MICHIGAN TECHNOLOGICAL UNIVERSITY
SINGLE AUDIT REPORT
FOR THE YEAR ENDED JUNE 30, 2010
MICHIGAN TECHNOLOGICAL UNIVERSITY
SINGLE AUDIT
TABLE OF CONTENTS
PAGE
Independent Auditors’ Report on Internal Control over
Financial Reporting and on Compliance and Other Matters
Based on an Audit of Financial Statements Performed
in Accordance with Government Auditing Standards
1-2
Independent Auditors’ Report on Compliance with Requirements
Applicable to Each Major Program and on Internal Control
over Compliance in Accordance with OMB Circular A-133
3-4
Independent Auditors’ Report on the Schedule of Expenditures of Federal Awards
5
Schedule of Expenditures of Federal Awards
6-24
Notes to Schedule of Expenditures of Federal Awards
25-26
Schedule of Findings and Questioned Costs
27-28
Rehmann Robson
107 S. Cass St., Suite A
Traverse City, MI 49684
Ph: 231.946.3230
Fx: 231.946.3955
www.rehmann.com
INDEPENDENT AUDITORS’ REPORT ON INTERNAL CONTROL OVER FINANCIAL
REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF
FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING
STANDARDS
November 3, 2010
Board of Control
Michigan Technological University
Houghton, Michigan
We have audited the financial statements of the business-type activities and the discretely presented
component unit of Michigan Technological University, (the “University”), as of and for the year ended
June 30, 2010, which collectively comprise the University’s basic financial statements and have issued our
report thereon dated November 3, 2010. We conducted our audit in accordance with auditing standards
generally accepted in the United States of America and the standards applicable to financial audits contained
in Government Auditing Standards, issued by the Comptroller General of the United States.
Internal Control Over Financial Reporting
In planning and performing our audit, we considered the University’s internal control over financial reporting
as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial
statements, but not for the purpose of expressing an opinion on the effectiveness of University’s internal
control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the
University’s internal control over financial reporting.
A deficiency in internal control exists when the design or operation of a control does not allow management
or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct
misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in
internal control, such that there is a reasonable possibility that a material misstatement of the entity’s financial
statements will not be prevented, or detected and corrected on a timely basis.
Our consideration of the internal control over financial reporting was for the limited purpose described in the
first paragraph of this section and was not designed to identify all deficiencies in internal control over
financial reporting that might be deficiencies, significant deficiencies or material weaknesses. We did not
identify any deficiencies in internal control over financial reporting that we consider to be material
weaknesses, as defined above.
-1-
Compliance and Other Matters
As part of obtaining reasonable assurance about whether the University’s financial statements are free of
material misstatement, we performed tests of its compliance with certain provisions of laws, regulations,
contracts and grant agreements, noncompliance with which could have a direct and material effect on the
determination of financial statement amounts. However, providing an opinion on compliance with those
provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results
of our tests disclosed no instances of noncompliance or other matters that are required to be reported under
Government Auditing Standards.
We noted certain matters that we reported to management of the University, in a separate letter dated
November 3, 2010.
This report is intended solely for the information and use of management and the Board of Control, federal
awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other
than these specified parties.
-2-
Rehmann Robson
107 S. Cass St., Suite A
Traverse City, MI 49684
Ph: 231.946.3230
Fx: 231.946.3955
www.rehmann.com
INDEPENDENT AUDITORS’ REPORT ON COMPLIANCE WITH REQUIREMENTS
APPLICABLE TO EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER
COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133
November 3, 2010
Board of Control
Michigan Technological University
Houghton, Michigan
Compliance
We have audited the compliance of Michigan Technological University (the “University”), with the types of
compliance requirements described in the U.S. Office of Management and Budget (OMB) Circular A-133
Compliance Supplement that are applicable to each of its major federal programs for the year ended
June 30, 2010. The University’s major federal programs are identified in the summary of auditors’ results
section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of
laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of
the University’s management. Our responsibility is to express an opinion on the University’s compliance
based on our audit.
We conducted our audit of compliance in accordance with auditing standards generally accepted in the United
States of America; the standards applicable to financial audits contained in Government Auditing Standards,
issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local
Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan
and perform the audit to obtain reasonable assurance about whether noncompliance with the types of
compliance requirements referred to above that could have a direct and material effect on a major federal
program occurred. An audit includes examining, on a test basis, evidence about the University’s compliance
with those requirements and performing such other procedures as we considered necessary in the
circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not
provide a legal determination of the University’s compliance with those requirements.
In our opinion, the University complied, in all material respects, with the requirements referred to above that
are applicable to each of its major federal programs for the year ended June 30, 2010. However, the results of
our auditing procedures disclosed an instance of noncompliance with those requirements, which is required to
be reported in accordance with OMB Circular A-133 and which is described in the accompanying schedule of
findings and questioned costs as item 2010-1.
-3-
Internal Control Over Compliance
The management of the University is responsible for establishing and maintaining effective internal control
over compliance with the requirements of laws, regulations, contracts, and grants applicable to federal
programs. In planning and performing our audit, we considered the University’s internal control over
compliance with the requirements that could have a direct and material effect on a major federal program in
order to determine our auditing procedures for the purpose of expressing our opinion on compliance, and to
test and report on internal control over compliance in accordance with OMB Circular A-133, but not for the
purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we
do not express an opinion on the effectiveness of the University’s internal control over compliance.
A deficiency in internal control over compliance exists when the design or operation of a control over
compliance does not allow management or employees, in the normal course of performing their assigned
functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal
program on a timely basis. A material weakness in internal control over compliance is a deficiency, or
combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility
that material noncompliance with a type of compliance requirement of a federal program will not be
prevented, or detected and corrected, on a timely basis.
Our consideration of internal control over compliance was for the limited purpose described in the first
paragraph of this section and was not designed to identify all deficiencies in internal control over compliance
that might be deficiencies, significant deficiencies or material weaknesses. We did not identify any
deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above.
However, we identified a certain deficiency in internal control over compliance, described in the
accompanying schedule of findings and questioned costs as item 2010-1, which we consider to be a
significant deficiency. A significant deficiency in internal control over compliance is a deficiency, or a
combination of deficiencies, in internal control over compliance with a type of compliance requirement of a
federal program that is less severe than a material weakness in internal control over compliance, yet important
enough to merit attention by those charged with governance.
The University’s response to the finding identified in our audit is described in the accompanying schedule of
findings and questioned costs. We did not audit the University’s response and, accordingly, we express no
opinion on it.
This report is intended solely for the information and use of management and the Board of Control, federal
awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other
than these specified parties.
-4-
Rehmann Robson
107 S. Cass St., Suite A
Traverse City, MI 49684
Ph: 231.946.3230
Fx: 231.946.3955
www.rehmann.com
INDEPENDENT AUDITORS’ OPINION ON THE SCHEDULE
OF EXPENDITURES OF FEDERAL AWARDS
November 3, 2010
Board of Control
Michigan Technological University
Houghton, Michigan
We have audited the financial statements of the business-type activities and the discretely presented
component unit of Michigan Technological University, (the “University”), as of and for the year ended June
30, and have issued our report thereon dated November 3, 2010. Our audit was performed for the purpose of
forming opinions on the financial statements that collectively comprise the University’s basic financial
statements. The accompanying schedule of expenditures of federal awards is presented for purposes of
additional analysis as required by OMB Circular A-133 and is not a required part of the basic financial
statements. Such information has been subjected to the auditing procedures applied in the audit of the basic
financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic
financial statements taken as a whole.
-5-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-
-n/a-
-n/a-
-n/a-
800,000
-n/a-
-n/a-
6,033,729
-n/a-
-n/a-
392,478
-n/a-
-n/a-
31,759,777
-n/a-
-n/a-
302,663
-n/a-
-n/a-
927,937
Direct Programs with CFDA Numbers
U.S. Department of Education
Student Financial Aid Cluster
84.033
Federal Work-Study Program
College Work Study Program
84.038
Federal Perkins Loan Program-Federal
Capital Contributions
Perkins
84.063
Federal Pell Grant Program
Pell Grant Scholarship
84.007
Federal Supplemental Educational Opportunity Grants
Supplemental Education Opportunity Grant
84.268
Federal Direct Student Loans
Federal Direct Loans
84.375
Academic Competitiveness Grants
Academic Competitiveness Grant
84.376
National Science and Mathematics Access to Retain
Talent (SMART) Grants
National SMART Grant
Total Student Financial Aid Cluster
$
241,193
40,457,777
Direct Programs
U.S. Department of Education
84.185
Byrd Honors Scholarships
Robert C. Byrd Honors
-n/a-
-n/a-
Total U.S. Department of Education
41,250
40,499,027
Other Programs
Direct Programs
U.S. Department of Agriculture
10.unk
No CFDA Number
USAGR-ESC-FFC-Silviculturist Progm
USAGR-FFC-Below Grnd Ecosystem
USFOR-ESC-FFC-Sustain Forest Mgmt
USAGR-ESC-FFC-Lk States Training Md
USAGR-FFC-Silviculture Program
USFOR-ESC-Sustain Forest Mgmt
USAGR-ESC-FFC-Train Adv Climate Chg
USAGR-ESC-FFC-Climate Chnge Science
USAGR-ESC-FFC-Climate Chg (Burtons)
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
AG-3187-C-07-0022 MOD 0003
08-JV-11242306-064
FS #08-CR-11242306-089 MOD 1
AG-56A1-C-10-0001
LETTER DATED 2/17/2010
FS #08-CR-11242306-089 MOD 1
09-CR-11242306-085
09-PA-11242306-142
09-PA-11242306-142
Total U.S. Department of Agriculture
10,466
17,283
86,321
49,005
87,954
46,939
33,167
32,064
2,022
365,221
U.S. Department of Commerce
11.300
Investments for Public Works and Economic Development
Facilities
UPPCO Renovation
-n/a-
#06-01-05321
U.S. Department of Interior
15.929
Save America's Treasures
USPAR-Relocation A.E. Seaman Museum
-n/a-
26-04-ML-0037
17,709
-n/a-
TASK AGRMT NO J6310090048
25,681
15.unk
No CFDA Number
USPAR-ADV ACCT-ESC-FFC-Isle Roy Sup
Total U.S. Department of Interior
2,717,131
43,390
U.S. Department of Labor
17.600
Mine Health and Safety Grants
USLAB-Yr 8-MI Mine Safety
USLAB-Yr 9-Mine Safety
-n/a-n/a-
Total U.S. Department of Labor
MS-18845-09-55-R-26
MS-20139-10-55-R-26
55,244
146,100
201,344
Continud
-6-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-
DTFH61-09-H-00001
DTFH61-09-H-00001
Other Programs - Continued
Direct Programs - Continued
U.S. Department of Transportation
20.200
Highway Research and Development Program
USTRA-MTTI-MI Tribal Technical Asst
USTRA-MTTI-MI Tribal Tech Assistance
Total U.S. Department of Transportation
$
162,520
101,744
264,264
National Aeronautics and Space Administration
43.unk
No CFDA Number
USNAS-J Fugal & E. Saw Flwshp
USNAS-FNR-A Willemsen Flwshp C Nan0
-n/a-n/a-
NNX06AF98H SUPPL 1
NNX09AI91H
Total National Aeronautics and Space Administration
1,604
27,522
29,126
National Science Foundation
47.041
Engineering Grants
NATIO-IIS-Assess Impact of Teaching
NSF-IIS-High School Enterprise
NSF-IIS-Particpnt Exp-HS Enterprise
-n/a-n/a-n/a-
EEC-0835986
EEC-0835670
EEC-0835670
66,490
1,036
10,825
78,351
47.049
47.050
Mathematical and Physical Sciences
NSF-IEM-Participant Symp Pitts PA
-n/a-
DMR-0968669
11,918
Geosciences
NSF-Earth Science Education
NSF-Participant Support Earth Sci
NSF-Ethics Education 2.0
-n/a-n/a-n/a-
GEO-0608039
GEO-0608039
GEO-0933026
9,010
30,644
51,413
91,067
47.076
Education and Human Resources
NATIO - Part Exp - EnVISIONS
NATIO-EnVISIONS
NSF-CWS-FNR-Grad Schlr Global Outlk
NSF-CWS-FNR-Particpnt-Grad Scholars
NSF-IIS-High School Enterprise
NSF-IIS-Particpnt Exp-HS Enterprise
NSF-SFI-ADVANCE PAID Awd: Chg Face
NSF-SFI-Family Engineering
NSF-SFI-GRA-ADVANCE PAID Awd
NSF-SFI-Par Exp-Family Eng
NSF-SFI-Valerie Fuchs Fellowship
NSF-EPSSI MITEP: Improving Earth
NSF-EPSSI Particpnt Exp-Impr Earth
NSF-Matthew Barron Flwshp
NSF-Workshops Noyce Progrm
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
HRD-0714197
HRD-0714197
DUE-0806569
DUE-0806569
DRL-0833542
DRL-0833542
HRD-0820083
DRL-0741709
HRD-0820083
DRL-0741709
DGE-0539494 AMENDMENT NO. 002
DUE-0831948
DUE-0831948
DGE-0539494 AMENDMENT NO. 002
DUE-0967056
9,453
22,964
6,031
53,325
289,026
87,943
112,724
601,969
23,446
911
2,500
498,708
21,239
34,345
59,150
1,823,734
47.078
Polar Programs
NATIO-Part Exp-Zero Emissions
-n/a-
ARC-0808798
4,000
Continued
-7-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
DUE-0934763
DGE-0841073
DGE-0841073
DUE-0934763
DGE-0841073
DGE-0841073
DGE-0841073
Other Programs - Continued
Direct Programs - Continued
National Science Foundation - Continued
47.082
ARRA- Trans-NSF Recovery Act Reasearch Support (B)
NSF-FNR-ARRA-Part Exp-Teacher Schol
NSF-ARRA-FNR-MTCWS GK12 Global Wtr
NSF-ARRA-FNR-MTCWS Participant Sup
NSF-FNR-ARRA-R.Noyce Teacher Scholr
NSF-ARRA-FNR-MTCWS GK12 Halvorsen
NSF-ARRA-FNR-MTCWS GK12 Auer
NSF-ARRA-FNR-MTCWS GK12 Huckins
$
19,049
44,226
39
4,068
3,353
3,428
13,428
87,591
47.unk
No CFDA Number
NSF - Yr 3 - IPA - Sheryl Sorby
NSF-ADV ACCT-S.Wojda Fellowship
-n/a-n/a-
DUE-0715774-002
ADVANCE ACCOUNT
23,928
9,908
33,836
Total National Science Foundation
2,130,497
U.S. Environmental Protection Agency
66.513
Greater Research Opportunities (GRO) Fellowships For
Undergraduate/Graduate Environmental Study
EPA-SFI-Grad Fellowship-L.Fry
66.460
Nonpoint Source Implementation Grants
MIDEQ-FFC-Sp-Forst H2O Ql Mgmt Demo
-n/a-
MA-91686301-1
11,622
-n/a-
PROJECT #2008-0008
19,141
Total U.S. Environmental Protection Agency
30,763
U.S. Department of Energy
81.087
ARRA- Renewable Energy Research and Development
USENE-APS-ARRA-Ed/Outrch Trans Elec
USENE-ARRA-Ed/Outrch Transport Elec
USENE-ARRA-Equip-Transport Elec
USENE-APS-ARRA-Ed/Out Beard
USENE-APS-ARRA-Ed/Out Hackney
USENE-APS-ARRA Ed/Out Weaver
USENE-APS-ARRA Ed/Out Chen
USENE-APS-ARRA Ed/Out Mork
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
DE-EE0002493
DE-EE0002493
DE-EE0002493
DE-EE0002493
DE-EE0002493
DE-EE0002493
DE-EE0002493
DE-EE0002493
Total U.S. Department of Energy
202,008
48,006
93,372
2,553
2,838
13,649
21,711
13,495
397,632
U.S. Department of Education
84.116
Fund for the Improvement of Postsecondary Education
USEDU-RSI-YR 3-EHA ZiAmer
USEDU-RSI-Yr4-EHAZ-Earth Hazards
USEDU-CWS-Yr 1-SusR Project
USEDU-CWS-Yr2-SustR Project
-n/a-n/a-n/a-n/a-
P116N040003-ACTION NO. 06
P116N040003-ACTION NO. 06
P116N080002
P116N080002
130
4,120
13,447
11,778
29,475
84.184
Safe and Drug-Free Schools and Communities_
National Programs
USEDU-Yr 1-High Risk Drinking
-n/a-
CONTRACT #Q184H090021
103,226
84.200
Graduate Assistance in Areas of National Need
USEDU-ASISC-FNR-GAANN-Spigarelli Fl
USEDU-ASISC-FNR-GAANN-Halt Fellwshp
USEDU-ASISC-FNR-GAANN-Josh Carlson
USEDU-ASISC-FNR-GAANN-JustinCarlson
-n/a-n/a-n/a-n/a-
P200A090124
P200A090124
P200A090124
P200A090124
31,203
26,448
21,904
19,863
99,418
Total U.S. Department of Education
232,119
National Archives and Records Administration
89.003
National Historical Publications and Records Grants
NATIO-Revealing Hidden Collections
-n/a-
NAR09-RB-50059-09
52,613
Continued
-8-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-
HAZARD MITIGATION GRNT AGMT
Other Programs - Continued
Direct Programs - Continued
U.S. Department of Homeland Security
97.017
Pre-Disaster Mitigation (PDM) Competitive Grants
MIPOL-Pre-Dstr Mitigat Grant
Total Other Programs - Direct Programs
Pass-through Programs
U.S. Department of Agriculture
10.558
Child and Adult Care Food Program
Child Care Center Food Program
U.S. Department of Transportation
20.unk
No CFDA Number
MITRA-MTTI - 2009 ORPB Newsletter
MITRA-MTTI-MERL 2009
MITRA-MTTI-TDG-LTAP 2009
MITRA-MTTI-TDG-Roadsoft 2009
MITRA-MTTI-RoadSoft 2010
MITRA-MTTI-TDG-ADV ACCT-LTAP 2010
MITRA-MTTI-MERL 2010
MITRA-MTTI-2010 ORPB Newsletter
MITRA-Sp-Natl Summer Transptn Inst
Michigan Department of Education
-n/a-
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
2006-0414 AUTH 20
2005-0014 AUTHORIZATION Z6
2003-0062 AUTH 7
2007-0339 AUTHORIZATION Z11
2009-0752 AUTH Z3 PROJ 108899
2009-0751 Z1 #108279, 78, 81
2009-0753 AUTH 1 JOB 108673
2009-0750 AUTH Z2 JOB 108257
CONTRACT #2009-0615
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
CHECK # 1876151
CHECK #1988116
CHECK #1988116
CHECK #1988116
CHECK #1988116
CHECK #1988116
CHECK #1988116
CH #1445506
CHECK #1988116
CHECK #1988116
CHECK #1988116
CHECK #1988116
MSGC CK#2038558
CHECK #2038558
CHECK #2214175
CHECK #2214175
CHECK #2214175
CHECK #2214175
CHECK #2214175
CHECK #1988116
CHECK #1988116
CHECK #2214175
CHECK #2214175
CHECK #2214175
Art Midwest
Art Midwest
-n/a-n/a-
3,375
1,220
159
1,250
2,142
1,450
2,102
540
2,500
2,500
5,000
5,000
8,092
1,165
2,277
5,000
5,000
2,500
1,103
3,931
2,500
1,324
1,591
538
3,300
4,400
7,700
Six County Employment Alliance-Region 1
Six County Employment Alliance-Region 1
CONTRACT AGREEMENT
CONTRACT AGREEMENT
Total Small Business Administration
U.S. Department of Energy
81.unk
No CFDA Number
LAWRE-PERC-PERC-Partnership
19,400
52,430
48,506
346,056
348,221
294,979
17,022
14,103
57,077
62,259
Total National Endowment for the Arts
Small Business Administration
59.037
Small Business Development Centers (B,J,K,L)
SIXCO-CY09 Tech Bus Dev Reg 1 SBTDC
SIXCO-Small Business Tech Dev
7,618
1,197,794
Total National Aeronautics and Space Administration
National Endowment for the Arts
45.025
Promotion of the Arts Partnership Agreements
Luna Negra Dance/Arts Midwest
Squonk/Arts Midwest
(3,468)
6,460,632
Total U.S. Department of Transportation
National Aeronautics and Space Administration
43.unk
No CFDA Number
UNIVE-Admin Space Grant 08/09
UNIVE-MI Space-Alkaline Phosphatase
UNIVE-MI Space-Desert Varnish Kenya
UNIVE-MI Space-Disuse Osteoporosis
UNIVE-MI Space-Influence Meniscal T
UNIVE-MI Space-Nitric Oxide
UNIVE-MI Space-Parametric Study of
UNIVE-MSGC-Raingarden Studies
UNIVE-MI Space-Metal Nanotip Format
UNIVE-MI Space-High Altitude Rsch
UNIVE-MI Space-Link Volcanic SO2 &
UNIVE-MI Space-Fuego Volcano Seismi
UNIVE-Sp-MSGC Urban Sch Environl Ed
UNIVE-Admin Space Grant 09/10
UNIVE-MSGC-Dynamic Gait
UNIVE-MSGC-Effects of PTH
UNIVE-MSGC-Volcanic Emissions Satel
UNIVE-MSGC-Effects Hibrnation Bones
UNIVE-MSGC-Wound Healing Monitoring
UNIVE-MI Space-Remote Sensing Data
UNIVE-MI Space-Bear Parathyroid Hor
UNIVE-MSGC-Solar Blind Radiation
UNIVE-MSGC-Prep of Novel Polyimide
UNIVE-MSGC-Nanosphere Drug Deliver
$
4,248
4,883
9,131
Lawrence Livermore National Security, LLC
PERC AGREEMENT
8,061
Continued
-9-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Other Programs - Continued
Pass-through Programs - Continued
U.S. Department of Education
84.116
Fund for the Improvement of Postsecondary Education
NORTH-Brazil Higher Education
NORTH-Stipend-Brazil Higher Educ
NORTH-Stipend-Brazil Higher Ed
Pass-through
Contract
Federal
Entity
Number
Expenditures
North Dakota State Universtiy
North Dakota State Universtiy
North Dakota State Universtiy
SUBCONTRACT #12913
SUBCONTRACT #12913
SUBCONTRACT #12913
$
6,737
17,405
900
25,042
84.334
84.367
Gaining Early Awareness and Readiness for Undergraduate Programs
MILAB-2008-2009 Gear Up
Michigan Department of Labor & Economic Growth
Improving Teacher Quality State Grants
MIEDU-EPDIS-Wld Hist & Geography
MIEDU-OID-TIIP Teaching Algebra
MIEDU-Subs-TIIP Teaching Algebra
MIEDU-TIIP Teaching Algebra
MIEDU-TIIP Teaching Algebra to All
Michigan Department of Education
Michigan Department of Education
Michigan Department of Education
Michigan Department of Education
Michigan Department of Education
GRANT #07-00-07 YR 3
4,860
080290-109
GRANT #080290-108
GRANT #080290-108
GRANT #080290-108
GRANT #080290-108
18,533
25,016
5,035
15,796
6,709
71,089
84.394
84.unk
ARRA- State Fiscal Stabilization Fund
ARRA-State Fiscal Stabilization Fd
No CFDA Number
MIEDU-EPDIS Phy Sciences Physc&Chem
MILAB-Sp-09/10 Gear Up/College Day
UNIVE-MTCWS-Great Lakes Maritime
UNIVE-MTCWS-Grt Lks Ed K-12
Michigan Department of Management & Budget
-n/a-
Michigan Department of Education
Michigan Department of Labor & Economic Growth
Universtiy of Wisconsin-Madison
University of Wisconsin-Superior
GRANT #090290-8694
GRANT 09-00-07
207K034
SUBAWARD DTMA1G10001
1,431,300
125,896
21,261
4,626
1,887
153,670
Total U.S. Department of Education
1,685,961
Total Other Programs - Pass-through Programs
2,978,524
Total Other Programs
Research and Development Programs
Direct Programs with CFDA Numbers
U.S. Department of Agriculture
10.025
Plant and Animal Disease, Pest Control, and Animal Care
USAGR-ESC-FFC-Em Ash Borer
10.202
Cooperative Forestry Research
MS-FFC-FY09 Admin
MS-BRC-FFC-Gene Discovery
MS-ESC-FFC-Residential Dev
MS-ESC-FFC-Ecohydrological
MS-ESC-FFC-MI Commercial
MS-ESC-FFC-Veg Dynamics
MS-ESC-FFC-Geospatial Proc
MS-ESC-FFC-Residual Stand
MS-BRC-FFC-Cellulose Biosy
MS-ESC-FFC-Carbon Budget
MS-ESC-FFC-Gap Strategies
MS-FFC-Wolf Moose Populati
MS-ESC-FFC-Invasive Earthw
MS-ESC-FFC-Sugar Maple
MS-FFC-Cellulosic Ethanol
MS-ESC-FFC-Maintng Pos NPP
MS-BRC-FFC-Id CIS Elements
MS-ESC-FFC-Eft Prescribd F
MS-ESC-FFC-Weed Comp Biofl
MS-FFC-FY10 Admin
MS-FFC-MI's Forest Act
MS-ESC-FFC-Sugar Maple Def
MS-FFC-FY10 Wolf/Moose
MS-FFC-ESC-FY10 Maintain +
MS-FFC-BRC-FY10 Gen Wood
9,439,156
-n/a-
08-8100-1133-CA
73,330
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
FY09 MCINTIRE STENNIS
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
59,365
238
3,510
4,464
744
6,999
180
6,998
1,576
80
3,258
93
2,231
7,421
2,113
3,746
3,168
2,508
8,640
54,260
3,096
4,785
7,350
5,628
6,791
Continued
-10-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with CFDA Numbers - Continued
U.S. Department of Agriculture - Continued
10.202
Cooperative Forestry Research - Continued
MS-FFC-FY10 Capacity Soil
MS-FFC-ESC-FY10 Hot Forest
MS-FFC-BRC-FY10 Local Adap
MS-FFC-ESC-FY10 Cell Ethal
MS-FFC-ESC-FY10 Fire Fuels
MS-FFC-ESC-FY10 Wld Fire
MS-FFC-ESC-FY10 Carbon Frm
MS-FFC-BRC-FY10 Forest HH
MS-ESC-FFC-Tree Diversity
MS-FFC-Weed Compet Biofuel
MS-FFC-Veg Great Lakes Reg
MS-ESC-FFC-Foliar Morphol
MS-ESC-FFC-Nov White Cedar
MS-FFC-Inventory Forst Veg
MS-FFC-Climate Chg C & H2O
MS-BRC-FFC-Gene Modules
MS-FFC-ESC-Forest/Aquatic
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
2010-32100-06098
$
758
4,055
7,211
4,403
679
6,900
3,960
4,433
5,182
5,397
963
2,015
5,346
2,008
2,771
3,286
2,119
260,728
10.206
Grants for Agricultural Research-Competitive Research Grants
USAGR/BRC-Genetic Engineering Trees
USAGR-BRC-Bidirec-Prom Rice Genm
USAGR-GRA-Functional Gene Discovery
USAGR-MITRI-Using RS to Assess NRCS
USAGR-PBC/Functional Gene Discovery
USAGR-RS Sensors to NRCS
-n/a-n/a-n/a-n/a-n/a-n/a-
2005-35103-15256
2007-35301-18036
2004-35300-14687
2006-35615-16717 AMENDMENT 2
2004-35300-14687
2006-35615-16717 AMENDMENT 2
342
15,629
(23)
18,080
(29)
10,900
44,899
10.310
10.652
10.680
Agriculture and Food Research Initiative
USAGR-BRC-FFC Root Dev Populus
-n/a-
2009-65504-05767
193,642
Forestry Research
USDA/ESC-Soil Carbon Cycling & Stor
-n/a-
05-CA-11242343-043 MOD #2
16,314
Forest Health Protection
USAGR-ESC 2007 Ash Damage Grnd Eval
USAGR-ESC Emerald Ash Rfn Trp Tree
USAGR-ESC Mdelng Phloem Rmvl fr Ash
USAGR-ESC-07 Emerald Ash
USAGR-ESC-FFC-2008 Sirex Noctilio
USAGR-ESC-FFC-Ash Inv, Trap & Trtmt
USAGR-FFC-ESC 08 Svy EAB in WI/NoMI
USAGR-FFC-ESC-07/09 Em Ash Borr Svy
USAGR-FFC-ESC-Spnst 2008 MI/WI EAB
USFOR-ESC-Emerald AshCatlg Lve Tre
USAGR-ESC-FFC-Coordinator SLAM Proj
USAGR-ESC-FFC-Ploem Reduction SLAM
USAGR-ESC-FFC-Growth Emerald Ash
USAGR-ESC-FFC-Beech Bark Disease
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
07-CA-11420004-261
07-CA-11420004-131
05-CA-11244225-296 MOD A2
07-CA-11420004-091 MOD A1
08-CA-11420004-238
09-CA-11420004-108
08-DG-11420004-147
07-CA-11420004-091 MOD A1
08-CA-11420004-239
07-CA-11420004-132
09-CA-11420004-110
09-CA-11420004-109
09-CA-11420004-140
09-CA-11420004-308
12,235
39,518
30,595
(50)
337
114,446
15,075
9,202
68,886
19,299
58,500
35,750
93,772
39,426
536,991
10.687
10.688
ARRA-Capital Improvement and Maintenance
USAGR-ARRA-Trails Infra Data Clean
-n/a-
10-PA-11094419-074
10,506
ARRA-Wildland Fire Management
USAGR-ESC-FFC-ARRA-Ash Mortality UP
-n/a-
10-CA-11420004-621
122,975
Total U.S. Department of Agriculture
1,259,385
Continued
-11-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with CFDA Numbers - Continued
U.S. Department of Defense
12.300
Basic and Applied Scientific Research
OFFIC-Sensing/Tracking MIMO Radar
ONR-IEM-Metallurgical Processing
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-
N00014-09-1-0438 MOD #P00003
N00014-10-1-0434
$
77,983
43,196
121,179
12.420
12.431
12.630
12.800
Military Medical Research and Development
USARM-BRC-Wireless Snsr Lower Limb
Basic Scientific Research
OFFIC-MuSTI-Fund Und Probe-Target
-n/a-
W81XWH-09-1-0734
-n/a-
49,598
77,785
Basic, Applied, and Advanced Research in Science and Engineering
OFFIC-Geostatistical Space
-n/a-
W911NF-09-0221
71,957
Air Force Defense Research Sciences Program
USAIR-MuSTI-Yr3-Self Reg Nanotips
USAIR-Yr 4-PECASE-:Bismuth
USAIR-Yr5-PECASE: Bismuth
OFFIC-MuSTI-Y1-Multiscale Model Pol
OFFIC-Yr2-Nanosatellite Calibration
OFFIC-MuSTI-YR2-Multiscal Model Pol
-n/a-n/a-n/a-n/a-n/a-n/a-
FA9550-07-1-0053
FA9550-05-1-0001 P00006
FA9550-05-1-0001 P00006
FA9550-09-1-0375
FA9550-09-1-0273
FA9550-09-1-0375
75,017
740
34,187
33,176
44,730
12,628
200,478
Total U.S. Department of Defense
U.S. Department of Interior
15.224
Cultural Resource Management
USBUR-NSSI-Intergov Website Mtce/Op
15.234
15.236
15.647
520,997
-n/a-
AGMT NO LAA 08 0008/L08AC14728
123,275
Secure Rural Schools and Community Self-Determination
USBUR-North Slope Water Charac Prj
-n/a-
L07AC14987 & L08AC13082
37,102
ARRA- Environmental Quality and Protection Resource Management
USBUR-ARRA-Survey Abandoned Mines
-n/a-
L10AC20007
8,137
Migratory Bird Conservation
USFIS-ESC-FFC-Habitat Quality
USFIS-FFC-ESC-Gld Wgd Warbler Hbtat
USFIS-FFC-ESC Disp Gold Wng Warbler
-n/a-n/a-n/a-
-n/aGRANT AGMT 301818G068
301819G086
6,276
(122)
10,693
16,847
15.808
U.S. Geological Survey Research and Data Collection
USGEO-ADV ACCT-Phragmites Great Lks
-n/a-
G10AC00335
Total U.S. Department of Interior
U.S. Department of Transportation
20.701
University Transportation Centers Program
USTRA-MTTI-NSR-MiSTI-2008/09
USTRA-NSR-MTTI/MiSTI 2006 Spr Funds
USTRA-NSR-MTTI-MiSTI 2006 Spnr
USTRA-NSR-MTTI-MiSTI-2007
USTRA-MTTI/MiSTI Yr 4 & 5
315,216
-n/a-n/a-n/a-n/a-n/a-
DTRT06-G-0033 MOD 1
DTRT06-G-0033 MOD 1
DTRT06-G-0033 MOD 1
DTRT06-G-0033 MOD 1
DTRT06-G-0033 MOD 1
Total U.S. Department of Transportation
National Science Foundation
47.041
Engineering Grants
NATIO-MuSTI-CAREER MOLFET
NATIO-MuSTI-GRA-CAREER
NATIO-NSR-GRA-PERC-Blkot Likelihd
NSF - CAREER: GRA
NSF/CISSIC-Electr Engg for Non-EE
129,855
109,402
(1,299)
26,337
17,290
199,943
351,673
-n/a-n/a-n/a-n/a-n/a-
ECCS-0643420
ECCS-0643420
ECS-0501419
CTS-0348058 AMD #002
EEC-0415962-AMD 002
15,997
67,076
5,853
5,909
1,183
Continued
-12-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with CFDA Numbers - Continued
National Science Foundation - Continued
47.041
Engineering Grants - Continued
NSF/CISSIC-GRA-Eelctr for Non EE
NSF/IEM-Nano Magnet Faraday
NSF/SFI - GRA Rnw Engery Forest Res
NSF/SFI - Renew Energy forest Res
NSF/SFI-GRA Renew Energy Forest Res
NSF/SFI-GRA Rnw Energy Forest Res
NSF/SFI-Particpnt Rnw Enrgy Frst Rs
NSF/SFI-Renew Energy Forestry Res
NSF-APS-MRI Dev Combustion Vessel
NSF-ASISC-Ctr Adv SustainIron/Steel
NSF-ASISC-Env Benign Iron Manufactu
NSF-CAREER: Fluid Dynamics
NSF-CISSIC GRA Scalable Sensor
NSF-CISSIC Scalable Crd for Sensor
NSF-Collab Rsrch Interfacial Istb
NSF-CWS-Mdl/Analyz Water-Grt Lks
NSF-GRA-Collab Rsch Interf Istbl
NSF-Hands On Ability
NSF-Hands On Ability - Bohmann
NSF-IEM-REU-Nanomagnetic Faraday
NSF-MTTI-Micrstr Asphalt Mtls
NSF-MuSTI-CAREER: Gas-Liq Interface
NSF-MuSTI-NUE: MTU Nanotech Enterpr
NSF-MuSTI-NUE: MTU Nanotech-Sponsor
NSF-NSR-CISSIC- ITR: Mobile Remote
NSF-NSR-CISSIC-GRA-ITR: Mobile
NSF-NSR-CISSIC-Suppl#4-ITR-Mobile
NSF-Partic Spt-Clab Res Ifacial Ins
NSF-REU-MTTI-Microstr Asphalt Mtls
NATIO-NSR-PERC-Red Blckot Likelihd
NSF-MuSTI-NUE: MTU Nanotch-Particpt
NSF-ASISC-REU-Ctr Adv Su Iron/Steel
NSF-MuSTI-Self Healing Microfibers
NSF-IEM Promote Anions H Storage
NSF-MuSTI-Engergy Harvesting Nanowi
NSF-APSRC-Fluid Structure Wind Turb
NSF-CISSIC-Comp Coop Wideband Spec
NSF-PERC-Comp Distributed Control
NSF-MuSTI-Yap-Energy Harvst Nanwire
NSF-CISSIC Impl Dielectric Metamat
NSF-MTCWS-Mod Eval Hydro Micro DNAP
NSF-MTCWS-PECASE Impl Bioremedia
NSF-REU-MTTI-Char Asphalt Materials
NATIO-SFI-Planning Grant Bio R&D
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
EEC-0415962-AMD 002
ECS-0520814 AMD #001
BES-0524872
BES-0524872
BES-0524872
BES-0524872
BES-0524872
BES-0524872
CTS-0619585
IIP-0832427
CBET-0904459
CTS-0348058 AMD #002
ECS-0528967
ECS-0528967
CBET-0651790
CMMI-0725636
CBET-0651790
EEC-0835987
EEC-0835987
ECS-0520814 AMD #001
CMMI-0701264
CBET-0748049
EEC-0741490
EEC-0741490
ECS-0427430-AMD 1-3
ECS-0427430-AMD 1-3
ECS-0427430-AMD 1-3
CBET-0651790
CMMI-0701264
ECS-0501419
EEC-0741490
IIP-0832427
CMMI-0900582
CBET-0931587
CMMI-0926819
CBET-0933058
ECCS-0925881
ECCS-0901094
CMMI-0926819
ECCS-0968850
CBET-1034700
CBET-1032260
CMMI-0701264
IIP-1034699
$
5,035
665
38,324
128,671
111,744
45,174
16,013
2,188
53,759
48,861
62,399
933
89,760
5,589
3,920
217,181
34,332
45,376
43,128
1,328
7,463
111,166
15,452
30,716
4
(544)
3,991
(797)
18,301
472
2,893
2,537
34,251
16,375
70,191
42,796
49,230
70,867
10,056
58,816
17,942
9,353
265
160
1,622,354
47.049
Mathematical and Physical Sciences
NATIO-GRA Study Heterogeneous Nucl
NATIO-NSF-Bound/Continuum Prop L
NSF/IME-CAREER:Frontier Carbon Mtls
NSF/IME-GRA-Frontier Carb
NSF-BRC-GRA-Smpl Mthds Oligonucltid
NSF-BRC-Smpl Mthds Oligonucleotide
NSF-Exact Inequal & Limit Theorems
NSF-IME - Heterogeneous Nucleation
NSF-IME-Algorithms Protein Studies
NSF-IME-Participnt Algorithms Protn
NSF-MuSTI-Acq In-Situ AFM/STM-TEM
NSF-MuSTI-Materials World Network
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
CHE-0410007-AMD 002
PHY-0652844
DMR-0447555 AMD # 001
DMR-0447555 AMD # 001
CHE-0647129
CHE-0647129
DMS-0805946
CHE-0410007-AMD 002
CHE-0809002
CHE-0809002
DMR-0820884
DMR-0709669
4,316
49,873
22,713
15,004
3,650
28,781
38,986
(10,059)
92,793
4,470
60,710
81,674
Continued
-13-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with CFDA Numbers - Continued
National Science Foundation - Continued
47.049
Mathematical and Physical Sciences - Continued
NSF-BRC-Photoinitiated Control Nit
NSF-REU Bound Contin Latharide
NSF-IEM-SGER Quan Nanotwin Microstr
NSF-IEM-Form Magnetic Domain Evolut
NSF-IEM-Comp Study Optimizing Micro
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-
DMR-0906709
PHY-0652844
DMR-1002521
DMR-0965081
DMR-0968792
$
107,898
956
82,263
47,841
30,884
662,753
47.050
Geosciences
NSF-Acq Sensitive Mag Suscept Syst
NSF-CWS-Lake Sup Carbon Bal
NSF-RSI/Physical Meteorology Proces
NSF-RSI-Acq Thermal Camera Volcanic
NSF-RSI-Ozone Photochemistry
NSF-RSI-Turbulance-Cloud Interact
NSF-SGER: In-Situ Volcanic Plume
NSF-Virunge Volcanic SO2 Emissions
NSF - Ozone Photochemistry - Owen
NSF-EPSSI-Col Rsh Hygroscopic Aeros
NSF-EPSSI-Seismicity Infra High Res
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
EAR-0824559
OCE-0628545
ATM-0554670
EAR-0732632
ATM-0720955
ATM-0535488
EAR-0738956
EAR-0910795
ATM-0720955
ATM-0931505
EAR-0948526
25,078
51,516
112,024
(1,369)
85,922
48,852
1,158
51,378
1,371
23,048
33,559
432,537
47.070
Computer and Information Science and Engineering
CAREER: GRA Future Level Parall
NATIO-CISSIC-CAREER-RealTime Robust
NATIO-CISSIC-GRA-Real Time Robust
NSF/CISSIC-CAREER-GRA-Signal Proces
NSF-CAREER:Future Level Parallelism
NSF-CAREER:Memory Controller
NSF-CISSIC/CSR-EHS:Embedded Body Ne
NSF-CISSIC-REU-CSR-EHS: Embed Netwk
NSF-CPA-CPL: Fdbk-Dir Rsrc Mgmt VPM
NSF-CSERI-Part Glbl Adrs Space Lang
NSF-GRA-Resp Conduct in Research
NSF-MuSTI-CAREER-Giga Scale Models
NSF-MuSTI-SGER: Data-Parallel Techn
NSF-Resp Conduct Rsch - Drummer
NSF-Resp Conduct Rsch - Holles
NSF-Resp Conduct Rsch Sci & Eng Ed
NSF-REU-CAREER:Memory Controller
NSF-REU-Sustainbl Undergrad Comp Ed
NSF-SFI-Int Sust Undergrad Comp Ed
NSF-CAREER: REU Level Parallesim
NSF-RET-Sustainbl Undergrad Comp Ed
NSF- EAGER: Model Check PGAS Apps
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
CCF-0347592-AMD 003
CNS-0644056
CNS-0644056
CCR-0238174-AMD 002
CCF-0347592-AMD 003
CCF-0133777-AMD 004
CNS-0720781
CNS-0720781
CCF-0811427
CCF-0833082
IIS-0832922
CCF-0845284
IIS-0840666
IIS-0832922
IIS-0832922
IIS-0832922
CCF-0133777-AMD 004
CNS-0829619
CNS-0829619
CCF-0347592-AMD 003
CNS-0829619
CCF-0950678
20,860
8,373
35,205
(931)
35,146
29,029
16,169
4,961
12,570
15,838
24,810
9,951
38,200
1,560
13,595
22,677
1,783
7,200
49,782
53
25,000
72,841
444,672
47.074
Biological Sciences
NSF/ESC-Interactions Wolves/Moose
NSF-ESC-FFC-FNR-REU-Resp Nitrate Dp
NSF-ESC-FFC-Response to Nitrate Dep
NSF-ESC-FFC-Yellowstone Wolves
NSF-PBC/CAREER:Cellulose Biosynthes
NSF-PBC-GRA Cellulose Biosynthesis
NSF-BRC-Evolution Land Plant Cell
NSF-ESC-FFC-FNR-REU-Nitrate Depos
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
DEB-0424562-AMD 001-4
DEB-0814864
DEB-0814864
DEB-0613730
IBN-0236492-AMD 003
IBN-0236492-AMD 003
IOS-0848071
DEB-0814864
25,411
4,038
34,991
110,869
18,933
504
79,150
1,613
275,509
Continued
-14-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Pass-through
Contract
Federal
Federal Program Name
Entity
Number
Expenditures
Research and Development Programs - Continued
Direct Programs with CFDA Numbers - Continued
National Science Foundation - Continued
47.075
Social, Behavioral, and Economic Sciences
NSF - PhD Prgm Industr'l Archeology
NSF-SHOT Workshop
-n/a-n/a-
SES-0454711 AMEND 01
SES-0623056
Number
$
(9,977)
6,508
(3,469)
47.076
Education and Human Resources
NSF-GRA-PhD Prgm Indust. Archeology
NSF-BRC-Lab in Biomolecular Chem
NSF-First Year IDEAS Modules & Cntr
NSF-IGERT/SFI-Sustain Futures Model
NSF-IIS-Valid Assessment Procedures
NSF-Implement-Service-Systems-Eng
NSF-SFI IGERT-Chem Eng Participant
NSF-SFI IGERT-Civil Eng Participant
NSF-SFI IGERT-Mech Eng Participant
NSF-SFI-Particpnt Exp- Summit in DC
NSF-SFI-Summit in Washington, DC
NSF-SFI-Tools/Strat Sustn Integn
NSF-Spnsr-Implement Curric ser Syst
NSF-Partcpt Implmt Curric Srv Sy
NSF-EPSSI-Cyber Volcano Hazards Mod
NSF- Support STEP Program
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
SES-0454711 AMEND 01
DUE-0837220
DUE-0836861
DGE-0333401-AMD 009
DUE-0817445
DUE-0618537
DGE-0333401-AMD 009
DGE-0333401-AMD 009
DGE-0333401-AMD 009
DUE-0848636
DUE-0848636
DUE-0716599
DUE-0618537
DUE-0618537
DRL-0940883
DUE-0967057
(21,324)
69,223
48,104
454,619
8,997
24,141
9,471
14,367
17,137
2,602
35,077
9,569
46,040
1,030
18,012
42,927
779,992
47.079
International Science and Engineering
NSF/RSI-Participant Rmt Sn Lat Amer
NSF/RSI-Remte Sen Pac Lat Amer
-n/a-n/a-
OISE-0530109
OISE-0530109
25,329
307,505
332,834
47.082
Trans-NSF Recovery Act Research Support
NSF-SFI-ARRA-Public Health Tanzania
NSF-MTTI-ARRA-Frost Damage Concrete
NSF-SFI-ARRA-Particpnt Exp-Tanzania
NSF-MuSTI-ARRA-Mag-Photonic Crystal
NSF-ARRA-Weaving Threads of Sustain
NSF-FFC-ESC-ARRA LTREB Wolf/Moose
NSF-BRC-ARRA-Adaptive Kernel-Free
NSF-IMP-ARRA-Activation Spillover
NSF-ARRA-Synergistic Inte Sustain
NSF-MTTI-ARRA EAGER E-Waste Asphalt
NSF-CNLM-ARRA Sustain Fuel Lactose
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
OISE-0854050
CMMI-0900015
OISE-0854050
ECCS-0856650
EEC-0935088
DEB-0918247
DMS-0915023
CBET-0929207
EEC-0934567
CMMI-0936726
CBET-0933017
18,175
51,890
31,640
91,739
28,844
84,183
49,175
52,687
39,173
6,366
15,919
469,791
Total National Science Foundation
U.S. Environmental Protection Agency
66.509
Science To Achieve Results (STAR) Research Program
USENV-RSI-Impacts Land Use Land Cov
66.515
66.516
5,016,973
-n/a-
RD-83428601-0
18,699
Greater Opportunities: Research Program
USENV/MuSTI-Biocide Leaching
-n/a-
GR-832371010-0
25,234
National Student Design Competition for Sustainability
USENV-Enhance Per Vented Pit Toilet
-n/a-
SU-83429701-0
9,929
Total U.S. Environmental Protection Agency
53,862
Continued
-15-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with CFDA Numbers - Continued
U.S. Department of Energy
81.049
Office of Science Financial Assistance Program
USENE-BRC-YR2 Poplar Rt Dv
USENE-ESC-Yr8-Op/Decom
USENE-Yr 3-BRC-Genetic Mod Gibberel
USENE-MuSTI-Yr3-Hetero-Junctions
USENE-MuSTI-Yr 2-Hetero Junctions
USENE-ESC-FFC-Yr2-Midwest
USENE-ESC-FFC-Yr1-Midwest
USENE-ESC-FFC-Yr 2-Midwest
USENE-ESC-FFC-Yr3-Midwest
USENE-ESC-FFC-Yr9 Op/Dec
USENE-IEM-Yr1-Behav Ferroelect Mtls
USENE-ESC-FFC-Yr4 NICCR Chimner Sub
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
DE-FG02-06ER64151
DE-FG02-95ER62125-AMD A019
DE-FG02-05ER64109 A001,2
DE-FG02-06ER46294 A001, A002
DE-FG02-06ER46294 A001, A002
DE-FC02-06ER64158
DE-FC02-06ER64158 AMEND #A005
DE-FC02-06ER64158 AMEND #A005
DE-FC02-06ER64158
DE-FG02-95ER62125-AMD A019
DE-SC0002196
DE-FC02-06ER64158
$
41
230,121
358
57,503
24,579
8,923
61,765
113,996
108,422
933,042
52,699
44,254
1,635,703
81.087
Renewable Energy Research and Development
USENE-APS-Hydrogen Ed Curriculum
USENE-APS-GACS-Hydrogn Ed Curriculm
-n/a-n/a-
DE-FG36-08GO18108
DE-FG36-08GO18108
110,242
35,542
145,784
81.117
Energy Efficiency and Renewable Energy Information Dissemination,
Outreach, Training and Technical Analysis/Assistance
USENE-APS-Exp Studies DPF & SCR Mdl
USENE-APS-Naber-DPF & SCR Mdl
USENE-APS-Parker- DPF & SCR Mdl
-n/a-n/a-n/a-
DE-EE0000204
DE-EE0000204
DE-EE0000204
19,550
107,346
75,377
202,273
Total U.S. Department of Energy
U.S. Department of Education
84.116
Fund for the Improvement of Postsecondary Education
USEDU-MTTI-Tuning Transatlantic
USEDU-EPSSI-Yr 1-INVOGE Program
1,983,760
-n/a-n/a-
P116J090018
P116J090031-ACTION NO. 01
Total U.S. Department of Education
U.S. Department of Health and Human Services
93.262
Occupational Safety and Health Program
CENTE-BRC-Mercury Vapor Exp Trcking
93.279
Drug Abuse and Addiction Research Programs
NIH-YR 2-GRA-Short Lived Radicals
NIH-YR 2-Short Lived Radicals
NIH-YR 1-GRAShort Lived Radicals
17,680
16,063
33,743
-n/a-
1R03OH009312-01A1
-n/a-n/a-n/a-
1 R01 DA017201-01A1-03
1 R01 DA017201-01A1-03
1 R01 DA017201-01A1-03
64,290
8,363
9,245
(683)
16,925
93.286
93.701
Discovery and Applied Research for Technological Innovations to Improve Human Health
NIH/BRC In-Situ Biliary Manometer
-n/aARRA- Trans-NIH Recovery Act Research Support
NIH-BRC-ARRA-Dev Biomatls Spinal Cd
NIH-BRC-ARRA-Fish Oil/Neurovasc Ctl
NIH-ARRA-Impacts Wildfire Part Emis
NIH-ARRA-Impacts Wildfire (Wu)
NIH-BRC-ARRA-Meniscal Horn Attach
NIH-BRC-ARRA-Dev Biomat Spinal Yr2
-n/a-n/a-n/a-n/a-n/a-n/a-
1 R15 EB008883-01A1
89,187
1 R21 NS062392-01A1
3 R 15 HL088689-01A1S1
1 RC1 ES018612-01
1 RC1 ES018612-01
2 R15 AR051906-02A2
1 R21 NS062392-01A1
139,608
21,843
244,404
17,861
51,673
3,429
478,818
93.837
Cardiovascular Diseases Research
NIH-BRC-VEGF-C Intrstitial Flow
NIH-BRC-Sleep Deprivation Neuro Con
NIH-BRC-Reg Interstitial Flow Lymph
-n/a-n/a-n/a-
1 R15 HL093705-01
1R21HL098676-01
1R21HL093568-01A2
71,324
41,936
101,474
214,734
Continued
-16-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with CFDA Numbers - Continued
U.S. Department of Health and Human Services - Continued
93.839
Blood Diseases and Resources Research
NIH-BRC-Fish Oil & Neurovasclr Ctrl
93.846
Arthritis, Musculoskeletal and Skin Diseases Research
NIH-BRC/Black Bear Bones YR 4
NIH-BRC/Black Bear Bones YR 5
NIH-BRC-Yr6-Bone Remodel/Mech Bears
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-
1 R15 HL088689-01A1
-n/a-n/a-n/a-
1 R15 AR050420-03
1 R15 AR050420-03
1 R15 AR050420-03
$
77,771
1
(21)
91,836
91,816
93.853
93.859
Extramural Research Programs in the Neurosciences and Neurological Disorders
NIH-BRC-Model 4-Hydroxybutyric Acid
-n/aBiomedical Research and Research Training
NIH-BRC Molecular Recognition PB1
NIH-BRC/Yr 3 GRA Mapping Disease
NIH-BRC/Yr 3 Mapping Disease Genes
NIH-BRC-GRA-Molec Recognition PB1
NIH-IEM-Yr 5-Folding Small Proteins
NIH-BRC-Enhance Barcode Readability
-n/a-n/a-n/a-n/a-n/a-n/a-
7 R01 NS040270-09
1R15GM076055-01A2
1-R01 GM069940-01A2,02 & 03
1-R01 GM069940-01A2,02 & 03
1R15GM076055-01A2
5 R01 GM062838-06
1 R15 GM088795-01
7,161
24,972
(3)
7,911
3,341
171,129
3,286
210,636
93.865
Child Health and Human Development Extramural Research
NIH-BRC-Treat Spinal Cord/Hydrogel
NIH-BRC-Murine Knockout Model Acid
NIH-BRC-Yr1-Treat/Screen Gamma-Hydr
NIH-BRC-Yr2-Treat/Screen Gamma-Hydr
-n/a-n/a-n/a-n/a-
1R15HD061096-01A2
7R03HD057864-03
5 R01 HD058553-03
5 R01 HD058553-03
159,136
48,111
27,532
39,319
274,098
Total U.S. Department of Health and Human Services
1,525,436
Total Research and Development Programs - Direct Programs with CFDA Numbers
Pass-through Programs with CFDA Numbers
U.S. Department of Agriculture
10.025
Plant and Animal Disease, Pest Control, and Animal Care
UNIVE-CISSIC-Eval Foam Poultry Depo
10.206
10.219
Grants for Agricultural Research Competitive Research Grants
UNIVE-BRC-Physcomitrella
Biotechnology Risk Assessment Research
ORGEO-BRC-Fld Evl Semi-Dwarf
11,061,045
University of Georgia
RE-683-051/3843458
19,866
University of Rhode Island
AGREE 090607/0001516
(1,728)
Oregon State University
SUBGRANT #C0306A-A
23,846
Total U.S. Department of Agriculture
41,984
U.S. Department of Commerce
11.432
Office of Oceanic and Atmospheric Research (OAR) Joint and Cooperative Institutes
REGEN-New MODIS Algorithm for Retri
Regents of the University of Michigan
UNIVE-GLOS-Open Lakes
University of Michigan
PO #3001042375
PO #3001278616
Total U.S. Department of Commerce
U.S. Department of Defense
12.300
Basic and Applied Scientific Research
MASSA-CISSIC-Energetic Mat Initiati
MASSA-CISSIC- Enrg Mtl Init
3,169
34,585
37,754
Massachusetts Institute of Technology
Massachusetts Institute of Technology
SUBAWARDM #5710002044
SUBAWARDM #5710002044
2,709
109,408
112,117
Continued
-17-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Pass-through
Contract
Federal
Entity
Number
Expenditures
Office of Naval Research
Arizona State University
University of Arizona
The Henry M. Jackson Foundation
University of Michigan
FA9550-09-1-0273
SUBAWARD #09-121
Y453352-REVISED
SUBAWARD #661347
3001381267
Federal Program Name
Research and Development Programs - Continued
Pass-through Programs with CFDA Numbers - Continued
U.S. Department of Defense - Continued
12.800
Air Force Defense Research Sciences Program
OFFIC-Yr1-Nanosatellite Calibration
ARIZO-MuSTI-Fibers for Comp Matls
UNIVE-CISSIC-Adv Imaging & NonImag
HENRY-MuSTI-Nanomtls Biolgcl Compat
UNIVE-MACEEP-Electric Propulsion
$
35,956
11,251
83,623
49,995
52,633
233,458
12.901
Mathematical Sciences Grants Program
OFFIC-Combinatorial Designs & Codes
OFFIC-FNR-Perfect nonlinearity code
NATIO-Classic Quantum Error Correct
Office of Naval Research
Office of Naval Research (DARPA)
National Security Agency
H98230-08-1-0065
H98230-10-0159
H98230-10-1-0177
3,030
18,324
30,451
51,805
Total U.S. Department of Defense
U.S. Department of Interior
15.611
Wildlife Restoration
MINAT-P4-White Tailed Deer Hemlock
15.815
397,380
Michigan Department of Natural Resources
National Land Remote Sensing-Education Outreach and Research
AMERI-Michigan View Consort 2009
AmericaView, Inc.
PO 751P7200589
SUB-AWARD AGRMT AV08-MI01
Total U.S. Department of Interior
(808)
35,197
34,389
National Aeronautics and Space Administration
43.001
Aerospace Education Services Program
UNIVE-MSI STEM Students Capstone
Universidad del Turabo
2010T-02
38,748
National Science Foundation
47.041
Engineering Grants
UNIVE-IIS-AW-UT Partnership for Inv
UNIVE-IIS-UT Partnership for Innov
UNIVE-Nvl Exper/Mdl Nano
UNIVE-WIMS-Mcr Tk Spsr Acc
UNIVE-Sensors Tsk Spnsr
UNIVE-WIMS-Sponsor Admin
Universidad del Turabo
Universidad del Turabo
University of Illinois at Urbana-Champaign
University of Michigan
University of Michigan
University of Michigan
PRIME # IIP-0650285
PRIME # IIP-0650285
2005-05374-01-A5790
SUBCONTRACT # F004025
SUBCONTRACT # F004025
SUBCONTRACT # F004025
8,432
6,926
82,223
140,204
49,026
74,355
361,166
47.050
47.074
Geosciences
IRIS-EPSSI-USArray and Earthscope
IRIS A/P
SUBAWARD NUMBER 80-8
16,327
Biological Sciences
UNIVE-ESC-FFC-Nitrogen Deposit
COLOR-Sate Image Grass Col LTER
University of Nevada-Reno
Colorado State University
UNR-07-91/PO 17GC0000097
G-3080-2
254
4,053
4,307
47.076
Education and Human Resources
UNIVE-H20 Evglade Jny Evaluation
UNIVE-Revisiting the Future
WESTE-Climate Change &Contamination
University of Central Florida
University of Central Florida
Western Michigan University
AWARD #64016152
64016228 PO#191200
PROJECT #25-000000000006342
27,907
26,956
4,997
59,860
47.079
International Science and Engineering (OISE)
USCIV-ASISC-Microbio Gold Extractin
U.S. Civilian Research & Development Foundation
Total National Science Foundation
KYC2-2926-BI-07/CRDF#16196
3,645
445,305
Continued
-18-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Pass-through
Contract
Federal
Entity
Number
Expenditures
Federal Program Name
Research and Development Programs - Continued
Pass-through Programs with CFDA Numbers - Continued
U.S. Environmental Protection Agency
66.419
Water Pollution Control State, Interstate, and Tribal Program Support
LITTL-CWS-Reg Data Sets FY09 Workpl
Little River Band of Ottawa Indians
66.454
66.606
AGRMT #081162 PO #31892
$
14,803
Water Quality Management Planning
MIDEQ-CWS-Huron Creek Watershed
Michigan Department of Environmental Quality
2006-0162
3,478
Water Environment Research
WATER-SFI-Removal & Sustainability
Water Environment Research Foundation
LOA/DEC12U06
1,970
Total U.S. Environmental Protection Agency
20,251
U.S. Department of Energy
81.049
Office of Science Financial Assistance Program
UNIVE-ESC-FFC-Elvtd CO2 & O3
COLOR-EPSSI-North Hem P Auger Co
University of Nevada-Reno
Colorado State University
UNR-08-15 AMEND-1
G-0113-1
5,554
62,040
67,594
81.087
Renewable Energy Research and Development
ROCHE-MuSTI-GRA-Visual Fuel Cell
ROCHE-MuSTI-Visual Fuel Cell
CONSO-FFC-Yr 1 BRC-Genetic Master
BALLA-APSRC-Microstructural
CONSO-FFC-BRC- Yr 2 Genetic Master
Rochester Institute of Technology
Rochester Institute of Technology
Consortium Plant Biotechnology Research Inc
Ballard Power Systems
Consortium Plant Biotechnology Research Inc
30672-01
30672-01
AGMT #G012026-269
BMP/MTU AGRMT DATED 5/7/10
AGMT #G012026-269
13,029
178,960
3,384
20,902
48,274
264,549
Total U.S. Department of Energy
U.S. Department of Education
84.116
Fund for the Improvement of Postsecondary Education
NORTH-BRC-FFC-Transatl Grad Degree
NORTH-BRC-FFC-Mobilty Stip-Transatl
332,143
North Carolina State University
North Carolina State University
2008-1905-01
2008-1905-01
Total U.S. Department of Education
U.S. Department of Health and Human Services
93.233
National Center on Sleep Disorders Research
UNIVE-Slp Disorder Breathing Chldrn
93.279
93.701
93.837
93.847
93.865
Drug Abuse and Addiction Research Programs
JOHNS-BRC-Behav Pharm GHB Phy Dep
ARRA-TRANS-NIH RECOVERY ACT RESEARCH SUPPORT
UNIVE-ARRA-MTRI-VF Doppler
Cardiovascular Diseases Research
PENNS-MuSTI-Small Blood Pumps
Diabetes, Digestive, and Kidney Diseases Extramural Research
PROTE-BRC-Bl Br PH as Anabol Bone A
Child Health and Human Development Extramural Research
MAYOM-BRC-Yr 4-Microsensr Intramusc
1,358
36,000
37,358
University of Michigan
SUBCONTRACT #F011919 AMD 5
36,566
The Johns Hopkins University
2000764078
17,201
University of Michigan
3001408483
5,901
Pennsylvania State University
SUBAWARD #HL060276
23,554
Proteos Inc
PROTEOS PO #1994
49,175
Mayo Clinic Rochester
5R01HD031476-10 MTU
22,855
Total U.S. Department of Health and Human Services
155,252
Total Research and Development Programs - Pass-through Programs with CFDA Numbers
1,540,564
Continued
-19-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with no CFDA Number
U.S. Department of Agriculture
10.unk
No CFDA Number
USAGR-Arch Coll Ottawa Natl Forest
USAGR-Carbon/Nitrogen Cycle Rsch.
USAGR-CWS-SFI-Spsr-Fed Biomass Rmvl
USAGR-ESC-Dev Forst Pln Soil Qlty
USAGR-ESC-FFC-Carbon H2O & Soils
USAGR-ESC-FFC-Custer NF Reg 1 Soil
USAGR-ESC-FFC-Distgd Ecologist Lect
USAGR-ESC-FFC-Red Pine Thinning
USAGR-ESC-FFC-Spnsr-Soil Monitoring
USAGR-ESC-GRAD Dev Forst Pln Soil Q
USAGR-ESC-Jck Pine Seedlg Watersmt
USAGR-FFC-Ecolog Unit Map Pacif SW
USAGR-FFC-ESC-Analysis of Red Pine
USAGR-Historical/Modern Vegetation
USAGR-Inter Fungi Plant Nutr/Grw
USAGR-Sign Guides ATV v UTV
USDA-ESC-FFC-2nd Decade: Aspen FACE
USFOR-ESC-FFC-Restor Fens San Juan
USDA-ESC-Effect of Earth Worms
USAGR-Archaeolog Ottawa Natl Forest
USFOR-FFC-Pac SW Ecol Unit Mapping
USAGR-ESC-FFC-Yr 1-Veg Isle Royale
USAGR-ESC-FFC-Nat'l Soil Carbon Net
USAGR-FFC-ESC-Red Pine Thinnning
USAGR-FFC-ESC-Soil Monitoring/Inv
USAGR-ESC-FFC-Sp-Peatlands Env Chg
USAGR-FFC-ESC-Insects Carbon Nit
USFOR-08-COOP Mgt Archaeology HNF
USAGR-ESC-FFC-North Eco Experiment
USAGR-Upland Peatland Watershed
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
06-CS-11090700-027
04-CR-11231300-027-MOD NO. 1
07-JV-11242300-154
06-CS-11221662-158
09-CR-11242306-048
08-CS-11010800-026, MTU#080726
08-CS-11242306-106
09-JV-11242307-009 MOD 1
07-CS-11221662-307
06-CS-11221662-158
SRS 05-CA-11330122-203 AMEND 1
SUB AGREMNT 07-JV-11052007-227
RJVA #05-JV-11231300-043MOD1&2
04-PA-11090100-020 MOD 1 & 2
07-CR-11242300-056
AG-3187-C-09-0016
06-JV-11231300-028-MOD 1
07-CS-11021306-026
06-HV-11231300-101
06-CS-11090700-027
08-JV-11052007-231
09-JV-11242305-058
09-CR-11242306-086
09-JV-11242307-009 MOD 1
09-CS-11091000-023
09-JV-11242306-087
09-CR-11242313-108
05-CS-11091000-021 MOD # 03
10-JV-11242313-051
10-JV-11242307-068
Total U.S. Department of Agriculture
U.S. Department of Defense
12.unk
No CFDA Number
OFFIC-CISSIC-FNR-Hghly Ing'd Mil
OFFIC-FNR-Hghly Ing'd Mil
TACOM-Assured Mb II Rt Clearance
TACOM-Assured Mb II V-Hull Armor
TACOM-Assured Mob VCM Roller Suspen
TACOM-Assured Mobil.-Hvy VCM Roller
TACOM-Assured Mobility SPARK W#AM14
TACOM-Assured Mobility2-EDEN Device
TACOM-Assured Mobility2-M1 Plw Pmp
TACOM-Assured Mobil-SIM/SID Threat
TACOM-Assured Mobil-VCM Roller Solt
TACOM-Assured Mobl-ATO SPARK HdwDev
TACOM-Assured Mob-VCM Roller Tech
TACOM-Assurred Mobility SIM WD#AM13
USARM-SURGE WD #32 Hybrid Phase 3
USARM-Surge WD#30 Durability Stands
USARM-Surge-WD#29 Hybrid Phase II
OFFIC-CISSIC-FNR-Hghly
OFFIC-CISSIC-FNR-Hi Int Optical Int
OFFIC-CISSIC-FNR-Hi Intg'd Optical
OFFIC-Surge II-Track & Suspension
OFFIC-Surge II-XT161 Susp Improve
OFFIC-SURGE II-LW Metallic Track
TACOM-Assured II- SPARK Testing
Standardize SPARK Testing
TACOM-ASSURED II Husky Modules
OFFIC-Surge II-Metallic Track 001AD
OFFIC-SURGE II-Metallic Track 001AC
OFFIC-Arctic I&W
$
859
(862)
473
201
59,648
10,805
2,071
37,594
68,947
7,598
(456)
33,495
17,892
59,845
84,608
110,232
19,737
1,517
3,435
377
21,063
6,032
3,554
33,438
3,418
10,969
6,897
857
29,680
2,419
636,343
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
N00421-09-D-0003, DO # 0001
N00421-09-D-0003, DO # 0001
W56HZV-08-C-0525 WD AMMS-003
W56HZV-08-C-0525 WD AMMS-004
W56HZV-08-C-0525 WD AMMS-005
W56HZV-08-C-0525 WD AMMS-008
W56HZV-04-C-0643 P00013 WD14
W56HZV-08-C-0525 WD AMMS-001
W56HZV-08-C0525 WD AMMS-002
W56HZV-08-C-0525 WD AMMS-007
W56HZV-08-C-0525 WD AMMS-010
W56HZV-08-C-0525 WD AMMS-009
W56HZV-08-C-0525 WD AMMS-006
W56HZV-04-C-0643 P12 WD#13
DAAE07-00-L052 MOD P00027 WD32
DAAE07-00-C-L052 P24 WD#30
DAAE07-00-C-L052 P24 WD#29
N00421-09-D-0003, DO # 0001
N00421-09-D-0003 DO#0002
N00421-09-D-0003 DO#0002
W56HZV-09-C-0477 MTU-TSS-001
W56HZV-09-C-0477 WD-MTU-TSS 02
W56HZV-09-C-0477 WD TSS-003
W56HZV-08-C-0525 MTU-AMMS-011
W56HZV-08-C-0525 MTU-AMMS-012
W56HZV-08-C-0525 MTU-AMMS-013
W56HZV-09-C-0477 WD TSS-003
W56HZV-09-C-0477 WD TSS-003
HR0011-09-C-0076
184,985
58,614
20,552
116,211
364,683
59,217
30,664
82,429
75,459
436,641
412,632
133,240
851,234
(1,000)
140,405
82,121
(83)
703,917
191,197
68,680
5,144
105,731
243,308
178,880
39,239
130,649
60,000
2,230
79,651
Continued
-20-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with no CFDA Number - Continued
U.S. Department of Defense - Continued
12.unk
No CFDA Number - Continued
OFFIC-CISSIC-Yr1&2-6.1Atmosphrc Sns
OFFIC-CISSIC-Yr3-Atmospherc Sensing
OFFIC-FNR-Boatview
OFFIC-HURRT
OFFIC-MRAP Vehicle Protection
OFFIC-MTRI-Yr 3 Atmospheric Sensing
USAIR-LACOSTE (Ph II)
USAIR-MTRI-Bistatic RadarSat
USAIR-MTRI-RadarSet GMTI
USAIR-MTRI-Windmill RADAR
OFFIC-Powerline Sensor Maturation
OFFIC-MuSTI-Study Struc Resp Mat
OFFIC-MTRI River Sentinel
OFFIC-MTRI RF Sensing
E3SPA - Movie Creation
USAIR-Lumsdaine USAFA IPA
OFFIC-Power Line Comms
USARM-EPSSI-FNR-CHARTS Data Study
USARM-FNR-CHARTS Data Study
OFFIC-Riverine Imaging
OFFIC-Riverine Imaging - Thelen
OFFIC-SURGE II - VEA
OFFIC-SURGE II - GVPM
OFFIC-SURGE II-XT161 Insp Proc
TACOM-Assured MBII-Iron Scrape Dev
TACOM-Assured MBII-Noise & Vibes
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
W911NF-06-2-0029
W911NF-06-2-0029
HR0011-09-C-0067
W911NF-06-2-0029 MOD NO P00005
P00003 P00004 W911NF-06-2-0029
W911NF-06-2-0029
FA8750-05-C-0237 P00007
FA8750-05-C-0237 P00007
FA8750-05-C-0237 P00007
FA8750-05-C-0237 P00007
W9132T-10-C-0026
W911NF-09-2-0026
FA8750-05-C-0237 P00007
FA8750-05-C-0237 P00007
FA8750-05-C-0237 P00007
4/13/10 ASSIGNMENT AGMT
W15P7T-06-D-P228/0003
W912HZ-10-C-0021
W912HZ-10-C-0021
W911NF-10-2-0069
W911NF-10-2-0069
W56HZV-09-C-0477 MTU-TSS-004
W56HZV-09-C-0477 MTU-TSS-004
W56HZV-09-C-0477 WDMTU-TSS-005
W56HZV-08-C-0525 MTU-AMMS-014
W56HZV-08-C-0525 MTU-AMMS-015
Total U.S. Department of Defense
U.S. Department of Interior
15.unk
No CFDA Number
USPAR/ESC - Wolf-Moose Monitoring
USPAR-ESC-FFC-Invas Plnts-Pict Rock
USPAR-ESC-FFC-Invs Plants-Pict Rcks
USPAR-ESC-FFC-Isotope Analys Use Cg
USPAR-ESC-FFC-Wolf Moose Monitoring
USPAR-ESC-Impacts of Alum Toxicity
USPAR-RSI-Zooplankter Park
USPAR-ESC-FFC-Vernal Pools Pic Rcks
USGEO-Soil Moisture Biomass Alaska
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
H6000C02000-J631005N004/001&2
H6000082000 TASK J6320080002
H6000082000 TASK J6320080002
TASK AGMNT J6480070586/0001
H6000C02000-J631005N004/001&2
J5460070154/0003
H6000082000 TASK J6067080012
H6000082000 J6320096201
ORDER NO. G10PX00542
31,522
(3,501)
40,949
453
49,316
8,481
82,441
15,549
14,110
239,320
-n/a-n/a-n/a-
DTFH61-07-P-00241
DTOS59-10-H-00001
DTOS59-10-H-00001
Total U.S. Department of Transportation
National Aeronautics and Space Administration
43.unk
No CFDA Number
NASA/RSI - Ice Nucleation
NASA-GRA-Ice Nucleantion of Org Cmp
USNAS-Carbon Emissions fr Wildfire
USNAS-CSERI-Pic of the Day
USNAS-MuSTI-Spnr Multi Grpht Epxy
USNAS-NSR-APS-Micrograv Terrest Env
USNAS-RSI-Biomass Burning
USNAS-NSR-APS-Micr Grav/Terrest Env
USNAS-Est Emission Volcan
USNAS-EPSSI-Vald OMI L2 Sulfur Diox
(6,380)
459,818
321,269
9,250
174
5,600
57,627
34,885
84,673
158,003
77,125
58,323
397,775
31,008
148,323
924
128,136
4,486
6,000
5,187
2,156
677
20,371
2,255
31,903
96,434
6,992,632
Total U.S. Department of Interior
U.S. Department of Transportation
20.unk
No CFDA Number
USTRA-MTTI-Taking Action-Traffic Sf
USTRA-MTTI-Bridge Cond Assessmnt RS
USTRA-Bridge Cond Assessment RS
$
33,845
92,571
124,406
250,822
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
NNG04GR41G SUPPL 1
NNG04GR41G SUPPL 1
NNX08AK69G
NNX09AD32G
NNX07AU58A
NNC04GB52G-SUPPL NO. 1-4
NNX07AR26G
NNC04GB52G-SUPPL NO. 1-4
NNX08AF80G
NNX09AJ40G
43,031
194
137,981
57,289
79,969
6,552
124,948
128
58,334
71,535
Continued
-21-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Direct Programs with no CFDA Number - Continued
National Aeronautics and Space Administration - Continued
43.unk
No CFDA Number - Continued
USNAS-APSRC-Heat Trans Evap Films
USNAS-MuSTI-Mdl Polymer Nanocompost
USNAS-Vulnerability NA Boreal Peat
USNAS-Feasibility of Map
USNAS-Multi-Scale Water Quality Grt
USNAS-Impact Implication Fire Tund
USNAS-IMP-FNR-NDS MMC Samples
USNAS-APS-Flight Exp & 2 Phase Sys
Pass-through
Contract
Federal
Entity
Number
Expenditures
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
NNX09AM31G
NNX09AM50A
NNX09AM15G
NNX09A017G
NNX09AU88G
NNX10AF41G
ORDER NO NNG10RD08P
NNX10AJ59G
Total National Aeronautics and Space Administration
6,601
45,424
120,636
75,015
128,385
21,224
12,490
35,486
1,025,222
National Science Foundation
47.unk
No CFDA Number
NATIO-NSF-CAREER-Model-Nxt-Gen-Sys
NATIO-NSF-GRA-CAREER-Mdl-Nxt-Gen
NSF-Morph/Stability/Paleointensity
NSF-MTTI-DRU Collaborative Research
NSF-MTTI-REU-DRU Collaborative Rsch
NSF-RSI-Air Snowpack Exch
NSF-RSI-Air Snowpack Exchanges
NSF-REU-Morphology Stability Pale
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
CCF-0643664
CCF-0643664
EAR-0711453
SES-0624118
SES-0624118
ARC-0713992
ARC-0713992
EAR-0711453
Total National Science Foundation
10,838
48,349
89,438
48,691
1,502
51,702
(2,958)
5,413
252,975
U.S. Department of Energy
81.unk
No CFDA Number
USENE-CNLM-Allen-Ctr Rsch Nano Mtl
USENE-CNLM-Center Rsch Nano Mtl
USENE-CNLM-Ctr Rsch Nano Mtl
USENE-CNLM-GRA-Ct Rsch Nano
USENE-ESC-Yr 1&2- Midwest Center
USENE-RSI-Yr11-High Energy
USENE-Yr 10-Hgh Energy Astrophysics
USENE-ESC-Subs NICCR
USENE-ESC-FFC-Yr 3-Midwest
USENE-ESC-FFC-Yr 4-Midwest
USENE-RSI-Yr12-High Energy
SAVAN-IMP-Fabricate Glass Samples
-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-n/a-
DE-FG36-08GO88104
DE-FG36-08GO88104
DE-FG36-08GO88104
DE-FG36-08GO88104
DE-FC02-06ER64158 A005
DE-FG02-99ER41107-AMD A008
DE-FG02-99ER41107-AMD A008
DE-FC02-06ER64158 A005
DE-FC02-06ER64158 A005
DE-FC02-06ER64158 A005
DE-FG02-99ER41107-AMD A008
MTU CO & PO #AC73313A
Total U.S. Department of Energy
(5,874)
157,960
201,563
19,744
(3,206)
236,899
(18,612)
1,086,870
61,516
1,894
71,284
3,963
1,814,001
Total Research and Development Programs - Direct Programs with no CFDA Numbers
Pass-through Programs with no CFDA Numbers
U.S. Department of Defense
12.unk
No CFDA Number
BMTDE-MuSTI-Cr Pnd Ctrl Sys Des Dem
DCMRS-CISSIC-FNR-Next Gen Sensor
ERCIN-FRC Translation for Space Prp
INTEG-LR Target Id SBIR
INTEG-RF Tomography IED Threat Redn
SETCO-MTRI-Constr Sparse Inverse
UNIVE-CISSIC-Frame/Arch Human Robot
VIOIN-Develop Wearable POV Vid Sys
DYNET-MYRIAD Task Order 005 Hybrid
AEROP-Peregrine SBIR
DECIS-MTRI-Alg All-Weather Imaging
GEORG-Advanced Electromag Sys Amd 6
GEGLO-IEM-Model Sim Nanodielectric
IAI-MTRI-RF Tomography Phase 2
IAI-MTRI-Long Range Target ID Ph2
$
11,211,315
BMT Designers & Planners Inc
DCM Research Resources, LLC
ERC, Inc.
Integrity Applications Incorporated
Integrity Applications Incorporated
SET Corporation
University of Michigan
V.I.O., Inc.
Dynetics, Inc.
Aerophysics
Decisive Analytics Corporation
Georgia Institute of Technology
GE Global Research Center
Integrity Applications, Inc.
Integrity Applications Incorporated
#N00178-04-D-4023-25 TI039
DCM SUBCONTRACT #005-1
SUBCONTRACT & PO #RS090332
IAI AGREEMENT
SUBCNTRCT#FA8650-09-M-1549-01
SUB #SET-2007-0021
SUBCONTRACT #3001058153
MTU AGREEMENT 080908
DYNETICS PO #PB000802
SUBCONTRACT AGREEMENT
PO 2242001001
SUB #D-5810-S1 AMD 6
GE PO #400017739
FA8650-10-C-1718-01
FA8650-10-C-1704-01
75,891
281
17,928
11,760
15,942
36,247
24,995
16,871
108,595
13,742
6,926
28,852
41,380
6,872
5,885
Continued
-22-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Continued)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Pass-through Programs with no CFDA Numbers - Continued
U.S. Department of Defense - Continued
12.unk
No CFDA Number - Continued
SERCO - X-6
SCIEN-Next Gen Mod 12
MOTTC-MuSTI-SWO-IOFIS Phase 1
ACADE-REAP 2009
ACADE-REAP 2009 9-1-09 102, 130,129
GENER-Lightweight Steel Track Marin
BATTE-Counter RPG
INCIT-BRC-Sp-Biofuel fr Algae Arays
EE SD-C/MIT Lincoln Lab/RHESM/FPT
CRAFT-MuSTI-Shp Lnchd Aerial Del Sy
GENER-SRVS
SCIEN-MTRI-DO4
SCIEN-Visibuilding (VB111) P2
TELED-CISSIC-EXACTO
HELIO-MDA Phase 1 SBIR
MATSY-IEM-Enthalpy Release Struct
SCIEN-MTRI-DO4- P 1-5
SCIEN-FNR Info Fusion Test Bed Tech
MISCE-CONFIDENTIAL-Nickel
SCIEN-Visibuilding VB111 Task 2
SCIEN-Visibuilding VB111 Task 3
SCIEN-Visibuilding VB111 Task 4
SCIEN-Visibuilding VB111 Task 5
CONFIDENTIAL
SCIEN-FNR-Info Fusion Test Bed
Pass-through
Contract
Federal
Entity
Number
Expenditures
Serco Services Inc.
Science Applications International Corporation
Mott Community College
Academy of Applied Science
Academy of Applied Science
General Dynamics
Battelle Columbus Operations
Incitor Incorporated
MIT
Craft Engineering Associates Inc
General Dynamics Advanced Information Systems
Science Applications International Corporation
Science Applications International Corporation
Teledyne Scientific Company, LLC
Helios Remote Sensing Systems
MATSYS Inc.
Science Applications International Corporation
Science Applications International Corporation
Miscellaneous Customers & Grantors
Science Applications International Corporation
Science Applications International Corporation
Science Applications International Corporation
Science Applications International Corporation
Science Applications
Science Applications International Corporation
AUTHORIZATION TO PROCEED
SUB #4400141917 MOD 12
MTU/MCC AGREEMENT
CHECK #1149 06/18/09
REAP AGRMT 09-105,130,129
GD PO #40076930
SUB AGRMT #TCN 09175
INCITOR AGMT #6-09
-n/aMTU SBIR AGRMT & PO #X0602
SUB #200791Y10
SUB #4400149824
SAIC SUB #4400154387 MOD 3
TELEDYNE #G9U572791
SUB #1065-S01-HRSSI
MATSYS AGRMT #SA-09-11
SUB #4400149824
SUBCONTRACT #P010025638
SUBCONTRACT #P010028631
SAIC SUB #4400154387 MOD 3
SAIC SUB #4400154387 MOD 3
SAIC SUB #4400154387 MOD 3
SAIC SUB #4400154387 MOD 3
P010038798
SUBCONTRACT #P010025638
Total U.S. Department of Defense
U.S. Department of Interior
15.unk
No CFDA Number
WISCO-No Wi Lakes Lakeshore Rest Pr
WISCO-FFC-ESC-No WI Laks Sh Rest P6
WISCO-FFC-ESC-No WI Laks Sh Rest P7
WISCO-FFC-ESC-Lakeshore Restoration
78,000
8,383
46,874
5,200
3,914
201,070
672,378
105,226
12,634
48,115
10,482
26,904
76,729
74,093
475
29,277
81,308
10,000
114,635
104,551
117,351
61,763
5,621
5,405
23,533
2,336,088
Wisconsin Dept of Natural Resources
Wisconsin Dept of Natural Resources
Wisconsin Dept of Natural Resources
Wisconsin Dept of Natural Resources
PO #NMI00000117
PO #NMJ00000167
PO#NMJ00000225 & PO#NMA0000039
PO#NMJ00000225 & PO#NMA0000039
Total U.S. Department of Interior
U.S. Department of Transportation
20.unk
No CFDA Number
MINNE-MTTI-Field Eval Rigid Pv Curl
MITRA-MTTI-Carbon Emsns Rd Constrtn
MITRA-MTTI-Cntr for Structural Dur
MITRA-MTTI-GRA-Warm Mix Asphalt Evl
MITRA-MTTI-Hydrated Paste Cement
MITRA-MTTI-Recycled Concrete
MITRA-MTTI-Warm Mix Asphalt Eval
MITRA-MTTI-Concrete Pavements
MITRA-MTTI-Ctr Structural Durabilit
MITRA - Alternative Materials
MITRA-MTTI-Local Road Safety
WISCO-MTTI-CIP Piling Properties
MITRA-ARRA-Energized Crane
MISSI-Env Corridor Planning
MITRA-MTTI Dev Test Fine,Course Ags
MITRA-MTTI-CS-Dev Test Fine,Course
NATIO-MTTI-Fly Ash Specs Hwy Concre
OHIOS-Border Crossing & Gateway
OHIOS-Border Crossings & Gateways
UNIVE-MTTI-MModal Grnhse Opt Tmb Sh
$
(272)
6,228
58,441
9,393
73,790
Minnesota Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Michigan Department of Transportation
Wisconsin Department of Transportation
Michigan Department of Transportation
Mississippi State University
Michigan Department of Transportation
Michigan Department of Transportation
National Academies
Ohio State Univ Research Foundation
Ohio State Univ Research Foundation
University of Wisconsin-Superior
Total U.S. Department of Transportation
CONTRACT #89258 WO NO. 1
2006-0414 AUTHOR Z22
2006-0414 AUTHORIZATION 18
2006-0414 AUTH 21
2006-0414 AUTH 10 JOB#108484
CONTRACT 2006-0414 AUTH 12
2006-0414 AUTH 21
2003-0063 #20/R1 JOB #101997
2006-0414 AUTHORIZATION Z18R1
2009-0750 AUTH Z1
2009-0750 AUTHORIZATION Z3
PROJECT ID: 0092-09-04
EMAIL FROM J COOPER 9/1/09
191000-363813-01
CONTRACT #2006-0414 AUTH. 8
CONTRACT #2006-0414 AUTH. 8
NAS CONTRACT #HR 18-13 MOD #2
PO RF01096863/PJT 60011901
PO RF01096863/PJT 60011901
UNIVERSITY #144-051041-4
39,062
90,195
8,121
23,041
65,930
106,017
63,011
15,914
20,082
55,587
17,866
35,606
1,249
36
12,418
11,632
177,471
81,886
13,092
40,091
878,307
Continued
-23-
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Expenditures of Federal Awards (Concluded)
For the Year Ended June 30, 2010
CFDA
Number
Federal Program Name
Research and Development Programs - Continued
Pass-through Programs with no CFDA Numbers - Continued
National Aeronautics and Space Administration
43.unk
No CFDA Number
UNIVE-APSRC-MSGC-Sp-Defl-Det RF Pls
UNIVE-CHANGES IN FFT P3
UNIVE-Impact of Fire & Insect Dstrb
UNIVE-MSGC-Sp-Launch Veh Vibe Damp
UNIVE-MSGC-Sp-Microsatel Constelatn
NATIO-Linking NASA Sat Data
UNIVE-MuSTI-MSGC-Sp-Nano Mtsl H Sto
UNIVE-MSGC-Sp-Infred Spc Tr Volc Pl
UNIVE-MSGC-Sp-Biomtic Des LD Foams
UNIVE-MSGC-Sp-Astronaut Antiox Dev
UNIVE-ADVANCE-Exp & Use ASTER URP
UNIVE-MSGC-BRC-FNR- Mental Stress
UNIVE-MSGC-ESC-FNR-Patchy Ecosystem
UNIVE-MSGC-FNR-Structural Fiber Sen
Pass-through
Contract
Federal
Entity
Number
Expenditures
University of Michigan
University of Maryland, College Park
University of Maryland, College Park
University of Michigan
University of Michigan
National Institute of Aerospace
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Pittsburgh
University of Michigan
University of Michigan
University of Michigan
U OF M MSGC CK #2000433
SUBAWARD NO Z627202 AMEND C
SUBAWARD NO Z638701
U OF M CK #2000433
U OF M CK #2000433
X09-7059-MTU
U OF M CK #2000433 MSGC
U OF M CK #2000433
U OF M MSGC CK #2000433
U OF M MSGC CK #2000433
AWARD #0008149
CHECK #2214175
CHECK #2214175
CHECK # 2214175
$
Total National Aeronautics and Space Administration
National Science Foundation
47.unk
ARRA- No CFDA Number
INTEG-ARRA-Optical Band Gap Mtls Dv
U.S. Environmental Protection Agency
66.unk
No CFDA Number
LESKT-IMP-Tailings to Shingles Ph 2
U.S. Department of Energy
81.unk
No CFDA Number
ARGON-APS-Internal Comb Engines
ARGON-EcoCAR NeXt Challenge
LAWRE-PERC-Broadbd over Powerline
UCHIC-Argonne Guest Gr Appt Yr 3
AMERI-SFI-C5 Ferment Improve
LOSAL-RSI-FNR-Iso Trac Climate Rel
LOSAL-EPSSI-Collection Carbonaceous
MIECO-SFI-FFC-Task C7
MIECO-SFI-FFC-Task A1
MIECO-SFI-Frst Bio Task B4
MIECO-FFC-SFI-Bio Tsk A2
MIECO-SFI-FFC-Bio Task B3
MIECO-SFI-Task B1-Biofuel
117,234
Integrated Photonics Inc
P.O. NO. NJ1374
61,317
Lesktech, Limited
MTU AGREEMENT #071032
10,315
Argonne National Laboratory
Argonne National Laboratory
Lawrence Livermore National Security, LLC
UChicago Argonne, LLC
American Process Incorporated
Los Alamos National Laboratory
Los Alamos National Laboratory
Michigan Economic Development Corporation
Michigan Economic Development Corporation
Michigan Economic Development Corporation
Michigan Economic Development Corporation
Michigan Economic Development Corporation
Michigan Economic Development Corporation
SUBCONTRACT #8F-01921 M005
AM SOC FOR ENG ED INC.CK 45152
LLNS SUBCONTRACT #B579701
SUB #7F-00961 M0002/75-00961
MTU SUBAWARD
77219-001-009
SUBCONTRACT #85842-001-10
DOC-2105 AND PO 1672
DOC-2105 AND PO 1672
DOC-2105 AND PO 1672
DOC-2105 AND PO 1672
DOC-2105 AND PO 1672
DOC-2105 AND PO 1672
30,037
11,691
92,878
42,858
15,988
28,249
10,545
38,288
16,120
22,706
3,758
2,746
1,310
Total U.S. Department of Energy
U.S. Department of Education
84.unk
No CFDA Number
UNIVE-Const Mgmt Yr 3
HIGHE-CWS-ADV ACCT-Chiapas Oaxaca
317,174
University of Washington
Higher Education For Development
GRANT #614064
SUB COOP AGMT DTD 2/16/09
48,194
12,575
Total U.S. Department of Education
U.S. Department of Health and Human Services
93.unk
No CFDA Number
CFDRE-BRC-NP Agts In Vivo Tumor Img
MATSY-IEM-Struct Reactive Mtls Chrc
4,396
3,178
13,713
4,946
2,375
27,452
4,713
4,252
4,796
5,000
40,245
1,530
80
558
60,769
CFD Research Corporation
MATSYS Inc.
CDFRC SUBCONTRACT #961
HDTRA1-07-C-0001 SUBCONTRACT
4,368
4,030
Total U.S. Department of Health and Human Services
8,398
Total Research and Development Programs - Pass-through Programs with no CFDA Number
3,863,392
Total Research and Development Programs
27,676,316
Total Expenditures of Federal Awards
$
See accompanying notes to schedule of expenditures of federal awards.
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77,614,499
MICHIGAN TECHNOLOGICAL UNIVERSITY
Notes to Schedule of Expenditures of Federal Awards
1. BASIS OF PRESENTATION
The accompanying Schedule of Expenditures of Federal Awards includes the federal grant activity of
Michigan Technological University and is presented on the accrual basis of accounting.
The information in this schedule is presented in accordance with the requirements of OMB Circular
A-133, Audits of States, Local Governments, and Non-Profit Organizations. Therefore, some amounts
presented in this schedule may differ from amounts presented in, or used in the preparation of, the
financial statements.
2. SUBRECIPIENTS
Of the Federal expenditures presented in the schedule, Michigan Technological University provided
federal awards to subrecipients, as follows:
Program Title
CFDA
Number
Amount Provided
to Subrecipients
Grants for Agricultural ResearchCompetitive Research Grants
10.206
Forest Health Protection
10.680
186,850
U.S. Department of Defense
12.unk
540,206
Secure Rural Schools and Community
Self-Determination
15.234
21,210
U.S. Department of Transportation
20.unk
151,033
National Aeronautics and
Space Administration
43.unk
30,450
National Science Foundation
47.unk
827
Engineering Grants
47.041
22,012
Geosciences
47.050
19,286
Biological Sciences
47.074
38,708
Education and Human Resources
47.076
846,262
Trans-NSF Recovery Act Research Support
47.082
1,226
Office of Science Financial Assistance
Program
81.049
1,525,092
U.S. Department of Energy
81.unk
37,631
-25-
$
25,981
MICHIGAN TECHNOLOGICAL UNIVERSITY
Notes to Schedule of Expenditures of Federal Awards
Program Title
CFDA
Number
Amount Provided
to Subrecipients
Renewable Energy Research and
Development
81.087
Fund for the Improvement of Postsecondary
Education
84.116
15,934
U.S. Department of Education
84.unk
11,562
Improving Teacher Quality State Grants
84.367
4,662
Trans-NIH Recovery Act Research Support
93.701
85,065
Child Health and Human Development
Extramural Research
93.865
17,580
*****
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$
23,157
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Findings and Questioned Costs
For The Year Ended June 30, 2010
SECTION I – SUMMARY OF AUDITORS’ RESULTS
Financial Statements
Type of auditors’ report issued:
Unqualified
Internal controls over financial reporting:
Material weakness(es) identified?
yes
x
no
Significant deficiency(ies) identified?
yes
x
none reported
yes
x
no
yes
x
no
Noncompliance material to financial
statements noted?
Federal Awards
Internal control over major programs:
Material weakness(es) identified?
Significant deficiency(ies) identified?
x
Type of auditors’ report issued on compliance
for major programs:
yes
none reported
Unqualified
Any audit findings disclosed that are required to be
reported in accordance with Circular A-133,
Section 510(a)?
x
yes
no
Identification of Major Programs
CFDA Number(s)
Name of Federal Program or Cluster
84.007, 84.033, 84.038, 84.063, 84.268, 84.375, 84.376
Various
11.300
Student Financial Assistance Cluster
Research and Development Cluster
UPPCO Renovation
Dollar threshold used to distinguish
between Type A and Type B programs:
$ 2,328,435
Auditee qualified as low risk auditee?
x
-27-
yes
no
MICHIGAN TECHNOLOGICAL UNIVERSITY
Schedule of Findings and Questioned Costs (Concluded)
For The Year Ended June 30, 2010
SECTION II – FINANCIAL STATEMENT FINDINGS
None
SECTION III – FEDERAL AWARDS FINDINGS
Finding 2010-1 –
Immaterial Noncompliance/Significant Deficiency in Internal Control over
Compliance
Various U.S. Departments and Agencies
Various CFDA #’s Research and Development Cluster
Procurement, Suspension and Debarment
Criteria. OMB Circular A-133, requires non-federal entities entering into a covered transaction with an
entity at a lower tier to verify that the entity at the lower tier is not suspended or debarred or otherwise
excluded. This may be accomplished by 1) checking the Excluded Parties List System at www.epls.gov;
or 2) collecting a certification from the entity; or 3) adding a clause or condition to the vendor's contract.
Condition. During our audit, it came to our attention that the University has procedures in place to check
the extended parties list system at http://www.epls.gov/ for consultants and subrecipients. However, the
University does not check the system for other types of vendors.
Cause. This appears to be a simple oversight of program requirements.
Effect. As a result of this condition, the University was exposed to an increased risk that it might
unintentionally disburse federal funds to a suspended or debarred party.
Questioned Costs. No costs were required to be questioned as a result of this finding, inasmuch as no
actual disbursements to suspended or debarred parties were identified during our audit.
Recommendation. We recommend that the University check the extended parties list system to verify
that all vendors receiving at least $25,000 in federal funds are not suspended or debarred. We also
recommend that the University document this verification.
View of Responsible Officials. The University will begin including a clause or condition to purchase
orders.
SECTION IV – SUMMARY OF PRIOR AUDIT FINDINGS
None
******
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