Trust Board Meeting: Wednesday 8 July 2014 TB2015.86 Title Kirkup Report 2015 Gap Analysis, Maternity Services Oxford University Hospitals NHS Trust Status For Information History This is a new paper Board Lead(s) Catherine Stoddart, Chief Nurse Key purpose Strategy Assurance TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Service Policy Performance Page 1 of 20 Oxford University Hospitals TB2015.86 Executive Summary 1. This paper provides the Board with an overview of the recommendations from the Kirkup report and a gap analysis for the Trust. 2. The Kirkup report was written following an independent investigation into the management, delivery and outcomes of care provided by the maternity and neonatal services at the University Hospitals of Morecambe Bay NHS Foundation Trust from 2004 to 2013. There were some serious failings identified as part of the review. 3. A National Review of Maternity services has been set up following the Kirkup report and a working party agreed. The review is being led by Baroness Julia Cumberledge. The timescale for reporting is the end of 2015. 4. A gap analysis has been completed in relation to maternity services provided by Oxford University Hospitals NHS Trust. The analysis has been completed using the recommendations from the Kirkup report; the table forms the basis of this paper. 5. The findings of the Kirkup Report were related to failings at almost every level from the maternity unit to those responsible for regulating and monitoring the Trust. The investigation found 20 instances of significant or major failures of care at Furness General Hospital, associated with three maternal deaths and the deaths of 16 babies at or shortly after birth. Different clinical care in these cases would have been expected to prevent the outcome in one maternal death and the deaths of 11 babies. 6. The issues identified broadly include; 1. Substandard clinical competence of clinicians involved (midwifery, paediatrics and obstetrics) 2. Pursuit of normal birth at any cost with insufficient recognition of risk 3. Dysfunctional Team working 4. Inadequate clinical investigations over several years including reliance on poor quality internal governance systems 5. External oversight was inadequate during the process of seeking foundation trust status and a development approach was used. This included CQC Monitor, PHSO and NW SHA. (appendix 1) 7. The Trust and its maternity service generally complies with the majority of the recommendations of the Kirkup report. Where there are gaps and additional action required, these are detailed in the attached document. The main areas include: The need to agree a new structure and process in readiness for the anticipated replacement of the framework for Supervision of Midwives (pending legislative change still awaited); Ensure that smaller maternity units have senior midwifery management and obstetric presence to support staff and manage issues as they arise. Finalise the maternity strategy. Maintain regular review of clinical incidents, identify themes and implement changes as appropriate. Keep the number of hours of Consultant presence under regular review. Further develop the process to audit clinical guidelines. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services Page 2 of 20 Oxford University Hospitals TB2015.86 8. Recommendation The Trust Board is asked to: Note the Kirkup report, found at https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/4084 80/47487_MBI_Accessible_v0.1.pdf ; and Note the ongoing work that will be undertaken in response to the Kirkup report. Catherine Stoddart Chief Nurse July 2015 Report prepared by Jane Herve Head of Midwifery TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services Page 3 of 20 Oxford University Hospitals TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity services Oxford University Hospitals Trust (OUHT) 1. Recommendations for the NHS 1.1 There are a range of recommendations that require consideration by Trusts who delivery Maternity services and for those bodies responsible for leading and ensuring that action is completed. 1.2 Where appropriate information about practices and services across the OUHT and any gaps and actions required have been included. This gap analysis will form the basis of an action plan for OUHT against the Kirkup report. 1.3 The recommendations and numbers have been copied directly from the Kirkup report. NUMBER RECOMMENDATION OUHT 19 In light of the evidence we have heard during the Investigation, we consider that the professional regulatory bodies should review the findings of this Report in detail with a view to investigating further the conduct of registrants involved in the care of patients during the time period of this Investigation. Action: the General Medical Council, the Nursing and Midwifery Council. There should be a national review of the provision of maternity care and paediatrics in challenging circumstances, including areas that are rural, difficult to recruit to, or isolated. This should identify the requirements to sustain safe services under these conditions. In conjunction, a national protocol should be drawn up that defines the types of unit required in different settings and the levels of care that it is appropriate to offer in them. Action: NHS England, the Care Quality Commission, the Royal College of Obstetricians and Gynaecologists, the Royal College of Midwives, the Royal College of Paediatrics and Child Health, the National Institute for Health and Care Excellence. Requires national response 20 TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services Requires national response Page 4 of 20 GAP’s and ACTIONS REQUIRED Oxford University Hospitals 21 The challenge of providing healthcare in areas that are rural, difficult to recruit to or isolated is not restricted to maternity care and paediatrics. We recommend that NHS England consider the wisdom of extending the review of requirements to sustain safe provision to other services. This is an area lacking in good-quality research yet it affects many regions of England, Wales and Scotland. This should be seen as providing an opportunity to develop and promote a positive way of working in remote and rural environments. Action: NHS England. 22 We believe that the educational opportunities afforded by smaller units, particularly in delivering a broad range of care with a high personal level of responsibility, have been insufficiently recognised and exploited. We recommend that a review be carried out of the opportunities and challenges to assist such units in promoting services and the benefits to larger units of linking with them. Action: Health Education England, the Royal College of Obstetricians and Gynaecologists, the Royal College of Paediatrics and Child Health, the Royal College of Midwives 23 Clear standards should be drawn up for incident reporting and investigation in maternity services. These should include the mandatory reporting and investigation as serious incidents of maternal deaths, late and intrapartum stillbirths and unexpected neonatal deaths. We believe that there is a strong case to include a requirement that investigation of these incidents be subject to a standardised process, which includes input from and feedback to families, and independent, multidisciplinary peer review, and should certainly be framed to exclude conflicts of interest between staff. We recommend that this build TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 Given the configuration of maternity services across Oxfordshire, the Trust would support the proposal for further research. OUHT offers student midwife None placements in a tertiary referral maternity service; district general hospital maternity unit; free standing and co-located maternity units; and community midwifery care. The evaluations are extremely positive and students gain experience in the breadth of midwifery practice. Incident reporting in maternity None services is embedded in the culture of the maternity service; all staff are aware of when/how to report incidents. Investigations are completed in line with Trust and National standards. Reporting is through the Women’s Clinical Governance Committee and to Trust Risk Management. Page 5 of 20 Oxford University Hospitals on national work already begun on how such a process would work. Action: the Care Quality Commission, NHS England, the Department of Health. 24 We commend the introduction of the duty of candour for all NHS professionals. This should be extended to include the involvement of patients and relatives in the investigation of serious incidents, both to provide evidence that may otherwise be lacking and to receive personal feedback on the results. Action: the Care Quality Commission, NHS England. 25 26 TB2015.86 Feedback is provided to the family along with a copy of the report. The maternity service actively None supports the duty of candour. Following any serious incident the family is offered an opportunity to meet with a Consultant, a Supervisor of Midwives or Midwifery Manager to ensure they have the opportunity to input into the investigation process. We recommend that a duty should be placed on all This requires a national NHS Boards to report openly the findings of any response external investigation into clinical services, governance or other aspects of the operation of the Trust, including prompt notification of relevant external bodies such as the Care Quality Commission and Monitor. The Care Quality Commission should develop a system to disseminate learning from investigations to other Trusts. Action: the Department of Health, the Care Quality Commission. We commend the introduction of a clear national OUHT has a clear policy which policy on whistleblowing. As well as protecting the is available for all staff to interests of whistleblowers, we recommend that this is access on the Intranet. implemented in a way that ensures that a systematic and proportionate response is made by Trusts to concerns identified. Action: the Department of Health. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services Page 6 of 20 Oxford University Hospitals 27 Professional regulatory bodies should clarify and reinforce the duty of professional staff to report concerns about clinical services, particularly where these relate to patient safety, and the mechanism to do so. Failure to report concerns should be regarded as a lapse from professional standards. Action: the General Medical Council, the Nursing and Midwifery Council, the Professional Standards Authority for Health and Social Care. 28 Clear national standards should be drawn up setting out the professional duties and expectations of clinical leads at all levels, including, but not limited to, clinical directors, clinical leads, heads of service, medical directors, nurse directors. Trusts should provide evidence to the Care Quality Commission, as part of their processes, of appropriate policies and training to ensure that standards are met. Action: NHS England, the Care Quality Commission, the General Medical Council, the Nursing and Midwifery Council, all Trusts. 29 Clear national standards should be drawn up setting out the responsibilities for clinical quality of other managers, including executive directors, middle managers and non-executives. All Trusts should provide evidence to the Care Quality Commission, as part of their processes, of appropriate policies and training to ensure that standards are met. Action: NHS England, the Care Quality Commission, all Trusts. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 OUHT Supervisor of Midwives discuss the whistleblowing policy with all their supervisees during their annual review. Awaiting development of clear national standards Awaiting development of clear national standards Page 7 of 20 Oxford University Hospitals 30 A national protocol should be drawn up setting out the duties of all Trusts and their staff in relation to inquests. This should include, but not be limited to, the avoidance of attempts to ‘fend off’ inquests, a mandatory requirement not to coach staff or provide ‘model answers’, the need to avoid collusion between staff on lines to take, and the inappropriateness of relying on coronial processes or expert opinions provided to coroners to substitute for incident investigation. Action: NHS England, the Care Quality Commission. 31 The NHS complaints system in the University Hospitals of Morecambe Bay NHS Foundation Trust failed relatives at almost every turn. Although it was not within our remit to examine the operation of the NHS complaints system nationally, both the nature of the failures and persistent comment from elsewhere lead us to suppose that this is not unique to this Trust. We believe that a fundamental review of the NHS complaints system is required, with particular reference to strengthening local resolution and improving its timeliness, introducing external scrutiny of local resolution and reducing reliance on the Parliamentary and Health Service Ombudsman to intervene in unresolved complaints. Action: the Department of Health, NHS England, the Care Quality Commission, the Parliamentary and Health Service Ombudsman. 32 The Local Supervising Authority system for midwives was ineffectual at detecting manifest problems at the University Hospitals of Morecambe Bay NHS Foundation Trust, not only in individual failures of care but also with the systems to investigate them. As with complaints, our remit was not to examine the TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 A national response is required Complaints are managed in External scrutiny – a system is line with Trust and national not currently in place. standards. Meetings are offered to some complainants to try to resolve their concerns in a proactive way. Incidents and complaints are discussed on a monthly basis in a multi-professional forum. Recurrent themes are identified and investigated by the Women’s Clinical Governance team. The Head of Midwifery has Plan to be proposed a new structure and implemented. process to replace Supervision of Midwives, upon its anticipated removal from the legal framework (subject to Page 8 of 20 agreed and Oxford University Hospitals operation of the system nationally; however, the nature of the failures and the recent King’s Fund review (Midwifery regulation in the United Kingdom) lead us to suppose that this is not unique to this Trust, although there were specific problems there that exacerbated the more systematic concern. We believe that an urgent response is required to the King’s Fund findings, with effective reform of the system. Action: the Department of Health, NHS England, the Nursing and Midwifery Council. 33 TB2015.86 legislative change, which is still awaited). It is proposed that a professional advisory board will be established that will offer support to midwives, assist with investigations and service developments. The Head of Midwifery is working with the Lead Midwife for Education at Oxford Brookes University to develop an appropriate academic package for the individual members of the professional board. We considered carefully the effectiveness of This requires a national separating organisationally the regulation of quality by response the Care Quality Commission from the regulation of finance and performance by Monitor, given the close inter-relationship between Trust decisions in each area. However, we were persuaded that there is more to be gained than lost by keeping regulation separated in this way, not least that decisions on safety are not perceived to be biased by their financial implications. The close links, however, require a carefully coordinated approach, and we recommend that the organisations draw up a memorandum of understanding specifying roles, relationships and communication. Action: Monitor, the Care Quality Commission, the Department of Health. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services Page 9 of 20 Oxford University Hospitals 34 The relationship between the investigation of individual complaints and the investigation of the systemic problems that they exemplify gave us cause for concern, in particular the breakdown in communication between the Care Quality Commission and the Parliamentary and Health Service Ombudsman over necessary action and follow-up. We recommend that a memorandum of understanding be drawn up clearly specifying roles, responsibilities, communication and follow-up, including explicitly agreed actions where issues overlap. Action: the Care Quality Commission, the Parliamentary and Health Service Ombudsman. 35 The division of responsibilities between the Care Quality Commission and other parts of the NHS for oversight of service quality and the implementation of measures to correct patient safety failures was not clear, and we are concerned that potential ambiguity persists. We recommend that NHS England draw up a protocol that clearly sets out the responsibilities for all parts of the oversight system, including itself, in conjunction with the other relevant bodies; the starting point should be that one body, the Care Quality Commission, takes prime responsibility. Action: the Care Quality Commission, NHS England, Monitor, the Department of Health. 36 The cumulative impact of new policies and processes, particularly the perceived pressure to achieve Foundation Trust status, together with organisational reconfiguration, placed significant pressure on the management capacity of the University Hospitals of Morecambe Bay NHS Foundation Trust to deliver against changing requirements whilst maintaining day-to-day needs, TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 This will require a national response however locally complaints are considered in light of PHSO reviews. This requires a national response Following the DH review, the Trust will review its current practices in relation to the impact of policy changes on the Trust Page 10 of 20 Oxford University Hospitals including safeguarding patient safety. Whilst we do not absolve Trusts from responsibility for prioritising limited capability safely and effectively, we recommend that the Department of Health should review how it carries out impact assessments of new policies to identify the risks as well as the resources and time required. Action: the Department of Health. 37 Organisational change that alters or transfers responsibilities and accountability carries significant risk, which can be mitigated only if well managed. We recommend that an explicit protocol be drawn up setting out how such processes will be managed in future. This must include systems to secure retention of both electronic and paper documents against future need, as well as ensuring a clearly defined transition of responsibilities and accountability. Action: the Department of Health. 38 Mortality recording of perinatal deaths is not sufficiently systematic, with failures to record properly at individual unit level and to account routinely for neonatal deaths of transferred babies by place of birth. This is of added significance when maternity units rely inappropriately on headline mortality figures to reassure others that all is well. We recommend that recording systems are reviewed and plans brought forward to improve systematic recording and tracking of perinatal deaths. This should build on the work of national audits such as MBRRACE-UK, and include the provision of comparative information to Trusts. Action: NHS England. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 The Trust has robust systems for information governance regarding retention of documents Stillbirths and neonatal deaths Continue to monitor, review are recorded on the Electronic and report. Patient record and BadgerNet. The information is collected on the maternity Dashboard and discussed at the Women’s Clinical Governance Committee, Intrapartum group and Trust Clinical Governance Committee. The Maternity Dashboard is also included in Monthly Divisional Quality and Performance Report which is reviewed at Divisional Executive meetings and Page 11 of 20 Oxford University Hospitals 39 There is no mechanism to scrutinise perinatal deaths or maternal deaths independently, to identify patient safety concerns and to provide early warning of adverse trends. This shortcoming has been clearly identified in relation to adult deaths by Dame Janet Smith in her review of the Shipman deaths, but is in our view no less applicable to maternal and perinatal deaths, and should have raised concerns in the University Hospitals of Morecambe Bay NHS Foundation Trust before they eventually became evident. Legislative preparations have already been made to implement a system based on medical examiners, as effectively used in other countries, and pilot schemes have apparently proved effective. We cannot understand why this has not already been implemented in full, and recommend that steps are taken to do so without delay. Action: the Department of Health. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 Performance Reviews with Executive Directors, and with effect from September 2015 is to be included in the Quality Report submitted to the Trust Board, and to the Quality Committee in alternate months. This requires a national response Page 12 of 20 Oxford University Hospitals TB2015.86 40 Given that the systematic review of deaths by medical This awaits the national examiners should be in place, as above, we response to recommendation recommend that this system be extended to stillbirths 39 (see above) as well as neonatal deaths, thereby ensuring that appropriate recommendations are made to coroners concerning the occasional need for inquests in individual cases, including deaths following neonatal transfer. Action: the Department of Health. 41 We were concerned by the ad hoc nature and variable This awaits a national quality of the numerous external reviews of services response from the relevant that were carried out at the University Hospitals of colleges Morecambe Bay NHS Foundation Trust. We recommend that systematic guidance be drawn up setting out an appropriate framework for external reviews and professional responsibilities in undertaking them. Action: the Academy of Medical Royal Colleges, the Royal College of Nursing, the Royal College of Midwives. 42 We further recommend that all external reviews of This will require a national suspected service failures be registered with the Care response Quality Commission and Monitor, and that the Care Quality Commission develops a system to collate learning from reviews and disseminate it to other Trusts. Action: the Care Quality Commission, Monitor. 43 We strongly endorse the emphasis placed on the The Trust will review its local quality of NHS services that began with the Darzi arrangements for maternity review, High Quality Care for All, and gathered care provision in line with the recommendations of High importance with the response to the events at the Mid Quality Care for All Staffordshire NHS Foundation Trust. Our findings confirm that this was necessary and must not be lost. We are concerned that the scale of recent NHS reconfiguration could result in new organisations and post-holders losing the focus on this priority. We TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services Page 13 of 20 Oxford University Hospitals recommend that the importance of putting quality first is re-emphasised and local arrangements reviewed to identify any need for personal or organisational development, including amongst clinical leadership in commissioning organisations. Action: NHS England, the Department of Health. 44 This Investigation was hampered at the outset by the lack of an established framework covering such matters as access to documents, the duty of staff and former staff to cooperate, and the legal basis for handling evidence. These obstacles were overcome, but the need to do this from scratch each time an investigation of this format is set up is unnecessarily time-consuming. We believe that this is an effective investigation format that is capable of getting to the bottom of significant service and organisational problems without the need for a much more expensive, time-consuming and disruptive public inquiry. This being so, we believe that there is considerable merit in establishing a proper framework, if necessary statutory, on which future investigations could be promptly established. This would include setting out the arrangements necessary to maintain independence and work effectively and efficiently, as well as clarifying responsibilities of current and former health service staff to cooperate. Action: the Department of Health. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 This requires a national response Page 14 of 20 Oxford University Hospitals 2. Chapter Three: Clinical Services NUMBER CHAPTER CONCLUSIONS 1 2 5 Our overall impression is of a maternity unit that felt itself to be isolated, both geographically and professionally, and unsupported by the local healthcare system. This was exacerbated by a series of health service reorganisations. During this process there was a loss of ownership and understanding by local communities; healthcare workers struggled to deliver safe services when support structures were changing or disappearing; and, as elsewhere, financial imperatives dominated all aspects of the Trust. Throughout this time there was no agreed vision, strategy or operational plan for maternity and neonatal services. Decision-making was reactive rather than proactive; short term rather than long term; and driven by finance rather than health needs. The identification of avoidable factors provided a more in-depth analysis of clinical practice and service delivery. There were numerous significant avoidable factors that were identified during the review process and which contributed directly or indirectly to the adverse clinical outcomes, and most of these related to deficiencies in basic clinical care. There was evidence of a lack of situation awareness, with a deficiency in understanding of basic observations, their clinical significance and how they should be managed. There were many instances where symptoms and signs, observations, progress in labour, and the concerns of patients, parents and TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 GAP’s AND ACTIONS REQUIRED Maternity provides services in Continue to ensure senior 5 sites as well as across the midwifery and management community. presence in each area. The management structure has been implemented to ensure a consistent approach in all areas. There is a visible presence in all areas. OUHT A draft maternity strategy has Maternity Strategy to been written. finalised during 2015/16 be The senior management and Await outcome of review, for clinical governance teams are report to Quality Committee in currently reviewing all recent December 2015. incidents to identify themes. A meeting has been arranged between the senior midwifery team and Oxford Brookes University to discuss student midwife training, mentorship and post graduate training. Training and education is based on local need, learning from incidents and future Page 15 of 20 Oxford University Hospitals TB2015.86 families were recorded, but were not underpinned by planning i.e. leadership. a clinical plan or escalation of clinical decision- A number of systems are in making. place to mitigate risk i.e. MEOWs charts, SBAR stickers and risk stratification at booking to ensure women are cared for by the right team. These systems are audited regularly. 6 There was evidence of a lack of basic understanding of the processes of labour by both midwifery and See above. medical staff. There were frequent examples of staff ignoring the whole clinical picture of the woman (including pre-existing risk factors) and her baby, and only reacting to events in isolation. A lack of clinical risk assessment and planning for high-risk obstetric patients was an overarching theme. Despite its relative isolation, this was most prevalent in FGH. Clinical risk assessment and effective planning are crucial if patient harm is to be avoided. Clinical risk assessment begins with the first contact with the patient, and this may be at the antenatal clinic, the clinical assessment unit or the labour suite. 7 Although we did not investigate in detail aspects of There is evidence of multi- None. hospital care outside the maternity and neonatal unit, professional working within there was evidence that the response of medical maternity services. teams from other specialties when complications The service works closely with developed in pregnant women was inconsistent. staff from a variety of There was evidence of non-involvement of specialities including appropriate multidisciplinary senior clinical staff, a Paediatrics, cardiology, lack of escalation and a failure to seek external Obstetric Physicians, Mental health, Anaesthetics and advice for complex, extremely sick patients. interventional radiology. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services Page 16 of 20 Oxford University Hospitals 8 Arrangements for assessing pregnant women who present with concerns need to ensure that patients receive an opinion from experienced midwives or obstetricians. The consultants need to be closer to the front line, where they can be gatekeepers to their service and advise and support their junior doctors and midwifery colleagues. The staffing levels should ensure that this clinical opinion is available 24/7. 9 The skills and knowledge of the clinicians should enable a prompt and effective response if the condition of a mother or her baby deviates from normal. This may require the patient to be transferred to a regional unit. A lack of knowledge and experience is probably responsible for the ‘wait and see’ approach that was prevalent in both the labour suite and the special care baby unit, and often led to further deterioration of the patient’s condition and a poor outcome in the cases we reviewed. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 There is a 24 hour on call Consultant Obstetrician available for support and advice. At the JR a consultant is present on the Delivery suite; currently 86 hour presence due to consultant vacancies. Budgeted substantive hours are 107 hours. Feedback from junior medical staff and midwives is generally positive. A Clinical midwifery manager and Consultant Midwife responsible for intrapartum care are available for advice and support. Criteria has been agreed to ensure women receive care from the appropriate team in the appropriate unit. Women are transferred from the Horton to the JR as necessary. The Academic Health Science Network has produced specific guidelines to ensure a consistent and safe approach. Page 17 of 20 Continually review Consultant hours. Recruitment is ongoing to current consultant vacancies None Oxford University Hospitals 10 Clinical leadership in maternity and neonatal services was ineffective. This was partly due to the lack of vision and strategic planning of these services, but also due to the lack of managerial support and the increasingly defiant behaviour by clinical colleagues. High-quality leadership skills are required in those difficult circumstances, and these were not evident. 11 Most importantly, there is evidence of poor interdisciplinary working relations and substandard care. The failure of obstetricians and paediatricians to communicate in a professional way on the planning and delivery of high-risk patients is unacceptable. Similarly, the reluctance of midwives and obstetricians to share responsibility for the care of high-risk pregnant women is denying patients their rights to the best care. 12 As a consequence of the serial restructuring by the Trust, maternity and neonatal services had their management arrangements changed six times during the period covered by this Investigation. As a result of this managerial instability, there is evidence that lines of responsibility and accountability were blurred, many posts were combined and in some cases became unworkable, individuals were given management posts in maternity and neonatal services without any knowledge or experience of these services, and the focus was on operational objectives such as finance and waiting times rather than governance and quality of service. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 Feedback suggests that Continue to monitor and clinical and managerial address any issues as they leadership is generally arise via complaints, and staff positive. metrics, as part of regular divisional reporting There is evidence of positive None interdisciplinary working relations between staff and departments across the organisations. There is evidence of positive working relationships between the obstetricians and midwives. There has not been any None restructure within the service for a number of years. A rigorous recruitment process is in place and Trust policies are always adhered to. Page 18 of 20 Oxford University Hospitals 13 The clinical review has identified deficiencies at all levels within the organisation that impact on quality of clinical care: clinicians who place their personal clinical interest before the safety of their patients; failure of the FGH and RLI clinicians to work as an effective clinical team; weak clinical leadership and poor management at the directorate and division levels; and an executive team that was more focused on obtaining Foundation Trust status than on delivering high-quality care to the citizens of South Cumbria and North Lancashire. 14 Finally, at interview, patients, parents and families indicated that they had not received adequate – or in some cases any – explanations of why something went wrong, and indeed still had basic questions about aspects of the care received. This has led to assumptions of a cover-up of poor care and has exacerbated their feelings of grief and loss. In addition, the Trust needs to reflect on how it managed the serious incidents, especially when the media and external agencies became involved. Many of the clinical staff wished they could have spoken directly with the families to apologise and express their deepest sympathies. They also felt that they had not had an opportunity to fully explain what they felt were the failings in the care that the patients received. Many still feel devastated and damaged by what happened. The Trust recognises that it has to rebuild trust and confidence in the service and in the community, and part of that process should be to consider what the Trust can do to repair the emotional damage experienced by its staff and the family members of its patients. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 This would not be tolerated None within the service; team working is embedded in the culture of the maternity service. Incident reporting in maternity services is embedded and staff are aware of when/how to report incidents. Investigations are completed in line with Trust and National standards. Reporting is through the Women’s Clinical Governance Committee and to Trust Risk Management. Feedback is provided to the family along with a copy of the report. Page 19 of 20 Oxford University Hospitals 3. Chapter Four: Trust response NUMBER CHAPTER CONCLUSIONS 3 We believe that a combination of poor clinical skills and knowledge, lack of engagement, lack of ownership of problems, and failure to escalate concerns amongst maternity staff led to problems not being evident at Trust level. Governance systems were not sensitive enough to identify this problem in the absence of other indicators of poor outcome prior to 2008. Had the clinical problems been escalated effectively to more senior level prior to 2008, it is possible that effective corrective action could have been taken before the dysfunctional nature of the unit that we have described elsewhere became embedded and more widespread. 4 10 The failure to follow up formally the findings of either the Flynn or the Fielding review at the level of the Trust Board, or to continue to progress the original aim of exploring the acknowledged problems in obstetrics, once the external pressure had gone away, was a failure of clinical and corporate governance. TB2015.86 Kirkup Report 2015, Gap Analysis, Maternity Services TB2015.86 GAP’s AND ACTIONS REQUIRED Concerns are reported and None escalated using the Trust’s incident reporting structure. The Directorate and Divisional structures are used to highlight any areas of concern and then escalated to the Executive team as appropriate. The maternity services are not As part of the development of dysfunctional. The senior the Maternity Strategy, current clinical and managerial processes and structure will be structures, as well as robust, reviewed by the end of evidence based guidelines 2015/16. promote good practice. Auditing processes of clinical Audits of national standards practice continue to be refined are in place which will identify any gaps or training requirements. Local or national reviews of None maternity services are discussed at Directorate and Divisional level and escalated to Trust Board. GAP ANALYSIS Page 20 of 20