Furrtion of llitrate Reductase
E24198R5106924105 970737 WB-97279E2-NO
47.074
l{ H Grnpbell
Finarrial lbnager:
lhtional ScienceFoudation:
97,618.47
E ErprgyFlov E Pl
tJtlUI-RSI/Carbon
J Chen
66,073.63
EA499 R8061923007 961149 Su8DEB97-07426
47.074
Financial|hnager:
FedPas
l'lational ScienceFoundation
5%.240.91
t
I
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FundTit'le
47.074
FORCFDA#
TOTAT
535.240.91
llational ScienceFoundation:
EZJLIZ R51114?23,05 980301 Il{T-9811606
47.075
Finarrial lbnager:
thtional ScienceFoundation:
NF - Lanthanideftnplexes
J P Riehl
7.820.t0
-Coal
F24090w0749 22705 940307 INI-9415418Al,D004 NF-EntrairnentFroth F'loat.
47.075
S X Karatra
Financiallhnager:
lhtional ScienceFoundation:
t4,055.72
Illl-9613647-AlEo03 NF-Volcanicllazardin El Salvador
E24154R509342255s %0519
47.075
Finarrial l'lanager: l{ I Rose
lhtional ScienceFoundation:
14,116.00
E24183R510172255s 970526 IMI-9704290
47.075
Finarrial fhnager:
thtional ScienceFoundaticxt:
l6F-International RschFellox Avard
J ll Vallance
l0.850.00
Grant
E2752. R8063222705 970704 CO8ASE
47.075
Finarrla'l ltnager:
FedPas
thtional ScienceFoundatiott
Fellor,shiP
NRC- CO8ASE
T H Courtney
5.761.51
52,603.9!
FoRCmM47.07s
T0TAL
52.603.33
Foundation:
llationalScience
Ez3rgt P€.I076nMs
47.076
Foundation:
llationalScience
960611P3 Dl[-9752660
Financialllanager:
Ihe acconparyirgrntes are anintegral part of these financial staterents.
19
NF-ltulti -lledia Softmre lbvelop 3S A Sorby
36'5@.33
IJNIVERSITY
TEC]$ftOGICAL
I'IICHIGAI'I
Research- Sumnry Experseby CFDA#
to 06/30/199
Frqn 07/0111998
08tt6tLgpB
FKIOPLlSA
Furd[3
cF0s
Index Fund
E23tO2?'nn
47.076
l,lationalScienceFoundation:
47.076
0rgn
Proposal# Corfract #
!,latJonalScienceFoundation:
t rDunt
Finarria'l l'lanager:
NF-itulti -lledia Softmre lhvelop3B.J Baartrnans
t9,E9t.24
DIE-975?244
Finarnial lhnager:
NF-Teachirgltultithreaded Progran
C Shene
53,735.4!
24p,05 960611K1DUE-9752660
E23103R5107824,f05 970602
FurdTitle
E&IL4 p5llh6 22305 971108 DtE-9850700
47.076
Finarcial lhnager:
Foundation:
lhtional Science
lilodelingEryerircnts
!6F-Conputer
R E Brost
001 lsF-codeGenerationfor ILP
823115R5112324405 980116 CCR-9870871-Aru
P H$+earY
lhnager:
Finarrial
Fourdation:
ilational Science
47.076
Generatlonfor ILP
001 NF-REU/Code
E m 4 3 ffiI212 24/fJ5 980116 CCR-9870871-A|D
47.076
Sweary
P
H
lhnager:
Finarrial
lhtiona] ScienceFoundation:
8.104.25
\n,9N.67
t,ffi.6
I
I
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I
I
I
I
I
I
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E?4125Rs083322205 950121 0tE-9553571
47.076
Finarrial }|anager:
Foundation:
lhtional Science
ProcessQeratiors Prg
NF-Advanced
E R Fisher
t74.C93.s9
E24l6o R5096024405 960603 DtE-9653244
47.076
Financialftnager:
Foundation:
ilational Scierrce
rElthdergrads
NFGeoretric Conputi
C Shere
11.450.46
E24174R5099322605 961130 DtJE-97s0571
47.076
Financial l'lanager:
Foundation:
lhtional Scierrce
NF-Integratedlhermal Scierre Lab
N V Suryanarayana
36.094.18
DtE-9750572
E24rn R5100422505 96113l
47.076
l'lanager:
Finarnial
Foundatlon:
Sclence
llationa]
NF-ProfessionalDesign Laboratory
H ESloan
30,616.97
Fellowship
001 HIU - Qrnyanl4angus
E34070Sg}ns z1/f/S 980116 CCR-9870871-II'D
47.076
P HSweanY
Financiallhnager:
l,lationalScienceFoundation:
3,270.00
504.%2.78
47.076
FORCFDA#
TOTAL
504,362.78
llational Scierre Fountdation:
ve NitrogenOxides
NF-RSI/Reacti
E23100wlo73 ?2N5 970537 0PP-9725463-M)002
47.078
llonrath
R
E
lhnager:
Finarrial
llational ScienceFoundation:
Ile acconparyirprntes are an integral part of these finarrial statemnts.
20
I
I
I
I
I
I
I
m4.607.23
204.607.23
FORCFDN47.078
TOTAT
t
t
204.607.7J
I
t
t
I
I
t
I
I
UNIVEFSITY
TEOINOTffiICAI
HICHIGAN
Research- Sunary EPensebY CFDA#
Frcrt 07l0llI998 to 0613011999
08/16/1999
FKIOPLIsA
FundL3
CFDA#
Index Fund
0rgn
Proposa'l# Contract #
U S EnviromntalProtectionAgency:
E2Ar7 R51053z%ss %Ltm
66.500
U S Erwirmntal ProtectionAgerrY:
cR825697-01-2-Al'02EPA-DesigQrldanceAir SParglrB
J S Gier*e
Finarrial lbnager:
t
t39.7%.79
E242t8 R5l05/- ?2&5
66.500
U S Envirmrtal ProtectionAgerrY:
961120
ffi2fi97-0r-2-tro2
Finarrial llanager:
Air Spargirp
Guidance
EPA-Design
N J lhrtzler
N2.A-
E242t9 R5107922N5
66.500
U S ErwiromntalProtectionAgencY:
%tt20
Air SPnrglrp
Guidance
cfil2%97-01-2-Arfr2 EPA-Design
D
L
Perran
Financtallbnager:
n.9€6.8
E242n R5tL?5?3005 971021 C1826541-01-0
66.500
Financiallbnager:
AgencY:
US EnvirtmntalProtection
EPA-BelorGroundEcosystenFurrtion
K S Pregitzer
E2An ps.Iu.g225s5 980115 CR826614-01-0
66.500
Financiall'bnager:
AgerEy:
Protection
US Envircrnental
tPA - Envirormrtal Renediation
A S llayer
u,gsz.t2
E?e504R806?422605 971007 248419
66.500
Financial llanager:
U S EnvironpntalProt AgcyFedPass
Decision
U of Toledo-EPA/lbrkovian
J lf Sutherland
52,541.68
169,848.95
4n,80?.8
t
I
I
I
I
I
I
I
T
I
FundTitle
66.500
FORCFDA#
TOTAL
4?8,802.e3
'ProtectionAgncy:
U S EnvirqrBntal
E24203R5096/-22N5
66.501
U S EnvirqmntalProtectionAgerrY:
960238
R825370-01-2-4102 EPA- EIOOT
D lf lhnd
Financiallhnager:
stic Reactor/ClnSynthesis
E24204P5095522205 %023/E R825370-01-2-AID2 EPA-lhuri
66.501
l,l
E
ltullirs
l|anager:
Financial
Agerrcy:
Protection
U S EnvirorBntal
76,510.39
25,l3{1.88
E?4205P50964?2405 960238 R82s370-01-3-M)3 EPA CerCnTSubcontracts
66.501
.l C Crittmden
Finarrciallhnager:
U S EnvirqrBntalPrstectionAgency:
2U,06-24
R825370-01-3-llp3 EPA- CerfITf Adninistration
E24m9 W0965 22405 960A8
66.501
J C Crittenden
Finarrial llanager:
U S EnvirtnBntalProtectionAgerry:
32r.474.9t)
E2ryn P509792m5
66.501
U S EnvircnBntalProtectionAgerry:
960238
R8?5370.0I-2-Nfi2
Financiallhnagen:
EPA-DesigToo'lsfor ProcessSafety
D A Crorl
lhste StreamsDiscrete Prod
E24211R5098022605 960238 W?5370-0L-2-AtOz EPA-EO|
66.501
J ll Sutherlard
Financia'lllanager:
U S Envirmertal ProtecttonAgerry:
Ihe accurpanyirgmtes are an integral part of these f'lnarrial statenBnts.
21
30,9a.41
13,315.21
FTMPLlSA
Furd L3
CFDA#
I
I
IJNIVERSITY
TECHI{OI.OGICAL
I4ICHIGA}I
Research- SurnnryExpenseby CF0A*
to 06/3011999
Frsn 0710111998
08n6nw
Index Fund
Orgn Proposal# Contract#
FundTitle
t
E24212RsW$ nn|
66.501
U S Envlrorpnta'lProtectionAgency:
960238
R825370-01-2-A}O2 EPA-PhvsicalProperty |.tgt Svsten
Ftnanciall'lanager: TNRogers
25,504.50
824213 P509.f.2?2N5
ProtectionAgency:
U S Envirqrrenta'l
960238
R825370-01-3-AID3EPA- CenCITT/CivilCost Share
Finarrial l'lanager: JCCrittenden
35,368.95
CoRE
R825370-01-2-AI'D2EPA- CPAS
J RBaker
Financial|lanager:
82,L12.32
66.s01
66.501
E242L4P509p522405 9602U
ProtectionAgency:
U S Envirorental
ru05
824215P609P.7
65.501
Agency:
U S EnviromntalPrptection
Aides ProcessArnlysis
960238 R825370-01-2-Am2 EPA-0esign
Financiall'lanager:
BABarna
Arn1ysis/Orylhchinirg
W25370-OL-2-NAZ EPA-Econcrnic
E?4221R5Ll07 22605 950238
66.s01
Basu
S
Finarrial lhnager:
U S EnvircnpntalProtectionAgency:
E2426 F.FIa0I nMs
66.501
U S Envirtnental ProtectionAgency:
%0238
Sofbtiare
Linkages-P2
R825370-01-3-403 EPA-Autqmted
E
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Financiall'lanager:
of l4ethanolfron lletharp
E24226P5lmz ?24X5 960238 R825370-0f-3-AHB EPA-Prod
65.501
Dl{tland
llanager:
Financial
U S Envlromntal ProtectionAgency:
66.501
E242n R5l203 22N5
960238
ProtectionAgerry:
U S EnvirorBntal
R825370-01-3-AlfXl EPA-lndicesfor Grem ChemlcalProd
Firnrrial Hanager: J RHihelcic
of P2 Franarork
E24m RSr20522405 960238 R825370-01-3-A}O3EPA-Inplementation
66.501
t{
lJard
D
l4anager:
Financial
Agency:
Protection
U S Envirqrental
T
t
t3,4n.w
I
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T
I
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16.508.51
27,9L2.s7
37,2U.76
6,Lrg.s2
3,8,16.44
Applications of CPAS
E24n0 RsL20622m5 960238 R825370-01-3-Al'03EPA-Integrated
66.501
DRShorrnrd
lhnager:
Finarrial
U S EnvironpntalProtectionAgerrcy:
26,665.8
Applications of CPAS
E2423tR5r2072?2:05 %0238 R825370-01-3-Am3 EPA-lntegrated
66.501
AAKline
lhnager:
Finarrial
U S EnviroapntalProtection&erry:
7,307.6
Applications of CPAS
824232 R5120822205 96023€ R825370-01-3-AHD3EPA-Integrated
66.501
T
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Rogers
l4anager:
Financial
U S EnvirorpntalProtectionAgency:
11,644.53
E24755R508tl nMs
66.501
U S Envlrorrenta'lProtection Agerry:
tPA - PzSCIPS
950627 CR824506-01-0-AM0003
E24783Rs0890ru05
66.501
U S EnvlrormntalProtectionAgency:
9fi627
Finarrial llanager:
P P Radecki
EPA' PzSCIPS
cR824506-01-0-AlD003
T ll Rogers
Finarrial lhnager:
EPA- PACIPS
E247U P50Wr ?2.205 950627 cR824506-01-0-AlO003
66.501
D RShonnard
!'lanager:
Finarrial
U S EnvirolBntalProtectionAgency:
74,813.93
tL,764.89
0.n-
r,r45,801.75
66.50I
FORCFDA#
TOTAL
mtes are an integral part of these finarcial staterents.
Theacconpanyirg
22
1.1"5,801.75
t
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I
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I
I
I
t
I
I
t
I
t
t
I
I
I
I
UNIVERSITY
]ECHNOTOGICAT
MIC1IICAII
Research- Sr.rrnaryEpeme by CFD/#
to 05/30/1999
Frtlrl.0710L11998
08tL6tt9B9
Fr@t18,C
FundL3
CFDA#
Index Furd
0rgn
Proposal# Contract I
FundTit]e
U S Enviromntal ProtectionAgerry:
of l{assTransfer
E?4794R5A9E2?%55 %0241 R825405-01-3-llD3 EPA-Investigation
65.504
A
S
l'layer
}hnager:
F'inancial
Agelty:
Protection
U S Envlr<rmntal
E3,l{)4559020022555 %0241 R825405-01-3-A!D3 lflU - Lirorg ZhongFelloishiP
66.504
A S lhyer
Finarrial lhnager:
U S EnvirqrBntalProtectionAgqrry:
1S2,235.39
9.158.00
191,393.39
66.504
TOTAT
FORCFDA#
191,393.39
U S Envirmental Prot &cy FedPass
Effi06 F€0627 n705
66.505
U S Envirmrtal Prot @y FedPass
970825
Poff0000$523
Financial l'lanager:
UNIVE-Surface
Cheristryof 0il/Sotl
J ll Drrlich
12,528.41
v.5n.4l
66.505
TOTAT
FORCFDA#
t2.528.41
U S EnvircnpntalProtectionAoerrcy:
E242t6P51024nqs
66.606
U S Enviromntal PmtectionAgerrY:
9706n
iarre AssistanceCenter
EPA-Cry,pl
cx825919-01-3-Al.O3
Finarrc'lall,lanager:
J R Baker
EPA-Copl
ianceAssistarre Center
E2424 PSll76 22405 970623 cx825919-01-3-Af',D3
66.606
J R Baker
Finarrial l&nager:
U S Envirmntal ProtectionAgencY:
E24233R'lz'L ?240s 981253 x995434'01-0
66.606
Finarcial l'lanager:
U S EnvircnentalProtectionAgency:
ine Sustainability Oata
EPA-Base'l
K L Bradof
44L,776.90
@.124.14
4,424.n
506,325.81
66.606
FORCFOA#
TUTAT
506,325.81
U S EnvirormntalProtectianAgency:
66.951
U S tnvirorcntal
E2420 RSuW n$s
97nn
NE985794-01-0
Financial llanager:
EPA-Canpus
VolunteersC.C. Schools
J F Schunaker-Chadde
t2.749.il
TUrAL
FoRCmA#66.951
Ihe accolpanyirgmtes are an lntegra'l part of these financial staterBnts.
t2,749.64
CFDA#
I
T
UNIVERSITY
HICHTGA}I
IECHIWI.OGICqI
Research- SwnrrY ExpensebY CFDA#
to 0613011998
Fron 07/0111998
08tt611999
FrQoPt18A
FundL3
Irdex
Fund
Orgn Proposal# Contract#
FundTitle
t
U S 0ept of ErergY:
81.049
U S Deptof ErerlY:
E21661R5068624605 911034
constrOintsi|letalAtooat
ooE-strr.rc
DEFG02-92ER14282:A07
DRBeck
Finarrciallhnager:
81.049
U S Deptof EnrergY:
821674R5084223005 9s0413
AtnnsphereCarbonTrsf
USEIE-Forest
D[-FG02-95ER62U5-I}E
D FKarnoskY
Finarnial l'lanager:
E21685R511092?2g5 g7L24$
0€-FG07-98ER14S62L6El€-lleasurmnt& l|odel lhzardous
HEltullins
Financiallhnager:
42,8L3.@
81.049
U S Deptof ErergY:
47,937.L7
644,n3.U
E25382R4067524105 96Om
81.049
thru:
Pass
U S Deptof Erergt Fed
Cf;€'m7}-$A$d I
Financiall$nager:
Aspenv/Altered Li
CPBRl-Trarsgenic
GKPodila
22,n7.67
E28502R8068 z3005 9Nn3
8t.049
Thru:
Pass
Fed
U S Deptof ErcrqY
V51573-A}O5
Finarrial l'lanager:
Plants& Soll
Carbon
MICHI-RSI/FIux
KSPregitzer
100,996.35
g7-o?1 |yb 2
E28585R4070523005 967127 WrcrtC
81.049
lhnager:
F'inarnial
lhru:
Pass
Fed
U S Deptof ErnrgY
andEnerqvBudgetExch
UNIVE-Grbon
J Chen
.27
50,677
E28635R8054123005 940223 V51573-41{)5
81.049
Finarrial l'hnager:
Pass
Thru:
Fed
U S Deptof ErergY
MICHI- Flux CarbonPlants & Soil
KS Preg'itzer
460.02
I
t
I
I
I
t
909.416.01
FoRCFol#81.049
T0TAL
U S Deptof ErergY:
81.057
U S Deptof ErPr$t:
E21683R5105822705 961148
DE-F826-97FT97?L IJSEI€- HighCarbonFIY-Ash
S K Kalatra
F'inarrciallhnager:
16,371.16
8r.057
U S 0ept of ErrergY:
E3/0/SL590n6 22705 961148
Hn - S. JaysonRiPkeFelloshiP
DE-FG26-97FT97271
Financial!'lanager: S K Kamtra
L4.8n.00
31,198.16
FORCFDA#
TOTAL
81.057
31.198.16
U S Oeptof ErergY:
81.086
U S Deptof EnergY:
E2I682 ffi102. 23805 970416
voc Prtss Emission
AusEl'E-ReducirE
DE-FC07-97IIB86-A}0
G0llc€innis
Financiallhnager:
rntes are an integral part of these financial statemnts.
the acconpanyirg
24
I
T
I
I
I
I
I
I
I
I
909.416.01
124.576.41
I
I
I
I
I
I
t
t
I
I
I
I
I
t
t
I
I
t
t
UNIVERSITY
MICHIGA}I
TEC}I}OLOGICAL
Research- SumaryEpensebY CfDl#
to 06/30/1999
Frqn 07101/19fl8
08116n99B
FIQOPLTSA
FundL3
cruAt
Index Fund
0rgn Proposal# Contract#
980716
FundTitle
Arto TechEd (GAIE)PrEn
USEIG-Grad
0E-FC02-9SCH10951-Am
DLAbata
Financialllanager:
Anount
81.086
U S kpt of ErerqY:
E21690R511542605
81.086
U S [)ept of EnergY:
E2169r R5115522S17 gSlgn
Al"mirumlfastes
DE-fC07-98I013663 t6El€-Recycle/Reuse
J lhang
Financial l'lanager:
81.086
U S Deptof Ercrgt:
E3408559024023805 970416
}larg Fellorship
A{ru - Yuh-Shuh
DE-FC07-97ID35/6-AI'D
Financiallubnager: G D|'lcGinnis
8,7m.00
81.086
U S Deptof EnergY:
E3/s1T SgA25?mI|
DE-FC07-98I013663MIU- ftiyorq Xu Fellotiship
J lhnns
Finarrial lhnager:
2,1$.00
980327
$,990.37
n0,57t.t4
463.337.92
81.086
IOTALFORCFDA#
463,337.92
U S Deptof EnergY:
[m lbx CoalConbust.
USENE-tlt'iliz.
DE-.FC2r-9+r3n74/t6
81.089
U S Oeptof EnergY:
E21670R1065328305 930730
81.089
U S Oeptof BnrgY:
E21684R5109828305
DE-FC26-98FtN324 tSEIE-CoalCcrSustionBy-Products
Financiall'lanager: J thanS
81.089
U S Deptof ErergY:
E3407659023128305 970410
DE-FC6-9trT4i324
F:inanciallhnager:
Financiallhnager:
J
lhanS
MTU- llee-JoonJeonFellorshiP
J ltmrp
2U.63
251,35r.48
11,990.00
?63.576.Lt
FORCFDA#
81.089
TOTAL
263,576.
ll
lhtional Instituteof lha'lth:
93.L72
En4Z3R5l0l0 24N5 950916-P35 R01llG0ls02-02
htationalInstitute of llealth:
Finarrial lhnager:
Prgn
NlH-ParallelDM SeqAssenblY
X Huang
I Rol 11G01676-01 NlH-GerwricDM Sequences
822424R5107424./f,5 970t27
93.172
X ltuarg
llanager:
F'inanctal
of
llealth:
|htional Imtitute
15,749.38
19
50.840.
En46 R5111924405 950916 5 R01l{G01502-03
93.112
Financial l'|anager:
of
llea'lth:
lhtional Imtitute
NlH-ParallelDM SeqAssedlY Prgn
X ltuarg
31,934.36
5 Rol 1G01676-02
E22426PSLtn 2440,5 970t?7
93.t72
lbnager:
Financia.l
of
llealth:
lhtional Institute
NIH-GenfiIicDM Sequerres
X Huang
39.r81.44
t37,7tt.37
TOTAT
FORcfDN 93.172
notesare an integral part of these finarcial statenerts.
Theacconparying
25,
t37,7tL.37
OuIT?IT9W
Ffqgp11gA
FundL3
I
TJNIVERSITY
IEOINO-OGICAI
MICHIGA}I
Research: Sumary Epenseby CFDA#
Frsn 07/0Ill9.fr8to 06/30/1999
r
I
----------r----------. .. ::i-ll:l:--------:y:1.--::i.....:v...::T::lL.:i::i-f..
-.-.::ry..---.I
I'tational'Institute of llealth Pass:
G]ycopro
virus Errcoded
Enlgg R8062824L05 970705 L1il.62-?21-O4lLO uNlVE-thique
9i1.859
Gretz
H
R
ltanager:
Finarrial
Pass:
llational lrstitute of llealth
50'089'57
50,089.57
notes are an integral part of these financial statenBnts.
Ihe acconparying
26
I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
93.859
TOTAL
FORCFDA#
9t,089.57
FORCFDA's
TOTAL
GRAND
10.589,312.89
t
I
I
I
t
I
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t
I
t
I
I
I
t
I
I
I
I
I
I
I
I'NIYERSITY
}IICHIGA}I
TECHNOTOGICTT
by AgencY
SurnaryExpense
Fron07l0tll9P,8to 06/30/1999
08tt6n9B9
FIIIOPLlSC
fundL3
CFDAT
Index 0rgn
Fund Proposal* Contract #
Page
FundTitle
FederalHighdayAdrini stration:
RelatedDistress
DIB6I-%-C-00073-HIFl+lA-TC/ltt1s
E24809PJ0724224l,5 %0720
T J VanDam
Firnrrial lhnager:
FederalHigln"ayAdlini stratlon:
Fll{A-TechTrsf AlBr Indian Tri bal
Ez4pjl Rr0730240,5 920913F 0lfll6l-93-X-00001-H00
BDAlkire
Financlallhnager:
FederalHighlay Adninistratlon:
Trsf ln Irdian Tribal
Flll,lA-TC/Tech
EZAAtgRtO754?2405 920913F 0]FllSl-93-)(-00001-lll0
B DAlkire
Finarniall'lanager:
FederalHigtnmyAdrinistration:
n7,523.08
4.140.63
L24.930.23
E248$ n073f 224f.5 970432 DTFi6l-97-P-00401 Fli.lA-ProiectSelection Prograrnlrg
80Alkire
Finarciallhnager:
Adrinistration:
FederalHigln'iay
649.73
98L?32
& Project Estimte
DTR59-99-P-00219 T5.TRA-TC/I'OC-ERL
TL lkNlnch
Fimrrlal l&nager:
r,n8.52
E?4817P'tl$z 224f,5 981115
D1Fil61-99-X-00011t5TM-Tribal TechnicalAssist Prgn
B D Alkire
Finarrial lhnager:
97,74t.U
E24€16PJ0776UNs
FederalHighhnyAdninistration:
FederalHigin*ayMnin
356,283.83
Total for
lklntyre Stermis
Mru- Doris GerdesFellowshlp
E3403559018923007
Financial l'lanager:
Itlntyre Stenn'is
J
Chen
10,660.37
10.660.37
Total for
IIASA
E2M2 R5r0t9 24605 960919
rBar Maptive Hirror
0003 I!{SA-RSI/Li
MG5-6310-S[PPL
C Ftaclas
Finarpial l'lanager:
E24403S1064 22555 970632
MGs-6650
Finarrciallbnager:
Envir RemteSemirg
IIASA-RSI/CnIr
G J Eluth
135,508.96
E24404R5106523005 970632
MGs-6650
Financialllamger:
Envir Rspte SensingEd
iIASA-Center
A L l'laclean
47,476.67
824|05 R5106624605
MG5-6650
Finarnial lbnager:
Envir RenpteSensiryEd
IIASA-Center
J B Rafert
t.t62.N
E2446 s':067 22405 97W32
MCs-6650
Financiallhnager:
Envir RenpteSensirgEd
ItASA-Center
M C Peterson
3,915.48
E24N7'PF.I0f8 22555 970632
MG5-6650
Financialltnager:
Envir RenpteSensirpEd
IIASA-Center
J ll Budd
28.978.00
i{ASA
ll4sA
IIASA
tusA
I{ASA
NASA
27
u.426.4
UNIVERSITY
1ECHIOLOGICAL
HICHIGAII
Surnnry ExPensebY &encY
Frm 07/0L1t998to 0613011998
08n61L99B
Fr@Pt18C
fund t3
CFDA#
Index 0rgn
Furd Propsal# Cortract #
FundTit'le
Page
2
Amunt
----_--i-----i
E24N8 ffiIOTO 22505 g70g2}
Turline conbustorconcepts
N|!!SA-Gas
MG3-2088-SIPPLU€MI
S Yang
Finargial l4anager:
E24409R5108522705 970305
I
ttAGS-l478-SuPPt
Financial l'larager:
I{ASA
I{ASA
}TASA
0001 t{lsA-Lsuperior Ice Field l'leasunmt
E244r0 R510S524605 9504018 NAGS-7051-SLPPL
Finarrial l'larrager: ANPilant
E2Mr2 R'Ltt7 asl55 980?02 ttaes.7272
Financial Manager:
iusA
E244tg Nnz!, z1555 g1tt9
IIASA
NASA
lnducedsettling
ItASA-Gravity
T'H Courtney
canic Plr.srcArnlysis
IIASA-RSI/Vo1
lf I Rose
lhzard ltitigatlon
0001 ltlASA-RSI/Volcanic
MG5-7576-SUPP
GJ Bluth
Finarria'l l'lanager:
E24788 R5090024605 %A612-13 MG5-3279
Finarrial Manager:
r/ErergY
iIASA- GRBPulsesChange
RJ [bmiroff
63,820.35
6t,639.27
51,167.27
32.621.03
s5,5r5.13
I,192.86
E247W R50W5 22555 951003
MG 5-3260-$pp. I
Finarrial Manager:
tIASA-RSl/CcrpareTO's & 0CT5Data
GJBluth
16,519.86
E247g7p$0g7| 24605 960609
stars Atnosphericl4odels
0003 I'tASA-Cool
MG5-3689-SUPPL
Finarrciallt'tanager: A BorYsow
55,987.51
E247ggRfigg4 24605 gTIw
Lensingtn GRBS
0003 l{ASA-Gravitational
MG5-4756-S[PPL
RJ htemiroff
FinancialManager:
E24800R5105724505 960544
InducedAbsorpt'ion
0003 }tASA-Collision
ltA65-4534-SuPPt
A Borysol
FinancialPhnager:
M'160'74
E24S0l R5117324605 960609
stars AtrmsphericI'lodels
0003 ItASA-cool
MG5-3689-SUPPL
A BorYsol
Finarnial I'hnager:
286.65
E3407559040 22555 }BOI4f-
Riley Fellotship
QQ0NASA-Colleen
ll6I5-76-SUPPt-B[Nf
Financiall4anager: GJBluth
20,ffi.65
E34078590233 ??.555 980304
- SharonBarkerFelloushtp
0001IIASA
ICT5{0fS4-SUPPL
G J Bluth
Financial i'lanager:
20.t28.65
TIASA
l'lAsA
NASA
I{ASA
I{ASA
I{ASA
NASA
t
I
I
t
I
ihtionnl ParkService:
E27t8 R509L723005 %0912
InformationSystan
l/i430{631095001-}003T5PAR-Geographic
H D llYsloP
Financial l'larpger:
Ez7Zl PsL00024805 9706?2.
cA 9910-7-0016
Finarrial l4anager:
lht'ional ParkService:
979.77
19
705,194.
Total for
llational ParkService:
I
I
I
I
I
I
I
I
I
LardscapeInventory
TEPAR-Cultural
P E |hrtin
7%.78
I
6,fi4.92
I
t
28
I
I
I
I
I
I
t
t
I
T
I
I
I
I
t
I
t
I
UNIVERSITY
I,IICHIGAI,I
TECH}IOLOGICAL
by AgerEY
SunnaryExpense
to 0613011999
Frsn 0710111998
08n6n98B
FTQOPLTSC
furd L3
Index 0r9
CFDA#
Fund Proposa'l#Contract#
I
3
FundTitle
ZgO05 %0912
EZIA. RSL}OG
InformationSystem
UsPAR-Geographic
1443CA63109600f-lmB
H 0 Hyslop
Finarrial l'lanager:
E227A R5105923005 941157
lbnitoring IPS
mD3 UsPAR-llolfllloose
1443CA631095004
R 0 Peterson
Finarria'l l'hnager:
2,a,2.9-
EZZ7Z4pSltLO 24BOS 980601
615
Lardscape
!P2 IISPAR-Industrial
1443CA531096001
P E llartin
Finarrial i4anager:
6,940.00
lht'l
Ecolosy-voyaseurs
2 TSPAR/l{o]f
144304682098001-100
R0Peterson
Finarrial lhnager:
?5,254.21
En7% p5IL?2. 23005 98042,
Holf lrgrrt-PicturedRocks
tfo 2 IJSPAR-Gray
1443CA6S2098001
Financiall4anager: R0Peterson
u,719.4
En727 R5n74 23005 941157
l',lonitorins tfs
KD4 TEPAR-llolf/lhose
144304631095004
R0Peterson
Financialllanager:
2r,424.il
NationalParkServlce:
]htional ParkService:
llational ParkService:
E22725FSltI}
2gOO5 980322
lhttonal ParkService:
lhtional ParkService:
lhtional ParkService:
E2278 F5,lISg 2ffi05
gg}2l0
NationalParkService:
FormationsncrmTrails
oRDtl 9902YELL0-l'logul
cc$FlF.lINC
Financiall4anager: RGAlger
31,913.34
2.500.00
u7.880.83
Total for
U S Air Force
E2n53 Rr073922605 97058
Assigrnentto BrootsAFB
IPAExecuted6lt0l97 USAIR-IPA
Finarrcial!4anager: 0 A ilelson
28305 970535
R10741
E21154
Blast lledia Treatabi
USAIR-Abrasive
F09650-97-C-021-P0L
Finarrial lvhnager: J lt"anS
Em55 n0747 22505 970926
Proiection/InagirE
Beam
USAIR-Laser
F3&00-97-14-0522-P07
M Roggenarm
Financlalhnager:
E2n62 Rr07752250s 981146
USAIR-lhui
IPAt2l0Ll9t3
$nce Surveillance(IPA)
Finarrcial'l'fanager: B E Striblirp
E2ll64 R10r/8 28905 990235
IPA 0996/
Financia'llhnager:
U S Air Force
U S Air Force
U S Air Force
U S Air Force
U S Air Force
Bioeffects Lab
IJSAIR-CBE/krergy
D A llelson
Total for
3.954.01
n,8z-g
85,475.67
2,9%.t9
12t.6%.4r
U S Arfly
E20487R1065628605 9407L9
lloise CarrelI ati on
TACOI-Acoustic
DME07-93-G-R001/005
JC Rogers
Finarrial l{aroger:
E20489R1069928605 940704
on SurgeContrPTACCII-Track/Suspensi
DME07-94-C-R123-H0
HDOsborne
Finarrial l'bnager:
U S AntU
U S Army
t
t
Page
29
114,109.79
5,545_70
Cft)A#
Irdex
0rgn
Fund Proposal# Contract#
SurgeContr.
PTAccIt-Track/suspersion
DME07-94-C-R123-]'100
Finarrcialf'lanager: MD 0sborne
E2049I R1070128605 }NTM
0ME07-94-C-R123-1fl'PTAccH-Irack/suspensionSurgeContr.
67,198.14
H D 0sborne
Finarcial l'lanager:
E20492R107052S605 9/f/7o4
surgecontr.
PTAccf.I-Track/suspension
DME07-94-C-R123-}O0
H D Osborne
Financiall'lanager:
8V,0n.23
E20493R1072028505 }NTM
SurgeCortr.
PTAc0i-Track/suspension
0ME07-94-C-R123-I'00
l1 0 Osbonrc
Financial}hnager:
7,279-31
SurgeContr.
PTAc0'l-Track/suspension
DME07-94-C-R123-1.00
llanager: HD0sborre
Finarrcial
151.10
USAmy
U S Antry
USAnry
E2O4y5RIOTZgifj605
gN7O4
Em4g7 R107522705
971008
USAnw
U S Army
73,610.07
t
I
I
I
I
I
91.503.44
MDIProeran
t47,4a2.ffi
E20499R1076028605 971008
- TARDEC
MDI Prosram
PTACc[f
DAAE07-97-C-X150-1400
Financiall'lanager: G RSirula
26,916.37
E205OLFJO7622tfi05 971008
AADIProgran
PTAC$|- TARDEC
0AAE07-97-C-X150-1fl0
Finarrciall4anager: G RSirula
2.454.#
E2O5O2
n0767 2ffi05 971008
MDI Program
PTACfi- TARDEC
DAAE07-97-C-X150-H00
Financiall'larager: G RSirula
337,698.01
E20503RIO17} 22605 980808
lPA8l26l98
Finarrcial
l'lanager:
E20504R1077428605 971008
- Tl57I TrackShoe
PTACCH
DIIE07-97-C-X150-H0D
H0Osborne
Financialibnager:
E20505R1078328605 971008
AADIProgran
PTACfi- TARDEC
DME07-97-C-X150-m0
l'lanager: GRSlmrla
Finarrcial
U S Army
USAmy
U S Arnry
USAnV
U 5 Anty
capillary PtnpedLoop
TACCII-Deve'lop
0Allelson
of srnrqackData
E?OW PJO764221f,5 98062?. DAC1{35-98-P-0202tsAB',l-Rsl/Analysis
Financiall4anager: D LJohnson
r,*57.M
9,959,93
?72.69
28,943.6
820595R1070428605 960340
& Tl54 BushlruTests
DAAC79-%-P-0896 USAF'|-T]3[
Financia'l
llanager: GRSirula
E20596R1070622605 951034
of [-Hf-Ti Allovs
usAF.l-Developcnt
DMt0l-96-P-0690/P03
G Subhash
Financiall'lanager:
6,634.04
E20605R5126 22605 990313
strength Textile
DMD19-99-1-0266 USAFI{-Residual
G Subhash
Financialihnager:
1.693.34
U S Arflty
U S Arfly
USAny
AusterperedIron
PTACO|-Ausformd
DME07-97-C-X150-100
K B Rundmn
Financialllanager:
tlTl;lf'c
e71008
2860s
R107s3
E204e8
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U S Army
U S Arny
FurdTitle
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USAmV
U S An'y
Page
IJNIVERSIN
TECHIIOLOGICAT
MICHIGA}I
bYAgerrcY
SunnaryExpense
to 05/30/1999
Fron 07l01l199,8
08n6lr9B8
FrcPPL18C
fundL3
30
948.3{l
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UNIYERSITY
TECHI.IOTOGICIT
HICHIGA}'I
ExpersebY ASencY
Sr-nrnarY
to 0613011999
Frsn 0710L11998
08lt6tI99p
FT@PL18C
fund L3
Index Orgn
Fund Proposa'l# Contract *
FundTitle
BushirqEndurance
DAAC79-98-P-0365 USqRil-T-lS0
GRSirula
Financiall$nager:
E21160R1075828605 980603
U S Arflly
Page
5
ArFunt
3,948.87
1.015,326.68
Total for
ErELab:
U S Co'ldRegionsResearch
Plate Loadirg
6'qFil(cFREL)-Circular
DICA89-96-K-0009-P0I
E20598R1071928605 %0726
R
6
Alger
l'lanager:
Finarnial
Erg Lab:
u s cold RegiorsResearch
Chal'lerEer55
Ealfjlz RIO7ffi 2ffi05 980331 DICA89-98-H-0207 USARI(CRREL)-CAT
R
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Alger
lbnager:
Finarrial
EngLab:
u s co-ldRegionsResearch
109.70
1,954.85
2.04f.55
Total for
U S [)ept of Ccnmrce:
E24835 R1078022405 98122I
U S Deptof Ccmnerce
E24934RII73S n605
%0727n
U S Deptof Cotmrce
E24935Rr0737 ?2?j05 9s1018
U S Deptof Comerce:
'l0MJ$a0l0B9
Finarrial ltnager:
GISDataLayers
tSCOl-RSI/Develop
D L &hnson
19,653.66
/$MM711786
Finarrial l'lanager:
NIST-Integration EnvirorrBntfor A
Z Ling
4,N7.08
P0 #43Mlts7BAZ
Firancial ltnager:
NlST-llenry'sConstantI'basurercnt
T ll Rogers
3,6,15.91
Total for
?7,706.65
U S Deptof Erergy:
E21678R5090323805 960345
Biofiltration Techn
UsEHE-Phys/Chen
DE-FC07-961D13440-M)
Finarcial l'lanager: 6DltGinnis
174,953.24
E2t67g pSOgM24t05 960345
Biofiltratisn Techn
tFENE-Phys/Chen
DE-FC07-96I013440-M)
STBagleY
Finarrial llanager:
19,910.25
6El€-Air SpargingPerfonnance
DE-AR21-94fi3082-ArD
NJ l[ttzler
Financiallbnager:
31,168.60
tr-AR2l-9Of33082'M)tSEt€-Air Spargirg Perfonnance
Financiall'lanager: JSGierke
39,278.6
t6ENE-LmCost-BioScrubber
D€-AC26-98FT40414-H00
J thans
Financial lbnager:
49,615.00
U S Deptof Energy:
U S Deptof Ernrgy:
E2L680WO7l7 nq|
g4ln6
U S Dept of Energy:
E21681R1071822555 941226
U S Dept of Ernrgy:
E21ffi7 R\OTf8 n8L7
g7LL26
U S Deptof Ernrgy:
E21ffi8 Rtl7ll
U S Oeplof Ercrgy:
2fr55
g70g2l
t6Et€-CalibrationseismicAttribuLe
DE-AC26-988C15135-tfi)
ll
D Pennirgton
financlal hnager:
139.S78.56
UNIYERSITY
TECH}IOLOGICAL
MICHIMN
Surrnry E.PensebY AgerrY
to 06/30/1999
Frsn 07101/1998
08t16ll9B9
Fr@ft18C
fund L3
CFDAf
lndex Orgn
Furd
Proposal#Contract#
USEIE- FracturedReservoirs
DE-AC26-988C15100-ffi0
J Rl'lood
Finarrial llanager:
E2t692 R5ll86, 24605 981003
IFEIE-RSI/SIudyHighErergyParticl
DE-FG02-99ER41107
80,533.59
0F Nitz
Financialllanager:
U S Deptof EnergY:
U S Dept of EnergY:
FundTit-le
E2r6s9n0n2 225s5 glltrll
U S Oeptof EnergY:
Fellorship
HIU - l{illiam Everham
E34090590245 22ss5 g7O82O DE-AC26-988C15100-|00
Finarrciall4anager: J Rllood
8
92 590247 22555 970821
U S Deptof ErcrgY:
E34095590250 22555 970820
U S Dept of EnergY:
I
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Page
134,066.99
5,450.00
MIU- 0avid Forel Fellowship
DE-AC26-988C15135-I00
l{ D Penninqton
Financiall'hnager:
5,450.00
HIU - StevenChittick Fello*ship
D€-AC26-988C15f00-MI0
J Rllood
Finarrcial!'lanager:
2,180.00
682.48/..69
Total for
U S Forest Service:
E20276R5084023005 950719
Resilierry of Soils
USAGR-Long-Term
IMr-95112-R.IVA-A!0#2
Finarniall4anager: M F Jurgensen
E20n7 n0@4 23805 950604
Preservativ
llaphthenate
95-RJVA-2622-A}O1tlS0A-Copper
G 0 i'lcGinnis
FinancialHanager:
E20289R1071223005 960617
Effects Ozore& CoZ
Al0 4 USAGR-Scal'ing
IC-96-602-RVA
Finarcial l''lanager:' D F KarrnskY
155,844,60
E2f.?9Sn07?3 24€,05 960814
U.P- Forest
AssessnBnt
4 USAGR-Irpact
}|C-96-618-RIVA-AI{D
K E lblvorsen
Finarrciallhnager:
13.768.33
E20303R1073223005 9702L7
53-56A1-6-01597
Finarrial l'lanager:
820306R10738a005 970143
& HydrologicCntrls
23-97-24-NUA-NJD2tFDA-Geororphic
K S Preg'itzer
Finarrial lbnager:
E20309R1074224€,05 9706?f
R910-CS-97-042
FinancialHanager:
Collections
l,lSAGR-Archaeological
S R lhrtin
23005 970804
R10744
E20311
23-97-41-RJVA
Financiall''lanager:
of Black Ash
UsDA-EthrbbotanY
K S Pregitzer
19.815.3!
E20314R1075023005 970143
23-97-24-NVA-N2
Finarrial |hnager:
c-Hydrologic Cntr
USDA-RSI/Geqlorphi
K S Pregltzer
49.484.88
R10751
23805 9709A
E20315
97-RIVA-2958
Financialltnager:
Study
Bri dge-Extended
USAGR-Tinber
P E Laks
7,024.59
U S Forest Service:
U S Forest Service:
U S Forest Service:
U S Forest Service:
U S Forest Service:
U S Forest Service:
U S Forest Service:
U S Forest Service:
U S Forest Servlce:
U S ForestService:
StudiesSi l viculture
I.SDA-Advanced
G 0 Hroz
21.198.68
86.48
2t.767.52
8.065.04
1.328.65
I
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TECHNOTOGICAT
MICHIGAI'I
SurmarYEpense bY Agency
to 06/30/1999
Frcm07/01/1998
08t16lL9gg
FTQOPLTSC
fund L3
CFDA#
Index Orgn
Fund Proposal# Contract #
FundTitle
E20320R5110523005 980410
Eperinental Forest
I tEAcR-Teakettle
PSI{-98-011-RIVA-A}0
J €hen
Financial lhnager:
42,1W.62
E20322R51ll3 23805 9804?7
Plates in lhrdr"oods
TEAGR:Truss
2
98-R.IVA-3107-M)
J RErickson
Financiallhnager:
18,000.00
Ezlgn n0763 2/fl05 980505
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Finarrial ltnager:
FurnaceSite
uSAGffTestirg-Cottage
P Eltartin
t6,692.8L
E20326R1076623005 980810
23-98-/P-RIVA
Fimncial lbnager:
Avifauna-lttich.U.P.
TEAGR-0pen1ard
0J FlasPohler
25,003.49
98-RIVA-3181
Financtallhnager':
Alaskanlfood
UsAcR-StrenSth.of
J RErickson
14,4S!.94
Finarrlal flanager:
ogical Synthesis
tISAGR-Eco'l
S C Saunders
30.531.U
R910-CS-99-001
Financiall'tanager:
Gollectiors
T$AGR-Arctraeological
S Rl'lartin
U 5 ForestService:
U S ForestService:
U S ForestServlce:
U S Forest-Service:
Ez$A Rn77O 2fi05
98Og?9
U 5 Forest Service:
t20335 R5118023005 980913
U S ForestService:
E20336R5119024805 990324
U S ForestService:
E20337R5119124805 990314
a-99-04-ruVA
R9l0-cs-99-002
Financial !'lanager:
U S ForestService:
E20338R5119824805 90405
R907-CCS-99-005
Salnill Project
USAGR-Natna
D BLandon
S R lhrtin
E20339R5121123805 990431
99-R^IVA-3256
Financiall'lanager:
usA6R- ll0€ of Lakesstates Tirber
J RErickson
E20341R5121824805 990416
tht'l
R907-CCS-99-003 I,SAGR-LandUseChanges-fttara
Finarrcial!'lanager: HHDurfee
U S ForestServlce:
U S ForestServ'ice:
U S ForestService:
r88.16
3.205.83
Co:llect-Ottaua lht'l
TSAGR-Archaeol
Finarcial hnager:
t
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20'85
4,738.27
2.771.79
455,570.98
Total for
U S llavy
E21161R1075923805 980617
U S ihvY
M748-98-H-3017
Finarrial ltnager:
Resistarre
MVAL-FwpalDecaY
P E Laks
Total for
8,24.n
B,n4.n
U S Office of lhval Research:
Sensi
lhgnetic Resource
0FFIC-Study
N00173-98-r-G015-A0l
E2108{lR5!t24 24605 980521
B
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Suits
llanager:
Finarrial
U S 0ffice of ihval Research:
Total for
33
42,n5-74
42,905.74
CFDA#
Page
IJ}IIVERSIfi
]EOJNOLOGICIT
HICHIGAI{
bY AgernY
SurnarYExpense
to 06/30i1999
Frqs 0710t11998
ogtr6tL999
FrcoPt18C
fundL3
Index Orgn
Fund Proposal# Contract#
I
FundTitle
U S TankArtqlDtlve Cornnnd:
TAC0,- Prisn Target Database
E20474R105502860s 930220N DAAE07-93G-R001-m2
G R Sirula
!'larnger:
Financial
U S TankArtcflDtive Ccrnmnd:
Spec& Qualification
TAC0'l-Bushing
E20478Rr057028605 930707 0AAE07-93-C-R143-P05
G
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Simla
!'lanager:
Financial
U 5 TankAutonntiveCcnnand:
RadarSignatureRed.
TACOI-Thenml
DME07-93-G-R001/D04
E20583R1064728605 9N602
F
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C
lhnager:
Finarr'lal
Comand:
U 5 TankAutcnrctive
I
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10,600.96
5,t12.ffi
79,800.30
95.514.12
Total for
GMNDTOTAT
3,656.513.32
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IECHIbLOGICAI
MICHIGAI{
PassthroughGrantsandContracts
SumarY
Expense
to 0613011999
Fron07/01/1998
08t7611998
FI@PL18B
FundL3
CFDA#
Index Furd
0rgn Proposa'l#Contract#
FundTitle
Deptof TransPrtation FedPass:
FfrDin }ti PCCP'nnt
MICHI-TC/Study
61-9471/359-8
22405 g7t2t6
E27055F€l0542,
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lbnapr:
Finarrial
Deptof TramportationFedPass:
34.2$.m
34.243.20
IOTALFORR2 FUNDS
34,243.20
Deptof DefemeFedPassThru:
ihtrix conpositeProgra
98-0007ADVAII-Meta'l
E25021 R407322WO5 9S0514 p0 S9558/SUB
RSirula
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l'lanager:
Finarrial
Pass
Thru:
Fed
Defense
Deptof
PorrderMill ing
L0CKH-l|eta'l
E26A4 R4071428305 980218 CPV4{10790X
MG!'lcKirPson
lfrnager:
Finarrial
lhru:
Pass
Fed
Deptof Defense
107,366.05
?96.15
E279 R4067 22W5 951220 @68e5115
ltnager:
Finarcia'l
Jhru:
Pass
Fed
Deptof lhfense
ErfiancerPntand ImageD
R0CKlt-Innge
TJSchulz
1,618.66
28605 980604 El032l/98-L02
EnnT R40741
Finarrcial Hanager:
FedPassThru:
Deptof Defense
HEVDesign Tool
IHERII-Co@rehensive
lil D 0sborne
4.3e€.73
113.669.59
Deptof Fish & l{ildlife FedPass:
u6936 R4074723005 990110 AIfND149-99
Finarrial !'lanager:
Deptof Flsh E llildlife FedPass:
MIMT-lhe GraYlblf
R 0 Peterson
in Michigan
t9,w..u
19,V2.W
Deptof TransportationFedPass:
E2l0l2 R4f.Tn ?24p,5 %r0t?P2 47m
Financial!'lanager:
Deptof TramportationFedPass:
E2700t RN7L5 z4fi5
Deptof TransportationFedPass:
ltIlM-TC / 1998Roadsoft
T L llcNinch
HIIM-TC/Fast-SettirgCorrcrete
980335 98-MIU-4-I/'!3A0
T J VanDam
Financiall'lanager:
45566
E27003R4071122405 97t217
Finarrial lihnager:
Deptof TransportationFedPass:
Ihe accqDaryingnotesare an integral part of these finarrial stateflpnts.
35
on ILLI-SLAB
HIIM-TC/llodernizati
J
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Dan
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156.369.6
6,676.6
38,8r0.97
CTDA#
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MICHIGAN
TECHMLOGICAT
PassThroughGrantsandContracts
Eperse SumarY
to 06/30/1999
Frsn 07101/19P18
08n6t1999
FIQOPLlsB
FundL3
Index Fund
0rgn
Proposal# Contract #
FundTit'le
Record
l00T Research
HI1RA-TC/1998
E27056R40708224p,5 961034P3 98-ifIU-3/45480
llcNinch
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lhnager:
Finarnia'l
0ept of TransPortationFedPass:
Ar/punt
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T J VanDam
t2,4W.61
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Finarnial lftnager:
Oeptof TransportationFedPass:
lllTM-Evaluationof 0e-bondingof
R G A19er
15,550.04
E?7166R407@n$s
Deptof TramportationFedPass:
47962
990506
Finarrial lhnager:
Project Sched
HIIM-TC-Constuction
K G llattila
E27002R40713z$s
Deptof TrarsportationFedPass:
MIIM-TC/I'D0TLTAP1998Progran
w0t30P24 46,0491470rn
Finarrla] Manager: T L l'lcNinch
nqs
E27057R4F.7?5
Deptof TrarsportatlonFedPass:
97034P2 47090
Finarrciall'lanager:
E27092R407492NS
Deptof TransportationFedPass:
860130P25456214865514ffi54 HITM-LocalTechnica'lAssista
.Finarcial l'lanager:
T L lkNinch
E270U R40745nqs
Deptof TransPortationFedPass:
JB t 47%2
990tn
Finarrciallianager:
JoB# 48Et2
E27t27 R407fi 22Ns 990sU
Financial Manager:
Deptof TransportationFedPass:
1998l'O0TCD-llerl
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T L llcNinch
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2,n9.16
159,509.19
38,302.51
s2,775.77
5,176.22
538.889.54
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VideoTapeProduction
HITRA-TC/99
T L l'lcNirrch
E27042R407U
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97tff,3ra 47579
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971033 Job* 451?2
Finarcial l$nager:
MITRA- l00T VideoTaPeProduction
T L llcNirrh
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FederalHighmyldrin FedPassthru
46t7C
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Finarcial lhnager:
IIIIM-TC/}iALICrashLocationSoftv
T L l'lcMirrh
54,257.38
ResearchRecord
MIIRA-TC99
T L l'lcilirrch
16,357.09
Finarpial }lanager:
E27037R4076 ?2N5 96r$4P4 47e6.7
Finarcial l'lanager:
FederalHighlayAffn FedPassthru
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HTTRA-TC
45480147%?
E2705r R40733?2N5 98092t
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Finarcial l'bnagei:
FederallligtnmyAdninFedPassthru
47962
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Finarrial lbnager:
FederalHiglnnyAdninFedPassthru
an integral part of these firnrgial statemnts.
Theacconparying'notes.are
36
Transportaionllaterials
HITRA-TC99
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64,88s.14
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MICHIGNTECHNOLCICJI.
PasslhroughGrantsandContracts
Sunary
'Frqn Expense
07l0lll9,9l8to 06/30/1999
08n6tr9B9
FKIOPLlSB
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FundTitle
0rgn Proposal# Contract#
E27059R4073522405 961012P3 # 4t1653
Finarrial Manager:
FederalHighmyAdrin FedPassthru
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gTLOtZ Job*,15561
Financial Manager:
RoadSoftL999|g9
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T L }lcNinch
276,9W.97
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S J Yitton
303,894.44
m7.225.80
FedPassThru:
HASA
IIASAFedPasslhru:
ExplorationTech
COL0R-Subsurface
E6378 R4079 22805 990417 P0# P000275
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FlnancialHanager:
9.282.60
FedPassJhru:
I{ASA
E264il Rq637 24605 960336 083095TB
Finarnia'll'bnager:
Sensor
Te'leGuidarrce
HUGIE-llubble
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760.75
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FedPassThru:
E26ffj7 R4076 22405 990131 P0 #4888
Finarrial Manager:
of the ltu
DeveloprBnt
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FedPassThru:
PhaseII }tultifilt
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FinancialHanager:
itASAFedPassThru:
E26ffi R4074022405 980407 P0 /M63
Finarcial lbnager:
Supprt f
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FedPassThru:
E26659RN7t8 ??505 980219 961384
Finarrial llanager:
H
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I
E?f630 R4072622555 920406 C701107-1fi
Finarnial Planager:
& llazards
Volcanisn
UNIVE-Active
l.l I Rose
IUSAFedPassThru:
E28q97R4074i|28e05 980920 5284261PO214465 VIRGI-CBEAutcnrxniclhchani$sOuni
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18.187.
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Financial Hanager:
Effect
Turbulence
JElPR-Atrmspheric
Roggenann
41,499.85
8.910.84
2,151.00
1 9 . 0 0. 0 0
n,879.87
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ll04AFedPassThru:
le
E27039R4p72024105 97052ry2n06761997-19g8 HlMT-lhbitat SelectionJunveni
Finarciall'lanager: il A Auer
15.756.85
15.756.85
notesare an lntegral part of these finarria'l statonents.
Ihe acccnpanying
37
08n6t1999
FTQOPLlsB
Fundt3
I
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]ECH}PLOGICAI
I'4ICHIGAI'I
PassthroughGrantsard Cortracts
ExpenseSurmnrY
to 06/30/1999
Frqn0710I/L998
cF0dlndexFurdOrgnProposal#Cortract#FurrdTitleAmur'tl
I
llationa'l Institute of llealth Pass:
E2608LR4072724105 980619 C7ill-M
Finarrial }|anager:
Pass:
of
]lealth
lhtional Institute
Biornnitorirg Isol
R0Rl-Bryophyte
J l{ Glime
n,18-62
I
8,t66.62
U S Air ForceFedPassJhru:
E25780R40724 28305 9e0420 A04790
Finarcial llanagen:
U 5 A'ir ForceFedPassThru:
SBIRProPosal
0ilAA-OllA
M Gl|cK'inpson
I
I
13,370.55
Highty Sat U'l
KESIR-Kestrel
E26728R4064g?4605 960605 AF95033.5/(C94-1024
J
BRafert
llanager:
Financia'l
U S Air ForceFedPassThru:
3,696.30
sat II.1 Datatual
oPTIKESIR-RSI/itighty
E26734RN75t 24605 990306 F29601-95-C-0033,
J
BRafert
l4anager:
Finarrial
U S Air ForceFedPassThru:
3,955.91
TrackirE tn the Prese
Sttscoilr sc-0058-99-00MISSI-@tical
E26%3 R4075522W5 gg0?9
Rogganarut
H
l'hnager:
Fironcial
U S Air ForceFedPassJhru:
2.6%.43
Ye[ave Front Control
E26979R4073122505 971030 sc-1353-98-0001 HISSI-Innovati
H
Roggemnn
lbnager:
Financial
U S Air ForceFedPasslhru:
4t,27s.75
114788
En496 R4066 22405 9702n
Financia'lI'hnager:
U S Air ForceFedPassThru:
Cell Post-TreatrentS
UNIVE-Florida
D L Perran
252.03
E2&542R407N ?2:505 97042M w 872484
Financiallhnager:
U S Air ForceFedPassThru:
UNlVE-ltrltifrareBlind Deconvoluti
T J Schulz
2.n2.20
t
I
t
I
I
I
I
I
I
I
I
I
I
68.016.18
U 5 AnnyFedPassThru:
E26517R4076128605 990619 TS-057-99
Finarrcialllanager:
U S ArmyFedPassThru:
E26727R4p7r7 n505 980336 980336
Financialltnager:
U S Arfly FedPassThru:
CrusaderTrack Desig
INIEG-Develop
G R Sirula
l'l
EeanAtnosphericTurbule
KESIR-Oual
Roggsmnn
5.060.83
9,m5.43
t4.266.26
U S 0ept of Agriculture FedPass:
E2864 RN737 28605 980210 PO37991
Finarrial ihnager:
U S Deptof Agrlculture FedPass:
Deve
S0€R-FosteringRural Ecormmic
R GAlger
39.095.56
39.095.56
'lhe
accorparyingnotesare an integral part of thesefinarrcial statemnts.
38
I
I
I
I
I
I
t
I
I
I
t
I
I
t
t
I
I
I
I
UNIVERSITY
MICHIGA}'I
]ECII}IOI.OGICAI
ContracLs
PassJhroughGrants.and
E4enseSwmnrY
to 06/30/i999
Frqn 07/lLlL99l8
08n6tL99g
FnoPL188
FutrdL3
CFDA#
Index Fund
Orgn Proposa'lSContract#
FundTitle
Aflpurt
FedPassThru:
U S thpt of Connerce
Detectlonof Tornados
01 EIIGIN-Se'isrnic
E2fi52 RN698 224f/5 970120 EAI-97-002-Adden
Vitton
S
J
Fimrrclal
llanager:
FedPassThru:
U S tbpt of Ccnnerce
3,872.n
3.872.n
lhru:
U S Deptof EnergyFedP.ass
Altl'll-Develop Altnrintn SheetStanpi
TC0570040A C05
E25054R4066222605 %0717
K J !,leirnnnn
Financiallbnager:
U S Deptof ErcrgyFedPassthru;
65,876.35
E?5.t65R4872824605 980704 982102Nr
Financiall'lanager:
U S Deptof ErprgyFedPassThru:
ARG0I'l-l'leteorological
QA& Submy
L RCoke
92,970.6
kil I
725079
E252ffi R4070024105 970m
Financiallhnager:
U S Deptof ErcrgyFedPassThru:
of Risins 03 andC02
BR00K-Interact
GKPodila
75.913./B
W 521464
E26032RN759 24605 9904t2
Finarciall4anager:
U S Oeptof ErergyFedPassThru:
FIS|I-RSIArger ObservatorySouther
DFNitz
5,nL.44
STIR
KESIR-RSI/Hyperspectral
E26732R4070124605 960615 DEFG0396ER86054/A002
J B Rafert
Financialllanager:
U S Deptof ErergyFedPasslhru:
E26725R4077624605 980324 980324
Financial l'lanager:
U S Deptof EnergyFedPassThru:
E26735R406782S05
U S Oeptof ErergyFedPassThru:
Cost OualBandHyper
KESIR-RSI/Low
J B Rafert
Alloying of lk-Cr-l{
P10031196
All A0 5 KNOLL-Mechanic
%1118
Finarcial l'lanager: MGlkKitpson
155.39-
8,384.62
t3,t42.24
Interactions Tree
Hod3
Lockheed-TerpE0O2
E26825R406L923005 950419 19X-SU082V
Finarrciall'lanager: KSPregitzer
U S Deptof Ener$/FedPassThru:
30,716.38
& C@ Interactions Trees
Mod3
L0CKH-Torp
E26826R4073023007 950419 19X-SU082V
Finarrciallilanager: KS Pregitzer
U S Deptof EnergyFedPassThru:
41.895.00
Syringl -GuaiacylR
L0CXll-lletermine
E26836R4068323805 9702L8 Im-JP01-9702
Popko
JL
Financialllanager:
U S Deptof EnergyFedPasslhru:
E28155R40661n605
U S Deptof EnerqyFedPassThru:
SAIOI-YibrationControl Research
960903 AU-304AID 12
Financialllanager: GGParker
E28173R40742n555
U S Deptof ErergyFedPassthru:
BE-6022
98U13
Finarrial ltnager:
Theaccorpanyirgnotesare an integral part of these finarcia'l statemnts'
39
SAIOI-thtaAnalysis for Surfactant
ASlbyer
38.15
65,861.57
t,79t.27
CFDAT
t
t
UNIVERSITT
MICHIGAI'I]ECHISLOCICAT
PassThroughGrantsard Contracts
ExpenseSurmrY
to 06/?fr11999
Froil 0710t/1998
08n6t1998
FTQOPLlSB
Fundt3
Index Fund
Orgn Proposal#Contract#
FundTitle
Characterizationof
UNIVE-Structure
100 3
E2S54l RN670 ?,,705 9610s2 963162402
tfackney
S
A
l'lanager:
Financial
Pass
Thru:
Fed
ErcrgY
U S Deptof
Atpwt
37,IM.14'
4n,799.6
U S Deptof llousirg & UrbanOeveloP
1,197032
E27624R4f7M 28F,05 97t024
Financialflanager:
U S Oeptof lhrsirq & UrbanDeveloP
lffiIH-|'lanufacturi rg TechAssistance
R E Tieder
76,8t6.L7
76.8t6.L7
Prot AgcyFedPass
U S Envircrnental
I
I
I
I
I
I
l
T
I
I
I
I
I'bdeliry Sy
E28560R4068422N5 970519 l|eF Agnrnt 07107197UPSTA-Catskill/Delayare
HTAter
llanager:
Financial
U S EnvirsrpntalProt AgcyFedPass
62,765:08
l'lode]ingsy
E28581R40688?2405 970519 ltenD&rnnt 07107/97ItrSTA-Catsk'ill/Delarore
N
RUrban
lhnager:
Finarnial
Prot AgcyFedPass
U S Envir<xrental
28.582.26
91,97.U
U S l|arire Corps
U S l|arire Corps
E25024R4fT5B28r,05 990109 99-0001
Finarrciallbnager:
lltr Track lhsign sbir
ADVAII-MAV
G R Sirula
6.665.80
6,666.80
U S TankAutorptive CfimandFedPas
Co-DeveloFentProgranfor
E25031R407122f3605 980140 875nrc767918fff.4 ADVAII-A
G
RSinrula
l'lanager:
Finarrcial
U S Tar* Automtive CcrnardFedPas
2t4,69L.70
specifi
Track Performance
StpP#rGENER-I'II
E26213R407522WO5 990435 P0# 1.JPG019904
GRSimr-la
i'lanager:
Financial
Fdl Pas
U S TankAutonptive Ccnmand
6,449.L5
Instrurmtation Plan
GEIIER-GOI-S
001
hPG0l8105
' Financiall'lanager:
G R Sirula
E26n3 RN722?W05 980615
U S Tar* ArtoflDtive CoflnandFed Pas
ffi,593.44
4p,7.7U.8
FORR4FIJIIOS
TOTAT
Theaccotpanyirgnotesare an integral part of these finarrial statsBnts.
40
2.9fi,8L7.90
t
I
I
I
I
t
I
I
t
t
t
t
I
I
I
I
I
I
I
I
UNIVERSITT
TECHNOI.OGIOAT
MICHIGAII
PassThroughGrantsard Contracts
Epense SumarY
Frsn 07/0Lll9B8to 06/30/1999
08n6tr9€9
FRIOPLlBB
FundL3
CFoA#
Index Fund
Orgn Proposal#Contract*
Amunt
NASA
FedPassThru:
I'USAFedPassThru:
at IIASA/Go'ddard
E24414P6ll32 24f,05 980503 Subcontract5025-OZlUNlVE-Sabbatical
AB Kostinski
Financiall'lanager:
7,747.51
ttASA
FedPassThru:
at IIASA/Goddard
5035-9l01lut'lNE-sabbatical
E244t5 R5Il70 246t5 980503 SUBCO|IRACT
Financiall4anager: AB Kostinski
40,02L.17
47,768.ffi
FORR5FUNOS
TOTAL
47,768.68
Deptof Interior FedPasslhru:
Emiss'Cntrl CoalHire
PEI$6-Diese'l
E27879R8057622605 931130A ITSDITPSU-1155242II04
J
HJohnson
Hanager:
Financial
Deptof Interior FedPassfhru:
u,1?3.58
11.12!.58
Deptof TrarsPrtation FedPass:
E28551R8062622805 970814 H85771
Finarcial lhnager:
Fed
Oeptof TramPortation Pass:
l|ethodfor
PressureFoam
UNIVE-High
0 F Otuonye
43'592'72
43,592.72
FederalHigtwayAdrin FedPassThru
TransportationTechnolog
MIIRA-i'OOT
M!g4l4lg6l44l97
E27082R8060722405 860130P23
BDAlkire
Manager:
Finarrial
FederalHigtnmyAdninFedPassJhru
E27l0s R8060522405 961053 Job f l(|563
Financial lthnager:
ldnin FedPassThru
FederalHighr,ay
E27ln P806L5n405
AdninFedPassThru
FederalHiglnday
Job # 44196
9703A
Finarrial ihnager:
2.N3.06-
LTAPlilevaCD
I'IIIRA-TC/I997
TL}|cNirrh
HIIM-1.00TCDl'f,Rt 1997
T L lihilinch
16,134.04
3,587.3+
MITRA- Roadsoft1997
J08# 44i95
E27074m,0604 224p,5 96t01?
l'lanager:
Financial
FederalHiglidayAdninFedPassThru
TL l|cNinch
4,979.30-
H85787
t28574 R8058322405 95064
Finarrctall'bnager:
FederaiHiqtnmyAdninFedPass-Ihru
PropertiesPavemnt
U of H-Concrete
G RDeweY
9,852.68
15.017.02
t
I
I
I
FundTitle
Theaccorparyingnotesare an lntegral part of these finarcial staterpnts.
41
UNIVERSTTY
MIOIIaAIIIECI.INCI,OGICIL
PassThro.tghGranisandContracts
ExpenseSumarY
to 06/30/1999
Frcrn07/01/1998
08t16ll98p
FT@PLI8B
FundL3
CFDA#IrrdexFundorgnProposal#CpntracttrFurdTit.|eAlpurt
iDSAFedPassThru:
E27605RW6472m5
980403 ft f 0383440
E27606R806/€ z//fJs
980415 Chfi383440
Finarrial llanager:
FedPassThru:
NASA
lnSAFedPassThru:
Finarrial l'lanager:
IrProvedIhennal
SP/ff GRANIJAKirtg
6,92.19
TechrnlogiesEnvi
sP CEGRA[I-Space
D L Johnson
2'500'00
rla Horking lfith Astronony
UNIVE-Gi
AP&dbole
E2U7g W}(f,l
24305 981206 CK# 108337
Finarntallbna$r:
Eaxg| RBIffi
studv A'ton
UNlVE-llicroneurography
CHECK
# 114921
2g905 9023?
ll H Cooke
Financialihnager:
IIASAFedPass]hru:
IIASAFedPassJhru:
I
I
I
I
484.00
370.76
t
I
I
I
I
I
I
I
T
I
I
I
I
I
I
|IASAFedPassJhru:
E28497R80614 22305 970407 '04619
Finarriallhrnger:
UitlVE-ile,'{
bproach for the Preparat
PAlleiden
3.130.40
FedPassJhru:
I{ASA
E28563 R8066024605 981141 cK # 108337
Financialllanager:
Optical t sy
Spaceborne
UNIVE-Usirg
ANPilant
t.6f.7.00
FedPassJhru:
I{ASA
c( # 108337
EzBs79Rg066z 2zfj7s gllzo2
Flnarria'lllanager:
rp
andGeochemical
ts,llVE-Hydrologic
GJ Bluth
L.66.7.00
16,811.35
lhtional Sc'ierre FoundationFedPas
E2t505 R8062522605 971003 246710
Financiallhnager:
FedPas
lhtional ScienceFoundat'ion
Decision
U of Toledo-NF-l'larkovian
J ll Sutherland
16,405.20
16,40s.20
U S Agernyfor Internat'ional [)evel
Grantllost Dr Olegllainart
NRC-Cast
n$t of 06tWg6
E27520W05% 22605 %066
ECAifantis
Financiallhnager:
U S Agerryfor International Devel
E275r7 RW574
U S Agencyfor International Devel
13.038.00
g5l0l0GutkinCastGrarrtNRC-DeforrnationBehaviorlhnophase
2,383.84
Financial!'lanager: ECAifantis
15,421.U
U S Air ForceFeilPiss Thru:
'95
Scale-tpTechSupport
TASC-DRA
7/06/95
LETTER
E28363 R8055128305 92t2r9
ll G l.lcKittpson
Financial l'lanager:
U S Air ForceFedPassThru:
rotes anean integral part of these finarrial statenents.
Theacconpanying
189.81
I
t
t
I
I
I
I
I
I
I
I
T
I
I
I
I
I
I
I
HICHIGA}I
1ECHNOLOGICAL
UNIVERSITY
PassthroughGrantsard Contracts
ExpenseSumry
to 061301L99B
Froln0710111998
08n61Lg99
FIQOPL188
Fundt3
CFDA#
Irtdex Furd
tz$Al
U S Air ForceFedPassThru:
Orgn Proposal# Contract#
FundTit.le
ProductionScale-UPl1l95
TASC-DRA
Letter il/28l95
R8058028305 92L279PL9
ll GlhKirpson
Financial lbnager:
Ad 2 UNM-AF6RWI Hish Cycle Fatique
SA1541-22500PG
E28W R806f,32?705 %0224
!l ll ltllligan
Finarnial ltnager:
U S Air ForceFedPassThru:
URIHighCycle Fatique
Arnd2 IilIVE-AFOSR
SA154I-22500PG
E28tl7 R8060822605 96024
Ftnarcial l'lanager: ECAifantls
U S Air ForceFedPassThru:
893.56
2M.M.2,
18,978.42
n4,746.01
U S Deptof &riculture FedPass:
GRfAT-lfilllfatershedlilgnt Focuson E
Letter 06/15/98
E262W R8065022405 98012I
D
L
Johnsoft
Financial
l'lanager:
Fed
Pass:
of
Agriculture
U S Dept
t4.278.6
t4,278.W
U S Deptof ErergyFedPassThru:
E27707R80645?2705 980213 Ck # 11793
Finarrcialluhnager:
U S Oeptof EnergyFedPassThru:
OXRl-Fabrication of lfovel Semicond
D J S*enson
3,7m.6
3,720.6
U S EnvironertalProt AgcyFedPass
storical Industrial Coplex
OSCtO-Hi
827i86 R8063324805 970627 vru #970627
T
S
Reyrnlds
Financial
Phnager:
Fed
Prot
Agcy
Pass
U S EnvircnBntal
25,435.91
25,435.91
TMALFORR8FUNDS
385,552.15
U S Air ForceFedPassThru:
Atd 2 llIU - Anit ShyamFellot*ship
E34053590208 22705 960224 SA1541-72500PG
Finarnial !'lanager: ll l,|ltilligan
U S Air ForceFedPassThru:
15,13{r.33
15,13{t.33
FOR59 RNPS
TOTAL
TOTAIGRAIID
notes ai^ean integral part of these finarrcial statercnts.
Theaccorpanying
43
15.130.33
3,442,5t2.26
IJ}IIYERSITY
TECIIIOIGICTI
I.IICHIGAI
StudentFinarrial Aid - Surmry Eryrse by CFDA#
Frsn 07l0lll99,8to 061301l999
08n6t1999
FTQ@11841
CFDA#
Grantor ID# Index Fund
su)00U.S. Deptof
84.033
0rgn
Proposa'l# Contract#
FundTitle
to date:
Education-Yr
E3272. 590040 34f,02
Finarria'lllanager:
l{ork Stugy
D0E-Carpus
T T lhlette
84.033
TOTAT
FORCFDA#
84.063
E30715s90025311002
Financiall'lanager:
D0E-Pel'lGrantScholarshi
Ps
T T lh]ette
84.063
TOrAtFoRCFDA#
84.066
E3272059003034002
Flmncial lbnager:
DOE-SEOG
T T lh'lette
T0TA FoR$0A# 84.066
334,%7.2
I
I
I
I
33r'..%7.22
t
l;902,363.00
I
I
I
I
I
I
I
1,902,353.00
394.028.00
394,028.00
lurAl FoRs12300
2,63t35€.n
FTRCFDA'S
GMM TUTAT
2,63t,3W.U
t
I
I
I
Theaccorpanyirqrptes are ari integral part of these flnarrial statemerfs.
44
t
t
I
I
I
I
I
I
TECHIOLOGICAT
UNIYERSITY
HICHIGA}I
StudentFinancial Aid - SurrmryEpenseby ASency
Frqn07/0111998
to 06/30i1999
08tL6tIgfB
FKIOPLISCz
CFDAT Grantor IDf Irdex
Furd
0rgn Proposal# Contract #
C11300
U.S- Dept.of Education:
s79167C1006532503
Financial hnager:
RobertC. Eyrd lbmrs
T T lhlette
TorrAtFoRc11300
GRAI.ID
TOTAL
t
I
I
t
I
t
I
I
I
I
I
I
I
I
FundTit'le
Ihe acccnpanyirg
rntes are an irtegral part of these financial staterBnts.
45
67,500.00
67.500.00
67.500.00
IJNIVERSITY
]ECHNOLOGICTT
HICHIGAI{
0ther FederalFundirg- SwnnryEpenseby CFDA#
Frqt 07|0ll199l8to 06130|1999
08t16lr9B8
FITIOPL18,42
CFDA#
17.600
GrantorIB Irdex
Fund
0rgn
Proposal# Contraci#
Wnl97
MICS|0002E27005R8052122805 96062W2 Agreernent
FinancialI'hnager;
FundTitle
Hineilealth & Safety
MIC0I-1997/98
0 F Otuonye
T7.600
]OTALFORCFDA#
84.048
E27040R805S636001 950925
l'lIEDU0021
Institute for Tech96
Project Nwber4802 HIEDU-Swmr
S l{ Rudak
Financiallhnager:
84.048
FM CFDA#
TOTAT
s4.116
I i anceN. ArBrican}bbiI i ty
IJSEDU-AI
E24871R5098 21150 e60331 P116I{960038-98-ACTISI
tFE0l'0005
84.116
I i arrceN. Arprican ilobiI ity
uS€DU-Al
E24875
R5114421150 960331 P116i1960038-98-ACTISI
[SEDU0005
FinancialManager:
Financial Hanager:
S K VanOan
S K VanOam
84.116
TOTAT
FORCFOA#
g7ol02
u.m0
tsEDU0005E24872R57025n8O5
84.200
$E0U0005E2ag73R5109922605 gTtzzs
u.200
tsEDu0005E24574FF,nzr mos
g7ot02
9,6U.34
9,611.34
0.00
0.00
t7 '052'il
14.9%.52
3?,049.t6
- GAA}IN:
ltlining Erpgat ITU
ACTIO{NIJSEDU
P200A70416-99
Financiall'lanager: DSYoung
6.001.17
- GAAI'IN
FellonshipProgram
MJSEoU
P200A80447-99-AcTIsl
SMPandit
Finarrciallfrnager:
97,397.90
- GMNN:
l+inirg Erpgat lfIU
NISEDU
ACTIot'l
P2OOA7O4u6-99
Finarcial Manager: 0SYoung
95.572.51
84.200
FORCFDA#
TOTAL
198.971.58
84.28t
MIEDU008E27114R8065336001 980712
0299-310
Finarcial l'lanager:
EducatorScience& Ithth
MIEDU-l'hin
C S Anderson
84.281
t27115 R8065436001 98s712
I'rIE[XJ0023
0299-310
Finarrcial}lanager:
of GreatLakes
MIEOU-Ecology
C S Anderson
3,tr22.6
a.m
HIED|0023E27116R8065536001 9807t2
0299-310
Financial Hanager:
str
stry/BioChemi
l'IIEDU-Bi
ology/Cheri
C S Anderson
7.388.52
a.m
E27118R8065536001 980712
HIE0U0023
0N-3r0
Finarrial l'lanager:
& SpaceScience
HIEdJ-Physics
C S Anderson
6n.02
E27119R8065736001 9807t2
lfIEDU0023
0299-310
Financial lilanager:
& lhthematics
MlEDU-Ergineering
C S Anderson
caz-69
rotes are an integral part of these financial statsrcnts.
the accoopanyirg
n,7w.50
84.2S1
T0TArFoRCFDA#
42,561.19
GRAIID
TOTAIFORCFDA's
n3,r93.27
I
I
I
I
I
I
I
I
I
I
I
I
t
I
I
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I'NIVERSITY
TECH}NOEICII
MICHIGA}I
by Agerrcy
0ther FederalFundirp- SwrnnryExpense
to 06/30/1999
Frcm07/01/1998
08tL6tLgW
Fm0PL18C1
GDA#
GrantorID# Irdex
Fund
Orgn Proposal# Contract*
Anount
FundTit]e
IIASAFedPassThru:
R40111
po#Rsgotq
ul{IvEols5 E28503R4070236001 950713A
Fjnarniallbnager:
Grantcomortiuun
u of l'l/}l',4SA-Space
C SAnderson
I.767.85
E28593R4073836001 9507138 ck # 021981
LNIVE0155
Finarrial lhnager:
SpaceGrantCon
tbfH/l!{5A-}tichigan
C S Anderson
1,994.82
MTALFM R4O11I
3,762.ffi
I{ASA
R50103
0002 I{ASA- }hlandirp Jaiteh Fello,tship
E3402 59017623005 960315 l,lGT5-3004-SWP
USlrASoolZ
Finarrial l'|anager:
J
Chen
rcT& FoRR50103
n,3f;0.72
22,W-72
R50122
Institute-lfuseun& Library Serv'ices
IM5rI0008 824900 R509S822595 970607
rA-70032-97
Finarcialllanager:
il{-S-1997@nservationAssess-PrEn
SJDyI
t67.25
FORR5OI22
TOTAL
167.25
FedPassThru:
IIASA
R80103
Finarrial lhnager:
Sc
YouthProgram-Space
UNIVE-Sr-unrer
S N Rudak
E28476R8066836001 9S1211
uNlvE0236
CK# ll49?L
Financiall'lanager:
ard Hinorities
UNIVE-lhr.Bn
S !l Rudak
E28477R8066936001 98t214
IJNIVEOz3S
C( # 114921
Finarrcialllanager:
Indian lbrkshop
tfi lVE-American
S N Rudak
E28481R80Al136001 97164
rJrfIvE0236
A52188
Finarriallbnager:
UNM-1998ArBricanlndian Science
uNivEd2368284i5 R8066736001 9812t2
cK# rl49?l
uHM0235 E28482R8064235001 971?s2 As218{l
Finarriall&nager:
notes are an integral part of these financial staterBnts.
Theacconpanying
'in Ergin
UNM-1998lhmrf Himrities in ErB
5,000.00
4,87t.q
UNIVERSITY
TECHISLOGIOT
MIC'IIIGSI
0ther FederalFunding- SurnaryEqenseby Agency
to 06/30/1999
Frcnr07/01/1998
08t16n999
Fm0PLl8cl
CfDA# GrantocID# Irdex
OrSn Proposal# Contract #
Fund
Apunt
FurdTitle
I
I
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I
Ut'fM0235 E28484R806,(} 36001 971253
A52188
FinancialManager:
Fellor toExplore
UNIVE-gSEducators
S l{ Rudak
5.000.00
E28508R8063622555 97t2s0
IJNIVEO236
Asz1B9
Finarrciallfrnager:
SensingVolcanicCloud
UtIIVE-Rmtte
l{ I Rose
1,377.39
E28509R8063722s55 971255
IJNIVEO236
4s2189
Finarrlallhnager:
Integration& Vlsualization
UNIVE6 J Bluth
4.579.83
[JNM0236 E28510R8063822555 97U59
452189
Financial l4anager:
Sensirg K-12Tutorial
UNIVE-Rerpte
J l{ Budd
833.34
IJNM0236 E2S512R8064022555 97126
NzlW
Financial l'lanager:
ization of the }'lichigan
ul{IVE-Visual
J E lluntoon
2,204.9
uHM0236 E28550R8061036001 96ll09Erc A28087
Financiallhnager:
SpaceGrant 1997Fe'llors
UNIVE-Hich
C S Anderson
0.00
uNM0236 E28557R8056336001 941147
G55305
Finarrcia'lllanager:
univ of ttich-llASAQuality lhth &Sci
C S Anderson
2.343:16
UNM0236 E28558R8055436001 941146
G56304
Fironcial ltnager:
tlniv Mich-NISA
Quality Furrtion Oep
C S Anderson
195.56
ToTALFoRR80103
26,405.67
R80123itational Security Agerry FedPass
A}}tfioool 825183 R7054124305 980519
Letter 0?ll7l9tl
Finarcial l'lanager:
AlffiX-Gtrls Enionrtg lhthemtics
K A Godbole
TUrAtFoRR80123
944.85
944.6
U S Deptof labor FederalPasslhru
R80124
E27041gm6il
MICO'10002
?nos
960628P3 %0628P3
Financial!hna$er:
HI liine SafetY
MIC0l{-FYgg
0 F ftuonye
TOTAIFORR8OI24
Ihe accorparyirgrntes are an integral part of thesefinarria'l statenBnts.
48
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100,392.01
i00.392.01
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08tL6lrgg9
Fr@PL18C1
CFDA#
UNIVERSITY
IECHMTOGICAL
HICHIGAII
by ASency
Expense
0ther Federal.Furdirg- Sr.umnry
to 06130119E9
Frorn07101/1998
Grantor ID# Index Fund
Orgn Proposa'l#Contract #
FedPassThru:
Deptof Edrrcaticin
R80127
98Sumr Inst Techrology
E27006R80El 36001 9709?3 Projectl{e. 4772 l4ICl{l-l'SBE
IlIEDtlO0zl
FinarrialManager:
Inst For Tech
MIEDU-Surmr
E27091R806s836001 980923
HrE0u002r
Rudak
S
N
Finarriall"lanager:
mTALFoRR80127
GRA}ID
TOTAT
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Ificunt
FundTitle
-.--------.-.--
rhe accopanyirgrntes are an integral part of thesefinarrcial statemnts.
tL.%.L9
225.810,999.30
165,032.48
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MichiganTechnologicalUniversity
Scheduleof Expendituresof FederalAwards
forthe yearendedJune 30, 1999
Summaryfrom Pages549
(a)
$ 17,688,338
2,698,859(a)
448,226 (b)
Researchand Development
StudentFinancialAid
OtherFederalAwards
TotalfromPages5-49
20,835,422
Non-CashAssistance
FederalPerkinsLoans(c)
FederalDirectLoanProgram
Assistance
TotalNon-Cash
of FederalAwards
TotalExpenditures
$ 34,060,029
(a) MajorPrograms
fundedprogramclassifiedas otherqualifiedas a majorprogram.
(b) No Federally
(c) Loansare measuredby thevalueof loansmadeas of June30, 1999.
of FederalAwards.
See nofesto Scheduleof Expenditures
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MichiganTechnologicalUniversity
Notesto Scheduleof Expendituresof FederalAwards
forthe yearended June 30, 1999
1.
Basis of Accounting:
The Scheduleof Expendituresof FederalAwards is presentedon the same basis of
accountingused for presentationof the University's financial statements,which is in
with generallyacceptedaccountingprinciples.
accordance
Gatalog of Federal Domestic Assistance (GFDA)Numbers:
All programswith identifiable CFDA numbershave been listed separately. All other
programsfor which suchnumberswereunavailableor in the caseof NASA and otherswho
do not issueCFDA numbers,the applicableawardnumbershavebeenprovided.
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MichiganTechnologicalUniversity
Scheduleof Findingsand QuestionedCosts
forthe yearendedJune 30, 1999
1.
Summaryof auditorsresults:
unqualifiedopinion.
a. The type of reportissuedon the financialstatements:
b. Reportable conditions in internal control disclosedby the audit of the financial
no.
nonereported.Materialweaknesses:
statements:
c . Noncompliancewhich is materialto the financialstatements:no.
d. Reportableconditionsin internalcontrol over major programs:none reported.
no.
weaknesses:
e. The type of reportissuedon compliancefor majorprograms:unqualifiedopinion.
f. Any audit findings which are requiredto be reportedunder Section 510(a) of OMB
Circular 4-133: no. (Additionally, there were no audit findings for the year ended
June30, 1998.)
Major programsinclude:
.
ResearchandDevelopment
.
StudentFinancialAid
.
FederalDirect LoanProsram
which exceedS1,021,801.
h. Type A programsincludeall programswith expenditures
Programswhich arenot TypeA prograrnsareTypeB programs.
2.
Findings and questioned costs related to the financial statements: reported in
accordance with Government Auditing Standardsz
The resultsof our testsdid not disclosematerialfindingsrelatedto the University'sfinancial
of
statements.However,we notedcertainmattersthat we havediscussedwith management
the University.
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