165 Enrollment Form NC 457b DEFERRED COMPENSATION PLAN print using blue or black ink. Please keep a copy for your records and send completed form to the following Instructions Please address or fax it to 1-866-439-8602. Questions? NC Plans Processing Center PO Box 5340 Scranton, PA 18505 About You Plan number Call 1-866-627-5267 for assistance. Who is your employer? 0 1 2 0 0 3 └──┴──┴──┴──┴──┴──┘ What Department do you work in? ________________________ ________________________ (Please print entire employer name) (Please print entire department name) Have you recently changed employers? Yes No Previous Employer Name: ________________________ Social Security number Daytime telephone number └──┴──┴──┘-└──┴──┘-└──┴──┴──┴──┘ First name MI └──┴──┴──┘ └──┴──┴──┘-└──┴──┴──┴──┘ area code Last name └──┴──┴──┴──┴──┴──┴──┴──┴──┴──┘ └──┘ └──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┘ Address └──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┘ City State ZIP code └──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴───┴──┴──┴──┴──┴──┘ └──┴──┘ └──┴──┴──┴──┴──┘-└──┴──┴──┴──┘ Email address └──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┴──┘ Date of birth Gender └──┴──┘└──┴──┘└──┴──┴──┴──┘ └──┘ M month Contribution Information day year Date of hire └──┘ F └──┴──┘└──┴──┘└──┴──┴──┴──┘ month day year Before-Tax Contribution Election. $└──┴──┴──┘,└──┴──┴──┘.00 (please provide whole dollars only) OR └──┴──┴──┘ % (please fill in % from 1-100%, in whole percentages) Roth After-Tax 457 Contribution Election. $└──┴──┴──┘,└──┴──┴──┘.00 (please provide whole dollars only) OR └──┴──┴──┘ % (please fill in % from 1-100%, in whole percentages) My annual salary is $____________. My pay frequency is __________. Please note that if the contribution amount provided is not in the correct format (dollar vs. percentage), Prudential will use your salary information to calculate your contribution in accordance with what your payroll requires. Ed. 4/2011 Percent & Dollar amount Important information and signature is required on the following pages. The signature page must be provided in order for your enrollment to be processed. Investment Allocation (Please fill out Part I, II or Part III. Do not fill out more than one section.) OR OR By completing one of these sections, you enroll in GoalMaker , Prudential’s asset allocation program, and you direct Prudential to invest your contribution(s) according to a GoalMaker model portfolio that is based on your risk tolerance and time horizon. You also direct Prudential to automatically rebalance your account according to the model portfolio chosen upon enrollment and on a quarterly basis. Enrollment in GoalMaker can be canceled or changed at anytime. Part I GoalMaker with Automatic Age Adjustment: Conservative Moderate Aggressive Choose Your Risk Tolerance GoalMaker also automatically adjusts your allocations over time based on your current age and the expected retirement age. To ensure that your allocations are updated correctly please confirm your expected retirement age below. If an Expected Retirement Age is not provided, age 65 will be used. Expected Retirement Age: └──┴──┘ Part II GoalMaker without Automatic Age Adjustment By completing this section, I confirm that I do not want to take advantage of GoalMaker’s Age-Adjustment Feature. Please invest my contributions according to the model portfolios selected below. Please refer to the Retirement Workbook for more information. GoalMaker without Automatic Age Adjustment: GoalMaker Model Portfolio (check one box only) Time Horizon Conservative Moderate Aggressive 0 to 5 Years to retirement C01 M01 R01 C02 M02 R02 6 to 10 Years to retirement C03 M03 R03 11 to 15 Years to retirement C04 M04 R04 16 Plus Years to retirement Part III Design your own investment allocation: Please designate the percentage of your contribution to be invested in each of the available investment options. (Please use whole percentages. The total must equal 100%.) I wish to allocate my contributions to the Plan as follows: Percent Allocated └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% └──┴──┴──┘% Codes Investment Options NC YA YK YG YH YF YE YD YB YI YC YJ North Carolina Stable Value Fund - 457 Plan NC Fixed Income Fund NC Fixed Income Index Fund NC Large Cap Value NC Large Cap Index NC Large Cap Growth NC Small Mid Cap Value NC Small Mid Cap Index NC Small Mid Cap Growth NC International Index NC International NC Global Equity 1 0 0 % Total └──┴──┴──┘ This form must be completed accurately and received by Prudential Retirement before Prudential Retirement receives contributions on your behalf. If a completed form is not received, Prudential will invest contributions in the Plan’s default investment option. Upon receipt of your completed enrollment form, all future contributions will be allocated according to your investment selection. You may contact Prudential Retirement to transfer any existing funds from the default investment option to any other fund(s) in the plan. Important information and signature is required on the following page. The signature page must be provided in order for your enrollment to be processed. Social Security Number_______________________ I designate the following as beneficiary of my account with regard to the percentage(s) I have indicated below. Please list Your additional beneficiaries, along with percentages they are to receive on a separate page, if needed. Indicate whether the Beneficiary additional beneficiary(ies) is/are primary or secondary beneficiary(ies). Designation (A) Primary Beneficiary(ies) (B) Secondary Beneficiary(ies) FULL LEGAL NAME FULL LEGAL NAME Address Address City State Social Security number ZIP code Percentage City % My Relationship Date of birth State Social Security number Address Address Social Security number Date of birth ZIP code Percentage City % My Relationship Please use whole percentages - must total 100%. % My Relationship FULL LEGAL NAME State Percentage Date of birth FULL LEGAL NAME City ZIP code State Social Security number ZIP code Percentage % My Relationship Date of birth Please use whole percentages - must total 100%. I direct my employer to make payroll deductions as I have indicated. I understand that upon enrollment, I will have Your telephone and/or internet privileges to perform transactions via Prudential's Interactive Voice Response service and Authorization Online Retirement Center. This section must be completed in order to process your enrollment. I agree that Prudential Retirement, the Plan’s trustees or the state of North Carolina will not be liable for any loss, liability, cost or expense for implementing my instructions via the Internet or by telephone. I understand that Prudential Retirement will execute on my instructions only when proper identification is simultaneously provided. This identification may consist of information that Prudential Retirement may reasonably deem necessary to establish my identity. I hereby give Prudential Retirement the right to tape record the telephone conversation of any telephone instructions received by Prudential Retirement. X Participant’s signature Social Security Number_______________________ Date