Duke Energy Coal Plants and Ash Management According to the U.S. Energy Information Administration, about 39 percent of all electricity generated in the United States comes from coal. All coal naturally contains inorganic matter from the rocks and minerals in the coal seam where it was mined. Coal-fired power plants burn coal to make steam, and the steam turns turbines to generate electricity. When that coal is burned, the inorganic matter in the coal becomes coal ash. Coal ash has been accumulating at sites throughout the United States for more than nine decades. Duke Energy owns 25 coal plants in six states, some of which are operating and some of which are retired. Different types of coal ash Coal combustion results in two forms of ash: Fly ash — a fine material similar to the consistency of talcum powder. Fly ash accounts for about 78 percent of the coal ash generated annually in the United States. Bottom ash — a coarser material collected from the bottom of coal-fired boilers. In addition to fly ash and bottom ash, some power plants also produce synthetic gypsum as a byproduct. This happens at coal-fired plants that have emissions-control equipment called scrubbers installed to remove sulfur dioxide emissions. Storing and managing coal ash These 25 coal plants have been operating for decades. If the ash is not being reused or recycled, it can be stored dry in landfills or other fills, or in water in ash basins. Duke Energy has already transitioned its larger active coal-fired units to store fly ash in dry landfills and has multiple measures in place to safely and effectively manage the ash that is stored in basins. Page 1 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available. North Carolina Ash Basins, Landfills and Fills Plant Location Allen Belmont Asheville2 Asheville Belews Creek Belews Creek Plant status Current ash management Dry fly ash beneficially reused or Operating managed in a lined landfill; basin receives bottom ash. Ash managed in basin and directed to Operating a lined fill project at airport; developing future strategy. Dry fly ash beneficially reused or Operating managed in a lined landfill; basin receives bottom ash. Number of active ash basins1 Number of semi-active ash basins1 Number of inactive ash basins1 Total number of ash basins Size (acreage of all basins) Ash inventory in basins (tons) Number of landfills1 Inventory in landfills (tons) Number of ash fills1 Inventory in fills (tons) Total volume of ash at the site (tons) 1 0 1 2 293 16,530,000 1 1,090,000 3 1,600,000 19,220,000 1 0 1 2 78 3,410,000 0 0 0 0 3,410,000 1 0 0 1 283 12,060,000 3 6,820,000 1 990,000 19,870,000 Buck Salisbury Retired Ash no longer generated at site. 0 3 0 3 134 5,060,000 0 0 1 250,000 5,310,000 Cape Fear Moncure Retired Ash no longer generated at site. 0 1 4 5 173 5,670,000 0 0 0 0 5,670,000 1 1 1 3 144 7,880,000 1 1,660,000 0 0 9,540,000 Unit 6 dry fly and bottom ash managed Operating in a lined landfill; unit 5 directs ash to basins. Cliffside2 Mooresboro Dan River2 Eden Retired Ash no longer generated at site. 0 1 1 2 43 1,600,000 0 0 2 1,370,000 2,970,000 Goldsboro Retired Ash no longer generated at site. 0 1 4 5 314 5,910,000 0 0 1 60,000 5,970,000 1 0 0 1 382 16,130,000 3 7,190,000 2 7,360,000 30,680,000 1 0 0 1 144 6,380,000 1 130,000 0 0 6,510,000 Ash no longer generated at site. 0 2 0 2 69 3,610,000 0 0 2 1,560,000 5,170,000 Dry fly ash beneficially reused or Operating managed in a lined landfill; basin receives bottom ash. 1 0 1 2 220 19,480,000 1 7,200,000 2 7,790,000 34,470,000 H.F. Lee Marshall Mayo Riverbend2 Terrell Roxboro Mount Holly Dry fly ash beneficially reused or Operating managed in a lined landfill; basin receives bottom ash. Dry fly ash beneficially reused or Operating managed in a lined landfill; bottom ash managed in a lined landfill. Retired Roxboro Semora Sutton2 Wilmington Retired Ash no longer generated at site. 0 1 1 2 137 6,320,000 0 0 1 840,000 7,160,000 Weatherspoon Lumberton Retired Ash no longer generated at site. 0 0 1 1 36 1,530,000 0 0 0 0 1,530,000 7 10 15 32 2,450 111,570,000 10 24,090,000 15 21,820,000 157,480,000 TOTAL Page 2 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available. 1. Definitions Active ash basin – an ash basin that currently receives coal ash and other permitted water inflows Semi-active ash basin – an ash basin that no longer receives coal ash and does receive other permitted water inflows Inactive ash basin – an ash basin that no longer receives ash or other permitted water inflows Landfill – a permitted coal combustion residual and industrial waste storage unit Ash fill – an on-site storage area for ash (includes structural fills, stacks and other management areas) Duke Energy’s ash basins in North Carolina are regulated by North Carolina Department of Environment and Natural Resources and U.S. Environmental Protection Agency under state and federal law. 2. The company is currently moving ash from this site to on- and off-site final fully lined storage solutions so the figures may be change periodically given this activity. Page 3 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available. South Carolina Ash Basins, Landfills and Fills Number of active ash basins1 Number of semi-active ash basins1 Number of inactive ash basins1 Total number of ash basins Size (acreage of all basins) Ash inventory in basins (tons) Number of landfills1 Inventory in landfills (tons) Number of ash fills1 Inventory in fills (tons) Total volume of ash at the site (tons) Plant Location Plant status H.B. Robinson Hartsville Retired Ash no longer generated at site. 0 0 1 1 55 3,060,000 0 0 1 330,000 3,390,000 Williamston Retired Ash no longer generated at site. 0 2 1 3 81 2,500,000 0 0 2 1,120,000 3,620,000 0 2 2 4 136 5,560,000 0 0 3 1,450,000 7,010,000 W.S. Lee2 Current ash management TOTAL 1. . Definitions Active ash basin – an ash basin that currently receives coal ash and other permitted water inflows Semi-active ash basin – an ash basin that no longer receives coal ash and does receive other permitted water inflows Inactive ash basin – an ash basin that no longer receives ash or other permitted water inflows Landfill – a permitted coal combustion residual and industrial waste storage unit Ash fill – an on-site storage area for ash (includes structural fills, stacks and other management areas) Duke Energy’s ash basins in South Carolina are regulated by South Carolina Department of Health and Environmental Control and U.S. Environmental Protection Agency under state and federal law. 2. The company is currently moving ash from this site to on- and off-site final fully lined storage solutions so the figures may be change periodically given this activity. Page 4 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available. Indiana Ash Basins, Landfills and Fills Plant Cayuga Location Plant status Cayuga Operating Gallagher New Albany Operating Gibson Owensville Operating Wabash River Terre Haute Operating2 Current ash management Basins receive fly ash and bottom ash. Transitioning to dry fly ash managment; basins will continue to receive bottom ash. Dry fly ash beneficially reused or managed in a lined landfill; basins receive bottom ash. Dry fly ash beneficially reused or managed in a lined landfill; basins receive bottom ash. Basins receive fly ash and bottom ash from all units. Most fly ash from unit 6 is handled dry and beneficially reused. TOTAL Number of active ash basins1 Number of semi-active ash basins1 Number of inactive ash basins1 Total number of ash basins Size (acreage of all basins) Ash inventory in basins (tons) Number of landfills1 Inventory in landfills (tons) Number of ash fills1 Inventory in fills (tons) Total volume of ash at the site (tons) 3 0 2 5 234 12,360,000 1 1,120,000 0 0 13,480,000 2 1 1 4 132 6,400,000 1 120,000 2 1,050,000 7,570,000 4 1 3 8 759 22,670,000 2 14,130,000 3 10,830,000 36,800,000 4 0 1 5 229 8,480,000 0 0 1 930,000 8,560,000 13 2 7 22 1,354 49,910,000 4 15,370,000 6 12,810,000 78,090,000 1. Definitions Active ash basin – an ash basin that currently receives coal ash and other permitted water inflows Semi-active ash basin – an ash basin that no longer receives coal ash and does receive other permitted water inflows Inactive ash basin – an ash basin that no longer receives ash or other permitted water inflows Landfill – a permitted coal combustion residual and industrial waste storage unit Ash fill – an on-site storage area for ash (includes structural fills, stacks and other management areas) The Indiana Department of Environmental Management regulates discharge to surface waterways at Duke Energy’s facilities in Indiana under the authority of the Clean Water Act, through an agreement with the U.S. Environmental Protection Agency. 2. Units 2 through 5 at Wabash River have the potential to be retired by 2015; unit 6 has the potential to be converted to natural gas or retired by 2016. Page 5 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available. Ohio Ash Basins, Landfills and Fills Plant Beckjord Location Plant status New Richmond Retired Current ash management Ash no longer generated at site. TOTAL Number of active ash basins1 Number of semi-active ash basins1 Number of inactive ash basins1 Total number of ash basins Size (acreage of all basins) Ash inventory in basins (tons) Number of landfills1 Inventory in landfills (tons) Number of ash fills1 Inventory in fills (tons) Total volume of ash at the site (tons) 0 2 2 4 150 9,780,000 2 3,350,000 0 0 13,130,000 0 2 2 4 150 9,780,000 2 3,350,000 0 0 13,130,000 1. Definitions Active ash basin – an ash basin that currently receives coal ash and other permitted water inflows Semi-active ash basin – an ash basin that no longer receives coal ash and does receive other permitted water inflows Inactive ash basin – an ash basin that no longer receives ash or other permitted water inflows Landfill – a permitted coal combustion residual and industrial waste storage unit Ash fill – an on-site storage area for ash (includes structural fills, stacks and other management areas) Duke Energy’s ash basins in Ohio are regulated by Ohio Department of Natural Resources, Ohio Environmental Protection Agency and U.S. Environmental Protection Agency under state and federal law. Page 6 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available. Kentucky Ash Basins, Landfills and Fills Plant East Bend Location Plant status Union Operating Current ash management Number of active ash basins1 Number of semi-active ash basins1 Number of inactive ash basins1 Total number of ash basins Size (acreage of all basins) Ash inventory in basins (tons) Number of landfills1 Inventory in landfills (tons) Number of ash fills1 Inventory in fills (tons) Total volume of ash at the site (tons) Dry fly ash managed in a lined landfill; basin receives bottom ash. 1 0 0 1 53 1,050,000 1 18,820,000 0 0 19,870,000 1 0 0 1 53 1,050,000 1 18,820,000 0 0 19,870,000 TOTAL 1. Definitions Active ash basin – an ash basin that currently receives coal ash and other permitted water inflows Semi-active ash basin – an ash basin that no longer receives coal ash and does receive other permitted water inflows Inactive ash basin – an ash basin that no longer receives ash or other permitted water inflows Landfill – a permitted coal combustion residual and industrial waste storage unit Ash fill – an on-site storage area for ash (includes structural fills, stacks and other management areas) Duke Energy’s ash basins in Kentucky are regulated by Kentucky Department for Environmental Protection and U.S. Environmental Protection Agency under state and federal law. Miami Fort is regulated by Ohio state agencies, as it is located in Ohio. Page 7 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available. Florida Ash Basins, Landfills and Fills Plant Crystal River Location Plant status Crystal River Operating2 Current ash management Number of active ash basins1 Number of semi-active ash basins1 Number of inactive ash basins1 Total number of ash basins Size (acreage of all basins) Ash inventory in basins (tons) Number of landfills1 Inventory in landfills (tons) Number of ash fills1 Inventory in fills (tons) Total volume of ash at the site (tons) Dry fly ash and bottom ash beneficially reused or managed in a landfill. N/A3 N/A3 N/A3 N/A3 N/A3 N/A3 1 4,600,000 0 0 4,600,000 N/A3 N/A3 N/A3 N/A3 N/A3 N/A3 1 4,600,000 0 0 4,600,000 TOTAL 1. Definitions Active ash basin – an ash basin that currently receives coal ash and other permitted water inflows Semi-active ash basin – an ash basin that no longer receives coal ash and does receive other permitted water inflows Inactive ash basin – an ash basin that no longer receives ash or other permitted water inflows Landfill – a permitted coal combustion residual and industrial waste storage unit Ash fill – an on-site storage area for ash (includes structural fills, stacks and other management areas) Duke Energy’s ash basins in Florida are regulated by Florida Department of Environmental Protection and U.S. Environmental Protection Agency under state and federal law. 2. Units 1 and 2 at Crystal River have the potential to be retired in 2018. 3. The two Crystal River basins no longer serve as ash basins. After converting the site to dry fly and bottom ash handling in the 1990s and removing all remaining ash from the basins in 2009, the company converted the basins to waste water treatment ponds. Page 8 | Updated Dec. 14, 2015 | These figures may be updated as new information becomes available.