-. ---· _..._____ . .... ... ..._. ... ._, . - . . ··--· -· . .. .. . . ....... � � I ·- ANUCNSV-TM-146 Energy from Biomass: Building on a Generic Technology Base Proceedings of the Second Technical Review Meeting April 23-25, 1984 OpPr.lll'Ci hv THF lJt,JIVERSIT'! OF CHIC.�C.O for U.S. DFPARTMFNT OF FNFRl.Y 125 CULTURE OF RED ALDER (ALNUS RUBRA) DeBell, M. A. Radwan, D. S. IN BIOMASS PLANTATIONS C. A. Harrington, and D. L. Reukema USDA Forest Service, Pacific Northwest Forest and Range Experiment Station Olympia, Washington. ABSTRACT Inherent biological traits .of red alder make it well-suited for culture in biomass plantations, but silvicultural information and management experience for the species are scant. A research program at the USDA Forest Service Forestry Sciences Laboratory, Olympia, Washington, has shown that the species is responsive to spacing control, fertilization, and genetic selection. Although biomass production systems envisioned for most other hardwood species involve close spacings, regeneration, very short rotations, and coppice we recommend that red alder plantations be established at relatively wide spacings (1.8 rotations of 10 to 15 years, x 1.8 m or wider), be managed on longer and be regenerated after harvest by planting. lliTRODUCTION This paper describes recent research by the USDA Forest Service on increasing the productivity of· red alder (Alnus rubra Bong.) in biomass plantations in the Pacific Northwest. ·The research is part of the Short Rotation Woody Crops Program of the U.S. Department of Energy and involves cooperative studies with the University of Washington, Corporation, Crown Zellerbach State of Washington Department of Natural Resources, and Washington Irrigation and Development Company. JUSTIFICATION AND GENERAL OBJECTIVES Our research is focused on red alder because we believe alder's inherent biological traits make it an ideal candidate for use in bioenergy plantations in the Pacific Northwest. Red alder exhibits rapid juvenile growth and thus quick development of biomass. Its early sexual maturity provides opportunities for rapid genetic gains using selective breeding. The ability of red alder to fix atmospheric nitrogen is extremely desirable 1 because it eliminates the need for application of synthetic nitrogen fertilizers--the most energy-expensive of all management treatments (except Of s veral hardwood species native to the Pacific Northwest, irrigation). re alder is the most abundant and occurs naturally over the widest range of soil and site conditions. Pure stands of red alder now occupy about 1.2 million ha of forest land in Oregon and Washington. In addition, millions of hectares now occupied by conifers as well as most marginal farmland west of the Cascade Range in these states appear suitable for growing alder and are potentially available for producing bioenergy crops. 126 Alder production has received little attention to date in the conifer-dominated forest economy of the Pacific Northwest. Much of the information needed to manage the species effectively is lacking. We have therefore developed an integrated program of studies to: ( 1 ) assess the influence of cultural practices on tree growth and stand development, ( 2 ) examine genetic variability within the species, and ( 3 ) develop too ls for predicting the relative productivity of land for short-rotation alder plantations. Results from these investigations will be used to develop guidelines for crop management, to design programs for tree ( genetic ) improvement, to select appropriate sites for plantation establishment, and to estimate future yields from biomass plantations. SELECTED STUDIES AND RESULTS The Forest Service research effort consists of approximately 20 studies. We have selected some examples from our work in spacing, coppicing, nutrition, genetic variation, and productivity assessment to illustrate the nature of the research and the potew.tial for manipulating red alder in plantations. Spacing Knowledge of the effects of spacing or stand density on growth and development of trees and stands is required to guide intensive management activities for any species. Such information is scant for managed red alder stands. Our oldest spacing trial is located in northwest Oregon at 300-350 m elevation on a site formerly occupied by Douglas-fir ( Pseudotsuga menziesii (Mirb. ) Franco ) . Spacing treatments of 0.6 x 1. 2 m, 1. 2 x 1 . 2 m, 1. 2 x 1. 8 m, ,1. 8 x 1.8 m, and 2. 7 x 2. 7 m were replicated twice on plots 0 . 04-ha or larger. The plots were planted in winter 1974-75 with container-grown seedlings. Data regarding stand st!ucture and yield 9 years after planting are presented in Table 1. Number of trees planted varied from about 130 0 trees per hectare in the 2. 7- x 2. 7-m spacing to nearly 12, 0 0 0 trees per hectare in the 0.6- x 1. 2-m spacing. At age 9, mortality ranged from less than 10% in the two widest spacings to 54% in the 0. 6- x 1. 2-m spacing. Diameter was significantly affected by spacing; mean diameter for the widest spacing was 68% larger than for the closest spacing. Height averaged 12. 4 m and was not significantly influenced by spacing. Total above-ground dry yields were similar for the four closest spacings at 62 to 67 t/ ha, and are equivalent to mean annual dry yields of 6.9 to 7.5 t/ ha. Total yield at the widest spacing was 53 t/ ha, about 17% less than the average of yields in the four closer sǘcings. Differences among spacings in per hectare characteristics diminished substantially between years 7 and 9. 127 Table 1. Stand Characteristics of Red Alder Plan'tings at Age 9 Planted spacing (m) Stand characteristic 0.6 X 1.2 .Trees per hectare Planted 11, 9 18 5, 444 Surviving Average diameter (em) 7.1 Mean height (m) 11.6 Total live, above-ground, 65 dry yield (t/ha) NA = 1.2 X 1.2 6, 586 4, 870 7.6 11.5 67 ' 1.2 X 1.8 4, 272 3, 047 8.9 12.3 63 1.8 X 1.8 2, 989 2, 722 9.4 13.2 62 2.7 X 2.7 NA 1, 272 11.9 . 12.5 53 not available Trends in quadratic mean diameter indicate that the difference between the widest spacing and the four closest spacings is becoming greater (Fig. l); and the closest spacings are maintaining their relative ranking. Height measurements show that trees attained breast-height during the second growing season, but diameter at breast height was not measured until year 4. At that time, mean diameters varied among spacings by 0.76 em. Differences increased to about 2 em by age 5, to nearly 4 em by age 7, and to nearly 5 em by age 9. Diameter growth at all spacings appears to be continuing at a relatively constant rate. Patterns of above-ground dry matter production are shown in Figure 2. Fivefold differences among spacings at year 4 (3.5 to 17.2 t/ha) diminished substantially by age 7 (27.5 to 37.7 t/ha), and were even less by age 9 (53.4 to 67.3 t/ha). Periodic annual increment from age 4 to 7 years averaged 8.3 t/ha, ranging from 6.8 t in the closest spacing to 9.8 t in the 1.8- x 1.8-m spacing. Periodic annual increment for the past 2 years (age 7 to 9) has averaged 13.8 t/ha, and variation among spacings has diminished (13.0 to .14.9 t/ha). Moreover, current annual production has not peaked; thus the stands are still in a highly productive stage. Findings to date indicated that diameter growth of individual alder trees was very sensitive to spacing, but current dry matter production per hectare at age 8 or 9 was rather similar across a wide range of spacings. Current production has accelerated greatly in all s·pacings during the last 3 to 4 years, thus suggesting rotations of 6 years or longer would be necessary to capture the species' growth potential. Finally, the mean annual yields of 7 to 8 t/ha and current production rates of 13 to 15 t/ha in this trial were obtained without fertilization, pre-planting herbicide applications, or any post-planting weed control. With such treatments and somewhat longer rotations of 10 to 15 years, yields would likely be much higher. 128 0 E 12 10 %" )' ( $ -··% +' " *+ ,Jv t-l$1 f:l & e;f # r:. !��� tl i i I # r; !:c ,i: .diii * = ! ..., ., '" tO •• ' :r. /_. r• E I ] f:i .. . • ,q ;e E -·-- \ 0 .. > " . . • 2 •• · •• ü • Age (ynl s 11 e . = = = ·- ..M. · �--�--�----�h 2 {.j :.þ. ;:, t:!! iJ ·,j: •. 11 Figure 1. Quadratic Mean Diameter as Related to Plantation Age and Spacing: A= 0. 6 X 1.2 m; B = 1.2 X 1.2 m; C = 1.2 X 1.8 m; D. = 1.8 X 1.8 m; E= 2. 7 X 2. 7 m r .:;ÿ s-'1 ý· ..= = 2 o ;.·:·:-: p·,;. .J ' •• o.a.1.2 t.2a1.1 u.au Planted Spacing t.h u (m) -. . . X·"-': r� r: L = = . J.f•J.7 Figure 2. Total Above-Ground Dry Matter Production as Related to Spacing and Time Since Planting A new spacing trial--with larger plots, more replication, and a wider range in spacings.-.is now entering its third growing season. This trial will provide data for a more complete evaluation of .effects of both initial spacing and subsequent thinning. In-addition, a comprehensive productivity study involving spacing, fertilization, weed control, and irrigation treatments will be established next spring with seedlings of 20 to 30 half-sib (wind-pollinated) families. Coppicing Most proponents of the bf oenergy plantation concept advocate regeneration by coppicing or sprouting of stumps after harvest. We therefore conducted several studies to assess factors involved in sprouting of red alder stumps. Information has been collected on effects of tree age, stump height, season of harvest, and repeated harvest on sprouting success. A study to examine effects of tree age was established in 1982 in 24 natural ' stands. Stands ranged in age from 1 to 32 years and were located in both Oregon and Washington. One hundred trees in each measurement plot plus trees in a surrounding buffer area were cut in February, and sprout production was assessed for two growing seasons. Sprouting success (percent of stumps with sprouts after 2 years) was negatively correlated wit h tree age. Ninety percent or more of the stumps in 1- to 3-year-old stands had sp routs; but less than 75 percent of the stumps in stands older than age 6 had sprouts. Stumps in four of five plots in stands 15 years of age or older did not produce a single sprout that lived to the end of the second growing season. if ú·û'---..-----------"""' ,..-, ,.... ..,.. ,..__ _. ,..· ,... _ ,ey..., """"' ""'""" '"" "' -.. ....W. . _ ...--...,.... _ " ••-----,. .. t1'-rl""''"'""'" 'z+""' .... ""''"'"C_.O . .iiQ il.ll t...:illo.fl d\% lilillwdl ff"""""".-Bi't S ... __ T"" ___ 129 Another experiment assessed the influence of stump height and season of harvest on sprouting of 4-year-old saplings. Results are shown in Table 2. S prouting success was rather poor for stumps cut lower than 30 em and cut during the growing season (May, July, September); 50% or less of the stumps had live sprouts after 2 years. Sprouting was best if trees were cut in January; presumably, coppice regeneration would be reasonably successful if stumps were cut during the dormant season from November to March. Table 2. Percent of Red Alder Stumps With Sprouts After Two Growing Seasons by Stump Height and Month of Harvest Month of harvest Stump height Centimeters 0 10 30 50 70 September - - - - 15 10 40 70 90 - January - - - - - - -Percent15 50 70 90 95 July May 15 40 50 65 80 - - - - 0 5 35 80 85 A third study provided information on effects of repeated harvest on sprouting of red alder trees cut at age 2 and every 2 years thereafter. All harvests were made during winter and stumps were cut at 15 em. Essentially all (99. 6%) stumps sprouted following the first harvest. Sprouting success, however, declined with each successǖve harvest. Percentages of original stumps with live sprouts were 93, 76, 43, and 31% at the time of the second, third, fourth, and fifth harvests, respectively. These studies and other observations indicated that alder does not sprout as readily or as consistently as Populus, Salix, and some other hardwood genera and species. Sprouting of stumps cut during the growing season or in stands older than 6 years was too inconsistent to recommend coppice as a regeneration system for such conditions. Moreover, repeated coppicing of alder plants by dormant season harvests at 2-year intervals resulted in high mortality (> 50%) after three such harvests. Because of these coppicing traits .and other biological.and economic factors, we believe future research and management efforts in alder should be concentrated primarily on conventional management and regeneration systems rather than on coppice systems. In addition, somewhat longer rotations of planted trees (similar to pulpwood rotations in the South) would permit use of conventional harvesting equipment and would also substantially increase the area suitable and available for alder production. Red alder could be grown as a short-term, alternating crop on lands dedicated primarily to conifer management. 130 Nutrition and Fertilization Although nitrogen (N) requirements of alder are probably met through N2 -fixation, maximum growth and development also require adequate supplies of other essential elements. Amounts of certain elements may be limiting in some soils, and thus red alder on such sites may respond to appropriate nutrient amendments. We conducted several studies concerning nutrient status in natural stands and tested application of fertilizer to seedlings and saplings. Three studies of nutrient levels in soil, foliage, or leaf litter in natural (1) red alder stands have been completed. Principal findings were: exchangeable calcium (Ca) and magnesium (Mg) decreased substantially with increases in N content and concomitant decreases in pH of soils beneath alder stands, (2 ) foliar concentrations of several nutrients (especially phosphorus) decreased with stand age, and (3) phosphorus (P) content of leaf litter decreased with stand age. Such relationships suggest that growth of this N 2-fixing species might be limited by native levels of P, Ca, or other mineral nutrients in the soil and thus might be increased by application of non-nitrogenous fertilizers. These suggestions are supported by results from fertilizer tests conducted in the lathhouse at the Forestry Sciences Laboratory using potted seedlings and three different forest soils. In all three soils, seedling growth was increased substantially by application of P fertilizer. In one soil, good responses were also obtained from applications of Ca, Mg, potassium (K), and sulfur (S)-applied alone or in combination with P. In the other two soils, growth of alder was mostly reduced when these nutrients were applied alone or in mixture with P, presumably because native soil P was low and additions of most other fertilizers aggravated the P deficiency. A field fertilizer test was established in a 4-year-old plantation growing on a fourth and different soil. Treatments were: ( 1) no fertilizer, (2) 200 kg P/ha and 125 kg Ca/ha, applied as triple superphosphate (TSP), and (3) TSP plus 100 kg K/ha and 4Z kg S/ha, applied as K2 S04 . Measurements after 1 year indicated tbat h eight and diameter growth of alders receiving TSP was already somewhat greater than that of unfertilized trees; growth of trees receiving both TSP and K2S04, however, was slightly less than growth of the unfertilized trees. Such an early expression of treatment differences was surprising; based on work in established stands with other species, we anticipated that at least 2 years would be needed before response to TSP would be observed in these 4-year-old plantings. Although thƶ observation of reduced growth when TSP was combined with other nutrient amendments paralleled the findings in our lathhouse studies, similar effects did not persist beyond the first year in a fertilizer trial with a conifer species. The early results from the field trial coupled with the lathhouse tests and nutritional studies in natural stands suggest that growth of red alder can be enhanced substantially with non-nitrogenous fertilizers (especially P). The next logical step is the establishment of a series of trials on the major soils suitable for production of alder in the Pacific Northwest. 131 Genetic Variation Studies of genetic variation in red alder are being conducted by both the Forest Service and University of Washington T his presentation focuses primarily on the Forest Service studies--a 15-year-old provenance trial and a 5-year-old open-pollinated family inheritance test. • . The provenance trial was established in 1969 at the Cascade Head Experimental Forest, Siuslaw National Forest, near Lincoln City, Oregon, and consists of 10 seedling sources collected throughout the range of red alder. Locations included Juneau, Alaska, Sandpoint, Idaho, and eight well-spaced locations in Oregon, Washington, and southern British Columbia. Cumulative heights to age 15 for the test provenances are shown in Figure 3. Sources that were tallest at age 3 and 4 (e. g. , Concrete and Sequim, Washington) have continued their superiority. Diameter rankings are similar and have also remained rather constant since diameter was first measured at age 8. 50 ·15 40 Q) 01 Ill 'tl Q) •10 30 iO U- :o; .EQ) -Ill "" 01 ·a; :I: .. E 20 •5 10 Figure 3. Cumulative Height of Red Alder Provenances Mean annual production for the two best provenances (Concrete and Sequim) was 7. 8 and 6.3 oven-dry t/ha, respectively. Estimated periodic annual production (age 12-15) exceeded 10 t/ha for four of the sources. Differences among sources in biomass production were much greater than those for height and diameter. For example, the best and poorest growing provenances from Oregon and Washington differed at age 15 by 11% in height and.by 38% in diameter. Comparable differences for estimated total dry weight per hectare at age 15 and periodic annual production (age 12-15) amounted to more than 100%. The inheritance test consists of 33 seven stands located within a 40-km outplanting site. Five years after and farnil:r means ranged from 6.3 to open-pollinated (half-sib) families from radius oi the McCleary, Washington, planting, a ve rage tree height was 7.0 m, 8.0 m; average diameter was 7.1 em, and . . 132 family means range from 6.0 to 8.0 ern. Heights and diameters were not related to location of parent stands, but significant growth differences did occu:r among families within stands. Estimates of family heritability ( 7 years from seed, 5 years since outplanting) are 0.28 for height and 0.51 for diameter. Based on this work, we suggest that dry weight of biomass produced in shdrt-rotation red alder plantations can be increased by at least 20% using rather modest tree improvement programs. The University of Washington field trials to assess natural genetic variation in Oregon and Washington populations were outplanted 1 year ago. This work has demonstrated significant differences in growth traits among families; most of the variation is related to latitude and elevation. Tentative conclusions from the genetics work to date are: (1) substantial genetic gains can be made by selecting superior populations, (2 ) reproductive material can be moved over rather long distances and established successfully on mild coastal sites, and (3) within a limited geographic area, selection of families within stands may also lead to further genetic gains. Future work will consist of continuing the previously-mentioned studies; in addition, we plan to examine differences in family responses to cultural treatmen.ts in the comprehensive product! vity study. Differences in the accumulation and distribution of biomass and nutrients among selected families will be assessed in the University of Washington field trials.. Such information will help explain differences in early growth among families, will provide data on genetic variation in nutrition and efficiency of nutrient use, and will add to the general knowledge about opportunities and limitations for manipulating short-rotation crops of alder. Productivity Assessment One of the most important decisions a manager of biomass plantations must make is the selection of sites on which to plant and manage various species. Mistakes will be costly not only in biologic and economic performance of specifiƷ plantations but also in public perceptions of the bioenergy farm concept. A portion of our research was therefore devoted to developing a guide to evaluating site quality for red alder. Forty, well-stocked, even-aged, natural stands of red alder were selected to sample as wide a range as possible of site conditions. In each stand, a 0.1-ha plot was established and site index was estimated. Information was then recorded on local topography, soil, and vegetation. Soil samples were collected and analyzed for physical and chemical properties. Climatological data were obtained from pub_lished isohyetal maps. These data were summarized and analyzed to develop a guide for evaluating red alder site quality. The site evaluation guide uses 14 soil-site properties (Table 3) . The properties are divided into three groups or factors: (1) geographic and topographic position (including climatic characteristics), (2) soil moisture and aeration during the growing season, and (3) soil physical condition and fertility. Evaluation of potential site quality of an area requires determination of several characteristics of the actual location or position ' . 133 of the site and of various soil properties. Predicted site index is calculated by summing the site points for each property. The range in points assigned to each property is shown in Table 3 and is indicative of the relative importance of the property in this guide The exact number of points assigned will vary with characteristics of the property at each site; these characteristics are described in detail in the guide. • The site evaluation tables for red alder were designed to predict a maximum value of 40 (site index in meter s at 50 years). Factor 1 (Geographic Location and Topographic Position) at its maximum level can account for 20 site points or half of the maximum total number of points. The properties · and quickly in the field or evaluated in Factor 1 can be determined eaaily by using readily available information sources such as topographic maps or weather records. This factor might therefore be used by itself for a quick, preliminary screening of potential planting sites • .. When used properly, this method .. of site evaluation is fairly precise and accurate. The model was constructed with data from 25 of the 40 plots. The remaining 15 plots were used for independent verification. A chi-square test of accuracy indicated that true site index should be within + 2 m of the predicted value 95% of the time. Future work will include validation tests with data collected independently by other workers. Table 3. Soil-Site Properties Included in Red Alder Site Evaluation Guide and RaǗe of Points Assignable to Each Property Factor III: Factor I: Factor II: Geography /Topography Soil Moisture/Aeration perty Points , Soil Fertility/ Physical Condition Property Points Property Points Elevation 0 to 8 Internal drainage 0 to 4 Parent material 1 to 4 Physiographic position 0 to 5 Texture 0 to 3 Soil pH 0 to 2 Aspect and slope l · to 4 Soil depth 0 to 2 Organic matter 1 to 2 I Precipitation 0 to 3 (growing-season) Rock and -2 to 1 gravel content Special -3 to 0 hazards (frost, Depth to water table wind) 0 to 2 Bulk density - 2 to 0 134 CONCLUSIONS Our research has shown that red alder not only has some ideal inherent biological traits (rapid early growth, nitrogen fixation, wide adaptability) but also · that it can be very responsive to management. Research on spacing has indicated that individual tree size can be greatly increased by wide spacing with little reduction in yield, provided that rotations are 10 years or longer. Inadequate amounts of nutrients other than nitrogen are likely to limit production on some sites, and responses to fertilizer (especially phosphorus) have been substantial in our initial tests. Genetic variation among populations and within local stands suggests good opportunities for growth gains via tree improvement programs. Although red alder sprouts poorly, we do not consider this a major disadvantage. In fact, several factors point to the desirability of managing red alder by more conventional systems than by coppice systems. In addition to poor sprout production, these factors include: (1) gǕowth patterns--accelerated growth after year 6 and substantially increased tree sizes with wider spacings, (2) the opportunity to introduce improved genetic stock if stands are replanted after harvest, and (3) the possibility of using presently available harvesting equipment--use of existing equipment and larger-sized trees could result in lower harvesting and handling costs. Moreover, the ability to use more conventional equipment could g reatly increase the land area suitable and available for alder production in the Pacific Northwest; i.e., red alder could be grown as a short-term crop alternating with Douglas-fir on lands now dedicated exclusively to conifer production. In short, many factors suggest that more conventional (albeit short rotation) management systems are more appropriate for red alder in the Pacific Northwest than are the coppice systems usually· advocated for bioenergy plantations of other hardwood species in other regions. About this file: This file was created by scanning the printed publication. Misscans identified by the software have been identified; however, mistakes may remain.