An Analysis of Polarization Coherence Tomography Using Different Function Expansion Ma Peifeng(1,2),Zhang Hong(1), Wang Chao(1),Zhang Bo(1), Wu Fan(1), Tang Yixian(1) (1)Key Laboratory of Digital Earth, Center for Earth Observation and Digital Earth, CAS, No.9 Dengzhuangnan Road, Haidian District, Beijing, 100094, China (2)Graduate University of Chinese Academy of Sciences, Beijing, China E-mail: peifengma1986@gmail.com , hzhang@ceode.ac.cn employ Abstract multi-baseline data. In addition, while In this paper we investigate the Polarization dual-baseline data can be used to introduce another two Coherence Tomography technique and propose a F-L polynomials, its poor condition that defines the different function expansion to reconstruct vertical stability of inversion and sensitivity to noise confines the profile function. Firstly we develop a new orthogonal application. In [3] a regularization technique has been family and then the coefficients are estimated by matrix proposed at cost to loss of precision. F-L polynomials inversion for the specific series. Finally we represent the are orthogonal on [-1,1] by weight of 1, however, in vertical profile function using these polynomials. Further practice for various two-layer models mixed surface plus we analyze the stability in new expansion compared to volume case, scattering amplitude is stronger on the top Fourier-Legendre approximation. In the end this method of canopy corresponding to volume scattering and near is validated using simulated dual-baseline data. the ground corresponding to surface-canopy dihedral Keywords: PCT, dual-baseline response. Therefore, we investigate the feasibility of reconstructing the vertical profile function in a new I. Introduction Polarization Coherence Tomography (PCT) is an advanced approach used to reconstruct the vertical orthogonal family in this paper. Firstly in sectionⅡwe profile function in penetrable volume scattering [1], summarize which overcome the limitation of traditional methods in tomography problem as a new orthogonal series 3-D SAR imaging that they suffer from an inherent expansion. Then In section Ⅲ the validity of this requirement for collection of a large number of the main procedure of formulating operational baselines. The vertical profile function can expansion is demonstrated using simulated dual-baseline be data. Further represented by the Fourier-Legendre (F-L) we evaluate the stability of this polynomials if only single- baseline data is available. As approximation approach and compare it with the results a new application technology in radar remote sensing, in Fourier-Legendre series by Cloude in simulated PCT is important for improved vegetation species scenario. Finally in section Ⅳ discrimination, component biomass analysis and biodiversity studies [2]. we provide our conclusions and discussions. Assuming a priori knowledge of volume depth and ground topography, Tomography reduces to solution of a set of linear equations for the unknown coefficients Ⅱ. PCT Using New Function Expansion using PCT technology. For single-baseline data, only PCT is a radar image processing technology that two unknown coefficients can be obtained in F-L series, employs function expansion to reconstruct normalized which limits the approximation resolution. In order to vertical profile of arbitrary polarization channel using achieve higher accuracy of the estimation, we must F-L series. Here instead of generating profile in F-L series, we deduce orthogonal functions on [-1,1] by 2 weight of x , the first few polynomials are shown as: P0 (z ) = 1 P1 ( z ) = z 1 (5 z 2 − 3) 2 1 P3 ( z ) = (7 z 3 − 5 z ) 2 1 P 4 ( z ) = (6 3 z 4 − 7 0 z 2 + 1 5) 8 P2 ( z ) = (1) Now we turn to the basic definition of interferometric complex coherence [1]: Figure 1. For the function a ( z ') , we can develop it with series: a( z ') = ∑ an Pn ( z) hv ∫ γ = e ik z z0 f ( z )e ik z z Plot of basis functions dz n 0 (5) hv ∫ f ( z )d z By a chain of the transformation as mentioned above (2) 0 coherence can be written as: Where Z0 is the position of the bottom of scattering layer, Kz is vertical wave number. To retrieve the vertical structure f ( z ) in functions we first normalize the range of integral by a change of variable , results are shown as: 1 ∫ (1+ a P (z ') + a P(z ') + a P(z ') +...)z ' e 2 ikv z ' 0 0 ~ γ= 1 1 1 1 dz ' −1 1 ∫ (1+ a P (z '))z ' dz ' 2 0 0 −1 hv ∫ 0 h i k z hv f ( z ) e ik z z dz = v e 2 2 1 ∫ g ( z ')e i k z hv z' 2 −1 1 1 −1 −1 (3) = Instead of expanding the function q ( z ') directly in polynomials, q ( z ') = a ( z ') z '2 . we make an assumption −1 1 (1+ a0 ) ∫ z '2 dz ' We rescale the range g(z ') =1+q(z ') so that q ( z ') ≥ −1 . Legendre 1 (1+ a0 ) ∫ z '2 eikvz 'dz ' + a1 ∫ P1(z ')z '2 eikvz'dz ' + a2 ∫ P2 (z ')z '2 eikvz 'dz ' +... dz ' −1 =3 (1+ a0 ) f0 + a1 f1 + a2 f2 +...an fn (1+ a0 ) = 3( f0 + a10 f1 + a20 f2 +...an0 fn ) (6) Then the real polynomials used to where approximate can be written as: unknown Q0 (z) = z 2 Q1 ( z) = z3 1 Q2 ( z ) = z 2 (5z 2 − 3) 2 1 2 3 Q3 ( z ) = z (7 z − 5z) 2 1 Q4 ( z ) = z 2 (63z 4 − 70z 2 + 15) 8 normalized: k v = hvk 2 coefficients an 0 = ~ z , by γ = γ e − ik z e − ik , the z 0 zero-order v term are an 1 + a 0 . So Evaluation of the each component involves determination of the function f i , which is defined from the product of interferometric (4) wave number k z and vegetation height hv . The even index functions are real while odd are pure imaginary. If we can calculate the unknown coefficients an0 by inverting this relation, the function of relative scattering phase to develop the vertical structure, which is density can be obtained as: illustrated by the vertical scattering function of one f (z) = (2z / hv −1)2(1+a10P1(2z / hv −1) +a20P2(2z / hv −1) +...an0Pn(2z / hv −1)), 0 ≤ z ≤ hv. As for dual-baseline data, the first pixel P in Figure 4 and tomography along range line AA’ in Figure 5. five polynomials will be used to approximate. Linear formulation can be written as shown in equation (7) : f 0 3 y f1 0 x 1 x 3 0 f f x 2 0 0 f3y f2y 0 ~ Im ag(γ x ) 0 a10 ~ f4x a20 Re al (γ x ) − 3 f0x . = ~ 0 a30 y Im ag(γ ) f4y a40 ~ y y Re al (γ ) − 3 f0 .(7) Estimated tree height Figure 3. where x and y are identification of two baselines. Four coefficients can be inverted using dual-baseline data. Ⅲ. Tomography Reconstruction Using Dual-Baseline Figure 4. POLInSAR Data in New Function Expansion Profile at Point P In order to demonstrate the effectiveness of the new function expansion in the generation of coherence tomography, we POLInSAR data employ L simulated band by dual-baseline ESA released POLSARPro. The forest is initialized deciduous with the height of 10m and the ground phase of 0. Tomography of arbitrary polarization channel can be developed. We mainly investigated two representative Figure 5. Polarimetric tomography along line AA’ polarization: cross polarized HV channel (volume Note that in the HV polarization channel scattering scattering dominated) and copolarized HH-VV channel amplitude close to the crown is stronger, while in (surface dihedral response dominated). The coherence of HH-VV scattering amplitude close to the ground is HV and HH-VV polarization is shown in Figure 2. stronger, corresponding to the volume dominated and dihedral response dominated in practice. The reconstruction of CT is inevitably subject to the effect of noise, such as temporal decorrelation, statistical fluctuations in coherence estimation and coherence bias with limited data samples, incurring some ambiguity of HV Figure 2. HH-VV Complex coherence (L = 11) the results such as the volume dominated in HH-VV and dihedral response dominated in HV shown in We retrieve forest height using the Three-Stage method, Figure 5. So the sensitivity to noise is a key point we the estimated height are as shown in Figure 3. Then we should consider. From the matrix inversion formula employ the estimated forest height and topography [ F ] a = g we find that the stability of inversion is attributed to the condition number (CN) of matrix [F]. As for single-baseline in Fourier-Legendre expansion In this paper we have employed PCT technology to CN can be expressed as: CN = − 1 k v2 = − sin ( k v ) f2 3 co s( k v ) − (3 − k v2 ) kv (8) reconstruct the vertical profile function of forest and introduced a new function expansion approach. This method and in term of the new expansion,CN can be written as : CN=- Ⅳ.Conclusion 1 1 =− 3sin( k v ) 21cos( k v ) 81sin( k v ) 180 cos( k v ) 180 sin( k v ) f2 + − − + kv k v2 k v3 k v4 k v5 has been validated using POLSARPro simulated dual-baseline data. Since dual-baseline provides two complex coherences, four coefficients can be estimated and the highest polynomial order used to (9) approximate is four in F-L expansion. In the new We draw the two function curves in the same expansion, however, the highest order is six and the coordinates in Figure 6 and find that values of CN in results can exhibit the internal fine structure. In addition, the approximation method of this paper are smaller than due to better conditioning of the matrix inversion, the in Fourier-Legendre by Cloude. That is to say, inversion is better conditioned and system is less sensitive to measurement vector a is less susceptible to noise, which is always present in synthetic aperture radar errors. In order to validate the advantage of this interference processing. approximation, we compare the standard variance of coefficients using dual-baseline data above in two expansion method in TableⅠ, from which it can be seen that std in the new expansion is less than that in Fourier-Legendre series. V. Acknowledgment This work is supported by National High-tech R&D Program of china National Ⅰ Table . Standard variance of profile coefficients for HV channel in two function expansion ( Natural Grant No.2009AA12Z118)and Science Fund Project(No. 40971198 and No. 40701106). References [1] S. R.Cloude,“Polarization coherence tomography”, Fourier-Legendre New Expansion a10 0.42 0.23 Radio Sciences, 41:1-27,2006 a20 0.85 0.66 [2] Mette, T., “Forest Biomass Estimation from a30 1.54 1.25 Polarimetric SAR Interferometry”, DLR Research a40 13.20 0.003 Report 207-10, ISSN 1434-8454, 2007 [3] S. R. Cloude, “Dual-Baseline Coherence Tomography”, IEEE Geoscience and Remote Sensing Letters, 4(1):127-131, 2007 [4] Papathanassiou, K. P., and S. R. Cloude, “Single baseline polarimetric SAR interferometry”, IEEE Trans. Geosci. Remote Sensing., 39, 2352-2363, 2001 [5] S. R. Cloude, and Papathanassiou, K. P., “Forest Figure 6. Comparison of condition number: Red (equation (8)), Green(equation (9)) Vertical Structure Estimation Using Coherence Tomography”, IGARSS2008,2008.