Reference: Smith, James E., and Linda S. Heath. 2000 Considerations for interpreting probabilistic estimates of uncertainty of forest carbon. P. 102-111 In: Joyce L.A. and R. Birdsey, eds. The Impact of Climate Change on America's Forests, USDA Forest Service, General Technical Report RMRS-GTR-59. 134 p. #(!04%2 #ONSIDERATIONSFOR)NTERPRETING0ROBABILISTIC%STIMATESOF 5NCERTAINTYOF&OREST#ARBON *AMES%3MITH53$!&OREST3ERVICE0ACIlC.ORTHWEST2ESEARCH3TATION ,INDA3(EATH53$!&OREST3ERVICE.ORTHEASTERN2ESEARCH3TATION )NTRODUCTION 1UANTITATIVEESTIMATESOFCARBONINVENTORIESARENEEDED AS PART OF NATIONWIDE ATTEMPTS TO REDUCE NET RELEASE OF GREENHOUSEGASESANDTHEASSOCIATEDCLIMATEFORCING.AT URALLYANAPPRECIABLEAMOUNTOFUNCERTAINTYISINHERENTIN SUCHLARGESCALEASSESSMENTSESPECIALLYSINCEBOTHSCIENCE AND POLICY ISSUES ARE STILL EVOLVING "ROWN AND !DGER +LABBERSETAL)0##/%#$)%!A$ECI SION MAKERS NEED AN IDEA OF THE UNCERTAINTY IN CARBON ESTIMATESINORDERTOCONSIDERTRADEOFFSBETWEENKNOWN EFFECTS POSSIBLE OUTCOMES AND PREFERRED CONSEQUENCES 7HILE AN ULTIMATE GOAL OF ASSESSMENTS IS TO MINIMIZE UNCERTAINTY A MORE IMMEDIATE CONCERN IS TO ADEQUATELY QUANTIFYEXISTINGUNCERTAINTY4HEGOALOFTHISCHAPTERIS TOPRESENTSOMEUSEFULCONSIDERATIONSFORTHEINTERPRETA TIONANDSUBSEQUENTUSEOFINFORMATIONFROMPROBABILISTIC ASSESSMENTSOFUNCERTAINTY &ORESTSSTOREALARGEPORTIONOFTHECARBONINTERRESTRIAL ECOSYSTEMSTHEREFORETHEEXTENSIVEANDLARGELYMANAGED TIMBERLANDS OF THE 5NITED 3TATES REPRESENT A POTENTIAL FORPRODUCINGOFFSETSTOCARBONDIOXIDEEMISSIONS"IRD SEY(EATHETAL3OHNGRENAND(AYNES #ARBONCONTENTISAFUNCTIONOFTHESTATEOFFORESTSSIZE AGE COMPOSITION PRODUCTIVITY AND AREA FOR EXAMPLE 4HESEINTURNAREDEPENDENTONHISTORIESOFMANAGEMENT UTILIZATION WEATHER DISTURBANCE AND LAND USE &INALLY ALLOFTHESEVARIABLESCANBEMANIPULATEDINMANYWAYS TO lT DIFFERING SCIENTIlC MODELING APPROACHES AS DEM ONSTRATEDBYOTHERCHAPTERSINTHISVOLUMEANDCITATIONS THEREIN$ECISIONMAKERSFACEDWITHSUCHCOMPLEXITYARE LIKELYTOWANTINFORMATIONABOUTUNCERTAINTY 5NCERTAINTY IS A NATURAL ELEMENT OF SCIENTIlC UNDER STANDING AND THEREFORE ALSO AN ELEMENT OF SIMULATION MODELING4HISISTHECASEFORMANYFORESTSYSTEMMODELS WHERE UNCERTAINTY IS SOMETIMES EXPLICITLY QUANTIlED SOMETIMESDISREGARDEDBUTMOSTOFTENDISCUSSEDINGEN ERAL QUALITATIVE TERMS 5NCERTAINTY IN MODELS IS SOME TIMESPOORLYCHARACTERIZEDBECAUSETHEPRIMARYPURPOSES OFMANYMODELSARETOPRESENTBESTESTIMATESOREVALUATE CAUSEANDEFFECT RELATIONSHIPS NOT EMPHASIZE WHAT IS UNKNOWN!DDITIONALLYhUNCERTAINTYvITSELFISSOMETIMES APOORLYDElNEDORELUSIVEQUANTITY-ORGANAND(EN RION3HACKLEYAND7YNNE!COMPLETEQUANTI TATIVEESTIMATEOFTOTALUNCERTAINTYINFORESTCARBONBUDGET PROJECTIONS IS BEYOND THE SCOPE OF THIS CHAPTER &ORTU NATELYMODELSOFUNCERTAINTYAREUSEFULEVENWHENTHEY DO NOT PROVIDE A hBOTTOM LINEv -ORGAN AND (ENRION #ULLENAND&REY $ECISIONMAKERSORANYONEUSINGQUANTITATIVEASSESS MENTSOFUNCERTAINTYWILLLIKELYFACETHENEEDFORPOOLING COMPARINGOROTHERWISESYNTHESIZINGSUCHASSESSMENTS "ECAUSE SUCH ACTIONS ARE ESSENTIALLY MODELING SOME UNDERSTANDINGOFTHEPROCESSMAYBEBENElCIAL(EREWE PARTICULARLY EMPHASIZE THE CONSEQUENCES OF SUMMARIZ INGUNCERTAINTYASWELLASHOWSUCHSUMMARIESCANAFFECT THE PERCEPTION OF UNCERTAINTY IN SUBSEQUENT USE OF THE INFORMATION/URDISCUSSIONISORIENTEDTOWARDPROVIDING DECISIONMAKERSWITHANOVERVIEWOFSOMELINKSBETWEEN THE FORM ASSIGNED TO UNCERTAINTY AND THE PERCEPTION OF THATUNCERTAINTY%XAMPLESAREPRESENTEDFROMOURCURRENT FORESTCARBONBUDGETMODELINGEFFORTSWHEREWEEMPLOY PROBABILISTIC DElNITIONS OF UNCERTAINTY IN -ONTE #ARLO SIMULATIONS 4HE METHOD OF SUMMARIZING MODEL RESULTS CAN AFFECT PERCEIVED UNCERTAINTY AND SUMMING UNCER TAINTYWITHOUTCONSIDERINGCOVARIABILITYAMONGPARTSCAN CREATEAFALSEESTIMATEOFUNCERTAINTY$ETAILSONMETHODS OFANALYSISAREIN3MITHAND(EATHINPRESSANDDATAARE SUMMARIZEDFROM(EATHAND3MITH !&OREST#ARBON"UDGET-ODEL &/2#!2" 4HEMODEL&/2#!2"WASDEVELOPEDTOESTIMATECARBON BUDGETS FOR 53 FORESTS (EATH AND "IRDSEY 0LANT INGAAND"IRDSEY"IRDSEYAND(EATH(EATHET AL#ARBONBUDGETSASUSEDHEREAREESSENTIALLYESTI MATESOFSIZEFORVARIOUSPOOLSOFCARBONINVENTORYASWELL ASNETCHANGESOVERTIME.ETCHANGEINCARBONINVENTORY IS REFERRED TO AS mUX &/2#!2" IS LINKED TO A SYSTEM OF MODELS-ILLSAND(AYNES"IRDSEYAND(EATH DEVELOPEDASPARTOFTHEPERIODIC2ESOURCES0LANNING!CT TIMBER ASSESSMENTS (AYNES ET AL )NPUTS TO &/2 #!2"FROMOTHERMODELSINCLUDELANDSCAPESCALEPROJEC TIONSOFAGESTRUCTUREVOLUMEANDAREA-ILLSAND+INCAID ANDASSUCHTHEYIMPLICITLYCONTAINAWIDEARRAYOF UNCERTAINTIES4HEFOCUSINTHESESIMULATIONSWASONUNCER TAINTY WITHIN THE &/2#!2" MODEL THUS ALL INPUTS FROM OTHERMODELSWEREASSUMEDKNOWNWITHCERTAINTY &UNCTIONAL RELATIONSHIPS ARE USED TO ESTIMATE CARBON POOLSIZESFORHARDWOODTREESSOFTWOODTREESUNDERSTORY 53$!&OREST3ERVICE'EN4ECH2EP2-23n'42n Considerations for Interpreting Probabilistic Estimates of Uncertainty of Forest Carbon Smith and Heath forest floor, and soil based principally on age and volume inputs. An example of such a relationship is shown as the solid line in figure 7.1. Here, forest floor carbon inventory is estimated from stand age. Subsequent reference to a “FORCARB parameter” refers to this type of functional relationship. Carbon pools are then expanded to total carbon for large areas of similar forest-type and productivity within a region. These large areas are termed “forest management units” (103 to 107 ha with a median of 180,000 ha for the 1990 inventory). Regional subtotals are formed and, finally, summed to a national total. Private timberlands in the 48 contiguous states are represented by results presented here, which include 216 forest management units. Carbon budget projections are presented in greater detail in Heath and Smith (2000). The basic sequence of a FORCARB simulation is illustrated in figure 7.2. Uncertainty Some level of uncertainty is usually a part of any model, assessment, or decisionmaking whether or not it is an explicitly considered part of the process. A widely used and potentially general term such as “uncertainty” can be confusing or misleading unless it is adequately defined (Hattis and Burmaster 1994; Shackley and Wynne 1996). At its simplest level, uncertainty can be the state of not knowing, or the inability to quantify something with a single discrete value. Sources of uncertainty can vary widely, and as a consequence, attempts to narrow the definition can require reference to variability, ignorance, systematic error, unknowns, expert opinion, semantics, or misapplication of a model (Morgan and Henrion 1990; Hattis and Burmaster 1994; Rowe 1994; Ferson and Ginzburg 1996; Cullen and Frey 1999). In earlier literature (largely stemming from Knight 1921), scientists were careful to define the risk of an event by a probability based on documented frequencies of occurrence. Risk was contrasted with uncertainty where such probabilities could not be assigned. However, current applications employ a range of definitions for uncertainty, including probability; furthermore, valid definitions of probabilities can include observed frequency or even subjective expectation (Hoffman and Hammonds 1994; Reckhow 1994; Dakins et al. 1996; Schimmelpfennig 1996; Paoli and Bass 1997; Haynes and Cleaves 1999). We use a probabilistic definition of uncertainty. An unknown, but unique, inventory of carbon exists within a given forest management unit for a particular year. Our inability to precisely specify that value is the general definition of uncertainty we employ here. This concept of uncertainty implies that we can specify a range USDA Forest Service Gen. Tech. Rep. RMRS–GTR–59. 2000. Figure 7.1—An example of a typical functional relationship (or FORCARB model parameter) used to project forest floor carbon inventory based on stand age (solid line). Probability bands illustrate our meaning and use of uncertainty in “FORCARB parameters” for this analysis. The bands indicate the 5th, 25th, 50th (expected value), 75th, and 95th percentiles (bottom to top respectively) of the probability distribution around the dependent variable. (Relationship is from a Douglas fir forest management unit.) of possible values and an associated likelihood for values within that range. This describes a probability distribution, or more properly, a probability density function (PDF). Thus, we use PDFs as convenient quantitative and graphical representations of uncertainty (Vose 1996; Cullen and Frey 1999). The effect of this definition of uncertainty, applied to estimating carbon for a given subset of a forest management unit, is illustrated in figure 7.1. The broken lines are probability bands indicating specific points on dependent variable PDFs–or uncertainties–about exact values of carbon per unit area. These probabilities reflect uncertainty in predicting carbon from stand age. Normally distributed PDFs were assumed to describe uncertainty about FORCARB parameters (details in Heath and Smith, 2000). No assumption of normality was required for this model: its use was simply a convenience for describing assumed expected values with symmetrical distributions. Analyses would ideally address all sources of uncertainty relevant to policymakers’ questions about forest carbon inventory and flux. However, as mentioned above, a pragmatic first step is to focus on uncertainty internal to FORCARB. Therefore, uncertainties presented here are limited to this portion of the potentially much larger system of models that describe forests. 103 3MITHAND(EATH #ONSIDERATIONSFOR)NTERPRETING0ROBABILISTIC%STIMATESOF5NCERTAINTYOF&OREST#ARBON &IGURE'RAPHICDEPICTINGORGANIZATIONOF&/2#!2"SIMULATIONSTOESTIMATECARBONINVENTORYFORINDIVIDUALFORESTMANAGEMENT UNITSLEFTMOSTBOXREGIONALSUBTOTALSUPPERRIGHTANDTHENATIONALTOTALLOWERRIGHT&/2#!2"ESTIMATEDlVECARBONPOOLSTHAT WERESUMMEDFORTOTALCARBONINVENTORYPERFORESTMANAGEMENTUNIT!TOTALOFSUCHSIMULATIONSWEREMADEFORTHENATIONALTOTAL -ETHODOF3IMULATING 5NCERTAINTY !NUNCERTAINTYANALYSISISAMODELINGPROCESSTHATIS IMPLEMENTEDFORTWORELATEDPURPOSESnESTIMATINGUNCER TAINTY AND IDENTIFYING INmUENCES ON THAT UNCERTAINTY -ORGAN AND (ENRION #ULLEN AND &REY 7E ESTIMATEUNCERTAINTYINTHE&/2#!2"MODELBYEMPLOY ING-ONTE#ARLOSIMULATIONSWITH,ATIN(YPERCUBESAM PLING-ORGANAND(ENRION6OSE#ULLENAND &REY4HISISBUTONEOFANUMBEROFAPPROACHESTO UNCERTAINTY ANALYSIS AND WE APPLY THE METHOD HERE TO ESTIMATEUNCERTAINTYINFORESTCARBONBUDGETS !-ONTE#ARLOSIMULATIONISPRODUCEDTHROUGHREPEAT INGABASICMODELSIMULATIONFORALARGENUMBEROFITER ATIONS /NE VALUE IS RANDOMLY SELECTED FROM EACH INPUT 0$& FOR EACH ITERATION &OR EXAMPLE RANDOM SELECTION FROM A 0$& DESCRIBING THE PARAMETERIZED RELATIONSHIP SHOWN IN lGURE WOULD PRODUCE ESTIMATES OF FOREST mOORCARBONINVENTORIESRANGINGBETWEENAPPROXIMATELY AND-G#PERHAFORYEAROLDSTANDS!DIFFERENT SINGLEVALUEWOULDBERANDOMLYSELECTEDFOREACHITERA TIONOFTHE-ONTE#ARLOSIMULATIONWITHMOSTSELECTIONS BEINGNEAR-G#PERHA%ACHITERATIONPRODUCESASIN GLEVALUEDMODELRESULT!NACCUMULATIONOFMANYSUCH INDIVIDUAL RESULTS PRODUCES A DISTRIBUTION REPRESENTING THE RESULTS OF THE -ONTE #ARLO SIMULATION ,ATIN (YPER CUBESAMPLINGISSIMPLYASTRATIlEDSAMPLINGPROCEDURE INWHICHDISTRIBUTIONSARESAMPLEDFROMEQUALPROBABLE 53$!&OREST3ERVICE'EN4ECH2EP2-23n'42n #ONSIDERATIONSFOR)NTERPRETING0ROBABILISTIC%STIMATESOF5NCERTAINTYOF&OREST#ARBON INTERVALS WITHOUT REPLACEMENT THUS REDUCING THE SAM PLING REQUIRED 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THROUGHSIMPLEAPPLICATIONOFTHECENTRALLIMITTHEOREM $ETERMINATIONOFINDEPENDENCEORCONVERSELYDEPEN DENCE AMONG 0$&S DEPENDS ON BOTH PRIOR KNOWLEDGE OF THE VALUES AND THE MODELING PROCESS 4HE MEANING ASSIGNED TO UNCERTAINTY OF INPUT 0$&S OR &/2#!2" PARAMETERS BECOMES CRITICAL AS THE SEPARATE POOLS ARE SUMMED 7E USE UNCERTAINTY AS AN EXPRESSION OF OUR EXPECTED LEVEL OF IGNORANCE &OR EXAMPLE UNCERTAINTY INCLUDES OUR INABILITY TO TRANSLATE AN INDEPENDENT VARI ABLE SUCH AS AN EXACT VOLUME OF TIMBER ON AN EXACTLY SPECIlED AREA OF LAND TO A PRECISE QUANTITY OF CARBON INTHESYSTEM)FOURABILITYTOMAKETHATESTIMATEISSIM 53$!&OREST3ERVICE'EN4ECH2EP2-23n'42n &IGURE(ISTOGRAMSILLUSTRATINGTHEDISPARITYINSIZEOFCARBON INVENTORIESAMONGTHEFORESTMANAGEMENTUNITSCONTRIBUTING TOTHENATIONALESTIMATEFORTHEYEARINTERMSOFANUMBER OFFORESTMANAGEMENTUNITSPERSIZECATEGORYANDBTOTALCARBON SUMOFUNITSPERSIZECATEGORYBILLIONMETRICTONS ILAR ACROSS FOREST TYPES AND REGIONS THEN THE ESTIMATES OF UNCERTAINTY WOULD BE JOINTLY RELATED OR HIGHLY CORRE LATED(OWEVERASTHEESTIMATESBECOMEMOREDEPENDENT ONELEMENTSOFBIOLOGYMANAGEMENTECOLOGYORBIOGEO CHEMISTRYOFTHERESPECTIVEFORESTSTHEDEGREEOFINDEPEN DENCEAMONGTHESEPARATEESTIMATESWILLTENDTOINCREASE 3IMILARLYIFWEVIEWUNCERTAINTYASSIMPLYRANDOMVARI ABILITY THEN THE SEPARATE ESTIMATES MADE FOR DIFFERENT FORESTTYPESWOULDALSOBECONSIDEREDINDEPENDENT !SSUMPTIONSABOUTCOVARIABILITYAMONGSEPARATELY DETERMINED FOREST CARBON POOLS CAN HAVE A TREMENDOUS EFFECTONTHEAPPARENTUNCERTAINTYOFTHETOTAL&/2#!2" SIMULATIONS IN (EATH AND 3MITH REmECTED A REL ATIVELY HIGH DEGREE OF JOINT CORRELATIONnGENERALLY WITH COEFlCIENTS OF CORRELATION BETWEEN AND &IGURE SHOWS THE POSSIBLE EFFECTS OF COVARIABILITY AMONG THEFORESTMANAGEMENTUNITS4HEDISTRIBUTIONSWERE SPECIlEDASHAVINGJOINTCORRELATIONSWITHCOEFlCIENTSOF CORRELATIONOFAPPROXIMATELYANDLOWTO HIGHCOVARIABILITYBASEDONMODIFYINGTHEIRRANKORDERS FROM THE -ONTE #ARLO SIMULATION )MAN AND #ONOVER 4HISWASSIMPLYANUMERICALMANIPULATIONTODEM 3MITHAND(EATH #ONSIDERATIONSFOR)NTERPRETING0ROBABILISTIC%STIMATESOF5NCERTAINTYOF&OREST#ARBON &IGURE (YPOTHETICAL ESTIMATE OF CARBON INVENTORY BILLION METRICTONSOFPRIVATETIMBERLANDSFORTHEYEARASAFFECTED BYCOVARIABILITYAMONG0$&SFOREACHOFTHEFORESTMANAGE MENTUNITS"EFORESUMMINGTHESEPARATE0$&SCORRELATIONCOEF lCIENTSWERESETATAPPROXIMATELYANDTOPRODUCE NARROWESTTOWIDESTDISTRIBUTIONSFORTHETOTALRESPECTIVELY ONSTRATE THE EFFECT OF COVARIABILITY ON APPARENT UNCER TAINTY 4HE PROBABILITIES OF HIGHVALUED SAMPLES ARE LARGELY CANCELED OUT BY LOWVALUED SAMPLES WHEN THE SUMMED DISTRIBUTIONS ARE CONSIDERED LARGELY INDEPEN DENTWITHCOEFlCIENTOFCORRELATIONR4HISCENTRAL TENDENCY PRODUCES A RELATIVELY NARROW DISTRIBUTION IN CONTRAST TO HIGH CORRELATION WHERE FACTORS LEADING TO HIGHERVALUED SAMPLES OF CARBON IN ONE SYSTEM WOULD ALSOLEADTOHIGHERVALUEDSAMPLESINANOTHER4HEINTER VAL BETWEEN THE TH AND TH PERCENTILES WAS TIMES GREATERWITHRTHANWITHR7EEMPHASIZETHAT MANIPULATIONS DONE HERE WERE SIMPLY A MEANS OF DEM ONSTRATINGTHECONSEQUENCESOFCOVARIANCETERMSANDTHE IMPORTANCEOFANYASSUMPTIONABOUTINDEPENDENCE !VERAGEANNUALCARBONmUXISBASEDONTHEDIFFERENCE BETWEEN 0$&S REPRESENTING CARBON INVENTORY ESTIMATES lG (ERE TOO THE VALUE OF THE COVARIANCE TERM IS IMPORTANT7ITHINDEPENDENCEBETWEENTHETWOINVENTO RIES UNCERTAINTY OF THE mUX ESTIMATE IS DIRECTLY PROPOR TIONAL TO UNCERTAINTY IN THE TWO DISTRIBUTIONS (OWEVER NONZERO COVARIANCE AFFECTS THE SIZE OF THE mUX 0$& AS ILLUSTRATEDINlGUREBYMANIPULATIONSOFTHECOEFlCIENT OF CORRELATION BETWEEN THE TWO INVENTORY 0$&S )N GEN ERALRANGEOFUNCERTAINTYINESTIMATEDAVERAGEANNUALmUX &IGURE%XAMPLESOFTHEEFFECTSOFCOVARIABILITYBETWEENESTIMATESOFCARBONINVENTORYMILLIONMETRICTONSONAVERAGEANNUAL NETmUXMILLIONMETRICTONSPERYEARUNCERTAINTY%STIMATESFORCARBONINVENTORYOFPRIVATETIMBERLANDSFORYEARSANDWERE BASEDONJOINTCORRELATIONSAMONGFORESTUNITSSETATR(YPOTHETICALAVERAGEANNUALmUX0$&SWERECALCULATEDUSINGCORRELATION COEFlCIENTSBETWEENYEARSSETATANDPRODUCINGWIDEANDNARROWDISTRIBUTIONSRESPECTIVELY&LUXCALCULATIONSWEREBASED ONANNUALIZEDDIFFERENCEBETWEENANDDISTRIBUTIONS0OSITIVEmUXINDICATESTHATCARBONISBEINGSEQUESTEREDINTHEFOREST 53$!&OREST3ERVICE'EN4ECH2EP2-23n'42n #ONSIDERATIONSFOR)NTERPRETING0ROBABILISTIC%STIMATESOF5NCERTAINTYOF&OREST#ARBON ISINVERSELYPROPORTIONALTOCOVARIANCEBETWEENINVENTO RIES)FSIMILARINFORMATIONWASUSEDTOESTIMATECARBONIN EACHOFTHETWOYEARSTHENTHETWODISTRIBUTIONSWOULDBE HIGHLYCORRELATED4HISWASTHECASEHERETABLEWHERE AGEANDVOLUMEWERESPECIlEDWITHOUTUNCERTAINTYAND &/2#!2" MODEL PARAMETERS SIMILARLY APPLIED IN EACH YEARSESTIMATEWERETHEONLYSOURCESOFUNCERTAINTY 3UMSANDDIFFERENCESOFRELATED0$&SDEPENDONADDI TION AND SUBTRACTION OF COVARIANCE TERMS RESPECTIVELY 4HESE ARE STRAIGHTFORWARD CALCULATIONS IF COMPLETE VARI ANCECOVARIANCE TABLES ARE READILY AVAILABLE 3UCH INFOR MATION MAY BE PROVIDED WITH ORIGINAL DATA SETS OR IT CANBEEXPLICITLYSIMULATEDWITHINMODELS(OWEVERFULL KNOWLEDGEOFCOVARIANCESISNOTAVERYREALISTICEXPECTA TIONWHENFACINGSEPARATELYACQUIREDESTIMATESOFUNCER TAINTY FROM INDEPENDENT SOURCES .EVERTHELESS EVEN SIMPLEQUALITATIVEINFORMATIONCANBEUSEFULLYAPPLIEDTO SORTINGTHROUGHPOSTANALYSIS0$&S&OREXAMPLESIMPLY KNOWINGTHATSOMEPOSITIVEBUTUNSPECIlEDLEVELOFCOR RELATION EXISTS BETWEEN A PAIR OF VARIABLES WOULD LEAD ANANALYSTTOPLACEMORECONlDENCEINSUMMARIESWHERE VALUES WERE JOINTLY DRAWN FROM SIMILAR REGIONS OF THE RESPECTIVE 0$&S !NOTHER EXAMPLE OF INFORMATION PRO VIDEDBYEVENLIMITEDKNOWLEDGEOFCOVARIABILITYISTHE EFFECT OF UNCERTAINTY IN TWO INVENTORY 0$&S ON UNCER TAINTY IN ESTIMATED mUX 4HE ASSUMPTION OF INDEPEN DENCEBETWEENINVENTORIESISACONSERVATIVEASSUMPTION LEADING TO LARGE UNCERTAINTY IN mUX !NY KNOWLEDGE OF RELATEDNESSBETWEENTHETWOINVENTORIESWILLREDUCEmUX UNCERTAINTY EVEN WITHOUT REDUCING UNCERTAINTY OF THE RESPECTIVEINVENTORY0$&S )MPLICATIONFORA,ARGER%XTERNAL3YSTEM $ECISIONMAKERSARESELDOMPROVIDEDPROBABILISTICESTI MATES OF UNCERTAINTY WITHOUT ANY ACCOMPANYING INFOR MATIONAPPLICABLETOITSUSEORCONTEXT3IMILARLYTHEYARE UNLIKELY TO BE FACED WITH SUMMING SEPARATE 0$&S 4HEMODELINGEXAMPLESWEREPROVIDEDHERETOILLUSTRATE CONSIDERATIONSFORSUMMARIZING0$&SASDESCRIPTIONSOF UNCERTAINTY 4HE EFFECTS OF TABULAR SUMMARIES AND RELAT EDNESS ARE ALSO USEFUL WHEN ADDRESSING ISSUES OF MANY UNCERTAINTIESINACOMPLEXSYSTEM 4HESYSTEMDElNEDBYTHE&/2#!2"MODELISCLEARLY ASUBSETOFALARGERINTEGRATEDSYSTEM#ONCERNOVERTHE PROSPECT OF RAPIDLY GROWING UNCERTAINTIES AS MORE ELE MENTS ARE BROUGHT INTO AN ANALYSIS CANNOT BE QUANTI TATIVELY ADDRESSED WITHOUT COMPREHENSIVE UNCERTAINTY ANALYSES (OWEVER THE RESULTS PROVIDED HERE DO ILLUS TRATE THE EFFECTS OF COVARIABILITY AMONG PARTS AND HOW THE DElNITION OF AN INTERVAL AFFECTS THE PERCEPTION OFUNCERTAINTY&OREXAMPLETHEINTERVALBETWEENTHETH ANDTHETHPERCENTILESOFTHECARBONINVENTORY0$& FORTHE.ORTHEASTERN&OREST)NDUSTRY-APLE"EECH"IRCH 53$!&OREST3ERVICE'EN4ECH2EP2-23n'42n 3MITHAND(EATH FOREST MANAGEMENT UNIT RESULT NOT SHOWN IS ABOUT PERCENT OF THE MEDIAN 4HE CORRESPONDING INTERVAL FOR THE NATIONAL TOTAL AFTER ADDING THE ADDITIONAL FOREST MANAGEMENTUNITSISONLYABOUTPERCENTOFTHEMEDIAN TABLE 4HE SAME INTERVAL COULD RANGE FROM AND PERCENT OF THE MEDIAN BY SIMPLY ADOPTING DIFFERENT ASSUMPTIONS ABOUT COVARIABILITY AMONG FOREST MANAGE MENTUNITSASILLUSTRATEDINlGURE2ELATIVEUNCERTAINTY ONE DElNITION OF AN INTERVAL DECREASED WHILE ABSOLUTE UNCERTAINTY ANOTHER DElNITION OF AN INTERVAL INCREASED AS FOREST UNITS WERE SUMMED UNDER AN ASSUMPTION OF INDEPENDENCE4HISWAS BECAUSEBOTHMEDIANANDVARI ANCETERMSINCREASEDLINEARLYMAKINGTHETHTOTHPER CENTILE INTERVAL WHICH INCREASED IN PROPORTION TO THE SQUAREROOTOFTHEVARIANCEANINCREASINGLYSMALLERPRO PORTIONOFTHEMEDIAN -ODELSSTRUCTUREDTOSERVEASACCOUNTINGSYSTEMSFOR EXAMPLETOTALFORESTCARBONINVENTORYCANBENATURALLY ORGANIZED INTO TWO SEQUENTIAL STEPS &IRST DETERMINE A PERUNIT VALUE OF THE QUANTITY FOR EXAMPLE CARBON PER POOL PER HECTARE AND SECOND SUM THESE UNITS ACROSS ANAPPROPRIATEINDEXFOREXAMPLEFORESTAREA4HISPAT TERNAPPEARSINMODELS.ILSSONAND3CHOPFHAUSER (EATHETALANDNATIONALSUMMARIES"IRDSEYAND (EATH+URZETALASWELLAS)0##RECOMMEN DATIONS FOR GREENHOUSE GAS INVENTORIES )0##/%#$ )%!B#HOICESANDASSUMPTIONSMADEINTHECOURSE OFMODELINGAFFECTTHEFORMANDRELATEDNESSOFINTERMEDI ATE0$&SANDTHESECANAFFECTlNALRESULTS 2ECOMMENDATIONSFORPOOLINGUNCERTAINTIESOFTENCON TAINIMPLICITBUTNOTCLEARLYSTATEDASSUMPTIONSOFINDEPEN DENCEFOREXAMPLE6OLUMEP!)0##/%#$)%! B 3UCH RELATIONSHIPS AMONG UNCERTAINTIES MAY BE REASONABLE AND ACCURATE BUT COULD EASILY AND INADVER TENTLYBEHIDDENINASSUMPTIONSASMODELSAREITERATIVELY ANALYZEDANDREVISED#LEARLYISSUESOFUNCERTAINTYCON TINUETOCHANGEANDAREUNLIKELYTOBEENTIRELYRESOLVEDnTHE STATEOFSCIENCEANDTHEQUESTIONSSOCIETYASKSOFSCIENCE CHANGE CONTINUOUSLY 4HEREFORE A MODEL STRUCTURE THAT CLEARLYANDASSIMPLYASPOSSIBLESTATESBASICASSUMPTIONS ISESSENTIALFORSUBSEQUENTUSEOFUNCERTAINTY $ECISIONS ARE SELDOM MADE ON THE BASIS OF A SINGLE UNCERTAINTYANALYSISGENERALLYMULTIPLEINmUENCESNEED TO BE CONSIDERED AND MERGED BY DECISIONMAKERS *OINT #LIMATE0ROJECT2ECKHOW+LABBERSETAL 0AOLI AND "ASS 0ROBABILISTIC EXPRESSIONS RESULTING FROMANALYSESAREUSEFULTODECISIONMAKERSFORCONSIDER INGMULTIPLEINmUENCES(OFFMANAND(AMMONDS -ORGAN AND $OWLATABADI !SYSTEMS PERSPECTIVE ISEVENMOREIMPORTANTWHENTHEARRAYOFEXTERNALINmU ENCES AND ACCOMPANYING UNCERTAINTIES ARE CONSIDERED 'LOBALCHANGEWILLAFFECTFORESTCOMPOSITIONANDGROWTH AS WELL AS MANAGEMENT PRACTICES AND TIMBER MARKETS #LIMATE SENSITIVITY AND FOREST SECTOR PROJECTIONS CONTAIN ADDITIONAL UNCERTAINTIES THAT WE PLAN TO INCORPORATE IN 3MITHAND(EATH #ONSIDERATIONSFOR)NTERPRETING0ROBABILISTIC%STIMATESOF5NCERTAINTYOF&OREST#ARBON OURANALYSES7HEREANDHOWTHESEADDEDUNCERTAINTIES APPROPRIATELY LINK WITH THE EXISTING MODEL CAN STRONGLY INmUENCERATEOFPROPAGATION ELING OR USING THE RESULTS FROM MODELING 4HESE ARE NOT COMPLICATED SETS OF RULES BUT EXAMPLES OF THE NEED FOR CLEARSTATEMENTSOFDElNITIONSANDASSUMPTIONS 3UMMARY ,ITERATURE#ITED 0ROBABILITIES ARE COMMONLY EMPLOYED TO QUANTIFY UNCERTAINTY $ISCUSSION IN THIS CHAPTER FOCUSED ON HOW SUMMARIES OF PROBABILITY DISTRIBUTIONS OR THEIR SUBSE QUENT USE CAN AFFECT THE INTERPRETATION OF UNCERTAINTY -ODELRESULTSPRESENTEDHEREREPRESENTPRELIMINARYESTI MATESOFAPORTIONOFTHEUNCERTAINTYINCARBONBUDGETS FORPRIVATE53TIMBERLANDS 4RACTABLEUSEOFRESULTSFROMUNCERTAINTYANALYSESOFTEN REQUIRE TABULAR SUMMARIES OF PROBABILITY DENSITY FUNC TIONS0$&S4HEUTILITYOFASIMPLERFORMATFOREXPRESSING UNCERTAINTYSHOULDEXCEEDTHELIKELYLOSSOFINFORMATION FROMACONTINUOUSDISTRIBUTION/BVIOUSLYSUCHSUMMA RIES SHOULD STILL REmECT THE ESSENTIAL INFORMATION DESIRED BYUSERS)NOTHERWORDSSUMMARIZINGISlNEANDUNDER STANDINGTHEFORMOFTHESUMMARYCANHELPASSUREANET BENElT4HERELATIVELYBRIEFSETOFRESULTSWEPRESENTHERE ILLUSTRATESOMEBASICCONSIDERATIONSFORENSURINGTHISLINK ANDARESUMMARIZEDASFOLLOWS "IRDSEY2!#ARBONSTORAGEANDACCUMULATIONIN5NITED3TATES FOREST ECOSYSTEMS 'EN 4ECH 2EP 7/ 7ASHINGTON $# 53 $EPARTMENTOF!GRICULTURE&OREST3ERVICEP "IRDSEY2!(EATH,3#ARBONCHANGESIN53FORESTS)N*OYCE ,!ED0RODUCTIVITYOF!MERICASFORESTSANDCLIMATECHANGE'EN 4ECH 2EP 2- &ORT #OLLINS #/ 53 $EPARTMENT OF!GRICUL TURE&OREST3ERVICE2OCKY-OUNTAIN&ORESTAND2ANGE%XPERIMENT 3TATIONn "ROWN + !DGER 7. %CONOMIC AND POLITICAL FEASIBILITY OF INTERNATIONAL CARBON OFFSETS &OREST %COLOGY AND -ANAGEMENT n #ULLEN!#&REY(#0ROBABILISTICTECHNIQUESINEXPOSUREASSESS MENT0LENUM0RESS.EW9ORK.9P $AKINS-%4OLL*%3MALL-*;ETAL=2ISKBASEDENVIRONMEN TALREMEDIATION"AYESIAN-ONTE#ARLOANALYSISANDEXPECTEDVALUE OFSAMPLEINFORMATION2ISK!NALYSISn &ERSON3'INZBURG,2$IFFERENTMETHODSARENEEDEDTOPROPA GATEIGNORANCEANDVARIABILITY2ELIABILITY%NGINEERINGAND3YSTEM 3AFETYn (ATTIS $ "URMASTER $% !SSESSMENT OF VARIABILITY AND UNCER TAINTYDISTRIBUTIONSFORPRACTICALRISKANALYSES2ISK!SSESSMENT n (AYNES 27 !DAMS $- -ILLS *2 4HE 20! TIMBER ASSESSMENTUPDATE'EN4ECH2EP2-&ORT#OLLINS#/53 $EPARTMENTOF!GRICULTURE&OREST3ERVICE2OCKY-OUNTAIN&OREST AND2ANGE%XPERIMENT3TATIONP (AYNES 2- #LEAVES $! 5NCERTAINTY RISK AND ECOSYSTEM MANAGEMENT )N *OHNSON .# -ALK!* 3EXTON 74 3ZARO 2 EDS %COLOGICAL 3TEWARDSHIP A #OMMON 2EFERENCE FOR %COSYSTEM -ANAGEMENT%LSEVIER3CIENCE,TD/XFORDn (EATH,3"IRDSEY2!#ARBONTRENDSOFPRODUCTIVETEMPERATE FORESTSOFTHECONTERMINOUS5NITED3TATES7ATER!IRAND3OIL0OLLU TIONn (EATH ,3 "IRDSEY 2! 2OW # ;ET AL= #ARBON POOLS AND mUXESIN53FORESTPRODUCTS)N!PPS-*0RICE$4EDS&OREST ECOSYSTEMSFORESTMANAGEMENTANDTHEGLOBALCARBONCYCLE.!4/ !3)3ERIES)'LOBAL%NVIRONMENTAL#HANGE6OL3PRINGER6ERLAG "ERLINn (EATH , 3 3MITH * % !N ASSESSMENT OF UNCERTAINTY IN FOREST CARBON BUDGET PROJECTIONS %NVIRONMENTAL 3CIENCE AND 0OLICY n (OFFMAN&/(AMMONDS*30ROPAGATIONOFUNCERTAINTYINRISK ASSESSMENTSTHENEEDTODISTINGUISHBETWEENUNCERTAINTYDUETOLACK OFKNOWLEDGEANDUNCERTAINTYDUETOVARIABILITY2ISK!NALYSIS n )MAN2,#ONOVER7*!DISTRIBUTIONFREEAPPROACHTOINDUCING RANKCORRELATIONAMONGINPUTVARIABLES#OMMUNICATIONSON3TATIS TICS3IMULATIONAND#OMPUTINGn )0##/%#$)%! A 0ROGRAMME ON .ATIONAL 'REENHOUSE 'AS )NVENTORIES%XPERTGROUPMEETINGONBIOMASSBURNINGANDLANDUSE CHANGEANDFORESTRY3EPTEMBERn2OCKHAMPTON!USTRA LIAP )0##/%#$)%! B 2EVISED 'UIDELINES FOR NATIONAL GREEN HOUSEGASINVENTORIES6OLUMESn)0##/%#$)%!0ARISP s 4ABULAR SUMMARIES FOR EXAMPLE h PERCENTv DO NOTFULLYDElNEDISTRIBUTIONSRESULTINGFROMPROBABILIS TICSIMULATIONS4HUSSUMMARIESSHOULDFOCUSONSPE CIlCASPECTSOF0$&S s !BSOLUTEANDRELATIVELEVELSOFUNCERTAINTYAREUSEFUL SUMMARIESYETTHEYAREDISTINCTLYDIFFERENTMEASURES #OMPARISONS AMONG ESTIMATES OF UNCERTAINTY CAN BE CONFUSINGUNLESSDElNITIONSARECLEARLYSTATED s !SPECIlEDRANGEFORUNCERTAINTYINCLUDESANIMPLICIT ASSUMPTIONOFLIKELIHOODBASEDONTHE0$&4HISSHOULD BE EXPLICITLY STATED AS A RANGE AND ASSOCIATED CONl DENCEFOREXAMPLE s 4HE USE OF A NUMBER OF 0$&S SOMETIMES REQUIRES INCLUDING ADDITIONAL CHARACTERISTICS IN THE SUMMARY ESPECIALLY WHEN SUMMING A TOTAL UNCERTAINTY FROM SEPARATELY OBTAINED ESTIMATES 3IZE DISPARITY AND COVARIABILITYAMONGPARTSTHENBECOMEIMPORTANTCON SIDERATIONS 0ROBABILISTIC MODELS SUCH AS THE IMPLEMENTATION OF &/2#!2" REFERENCED HERE EXPLICITLY ACCOUNT FOR SUCH CHARACTERISTICS OF 0$&S 4HESE GUIDELINES ARE APPLICABLE WHENEVERUNCERTAINTYISDESCRIBEDINTERMSOFPROBABILI TIESINCLUDINGPOLICYANDMANAGEMENTDECISIONMAKING 4HATISTHEUSEOFPROBABILISTICDElNITIONSOFUNCERTAINTY REQUIRESMANYOFTHESAMECONSIDERATIONSWHETHERMOD 53$!&OREST3ERVICE'EN4ECH2EP2-23n'42n #ONSIDERATIONSFOR)NTERPRETING0ROBABILISTIC%STIMATESOF5NCERTAINTYOF&OREST#ARBON *OINT #LIMATE 0ROJECT *OINT CLIMATE PROJECT TO ADDRESS DECISION MAKERS UNCERTAINTIES REPORT OF lNDINGS 3PONSORED BY %LECTRIC 0OWER2ESEARCH)NSTITUTEAND53%NVIRONMENTAL0ROTECTION!GENCY 3CIENCEAND0OLICY!SSOCIATES)NC7ASHINGTON$#P +LABBERS *(' 3WART 2* *ANSSEN 2 ;ET AL= #LIMATE SCIENCE ANDCLIMATEPOLICY)MPROVINGTHESCIENCEPOLICYINTERFACE-ITIGA TIONAND!DAPTATION3TRATEGIESFOR'LOBAL#HANGEn +NIGHT&.2ISKUNCERTAINTYANDPROlT2EPRINTEDBYTHE,ONDON 3CHOOLOF%CONOMICSSERIESOFREPRINTSOFSCARCETRACTSIN%CONOMICS "OSTON(OUGHTON-IFmIN#OP +URZ7!!PPS-*"EUKEMA3*;ETAL=THCENTURYBUDGET OF#ANADIANFORESTS4ELLUS"n -ILLS*2+INCAID*#4HEAGGREGATETIMBERLANDASSESSMENTSYS TEM!4,!3!COMPREHENSIVETIMBERPROJECTIONMODEL'EN4ECH 2EP0.70ORTLAND/253$EPARTMENTOF!GRICULTURE&OREST 3ERVICE0ACIlC.ORTHWEST2ESEARCH3TATIONP -ILLS *2 (AYNES 27 )NmUENCE OF CLIMATE CHANGE ON SUPPLY AND DEMAND FOR TIMBER )N *OYCE ,! ED 0RODUCTIVITY OF!MER ICAS &ORESTS AND #LIMATE #HANGE 'EN 4ECH 2EP 2- &ORT #OLLINS#/53$EPARTMENTOF!GRICULTURE&OREST3ERVICE2OCKY -OUNTAIN&ORESTAND2ANGE%XPERIMENT3TATIONn -ORGAN-'(ENRION-5NCERTAINTY!GUIDETOTHETREATMENT OF UNCERTAINTY IN QUANTITATIVE POLICY AND RISK ANALYSIS #AMBRIDGE 5NIVERSITY0RESS.EW9ORKP -ORGAN-'$OWLATABADI(,EARNINGFROMINTEGRATEDASSESS MENTOFCLIMATECHANGE#LIMATIC#HANGEn 53$!&OREST3ERVICE'EN4ECH2EP2-23n'42n 3MITHAND(EATH .ILSSON33CHOPFHAUSER74HECARBONSEQUESTRATIONPOTENTIAL OFAGLOBALAFFORESTATIONPROGRAM#LIMATIC#HANGEn 0AOLI'"ASS"%DITORIAL#LIMATECHANGEANDVARIABILITYUNCER TAINTYANDDECISIONMAKING*OURNALOF%NVIRONMENTAL-ANAGEMENT n 0LANTINGA!*"IRDSEY2!#ARBONmUXESRESULTINGFROM53PRI VATETIMBERLANDMANAGEMENT#LIMATIC#HANGEn 2ECKHOW +( )MPORTANCE OF SCIENTIlC UNCERTAINTY IN DECISION MAKING%NVIRONMENTAL-ANAGEMENTn 2OWE 7$ 5NDERSTANDING UNCERTAINTY 2ISK !NALYSIS n 3CHIMMELPFENNIG$5NCERTAINTYINECONOMICMODELSOFCLIMATE CHANGEIMPACTS#LIMATIC#HANGEn 3HACKLEY37YNNE"2EPRESENTINGUNCERTAINTYINGLOBALCLIMATE CHANGESCIENCEANDPOLICY"OUNDARYORDERINGDEVICESANDAUTHOR ITY3CIENCE4ECHNOLOGY(UMAN6ALUESn 3MITH*%(EATH,3;ACCEPTEDFORPUBLICATION=#HARACTERIZINGCOM PONENTSOFINPUTUNCERTAINTYINAFORESTCARBONBUDGETMODEL%NVI RONMENTAL-ANAGEMENT 3OHNGREN",(AYNES274HEPOTENTIALFORINCREASINGCARBON STORAGEIN5NITED3TATESUNRESERVEDTIMBERLANDSBYREDUCINGFOREST lRE FREQUENCY !N ECONOMIC AND ECOLOGICAL ANALYSIS #LIMATIC #HANGEn 6OSE$1UANTITATIVERISKANALYSISAGUIDETO-ONTE#ARLOSIMULA TIONMODELLING*OHN7ILEY3ONS#HICHESTER%NGLANDP The Impact of Climate Change on America’s Forests A Technical Document Supporting the 2000 USDA Forest Service RPA Assessment U.S. DEPARTMENT OF AGRICULTURE FOREST SERVICE *OYCE,INDA!"IRDSEY2ICHARDTECHNICALEDITORS4HEIMPACTOFCLIMATECHANGEON!MERICAS FORESTS!TECHNICALDOCUMENTSUPPORTINGTHE53$!&OREST3ERVICE20!!SSESSMENT'EN 4ECH2EP2-23'42&ORT#OLLINS#/53$EPARTMENTOF!GRICULTURE&OREST3ERVICE2OCKY -OUNTAIN2ESEARCH3TATIONP +EYWORDSFOREST PRODUCTIVITYVEGETATION CHANGECARBON SEQUESTRATIONMITIGATIONFOREST SECTOR TIMBERINVENTORYSOILCARBONCARBONACCOUNTINGAFFORESTATIONDEFORESTATION !BSTRACT 4HIS REPORT DOCUMENTS TRENDS AND IMPACTS OF CLIMATE CHANGE ON !MERICAS FORESTS AS REQUIRED BY THE 2ENEWABLE 2ESOURCES 0LANNING !CT OF 2ECENT RESEARCH ON THE IMPACT OF CLIMATE ANDELEVATEDATMOSPHERICCARBONDIOXIDEONPLANTPRODUCTIVITYISSYNTHESIZED-ODELINGANALYSES EXPLORE THE POTENTIAL IMPACT OF CLIMATE CHANGES ON FORESTS WOOD PRODUCTS AND CARBON IN THE 5NITED3TATES 9OUMAYORDERADDITIONALCOPIESOFTHISPUBLICATIONBYSENDING YOUR MAILING INFORMATION IN LABEL FORM THROUGH ONE OF THE FOLLOWINGMEDIA0LEASESENDTHEPUBLICATIONTITLEANDNUMBER 4ELEPHONE %MAIL &AX -AILINGADDRESS RSCHNEIDER FSFEDUS 0UBLICATIONS$ISTRIBUTION 2OCKY-OUNTAIN2ESEARCH3TATION 70ROSPECT2D &ORT#OLLINS#/ 4HISPUBLICATIONISALSOAVAILABLEONTHEWEBATHTTPWWWFSFEDUSRM #OVERPHOTOBY,ANE%SKEW