TECHNOLOGICAL UNIVERSITY MICHIGAN AND

UNIVERSITY TECHNOLOGICAL MICHIGAN AND STATEMENTS FINANCIAL REPORTS FINANCIAL A-133SUPPLEMENTARY OMBCIRCULAR FORTHEYEARENDEDJUNE30,2OO1 ACCOUNTANTS WITHREPORTOF INDEPENDENT TOGETHER UNIVERSITY TECHNOLOGIGAL MICHIGAN FINANCIAL STATEMENTS JUNE30,2tl(l1 ENDED FORTHEYEAR AGCOUNTANTS OFINDEPENDENT WITHREPORT IOGETHER UNIVERSITY MICHIGANTECHNOLOGICAL FINANCIALSTATEMENTS CONTENTS for theyear endedJune 30, 2001 Management'sDiscussion& Analysis Reportof IndependentAccountants ..........1 ........:..'.9 FinancialStatements: of NetAssets...... Statement Expenses, and Changesin NetAssets of Revenues, Statement of CashFlows Statement Statements Notesto the Financial ......10 ..................11 ..........13 ........'...15 t 'sls^leuvpue uolssncs!O sJueulooEueyl sltll Jo 'slueurelelslelcueullosoqlulqil,v\pelerodrocul lou ale suo[eJedosil lo silnsoloW'elolototll 'l(llsrenlun oql lo ilun lueuodtuocP lou s! 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(,J1yt1,) fiq pesnesoqlol relluls spot{loul s,figsle4upeql'saluedruocrolcos-elp^pd Oulpoddns s}uotuolelslelcueulleql eql }noqeuollprrlJolutyodet Oullunocce 6u;snsloqme se {1|sren!un Arnue buluodeH 'se!l!A!lce pelelel pue 'bupcueull Outlsenur '6u11eredo '6ulcueug; s/rlolllnopue s/nollulqsecol polelal pue Aq pezrreururns lelldecuou le1dec eql 'ornleurIeql se suogebglqo smoll qseC uollpuuolu!sluese.rd lelcueullloeu luourolpls lo uoqmreplsuocol rolcelluepodut!rot{louv oql sl ,{illtqenplcueullOullenlena ol Iilllqp s,figslengup 'salnilpuedxe 'Joqurnu ol palnquluocpue senua el rolo sanuonor fi;;ec;drt en!ilsod e 1eu pepnlcu!aro/rlsuorlpclllsselc ol l osot{l'lsedeql ul 'sanuenoJ onuoneJ leuuou;oedocsoql urrllr/rn elels salllssplc9e gSVe esnpcoq's1cllapbupeledou; sEsg;6pue suogleudo.rdde Oulle.radouou s,Alsraruulqlqnd e 'pnbe 6u1eqs6qq1|y elElsuo Acuepuadep sg;6puEsuotletrdordde ilnset||;rvr 'Oulleredouou Jaqllose peyoderoJpsa[nllcv 'rBeAaql6ur.rnppoilncutsesuedxepue Jo 6ul1eredo poueo sonuonetolll sluosoJdslessv loN ul se6uBrlCpuesasuedx3'senuenoHlo luouelels eql 'se!illlcplaql uolllpuocoL{l lo pupslaôl ueqlv\tlilEaqlPlcueulls,Allstantul r{lm peJaplsuoc se qcnsslcBl luotulloJue lElcuBull-uou euo s! slosselou ul saspolcopJo seseolcul'otllll eqt lo Joleclpur eql uolsoteJo luoruonotdul lo aq}lo roleclpureuo oJe(seil1qe1pue slesseueanloq ecuoJeilp Jo O 'qlteoqlplcueugs,{1rsleruun eq1)slesseleu s,Alsre^tunoql'solullqql pug slesselle sapnlcu!slossv laN lo luoulalelseql 'ec;rueseql aplnotdsloqlo 'pe6ueqcxas! qsecuoqÂ;osselpteOet pezruooceloJesolllllqellpuBsasuedxepup poprôrds| eclruasaql uoq/v\pe4u6ocelele uorl/r^ '6u[unocce slseq s! ll 'suotleJodtoc slosspplJBsenuonarAqereqla lerucceeql.tepunpe.rede.rd lo [q pesnlpql ol JpllrulstuJolp u! uolleurolu!lelcueu!;luesetdsluotuo]plsesoql 's/noHqseClo 'senueôg lo lueulelelseql'slossv loN luouelpls aql pue slessv leN u! se6ueq3pue sosuodx3 'salil^r1ce s;ee[ oq] lo ilnsorE se $o ol {e>laql lo lueualels eql s; uorlsenbslqlOugpuelsopun osJo/nto la$aq s! elorlr'le se ft1srenlunoql ror.lloLllsr polse suorlsanbluBuodtu!lsol.uoL{llo euo 'pelueserdslueuolels lelcueull aql pup ruJolaql qloq u! 'rolJlpsluaulolplslelcupulloseql sald;cupdOullunoccB ro;rduto.r;'paz!l!m 'selllsJeulunpue se6e11oC cilqndrcyslsfipuv pue uopsncse s;ueutedeuerypue-stuawapts plcueu!! clseg'(,,9egSVe,,)ge'oN luouelpls pJeogspJppuplsOu[unoccvlelueutuJanoe ecuepJocce u| perederd'slueurele}s or{lr{ll,vr lplcueull}o souose lo slslsuocuodel pnuuBsltll uodeHlenuuveql 6ulsn 'lueue6Bueur filrsrenlun AllnlsuodsoJaq] ore uolssncqpqql pue soloulool'sluouelels 'selouloollo pue sluouelelslelcueulloql Iq ,{lerlluesil ul pogllenbsl pue qllrt lelcueullaql olouloolpoleloJpupslueualelslelcueu4ol.llqllm u! pBoIaq plnoqspue sornsolcslp uoglcun[uoc slt1l 'IOOZ'Oeounf pepuelee,{ l(1sten!u6Iq pelederduaeqseq uolssncslp 6uo;eluetue6eueru lo stsf;euepue uolssncslpJnoslueseld lecsllaql6uunpIils.reruunoql lo ecueuloled ;elcueugoL,ll ue6;qqyr1 aL{tlo uollcosslqf aq1)I1sren;upgec;OolouLlcol Uoda.rlelcueulllenuue(,,fi1sren1ug,, I I I I I I I I I I I I I t t I t I I FinancialHighlights o Duringtheyear,our prioryearcashbalanceof $12 millionwas utilizedto retire$11.3 debt millionof long-termdebt.This resultedin the Universityhavingthe lowestper-student withinthe Stateof Michigan'spublicuniversities. . financialposition,as a whole,remainedrelativelystableduringthe fiscal The University's yearendedJune 30, 2001. lts combinednetassetsdecreased$.8 millionfromthe previous of .4 percent.Thisdecreaseis due to operations year,whichis a decreaseof approximately to remedy. has steps undertaken which the administration University, the GondensedFinanciallnformation CondensedStatementof Net Assets June30, 2001 (in thousands) Amount ASSETS Currentassets Noncurrent assets TotalAssets LIABILITIES Currentliabilities Noncurrentliabilities TotalLiabilities NETASSETS Investedin capitalassets,net of relateddebt Restricted Expendable Unrestricteddeficit Total NetAssets Percent $ 19,852 191,303 $211,155 100.0% $ 18,937 12,617 $ 31,554 60.0% 40.O/" 100.0% $160,499 89.4"/" 20,543 ( 1,4411 $179,601 11.4/" -0.8% 9.4"/" 90.6% 100.0ol" largestassetis its As of June30, 2001,totalUniversityassetswere$211million.The University's decreased investmentin its physicalplantof $172millionat June30, 2001. Cashand investments debtin 2001of $11.3millionand of long-term dueto the retirement by $17.3millionprimarily of $2.0 million. of the investments marketdevaluation secondlargestasset. This The studentloansreceivabletotaling$10.3millionis the University's percent, primarily due to additionalstudent receivableincreasedby $gOgthousand,or 3.7 duringthefiscalyear. borrowing of $18.9million,as the currentassetsof $19.9millioncoveredthe currentliabilities The University's liabilities. to every in in current was current assets currentratio $1 $1.05 debtof $11.9million, totaled$31.6millionat June30, 2001. Long-term liabllities University is the largestliability. consistingof bondspayableand capitalizedleaseobligations, t I I I I I I I I I I I I I I I I I e I I I '6u!tereql uodnPaseqOuotls plcuPu4sl! looul ot AlcBdecs,A1sleruu6 sil uo luou.rlltutuoc {;euerye se uodnpolool s! suoltebllqo s! bulterolqeôlqcgtsetlQqeql. u! pasnelecser{ uodnpospq ^llsrengun eq1 .Ou;1el "VVV' 'selcuebe$ullBJS,tood8 plepuelspue VCgl qcllJ qloqr{q eLlI ,,WV,,palpl uaeqsetl l{1lslenlun 'snduec uo sleldocoloqdPue 'puesnoql ,suollectunurutocolol soseol Eg?$I;eleurrxordde lslsuoc orEMUos {peu;rd lelrdecoql lo eseelptldec peq^llslenlunoql 'IOOZ'0esunf lV 6ulu1euetWlMsuo!lP6;1qo 1osluerufied1gdlcuUd 'ueQqc;y1loalels oL{lulL{l!^^ Alsleruunc;pnd {ue;o }qeprure}Ouol gec;oolouqcel ueolqclrrl'loluaCasoelNplorlH pue'6u1p1tng (tuepntsted) lsernolaqlsprl A1sren1u61 '6u;p1;ng pue 6u;reeu;6u3 slcnpoldpoo6 puefilsetol 'roluoCuollecnpSpuPsUV6u;uuo1re4 6utpun;Jol pesnole^ /no6 :selllllcelrnol lo uolleôuolpue uollcnJlsuoc secuelcstgluorrJuollnuf ore^ spuogpueueq aleHolqelPnanuoâH uEu! ponss;{1eu16;to pug uollllru lunoue lo 0'tZ$ 'g96 u! penss!puoqJeruPoue oseoloppuPpunlalocue^pPol pasnalo^ L lBJeuae966L eql pue ,uollllurg'g$ lo lunoue uEu! ponsslAlpu;6pooroî\spuogou;punlegonuaêHleleuoe e66[ 'Ot ounf'lP s,A11slan1u61 Ougluese1dg,'IOOA Alllqql lseorel dqf 'seiiiifqelAIsrenlunlelolp %7ge 'onss! uolllltu01.$puE puoq 8661P pue 966! e ruoJlsuleuel alll sl alqe{edspuog '[lenllcedsel peqAlsle4un eql 'lO0A'08ounf lV uolllpug'Lgoulluesaldel'uollllul9't t$ lo spuoqoulpuBlslno I I I I I I I t I I AND EXPENSES, OF REVENUES, STATEMENT CONDENSED CHANGESIN NETASSETS for the YearEndedJune30, 2001 (in thousands) OperatingRevenues: Tuitionandfees Grantsand contracts Auxiliaryactivities Educational activities Totaloperatingrevenues 33,287 27,728 19,465 4,606 85,086 OperatingExpenses: Salariesandwages Fringebenefits Suppliesandservices Studentfinancialsupport Utilities Depreciation Totaloperatingexpenses 71,852 22,935 41,914 7,973 6,403 10,090 161.157 Operatingloss (76,071) NonoperatingRevenues: operating Stateappropriations, capital Stateappropriations, Gifts revenuesand expenses Othernonoperating revenues Netnonoperating Net decreasein net assets Net Assets: Beginningof year Endof year 54,441 8,211 9,608 3,009 75,269 (802) 180,403 $179,601 is Totaloperatinglossfor fiscal2001was $76.1million.Sincethe Stateof Michiganappropriation going year the per forward this and 35, beginning revenue GASB within operating included not operatingloss. Universitywill showa significant The sourcesof operatingrevenuefor the Universityare tuitionandfees,grantsand contracts, activities. auxiliaryservices,and educational to obtaina qualityeducation.Future The Universitystrivesto providestudentswith the opportunity includingany materialincreasein factors, number of maybe atfectedby a Universityenrollments funding charges,stemmingfromany materialdecreasein appropriation tuitionand othermandatory fromthe Stateof Michigan. I I I I I t I I I I I I I I I I t I I I I I I I I I I I I I I I t I I I I I COSTS(2001-2002) ANNUALSTUDENT Tuition TotalResident Fees Tuition& Fees Non-Res, Resident Undergraduate $ 5,028 $ 12,306$ 859 $ s,ggz Graduate $ 6,308 $ 5,354 $ 10,998$ 954 Room & Board $ 5,201 $ 5,201 for the fiscal grantsand contractsrevenue(in thousands) The followingtabledetailsthe University's yearendedJune30,2001. FederalSources: of Agriculture Department $ Department of Defense Department of Education of Energy Department Agency Protection Environmental SpaceAdministration NationalAeronautics Foundation NationalScience OtherFederalSources TotalFederalSources Private Stateand Local 1,274 1,267 3,036 2,670 1,343 610 4,426 1,193 15,809 8,791 3,139 Sources 11,919 TotalNon-Federal TotalAll Sources $ 27,728 of $10.1million,totaled$161.2million.Of thistotal, depreciation expenditures, including Operating andstudentsupport,and$22.8millionor 14 $AZ.lmillionor 39 percentwas usedfor instruction percentfor research. revenueis the Stateof Michiganappropriation. largestsourceof nonoperating The University's payments, beginningin Octoberof eachyear,sincethe state's This is receivedin elevenmonthly fiscalyearbeginson October1"t. Thereis no directconnectionbetweenthe amountof tuition in any givenyear. revenuescollectedby the Universityand the amountof statefundsappropriated Forthe fiscalyearbeginningOctober1, 2000and endingSeptember30, 2001,the appropriations fromthe statefor the Universitywere$S+.+millionfor operationsand $8.2 millionfor capital.This fiscalyearendingJune30, duringthe University's wasfullyrecordedby the University appropriation 2001. The Statement of Gash Flows Anotherway to assessthe financialhealthof an institutionis to lookat its Statementof CashFlows. aboutthe cashreceiptsand cashpaymentsof Its primarypurposeis to providerelevantinformation an entityduringa period.The Statementof CashFlowsalsohelpsusersassess: o an entity'sabilityto generatefuturenet cashflows, o its abilityto meetits obligations as theycomedue and o its needsfor extemalfinancing. CondensedStatementof Cash Flows (in thousands) Cashprovidedbyl(used)in: OperatingActivities NoncapitalFinancingActivities Capitaland RelatedFinancingActivities InvestingActivities Netdecreasein cash Cash- Beginningof the Year Cash- Endof Year ($oe,tzt1 60,198 (7,361) 1,590 (13,694) 12,001 ($ 1,693) Majorsourcesof fundsIncludedin operatingactivitiesincludestudenttuitionandfees ($gg.t million),and grantsand contracts($26.2million).The largestpaymentsin this groupwere ($9+.emillion)andto suppliers($4t.Smillion). to employees compensation activitiesis the Stateof Michiganappropriation The largestinflowof cashin the noncapitalfinancing activitiesduringfiscalyear2001was related financing in and at $54.0million. Cashused capital of capitalassetsandthe repaymentof debt. primarilyfor the acquisition Enrollment of Michiganon a competitive Admissionto the Universityis opento residentsand non-residents 77o/oand39o/o ot basis. In the fall 2001semester,Michiganresidentsaccountedfor approximately and graduatefallenrollment,respectively. totalundergraduate the University's Enrollmentsat the Universityhaveremainedfairly stableover the lastfive years.The University in the fall2001fromthe fal!2000. equivalent enrollment changein totalfull-time sawno significant Fromfall 2000to fall 2001,newfreshmenandtransferenrolleesdecreasedslightlyUniversity'wide andtransfer decreasedby 2.7o/o by 6.9%and 4.1%respectively.Freshmanapplications increasedby 12/o,fromfall 2000to fall 2001. Newfreshmanenrolleesdecreasedby appfications fall 2000to fall 2001. 6.9%and transferenrolleesdecreasedby 4.1o/oirom I I I I I I I I I I I I I I t I I I I I I r The followingtablesshowthe latestretentionandgraduationratesfor freshmenenteringthe University.The levelandchangesin retentionand graduationratesreflectthe diversityof the enteringstudents. Retentionrate Fall 83.6 % 1997 80.9 1998 82.5 1999 f I I _ I 33:? ;33? ill,, r r Graduationrate Fall 59.7"/" 61.2 66.1 degreeseekingstudentsbasedon Note: Retentionrateis the firstyear retentionfor baccalaureate the prior year enteringclass. Graduationrate is the six-yeargraduationrate for baccalaureate degreeseekingstudentsbasedon the enteringclassfromsix yearsprior. -----The-following table shows the averageAmericanCollegeTesting ('ACT') scores for entering Universityfreshmen.The UnitedStatesAveragein 2000-2001was 20.7. I AverageACT Scoresfor Incoming Freshmen,Fall 25.59 1997 25.39 1998 25.21 1999 25.26 2000 25.31 2001 t I I t I I I DegreesAwarded The Universityawardsfour levelsof degrees,includingassociate,bachelor's,master'sand degrees.Listedbelowis a five-yearhistoryof degreesawarded. doctoral/professional 1997 1998 1999 2000 2001 DegreesAwarded Associate Bachelor Masters Doctorate Total 1,481 164 50 1,186 81 1,367 55 152 1,075 85 1,211 121 33 986 71 42 1,393 159 1,129 63 1,290 21 145 1,074 50 Factors lmpacting Future Periods t thatdirectlyimpactedthe fiscalyear importance Thereare a numberof issuesof University-wide 2001financialsituation.Manyof theseissuessuchas the levelof statesuppoft,financialaid, are ongoingactivitiesof measurement capacity,and performance expandingourfundraising Theseissuesimpact leadership. University the and Board of Control to the continuousimpoftance year. planning each the financialand budget I I I 7 as well strategicinvestments, new initiatives, Itemsthatdeterminethe limitsof programexpansion, needs are: operational ongoing its mission and as the abilityof the Universityto meet core o r o o pressures, the abilityof studentfee suppoftedactivitiesto meet inflationary the levelof statesuppott, wageincreases,and the impactof collectivelybargained the commitmentof operatingfundsfor servicingdebt and/orfundingcapitalexpenditures. Forfiscalyear 2001,overallstudentchargesremainedlevelwithstudentfee increasesand contributeroughlytwo-thirdsof general by tuitionincreases.Stateappropriations supplemented revenues.The levelof state operationsrevenuesand 39 percentof all operatingand non-operating condition.Withthe the University's supportis thereforeone of the keyfactorsinfluencing leadershipsubstantially University the in a decade, support increase in state lowest anticipated year. the coming raisedtuitionand fees for in the yearsto comeare: The biggestchallengesfacingthe University repairsand adaptation, technology," o tho needsand requirements for deferredmaintenance," and projects. o the selectednew construction continueacrossthe and assessmentprograms,bothacademicand administrative, Reallocation goals,rethinkingthe performance to related geared our to assessing etforts are University.These resources to support change' waywe do business,and freeingup Forward-LookingStatements statementsrelatingto suchmattersas possible Fromtimeto time,we may publishforward-looking studentprospects, financialperformance, operations, anticipated results our of or assumedfuture to risksand are subject statements and similarmatters,Theseforward-looking newcurriculum, Also,when we useanyof the words"believes,""expects,""plans,""anticipates," unceftainties. We claimthe statements. we are makingforward-looking or similarexpressions, "estimates" statementscontainedin the PrivateSecurities protectionof the safe harlcorfor forward-looking We believethat our forwardstatements. LitigationReformAct of 1995for all of ourforward-looking lookingstatementsare reasonable. whichspeakonly as statements, Youshouldnot placeunduerelianceon anysuchforward-looking that manyfactors,in additionto thosediscussed of the datemade.You shouldunderstand elsewherein this AnnualReport,in our pressreleases,and in our publicdocumentsto whichwe This couldcausethoseresultsto ditfer refer,couldaffectour futureresultsof the University. statements. in ourforward-looking fromthoseexpressed materially statementto reflectevents The Universityundertakesno obligationto updateanyforward-looking or circumstancesafterthe date on whichsuchstatementis madeto reflectthe occurrenceof events. unanticipated I I I I I I I I I I t I I I I I I I I I I t I I t I I I I I I I I I I I I I Report of IndependentAccountants LLP PricewaterhouseCoopers 333 BridgeStreet,N.W. Suite5O5 CrandRapidsMl 49504-5356 Telephone(616) 458 7700 Facsimile rcl6\ 454 6375 To the Boardof Control Michi ganTechnologicalUniversity: In our opinion, the accompanyingstatementof net assetsand the related statementsof revenues, expensesand changesin net assetsand cashflows presentfairly, in all materialrespects,the financial positionof MichiganTechnologicalUniversity(the "University")at June30, 2001,andthe resultsof its operationsandits cashflows for the yearthen ended,in conformitywith accountingprinciplesgenerally information and supplementary acceptedin the United Statesof America. Thesefinancialstatements opinion on an is to express our responsibility are the responsibilityof the University'smanagement; in accordance basedon our audit. We conductedour auditof thesestatements thesefinancialstatements applicable generallyacceptedin the UnitedStatesof America,andthe standards with auditingstandards to financialauditscontainedin GovernmentAuditing Standardsissuedby the ComptrollerGeneralof about assurance the United States,which requirethat we plan andperformthe auditto obtainreasonable on a includes examining, An audit misstatement. of material are free whetherthe financialstatements the assessing statements, the financial in test basis,evidencesupportingthe amountsand disclosures overall the and evaluating accountingprinciplesusedand significantestimatesmadeby management, basisfor our opinion. presentation.We believethat our auditprovidesa reasonable financialstatement As describedin Note l, the University adoptedthe provisionsof the GovernmentalAccounting StandardsBoard ("GASB") StatementNo. 33, Accountingand Financial Reportingfor Nonexchange Discussion and Management's Transactionsand GASB StatementNo. 35, Basic Financial Statements 1, 2000' as of July and Universities the Public Colleges andAnalysisfor In accordancewith GovernmentAuditing Standards,we havealso issuedour reportdatedAugust15, of the University'sinternalcontroloverfinancialreportingandon our testsof 2001on our consideration its compliancewith certainprovisionsof laws, regulations,contracts,and grants. That report is an Auditing Standardsand shouldbe integralpart of an audit performedin accordancewith Government readin conjunctionwith this reportin consideringtheresultsof our audit. taken Our audit was conductedfor the purposeof forming an opinionon the basicfinancialstatements as a whole. The scheduleof expendituresof federalawards(pages4 through54 of the accompanying FinancialReports)is presentedfor purposesof additionalanalysis OMB Circular4-133 Supplementary as requiredby the U.S. Office of Managementand Budget Circular ,4-133,Audits of States,Local Governmentand Non-ProJitOrganizations,andis not a requiredpart of the basicfinancialstatements. Discussionand Analysis(pages2 through8) is not a requiredpart of Additionally,the Management's informationrequiredby the GASB. Suchinformation but is supplemental the basicfinancialstatements and, hasbeensubjectedto the auditingproceduresappliedin our auditof the basicfrrancialstatements statements taken financial the basic in relation to respects in our opinion,is fairly statedin all material as a whole. AP August15,2001 I I I I I I I I I rI I I I I I I I University MichiganTechnological of NetAssets Statement June30,2001 (in thousands) ASSETS Currentassets: net Accountsreceivable, Otherassets Totalcurrentassets $ 18,006 1,846 19,852 Noncurrentassets: net of allowance Studentloansreceivable, lnvestments depreciation Capitalassets,net of accumulated Totalnoncurrentassets 10,255 8,601 172,447 191,303 ___$?1lJr5_ TOTALASSETS LIABILITIES Currentliabilities: Accountspayable Otheraccruedliabilities Deferredrevenue Currentpottionof noncurrentliabilities $ 4,768 7,305 3,184 3,680 18,937 Totalcurrentliabilities Noncurentliabilities: Fundsheldfor others Long-termliabilities 410 12,207 12,617 Totalnoncurrentliabilities TOTALLIABILITIES ____$9!851_ NET ASSETS Investedin capitalassets,net of relateddebt Restrictedfor: Expendable andfellowships Scholarships Research uses Depadmental Loans CapitalProjects Debtseruice deficit Unrestricted $ 160,499 1,161 565 429 11,913 5,697 778 ( 1,4411 ___$129891_ TOTALNETASSETS The accompanyingnotesare an integralpart of thesefinancialstaternents. 10 MichiganTechnological University Expenses, andChangesin NetAssets of Revenues, Statement Forthe YearEndedJune30,2001 (in thousands) REVENUES: OperatingRevenues Studenttuitionand fees (netof scholarship allowancesof $8,372) Federalgrantsand contracts Stateand localgrantsand contracts grantsand contracts Nongovernmental activities Educational Auxiliaryactivities: Salesand services life Residential Totaloperatingrevenues EXPENSES: OperatingExpenses and generalexpenditures: Educational Instruction Research Publicservice Academicsupport Studentservices Institutional support Studentfinancialsupport of plant and maintenance Operational Depreciation Auxiliaryactivities: Salesand seruices life Residential Totaloperatingexpenses Operatingloss $ 33,287 15,909 3,138 8,781 4,606 7,395 12,080 85,086 54,768 22,800 3,948 10,438 5,373 13,927 7,973 10,631 10,080 11,855 9,464 1 6 1157 (76,071) notesare an integralpartof thesefinancialstatements. Theaccompanying I I I I I I I I I I T I I I I MichiganTechnologicalUniversity andChangesin NetAssets Expenses, of Revenues, Statement Continued Forthe YearEndedJune30,2001 (in thousands) (EXPENSES) REVENUES NONOPERATING StateapproPriations Gifts expense) Investmentloss(netof investment Intereston capitalasset- relateddebt revenues Othernonoperating I I I 54,441 6,262 (747) (570) 198 revenues Net nonoPerating 59,584 Lossbeforeotherrevenues,expenses,or gains (16,487) 8,211 3,346 Capitalappropriations Capitalgrantsand gifts Otheradditions,net Totalotherrevenues t ,t $ 4j28 15.685 (802) Netdecreasein net assets NETASETS of year Beginning 180,403 $ 179,601 Endof year notesare an integralpartof thesefinancialstatements. Theaccompanying 12 MichiganTechnologicalUniversity Statementof CashFlows Forthe YearEndedJune30,2001 (in thousands) Cash Flowsfrom OperatinqActivities Studenttuitionandfees Grantsand contracts Paymentsto suppliers Paymentsfor utilities Paymentsto employees Paymentsfor benefits and fellowships Paymentsfor scholarships Loansissuedto students Collectionof loansto students Auxiliaryenterprisecharges: Salesand services life Residential Salesandserviceof educationalactivities Otherpayments Net cash used by operatingactivities Cash Flowsfrom NoncapitalFinancinqActivities Stateappropriations Giftsand grantsfor otherthan capitalpurposes WilliamD. Forddirectlendingcash received WilliamD. Forddirectlendingcashdisbursed Net cash provided by noncapitalfinancing activities GashFlowsfrom Capitaland RelatedFinancinqActivities Capitalappropriations Capitalgrantsand giftsreceived Proceedsfrom sale of capitalassets Purchasesof capitalassets on capitaldebtand leases Principalpaid paid on Interest capitaldebtand leases Net cash used by capital and relatedfinancing activities GashFlowsfrom InvestinqActivities Proceedsfromsalesand maturitiesof investments Intereston investments Purchaseof investments Net cash provided by investing activities $ 33,069 26,243 (41,490) (6,380) (71,792) (23,019) (7,973) (1,809) 1,441 7,139 12,122 4,600 (2721 ( 68,121) 53,970 6,263 11,225 ( 11,260) 10,043 2,803 139 (8,336) ( 11,456) (554) (7,361) 8,236 507 ( 7,153) 1,590 12,001 ($1'693) $0 notesare an integralpartof thesefinancialstatements. Theaccompanying 13 t I I 60,198 (13,694) Netdecreasein cash Cash- beginningof the year Cash- includedin accounts payable Cash - end of year I I I T I I I I I I I I I I MichiganTechnologicalUniversity Statementof CashFlows,Continued Forthe YearEndedJune30, 2001 (in thousands) Reconciliationof net operatingrevenues(expenses)to net cash used by operatingactivities: Operatingloss Adjustmentsto reconcilenet lossto net cash used by operating activities: expense Depreciation Changesin assetsand liabilities: net Receivables, Otherassets Loansto students AccountsPaYable Otheraccruedliabilities Currentportionof long-termliabilities Fundsheldfor others Deferredrevenue Long-termliabilities Net cash used by operatingactivities SupplementalDisclosureol CashFlow Information Acquisitionof equipmentthroughcapitalleases $ (76,071) 10,080 (2,229) 292 (368) 240 207 ( 316) 63 155 (174\ $ ( 68,121) 75 notesare an integralpartof thesefinancialstatements. The accompanying 14 I I I I I t t t I I I t T I I I I I I 9t 'queulolels lelsooq pue punl r{cal ue6lqcly\ ele 'suollezlue6ro oql u! popnput lou lelcupulls,A1sJo4un 'sluoualels lelcuPull aql sB tlcns 'A!so^!un aql Aq pellortuoclou ore qclq/nsuollezlueblg s,AlsJe^luneql u! papnlculolp suollpzlup0JopalloJluocllP lo slueuolels lelcuPulloL{J. 'soofiolduoAlsre4u1 .to;stuel6o.tdlueutalge.t 'suolleledo suolleudoldde lol alels ol sluoruAedpue selcuabeolels snoUBAruoJlsluelb 'ilun elolcslpe sP luouodtuoc o1Ilpeurpdolelal ue6;qc;y1 lo elels aql qil,\ suolpesuell 'ue6!qc!U1 olels lo sluourelelsletcueu4s,elpls ot{l u! popnlcu!s! Alslenlunoql'{Ou1p.toccv oql lo Jou.toôeoql ^q patuloddes! loJluoClo pleog sl! osnpceque61qc;yr1 lo alpls oql lo llun luauodruoce oq ol paloplsuocs! pue uollpcnporeq6;qlo uollnillsu!uBs! {1sren;u6eq1 ,{tttuZ duntodaA 'seqledeptslnoqll/t^ slueuleel6elenpetluoc{q polltxlloq eslmloqlofiBtuJololluoCIo preogs,I1tslenlu61 oql lo uollcp[q sesodtndc;1cadsto; peleubtsopaq Aeulslesselou pelculso'lun 'suo;1e;nd11s pesodtugAlleureueot tcalqnslou leL{}slossglaN -p-dif,-!]J$ffi' o 'aurll ebessedoql ^q etgdxeleql lo suol1elndl1s osoql lo eq uec leql suollplndllspesodttt! ol luenslnd{rsleruun aql lo suotlcefiq pe;1gn1 . I;leure1xeol lcelqnss! esn osoq^ slossploN 'slesseesoql lueuonoldtul.touollcnJlsuoc'uollslnbce lo a$ ol qqpnquue lqop lo socuepq pdrcupd OulpuBlsuo pue uollelceldep o palBlnunccplo lou 'slosse p1de3 :s/rr\ollol sB ele AlsrenlunoLllAqpesnsepooolBcslosse1eupel;nbejeoJqlaql. 'eloq^ punl pnplnlpu!lo fygtqelunocce sdnorb upL{} Jaqlel eql uo Alsre^lun e se pesodur;{lBurelxeolOulptocce ot1luo pesncolsluouelels lplcueull'A;snoner6'suorlcrllsar sago6eleclesse leu olu! sesodrnd dupoder pue bullunoccelol pallsselc socrnosal B uo palueseldoq sluoulolPls eql uo sncolol slseqpoleprlosuoc tllln 'atoq^ e se figslenlun pup solltsro^tunpue se6ellocclgqndtol Ouluodelletcueullleuloua lplcu€utlleql e.rlnba.r tlsllqelsosluauolPls osoql 'apeu uoeq aêq s/(olJ tlsBc lo sluotuole}s rol spJEpuPls 'slossv loN otll pue Slossv loN ul sa$ueqg pue Sosuodx3'senuoêg lo queuolels eql ol sebueqc'suolldopeaseqllo llnsoJe sV lo sluauolgls orll ut qunoue lo uotleluase"rd SttiJ?i,:"4':il3;:ilH:3ffi:fft",7 sInrsrenqun o1per'nber rue'ra|du| "ri939;flff'lli cilqndrc1 qsileuy uolldopefpee 1oosnpcog'OOOZ'lAlnf lo sE salt/sra^lunpue sa6e11oC pue uolssncqg s,yeuadeuery pue suewolels plcueu!! clseg '9e 'oN luau'lolpls ESV9 pue suolpesueU a1ueqcxauoNro! julUodeA Plcueu!! pue fiugunoccv 'ge'oN lueuolels ueflqcly\ eql) Alsrenlun 1ec;6oJouqcal gSVg lo suots!ôlde,11petdope (,y'1;sren;u1" '(*gSVg,)preog splepuelsOuglunoccy eql Aq paulltnose;d;cuydOullunocce lPluotuureôe qilnêcuepJocceu1slcedsel lppoleu ;;e ugperederdueeq o BL{s}uauolelslelcueulleql uolpuesetd to slseg sSlcl'lod qNV No|IVINSSSHd JO SISVS cN[Nnoccv INVcHtNcls lo AHvl,rllllns I I I I I I I I I I I I I I I I t Summary of Significant Accounting Policies Accrual Accounting financialstatementshave been preparedon the accrualbasis,except The accompanying whichare commonpracticesin collegesand universities:(1) gifts,grants for the following, whenreceivedor when billable,and (2) ExpendableRestricted and pledgesare recognized onlyto the extentexpended. revenueis recognized includeonly amountsassociated providesthatexpenditures The accrualbasisof accounting onlythe unpaidamounts liabilities include that and withgoodsand seruicesreceived purchaseordersand outstanding Accordingly, associatedwithsuchexpenditures. totaled$4,458(in thousands)at June not reportedin the financialstatements commitments 30,2001. lncome Taxes The Universityis classifiedas a politicalsubdivisionof the Stateof Michiganunder Internal RevenueCode Section 115(A)and is thereforeexemptfrom Federal Income Taxes. Certainactivitiesof the University,to the extentprofitable,may be subjectto taxationas businessincome. unrelated Cashand Cash Equivalents The Universityconsidersatl highly liquid investments(includingrestrictedassets)with a maturityof threemonthsor lesswhenpurchasedto be cashequivalents. lnventories on a first-in,first-outbasis. are valuedat the lowerof costor marketdetermined lnventories I nvestmentsand MarketableSecurities are valuedat market. lnvestments Capitalized lnterest Duringfiscalyear 2001,total interestcost was $1,240 (in thousands),of which$670 was in plantand $570was includedin expenditures. includedin investment Property, Plant and EquiPment threshhold. Physicalpropertiesare stated at The Universityuses a $2,500capitalization are statedat appraisedvalue on date of receipt. pulchased. acquisitions Other cost when reserveshave been establishedto replacement and equipment Repairand maintenance to residencesand ceftain other costs prwide for significantrepair and maintenance facilities. is providedfor physicalpropertieson a straightlinebasisoverthe estimated Depreciation usefullife of the property,as follows: Classification and infrastructure Landlmprovements Buildings ComputerEquipment Equipment LibraryBooks Life 20 years 40 years 5 years 7 years 5 years I CASHAND INVESTMENTS I I I I I I I J I I Authorizations;The University investmentpolicies are governed and authorizedby UniversityBylawsandthe Boardof Control. t all of its cash The Universityutilizesthe "pooledcash"methodof accountingfor substantially and cashequivalents.Investmentpoliciesfor cashand cashequivalents,as set forthby the Boardof Control,authorizethe Universityto invest,with limitations,in commercialpaper of primeas establishedby at least one of the ratedwithinthe two highestclassifications may Investments also be madein securitiesof the U.S.Treasury standardratingservices. and Federalagencies,and in timesavingsaccounts. I I I I I I Bevenueand ExpenseBecognition The Universityrecognizesrevenuesnet of discountsand allowances,when it becomes sourcesare consideredto be measurableand available.All revenuesfrom programmatic operating revenues. Included in non-operatingrevenues are state appropriations, investmentincome,and gifts. The Universityfirst appliesrestrictedresourceswhen an expenseis incurredfor purposesfor whichboth restrictedand unrestrictednet assetsare available. ScholarshipAllowancesand Student FinancialAid Financialaid to studentsis reportedin the financialstatementsunderthe alternativemethod as prescribedby the NationalAssociationof Collegeand UniversityBusinessOfficers (NACUBO).Certainaid (loans,fundsprovidedto studentsas awardedby thirdpaftiesand FederalDirectLending)is accountedfor as thirdpar$ payments(creditedto the student's accountsas if the studentmadethe payment.)Allotheraid is reflectedin the financial whichreducerevenues.The allowances, statementsas operatingexpensesor scholarship portion of aid that was providedto the the amountreportedas operatingexpenserepresents allowancesrepresentthe portionof aid providedto studentin the formof cash. Scholarship the studentin the formof reducedtuition. Underthe alternativemethod,theseamountsare. computedon a totaluniversitybasisby allocatingthe cashpaymentsto students,excluding paymentsfor seruices,on the ratioof all aid to the aid not consideredto be thirdpaftyaid. (2) t I I t I t I t I I I I policies regardinginvestmentsand marketablesecuritiesas set forth by the Board of Control,autnorizethe Universityto investin U.S. TreasuryObligations;commercialpaper of prime as establishedby at least one of the rated withinthe two highestclassifications of depositissuedby FDIC standardratingserviceJ;or Federalagencysecuritiescertificates or an NCUAcredit union insuranceban-ks,FSLICinsuredsavingsand loan associations, banks. or 3 in Tier 1,2, deposits time member;or Eurodollar Deposits: as of June30, 2001-However, The Universityhad no cashandcashheldfor investments by $1.7millionas of June30, bank balance the of excess in checks released the University 30, 2001was coveredby (in at June thousands) 2001. Of the totalbankbalances,$12 and uncollateralized, uninsured were amounts federaldepositoryinsurance.The remaining its deposits. precludedby statelawfromcollateralizing as the University-is lnvestments: are classifiedintothreecategories ln accordancewith GASBStatementNo. 3, investments not categorizedbecausethey are are investments of custodialcreditrisl<.The university's not evidencedby securitiesthat exist in physicalor book entry form. The University's fundsare uninsured. in pooledinvestment investments The Universityhas pooledinvestmentsinvestedin a varietyof mutualfunds managedby takes into account investmentmanageis.The net decreasein the fair valueof investments the year. during occurred purchases sales) that and all changesin fairvalue(including Investmentloss for the year ended June 30, 2001 is comprisedof the following (in thousands): income(loss): Investment lnterest $ Dividends Netdecreasein the fair valueof investments Subtotal expenses Investment Total investmentloss 18 522 799 The Universityrealizednet lossesof $620 (in thousands)from the sale of investmentsin of the calculationof the fiscalyears2001. The calculationof realizedlossesis independent that had been net decreasein the fair valueof investments.Realizedlosseson investments heldin morethan one fiscalyearand sold in the currentyearmay have beenrecognizedas an increasein the fair valueof investmentsreportedin the prioryear. The unrealizednet heldas of June30,2001was$1,429. losseson investments excludingthe basecashpool reserve securities, and marketable The returnson investments for the yearendedJune30,2001was as follows: fixedincome fntermediate Equityinvestments (3) I I t I 4.2/o (14.77o) CAPITALASSETS I by majorclassof asset,the capitalassetactivityfor the The followingtablesummarizes, yearendedJune30, 2001(inthousands): ! Ending Beginning Balance Disposals Additions Balance $ 8,783 $ 1 0 $ - $ 8 , 7 9 3 I Land and Landimprovements infrastructure Buildings Equipment Librarybooks Mineralcollections in progress Construction Total cost of capitalassets depreciation: Lessaccumulated and Landimprovements infrastructure Buildings Equipment Lfbrarybooks depreciation Totalaccumulated - net Capitalassets (4) t 9,221 175,214 82,077 4,431 3,093 25.489 308.308 834 29,289 6,455 131 16 e5.417\ 11.318 7,936 63,346 61,520 4.170 f g6-972 99 4,523 5,366 93 10.081 $r_21336 _$1232 (69) (4,086) ( 3) ( 6) u.164\ 10,055 204,4U 84,446 4,559 3,103 72 315.462 8,035 (19) 67,850 (4,019) 62,867 4.263 ,, (4.038) 143.015 ___1$120) $112,M7 LINEOF CREDIT with one bank underwhich it may The Universityhas an unusedline of creditarrangement lt is set at a variablerateof interest,subjectto changedaily,that borrowup to $10,000,000. is 35 basis points less than the LondonInterbankOtferedRate ("L|BOR').There are no fees and no unusualconditionsassociatedwiththis lineof credit. commitment I I I t I I I I t I 1 I I I I I I I I I I I I I I T (5) LIABILITIES NONCURRENT consistsof bonds,capitalleases,and accruedhealth Noncurrentliabilitiesof the University are as shownbelow(inthousands): liabilities and liabilityclaims.The changesin noncunent Beginning Balance Additions GeneralRevenueBonds: VariableRateDemand RefundingBonds TotalbondsPaYable Capitalleases Totalfongtermdebt AccruedHealth& LiabilitY Claims,net Totalnoncurrentliabilities $21,000 1.830 22,830 498 s27758 Reductions Ending Balance Current Portion $11,000 $10,000 $ 1,49q 340 11,490 11,90 458 115 11,948 11,455 $ $ zs $11,946 $15,887 155 155 118 $3,680 Bonds issued$21 millionof GeneralRevenueVariableRate 1998,the University In fiscalyear 'Bonds the bondsare re-pricedweekly. The ("GRVDB").Initiatlypricedat 3.45o/o, Demand fundshavebeen usedto completefour buildingprojectson campus:the DowEnvironmental Arts,the Centerfor building,the RozsaCenterfor the Performing Sciencesand Engineering proceedsfrom the Additionally, Center. Career Meese EcosystemScienie,and the Harold loan and the Harold lmages the University bondl were used to pay off the balanceson in 2015. begin MeeseCareerCentermortgage.Annualdebtservicerequirements with a $10 millionletter of creditthroughthe Bank of The GRVDBissue is collateralized if the bondsbecomeunmarketable. used be only America.The letterwould 1994, the Universitydefeasedin substancethe 1989 issue of General In fiscal year -Bonds with an issueof GeneralRevenueRefundingBondsvaluedat $3,585(in Revenue thousands). These bonds bear interestat 2.80% to 5.10oloand matureat variousdates were$1,335. througheOOg.As of June30, 2001the defeasedbondsoutstanding Capital Lease Obligations The Universityhas entered into capital lease agreementsfor the purchaseof otfice switchequipment. andtelecommunication equipment fiabilities are as followsfor the fiscalyearendingJune Scheduledmaturitiesof noncurrent 30 (inthousands): FiscalYear 2002 2oo3 2oo4 2005 2006 LaterYears Total Bonds $ 155 165 170 180 190 10,630 $11,490 Capital Leases $tt8 118 109 91 22 $ 458 Tgtal $2tg 283 279 271 212 10,630 $11,948 (6) t BENEFITS POST-EMPLOYMENT plansfor all qualifiedemployees: in one of two retirement The Universityoffersparticipation the MichiganPublicSchoolEmployees'RetirementSystem('MPSERS")and the Teachers EquitiesFund("TIAA-CREF). Association CollegeRetirement andAnnuities Insurance definedbenefitretirementplan throughthe MichiganState MPSERSis a non-contributory Employees'RetirementSystemPlan (the "Plan"). Due to State of MichiganHouse Bill in hiredafterDecember31, 1995can no longerparticipate employees HB4O47,University this retirementplan,unlesstheywere previouslyenrolledin the plan at the Universityor one thatare pan of MPSERS. of the othersix universities the fundingpolicychangesfinalizedby implemented Duringfiscalyear1997,the University MPSERS. An actuarialvaluationwas preparedfor MPSERSthat separatedthe Plan into two components- universitymembersand all other members.The valuationdetermined the universitymembers'portionof plan assets and unfundedactuarialaccrued liability for activemembersat ("UAAL"). The new fundingpolicycalls for continuedcontributions the next forty years,the payroll. over To fund the costs of the UAAL 6.85% of member at a ratethat will be determinedannually.The Universitywill makeadditionalcontributions fiscal year 2QO1ratewas 1.36"/".The Universityis alsorequiredto pay a $169,600monthly for retireehealthcare benefits. contribution supplemental The TIAA-CREFPlanis a definedcontributionretirementplan. All employees,who workat least 3/4 time are eligibleto participateIn the TIAA-CREFplan.For employeeshired after December31, 1995 employercontributionsbegin two years after date of hire or age 35 whicheveris sooner. Employeebenefitsvest immediately.The Universitycontributesa specifiedpercentageof employeewagesand has no liabilitybeyondits owncontribution. Contributionsand covered payroll under the plans (excludingparticipants'additional for theyearendedJune30, 2001: aresummarized as follows(inthousands) contributions) to MPSERS Universitycontributions MPSERSretireehealthinsurance MPSERSunfundedpensioncosts PayrollcoveredunderMPSERS to TIAA-CREF Universitycontributions to TIAA-CREFsupplemental Universitycontributions PayrollcoveredunderTIAA-CREF $ 1,155 1,ggg 72 14,001 5,558 18 42,647 The Universitysubsidizesa medical benefits plan for TIAA-CREFeligible University employeeswho haveor will haveretiredfromOctober19, 1992throughJune 30, 2006.The basis,which is Universityrecognizesthe cost of providingthis benefiton a pay-as-you-go includedin the currentfunds'expenditures. I I I I I t l I I I T T I t l I ' uolll!ru z'6$ polBullxolddE 'uolllltul'LZ$ lo }uotugopuoue peq {lrsren;uqaql lo ileqaq uo lJ l eql ^q suolnqpluoC 't002 'uolllltll 'aôqE pepnlcul u! eLll slossP z'28$ elo^ lI[/[ aql lo slosselou aql lau Jfn 'oe pollpnEluecol lsotu ol,{l 'lLt l lo slosse}eu ounr lI l lo sB ole sluotuolelslPlcuEuu oql 'suel6oJdOulsletpunl leuoll!pBll bu1fueduocce eql apnlcu!lou op sluouelplslprcueu4 'Alsleruuneql illauoqe^lsnlcxo lo ul pe6p6ueuopezgueb.ro Uoddnslduexe xel P sl Jlt l otll lol potuJoluollelod.toclllo.tduouluepuedepulue sl (,,J1w,,)pung qcal ue6;qqy1eq1 sNolrvzlNvgHoruoddns ArsuSAlNn (e) t I I I I t t 'sosuodxeonllellslultupe pue plaua6 (e) pue a6elenocssacxool pelelol slsoc (Z) ,CtSnyUfq peurelersls!,t ocuetnsur(!) Jol fllenuue passesseole suJntulold I 'etepdordde punl stequeyl {eu lloLll enllcedsel Ieql se soruesal ruaop .ebelenoc ebelenoc to; ssocxe u! suttelc lo lo oull qceeJol slltulllenuuepoqsllqplso uoperodtoc oq ;;lrvr 6ugulegsns-ilos eseqcrndlltmpup slueuAedJequau rlbnorr11 tplctotuuloc eql'slseq lenuueue uo poulruolep{lelrenlceele Joquou qcpopueuollelodloc epnold.toslueul{edeln1nl orll l.lloqlol soruosolpopuoruuloceg'se6etanocpesealculJol 'slessessocxo luoô oLllul plemolsn;dtnsoql llpoJc'sn;dlnsoql ulnlal JeqllolllmClsnn lo I I 'slspq pue paprnord slolJa:slseq suotsstuto eberenoc s! e uo operr.l srutplc 'teAel pJltll ot{l uB uo pep;noldsr e6Blenocft1qe1;;eteue6erusueqalduo3 'sossol ecueJJncco sl! lo buusnocsIeUJPc lelc.reuulocpue sossol1orefel puoceseql OupenocCIS1U\ uoiUode $ululelerloqulotutlcee qlyr^s;seqreAe;oortll p uo poJnlcrulseJEse6elenocsso-1 I t 'suerOotd os;e pue soclruas loJluocssolpuelueueOeueu)sll saptnold '{illlqell .acupJnsu!{qperenocI;uou.ruroc sassolIuedordpue 'suolssltuopue sJollo CIS6N 'ome lsute6eslaqueu ol AiluueputseplnoldqclLl,r'(,,ClSnW,,) le1"ir;6 enlsuaqerduoc uollelodrog ecuelnsul-iles solllslo^lun ue6ltlcly\ elll u! selBdlclyBdrllsla4u6 eql AlUSdOUdONVAllllgvll SCNVUnSNI UI 'firnuueJloL{l rlil/v\ebBtenocl!aq}lol ,{eduec sool!}eH .slsocorec qlleaqrloql lo %OOlrol algrsuodser eq ;;;ansee{oldtuoperllorosneceqpuoAeq Ap;sqnss,fi;slen1u1eql '%00t o} %09 uloll pue LOOZ ree{ ;ecsr;Iol espelcaposl^êlll11yvr ol Z00Zlxoll aseoJcutlltmsl4ouoqoJBctllleol.llol uollnqpluocs,ee{olduapetlletaL41'9002 '{l!nuuB }ueurorllar lf HC-Wlleql peqcleu Allstenlun OultBdtcped s,aeAolduaoql ol uollnqyluocLre;esp "/oZs,ooôldule '266; 0upn6 orll 'Looz 6qrng 'slllouoqs,ue;doql u! o6ueqce panorddepreog oL{} I t I I I (9) AND CONTINGENCIES COMMTTMENTS The Universityhas internallyfunded reservesfor ceftain employeebenefits. Accrued liabilitiesare generallybased on actuarialvaluationsand representthe presentvalue of unpaidexpectedclaims,includingestimatesof claimsincurredbut not reported. In the normalcourseof business,the Universityis namedpartyto variouslegal actions. the Universityhas not experiencedsignificantlossesfrom such actions. After Historically, taking into considerationlegal counsel'sevaluationof pending actions, management believesthe resolutionof these matterswill not have a materialadverseeffect on the financialpositionor resultsof operations. University's I I ,I t t I I I I I I I I tech UNIVERSITY TECHNOLOGICAL MICHIGAN STATEMENTS FINANCIAL OMB CIRCULARA.133SUPPLEMENTARY FORTHEYEARENDEDJUNE30,2OO1 ACCOUNTANTS WITHREPORTOF INDEPENDENT TOGETHER I T I I I I I I I I I t I I I t I I I MichiganTechnologicalUniversity OMB GircularA-133SupplementaryFinancialReports lndex Page(s) Reportof lndependentAccountantson Complianceand on InternalControlsOver FinancialReportingBasedon an Audit of Financial StatementsPerformed AuditingStandards in Accordancewith Government Reportof IndependentAccountantson Compliancewith Requirements Applicableto EachMajor Programandon InternalControlsOver Compliancein Accordancewith OMB Circular,4.-133 of FederalAwards: Scheduleof Expenditures Scheduleof Expendituresof FederalAwards 4 Notesto the Scheduleof Expendituresof FederalAwards 56 Scheduleof FindingsandQuestionedCosts 57 I I I I t I t I I t I I I I I I I t I Report of IndependentAccountantson Compliance and on Internal Controls Over Financial Reporting Basedon an Audit of Financial StatementsPerformed in Accordancewith GovernmentAuditing Standards LLP PricewaterhouseCoopers 333 BridgeStreet,N.W. Suite505 Crand Rapids Ml 49504-5356 Telephone(6'16)458 7700 Facsimile {616\ 454 6375 To the Boardof Control Michigan TechnologicalUniversity: of MichiganTechnologicalUniversity(the "University")as of We haveauditedthe financialstatements and for the year endedJune30, 2001,andhaveissuedour reportthereondatedAugust 15, 2001. We with auditing standardsgenerallyacceptedin the United Statesof conductedour audit in accordance Auditing Standards, applicable to financialauditscontainedin Government and the standards America United States. the issuedby the ComptrollerGeneralof Compliance arefreeof aboutwhetherthe University'sfinancialstatements assurance As part of obtainingreasonable provisions of laws, regulations, with certain performed of its compliance we tests materialmisstatement, contracts and grants, noncompliancewith which could have a direct and material effect on the determinationof financial statementamounts. However,providing an opinion on compliancewith thoseprovisionswasnot an objectiveof our audit and,accordingly,we do not expresssuchan opinion. that are requiredto be reportedunder The resultsof our testsdisclosedno instancesof noncompliance AuditingStandards. Government InternalControlOverFinancialReporting ln planning and performingour audit, we consideredthe University'sinternal control over financial for the purposeof expressingour opinion on the reportingin orderto determineour auditingprocedures on the internalcontrol over financialreporting. Our and not to provideassurance financial statements considerationof the internalcontrolover financialreportingwould not necessarilydiscloseall matters A materialweakness in the internalcontrolover financialreportingthat might be materialweaknesses. control componentsdoes internal of the more is a conditionin which the designor operationof oneor that would be materialin in amounts not reduceto a relativelylow 1evelthe risk that misstatements beingauditedmay occurandnot be detectedwithin a timely period relationto the financialstatements by employeesin the normal courseof performingtheir assignedfunctions. We noted no matters involving the intemalcontrol over financialreportingand its operationthat we considerto be material weaknesses. This report is intendedsolely for the information and use of the Board of Control, University the Departmentof Defense,Office of Naval Research(thecognizantagency)andFederal management, grantoragenciesandis not intendedto be and shouldnot be usedby anyoneotherthan thesespecified parties. However,this reportis a matterof public recordandits distributionis not limited. 4"f'-AP August15,2001 I t I I t I I I I t I I I t I I I I t Report of IndependentAccountantson Compliance with RequirementsApplicable to Each Major Program and on Internal ControlsOver Compliancein Accordance With OMB CircularA-133 PricewaterhouseCoopers LLP 333 BridgeStreet,N.W. Suite505 CrandRapidsMl 49504-5356 Telephone(616) 458 7700 Facsimile (616) 454 6375 To the Boardof Control MichiganTechnologicalUniversity: Comoliance We have auditedthe complianceof Michigan TechnologicalUniversity (the "University") with the types of compliancerequirementsdescribedin the U.S. Office of Managementand Budqet (OMB) that areapplicableto eachof its major federalprogramsfor the CircularA-133 ComplianceSupplement year endedJune30, 2001. The University'smajor federalproglamsare identifiedin the summaryof auditorsresults sectionof the accompanyingscheduleof findings and questionedcosts.Compliance with the requirementsof laws,regulations,contractsand grantsapplicableto eachof its major federal Our responsibilityis to expressan programsis the responsibilityof the University'smanagement. on our audit. opinionon the University'scompliance'based We did not audit the University'scompliancewith requirementsgovemingbilling, recordkeeping, paymentprocessing,reportingand due diligence compliancerequirementsspecifiedby the Federal Perkins Loans Program and describedin the OMB Circular A-133 Compliance Supplement. Compliancewith theserequirementswas auditedby other auditorswhose report thereon has been herein,insofaras it relatesto the University's compliance furnishedto us, and our opinionexpressed is basedsolelyon thereportof the otherauditors. with thoserequirements, with auditingstandardsgenerallyacceptedin the We conductedour audit of compliancein accordance to financial audits containedin Govemment applicable the standards America; United States of of issuedby the ComptrollerGeneral the United States;andOMB Circular A-133, Auditing Standards, Audits of States.Local Governments.and Non-Profit Organizations. Those standardsand OMB assurance aboutwhether Circular4-133 requirethat we plan andperformthe auditto obtainreasonable referredto abovethat could}eve a directand with the typesof compliancerequirements noncompliance material effect on a major federalprogramoccurred. An audit includesexamining,on a test basis, evidence about the University's compliancewith those requirementsand performing such other proceduresas we considerednecessaryin the circumstances.We believe that our audit providesa reasonablebasisfor our opinion. Our audit doesnot providea legal determinationon the University's compliancewith thoserequirements. In our opinion,basedon our auditandthe reportof otherauditors,MichiganTechnologicalUniversity referredto abovethat areapplicableto eachof with the requirements complied,in all materialrespects, year 2001. June 30, ended its major federalprogramsfor the I I I I I I I I I I I I I I I I I I I InternalControlOver ComPliance The managementof the University is responsiblefor establishingand maintainingeffective internal control over compliancewith requirementsof laws, regulations,contractsand grants applicableto federalprograms.In planningandperformingour audit,exceptasnotedin the following paragraph,we consideiedthe Univeisity's internai control over compliancewith requirementsthat could have a direct and material effect on a major federal program in oider to determineour auditing proceduresfor the purpose of expressingour opinion on complianceand to test and report on internal control over with OMB CircularA-133. compliancein accordance We did not consider internal control over compliance with the requirements goveming billing' paymentprocessing,reportingand due diligencecompliancerequirementsspecifiedby recordkeeping, perkins Loan piogram and describedin the OMB Circular 4-133 ComplianceSupplement. Federal Internal control over these compliancerequirementswas consideredby the other auditors referred to above; and our report, insofar as it relatesto the University's internalcontrol over those compliance is basedsolelyuponthe reportof the otherauditors. requirements, Our considerationand the otherauditors'considerationof the intemalcontrol over compliancewould A material not necessarilydiscloseall mattersin the intemalcontrolthatmight be materialweaknesses. control internal of the more or weaknessis a condition in which the design or operationof one applicable with componentsdoes not reduceto a relatively low level the risk that noncompliance requirementsof laws, regulations,contractsand grantsthat would be materialin relation to a major federalprogrambeing auditedmay occur and not be detectedwithin a timely period by employeesin the normal cogrseof-performingtireir assignedfunctions. We notedno mattersinvolving the internal control over complianceandits operationthat we considerto be materialweaknesses.Also, the report of the other audiiorsnoted,ro mutterrinvolving the intemal control structureover complianceand its operationthat theyconsiderto be materialweaknesses. This report is intended solely for the information and use of the Board of Control, University the Departmentof Defense,Office of Naval Research(the cognizantagenc, and Federal management, grantJragenciesuttd ir not intendedto be and shouldnot be usedby anyoneotherthanthesespecified parties. August15,2001 I I I I I I I I I I I I I t I I I I I TECHNOLOGICAL UNIVERSIfi MICHIGAN - Sunmary Expense by CFDA# Research Fran07101/2000 to 06/30/2001 09trLl2001 FTQOPLlBA FundL3 CFDA# Index Fund Orgn Proposal#Contract# Title Fund U S Deptof Agriculture FedPass: 10.200 E26967R4078223005 990826 U S Deptof Agrjculture Fed Pass: AGREE # 67-4062C FjnancialManager: Flakeboardfrorn Mi MICHI-Structur"al L M Matuana 2,869.8s 2.869.85 FORCFDA# 1O.2OO TOTAL 2,869.85 Mclntyre Stennis 10.20? Mclntyre Stennjs E20086R5126823005 941009 YewGroundNest Birds FY00MCINTIRE l4S-00-Canada STENNIS D J Flaspohler Financial Manager: 9,333.96 10.202 Mcintyre Stennis E20087R5126923005 941009 GeneticAnalysis MS-00-Molecular FY00I"ICINTIRE STENNTS C P Joshi F i n a n c i a lM a n a g e r : 3.169.92 70.202 s l''lcl ntyre Stenni E200BBR5127023005 941009 Forest Experimental MS-00-Teakettle FY00MCINTIRE STENNIS MF Jurgensen F i n a n c i a lM a n a g e r : 2,369.77 10.202 MclntyreStennis E20089Rsl271 23005 941009 Peninsula N-00-Valuationof Upper^ FY00MCiNTIRE STENNIS F i n a n c i aM l anager: BD0rr 7, 0 0 0 . 0 0 10.202 Mclntyre Stennis E20090R5127223005 94i009 MS-00-ViabilitvAnimalPopulations FY00l'ICINTIRE STENNIS F j n a n c i a lM a n a g e n : R 0 P e t e r s o n 6 , 0 7.23 7 70.202 Mclntyre Stennis E20091R5127323005 941009 MgrntRschProgram l"ls-00-0peratjons FY00I4CINTIRE STENNIS J BPjckens F i n a n c i a lM a n a g e r : 2.100.50 10.202 MclntyreStennis E20092R5127423005 941009 Hardwo MS-00-C-allocation/N-cvcling FY00MCINTIRE STENNIS KS Preqitzer Financial Manager: .22 6.317 10.202 MclntyreStennis E20093R512752300s 941009 & Prod Tamarack Biomass MS-o0-Young FY00MCINTIRE STENNIS F i n a n c i a lM a n a g e r : DDReed 10.202 Mclntyre Stennis E20094R5127623805 941009 AspenTrees MS-00-Transgenic FY00MCINTIRE STENNIS F i n a n c i a lM a n a g e r : C Tsai 10.202 Mclntyre Stennis E20095R5727723005 941009 Administrati0n M5-00-Research FY00MCINTiRE STENNIS F i n a n c i aM l anager: GDMroz rt.202 IhlntyreStennis E20096R5127923005 941009 Ecology & Ptôduction 16-O0-Wetland FY00MCINTIRE STENNIS F i n a n c i aM l anager: MRGale notes are an integral part of these financial statements. Theaccompanying Jta . J,t 4,444.16 0 .9 35,338 4,9s7.65 I MICHIGAN TECHNOLOGICAL UNIVERSITY Research- SwnnaryExpenseby CFDA# Fran 07107/2000 to 06/30/2001 09/7812007 FTQOPLlSA FundL3 Index Fund 0rgn Proposal#Contract# 10.202 MclntyreStennis E20097 R51280 23005 941009 r0.202 l'lclntyre Stenni s E20098R5131223005 941009 r0.202 E20099 R51313 23005 941009 lulclntyre Stennis FundTitle Arcunt FY00I'ICINTIRE STENNIS N-00-Extrusion FoamingHood-Fiber F i n a n c i a lM a n a g e r : LMMatuana 5.089 .27 FY00I4CINTIRE STENNIS N-00-TrophicControls-Isle Royale Financia'lManager: R0 Peterson 7. 0 0 0 . 0 0 FY00IrcINTIRE STENNIS 1,6-00-SuperiorLarch Hybrids F i n a n c i a lM a n a g e r : DFKarnosky 7. 0 0 00. 0 FY00I'ICINTIRE 16-00-IloodComposites-Carpenter Ant STENNIS Financjal Manager: P E Laks 7 ,000.00 i,6-00-AnalysisForest CoverMapping FY00MCINTIRE STENNIS F i n a n c i aM l anager: ALMaclean 7,000.00 MS-O0-Sociology-Natunal Resources FY00l'4CINTIRE STENNIS Financial Manager: K E Halvorsen 1,245.05 10.202 MclntyreStennis E20100 R51314 23005 941009 10.202 l"'lclntyreStennis E20101R5131523005 941009 10.202 lilclntyreStennis E20102R5131723005 941009 10.202 IhlntyreStennis E20103R5202623005 000914 10.202 MclntyreStennis E20104R5202723005 000914 r0.202 lvblntyreStennis E20105 R52028 23005 000914 10.202 MclntyreStennis t20106 R5202923005 000914 r0.202 lvlclntyre Stennis E20107 R52030 23005 000914 10.202 l,lclntyreStennis E20108 R52031 23005 000914 10.202 l.lclntyreStenni s E20109R5203223005 000914 FY01I4CINTIRE MS/FY0l-Carbon STENNIS Cycling Forest Soils Financial Manager: M F Jurgensen 10.202 fklntyre Stennis E20110R5203323005 000914 FY01MCINTIRE MS/FYOI-Larch STENNIS Hybridsfor Michigan Financ1alManager: D FKarnosky 4 ,859.97 1,0.202 MclntyreStennis E20111R5203423005 0009i4 FY01MCINTIRE MS/FY01-Durabiljty STENNIS lJoodConposites F i n a n c i a lM a n a g e r : PE Laks 2 . 3 8 50.0 FY01MCINTIRE STENNIS MS/FY01-Research Adninistnation F i n a n c i aM l anager: G0Mroz 72,1rB.85 FY0i IICINTtRE STENNIS l'tS/FY01-Soil Resoiration Financial Managen: J Chen 4 , 6 0 .20 4 l'lS/FYOl-Canada FY01l'4CINTIRE STENNIS YewBirds FinancjalManager: DJFlaspohler 4 ,088.98 FYOiMCINTIRE MS/FY01-Ecolosy Prosram STENNIS F i n a n c i aM l anager: MRGale 7,775.27 FY01I.4CINTIRE STENNIS MS/FY01-Sociology Natural Resources F i n a n c i a lM a n a g e r : KE Halvorsen FY01l',ICINTIRE MS/FY01-Genetic STENNIS Analysis Aspen F i n a n c i a lM a n a g e r : C PJoshi The accompanying notes are an integral part of these financial statements. 7 3 0. 0 0 12.265.38 t I I I I T I I I I I I I I I I I I I I I t t I I I I I I I I t I UNIVERSITY TECHNOLOGICAL MICHIGAN - SwrnaryExpense by CF0A# Research to 06i30/200i Frvrt07/01/2000 09t18t2001 FTQOPLl8A FundL3 CFDA# lndex Fund 0rgn Proposal#Contract# Arpunt 10.202 l,lclntyreStennis E20112R5203523005 000914 STENNIS NiFYOl-FonestCoverMapping FY01I4CINTIRE ALMaclean F i n a n c i a lM a n a g e r : 70.202 MclntyreStennis E20113R5203623005 000914 FoaminglioodFiber I4S/FY01-Extrusion STENNIS FY0i I4CINTIRE L l'|Matuana Financial Manager: 77,663.27 70.202 MclntyreStennis E20115R5203823005 000914 Forest Lands-U.P. MS/FY0l-Valuation FY01ITtNTIRESTENNIS B D0rr F i n a n c i a lM a n a g e r : 7 .974.80 10.202 I'klntyreStennis E20116R5203923005 000914 Controls ls. Rovale l6/FY01-Trophic FYOiI4CINTIRE STENNIS R 0 Peterson Financia'l Manager: t,aao.tc r0.20? Mclntyre Stennis E20lr7 R5204023005 000914 MgmtRschPngm I4S/FY01-Operations STENNIS FY01MCINTIRE J B Pickens Financial Manager: 4 .804.47 10.202 l"klntyreStennjs E20118R5204123005 000914 16/FY0l-C-Allocation/N-Cvcling STENNIS FY01I4CINTIRE K S Pregitzer Financial Manager: 5, 5 0 0 . 2 9 r0.202 Mclntyre Stennis E20r79R5?04223005 000914 YoungTamarack N/FY01-Production STENNIS FY01MCINTIRE D DReed F i n a n c i a lM a n a g e r : 8 . 8 1 .76 8 L0.202 Mclntyrê Stennis E20120R5204323005 000914 Trial AspenTrees MS/FY0l-Field FY01MCINTIRE STENNIS C Tsai F i n a n c i a lM a n a g e r : 6,868.92 10.626.0B 295.6?4.21 TOTALFORCFDA#10.202 295.624.21 U S Deptof Agriculture FedPass: r0.206 E25377R8068922405 981255 U S Deptof Agriculture Fed Pass: r0.206 463-2001646 F i n a n c i aM l anager: Sharing and SystemFacto CLEI'IS-Load l'{MBulleit VE-LoadSharing/SysternFactor OUNI # C0239AE27700R8200622405 000913 SUBC0NTRACT U S Deptof Agriculture FedPass: Financial Manager: ll M Bullejt 7.454.03 9 .891.27 1 7, 3 4 5 . 3 0 U S ForestService: Panels Cornposite USAGR-Wood L BSandberg l0 206 U S ForestService: E20178R5205822405 000121 2001-35504-i0042 F j n a n c i a lM a n a g e r : 70.206 U S ForestService: E20310R5101823007 961128 Manage Landscape AGR)4NT N0. 97-35101-43USAGR-RSI/Adpative J Chen Financial Manager: t I I I FundTitle notes are an integral part of these financial statements. The accompanying 469.13 2t,198.U MICHIGAN TECHNOLOGICAL UN]VERSITY Research- SurmaryExpense by CFDA# Fran0710712000 to 06/30/2001 091t8/2001 FTQOPLlSA FundL3 CFDA# Index Fund 0rgn Proposal#Contract# 1 0. 2 0 6 U S FonestSenvice: E20313R5104622405 961233 10.206 U S ForestService: E20316R5105623005 970209 10.206 U S ForestService: E20328R57r4Z23805 980217 10.206 U S ForestService: E20330R5116622205 980114 10.206 U S ForestService: E20334R5117824105 980118 10.206 U S ForestService: E20343R5124024105 97112t 1 0. 2 0 6 U S ForestService: E20349R5125423805 981250 r0.206 U S ForestService: E20350R5128623005 990101 FundTitle Afipunt 97-35103-4897 FinancialManager: - Load-DurationBehavior USAGR l.l M Bulleit 97-35314-5t22 FinancialManager: gning RegenerationSysten USAGR-Desi D D Reed 27,706.04 98-35106-6630 FinancialManager: ecular Characterizati on USAGR-l"bl C Tsai 14,405. 14 98-35504-6556 F i n a n c i aMl a n a g e r : ChainAnchitectune USAGR-Copolymer G T Caneba 34,41,1 .69 98-35103-6533 FinancialManager: ng HomeoticGenes USAGR-C1oni G K Podila 23.372.65 99-35107-7810 FinancialManager: - Symbiosis-Regulated Genes USAGR G K Podila 4 2 , 6 1. 1 55 99-35103-8601 FinancialManager: of Wood-Fiber USAGR-Foaming L M Matuana 35,757.72 99-35103-7986 FinancialManager: - PBC/Cel I ul ose AuEnentati on USAGR V L Chiang 5,988.44 2? AA,A q'O 239.577.79 TOTALFORCFDA#10.206 256,923 .09 NationalScienceFoundation FedPas 10.2t2 E25074R806752?805 gBLLL? SUBCoNTMCT 99-02 NationalScience FinancialManager: Foundation FedPas APPLI-Controiled FoamInjection for 0 F Otuonye 41. 604.68 41.604. 68 TOTAL FORCFDAil 10.?12 4 1. 6 0 4 . 6 8 U S ForestService: 10.219 U S ForestService: 820176R5204823005 000403 00-392109Br2 FinancialManager: Consequences Aspen USAGR-PBC/Ecol C Tsai TOTAL FORCFDA# 10.219 The accofipanying notes ane an integral pant of these financial statements 1 1, 0 1 0 . 3 1 I I I t I I I I I I I I I I I I I I t I t I I I I I I I t I I I I I I I I I TECHNOLMiCAL UNIVERSITY MICHIGAN Research- Surnary Expbnseby CFDA# Frsn 07101/2000 to 06i30/2001 09/18/2001 FTQOPLlSA FundL3 CFDA# Index Fund 0rgn Proposal#Contract# FundTitle Amount U S ForestService: 10.2?4 U S ForestService: 820318R5109523005 970433 r0.224 U S ForestSenvice: E20319R5109724105 970433 97-36200-5275 FinancialManager: ca'lly EngineeredTrees USAGR-Geneti D F Karnosky 97-36200-5?75 FinancialHanager: Trees ly Engineered USAGR-Genetical G K Podila 8.2t7.56 L21,3I4.40 129,531. 96 FORCFDA# 10.224 TOTAL r29.531.96 Study of DecayedLumger UNIVE-A J |,l Forsman 19.290.17 U S Deptof AgriculturêFed Pass: 10.652 t28714R4201423005 007124 U S Deptof Agriculture Fed Pass: AGMI# 596-0301-1 F i n a n c i a lM a n a g e r : 1 9, 2 9 0 . 1 7 U S Forest Service: OptimalLog Bucking IUSDA-Extensions SRS33-CA-97-104-AMD F i n a n c i a lM a n a g e r : J BPickens 10.6s2 U S Forest Service: E20247R5101323005 970402 10.652 U S Forest Service: 23007 960209 E20285R50BB0 CyclingAspen 23-136-MDUSDA-Carbon/Nitrogen C0-0PAGRMT AJ Burton F i n a n c i a lM a n a g e r : 10.652 U S Forest Service: E20307R5i002 24105 941039 N0.4 23-081-AMD F i n a n c i a lM a n a g e r : 10.65? U S Forest Service: CarbonMdls/HydricSoils 2 USAGR-Sojl E20312R510302300s 970808 SRS33-CA-97-224-AMD 10.652 U S Forest Service: E20324R5113723005 98073? 10.652 U S Forest Service: E20342R5123823005 990344 i0.652 U S Forest Service: Maple/DiscoloredHeart E20362R5201623005 000810 00-CA-I124?343-077 USAGR-Sugar F i n a n c i a lM a n a g e r : of Insect Pests USAGR-Biocontrol GK Podila MFJurgensen - Phase2-CarbonModels 2 USAGR SRS33-CA-98-462-MD Manager: M F Jurgensen Financial SRS33-CA-99-660 F i n a n c i a lM a n a g e r : F i n a n c i a lM a n a g e r : Productivi Response/Site USAGR-Soil MFJurgensen J BPickens 6,018.27 4 7. 1 5 40. 1 3,087. 05 3.007.29 7.028.79 9r2-2r r0.714.27 7r.92r.89 FORCFDA# 10.652 TOTAL notes are an integral part of these financial statements. The accompanying 9r.2t2.06 UNIVERSITY TECHNOL0GICAL MICHIC.AN - Sunmary Expense by CFDA# Research Frqn0710112000 to 05/30/2001 09/18/2001 FTQOPLlBA FundL3 CFDA# Index Fund 0r^gn Propoial# Contract# FundTitle Amount U S Deptof Agriculture: ControlForestPests USAGR-Biologic E20204R513322300s 000627 00-cA-112M225-219 10.664 R M Gale F i n a n c i a M l a n a g e r : U S Deptof Agriculture: 29.000.00 2 9 ,0 0 0 . 0 0 U S ForestService: 10.664 U S ForestSenvice: E20352Rl078923005 950707 10.664 U S ForestService: E20355R5132923005 000247 indrocladiumRootDisease 00-cA-11244225-012USAGR-CyI FinancialManager: M R G a I E 1, 833.78 Log BuckerTraining 00-re-112$225-204 USAGR-Intensive F i n a n c i aMl a n a g e r : J B Pickens 83,568.49 .27 85,402 i0.664 TOTALFORCFOA# r14,402.21 U S DeDtof CqmerceFed PassThru: E28452R7056322575 990524 P0300153328 F i n a n c i aHl a n a g e r : U S Deptof ComerceFedPassThru: 11.471 I Transp Chlorophyl UNTVE-Estimating J WBudd 19,183.75 1 9 1. 8 3. 7 5 11.417 TOTALFORCFDA# 19,183.75 U S Oeptof Cormerce: ACCT-Anthro Impacts0zone NO.2 USCOM-ADV E24834R5113522405 970807 NA86GPO325-MD 11.431 R E Honrath Financial Manager: U S Deptof Conmerce: 254,912.51 254,912.57 1I.431 TOTAL FORCFDA# 254.9t2.51 0ffice of NavalResearchFed Pass: 12.300 E25413R8069024605 000231 0ffice of NavalResearchFed Pass: P0# 52165s F i n a n c i aMl a n a g e r : notes are an1ntegral part of thesefinancialstatements. The accompanying -Epitaxial Liftoff Crystal CoLtlM M LeVy 12,568.89 I I I T I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I UNIVERSITY TECHNOLOGICAL MICHIGAN - Suumary by CFDA# Expense Research to 06/30/2001 Frsn 07/0L12000 09/181200r FTQOPLlBA FundL3 CFDA# Index Fund FundTitle 0rgn Proposal#Contract# 825414R8069222705 000231 P0# 521655 12.300 Manager: Financia'l FedPass: 0ffice 0f NavalResearch -Epitaxial Liftoff/Single Cry C0LUM M Levy E25421R8071124605 000231P2Pw 521844 12.300 FinancialManager: FedPass: 0ffice of NavalResearch Ep'itaxi cal Ljftoff for Fully CoLUMM Levy 43,65t.25 825422R8077222705 000231P2Pw 521844 12.300 FinancialManager: FedPass: 0ffice of NavalResearch C0LUMEpitaxical Liftoff for Fully M Levy 1 7. 0 9 9 . 0 9 I, 029.33 81,348.56 U S 0ffice of NavalResearch: NQRDetecti0n N00173-01-l-G000 0FFIC-lmpnoving E210BlR5206324605 001i14 12.300 BHSuits F i n a n c i aM l anager: U S 0ffice of NavalResearch: Analysis E27082R52r09?4605 010426 N00014-01-1-0913 OFFIC-RSI/Optical 12.300 C Ftaclas Financial Manager: U S Officeof NavalResearch: P0NR-Basic Theoryof Crystal Deconrpo E2r092 R5052022505 980132 N00014-9i-J-1953-l"OD 12.300 A BKunz F . i n a n c i aMl a n a g e r : U S office of NavalResearch: P0NR-Pr"operties EnergeticSo'lids E21130R5109422505 980132 N00014-91-J-1953-lvOD I 2.300 A BKunz F i n a n c i a lM a n a g e r : U S 0ffice of NavalResearch: Structure Calculatio AoNR-E'lectronic 821152R5099122505 961105 N00014-,97-1-0756-l4CD 12.300 WF Perger F i n a n c i a lM a n a g e r : U S 0ffice of NavalResearch: 26,082.15 6.6?8.90 759.86 I 00,332. 3s 294.97 133.508.29 12.300 FORCFDA# TOTAL 214,856.85 U S Army 72.431 U S Anmy 12.431 U S Army E20601R5108222705 970428 120604R5118522705 970428 Synthesis Novel Microstructur DMG5598- I - 0082-MODPUSARMT HCourtney F i n a n c i a lM a n a g e r : 692.17 i s Novel Microstructur Synthes DMG5598-1- 0082- MODPUSARMT HCourtney F i n a n c i a lM a n a g e r : 799.24107.07- 12.431 TOTAL FORCFDA# notes are an integral oart of these financial statements The accompanying 10 107.07- CFDA# t MICHIGAN TECHNOLOGICAL UNIVERSITY - SumaryExpense Research by CFDA# Fron0710U2000 to 06/30/2001 09t1.8t200r FTQOPLlBA FundL3 Index Fund 0rgn Proposal#Contract# FundTit.le Anount U S Air Force 12.800 U S Air Force E21163R5117922505 980405 1 2. 8 0 0 U S Air Force E21167R5206622605 000369 12.800 U S Air Force E3435359033022605 000369 F49620-99-l-0088-M0D PUSAIR-Upper Atmospheric Turbulence F j n a n c j aM l anager: HCRoggemann F49620-n-1.-0152 USAIR-Design of SmartStr"uctures F i n a n c i aMl a n a g e r : G G P a r k e r F49620-01-7-0152 MIU- l.JeiChenAssistantshiD F i n a n c i aMl a n a g e r : G G P a r k e r 156,765.90 24,553.11 2 ,0 6 0 . 1 3 183, 379.14 U S Air ForceFedPassThru: 12.800 E28545R8200?22505 000945 Q00570 FinancialManager: U S Air ForceFedPassThru; UNIVE-Irnproving the Performance of M C Roggemann L7,283.51 17.283.57 TOTAL FORCFDA# 12.BOO 200,662.71 DefenseAdvanRschProjects Agency 12.910 E28500R8200024405 991210 DefenseAdvanRschProjects Agency 12.910 E3433759031424405 991210 DefenseAdvanRschProjects Agency \542471 Fjnancial Manager: UNIVE-Power AdaptiveMicroarchitect S Onder^ 73.717.57 \54247I F i n a n c i a lM a n a g e r : MIU- PengZhouAssistantship S 0nden 1 20 , 45.80 .37 85,763 TOTAL FORCFDA# 12.9i0 85,763.37 Survey: U S Geological - YEAR1 - Boreal Ecosystem 15.808 E23009R1200424105 000649 00CRAG0041-A|,10 0001 USGEo Financ1 Survey: U S Geological al l'lanager: J H Adler 4 6 , 1 8.49 2 15.808 E23012R5208922555 070225 01WRAG0023 FinancialManager: U S Geological Survey: USGEO-RSIiVolcani c Hazards(Matias) 14I Rose 5,590.82 15.808 E23013R5209022555 070225 01WMG0023 F i n a n c i aMl a n a g e r : Survey: U S Geological USGE0-RSI /Volcanic Hazards-Escobar l,{ I ROse 8.986.61 60.762.35 IOTALFORCFDA# 15.BOB notes are an integral part of these financiaj statements. The accompany'ing 11 .35 60.762 I I I I I I I I I I I I I t I I l I I I I I T I I I I I I I I I I I I I I TECHNOLOGICAL UNIVERSITY MICHIGAN - Suunnary by CFDA# Expense Research to 06/30/2001 Frcn 0710112000 09llgl200r FTQOPLlBA FundL3 CFDA# Index Fund 0r^gn Proposal#Contract# FundTitle Anount Survey: U S Geologica.l Ecosysten Watershed E23008Rl074624105 970608 1434-CR-97-AG-00017-}40USGE0-Boreal 15.975 F i n a n c i aMl a n a g e r : J H A d l e r Survey: U S Geological 24.257.63 24.251.63 15.975 FORCFDA# TOTAL 24.25t.63 TC RoadsoftTraining MIPOL-0HSP T L McNinch 2,710.79 FederalHighwayAdnin Fed PassThru 20.600 E26987R6200722405 000725 Federal HighwayAdminFed PassThru PR0J # TR-01-03 FinancialManager: 2.7r0.79 20.600 TOTALFORCFDA# 2.710.79 NationalScienceFoundation -AMDo04 NSF- open Internet-BasedWorkshop 47.047 E23104R5108122205 970633 BES-9727651 D R Shonnard F i n a n c i aM l anager: NationalScienceFoundation Intelligent Info Processor 005 NSF-Dv1p 47.041 E23108R5109222s05 970714 ECS-9733148-AMD N N Schulz F i n a n c j aM l anager: Foundation: NationalScience 47.041 823719R5t134 22705 971022 BES-9802198 F'inancialManager: Foundation: NationalScience Mechanisms of Fly-Ash NSF-Bjnding S K Kawatra SoftwareChemMfg lndust 001 NSF-Assess 47.041 E23127R511412?205 980525 BES-9814504-AMD R D Shonnard Managen: Financial NationalScienceFoundation 2,100.00 134.280.10 21,887.28 39.917 .24 EEC-9872533 F i n a n c i aM l anager: NSF-Redesign EnggEducatjon D A Lynch 47.041 E23123R5l14B21105 980346 EEC-9872533 FinancialManager: NationalScienceFoundation: gn EnggEducation NSF-Redesi B P Joyce 27.722.25 EEC-9872533 F j n a n c i a lM a n a g e r : EnggEducation NSF-Redesign S A Sorby 29.t4B.43 47.041 E23127R5115122555 980346 EEC-9872533 FinancialManager; NationalScienceFoundation: EnggEducation NSF-Redesign J S Gierke 8 . 2 4.79 4 47.04r E23122R5774724205 980346 Foundation: NationalSc'ience 47.041 E23124R5rr49 22405 980346 NationalScienceFoundation: notes are an integral part of these financial statements The accompanying 12 5.676.02 TECHNOLOGICAL MICHIGAN UNIVERSITY - SurmaryExpense Research by CFD# Frqn071071?000 to 06/30/2001 0911812001 FTQOPLlSA FundL3 CFDA# Index Fund Orgn Pnoposal#Contract# FundTitle Arnount 47.041 E23128R5115222005 980346 EEC-9872533 NationalScienceFoundation: FinancialManager: NSF-Redesign EnggEducation 14R Plichta 9?.542.81 47.041 E23i29 R5115322005 980346 EEC-9872533 NationalScience FinancialManager: Foundation: NSF-Redesign EnggEducation M R Plichta 36,460.43 47.041. E23132R5118122005 980346 EEC-9872533 NationalScience F i n a n c i aMl a n a g e r : Foundation: NSF- MIUProJect Cost/Share M R Plichta 140, 005.42 47.041 Processes E23140R5tr99 22605 980726 DMI-9875251-AMD 002 NSF-Hybrid for Hachinjng NationalScienceFoundation: F i n a n c i aMl a n a g e r : M H M i l i e r 85.956.79 47.041 E23lM R5121522217 98r217 DMI-9973278-AMD 002 NSF-P0HRE: Synergistic Effects NationalScience Foundation : FinancialManager: J A K i n g 24,611.49 47.04t E23r45 R5r220 22505 970714 tcs-9733148-AMD 005 NSF-Dv1p Intelligent Info Processor NationalScience F i n a n c i aMl a n a g e r : N N Schulz Foundation: 9. 7 5 85. 0 -AMD004 NSF- OpenInternet-BasedHorkshop 47.04r E23152R5724322205 970633 BES-9727651 NationalScience Foundation: F i n a n c i aMl a n a g e r : D R Shonnard 5,000. 00 47.041 E23153R5124522205 980525 BES-9814504-MD 001 NSF-RtUAssessment of SoftwareMfg NationalScienceFoundation: Financ'ial Manager: D R Shonnard 3.402.BZ 47.04I E23160R5125822605 990222 cMs-9977462 NationalSc.ience FinancialManager: Foundation: NSF-Nanoindentation Testjng System Miskiogiu I 47.047 E23167R5126622505 980346 EEC-9872533 NationalScience F i n a n c j aMl a n a g e r : Foundation: NSF- MTUProject Cost/Share D H Stone 47.04I E23168 R51278 22605 990401 ci4s-99787 58-At'1D 001 NSF- Gradient Theory: Hhat is Next F i n a n c i aMl a n a g e r : E C A i f a n t i s NationalScienceFoundation: 47.04r E23r69 R5128222217 9872t7 NationalScienceFoundation: 47.04r E23t70 R5I2B7 22805 980346 NationalScienceFoundation: 10.348.05 5,286.23 43.230.19 DMI.9973278-MD REU-Synergjstic Effects 002 NSF-POWRE: F i n a n c i aMl a n a g e r : J A K i n g 3, 090.96 EEC-9872533 Finana c il M a n a g e r : |.799.52 NSF-Redesign EnggEducation R Gertsch 47.041 Processfor Machin E23171,R5r2B9 22605 980726 DMI-9875251-AMD 002 NSF- REU-Hybrid NationalScience Foundation: FjnancialManager: M H M i l l e r - 0070088 47.041 E23lB8R5200022605 997002 DMI NationalScience Foundation: F i n a n c i aMl a n a g e r : Theaccompanying notes are an integral oart of these financial statements. NSF-Kjnematic Coagul ation Mechanism D J Micha'lek 3 , 5 74 . 8 7 65.897.39 I I I I I I I I t I I I I I I I I I I I I I I I I I I I I I I t I I I I I I UNIVERSITY TECHNOLOGICAL MICHIC?AN - Sunnary by CFDA# Expense Research to 06/30i2001 Frcn0710112000 091r812001 FTQOPLlBA FundL3 CFDA# Index Fund FundTitle Orgn Proposal#Contract# to Assist Disabled 002 NSF-Prôjects E23190R5200728905 000139 BES-0079969-AMD 47.041 FinancialManager: D 0 Hright NationalScienceFoundation: 9 , 0 5 2l .i E23191R5201022405 000134 cMS-0079469 47.041 FinancialManager: Foundation: NationalScience NSF- Instrumentation(MRI) T J VanDam E23193R5201322605 000728 Di4I-0084903 47.041 FinancialManager: Foundation: NationalScience NSF-selectionIndustrial Coatings J K Gershenson 45.649.25 E23196R520?124605 000203 ECS-0091648 47.04r F i n a n c i aMl a n a g e r : Foundation: NationalScience PhotonicCrystals NsF-Magnetic M Levy 22,948.r3 E23201R5205422805 971022 BES-9802198 47.04r FinancialManager: Foundation: NationalScience of Fly-Ash NSF-Binding Mechanisms S K Kawatra 18. 618.9l 002 NSF-HybridProcessesfor }4achining E23209R52070?2605 980726 DMI-9875251-AI4D 41.047 F i n a n c i aMl a n a g e r : M H M i l l e r Foundat.ion: NationalScience E2321r R5208422405 000134 cMS-0079469 47 041 F i n a n c i aMl a n a g e r : Foundation: NationalScience l'4IU-MRI I nstrumentation Cost/Share T J VanDam 1 5 8 , 7 6. 0i 6 .76 i 7. 8 0 3 7, 6 2 4 . 4 7 to Assist Disabled 002 NSF-Projects E2321?R5208628905 000139 BES-0079969-AMD 47.04L D D Hright Manager: Financial Foundation: NationalScience 5.585.37 ation Prblm NSF/Metri cs-Envir Remedi 823213 R5209122555 000235 BES-0083112 47-041 A Mayer 5 M a n a g e r : F i n a n c i a l Foundation: Nat.ional Science 3. 260.98 E23216R5209822605 991002 DMI-0070088 47.047 F i n a n c i aMl a n a g e r : NationalScienceFoundation: NSF- (REU)KinemdticCoagulation 0 J Michalek 7,256.48 vi tylReactj on Pathways 005 NSF-Conduct'i E24720R5081422205 950424 crs-9523936-AMD M M u l l i n s E M a n a g e r : F i n a n c i a l Foundation: Science National 435.96 NSF-Aqui fer HeterogenetityEst'imate E24r38R5087022555 940322 cMs-9414361-AMD006 47.04r FinancialManager: C T Young Foundation: NationalScience 396.83- 47.041 IntegratedCircuits 002 NSF-GaAs-Based E24156R5094622505 960916 EEC-9619646-AMD 47.04r FinancialManager: A K Goel Foundation: NationalScience 2,439.93 AwardScienti sts/Engrs 005 NSF-Career" E?4r70R5098522605 970345 DMI-9628984-MD 47.041 FinancialManager: J WSutherland Foundation: NationalScience 5 0 , 7 0. 71 0 NSF-Multimedia CourseElec Energy E24175R5099622505 960910 ECS-9619320-AMD002 47.04r FinancialManager: L J Bohmann Foundation: NationalScience 70t,942.72 notes are an integral oart of these financial statements Theaccompanying 14 CFDA# I TECHNOLOGICAL MICHIGAN UNIVERSITY - SunnaryExpense by CFDA# Research Fron07/01/2000 to 06/30/2001 09/18/2001 FTQOPLlBA FundL3 Index Fund 0rgn PropoSal#Contract# FundTitle Anount DMI-9628984-AMD 005 NSF-REU E24181R5101522605 970U5 CareerAwardScientists/Eng 47.04r FinancialManager: J l,lSutherland NationalScienceFoundat'ion: 8,885.03 CourseElec Energy NSF-Multimedia 47.04r E24LU R5102122505 960910 ECS-9619320-AMD002 F i n a n c i aMl a n a g e r : N N S c h u l z Foundation: NationalScience 1, 11 6 . 2 3 Workshop NSF- 0penInternet-Based 47.041 E24194R5105022?05 970633 BES-9727651-AI4D004 F i n a n c i aMl a n a g e r : D R S h o n n a r d Foundation: NationalScience 24,066.95 workshop BES-9727651-AMD004 NSF- openlntennet-Based F i n a n c i aMl a n a g e r : D R S h o n n a r d 6,417.t9 47.04r E24195R5105122205 970633 NationalScienceFoundation: 47.041 E24197R5I062 22605 950928 National ScienceFoundation: 24605 991201 E25375RB06B6 004 DMI-9622246-AHD Financjal Manager: P0# 5i6B43 NSF-Flow Simulation & Mold Design M Gupta 2.97t.88 Financial Manager: Integration Tec COLUM-XYZ-0n-A-Chipi M Levy 29,883.87 47.041 E25376R8068822705 991207 P0# 516843 Financial Manager: Fed Pas National ScienceFoundation p/ integrati on Tec CoLUI'4XYZ-0n-A-Chi M Levy 19.771.37 47.041, E28491RB06?0?2705 96l2tl National ScienceFoundationFed Pas & CoupledQuantun-Dots UNIVE-Sjngle SAHackney 47.041 Fed Pas National ScienceFoundation ModI ECS97-07800 F i n a n c i a .Ml a n a g e r : UNIVE-Interfacial ChemistryAnalysi 47.041 E28520R8062922705 970824 98-0-1iP0#0000083512 F i n a n c i aM l anager: National ScienceFoundation Fed Pas JWDrelich 47.041 E3410559026022705 971.022 BES-9802198 F i n a n c i aM l anager: National ScienceFoundation: lflU - S. JaysonRipkeFellowship SKKawatra Filipovic Assjstant 005 MIU-AIeksandar 47.04I E34304590277 22605 970345 DMI-9628984-AMD Foundation: Financial Manager: NationalScience J !l Sutherland 47.041 E3432459030022605 991002 DMI-0070088 F i n a n c i aM l anager: NationalScience Foundation: MIU- ChuanxiJu Assistantship DJMichalek MTU- YanfengGongAssistantshjp 47.047 E3433059030622505 960910 ECS-9619320-A}'10002 Financial Manager: L J Bohmann NationalScience Foundation: 4 , 1 0 .18 7 17,348. 50 1. 1 2 5 . 0 0 L,424.52 18,044. 88 15.212 .02 47.041 E3433159030722705 977022 BES-9802198 F i n a n c i a lM a n a g e r : NationalScience Foundation: MIU- S. JaysonRipkeAssistantship S KKawatra 2,136.M 47.041 E3433659031222805 971022 BES-9802198 F i n a n c i a lM a n a g e r : Foundation: NationalScience l4IU- S. JaysonRipkeAssistantship S KKawatra 9.563.42 The accompanying notes are an integral pant of these fjnancial statements. 15 t I I I I I I I I I I I I I I I I I I t I I I I I I I I I I I I I TECHNOLOGiCAL UNIVERS]TY MICH]GAN - SunnaryExpense by CFDA# Research to 06/30/2001 Frsn07/0112000 09t181200r FTQOPLlBA FundL3 CFDA# Index Fund Orgn Proposal#Contract# MIU- XiaoruiFanAssistantshiP E3435059032722605 980726 DMI-9875251-AMD002 47.04r FinancialManager: M H M i l l e r Foundation: NationalScience I I A,mount 2 , 060.13 l,403,763.43 47.041 TOTAL FORCFDA# 1,403,763.43 National ScienceFoundation: 98 Science/Eng 001 NSF-Integral}4ethods E23tr7 R5i131 24305 970935 DMs-9800673-AMD 47.049 B Bertram M a n a g e r : S F i n a n c i a l Foundation: NationalScience N S F- F R GM : e c h a n i c aI nl s t a b i l i t i e s E23r49 R5r235 22717 981035 DMR-9972941-Al.lD002 47.049 WWM i l l i g a n F i n a n c i a lM a n a g e r : NationalScienceFoundation: 2.495.40 1 5 9 , 5 4. 112 NSF- FRG:MechanicalInstabilities E23150R5123622617 981035 DMR-9972941-MD002 47 049 E C Aifantis F i n a n c i a lM a n a g e r : NationalScienceFoundation 2r.899.62 NSF-FRG:MechanicalInstabi'lities E23i51R5123722377 981035 DMR-9972941-AMD002 47.049 J GWilliams Financiai l"ianager: NationalScienceFoundation: 20.732.59 002 NSF- Large-Scale0ptimizat.ion E23156R5125324305 981201 Dr"lS-9973308-AMD 47.049 M S Gockenbach F i n a n c i a lM a n a g e r : NationalScienceFoundation: 1 31 , 38.89 E23777 R51299 24605 47.049 NationalScienceFoundation: 990622 cHE-9981874 Financial Manager: E23i94R5133422305 000133 cHE-00791s8 47.049 Financia'l Manager: NationalScienceFoundation: ized Ensemble Algorithms NSF-General U H Hansmann 47,664.26 Ligand NSF-Stretched Djhydrogen R L Luck 19,880.97 l Nonostructure Sil icon 006 NSF-Epitaxia ?2705 951013 DMR-9624456-A}4D E24144R50BB4 47.049 F i n a n c i aMl a n a g e r : D J Swenson Foundation: NationalScience 43.926.23 I ar Imaging Ci rcuunstel 005 NSF-RSI/Deep 824158R5095824605 960819 AST-9618803-AI4D 47.049 Ftacl as C M a n a g e r : F i n a n c i a l Foundation: NationalScience 36,000. 30 FormingAbility Alloys 003 NSF-GIass E24164R5097222705 961032 Df"tR-9702263-Al4D M a n a g e r : D J Swenson F i n a n c i a l Foundation: NationalScience 60,393.54 Atoms NSF-Prop. Lanthanide/Actinjde E24171R5098724605 96094r PHY-9605213-Al'4D002 47.049 R Manager: D Beck Fjnancial Foundation: Science National 1 1, 5 9 9 . 9 3 47.049 TemporalUnivers 002 NSF-RSI/Understand E24178R5i00B24605 961023 AST-9701716-MD 47.049 FinancialManager: R J Nemiroff Foundation: NationalScience t I FundTi t'le notesare an integral part of these financial statements Theacccmpanying 147,705.40 09trgl200r TECHNOLOGICAL UNIVERSITY HICHIGAN Research- SLlrmaryExpenseby CFDA# Fran 07/07/2000to 06/30/2001 FTQOPLlBA FundL3 CFDA# Index Fund Orgn Proposal#Contract# FundTitle Arnunt Assistantship 002 MTU- ShengCheng 47.049 E34325S9030122777 981035 D}4R-997294i-AMD F i n a n c i aMl a n a g e r : WH l'lil'ligan NationalScience Foundation: 11.680.47 - Xiangqian YuAssistantship 47.049 E34329s9030424605 961023 AST-9701716-AMD 002 MTU F i n a n c i aMl a n a g e r : R J Nemiroff NationalScience Foundation: 10,022.71 47.049 E34333s9030924605 990622 CHE-9981874 FinancialManager: NationalScience Foundation: - QiangYangAssistantship MTU U H Hansmann 3.808.88 6 10 . 4 9 0 . 3 1 TOTAL FORCFDA# 47.049 610,490.3r National Sc'ienceFoundation: 47.050 E23113R5111522555 980207 NationalScienceFoundation: EAR-9810/73 F i n a n c i aMl a n a g e r : 47.050 E23158R5125622555 981152 EAR-9903291 Financial}4anager: NationalScience Foundation: NSF-Superconduct RockMagnetrometer J F Diehl NSF- AD260 Eruption-Lake Ilopango J H Vallance 47.050 E23174R5r293 24605 990722 ATM-9984294-AMD 001 NsF-LaboratoryStudies of Clouds FinancialManager: R A Shaw NationalScjence Foundation: , 47.050 E23178Rsl304 22555 9911i3 EAR-0073281 F i n a n c i aMl a n a g e r : NationalScience Foundation: NSF-Grad Stdnt Trvl Support-IAVCEI H I Rose 345.86 2 5 . 3 8 90. 7 89,595.49 4.575.86 47.050 E23180R5131022555 970312 0CE-9712872-AMD 005 NSF-lmpactof the Keweenaw Current NationalScience Foundation: F j n a n c i aMl a n a g e r : J l,l Budd 12,645.75 47.050 E23186Rs133024107 970222 0CE-9726680-AMD 003 NSF-Magnitude of Turbidity Plunes FinancialManager: C Kerfoot NationalScience Foundation: 5 ,0 0 0. 0 0 47.050 E23187R5r$1 22583 970222 OCE-9726680-Ar"rD 003 NSF-Magnitude of Turbidity Plunes NationalScience FinancjalManager: J W Budd Foundation: 5,000. 00 47.050 E24143R5088322555 951202 NationalScienceFoundation: NSF-Eruptive History l"lountRainier EAR-9628575 FinancialManager^: J W V a l l a n c e 47.050 E24148R5089224605 950312 ATM-9512685-AMD arimetric Doppl 003 NSF-RSI/Pol er Radar NationalScience Foundation: FinancialManager: A B K o s t i n s k i 47.050 E24168R5098222555 961142 EAR-9705718-MD f ity Variati 001 NSF-Magnetic Susceptibi NationalScience Foundation: F i n a n c i aMl a n a g e r : J F Diehl 425.8L 55.246.37 7.675.25 I I I I I I I I I I I I I I I l Theaccompanying notes are an integral part of these financial statements. 17 I I I I I I I I I I I I I t I I I I T I I I CALUNIVERSITY TECHNOLOG] MICHIGAN - SurnarJExpense by CFDA# Resear^ch Frqn07l0l/2000to 06/30/2001 09/1812001 FTQOPLIBA FundL3 CFDA# Index Fund F u n dT i t l e 0rgn Proposal#Contract# Mpunt Turbidity Plumes 003 NSF-RSIiMasnitude 0CE-9726680-AMD 47.050 E24786 R5l02B 24707 970222 Kerfoot C Manager: Financial NationalScienceFoundation: 5 9, 2 74 . 5 7 Turbiditv Plumes 003 NSF-RSI/Masnitude OCE-9726680-AMD 47.050 E24197 R5t02g 22583 970222 I'l Budd J Manager: Financial Foundation: Science National rll .824.26 005 0CE-9712872-MD E24188 R51040 22305 9703t2 4i.050 FinancialManager: NationalScienceFoundation: current NSF-RSI/lmpact of Keweenaw S A Green 2 5 50, 7 0 . 3 6 current of Keweenaw 005 NSF-RSI/Impact 0CE-9712872-AMD C Kerfoot FinancialManager: 104.607.86 current 005 NsF-lnpactof the Keweenalt 0CE-9712872-AMD 47.050 E24r90 R51042 24105 970312 N A Auer FinancialManager: NationalScienceFoundation: 90.327 .37 E24189 R5104124105 47.050 NationalScienceFoundation: 9703t2 005 0cE-9712872-Al'lD EzAlgI R51043 22555 970312 47.050 F'inancialManager: NationalScienceFoundation: cunrent NSF-RSI/lmpact of Keweenaw J W Budd current 005 NSF-Inpactof the Keweenaw 0CE-9712872-AMD 47.050 E2419? R51044 22405 970312 N R Urban Financiall'4anager: NationalScienceFoundat'ion: 005 0CE-9712872-AMD 47 050 E24193 R51045 22405 970312 FinancialManager: NationalScienceFoundation: cuffent NSF-irnpactof the Keweenaw M T Auer EAR-9725682 E24196 R51055 22555 970541 47.050 FinancialManager: NationalScienceFoundation; Interact NSF-Vol.Cloud/Atmosphere l,.,I Rose 005 MTU- JaebonsJeong Fellowship 0CE-9712872-AMD E34039 590193 22405 970312 47.050 N R Urban Manager: Financial NationalScienceFoundation: 30.102.81 75.944 .88 102,915.78 230.77 1,125.00 005 MTU- Adrian PishkoAssistantship 0CE-9712872-AMD E34309590283 22305 9703t2 47.050 S A Green Manager: Financial NatjonalScienceFoundation: 7t.451.52 003 MIU - Dave0sterberg Assistantship 0CE-9726680-AMD E34312 590285 22555 970222 47.050 J I,l Budd Manager: Financial Foundation: NationalScience 1, 7 74. 5 8 005 MIU- HanyiLi Assistantship E34314590286 22555 970372 0CE-9712872-AMD 47.050 J W Budd FinancialManager: Foundation: NationalSc'ience 1 9 ,1 5 3 . 7 4 005 MTU- JasonKahnAssistantship 0CE-9712872-AMD E34320590293 24105 9703I? 47.050 N A Auer FinancialManager: NationalScienceFoundation: 1 00 , 7 21. 5 E34322 590296 22555 97054i 47.050 NationalScjenceFoundation: EAR-9725682 FinancialManager: notes are an integral part of these financial statements' Theaccoflpanying 18 MTU- SonsGuoAssistantship l''lI Rose 3.205.02 CFDA# I TECHNOLOGICAL UNIVERSITY MICHIGAN - Swnnary by CFDA# Research Expense Frqn07/07/2000 to 06/30/2001 09t18t2001 FTQOPLISA FundL3 Index Fund Orgn Proposal#Contr"act # 47.050 E3432659030522555 970541 EAR-9725682 FinancialManager: Foundation: NationalScience FundTitle MIU- NancyHoft Assistantship WI Rose ffpunt 4,807.00 005 MTU- Jaebong JeongAssistantship E34327590302 22405 9703t2 ocE-9712872-MD 47.050 Financia l Manager: N R Urban Foundation: NationalScience 17,665.92 Assistantship 005 MfU- Justin Compton 47.050 E3433459031124105 970312 ocE-9712872-AMD Fjnancial Managen: C Kerfoot Foundation: NationalScience 17.502.04 Assistantshp ATM-9984294-A}4D 001 MTU-Al exsandrSergeyev F i n a n c i aMl a n a g e r : R A Shaw 5,624.23 ocE-9712872-Ar'4D 005 MIU- SiJiongMouAssistantship FinancialManager: S A Green 7,285.71 47.050 E3433959031624605 990722 National ScienceFoundation: 47.050 E34351590328 22305 9703t2 National ScienceFoundation: 1. 128.865. 66 47.050 TOTAL FORCFDA# 1 ,128, 865. 66 National ScienceFoundation: E23120R5113924405 980145 EIA-9871133 FinancialManagen: Facilities NSF- Computational S R Seidel 18,431.00 National ScienceFoundation: E23135R5119324605 980145 EIA-9871133 F i n a n c i aMl a n a g e r : NSF- ConputationalFacilities J A Jaszczak 10.243.30 E23136R5119422605 980145 EIA-9871133 FinancialManager: National ScienceFoundation: NSF- Ccxrputational Faciljties D J Michalek 16,367,39 47.070 National ScienceFoundation: 4 7. 0 7 0 4 7. 0 7 0 001 NSF-CAREER: Distrjbuted Computation 4 7. 0 7 0 E23179R5130824405 9907t7 CCR-9984682-At'tD F i n a n c i aMl a n a g e r : J Mayo Foundation: NationalScience 00 35,844. 001 NSF- SGER:Interconnect Problem 47.070 823204R5206022505 000521 ccR-0086609-AMD FinancialManager: A K Goel Foundation: NationalScience 12.841. 85 47.070 E23206R5206224405 000735 Acl-0093139 FinancialManager: Foundation: NationalScience 15.540.00 4 7. 0 7 0 E24r22 R5082522505 9410i6 National ScienceFoundation: NSF-CSEiCAREER: A'ir Quality Models A Sandu & Astronomy CCR-9501163-AMD 002 NSF-Electron Microscopy FinancialManager: T J Schulz 41.66109.225.88 4i.O7O TOTAL FORCFDA# notes are an integral part of these financjal statements. The accompanying 19 t09.225.88 t I I I I I I I I I t I t I l I I I I t I I t I I I I t I t I I I t t UN]VERSITY TECHNOLOG]CAL MICH]GAN - Sunrnary by CFDA# Expense Research to 06/30/2001 Frqn071071?000 09/18/2001 NQOPLlBA FundL3 CFDA# Index Fund 0rgn Proposa'l#Contract# Amount NationalScienceFoundation: 004 E23105R5108423007 960614 DEB-9615509-MD 47.074 Financial Manager: NatjonalScjenceFoundation: NSF-Below-Ground CarbonAllocation K S Pregitzen 001 NSF-Multi-trophicLevel Dynamics DEB-9903671-AMD E23154 R51246 23005 9BI2Z4 47.074 R 0 Peterson Financial Manager: NationalScienceFoundation: E23192R5201123005 000135 DBI-0079566 4t .074 Financial Manager: NationalScienceFoundation: NSF-Maior ResearchInstrunentation K S Pregitzer 002 NSF- Plant-Miffobe Interactions DEB-0075397-Ai4D E23195 R52019 23005 997222 47.074 K S Pregitzer Manager: Financial NationalScienceFoundation: 001 DEB-0083731-M0 E23t9B R52045 24707 000304 47.074 Manager: Financjal Foundation: NationalScience NSF- Aquatic FoodWebs C Kerfoot 001 NSF-Mu1ti-trophicLevel Dynamics DEB-9903671-AMD 823215 R5209723005 987224 47.074 R 0 Peterson Manager: Financial Foundation: NationalScience 4 . 848.69 B0.624.46 263.301.85 111.537.50 2 , 9 0.76 2 3 . 625.00 N03-NN. Hrdwd.Fonests 005 NSF-Cyclins EZ4t51 R5091223007 951208 DEB-9629842-AMD 47.074 K S Pregitzer Financial Manager: NationalScienceFoundation: 12,751.06 CarbonAllocation 004 NSF-Below-Ground EZ4L6I R5096623007 960614 DEB-9615509-AMD 47.074 K S Pregitzer Financial Manager: NationalScienceFoundation: 2 7, 2 6 0 . 3 7 005 DEB-9629842-MD E24162R5096823007 951208 47.074 Financial Manager: Foundation: National Sc.ience NSF-Cycling N03-NN- Hrdwd.Forests K S Pregitzer 00? NSF-Function of Nitrate Reductase MCB-9727982-AMD E24198 R51069 24105 970737 41.074 W H Campbell Financial Manager: NationalScienceFoundation: SUBDEB97-07426 EZB499R80619 23007 961149 47.074 Financial Manager: FedPas NationalScienceFoundation & Enersy UNIVE-RSI/Carbon J Chen 00? MCB-9727982-Atfi E34341 590318 24105 970737 47.074 Financjal Manager: NationalscienceFoundation: MTU- GuillaumeBarbier Assistntshp w H campbell 519.62 56,694.21 4 1. 7 6 6 . 5 5 4 ,807. 00 6 1 0, 6 4 3 . 9 3 47.074 ToTALFORCFDA# notes are an integral part of these financial statenents. The acconpanying t I Title Fund 20 6 1 0, 6 4 3 . 9 3 TECHNOLOGICAL UNIVERSITY MICHIGAN - Sumarytxpenseby CFDA# Research to 06/30/2001 Frqn07/0I/2000 09/rB/2007 FTQOPLIBA FundL3 CFDA# Index Fund 0r^gn Proposal#Contract# FundTitle Anount NationalScienceFoundation: 47.075 E23Lr2R5111422305 980301 INT-9811606 FinancialManager: Foundation: NationalScience 47.075 E23116RSll30 22705 980131 NationalScienceFoundation: rNT-9809889 Financiall''lanager: NSF- LanthanideConplexes J P Riehl NSF- US-EgyptCo-0pResearch S K Kawatra qja-Id 254.91 47.075 E23134R5118922555 990318 lNT-98157&l FinancialManager: Foundation: NationalScience NSF-S'imulation 92 lultSpurr Eruption l,JI Rose 47.075 E23r4t R5120924805 980728 sES-9817913 F i n a n c i aMl a n a g e r : Foundation: NationalScience Tech/Pol NSF-Monitoring Iution Cntrl H S Gorman 47.075 E23155R5r248 22705 980814 INT-9819332 F i n a n c i aMl a n a g e r : NationalScienceFoundation: NSFInorganicMineral Particles J l,JDrelich 47.075 E23181R5131622805 000518 rNT-0001390 F i n a n c i aMl a n a g e r : Foundation: NationalScience N S F- U . S . - B r a z i l / M i n i nIgm p a c t s 0 F Otuonye 4.779.95 47.075 E23200R5205222805 98013i rNT-9809889 F i n a n c i aMl a n a g e r : Foundation: NationalScience NSF- US-EgyptCo-OpResearch S K Kawatra 2.2U.09 004 NSF-Volcanic Hazardin El Salvador 47.075 E24154R5093422555 960519 INT-9613647-MD F i n a n c i aMl a n a g e r : |'l I Rose Foundation: NationalScience 46.08 4 9. 7 2 5 . 7 8 234.31 57,243.71 NationalScienceFoundation: 4 7. 0 7 6 E23101R5107622405 960611P3DUE-9752660 FjnancialManager: National ScienceFoundat'ion: -MediaSoftwareDevelop3NSF-Multi S A Sorby E23102R5r077 24305 960611P3DUE-9752660 F i n a n c i aMl a n a g e r : -MediaSoftwareDevelop3NSF-Multi B J Baartmans 995.89 DUE-9850700 F i n a n c i aMl a n a g e r : i n9 Experiments NSF-Computer Model R E Brôwn 2.309.18 47.076 NationalScienceFoundation: 47.076 E23114R5111622305 971108 NationalScienceFoundation: 4 7. 0 7 6 003 NSF-Code Generationfor ILP E23115R5112324405 980116 CCR-9870871-AMD F i n a n c i aMl a n a g e r : S M C a r r NationalScienceFoundation: notes are an integral part of these financial statements. Theaccornpanying 21 I I I t I t 534.1957,243.71 TOTALFORCFDM47.075 I I I 15.602.9t 67,254.83 I I I I I I l I I I I t I I I I I I I t I I t I UNIVERSITY TECHNOLOGICAL MICHIGAN by CFDp# Expense Research- Sunrnary to 06/30/2001 Frqn07101/2000 0911812001 FTQOPLISA FundL3 CFDA# Index Fund 0rgn Proposal#Contract# for ILP Genenation 003 NSF-REU/Code E23143R5t2r2 24405 980116 ccR-9870871-Al'lD 47.076 FinancialManager: S M C a r r NationalScienceFoundation: 4 7. 0 7 6 823t46 R5122422405 981123 NationalScienceFoundation: LearningModules 001 NSF-Experential DUE-9950506-AMD Manager: K G Paterson Financ.ial E23148R5123322555 9 8 1 1 1 6 DUE-9950213 4 7. 0 7 6 F i n a n c i aMl a n a g e r : Foundation: NationalScience Arnount 2,M6.90 104.875.08 95.562.52 1,496.89 003 NSF- MIUGrad TeachingFellows L23162R5726124405 990503 DGE-9979572-AMD 47.076 LMOtt Manager: Financial Foundation: NationalScience 12.973.61 003 NSF- MrUGrad TeachingFellows 47.076 E23163R5r262 22405 990503 DGE-9979572-AMD M a n a g e r : J F Schwaker-Chadde F i n a n c i a l Foundation: NationalScience 13.614.?7 003 NSF- MIUGradTeachingFellows E?3164R5126324305 990503 DGE-9979572-AMD 47.076 M a n a g e r : B J Baartmans F i n a n c i a l Foundation: Science National .32 16.852 003 NSF- l'{TUGrad TeachingFellows E23165R5126424305 990503 DGE-9979572-Al'lD 47.076 FjnancialManager: B J Baartmans Foundation: NationalScience .15 218.952 -9950729 E23166R5126522555 98i105 DUE 47.076 Manager: Financ'ial Foundation: NationalScience NSF-X-Ray DiffractometryApplicatio S D }4cDowell 130, 186.86 DUE-995262r 4 7. 0 7 6 E?3172R5i290 ?4405 990538 F i n a n c i aMl a n a g e r : NationalScienceFoundation: NSF- Computer Graphics C Shene 003 NSF- MTUGradTeachingFellows DGE-9979572-MD E23173R57?92 22071 990503 47.076 F j n a n c i aMl a n a g e r : S A Sorby NationalScienceFoundation: E?3r75 R5129524405 990607 DUE-'9952509 F j n a n c i aMl a n a g e r : Foundation: NationalScience 4 7. 0 7 6 NSF- ConCurrênt Corputing S M Carr 6r,612-70 9t.972.99 61 135.056. in Pre-CollegeEd AMD OOl NSF-Engineering 47.076 E23182R5132022071 990830 DUE-9953i89 F i n a n c i aMl a n a g e r : S A Sorby Foundation: NationalScience t37,092.35 :Trvl -Malaysia 003 NSF-GK-12 Supplement E23189R5200324305 990503 DGE-9979572-MD M a n a g e r : B J Baartmans F i n a n c i a l NationalScienceFoundation: 9,854.33 4 7. 0 7 6 E23202R5205522817 990823 ESI-991i894 47.076 F i n a n c i aMl a n a g e r : Foundat'ion: NationalScience notes are an jntegral part of these financial statements. The accompanying t I NSF-Geo'logy Utah's Nat'l Parks J E Huntoon 003 NSF- MIUGradTeachingFellows 47.076 E2316rR572602207r 990503 DGE-9979572-AMD M a n a g e r : S A Sorby F i n a n c i a l Foundation: NationalScience t I F u n dT i t l e 22 NSF-ADV ACCT-Earth ScienceInstitut 0 F Otuonye 134,300.64 CFDA# I TECHNOLOGI CALUNIVERSITY MICHIGAN Research- SwrnaryExpenseby CFDA# Frsn 07/0L/2000to 06/30/2001 09/iB/2001 FTQOPLlBA FundL3 Index Fund 0rgn Proposal#Contract# F u n dT i t l e 47.076 E23203R520s622817 990823 ESI-9911894 FinancjalManager: Foundation: NationalScience NSF-ADV ACCT-Part. Cost-Sci. Instit 0 F 0tuonye - 0088282 47.076 E23210R5207822405 000611 DUE F i n a n c i aMl a n a g e r : Foundation: NationalScience NSF-0pLab/SimulationCtr-Envjr Eng D W Hand Amount 339.93 4.723.87 AMD 001 NSF-lntegratedThermalScienceLab E?4774R5099322605 961130 DUE-9750571 4 7. 0 7 6 F i n a n c i aMl a n a g e r : N V Suryanarayana Foundation: NationalScience 4,596.09 003 HTU- Yi Qian Assistantship 47.076 E3431359029724405 980116 ccR-9870871-Al4D FinancialManager: S M C a r r Foundation: Nationa]Science 9.614. 00 I ,?72,286.92 47.076 TOTALFORCFDA# 7.272.286.92 Foundation: Nationa'l Science ve Nitrogen Oxides 003 NSF-RSI/React'i E23100Rs107322405 970537 oPP-9725463-MD 47.078 F i n a n c i a lM a n a g e r : R E Honrath Foundation: NationalScience q2 q2q ?q -Photochemicl Transformation 004 NSF/RSI E23r57 R5125522405 990234 oPP-9907197-AMD 47.078 F j n a n c i a lM a n a g e r : R E Honrath Foundation: NationalScience 7t 124 A7 OxideArctic Marin 001 NSF/RSI-Nitrogen 47.078 E23159R5r257 22405 990434 oPP-9979497-AtitD R E Honrath F i n a n c i a lM a n a g e r : Foundation: NationalScience 9 9 , 6 0 7. 9 2 2 2 6 . 6 6. 228 47.078 TOTALFORCFDA# 226.662 .28 ProtectionAgency: U S Enviromental N0.3EPA-Design Air Sparging Guidance E24217R5105322555 961120 CR825697-01-3-Af'lD 66.500 F i n a n c i aM l anager: JSGierke U S EnvinomentalProtection Agency: 66.500 E24218R5105422405 961120 U S EnviromentalProtection Agency: 66.500 E24222R5112523005 971021 U S EnviromentalProtection Agency: 66.500 E24223R5112822555 980115 U S EnvinomentalProtection Agency: 2 07 . 1 3. 0 0 N0.3EPA-Design Air Sparging CR825697-01-3-AMD Guidance F i n a n c i a lM a n a g e r : NJ Hutzler 38.148.50 cR826541-01-0 FjnancialManager' Function EPA-Below GroundEcosystem K S Pregitzer 67.740.19 Remediation EPA- Environmental ASMayer 56,519. 14 -0 cRB266i4-01 F i n a n c i aM l anagen: notes are an integral part of these fjnancial statements. The accompanying 23 t I I I I I I I I I I I I I l I I I I I t I I I l I I I I I I I I UNIVERSITY TECHNOLOGICAL MICHIGAN Research- SunmaryExpenseby CFDA# Frsn 07/07/2000to 06/30i2001 09/18t2001 FTQOPLlBA FundL3 CFDA# Index Fund Orgn Proposal#Contract# E24234R5128323005 980608 cR827940-01-0 66.500 FinancialManager: ProtectionAgency: U S Enviromental I ACCT-Ecosystem Response EPA-ADV D D Reed Arnount 13, 570.93 1 9 60. 9 1. 7 6 66.500 TOTAL FORCFDA# 196. 09i. 76 U S EnviromentalProtection Agency: 4 EPA- CenCITT Subcontracts E24208R50964?2405 960238 R825370-01-4-AMD 66-50i J C Crittenden Financial Manager: U S EnvirornentalProtection Agency: 319, 648.69 Adninistration 4 EPA- CenCIT-I 66-501 824209R5096522405 960238 R825370-01-4-AMD J C Crittenden F i n a n c i a lM a n a g e r : Protecti0nAgency: U S Enviromental 286,850.59 4 EPA-PhysicalProperty Mgt System 66.501 E24212R509Br 22205 960238 R825370-01-4-AMD T N Rogers F i n d n c i a lM a n a g e r : ProtectionAgency: U S Enviromental 4 E24213R5099222405 960238 R825370-01-4-MD 66.501 F i n a n c i a lM a n a g e r : ProtectionAgency: U S Enviromental EPA- CenCITT/CivilCost Share J C Crittenden Aldes ProcessAnalysis 4 EPA-Design E242t5 R5099722205 960238 R825370-01-4-AMD 66.501 B A Barna F i n a n c i a lM a n a g e r : U S EnviromentalProtection Agency: 27.402.83 5 1, 0 0 2 . 5 0 639.65 - 01-4-AMD4 E24?25R5120122405 960?38 R825370 66.501 F i n a n c i a lM a n a g e r : Agency: Protection U S Envjromental EPA-Automated Li nkages-P2Software D R Hokanson 8 7. 1 4 60. 1 R82537001-4-Al4D4 F i n a n c i a lM a n a g e r : EPA-Prod of Methanolfrom Methane D l,,lHand 28, 688.40 for GreenChemicalProd EPA-Indices J R Mihelcic 3 7, 4 7 .70 8 EPA-Recycling of WastePolymer J t,l Drelich 35.072. 53 01-4-AMD4 66.501 E24229R5r205 22405 960238 R825370F i n a n c i a lM a n a g e r : U S tnvjromental Protection Agency: EPA-lnplementation of P2 Framework D WHand 43,962.52 01-4 -AM04 E24230R5120622205 960238 R82537066.501 F i n a n c i a lM a n a g e r : ProtectionAgency: U S Enviromental EPA-IntegratedApplications of CPAS D R Shonnand 7.335.57 6 6 s. 0 1 E24226R51202?2405 960238 ProtectionAgency: U S Envinomental - 0i -4-AMD4 E24227R5120322405 960238 R825370 66.501 F i n a n c i a iM a n a g e r : U S EnviromentalProtection Agency: 66.501 EZ422BR5r204 22705 960238 U S EnvircxnentalProtection Agency: R82537001-4-MD4 F i n a n c i a lM a n a g e r : Applicationsof CPAS 66.501 E24231R5r207 22205 960238 R825370-01-4-MD4 EPA-lntegrated B A Barna F j n a n c i a lM a n a g e r : ProtectionAgency: U S Envinomental I I I F u n dT i t l e notes are an integral oart of thesefinancialstatements. Theaccompanying 24 29.656.36 TECHNOLOGI CALUNIVERSITY MICHIGAN Research- Sunmary Expense by CFDA# Fron07101/2000 to 06/30/2001 09/18/200r FTQOPLlBA FundL3 CFDA# index Fund Orgn Proposal#Contract# FundTitle EPA-IntegratedApplications of CPAS 66.501 E24232R5720822205 960238 R825370-01-4-Al4D4 FinancialManager: T N Rogers ProtectionAgency: U S Enviromental I,fIU- Ji YangFellowship E3411359026822405 960238 R825370-01-4-Ar4M 66.501 ProtectionAgency: FjnancialManager: D W Hand U S Enviromental E3431659028822405 960238 R825370-01-4-MD4MTU- QiongZhangAssistantship 66.501 ProtectionAgency: FjnancialManager: J R M i h e l c i c U S Enviromental Arnount 29,569.25 9,286.50 16.791 .40 MIU- Ji YangAssistantship E34340590317 22405 960238 R825370-01-4-Al4D4 66.501 F i n a n c i aMl a n a g e n : J C Crittenden ProtectionAgency: U S Enviromental 4.807. 00 MIU- QiongZhangAssjstantship E34352590329 2?405 960238 R825370-01-4-AJ'40 4 66.501 Protection Agency: FinancialManager: D W Hand U S Envircxnental 2 .0 6 0. 1 3 1 . 0 1,73 9 .70 1 TOTALFORCFDA#66-50] 1,017.397.01 U S EnvirornentalProtection Agency: E24794R5093222555 96024r R825405-01-3-AMD3 EPA-lnvestigation 66.504 of MassTransfer FinanciaiManager: A S Mayer U S EnviromentalProtection Agency E3434259031922555 96024r R825405-01-3-MD3MTU-Raghuraman Venkatapathy Astnshp 66.504 F i n a n c i aMl a n a g e r : A S Mayer U S EnviromentalProtection Agency: 24,61,4.83 6.260.50 30.875.33 TOTAL FORCFDA# 66.504 30.875.33 I I I I I I I I I I I t U S EnviromentalProtection Agency; E24216R5102422405 970623 )(-82591901-AMD EPA-Comp1 i anceAssistance 66.606 6 Center U S EnviromentalProtection Agency: F i n a n c i aMl a n a g e r : B D Solornon 3 . 3 2 59.1 E24224R5rt76 22405 970623 x-82591901-AMD i anceAssistanceCenter 66.606 EPA-Conpl 6 U S EnviromentalProtection Agency: FinancialManager: J C Crittenden I 9 . 6 6.77 4 t 824233 R5r2?1 22405 981253 x99543401-2 66.606 Protectjon Agency: Manager: U S Envjrcrnental Financial EPA-Baseline ity Data Sustainabil K L Bradof E24235R5131124805 970623 x-82591901-AMD 6 6 .6 0 6 6 EPA- Compliance Assistance Center Protection Agency: M a n a g e r : B S Envinomental F j n a n c i a l D Solomon U 19,890 83 .- 194.996 . 08 188,091. 70 TOTALFORCFDA#66.606 The accompanying notes are an integral Dart of these financial statements. 25 l88,091.70 I l I I I I I I t UNIVERSITY TECHNOLOGICAL MICHIGA}I Research- SLlrmaryExpenseby CFDA# to 06/30/2001 Frsn 07/0712000 09n8/2001 FIQOPLlSA FundL3 CFDA# Index Fund 0rgn Proposal#Contract# FundTitle Anount ProtectjonAgency: U S Envjromental E?4236R5132422405 991119 NE-97525801-0 66.951 FinancialManager: Agency: Protection U S Envincrnental EPA-Lake SuperiorYouthSynposium J F Schumaker-Chadde I I E24237R5202322405 991118 NE-82852801-0 66.951 FinancialManager: Agency: Protection U S Enviromental Planning& Managenent EPA-Hatershed 34,022.89 D H lJatkins I U S Dept of Energy: T t 88 50,908. TOTALFORCFDA#66.951 88 50.908. 81.035 U S Dept of Energy: E2r699 R5207322817 990806 of WearComponent DE-FC26-01NT41055USENE-Improvement R Gertsch F i n a n c i a lM a n a g e r : 18,957.15 81.035 U S Dept of tnergy: E21700R5207428305 DE- FC26-01NT41055 F i n a n c i aM l anager: of liear Component USENE-lmprovement X Huang 77.036.45 Bl .035 U S Dept of Energy: E2r704 R5209222817 990526 DE- FC26-01NT41062 F i n a n c i aM l anager: Circuit Thru-put USENE-Comninutjon S K Kawatra 43.075.10 79.068.70 t t 16.886.00 TOTALFORCFDA# 81.035 79.068.70 U S Dept of Energy: 81.036 U S Dept of Energy: E21697R5131828305 990739 ive Glass Applications DE-FG36-00G010513USENE-lnnovat J MG i l l i s FjnanciaiManager: 4o'ooo'oo 4 0 . 0 0 0 .0 I I I I t FoRCFDA# TOTAL 81.036 U S Dept of Energy: 81.049 U S Dept of Energy: Atoms & Constraints/Metal E21661R5068624605 911034 DE-FG02-92ER14282'MDDOE-Struc F ' i n a n c iM a la n a g e r : D R B e c k 81.049 U S Deptof Energy: Trsf Atmosphere Carbon USENE-Forest E21674R5084223005 950413 DE-FG02-95ER62125-AMD Ml a n a g e r : D F K a r n o s k y Fjnancia notes are an integral oart of these financial statements The accompanying I l 40,000.00 26 77.608.79 560,954.47 TECHNOLOGICAL UNIVERSITY MICHIGAN by CFDA# Research- SunnaryExpense to 06/30/2001 Frffi 07/01/2000 09118/200r FTQOPLlBA FundL3 CFDA# 81.049 U S Deptof Enengy: 81.049 Index Fund 0r9n Proposal#Contract # E21685R5ll09 22205 971240 E28502R8062323005 940223 U S Dept of EnergyFed PassThru: F u n dT i t l e DE-FG07-98ER14862-MD USENE-Measurment & ModelHazardous FinancialManager: M E M u l l i n s V51573/F000354 FinancialManager: E28602R4077723005 96tr27 H/GEC 81.049 97-021A Financia'l Manager: U S Deptof EnergyFedPassThru: Anount 5,935.30 MICHI-ADV ACCT.RSI/FIux CarbonPIan K S Pregitzer 67.302.54 UNIVE-RSI-Carbon and EnergyBudget J Chen 20,854.05 732,655.r5 FORCFDA# TOTAL BI.O49 732,655.15 U S Dept of Energy: 8 1. 0 8 6 U S Dept of tnergy: E2r6B2R5t022 ?3805 970416 81.086 U S Dept of Enengy: E21690R5115422605 980716 8 1. 0 8 6 U S Dept of [nergy: E2r691R5115522817 980327 81.086 U S Dept of Energy: E?1693R51?2322605 980716 81.086 U S Dept of Energy: E2I10r R5207723005 000853 81.086 U S Dept of Energy: E21702R5208023005 000853 81.086 U S Dept of Energy: E21705R5211122817 0 0 0 9 1 0 D E - F C 0 7 - 0 1 1 0 1 4 0 4U6 S E N E - S t e e l m a k i n g S l a g i r ^ o n C o n t e n t r,200.82 Financja'lManager: J Hwang 81.086 U S Dept of Energy: E3430359027628305 980327 DE-FC07-98ID13663-AMD MTU- Hee-JoonJeonAssistantshiD FinancialManager: J Hwang 81.086 U S Deptof Energy: E3433259030822817 980327 MUSTNE-Reducing DE-FC07-971D3546-AMD VOCPressEmission Fi nancial Manager : G D I'hGinnj s rB7.27 DE-FC02-98CH10951-AMD USENE-Grad Auto TechEd (GATE) Prsm F i n a n c i aM l anager: DLAbata 48.681.04 DE-FC07-98ID13663-Al'lD USENE-Recycle/Reuse AlumjnumWastes Financial Manager: J Hwang 566,857 .27 I I I I I I I I I DE-FC02-98CH10951-AIID USENEGATEPrograrnFellowships F i n a n c j aM l anager: DLAbata 94.598. 87 I DE-FC36-0iG010617-AMD USENE-PBC/Genetic Augnentation Financ.ialManager: C Tsai 46,471. .54 Augnentation DE-FC36-01G010617-MD USENE-PBC/Genetic F i n a n c i aM l anager: VLChiang t 13. 601.38 MTU- Jinjing LuoAssjstantship DE-FC07-98IDl3663-AMD FinancjalManagen: J Hwang 13,81B 0 .0 9 .6 1 99. 3 795,028.92 TOTALFORCFDA# 81.086 795.028.92 I I I I T notes are an integral oart of these financial statements The accornpanying 27 I I I I t I I t I I I I t t t I T I I I I t UNIVERSITY TECHNOLOGICAL MICHIGAN - Sunmary by CFDA# Expense Research to 06/30/2001 Frsn 07101/2000 09/18/200r FTQOPLlBA FundL3 CFDA# lndex Fund F u n dT i t l e Anount Irpact RockDrill Bits USENE-High 0E-FC36-99G010440-AMD X Huang Financjal Manager: 29.r02.91 Inpact RockDrill Bits USENE-High DE-FC36-99G010440-MD R Gertsch Financjal Manager: 5,038.43 0rgn Proposal#Contract# U S Deptof Energy: 81.087 U S Deptof Energy: EZI694 R5124228305 990132 81.087 U S Deptof Energy: E21695 R5I2B4 2ZBt7 990132 E25417 R4080823005 9905i5 81.087 U S Dept of EnergyFed PassThru: 81.087 E25418R4080923005 990515 AGR # 0R22072-l2L F i n a n c i a lM a n a g e r : 10.533. 00 Prcxnoter for Preci AGR # 0R22072-I2I CONSo-CBE-Desjgn Financial Manager: U S Dept of EnergyFed PassThru: Promotenfor Preci C0NS0-CBE-Design C Tsai C 9,004.2? Tsai 53,678.56 TOTALFORCFDA# 81.087 53. 678.56 U S Dept of Energy: B 1. 1 0 7 U S Dept of Energy: E21696R5130722555 990520 low CarbonRsvr USENE-YRl/YRz-Shal DE-FC26-00BC15I2?-MD J RWood F i n a n c j a lM a n a g e r : 569. 314.84 569,314.84 TOTAL FORCFDA# 81.107 569,314.84 Deptof Education: 8 4 . 2 0,0 Deptof Education: E24878R5132722405 991003 84.200 Deptof Education: E24879R5r32B2?555 991001 1 GMNN:Env EnssFellows ACTION USEDU-YEAR P200A000425-01 J CCrittenden F i n a n c i a lM a n a g e r : 1 19 , 3 8 5 . 5 8 Fellows ACTION USEDU-YEAR 1 GAANN:Geolosy P200A000420-01 ASMaYer F i n a n c i a lM a n a g e r : 59.729.57 1 7 91, 1 51. 5 TOTALFORCFDA#84-2OO 1 7 9 , 1 1155. Ndt.ional lnstitute of Health: Diesel Eng NIH-Impact Low-Emission E22427R5122924105 980609 R01/CCR515831-01-2 93.262 T S Bagley M a n a g e r : F i n a n c i a l o f H e a l t h : N a t i o n aI ln s t i t u t e notes are an The accompanyjng oart 0f these financial statements. 4 6 . 5 5 .13 6 CFDA# I I I TECHNOLOGICAL UNIVERSITY MICHIMN - SLurnary Expense by CFDA# Research Fron07/0112000 to 06/30/2001 09/18/2001 FTQOPLiBA FundL3 Index Fund 0rgn Proposal#Contract# FundTitle Diesel Eng NIH-l@act Low-Emission 93.262 E22428R5123022605 980609 R01/CCR515831-01-2 FinancialManager: NationalInstitute of Health: 3t.508.99 78,060.35 TOTAL FORCFDA# 93.262 TOTAL FORCFDA'S GRAND 78.060.35 11.235.U3.79 I I I I I notes are an integral oart of these financial statements. The accornpanying t I 29 I I I MICHIGAN TECHNOLOGICAL UNIVERSITY PassThrough GrantsandContracts Expense Surrnary Frsn07/01/2000 to 06/30/2001 07l3t/?001 FTQOPLIBB FundL3 CFDA# Index Fund 0rgn Proposal#Contract# FundTitle Anount FederalHighway AdninFedPassthnu I MITM-TC 549510/01-MTU-1 DevelLengthof Stainless E26988R2200822405 001141 JOB# F i n a n c i aMl a n a g e r : T M A h l b o r n AdnjnFedPassthru FederalHighway 24,513.48 t of Polyner E26994R220t2 28605 001?52 #55714/01-MIU-3 MITM-FjeldPerformance AdnlnFedPassthru F i n a n c i aHl a n a g e r : R G A l g e r FederalHighway 45,7r? .73 for Structural Dura E26995R22011,?2405 000905 JOB# 55717i01-MIU-MITM-TC-Center F j n a n c i aMl a n a g e r : T M A h l b o r n AdminFedPassthru FederalHighway 28,849.74 MITM-TC-Cornparison Schedul E26996R2201022405 0072?6 JOB# 55715/01-l{TU-6 of MDOT AdninFedPassthrû F i n a n c i aMl a n a g e r : K G l 4 a t t j l a FederalHighway 18.782.07 MITM-TC-Work E26997R2200922405 001225 JoB# 5571601-MTU-5 ltem ProductionRates AdninFedPassthru F i n a n c i al 4l a n a g e r : K G M a t t i l a FederalHighway 77.225.79 t27069 R2?00328605 000828 54632/H0r46 MITRA-Vehicle/Road SurfaceNoise FederalHjghway AdminFedPassthnu F i n a n c i a lM a n a g e r : J RBlough 1? 1?? A? l, I I 1,48,277 .03 t I I I I I TOTALFORR2 FUNDS FedPassThrû: Deptof Defense ' E28420R3136928605 990507 P0 4600007580 TRNY-Survivability0ptimjz FedPassThru: Deptof Defense F i n a n c i a lM a n d q e r : GRS'imula 8,922.73 I . 9 2 2. 7 3 U S Air ForceFedPassThru: E26982R3150022505 000534 SC-TEMPESTI-00-0001 MISSI-Develop Tracking& A Advanced FinancialManager: M C Roggernann U S Ain ForceFedPassThru: 31,723.64 37.723.il FedPas U 5 TankAutonotiveCffmand E28716R32071, 28605 001147 P0# PTl6366-00 UDLPS-TI58LL BushingInsertion and FedPas Cormand FinancialManager: G R Sjmula U S TankAutomotive t I I I I r48.277.03 5.954.75 5 . 9 5 47.5 TOTAL FORR3FUNDS Theaccopanying notesare an integralpart of thesefjnancialstatements 30 4 6 . 6 0. 1 2 07/31/2001 FTQOPLlSB FundL3 CFDA# MICHIGAN TECHNOLOGICAL UNIVERSI TY PassThrough GrantsandContracts Expense Surmary Fron0710712000 to 06/30i2001 Index Fund 0rgn Proposal#Contract# FundTit'le Anount FedPassThru: Deptof Defense E?6730R4076228305 990511 P0# P100100942 AN Confident'ialResearch Agreement Deptof Defense FedPassThru: FinancialManager: MG l-kKjmoson 33,485.13 E?7766R40i95 22505 000554 P0# 22928 FedPassThru: Deptof Defense Flnancial l'lanager: 25,000.00 Turb 0PTIM-Slmulating andAssessing MC Roggemann E27800R420382?705 000509 P0# F819741 UNITE-Accelerated Insertionof Mate Deptof Defense FedPassThru: F j n a n c i a 'M l anager: l,lHMilligan i .963. 95 E28417R4074128605 980604 E7032v98-r02 THERJ'I-Conprehensi ve HEVDesignTool Deptof Defense FedPassThru: Financial l''lanager: M D 0sborne 9.259.29 69.708.37 Depo t f F i s h& W j l d l i f eF e dP a s s : E26936R40747 Deptof Fish& l,lildljfe FedPass: 990110 Al'lEND 149-99/i49-00 MiNAT-The Gray Wolf in Michisan FinancialManagen: R0 Peterson 32.535. 35 E26949R42001, Deptof Fish& Wildlife FedPass: 990110P3 MENIMENT 149-01 MINAT-The Grây },lolf in Michigan Financial Manager: R0 Peterson 67, 805.91 r00.341.26 Deptof Transportation FedPass: E270M R4076622405 970348P4JlB # 49767 MITM-MDOTCDMERL Deptof Transportation FedPass: F i n a n c l aMl a n a g e r : T L l 4 c N i n c h E270U R40745 Deptof Transportation FedPass: 990123 47962/54915/548600/99-MITRA-TC/99 Studyof Materials- Re FjnancjalManager: T J VanDam E26888R42015 Deptof Transportation FedPass: -TC-2001 860130p28 JoB#55450/55449/55451MrM LTAP FjnancjalManager: T Lli,lcNinch 827092R40749 Deptof Transportation FedPass: 48652/48655/48654MITM-LocalTechn'ical 860130P25 Assista FinancialManager: TL l,lcNinch E27175R40785 Deptof Transpontation FedPass: 52701.52702,52703MITM-TC-Local 860130P27 TechnicalAssistance FinancialMdnager: TL lttNinch E26989R42013 Deptof Transportation FedPass: 990512P3JOB# 5458101-MiU-03 MITM-TC-Development of Intensity F i n a n c i aMl a n a g e r ; D H W a t k i n s 2 , 6 8 0 . 1- 7 86,927.3? 185,646.60 17.069.67 208,348. 93 29,446.38 I I I t I ,l I I I I I I I I I I Theaccorpanying notesane an integral part of thesefinancialstatenents. 31 t I I I t I I t t t I I t I I t t I MICHIGAN TECHNOLOGICAL UNIVERSITY PassThrough GrantsandContracts Expense Surnary Fron071$.12000 to 06/30/2001 07t3ll200r FIQOPLlBB FundL3 CFDA# Index Fund funontte Contract# 0ngn Prôposa'l# E27!28 R4077822405 9905L2P2JOB# 51324 F i n a n c i aMl a n a g e r : Fed Deptof Transportation Pass; of lntensityMITM-TC-DeveloPnent D}|l.latkins 23.504.39 E27509R4079022405 990429 HR18-048 FjnancialManager: Pass: Fed Transportation of Dept of Earlv-0penin NATI0-TC-Durabi]itv T J VanDam 70.367.4? 584.490.60 AdninFedPassthru FederalHighway MDOT 2OO1CDMIRL MITRA.TC e27239 R4?0?522405 970348P5JoB# 55448 F i n a n c i a lM a n a g e r : AdninFedPassthru Federa]Highway TLMcNinch E?7086R4077522405 971033P4JoB# 51637 F i n a n c i a lM a n a g e n : AdminFedPassthru FederalHighway T LMcNinch 09 36,574. E27152R4200422405 971033P5JOB# 54986 F i n a n c i aM l anager: AdminFedPassthru FederalHighway MIDTVideoProduction MITM-TC-2001 TLMcNinch 8 7 , 5 0. 1 6 E26998R4201222405 000527P240617C F j n a n c i a lM a n a g e r : AdminFedPassthru FederalHjghway MichiganCrashLocati0n MITRA-TC-01 TLMcNinch 24,305.76 t . 63 14,189 VideoTapeprodu MDoT MITM-TC-2000 gan CrashLocation MITM-TC-Michi E27LU R4079422405 000527 JOB# 40617C T L l4cNinch Financial Manager: AdminFedPassthru FederalHighway 16,735.l? MITM-TCInvest Brjdge DesignLoads JOB# 54950/01-MIU-g E?6889R4202322405 010i17 l.l Manager: J van de Lindt Financial AdminFedPassthru FederalHighway t7.6t2.33 Charac& Catalog E26897R4203325005 010339 5670801-l'4TU-10 MITM-TC-M.|neral M a n a g e r : L L S u t t e r F i n a n c i a l thru Fed Pass Admin FederalHighway 9.21t.39 3 TransnMatls Rrch MITRA-TC-YR E26997R4201922405 980524P3 JOB# 549150/01-MTU-Z M a n a g e r : F j n a n c i a l G R D e w e y Fed Pass Hjghway Adnin thru Federai 77,413.91 PhaseII Specfor Hot Mix E26993R4201722405 000349P2 JOB# 549570/00-MTU-5-MITM-TC R C } , r l i l l i a m s F i n a n c i a l M a n a g e r : Pass Fed thru Highway Adnin Federal 62.197.95 ResearchRecord E27089R4077222405 961034P5 JoB # 51333/00-MTU-lMITRA-TC-MDoT T LlhNinch F i n a n c i a l) 4 a n a g e r : AdminFedPassthru Highway Federa'l 12 049 7q i27117 R4078022405 980524P2 JOB# 51333/00-l{IU-2MlTM-TC-TransportationMaterials Financial Manager: GR Dewey AdninFedPassthru FederalHighway .71 36,469 MITM-TC-AnalysisBi tLrninousPvmnt EZ7l78 R407872?405 000314 JoB#513280 GRDewey F j n a n c i a lM a n a g e r : AdminFedPassthru Highway Federa'l 5 8 , 4 01 08 . a I I Anount notesare an integral part of these financial statements. Theacconpanyjng 32 MICHIGAN TECHNOLOGICAL UNIVERSITY PassThnough GrantsandContracts Expense Suumary Frcm07/01/2000 to 06/30/2001 07t31./2001 FTQOPLlBB FundL3 CFDA# Index Fund 0rgn Proposal#Contract# F u n dT i t l e Annunt Pvtmt MITM-TC-Analysis Bitwninous G Subhash 4 94,653.7 E27241R42026 AdninFedPassthru FederalHighway MD0T Research Record MITM-TC-2001 961034P6JoB#54915/01-MIU-7 F i n a n c l aMl a n a g e r : T L M c N i n c h 5,669. 90 E27275R40800 AdninFedPassthru FederalHighway Development of Laborat 000349 513330/00-MTU-5 MITRA-TC-The F i n a n c i aMl a n a g e r : R C l t i l l j a m s 260,104.00 E27289R40799 AdminFedPassthru FederalHighway of Su & Revjew 000ffif JOB# 513330,00-MIU-61',llTM-TC-Synthesis F i n a n c i aMl a n a g e r : R C H i l l i a m s 26,380 r 6. E273r1 R42022 AdninFedPassthru FederalHighway of Bridge 001,142 JOB# 54953101-MTU-8 MITRA-TC Causes/Curês F i n a n c j aMl a n a g e r : T M A h l b o r n 1 90 , 4 01. 2 E27179R4078822605 000314 JoB#513280 FinancialManager: AdninFedPassthru FederalHighway MITM-TC 2001Roadsoft E26992R420782?405 961012P5JoB# 55i80 AdminFedPassthru F i n a n c i a lM a n a g e r : FederalHighway TL }kNinch E27064R4077722405 961012P4 52626 AdnjnFedPassthtû F i n a n c i aMl a n a g e r : FederalHighway TLlt'lcNinch MITRA-TC Roadsoft 1999/2000 E27112R4070322405 971012 JOB# 4556i/47889 MITM-TC/Fracture Characteristic AdninFedPassthru F i n a n c i aM' l a n a g e r : S J V i t t o n Federa'lHighway E27294R4200922405 001108 JOB# 51333 AdninFedPassthnu Financial Manager: FederalHighway 243,8t2.04 M I T R A - F e a sl iitbyi E v a l u a t i o nf o r t n T J VanDam 306,343 .97 14,960 . 01 660.54 |.424,285.50 NASAFed PassThru: E25208R4200324605 000706 NASAFed PassThru: p0# 0001810072 Financial l"lanager: C Planet Finder BALLA-RSI-Terrestrial Ftaclas Fed PassThru: NASA TeleGuidance TB HUGHE-Hubble Sensor E26451R4063724605 960336 083495 FinancialManagen: C Ftaclas NASAFed PassThru: E26662R4078322555 990223 CONTMCT HazardProductsfor # 7212354 JETPR-Volcanic FinancialManager: GJ Bluth NASAFed PassThru: }NZAR UNIVHAWAI E28489R40i9i 22555 920406A C701107-M00 9 I -VOLCANIC FinancialManager: l,,lI Rose NASAFed PassThru: E28637R40579?2555 920406A C701107-r-00 UNIVHAWAII.VOLCANIC MZARD& INPUT 9 Financia'l Manager: li I Rose notesare an integrai part of thesefinancialstatements Theaccsnpanying 1 8 , 6 9. 29 0 220.50 107,875. 38 6I,2?8.02 0.00 I I I I I I I I I I t I t I I I I ) 33 t I I I I I I I I I I I t I I I I I I t MICHIGAN TECHNOLOGICAL UNIVERSITY PassThrough GnantsandContracts Expense Surnnary Frw 07/01/2000 to 06/30/2001 07l3v200r FTQOPLlBB FundL3 Index Fund CFOA# FedPassThru: NASA 0rgn Proposal#Contr"act # E28sB2R4200824605 000520 P0# 420339 FinancjalManager: FundT.itle u Support to Canari UNIVE-Analytical ftacIas Anount 7. 0 0 00. 0 1 9 50, 1 6 . 8 0 U S Air ForceFedPassThru: ImagingPhasell E26733R4075024605 990307 F2960I-98-C-0204 KESTR-RSI/Spectral F i n a n c i a lM a n a g e n : J BRafert U S Air ForceFedPassThru: 196.11 Contnol MISSI-Innovativel'laveFront E26966R4077322505 991012 SC-1521-99-000i Financial Manager: MC Roggemann U S Air ForceFedPassThru: 54,804.50 F33601-o0PTIM-Subpixel MotionSensingfor 3 E2775?R4078122505 991031 P018991/PRiME F i n a n c i a lM a n a g e r : M C Roggemann U S A'ir"ForceFedPassThru: 6,184.49 SUBPRJ564TREXE-Wavefront Sensjngfor High E28365R4203622505 010220 SUB520027 Financial Manager M C Roggemann U S A'ir ForceFedPassThru: 7,564.43 6 8, 74 9. 5 3 U S ArmyFedPassThru: U S ArmyFedPassThru: E28611R4080522605 000710 109G421 FinancialManager: 3 JJ MIUEngineRsrch UNIVE-Thrust J H Johnson 1l.934.79 U S ArmyFedPassThru: E28706R4080422605 000710 109421 FinancialManager: UNIVE-Thrust 2 MTUEngineResearch J H Johnson 23.916.82 U S ArmyFedPassThru: E28707R4080322605 000710 109G421 F i n a n c i aMl a n a g e r : 1 MTUEngineResearch UNIVE-Thrust C L Anderson 35.876.29 U S ArmyFedPassThru: E28737R4081124105 000710 109G421 FinancialManager: 3 SB Bio EngneRsrch UNiVE-Thrust S T Bagley 6,638.08 78.365.98 Office FedPass: U S ArmyReseanch Algorithms E25831R4078922505 000243 P0#H7003258/H7004940 EOIRM-Mjne'Detection Financia'l Manager: T J Schulz Office FedPass: U S ArmyResearch M.317.43 44,317.43 notes are an integral oart of these financial statements. The accompanying 34 07l3t/200r CFDA# I MICHIGAN TECHNOLOGICAL UNIVERSITY PassThrough GrantsandContracts Expense Sumany Fron0710712000 to 06/30/2001 NQOPLiBB FundL3 Index Fund Orgn Proposal#Contract# F u n dT i t l e t Amount U S Deptof AgricultureFedPass: E26970R42005 U S Deptof Agr'lcultureFedPass: 990826P2 AGREEMEi{T # 61-40918 MICHI-Structural Flakeboandfrom I'li F i n a n c i a lM a n a g e r : L MMatuana E27596R42031 U S Deptof AgricultureFedPass: 000511 SERVICE AGREEMENT # SON0RTH-UIilization of Redl'4aple F i n a n c i a lM a n a g e r : PE Laks 3,077.89 l 0 ,0 2 1. 7 9 13, 099.68 U S Deptof EnergyFedPassThru: E25t65 R4072824605 980704 98210?40r U S Deptof EnergyFedPassThru: F i n a n c i a lM a n a g e n : ARGON-Meteorologjcal QA& Subway LRCoke E25631R407742?605 981029 P0# 41855 U S Deptof EnergyFedPassThru: Fjnancial Managen: J H Johnson 265,303.54 E26032R4075924605 990412 P0 521464 U S Deptof EnergyFedPassThru: FinancialManager: FiRMI-RSIAuger observatorySouther D F NJtz 118,457 .84 E26458R4200728305 000353 P0#222976 U S Deptof EnergyFedPassThru: Financial Manager: HUNTI-Transient Liquid Phaseof ODS M G I'lcKirnpson 43,92L .00 E28151R4202922605 991133 P0# ?BU U S Deptof EnergyFedPassThru: F i n a n c i a lM a n a g e r : Ship CraneModelling and Control GGParker 4 0, 3 2 6 . 7 8 E2815?R4?00222605 991133 P0# 2854 U S Deptof EnergyFedPassThru: F i n a n c i a lM a n a g e r : -Ship Crane l'lodelI i ng SAl,lDI GG Parker 32,000. 00 39.313 i 8. DETR0-Low Emissions After Treatment E?8153R4077922605 991133 P0# 2854 SANDI-Ship CraneModellingand Cont U S Deptof EnergyFedPassThru: F i n a n c i aMl a n a g e r : G G P a r k e r 36,t26.48 E2U45 R4207022205 000240 DE-FG02-00ER83112-MlC-TOUCH-Tailorable Carbon Inexpensive U S Deptof EnergyFedPassThru: F i n a n c i aMl a n a g e r : T N R o g e r s 27, 000.00 E28451R4080124605 000523 0F-01144 UNIVE-Metreorological QAand Subway U S Deptof EnergyFedPassThru: F i n a n c i aMl a n a g e r : L R C o k e 141,063.65 E2B5B6R4079222705 000331 0F-00544I'OD0001UNIVE-SIructuralCharacterization U S Deptof EnergyFedPassThru: F i n a n c i aHl a n a g e r : S A H a c k n e y 48,217 .24 7 9 t, 7 2 9 . 7 t TheaccompanyJng notesare an integnaloart of thesefinancialstatements. 35 I I I I I I I t I I I I I I I I I I I t I I I t I I I I I I I I I I I t MICHIGAN TECHNOLOGICAL UNIVERS]TY PassThrough GrantsandContracts Expense Surnary Fron07/0L/2A00 to 06/30/2001 07/3U2001 FTQOPLlBB FundL3 CFDA# Index Fund FundTitle Orgn Proposal#Contract# Amount U S MarjneCorpsFedPassThru: ACCT Devel& Implentation 00-0001 PADVAN-ADV E25026R4079728605 000202 SUBCoNTRACT# FJnancia'l Manager: GR Simula U S MarineCorpsFedPassThru: 133.482.17 133.M2.17 U S NavyFedPassThru: U S NavyFedPassThru: C0NCU-AMV Cntr Guide& Sprock E25454R4203428605 010333 P0# 010300493 Financia'l Manager: G R S i m u l a 6A1-4V Trck Pin Fatig Test E25455R4203528605 010430 P0# 010s00122 C0NCU-TI FinancialManager: G R S'imu'la U S NavyFedPassThru: 6.828.02 2.59r,r9 9 .4L9.21 FedPas Connand U S TankAutomotive Prsrm E25031R4071228605 980140 87523/87679/BBBB4/9136ADVAN-Co-Development F i n a n c i aMl a n a g e r : G R S i m u l a FedPas Cormand U S TankAutornotive E25290R4202728605 010216 P0# 10531 F i n a n c i a lM a n a g e r : FedPas Cormand U S TankAutomotive BLIZZ-Pu]lTest |'lingBushingHelds MD0sborne 97.M5.65 1,485.00 TnackSystemImprove E25390R4201628605 0i0118 P0# 010100245 C0NCU-TISBLL F j n a n c i aMl a n a g e r : G R S i m u l a Ccnmand FedPas U S TankAutomotive I, 000.26 DurableTitan Trks E25793R4202428605 000803 P0# 8809-2027 PMSElDYNM-ightwght FedPas F i n a n c i aMl a n a g e r : G R S i m u l a Connand U S TankAutomotive 9.072.99 TrackPerformance Specifi E26213R4075228605 990435 P0# wPG019904 SUPP#I GENER-MI FedPas F i n a n c i aM' la n a g e r : G R S i m u l a Cormand U 5 TankAutomotive 92.745.52 Supportfor GOLS t26238 R4201128605 000908 P0#MET001808 # 1,#2GENER-Engineering F i n a n c j aMl a n a g e r : S A B r a d l e y Cormand FedPas U S TankAutomotive 37.904.41 Design E28411R420282860s 010211 P0# TAI-01-0326 THERIl-Vehicle F j n a n c ' iM a la n a g e r : G R S i m u l a Cormand FedPas U S TankAutomotive 54.547 .27 vehicleProtection l'40D E28440R4079828605 000618 P0# 4600009561 #lTRl,lSY-Tactical FedPas F i n a n c i aMl a n a g e r : G R S i m u l a Connand U S TankAutomotive 64,450 .83 ACCT-Survi vabiI ity Tech E28441,R4200628605 000936 ADVANCE ACCOUNT TRWSY-ADV F j n a n c i aM l anager: FedPas Ccrmand U S TankAutcrnotive GRSimula 3 6 .1 9 0 . 3 3 notesare an integral part of thesefinancialstatements. Theaccornpanying 07137/2001 FTQOPLlBB FundL3 CFDA# MICHIGAN TECHNOLOGICAL UNIVERSITY PassThrough GnantsandContracts Expense Surnary Fisn 0710712000 to 06/30/2001 Index Fund 0r"9n Proposal#Contract# r u n on t t e E28565R4202028605 001239 pT16402-00 Ccxrmand FedPas U 5 TankAutomotive FinancialManagerl UNITE-TI07 BushingEndurance GRSimula Anount I ,064.61 402,906.87 TOTAL FORR4 FUNDS 3 . 9 1 5 . 9 1 31 . Prot AgcyFedPass U S Envirsnental 82751I R7055222405 980236 AGREEMENT # 98-08H NEETF-A Safel.laterF.irst Approach Prot AgcyFedPass U S Enviromental FinanclalManager: KL Bradof 24.403 .51 24.403 .57 TOTALFORR7 FUNDS 24,403.5I NASA Fed PassThru: Fed PassThru: NASA E28186R8201024105 00r2r4 cHEcK UNIVE-Muscle PlasDuringlncreased # 465763 F i n a n c i aMl a n a g e r : E R B1ough 2 7 7. 0 0 NASAFed PassThnu: E28492R8066628905 990232 CHECK UNIVE-Microneurography StudyAuton # 114921 FinancialManager: H H Cooke 587.92 NASA Fed PassThru: E28578R80664??575 981208 CK# 108337 FinancialManager: zation UNIVE-Quant i tati ve Characteri G J Bluth Fed PassThru: NASA E28180R8201322605 0r02t7 07600-071 FinancialManager: UNIVE-Prop Cntr'l of Space L B King 1, 6 6 31. 7 11.i00.04 NOMFed PassThru: NOMFedPassThru: E2U46 R8200722555 000417 P0# 3000229916 UNIVE-Great Lakes PhotosyntheticRa F i n a n c i aMl a n a g e r : J W B u d d 13,255.51 13,255.51 NationaiScienceFoundation FedPas E28708R8071522005 990816 SUBC0NTMCT # F004025UNIVE-I,JIMS Ed Task SponsorAcct Foundation NationalScience FedPas F i n a n c i a lM a n a g e r : R 0Wanrington Theaccompanying notes are an integral part of these financial statements. 44,35r.78 I I I I I I I I t T I t I I I I I t 37 I I I I I I t I I t I I I I I I I I I I UNIVERSITY TECHNOLOGICAL MICHICIAN GrantsandContracts PassThrough SutrnarY Expense to 06/30/2001 Frsn07/0112000 07t31./2001 FIQOPLlBB FundL3 CFDA# Index Fund FundTitle 0rgn Proposal#Contract# Anount EdTaskC/SAcct UNIVE# F004025 E28709R8071622005 990816 SUBCONIMCT F i n a n c i aM l anager: R0Warrington FedPas NationalScienceFoundation .90 46.747 Acct l'licroTsk Sponsor UNIVE-I'IIN # F004025 t28710 R8071722005 990816 SUBCoNTRACT Manager: R 0 l,laffington Financia'l FedPas Foundation NationalScience 70,2U.90 Tsk C/S Micropack UNIVE-WII'6 # F004025 E28711RB07l822005 990816 SUBC0NTMCf FinancialManager': R0llarrington FedPas Nationa'lScienceFoundation 63.215.80 Acct TaskSponson UNIVE-Sensors # F004025 E2B7l2 R807r9 22005 990816 SUBC0NTMCT F i n a n c i aMl a n a g e r : R 0 H a r r i n g t o n FedPas NationalScienceFoundation 35,041.57 SensorsTskC/S UNIVE-HIMS # F004025 828713R8072022005 990816 SUBC0NTMCT FinancialManager: R0Harrington FedPas NationalScienceFoundation .39 B0,293 Account Adm'inistnative UNIVE-WIMS # F004025 E28717R8072122005 990816 SUBC0NTMCT R 0 W a r r i n g t o n M a n a g e r : Financial FedPas Foundation NationalScience u.096.45 of NovelAvenues UNlVE-Exploration # 4?A-20-M R8069322605 000232 AGREEMENT E2B5B4 G Subhash Manager: Financial FedPas Foundation NationalScience 15.806.96 389.788.75 U S Air ForceFed PassThru: URI High Cvcle Fatigue MD 5 UNIVE-AFoSR 5A1541-22500PG E28546 R80603 22705 960224 F i n a n c i aM l anager: HHMilljgan U S Air ForceFedPassThru: 828547 R80608 22605 U S Air ForceFedPassThru: URI High Cvcle Fatigue Al4D5 UNIVE-AFoSR SA1541-22500PG 960?24 ECAifantis F i n a n c j aM l anager: 235.782.r8 06 4 ,805. .24 240.587 TOTALFORR8 FUNDS . 54 655.331 FedPas Foundation NationalScience MIU- YunejZhanAsslstantship # F004025 E34348s90325 22005 990816 SUBC0NTMCT Friedrich C R Manager: Financial FedPas NationalScienceFoundation 6.871.42 6.871.42 notes are an integral oart of thesefinancialstatements. The accornpanying 38 07l3L/2001 FTQOPLlBB FundL3 I MICHIGAN TECHNOLOGICAL UNIVERSITY PassThrough GrantsandContnacts Expense Sunnary Frorn0710112000 to 06/30/2001 lndex Fund 0rgn Proposal#Contract# t FundTltle Amount U S Air ForceFedPassThru: E3p'3t9 59029? 22505 000534 SC-TEMPEST1-00-0001 MIU- YanchaiZhangAssistantship U S Air ForceFedPassThru: FinancjalManagerr MC Roggemann t3.923.24 E34s0659028022705 960?24 SA1541-22500PG AllD5 MIU- Anit Shyam Assistantshtp U S Air ForceFedPassThru: F i n a n c l a l M a n a g e r :l . I H M i l l i g a n rr.777.86 25.64i. 10 TOTALFOR59 FUNDS GMNDTOTAL 32,5r2.52 4.822.978.83 I I I I T I t t I t I t Theacccnpanying notesare an integral part of thesefinancial statements. I I I t I I I I I I I I I I I I I I I I I I I I TECHNOLOGICAL UNIVERSITY MICHIGAN Expense by Agency Suumany From07/01/2000 to 06/30/2001 07/3r/200r FTQOPLlSC fund L3 CFOA# Index Orgn Fund Proposal#Contract# Anount Title Fund FederalHigfuayAdninistnation: - 96-C-00073-M0D FHM-TC/}4| l s Rel ated Distress E24809R7072422405 960720 DTFH61 FinancialHanager: T J Vanoam Adninistnation: FederalHighway 23,026.33 -99- P- 00219-l{DUSTMTCl}'loCERL& ProJect Estimate E?4816R1077622405 981232 DTTS59 F i n a n c i aMl a n a g e r : T L M c N j n c h Adninistration: FederalHighway 53.733 .90 824817 R5rt82 22405 981115 Federal HighwayAdnin AssistPrgm DTFH6I-99-X-0001I-MD Technical USTM-Trjbal F i n a n c j aMl a n a g e r : B D A l k i r e 224,t23.8? 300,884.05 Total for NASA EZM02 R5l0t9 24605 9609i9 NASA E24408 R51070 22605 970920 NASA E24409R5108522705 970305 NASA E244I0 R51086 24605 9504018 NASA 24605 971043 EzM7t R510BB NASA E2M12 R5r1L7 22555 980202 NASA E244r3 R5rt29 22555 977129 NASA E2441.6R51?8524405 990904 NASA E24417R5132524605 000556 NAG3-2088-SUPPLEMENT Turbine CombustorConcepls NNASA-Gas Financial Manager: S Yang NAGS-1478-SUPPL NASA-Gravity InducedSettling 3 THCourtney F i n a n c i a lM a n a g e r : NAG5-7051-SUPPL 0004 NASA-L Superior Ice Field Measureme F i n a n c i a lM a n a g e r : AN Pi'lant NAG5-4756-SUPPL Lensingin GRBS 0004 NASA-Gravjtatjonal RJ Nemiroff F'inancialManager: NAGs-7272-SUPPL PlumeAnalysis 0003 NASA-RSI/Volcanic I.l I Rose Financial Manager: NAGS-7576-SUPPL HazardMitigation 0003 NASA-RSI/Volcanjc F i n a n c i a lM a n a g e n : GJ Bluth NAGs-8796-SUPPL & SpaceSciences 0003 NASA-CSE/Earth F i n a n c i a lM a n a g e r : PRMerkey NAGs-5278 F i n a n c i a lM a n a g e r : NASA E244r9 R52087?4605 000724 NASA E24797R5097124605 960609 NASA NAGs-6310-SUPPL Adaptive Mirron 0006 NASA-RSI/Linear Financial Manager: C Ftaclas NAGs10568 F j n a n c i aMl a n a g e r : NASA-RSi/Early 0ptical Light Curves RJNemiroff 40 10 4 , 1 5 8 . 4 8 65.662 .67 22 EnA OO L642.53 30,979.67 9.710.74 245,356.27 21,336. 96 NASA-RSI/Lab Studies Ice Nucleation RAShaw Models NAG5-3689-SUPPL 0004 NASA-Co0] StarsAtmospheric FinancjalManager: A Borysow The acconpanying notes are an integral part of these financial statenents. 43.745.67 982.80 3.786.01 TECHNOLOGICAL MICHIGAN UNIVERSITY SumaryExpense by Agency Frqn07/01.12000 to 06/30/2001 07t3L/200t FTQOPLlSC fundL3 CFDA# Index Orgn Fund Proposal#Contract# FundTit'le Amount E24801R5117324605 960609 Models Stars Atmosphenic NAG5-3689-SUPPL 0004 NASA-Cool Manager: A Borysow FinancJal E3407559023022555 980742 Riley Fellowship NGIS-76-SUPPLEMENT 000NASA-Col1een FinancialManager: GJ B'luth 20,667 .45 - SonsGuoFellowship NGT5-30154-SUPPL 0003NASA FinancialManager: GJ B'luth 20,209.07 YangAssistantship MG5-6310-SUPPL 0006 I'IIU- Heidong FinanclalManager: C Ftaclas 1 1, 0 2 40. 3 NASA NASA E3407859023322555 980304 NASA E3432859030324605 960919 NASA 1,060.02 620.828. 36 Total for NationalPark Service: 8227??R5I0O623005 960912 NationalPark Service: E22725R5i118 23005 980322 National ParkService: lnformationSysten 1443CA631096001-MoD l,UsPAR-Geograph'ic F i n a n c i aMl a n a g e r : M D H y s l o p 1 0, 4 6 51.3 Nat'l Ecology-Voyageurs 1443CA682098001-140D 3 USPARiWoIf F i n a n c i aMl a n a g e r : R 0 P e t e r s o n 3 3, 2 0 2 . 7 2 E22726R5112?23005 980422 Rocks Holf MEnt-Pictured 1443CA682098001-mD 3 USPAR-Gray F i n a n c i aMl a n a g e r " : R 0 P e t e r s o n . 94 9,004 E22729R5I23I 24805 980601 GIS Landscape 1443CA631096001-M0D o0usPAR-Industnial F i n a n c i aMl a n a g e r : P E M a r t i n 3,698.82 NationalPark Service: Nat'ionalPark Service: E22730RsIzBB23005 941157 NationalPark Service: E2273IR5729I23005 960912 NationalPark Service: E22732RSI?9428605 990903 NationalPark Service: E22733R5200423005 000561 NationalPark Service: l"lonitoringNPS 1443CA631095004-M0D 00USPAR-Wolf/l'1oose FinancialManager: R0 Peterson InformationSystem 1443GA631096001-H0D l.USPAR-Geographic F i n a n c j aMl a n a g e r : M D H y s l o p Trail Degnadatjon lYELLo-Snomobile 1443CA1570A0007-M0D F i n a n c ' iM a la n a g e r : R G A l g e r Regine Brorvsing/Fire 1143CA63i095004-lOD 0oUSPAR-l4oose F i n a n c i aMl a n a g e r : R 0 P e t e r s o n Regime Bror.rsing/Fire AGUSPAR-l'loose E22735R5206423005 000561P21443CA6310A001-TASK R0 Financjal Hanager: Peterson National Park Service: E22736R5206523005 001216 NationalPark Service: E22737R5209324605 010106 NationalPark Service: }4onitor'-lsRoyale 1443CA6310A001-TASK AGUSPAR-Wolf/Moose F i n a n c i aMl a n a g e r : R 0 P e t e r s o n ADVANCE Financial l,lanager: Total for notesare an integral part of thesefinancjal statetnents. Theaccompanying 41 1 t6q 41- 28.837 .83 972.00 .' . UUO.Jf, 20,010 .80 6,r47 .06 ACCTIsle RoyaleInstitut USPAR-ADv J B Rafert 12.r19.49 tzo.tYJ.t,, I I I I I I I I I t I t I t I I I t t I I I I I t I I I I I I I I I I I I I TECHNOLOGICAL MICHIGAN UNIVERSITY SwrnaryExpense by Agency Frcn0710t12000 to 06/30/2001 07t3U2001, FTQOPLlSC fundL3 CFDA# Index 0rgn Fund Proposal#Contract# F u n dT i t l e Arcunt U S Air Force U S Air Force SpaceSurveillance(lPA) iPAAGREEMENT 223 USAIR-Maui F i n a n c i aMl a n a g e r : B E S t r i b l i n g U S Air Force (lPA) Space Surveillance 223-STRIUSAIR-Maui E21166R1200922505 981146P3IPAAGREEMENT F i n a n c i aM' l a n a g e r : B E S t r i b l i n g E21165R1078622505 98li46 69,t77 .22 82.024.12 151.201.34 Total for U S Army E20497 R1075? 22705 97i008 U S Army E20498 R10753 28605 971008 U S Army E20499 R10760 28605 971008 U S Army E20500 R10761 28605 971008 U S Army E20501 R1076228605 971008 U S Army t20502 RI0767 28605 971008 U S Army U S Army lron ACCT-Ausformed PTACO4-ADV DME07-97-C-X150-}mD K B Rundnan Financial l'lanager: 65,571.80 PTAC0M-ADV ACCT-MDIProsram DME07-97-C-X150-M0D F i n a n c i a lM a n a g e r : GRSimula i95,073. 60 ACCT-MDIProgram PTACoM-ADV DME07-97-C-X150-M0D F i n a n c i aM l anager: GRSimula 1 6 , 9 6. 1 50 ACCT-MDIProgram PTACoI'I-ADV DME07-97-C-X150-l'00 F i n a n c i aM i anager: GRSimula 7 . 8 9 01.4 PTACOI'I-ADV ACCT-MDIProgram DME07-97-C-X150-l.40D F j n a n c i a lM a n a g e r . : G R S j m u l a .57 53.233 ACCT-MDIProgram DME07-97-C-X150-M0D PTACO}4-ADV F i n a n c i aM l anager: GRSimula 3 2 s, l 0. 1 9 E20503R1077322605 9B0B0B IPA8/?6/98 F'inanciM a la n a g e r : E20505R1078328605 971008 U S Army Capi11ary PunpedLoop TACOM-Develop DANelson Prosram ACCT-MDI PTAC0M-ADV DME07-97-C-X150-M0D F i n a n c i aMl a n a g e n ; G R S i m u l a 1't 17't 24 3.480.36 - SDrocket Tests DME07-99-C-1502-P0000TAC0M F j n a n c i aMl a n a g e r : H D 0 s b o r n e tf,./t\r.Jv U S Army ShpgDollys PUSARM-ADV ACCT-Fajlure DME07-00-P-S028-M0D F i n a n c i aMl a n a g e r : S A B r a d l e y 40.931. 62 U S Anry HaterPurificationTrlr E20508Rl079128605 000620 DME07-00-C-1526USARM-M1073 F i n a n c i aMl a n a g e r : S A B r a d l e y E20506R1078528605 990915 U S Army E20507Rl07B728605 991235 E20509R1200028605 000842 U S Army Structure NACFMTV Composite DME07-00-C-1537 TACoMF i n a n c i aMl a n a g e r : S A B n a d l e y notes are an integra) part of these financial statements Theacccrpanying 42 15,195.20 1 2 3 . 0 0000. TECHNOLOGICAL MICHIGAN UNIVERSITY SurmaryExpense by Agency Frqn0710L12000 to 06/30/2001 CFDA# Index 0rgn Fund Proposal#Contract# E20510R1200128605 000849 U S Army E2051rR1200628605 000843 U 5 Army E20572RI2007 28605 000843 U S Anmy U S Arrny Rjght Flank DME07-99-C-1502-P0000TAC0M-En9 SuppCnusader F i n a n c l aMl a n a g e r : S A B r a d l e y E20546Rt20t2 010322 6.822.33 DME07-00-C-1052-P0000TAC0}4-ADV W0001 ACCT-Surse F i n a n c i al 'l l a n a g e r : G R S i m u l a 99,635.77 - SurseWD002 DME07-00-C-1052-P0000TAC0},| F i n a n c i aMl a n a g e r : 6 R S i m u l a 22.752.40 E20513R1201022605 9B0B0BP2 IPA11/07i00 TAC0M-Develop Capil lary PwpedLoop F i n a n c i aMl a n a g e r : 0 A N e l s o n U S Army Amount FundTitle }lode]s DACW35-01-P-0048 USARH-Rajn Est/Hydrologic FinancialManager: D li Watkins 4,265.95 5.946.66 E20606R5130522705 990831 DMD19-00-1-0103-l'flD W-Based PUSARM-Crystalljne-Amorphous 27,r05.82 F i n a n c i aMl a n a g e r : T H C o u r t n e y E20608R1200322605 000552 Tes DMD17-00-P-1396 USARM-Hopkinson Bar Cornpression FinancialManager: G Subhash U S Army U S Army 1 l. 0 0 0 . 0 0 757.66r.74 Total for Research U S ColdRegions EngLab: 820607R1079028605 000302 DACl,,l42-00-P-0526USARM(CRREL)-ProcesedSnowRunway 12.02 Research F i n a n c i a lM a n a g e r : EngLab: RGAlger U S ColdRegions DACH42-01-P-0i20-M0D PUSARM(CRREL)/AnIj-lcins Practjce E20609Rl201128605 010104 Research F i n a n c i a lH a n a g e r : EngLab: RGAlger U S ColdRegjons 20.536.87 20,548.89 I ota I Tor U S Deptof Agriculture: E20367R5207124805 010110 LETTER 01/24101 FjnancialManager: U S Deptof Agriculture: Tot^chLake Site USAGR-Mason/Quincy, P E Hartin 9. 4 1 85.9 9,418.59 Total for U S Oept of Cffnence : E24835R7078022405 981221 U S Dept of Cffrnerce : 40MNW901089 FinancialManager: Total for notesare an jntegrai part of thesefinanciaj statements. Theaccorpanying 43 USC0M-RSI/Deve)op GISDataLayers D L Johnson 13,953.75 12 04.2 7C I I I I I I I I I I I t I I I t I I I I I I I I I I I I I I t I t I I I I I 07t3Ll200l FIQOPLISC fund L3 CFDA# MICHIMN TECHNOLOGICAL UNIVERSITY SwmaryExpense by Agency Frcn071$,/2000 to 06/30/2001 Index Orgn Fund Proposal#Contract# FundTitl e Anount U S Deptof Energy: E21678R5090323805 960345 U S Eeptof Energy: 821679R5090424105 960345 U 5 Deptof Energy: E2t6gB RI077I 22555 970821 U S Deptof Energy: E2t6B9Rt07722?555 970820 U S Deptof Energy: DE-FC07-96ID13440-MD Biofiltration Techn USENE-Phys/Chern F i n a n c i a lM a n a g e r : GDMcGinnis 3.747 . 00 DE-FC07-961013440-MD Biofiltratjon Techn USENE-Phys/Chem F i n a n c i aM l anager: STBagley 4. 8 6 3 .13 DE-AC26-98BC15135-140D USENE-Calibration SeismicAttribute Financial Manager: l^lD Pennington 278.908,82 - Fractured Reservoirs DE-AC26-988C15100-I,nD USENE F i n a n c i a lM a n a g e r : J RWood 265,614.83 E2i692 R5118624605 981003P4 DE-FG02-99ER41107-AI"|D USENE-RSI/YR i & YR2 - Hish Energy U S Deptof Energr: E21698R1200822555 000539 U S Deptof Energy: F i n a n c i aM l anager: DFNitz 157, 616.05 IPA DATED 09/28/00 F'inancialManager: - IPA-GeophysjcalImaging USENE TJ Bornhor^st 117. 830.58 E2t703 R5208224605 981003P4 Dt-FG02-99ER41107-AMD USENE-RSI/YEAR 3 - High Enersy U S Deptof Energy: F i n a n c j aM l anager: DFNitz 54,505. 96 E34315S9028i 24605 981003P4 DE-FG02-99ER41107-MD MTU- Alexei DorofeevAssistantshio U S Deptof Energy: F i n a n c l a 'M l anager: DF N.itz 9.799.87 E343385903i5 24605 981003P4 DE-FG02-99ER41107-AMD MIU- Joe Darling Assistantship U S Deptof Energy: F i n a n c i aM l anager: DFNitz Total for 7, 558.50 900,444.74 U S ForestService: U S ForestService: E20775R52047?4805 000901 00-CS-1109i0-00-42 Nat'l USAGR-Archaeol Coll-Hiawatha F i n a n c i aMl a n a g e r : S R M a r t i n U S FonestSenvice: E20t79 R5205924845 001206 01-CS-11090700-005 Nat'l USAGR-Archaeol Collect-0ttawa F i n a n c i aMl a n a g e r : S R M a r t i n 820207R5133323005 000415 U S ForestService: 00-JV-11111132-120 & 2x3 Hardwood USAGR-2x4 Softwood FinancialManager: J }l Forsman U S FonestService: E202rr Rl079223005 000608 00-CR-11111121-108 ing lloodBeams NDE USAGR-Core Sampl F.inancial Managen: J l.l For-sman U S ForestService: E20276R5084023005 950719 INT-95112-RJVA-MD#2 Resiliency USAGR-Long-Term of Soils F i n a n c j aMl a n a g e r : M F J u r g e n s e n The acconpanying notes are an integralpart of these financiai statements. 44 3,826.82 22L97 +,c10. ta 1, 008.00 ldt.ct 07l3I/2001 FTQOPLlSC fund L3 CFDA# MICHIGAN TECHNOLOGICAL UNIVERSITY SumaryExpense by Agency Fran071071?000 to 06/30/2001 Index 0rgn Fund Proposal#Contract# E20289R1071223005 960617 U S ForestService: E20311R1074423005 970804 U S ForestService: E20314R1075023005 970143 U S ForestService: 82031sRI075123805 970928 U S ForestService: E20320 R51105 23005 980410 t20322 R51113 23805 980427 U S ForestService: E20326R1076623005 980810 U S ForestService: NC-96-602-RJVA-A4D 6 USAGR-Scaljns Effects 0zone& Co2 F i n a n c i aM' l a n a g e r : D F K a r n o s k y 97,601 .31 23-97-41-RJVA-AM0 I UsDA-Ethnobotany of BlackAsh Financiallrlanager^: KS Pregjtzer 23-97-24-RJUA-AMD2 USDA-RSI/Geonorphic-Hydrologic Cntr FinancialManager: AJ Burton 97-RJVA-2958 USAGR-Tirnber Bri dge-Extended Study PE Laks PSW-98-011-RJVA-A}'ID 3 USAGR-Teakettle ExoerirnentalForest Financial Manager: J Chen 9B-RJVA-3107-AI"ID 3 USAGR-Truss Plates in Hardwoods F j n a n c i a lM a n a g e r r JR Erickson 23-98-43-RJVA-AI'ID I USAGR-0oenland Avifauna-Mich.U.P. FinancialHanager: DJFlaspohler 3s0. 00 l.t, Jd/ , c/ 14,975.75 t2.437 .62 1,410.30 .Y,EJI,6J E20329 R10770 23805 980929 ' 9B-RJVA-3181-A},ID N0.1 USAGR-Strength of Alaskan Wood Financial Manager: J R Erickson 5,151.70 E20335R5118023005 980913 23-99-04-RJVA-MD N0.IUSAGR-Ecotosjcal Synthesis F i n a n c j a lM a n a g e r : SC Saunders 5,947.23 U S ForestSenvice: E20336R5119024805 990324 U S ForestService: R910-CS-99-001 F i n a n c i aM l anager: E20338R5119824805 990405 U S ForestService: E20339R5121123805 990431 U S ForestSenvice: USAGR-Archaeol ogica1 Col 1ecti ons SRMartjn R907-CCS-99-005 USAGR-Archaeol Collect-0ttawaNat'l F i n a n c i aMl a n a g e r : S R M a r t i n - NDEof LakesStatesTimber 99-RJVA-3256-A}D N0.4USAGR F i n a n c i al "l l a n a g e r : J R E r j c k s o n 63.39 63.38- 8.730.55 E20340R1078123005 981140 53-432P-9-06-M002 USAGR-AdvancedStud'iesSilviculture F i n a n c i aMl a n a g e r : M R G a l e 50.s32.53 E20345R5124923805 990811 99-RJVA-3301-MD N0.3USAGR-Nondestructive Evaluation FinancjalManager: J l,lForsman U S ForestService: U S Fonest Service: E20346R5125023805 990805 U S ForestService: E20347R5725r 23805 990810 U S ForestService: 99-RJVA-3325-MD N0. 4USAGR-UItrasound Nondestructive Tec Financiall"lanager: pE Laks 99-RJVA-3315 Financ'iall4anager: E?0348R5r252 23005 990821 U S ForestServ'ice: Aflpunt F i n a n c i a lH a n a g e r : U S ForestService: U S ForestService: FundTltle | ,715.20 68,061 .80 USAGR-Harp Lwber Characteristics J l.lForsman 380.50- RMRS-99606-RJVAUSAGR-l,Jood DecomDosition/Soi I Produ Financial Manager: Theacconpanying notesare an integral part of thesefinancial statements MF Jurgensen 294.05 I I I I I I I I I I I I I t I I I t 45 I I I I I I I I I I I I I I TECHNOLOGICAL UNIVERSITY MICHIGAN by Agency SunnaryExpense Frqrt07/01120A0 to 06/30i2001 07/31/2001 FTQOPLIBC fundL3 CFDA# Index Orgn Fund Prooosal#Contract# E20351R5130123005 990737 U S ForestService: E20353R5130323005 000336 U S ForestService: E20354R5130922555 000350 U S ForestService: E20356R5200223005 000729 U S ForestService: E20357R5200524805 000642 U S ForestService: E20358R5200823005 000821 U S ForestService: t I I I 75,658.82 Trus RedMaple/Chord 00-JV-11111132-066-AJ'1DUSAGR-De]aware F i n a n c i aM' l a n a g e r : J R E r i c k s o n 20,828.7r - AcquireGPSEquipment USAGR 00-CS-11090700-010 F i n a n c . iM a la n a g e r r J F D i e h l 73,228.r0 & Flill Dam Gowe'll 00-CS-11090400-144 USAGR-Eva'luate F i n a n c i aMl a n a g e r : P E M a n t i n 22,170.00 Storagein Forests 00-JV-11231300-086 USAGR-Carbon F j n a n c i aMl a n a g e r : D D R e e d 24.232.97 U S ForestService: Yield of JackPine USAGR-Chip E20360R5201423005 000634 00-JV-11111132-119 F i n a n c i aMl a n a g e n : J H F o r s m a n E20361R5201523005 000808 Modeljng Carbon SRS00-CA-11330135-214USAGR-Soil F i n a n c i aMl a n a g e r : M F J u r g e n s e n U S ForestService: vs RedMapleProperty USAGR-Silver E20363R5201723005 000841 00-JV-11111133-149 F i n a n c j aM' l a n a g e r : J W F o r " s m a n U S ForestSenvice: FIAData USAGR-Analyzing E20364R5201823005 000515 00-CR-11231300-040 F i n a n c i aMl a n a g e r : D D R e e d E20365R1200223005 000648 U S ForestService: U S ForestService: 500.00 Cycling/SoilProperty USAGR-Carbon 00-JV-11222062-550 F j n a n c i aM l anager: MFJurgensen ing Carbon Sequestration USAGR-Model E20359R5200923005 000807 00-JV-11231300-073 F i n a n c i aMl a n a g e r : J C h e n U S ForestService: Anount Ecosystems/Landscapes N0. USAGR-l'lgnIt 23-99-33-RJVA-AI40 F i n a n c i aMl a n a g e r : S C S a u n d e r s U S ForestService: NorthernEcosystem IPAAGREEI'4ENT 8/24/00USAGR-Djrector F j n a n c i aM l anager: KSPregitzer 77,078.25 7 , 9 5.70 4 r1.779.30 366.I 0 28,582.t0 177,888.82 USAGR-Healthy/DiseasedSpruceTrees EZ|,366R520I223005 000812 00-JV-11111132-12i 393.32 FjnancialManager: J l.lForsman E20383R5271622605 010404 U S ForestService: t I FundTitle of TjnberBnidses 01-JV-11111132066USAGR-str"ength F l n a n c i aM' l a n a g e r : J B L i g o n Total for^ 3 .303.88 652.080.78 U S Navy E21161R1075923805 980617 U 5 Navy N47408-98-M-3017-lDD DecayResistance PNAVAL-Fungal F j n a n c j aMi a n a g e r : P E L a k s Total for notes are an integral part of these financial staternents. The acconpanying 46 5,3r4.59 5 , 3 1 .45 9 MICHIGAN TECHNOLOGICAL UN]VERSITY SurnaryExpense by Agency Fran07/07t2000 to 06/30/2001 CFDA# Index 0rgn Fund Proposal#Contract# fundTltle U S 0ffice of NavalResearch: -l'400 E21080R5112424605 980521 N0017398- 1- G015 P0FF I C-StudyMagnet.i c Resource Sensi U S 0ffice of NavalResearch: F j n a n c i aM l anager: BHSuits Total for 23.042.35 23,042.35 GMNDTOTAL 3 . 5 8 .16 7 4 , 9 1 I I I I I I I I t The accorpanyingnotes are an integral part of these financial statements. I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 07t3L/200t FTQOPLlSA2 CFDA# 10.664 GrantonID# Index Fund UN]VERS]TY TECHNOLOGICAL M]CHiGAN Funding- SurmaryExpense by CFDI# fther Feder"al Fran07/0112000 to 06/30/2001 Orgn Proposal#Contract# MINAT0024 E27293R8070822405 980818 CFG 00-09 FinancialHanager: F u n dT i t l e MINAT-Using the School Forest to J F Schumaker-Chadde TOTALFORCFDA# 10.664 17.600 E27050R8067922805 960628P49606?8P4 HIC0N0002 Manager: FinancJal MI Mine Safety l4lC0N-FY2000 0 F 0tuonye TOTALFORCFDA# 17.600 45.I?9 MICHI0304E26960R8067724205 990117 M057-99 FjnancialManager: -Hemingayin Seney MICHI J Jobst 45.129 TOTALFORCFDA# 45.312 rNSTI0008E24901R5211722555 010406 cM-10023-0i FinancialManager: IMLS- Advancjngthe NewMuseum SJDyI 45.312 TOTALFORCFDA# 47.076 47.076 NAT100211 E23183R5132126003 990830 NATr00211 E23185R5132336001 990830 E24877R5130221150 991115 usEDU0005 84.116 E24BB0R5207621150 991115 usEDU0005 84.200 84.200 usEDU0005 E24872R5102522805 97010? E24873R5109922605 9712?5 usEDU0005 usEDUo005 E24B74Rsr12122805 970102 10,790. 00 32,855.92 32,855.9? 2,724.00 2, 7 2 4 . 0 0 z.377 .?7 2 , 3 7 .72 7 NSF-Engineefling in Pre-CollegeEd F J Erickson LJ , Zl4 .OO DUE-9953189 F i n a n c i aMl a n a q e r : in Pre-CollegeEd NSF-Engjneering C S Anderson 19,605.18 P1i6N000021 F i n a n c i a lM a n a g e r : Ain.l'lobil'ity in HigherEd. USEDU-N. J PCross P116N00002i-ACTIoN N0.USEDU-N. Am.Mobllity in HigherEd. F i n a n c i a lM a n a g e r : J PCross TOTALFORCFOA# 84,116 B4.200 10.790.00 0UE-9953189 FinancialManaqer: 47.076 TOTALFORCFDA+ u.116 Anount 32.829.U 18.u9.29 3.990.47 22,339.76 - GMNN:Mining Enggat MTU P200A70416-99 ACTION NUSEOU Fjnancialltlanager: 0S Young 49,184.11 - GMNNFellowshlp Program P200A80447-00-ACTI0N NUSEDU F i n a n c i aHl a n a g e r ; SMPandit 115,785.28 - GAANN: ACTI0NNUSEDU P200A70416-99 Mjning Ensgat t'fTU F i n d n c i a lM a n a g e n : DSYoung notes are an integral part of these financial statements, The acconpanying 48 15,589.63 07t31t200r FTQOPLlBM CFDA# GrantorID# Index Fund u.200 MICHIGAN UNIVERSITY TECHNOLOGIGAL Expense by CFOA# 0ther FederalFunding- Sr.urmary Frqn07/0112000 to 06/30/2001 Orgn Proposal#Contract# E24876R5L22722805 97010? usEDU0005 FundTitle - GMNN:Mining Enggat MTU P200A704i6-99 ACTI0NNUSEDU F i n a n c i aM l anbger: DSYoung TOTAL 84.200 FORCFDA# 84.281 84.287 84.281 84.28r 84,2BI 84.ZBL MrEDU0023 E271r4R8065336001 980712 MrE0u0023 36001 990618 E27168RB06B2 MIEDU0023 E27169R8068336001 990618 HIEDU0023 E27170RB06B4 36001 990618 MIEDUOO23 827177 RBO6B5 36001 990618 MIEDU0023 E27306R8200536001 000641 0299-3i0 MIEoU-Main Educaton Science& Math Financjal.Manager": C S Anderson 47.261.92 227,820.94 9 ,8 0 6 . 4 0 0290-304 Financial Science andMathe MIEDU-Educator's C S Anderson 9,363.12 0290-304 Financia'lManager: Science andMathe MIEDU-Educator's C S Anderson B,930.27 0290-304 F i n a n c i aM l anager: Science andMathe MIEDU-Educator's C S Anderson 9 .11 ? 3. 8 0290-304 FinancialManager: Science andl'lathe MIEDU-Educator's C S Anderson 5L,278.4r AI"ID # 010290-211 FinancialManager: & Math MIEDU-2000/01 EducScience C S Andenson 80,346.06 notes are an integnal oart of thesefinancia'lstatements. The accompanying TOTAL FORCFDA# 84.281 64 168.836. FORCFDA'S GRAND TOTAL 500, 5i4.37 I I I I I I I I I I I I I I I I t I I I I I I t I I I I I I I I I I I I I I TECHNOLOGICAL MICHIGAN UNIVERSITY Expense by Agency Other FederalFunding- Su,rmary Frsn0710112000 to 06/30/2001 07/3U2001 FTQOPLlBCl CFDA# GrantorID# Index Fund Or^gn Proposal#Contract# Anount FundTitle N90400 U.S.ForestService F i n a n c i a lM a n a g e r : 'license agreernent For Svc/NCentral p p Radecki Financial Manager: S RschStat FIA l'lodel license/USDA P P Radecki 095523N7010128690 D95524N7010228690 TOTALFORNgO4OO 55.000.00 1. 5 0 00. 0 s6,500.00 R40111 NASA FedPassThrur E28454R4079636001 950713P5cK# 291s09 uNIVEoi56 FinancialManager: SpaceGrantConsortj UNIVE-Michigan C S Anderson 3 ,675. 00 E28470R4076336001 950713P4cK # 128481 uNIVE0156 F i n a n c i aM l anager: SpaceGrant Consorti UNIVE-Mjchigan C S Anderson 2.632.99 TOTALFORR40111 6.307.99 RB0i03NASAFed PassThru: cK#465762 F i n a n c i aMl a n a g e r : l 0rganjzation UNiVE-Hurnan Neura l,,|H Cooke 4.072.96 cK# 46576? FinancialManager: MassFlow Thrusten UNIVE-P]asma L B King 2 ,500. 00 E2Bt46R8072722305 010425 uNivE0236 cK# 465762 F i n a n c l aM l anager: Studies-Chem'istry UNiVE-Theoretical I,041.67 C A Bayse E28149R8073022305 0103i8 uNIVE0236 cK# 465762 FinancialManager: stry UNIVE-Copper Photochenj 5 A Green uNIVE0236 t28141 R8072228905 001125 uNivE0236EZB|M R8072522605 001211 uNIVE0236 t28183R8073322575 99rt22P2 CHECK # 465765 FinancialManagen: Stdts - Earth UNIVE-Support Navaio G J Bluth uNM0236E2B187R8201136001 001132 1HECK # 465767 FjnancjalManager: IndianWorkshop UNIVE-Anerican J B Lehman notesare an integral part of thesefinancialstatements. Theacconpanying 50 r .746.91 996.48 t2.87 07t3t/2001 FTQOPLlBCl CFDA# GrantorID# Index Fund t MICHIGAN TECHNOLOGICAL UNIVERSITY 0ther Fedenal Funding- SurnaryExpense by Agency Frw 07/01/2000 to 06/30/2001 Orgn Proposal#Contract# fundTitle Anount UNIVE0236 E28189R8073422575 99tI2rP2 CHECK # 465766 Financiall4anager: Trainingfor Teachers UNIVE-Field G J Bluth 500.00 uNrvE0236E2U55 R8070622575 99'J.12r CHECK # 278493 FinancialHanagen: Trainingfor Teachers UNIVE-Field G J Bluth 9. 2 2 4 . 0 0 F.inancial Manager: VariantBayesjan UNIVE-Time Decisio J H vande Lindt 6,017.80 CHECK # 278493 FinancjalHanager: jc 0utreachProgram UNIVE-Publ J B Lehman 7,712.60 CHECK # 278493 FinancialManager: norities in Engineeri UNIVE-Wdnen/Mi J B Lehman 7.649.00 1HECK # 279223 F i n a n c i aMl a n a g e r : Fo Useof RenoteSensingto l''loniton J H Budd 5 .0 0 00. 0 1HECK # 279223 F i n a n c i aMl a n a g e r : InteractiveEducational UNIVE-An J E Huntoon I .500. 00 iHECK # 279223 F i n a n c i aMl a n a g e r : andCharacterizatio UNIVE-Formation D J Swenson ? . 5 0.00 0 1HECK # 279223 FinancialManager: UNIVE-Tissue HeatjngEffectsof Non D A Nelson 2.171.93 cK # 278493 FinancialManager: for NavajoStudents UNlvE-Support G J Bluth t .652.72 A52189 FinancialManager: VolcanicCloud UNIVE-Remote Sensing l.l I Rose 3 .397 . 6l 1HECK # ?7W93 FinancialManager: Rocketsfor Schools UNIVE-l'll B H Suits 2 . 0 6.76 7 uNr\/E0236 E28456R8070522405 000309 uNIVE0236 E28457R8070436001 991131 uNIVE0236 E2B45BR8070336001 991729 UNIVEO236 E28460R8069722575 000343 UN]VEO236 22575 991104 E28461RB069B UN1VE0236 E28462R8069922705 991207 UNIVE0236E28463 R807002890s 000340 UNIVEO236 E28465 R8070222575 991722 UNIVEO236 E285OBR8063622s5s 971250 uNivE0236E28564R8200424605 991206 cK# 291s09 The acconpanyingnotes are an integral part of thesefinancial statements. 51 I I I I I I I I I I I I t I t t I I I I I I I I I I t I I I I UNIVERSITY TECHNOLOGICAL MICHIGAN 0ther Federal Funding- st-fimaryExpenseby Agency From07/01/2000to 06/30/2001 07t3v2001 NQOPLiBCI CFDA# Grantorl# Index Fund 0rgn Proposal#Contract# E28587R806g522575 ggo247 UNIVE0236 cH#114921 FinancialManager: Newl'lethodfor Estimating UNIVE-A V Ransibrahtnanakul 5,316.75 FoRR80103 ToTAL 65,080.37 SupplyEvaluationWor KEWEE-Aquifer J S Gierke 10'640'76 Prot AgcyFedPass U S Enviromental RB0i0B E26724R807132?555 990633 KEWEE0052 C 0 990533 FinancialManager: FoRR80108 ToTAL 10,640.76 U S Dept of Labor FedenalPassThru R80124 E27063 R80709 22805 111c0N0002 960628P5BSR-00-01 FinancialManager: E27189R8200i 22805 960628P6MIU# 960628P6 MIC0N0002 FinancialManagen: Michigan Mine MICON-7/l/00-6/30/01 0 F 0tuonye Mj MineSafety MIC0N-FY2001 0 F 0tuonye FoRR80124 ToTAL 40.640 .67 r36,200.66 176,841.33 Dept of EducationFed PassThru: R80127 E27182R8069436001 990913 MIE0U0021 4/17l00 LETTER FinancialHanager: SurnerInstitute for Tec MIEDU-2000 S N Suryanarayana FORRBO127 TOTAL TOTAL GMND t I I I I I FundTitle notes are an integral part of thesefinancial statements. The acconrpanying .00 20.685 00 20.685. 336,055.45 TTIOE/?OOT 6trrd"nt FTeopLlSAt CFDA$ -; ;;;;;; crantor fD# Index orgn Fund I I MICHIG\N TECHNOI.OGIC}!T'NIVERSITY Aid - sumary Expense by cFDAil Financial From 07/01/"2000 Eo 06/30/zoot Proposal* ConcracE # Fund TiEle ------ ; ;.;; ;; ;;;".;;;-;;-;;-;;;., 84.033 E32722 s9oo4o I DoE-camPuswork sbudy 34002 Financial Ptanager: 217'493.tn ---;;;:;;;.;; T T MaleEEe I rorAL FoR cFDAs 84.033 84.053 E30?15 DoE-Pe1l Grant S90025 34002 Financial Manager3 I scholarshiPs TTMaletEe T O T A TF O RC F D A #8 4 . 0 6 3 ,,rrr,r'rr.ool t,szz,s'ts'oo I 84 .066 E32720 S90030 DOE-SEOG 34002 Flnancial Manager: TTMaleEEe 84'066 rorArFoR.FDA# 111:lll. | -,:=:, I I I I I I ---lil:l1l-ll -------------I SRAND TO?A! FOR CFDA's 2,454'149-51 t The accompanying notes are an integral parE of Ehese financial statemenbs. 53 I I I I t I I I I I I I I UNIVERSITY TECHNOLOGICAL MICHIGAN by Agency Expense StudentFinancialAid - Surmary to 06/30i2001 Fran0710112000 07/31/2001 FTQOPLlBC2 CFDA# GrantorID# Index Fund 0rgn Proposal#Contract# U.S. Dept. of Education: C11300 s79167Cl0065 32503 Financial Manager: RobertC. Byrd Honors T T Malette TOTAL FORC113OO TOTAL GRAND I I I I I I I I I I I fundTitle notesatêan integral part of these fjnancial statements. Theaccompanying 54 5t . 000.00 51, 000.00 5 i , 0 0 00. 0 I I I I I I I I t I I T I I I I I I I MichiganTechnologicalUniversity Scheduleof Expendituresof FederalAwards For the YearEndedJune 30, 2001 Summary from Pages4-54 Researchand Development Student Financial Aic Other FederalAwards $ 79,640,298 (a) 2,505,150 836,629 22,982,077 Total from Pases4-54 Non-Cash Assistance (a) 1,630,849 (a) 11,259,685 Federal Perkins Loans (b) Federal Direct Loan ProBram 12,890,534 Total Non-Cash Assistance Total Expenditures of Federal Awards (a) Major Programs (b) Loans are measuredby the value of the loans made as of June 30, 200 I . Seenotes to Scheduleof Expenditures of FederalAwards. $ 35,872,611 I MichiganTechnologicalUniversity I t Notesto Scheduleof Expendituresof FederalAwards For the Year EndedJune 30, 2001 a I 1. The Scheduleof Expendituresof FederalAwards is presentedon the samebasis of accountingused for presentationof the University'sfinancial staternents,which is in with generallyacceptedaccountingprinciples. accordance ;| ,| |] I I Basisof Accounting: 2. Catalogof tr'ederalDomesticAssistance(CFDA) Numbers: All programswith identifiableCFDA numbershave been listed separately. All other programsfor which suchnumberswere unavailableor in the caseof NASA and others who do not issueCFDA numbers,the applicableawardnumbershavebeenprovided. t t I I I I I I t I I I I 56 I MichiganTechnologicalUniversity I I Scheduleof Findingsand QuestionedGosts Forthe YearEndedJune30,2001 I I 1. I I Summaryof auditorsresults: unqualifiedopinion. a. The type ofreport issuedon the financialstatements: b. Reportableconditionsin intemal control disclosedby the audit of the financial no. statements: nonereported.Materialweaknesses: t which is materialto the financialstatements:no. c. Noncompliance I I d. Reportableconditions in internal control over major programs: none reported. no. Materialweaknesses: t e. The type of reportissuedon compliancefor majorprograms:unqualifiedopinion. t f. Any auditfindingswhicharerequiredto be reportedunderSection510(a)of OMB no. (Additionally,therewereno auditfindingsfot the yearended ;;;:l;:;f,;1j.i, r am I programswith expenditureswhich exceed$1,016,178. A programs are Type B progtams. a low risk auditeeas definedbv OMB Circular A-133. 'elated to the financial statements: reported in uditing Standardst t disclose material findings related to the University's we noted certain matters that we have discussedwith I I I I 57

TECHNOLOGICAL UNIVERSITY MICHIGAN AND

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