In-House Legal Counsel Review Special Board of Trustees Meeting February 25, 2016 Linda Sands-Vankerk, Vice President Human Resources Categories of Legal Costs • Business and Financial Affairs - contracts, leases, real estate, litigation involving breach of contract, general liability claims, construction matters, etc. • Employment & Labor Relations - employment related matters including lawsuits & charges, discrimination, affirmative action, benefits, collective bargaining, Illinois Education Labor Relations matters, etc. • Academic & Student Matters (not employee related) - matters such as student issues, extra curricular activities, athletics, intellectual property, etc. • Compliance - FERPA, FOIA, zoning and law use, tax issues, physical access requirements under ADA, etc. • Corporate Governance - amending board policies, ensuring board meetings in compliance with applicable statues, drafting board resolutions, providing confidential counsel when requested by the president, board chair and other college leaders, etc. 2 Two Primary Roles What is the role of In-House Counsel? • Day to day management of institutional legal issues: policy/procedure review, employee/labor relations, financial matters, government relations, contracts, risk management, municipality relations, student affairs, regulatory compliance, campus security, athletics, intellectual property, crisis management, board governance, etc. • Formal Dispute Resolution - litigation, arbitration, mediation, administrative hearings, etc. 3 In-House Counsel Pros / Cons Pros • Availability on campus • Cost Savings - depending on number of in-house counsel staff and continued usage of outside counsel. • Deeper knowledge about the institution and its priorities. • Institutional memory and understanding of internal culture, history, etc. • Gatekeeper to manage outside counsel, ensure appropriateness of bills, etc. • Prepayment - costs of employee compensation incorporated into institutional budget and fixed in advance. Cons • Capacity depending on volume of issues. • General vs. specialized experience resulting in continued use of outside counsel. • Increased Costs - will still need to utilize outside counsel, i.e. litigation. • Cross Institutional experience and familiarity with higher education legal issues; outside counsel has multiple college clients which may enhance the services provided to COD. • Potential inefficiencies created by adding a layer between college officials and outside legal counsel. Source: White, Laurence (2008) Managing Your Campus Legal Needs: An Essential Guide to Selecting Counsel, National Association of College and University Attorneys 4 In House Counsel Salary Responsible for managing the institution’s legal affairs, including advising on legal rights, obligations and related matters. Typically provides legal advice to the corporate board and President/Chancellor, manages matters in litigation, and supervises both inside and outside counsel. Often serves as liaison to regulatory and legislative bodies, courts and attorneys general. Responsibilities typically include investments, accounting and budgets. Median Salary Data Public Ins&tu&ons Public Ins+tu+ons Expense Quar+le ($154.7M-­‐$436.9M) Enrollment (FTE) Quar+le (8,060-­‐17,858) Median 176,605 158,225 156,613 Percen&le Data 20th Percen+le 40th Percen+le 60th Percen+le 80th Percen+le All Ins+tu+ons 142,414 171,970 207,189 258,655 Public Ins+tu+ons 135,620 162,177 194,255 241,180 Source: Administrators in Higher Education Salary Survey, developed by the College and University Professional Association for Human Resources (CUPA-HR). 2015 data drawn from 1227 countrywide colleges and universities that participated in the survey. 5 Illinois Higher Education Institutions with In-House Counsel Name Enrollment (headcount) Reporting Relationship Client Northern Illinois University 20,130 President and Board of Trustees Northern Illinois University 31,961 President Southern Illinois University 80,292 President and Board of Trustees Ultimate duty is to represent the interests of the institution 5,200 President Chicago State University 1 major campus; 4 regional campuses Southern Illinois University 2 major campuses; 4 regional campuses University of Illinois 3 main campuses; 3 regional campuses Chicago State University 1 main campus Note: In-House Counsel does not provide legal guidance or representation to employees who have claims adverse to the University nor for individual legal issues 6 Illinois Community College In-House Counsel Survey Community Colleges ICCB Peer Group 7 Ins&tu&on Enrollment (headcount) Response College of DuPage 28,678 Outside Firm Harper College 14,275 Outside Firm Joliet Junior College 14,944 Outside Firm College of Lake County 14,964 Outside Firm* Moraine Valley Community College 15,016 Outside Firm* Oakton Community College 9,864 Outside Firm Triton College 11,684 Outside Firm Source: Illinois Community College Student Services Officers (ICCCSSO) informal survey. *Source: Board Policy 7 Community Colleges with In-House Counsel Name Enrollment Reporting (headcount) Relationship Client 105,000 Chancellor and Board Maricopa Community College District 12,733 Senior V P Operations Institution, President and Board of Trustees 58,276 Chancellor Houston Community College System Cuyahoga Community College (OH) Four campuses 27,084 President and Board Cuyahoga Community College Pima Community College (AZ) 28,070 Chancellor Pima Community College Maricopa Community College (AZ) Nine individual community colleges Erie Community College (NY) Part of the State University of New York (SUNY) system comprised of three campuses Houston Community College (TX) Six campuses and 16 additional centers and sites Six campuses and two centers Enrollment Source: Integrated Postsecondary Education Data System (IPEDS) Note: In-House Counsel does not provide legal guidance or representation to employees who have claims adverse to the University nor for individual legal issues 8 Reference List • • • • • • • • • • • • • • Northern Illinois University. Retrieved from: http://www.niu.edu/generalcounsel/ Southern Illinois University. Retrieved from: http://siusystem.edu/general-counsel/index.shtml University of Illinois. Retrieved from: http://www.legal.uillinois.edu/ Chicago State University. Retrieved from: https://www.csu.edu/legalcounsel/ Maricopa Community College. Retrieved from: https://legal.maricopa.edu/ Erie Community College. Retrieved from: http://catalog.ecc.edu/content.php?catoid=6&navoid=188#Legal_Affairs Houston Community College. Retrieved from: http://www.hccs.edu/district/about-us/general-counsel/ Cuyahoga Community College. Retrieved from: http://www.tri-c.edu/administrative-departments/office-of-legalservices/index.html Pima Community College. Retrieved from: https://pima.edu/administrative-services/general-counsel/index.html Enrollment Sources: Integrated Postsecondary Education Data System (IPEDS) Illinois Community College Student Services Officers (ICCCSSO) Informal Survey College of Lake County and Moraine Valley Community Colleges Board Policies Administrators in Higher Education Salary Survey, developed by the College and University Professional Association for Human Resources (CUPA-HR). White, Laurence (2008) Managing Your Campus Legal Needs: An Essential Guide to Selecting Counsel, National Attorneys 9 Association of College and University