Reprinted from PHARMACEUTICAL ENGINEERING® ISPE Update The Official Magazine of ISPE March/April 2006, Vol. 26 No. 2 Risk Management for Highly Hazardous Compound Manufacturing by Rochelle Runas, ISPE Technical Writer C an highly hazardous compounds, such as steroid hor mones and cytotoxics, be processed safely in multiproduct facilities? It is a controversial issue that a team of industry leaders have begun to tackle in hope of shifting away from the paradigm of separate production facilities. A team led by Stephanie Wilkins, President, PharmaConsult US, presented “Risk Management and High Hazard Compounds” on 25 January to nearly 40 FDA personnel in Rockville, Maryland. Lesley Burgess and Paul Wreglesworth of AstraZeneca, Nigel Hamilton of Sanofi-Aventis, Bruce Naumann and Ed Sargent of Merck, Andy Walsh of Hoffman-LaRoche, and Stephanie and Julian Wilkins of PharmaConsult US, demonstrated how a risk management approach can help define if and when certain products and processes need to be accommodated in dedicated or segregated facilities. “The FDA approached us at the June 2005 ISPE Potent Compounds Containment Seminar and asked us to provide them with education on this topic,” said Wilkins. “In general, the drugs in our industry are getting more and more potent, and so there is a concern for operator safety and crosscontamination.” “There is a trend heading toward separate production facilities, which would be traumatic to the industry, in terms of cost and time to market. Industry and regulators from around the world are struggling with this.” Last February, the European Agency for the Evaluation of Medicinal Products (EMEA) issued the “Concept Paper Dealing with the Need for Updated GMP Guidance Concerning Dedicated Manufacturing Facilities in the Manufacture of Certain Medicinal Products.” One of the proposals set out in this paper is that, “An expert agreement should be obtained when and for which ‘certain’ substances separate production buildings should be mandatory. At the same time, a definition of ‘exceptional cases’ should be given as to when production in campaigns may be acceptable in the same building.” Wilkins said industry leaders in the US and international organizations such as the European Federation of Pharmaceutical Industries and Associations (EFPIA) are concerned that the EMEA may be reinforcing the existing paradigm that high hazard substances immediately call for separate production facilities, when in fact, some of these substances can be processed safely in multi-product facilities. “The ‘exceptional cases’ should be those where physical and procedural controls cannot show the ability to control potential cross-contamination to acceptable levels, which would require separation or dedication of facilities,” Wilkins ©Copyright ISPE 2006 said. “Currently, we are basing decisions on a ‘one size fits all’ approach using product class, definitions, or labels, such as the emotion-provoking words, potent, cytotoxic, and cytostatic.” “We are a science-based industry, yet when it comes to discussing highly hazardous compounds, science goes out the window and we adopt an approach based on pure emotion!” said Wreglesworth. “We need to reprogram ourselves to think in terms of hazard characterization and risk characterization when we consider compounds, Wilkins said. “These words take hazard classes like, carcinogens, mutagens, teratogens, and sensitizers into consideration, but also factor in differences of potency and actual level of exposure.” Further complicating the issue are the inconsistencies found in guidelines across the globe. For example, the Australian Code of cGMP for Medicinal Products issued in 2002 recommended that cross-contamination be avoided by “production in segregated areas . . . or by campaign (separation in time) followed by appropriate cleaning.” In the same year, Health Canada proposed a modification to their guideline that addressed the same issue, but their view was that, “Campaign production (separation in time followed by cleaning) of the above products is not acceptable.” And in certain South American countries, cGMP inspections are conducted to a checklist based on the 1992 WHO guidance, which states, “Areas for preparation of pharmaceutical highly sensitizing products: penicillins, hormones, cytostatics, or biological preparations have to be independent and autonomous.” Currently, guidance on the quality risk management approach can be found in the ICH Q9 document proposed by the International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use. “But we need to take ICH Q9 a step further and develop a specific science- and risk-based approach to the process to determine whether certain products should be accommodated in dedicated or segregated facilities,” Wilkins said. The Risk Management approach presented to the FDA in January is a systematic process to identify hazards and understand risks to assist decision-making to implement appropriate controls. The key components are hazard characterization, risk characterization, exposure assessment, control of the risks, verification of performance, communication, and review. The approach utilizes the basic scientific equation, Hazard (the potential for a substance to produce adverse effects) MARCH/APRIL 2006 PHARMACEUTICAL ENGINEERING 1 ISPE Update “We’re not looking to create a matrix,” said Wilkins, “rather, we would like there to be a formal documented approach that examines issues that affect exposure and realistic solutions.” x Exposure (contact with the substance) = Risk (the probability that a substance will produce harm under specified conditions of exposure). The approach should be applied to hazard and risk assessment, but the controls put in place should be determined on a case by case basis, according to the presentation to the FDA. “We’re not looking to create a matrix,” said Wilkins, “rather, we would like there to be a formal documented approach that examines issues that affect exposure and realistic solutions.” Wilkins said the team’s goals are to continue dialogue with the FDA and develop ISPE guidance for the industry in the areas of Risk Assessment, Risk Management, and Facility Design for highly hazardous compounds and possibly for all compounds. The team also plans to provide an expanded version of its presentation to the FDA at a one-day session at ISPE’s Annual Meeting in November. In response to the EMEA’s concept paper, EFPIA experts sent to the EMEA and the European Commission on 27 January, “EFPIA Proposed Guidance Document on Dedicated Manufacturing Facilities in the Manufacture of Certain Medicinal Products.” The document demonstrates how the risk-based decision approach can be used to determine the potential risk of cross-contamination and the type of controls required. The EFPIA experts also proposed new wording to the current EU GMP Guide to reduce ambiguity and allow risk management principals to be applied. The EMEA is expected to discuss EFPIA’s revised text in early March. Wilkins and her team would like to see industry and regulators worldwide agree on consistency of approach to hazard and risk assessment, but flexibility of approach in controlling the risk. “We want everyone to be on the same playing field and on one that is based on good science,” Wilkins said. Mark Your Calendar with these ISPE Events April 2006 05 06 11 12 13 19 19 20 24 - 26 24 - 27 26 27 - 28 28 - 29 Delaware Valley Chapter Education Series Week 2 of 6 Puerto Rico Chapter Commissioning & Qualification Program Delaware Valley Chapter Student Poster Contest Delaware Valley Chapter Education Series Week 3 of 6 New Jersey Chapter Cambrex Tour Delaware Valley Chapter Education Series Week 4 of 6 Japan Affiliate Annual Meeting Midwest Chapter Education and Vendor Day 2006 FDA CGMP China Training Program ISPE Copenhagen Conferences Delaware Valley Chapter Education Series Week 5 of 6 ISPE Brisbane, Australia Training Courses India Affiliate 2006 Conference May 2006 01 - 02 03 2 ISPE Melbourne, Australia Training Courses Delaware Valley Chapter Education Series Week 6 of 6 PHARMACEUTICAL ENGINEERING MARCH/APRIL 2006 04 - 05 08 08 - 11 10 18 22 - 25 27 ISPE Wellington, New Zealand Training Courses Delaware Valley Chap 13th Annual Golf Outing ISPE Atlanta Classroom Training New Jersey Chapter Golf Outing Puerto Rico Chapter Method & Product Transfer Program ISPE Amsterdam Training Puerto Rico Chapter Annual Golf Tournament June 2006 05 - 08 14 15 22 22 25 - 27 27 - 29 27 - 30 ISPE Washington Conferences Chesapeake Bay Area 2006 Summer Social New Jersey Chapter Day and Multi-Tract Event Greater LA Chapter Social Event Midwest Chapter Golf Outing and Executive Panel Discussions 2006 ISPE Singapore Conference INTERPHEX Asia INTERPHEX Mexico For more information on these and other ISPE Events, visit the Web site at www.ispe.org ©Copyright ISPE 2006 ISPE Update International Call for Articles Pharmaceutical Engineering is the Global Information Source for Pharmaceutical Manufacturing Professionals and is the official magazine of ISPE. The membership of ISPE, therefore your reading audience, includes people participating in multiple fields relating to Pharmaceutical Engineering. This audience encompasses engineering staff, operators, scientists, and compliance staff from biologics and pharmaceutical operating companies; vendors supplying equipment and services to these industries; regulators and government officials; academic scholars, professors, and students. ISPE provides a network for interaction and communication between all its members. Pharmaceutical Engineering is seeking articles with a global perspective. You are invited to submit an article on one or more topics related to the themes of upcoming issues. Document your success stories on engineering applications related to the life sciences industries in your country or around the world. Articles should be original and unpublished work covering case studies, innovative solutions or manufacturing innovations. Articles may not contain press releases and/or product information, as only non-commercial material will be considered. Articles are peer reviewed, comments are returned to the author for incorporation, prior to acceptance for publication. Technical writing and interpreter services are available. Themes for upcoming Pharmaceutical Engineering issues and deadlines for submitting final articles in late 2006 and early 2007 are listed to the right. For further information, please visit our Web site at www.ispe.org, and then connect the following links: Publications, Pharmaceutical Engineering, Submit an Article, and then Author Guidelines. 2006 - 2007 Pharmaceutical Engineering Editorial Calendar SEPTEMBER/OCTOBER 2006 Theme: Global Trends Manuscripts due: 3 May 2006 Publishes: 22 Sept 2006 Email or mail both hard and electronic copy of FINAL 3,000 to 5,000 word manuscripts (no drafts will be accepted), including all figures and tables, biography, along with the Article Synopsis form and Review Topics to: NOVEMBER/DECEMBER 2006 Theme: Regulatory Manuscripts due: 3 July 2006 Publishes: 22 Nov 2006 Gloria Hall ISPE Editor and Director of Publications PHARMACEUTICAL ENGINEERING 3109 W. Dr. Martin Luther King, Jr. Blvd., Suite 250 Tampa, Florida 33607 USA Tel: +1-813-960-2105 Fax: +1-813-264-2816 E-Mail: ghall@ispe.org JANUARY/FEBRUARY 2007 Theme: Sterile Manufacturing Operations Manuscripts Due: 3 Jan 2007 Publishes: 22 May 2007 ©Copyright ISPE 2006 MARCH/APRIL 2007 Theme: Automation Manuscripts due: 2 Mar 2007 Publishes: 20 July 2007 MARCH/APRIL 2006 PHARMACEUTICAL ENGINEERING 3