CONTROLLING HOSPITAL INFECTIONS In Support of Maryland Senate Bill 535 and House Bill 966 Written testimony of Ramanan Laxminarayan Fellow, Resources for the Future Prepared for the Maryland Senate Finance Committee March 9, 2006 Resources for the Future is home to a diverse community of scholars dedicated improving environmental policy and natural resource management through social science research. RFF provides objective and independent analysis and encourages scholars to express their individual opinions, which may differ from those of other RFF scholars, officers, and directors. March 9, 2006 Maryland Senate Finance Committee 11 Bladen Street Annapolis, Maryland 21401-1991 Subject: Testimony of Ramanan Laxminarayan in respect of Maryland Senate Bill 535 and House Bill 966 Dear Members of the Maryland Senate Finance Committee: I am writing in support of the proposed legislation to require health care facilities in the State of Maryland to implement the Society of Healthcare Epidemiology of America’s (SHEA) guidelines to control hospital-acquired methicillin-resistant staphylococcus aureus (MRSA) and vancomycin-resistant enterococcus (VRE). I have a PhD in Economics as well as a Masters Degree in public health focusing on epidemiology, and have been studying antimicrobial resistance for the last nine years, and I hope my testimony will be useful to the committee’s deliberations. My testimony is divided into four parts: First, I will show that this legislation addresses a problem of great economic consequence, one that costs patients and hospitals in Maryland substantially. Second, I will show that hospitals, both public and private, can benefit from implementing better infection control measures. Third, I will explain why health care facilities often do not recognize this benefit and follow SHEA guidelines on their own without regulatory intervention. Lastly, I will conclude with a suggestion about the importance of enforcement – adding “teeth” to this legislation will be beneficial if hospitalized citizens of Maryland are to be made better off. Although not a clinician, over the years that I have followed this topic closely and I have been struck by the number of people interested in working in this area, not just because of academic interest but because they have had someone in their family actually die of a hospital-acquired drug resistant infection. This is happening more and more frequently, yet there is little attention paid to this silent epidemic. 1616 P St. NW • Washington, DC 20036 • info@rff.org • http://www.rff.org • 202-328-5000 • fax 202-939-3460 DRUG RESISTANT INFECTIONS COST MORE Infection control programs intended to control antibiotic resistant healthcare-associated infections have been around for decades, however, it is common knowledge that implementation of these programs has been highly variable across facilities. The Society for Healthcare Epidemiology of America (SHEA), published a set of guidelines in 2003 (Muto, Carlene A., Jernigan, John A. et al. 2003) focused mainly on the spread of MRSA and VRE within the hospital setting. The guidelines are based on clinical evidence that the vast majority of MRSA and VRE infections are the result of transmission from patient to patient and not from de novo mutations, and thus they suggest that stringent infection control practices are probably the most important factor in limiting the spread of MRSA and VRE. Numerous studies have documented the increased number and costs of nosocomial bloodstream infections, stretching back into the 1970s and 1980s. Pittet and Wenzel (Pittet, D., Tarara, D. et al. 1994; Pittet, D. and Wenzel, R. P. 1995) found that over the decade of the 1980s, the incidence and risk-of-death from nosocomial bloodstream infections had risen markedly and that a patient with a nosocomial bloodstream infection was 35% more likely to die. In addition, they found that for patients who survived incurred excess charges of approximately $40,000 and extra hospital costs of roughly $6,000 compared to those without such an infection. Haley (1986) looked at all nosocomial infection costs and found that the average cost was about $1,800 per infection with the maximum cost being almost $42,000 (see table 1). Table 1. Costs attributable to nosocomial infection Costs/Nosocomial infections ($) Nosocomial Infection Average Maximum Pneumonia 4,947 41,628 Septicaemia 3,061 9,027 Wound Infection 2,734 26,019 Urinary Tract Infection 593 8,280 All nosocomial infections 1,833 41,628 Source: RW Haley, Managing hospital infection control for cost-effectiveness, 1986, cited in Daschner 1989 It is important to recognize the significant economic costs that nosocomial infections impose on both the hospital and the patient. The Office of Technology Assessment of Congress has estimated that the minimal hospital cost associated with nosocomial infections caused by antibiotic-resistant bacteria is over $1.3 billion per year (in 1992), but this estimate does not include the increased cost to patients both monetarily and through indirect and long-term morbidity and mortality consequences of resistant infections. With the majority of published studies showing that mortality risk increases on the order of 1.3-2 times when a patient contracts an antibiotic resistant infection within the hospital, this means that there are likely fairly significant effects on indirect costs such as long-term lost productivity. It is also important to understand that antibiotic resistance has an effect on many patients who have not and will not 1 become infected. These costs are the result of having to use stronger and more expensive drugs, which besides costing more may have more dangerous side effects or may be more toxic or possibly less effective then older or mainline drugs. Even the direct cost of an antibiotic resistant infection is still significant. Cosgrove (Cosgrove, Sara E., Qi, Youlin et al. 2005) found that a nosocomial MRSA bacteremia increases the length of hospital stays, the charges per patient and the costs for the hospital significantly for each case. They estimate that the excess cost of an MRSA bacteremia is $26,424 in patient charges and $14,655 in excess hospitals costs (a total of $41,079 in excess charges) compared to a control population. These were also compared to MSSA patients who averaged $19,212 in excess patient charges and $10,655 in excess hospital costs (a total of $29,867). A study by McHugh (McHugh, Carolyn Guertin and Riley, Lee W. 2004) who estimates total per patient costs (as opposed to excess costs) for an MSSA infection of $9,699 versus $45,920 for an MRSA infection. Drug resistant surgical site infections are particularly responsible for increased morbidity and mortality and cost hospitals more then $1.6 billion in extra charges each year (Martone, William J. and Nichols, Ronald Lee 2001). Engemann (Engemann, John J., Carmeli, Yehuda et al. 2003) studied MRSA in surgical site infections in a large cohort at the Duke medical center. MRSA in a surgical wound was found to result in more then a 12-fold increase in mortality versus noninfected patients and more then a 3-fold increase versus patients infected with MSSA. They estimate that an MRSA infection costs patients about $40,000 more then an MSSA infection and about $84,000 more then an uninfected patient. Vancomycin-resistant enterococci (VRE) is also associated with higher morbidity, mortality and costs. Carmeli and Mozaffari (Carmeli, Yehuda, Eliopoulos, George et al. 2002) found that a VRE infection led to longer hospital stays, a 2-fold increase in the rate of mortality, increased odds that a patient would require major surgery or be placed in the ICU, and a 1.4-fold increase in hospital costs, which over the length of the study translated to excess costs of $2,974,478 (233 patients at an excess cost of $12,766). In addition, the authors found that there was an increase in the likelihood that a patient would end up being discharged to a long-term care facility, meaning that the additional costs of a VRE infection are significantly understated in the study and that they continue on for many patients. These estimates are lower then Stosor (Stosor, Valentina, Peterson, Lance R. et al. 1998) who found VRE bacteremia was associated with $27,190 in excess costs and Song and Perl (Song, Xiaoyan, Srinivasan, Arjun et al. 2003) who found mean excess costs of VRE to be $81,208. INVESTING IN INFECTION CONTROL CAN BE FINANCIALLY BENEFIAL TO THE HOSPITAL A program of intensive surveillance and interventions targeted at reducing the risk of hospitalacquired ventilator-associated pneumonia (VAP) was implemented at the University of 2 Massachusetts Medical Center from January 1997 through December 1998. The results were dramatic reductions in VAP, 10.8/1000 ventilator days in the medical ICU and 17.2/1000 ventilator days in the surgical ICU, and cost savings of about $350,000, and this did not include time saved by respiratory therapists. (Lai, Kwan Kew, Baker, Stephen P. et al. 2003) In 1994 the University of Virginia hospital had a VRE outbreak, and in response implemented an active surveillance program and contact isolation of colonized patients. The estimated costs of cultures and resulting isolation were compared to a similar hospital that did not institute an active surveillance program. The costs of the program, including time spent collecting samples, additional length of hospital stays in isolation and laboratory fees, was estimated at $253,099 during the 2-year study, during which time only one primary VRE bacteremia occurred. (Muto, Carlene A., Giannetta, Eve T. et al. 2002) This compares to 29 cases of VRE bacteremia in the corresponding hospital with estimated costs for 28 avoided cases reported to be $761,320, though this is based on an estimate of excess costs per case of VRE of $27,190 (Stosor, Valentina, Peterson, Lance R. et al. 1998). Other estimates would put the cost avoided at between $357,448 (Carmeli, Yehuda, Eliopoulos, George et al. 2002) and $2,273,824 (Song, Xiaoyan, Srinivasan, Arjun et al. 2003). One of the factors affecting the spread of MRSA is the lack of effective control measures at many private hospitals, many of which avoid these measures partly due to their costs. In order to estimate the cost savings for private hospitals, West (West, Timothy E., Guerry, Cile et al. 2006) initiated a study at 2 private hospitals in Charleston, SC that implemented an active surveillance program and a contact isolation protocol as recommended by the SHEA guidelines. Based on prior rates of nosocomial infections, the new programs and protocols prevented an estimated 13 MRSA bacteremias and 9 SSIs for a costs savings of about $596,960 for the prevented bacteremias ($45,920 per infection based on McHugh et al 2004) and $756,000 for the prevented SSIs ($84,000 in excess costs per SSI, based on Engemann et al 2003). The cost of implementing the program was estimated at $113,955 ($54,381 for surveillance, $59,573 for contact isolation). YET HOSPITALS DO NOT INVEST ENOUGH IN INFECTION CONTROL: WHY? Hospital infection control is expensive and it becomes more difficult and less effective when patients enter the hospital already carrying the resistant pathogens. Recent research on incentives that hospitals face in controlling antibiotic-resistant bacteria suggests that a large spillover effect between medical care facilities may be one factor that explains the lack of response (Smith, Levin, & Laxminarayan, 2005). When a number of institutions share patients, then a person colonized in one facility may be responsible for introducing or increasing the prevalence of resistance in another facility. Since any single hospital (especially in the current era of costcutting and short term financial pressures) may ignore the benefits of their HIC programs outside their own walls, hospitals may not benefit from decreasing the overall level of resistance in the 3 catchment population when those patients are admitted later to other hospitals. Instead, hospitals may prefer to free ride on the infection control investments of other hospitals. This results in an overall higher level of resistance. In particular, the level of hospital infection control that is in the interests of any hospital to undertake depends on hospital infection control efforts of other hospitals and in the absence of coordination, everyone is worse off. A much better outcome can be achieved through regulation and the resulting coordination between facilities. A good example is from the Siouxland experience. An epidemic of VRE in the Siouxland Region of Iowa, Nebraska, and South Dakota was first detected in late 1996. Within a short time, VRE had quickly spread to nearly half of the health-care facilities in the region. In response, a VRE Task Force was constituted with representatives from acute and long-term-care facilities and public-health departments in the region (Ostrowsky, 2001). Following a comprehensive two-year intervention, (which included aggressive culturing of patients to identify VRE-colonized patients, isolation of patients, improved antibiotic use, sterile device measures, and improved healthcare worker hand hygiene) VRE was eliminated from all acute-care facilities and significantly reduced in long-term-care facilities in the region. This could not have worked without coordination and when hospitals are unwilling to coordinate on their own, regulation can ensure that no single hospital free rides off the efforts of others. HOW CAN WE ENSURE THAT HOSPITALS ACTUALLY COMPLY? In my opinion, legislation that only requires hospitals to comply with SHEA guidelines and gets them to report MRSA/VRE cases is not sufficient. Some degree of enforcement is required either through periodical external surveillance cultures, withdrawal of approval for State Medicare reimbursement or fines. Getting hospitals to report infections could work in other ways such as encouraging them to cut back on their surveillance programs. This is similar to cities not reporting crime rates reliably to the FBI since they are worried about the effect of this on their economy and tourism. A well-designed implementation plan for this legislation should take these factors into consideration. Sincerely, Ramanan Laxminarayan Fellow 4 References Carmeli, Y., G. Eliopoulos, et al. (2002). "Health and Economic Outcomes of VancomycinResistant Enterococci 10.1001/archinte.162.19.2223." Arch Intern Med 162(19): 22232228. Cosgrove, S. E., K. S. Kaye, et al. (2002). "Health and Economic Outcomes of the Emergence of Third-Generation Cephalosporin Resistance in Enterobacter Species 10.1001/archinte.162.2.185." Arch Intern Med 162(2): 185-190. Cosgrove, S. E. and Y. Carmeli (2003). "The Impact of Antimicrobial Resistance on Health and Economic Outcomes." Clinical Infectious Diseases 36: 1433-1437. Cosgrove, S. E., Y. Qi, et al. (2005). "The Impact of Methicillin Resistance in Staphylococcus aureus Bacteremia on Patient Outcomes: Mortality, Length of Stay, and Hospital Charges." INFECTION CONTROL AND HOSPITAL EPIDEMIOLOGY 26: 166-174. Daxboeck, F., T. Budic, et al. (2006). "Economic burden associated with multi-resistant Gramnegative organisms compared with that for methicillin-resistant Staphylococcus aureus in a university teaching hospital." Journal of Hospital Infection 62(2): 214-218. Drummond, M. F. and L. M. Davies (1991). "Evaluation of the costs and benefits of reducing hospital infection." Journal of Hospital Infection 18(Supplement 1): 85-93. Engemann, J. J., Y. Carmeli, et al. (2003). "Adverse Clinical and Economic Outcomes Attributable to Methicillin Resistance among Patients with Staphylococcus aureus Surgical Site Infection." Clinical Infectious Diseases 36: 592-598. Graves, N. (2004). "Economics and Preventing Hospital-acquired Infection." Emerg Infect Dis 10(4). Haley, R. W., D. H. Culver, et al. (1985). "The efficacy of infection surveillance and control programs in preventing nosocomial infections in US hospitals." American Journal of Epidemiology 121(2): 182-205. Karchmer, T. B., L. J. Durbin, et al. (2002). "Cost-effectiveness of active surveillance cultures and contact/droplet precautions for control of methicillin-resistant Staphylococcus aureus." Journal of Hospital Infection 51(2): 126-132. Lai, K. K., S. P. Baker, et al. (2003). "IMPACT OF A PROGRAM OF INTENSIVE SURVEILLANCE AND INTERVENTIONS TARGETING VENTILATED PATIENTS IN THE REDUCTION OF VENTILATOR-ASSOCIATED PNEUMONIA AND ITS COST-EFFECTIVENESS." INFECTION CONTROL AND HOSPITAL EPIDEMIOLOGY 24(11): 859-863. Martone, W. J. and R. L. Nichols (2001). "Recognition, Prevention, Surveillance, and Management of Surgical Site Infections: Introduction to the Problem and Symposium Overview." Clinical Infectious Diseases 33: S67-S68. McHugh, C. G. and L. W. Riley (2004). "Risk Factors and Costs Associated With MethicillinResistant Staphylococcus aureus Bloodstream Infections." Infect Control Hosp Epidemiol 25(5): 425-430. Muto, C. A., E. T. Giannetta, et al. (2002). "COST-EFFECTIVENESS OF PERIRECTAL SURVEILLANCE CULTURES FOR CONTROLLING VANCOMYCIN-RESISTANT 5 ENTEROCOCCUS." INFECTION CONTROL AND HOSPITAL EPIDEMIOLOGY 23(8): 429-435. Muto, C. A., J. A. Jernigan, et al. (2003). "SHEA Guideline for Preventing Nosocomial Transmission of Multidrug-Resistant Strains of Staphylococcus aureus and Enterococcus." INFECTION CONTROL AND HOSPITAL EPIDEMIOLOGY 24(5): 362-386. Pittet, D., D. Tarara, et al. (1994). "Nosocomial bloodstream infection in critically ill patients. Excess length of stay, extra costs, and attributable mortality 10.1001/jama.271.20.1598." JAMA 271(20): 1598-1601. Pittet, D. and R. P. Wenzel (1995). "Nosocomial bloodstream infections. Secular trends in rates, mortality, and contribution to total hospital deaths 10.1001/archinte.155.11.1177." Arch Intern Med 155(11): 1177-1184. Rubinovitch, B. and D. Pittet (2001). "Screening for methicillin-resistant Staphylococcus aureus in the endemic hospital: what have we learned?" Journal of Hospital Infection 47(1): 918. Shaikh, Z. H. A., C. A. Osting, et al. (2002). "Effectiveness of a multifaceted infection control policy in reducing vancomycin usage and vancomycin-resistant enterococci at a tertiary care cancer centre." Journal of Hospital Infection 51(1): 52-58. Slater, F. (2001). "Cost-Effective Infection Control Success Story: A Case Presentation." Emerg Infect Dis 7(2). Song, X., A. Srinivasan, et al. (2003). "Effect of Nosocomial Vancomycin-Resistant Enterococcal Bacteremia on Mortality, Length of Stay, and Costs." Infect Control Hosp Epidemiol 24(4): 251-256. Stosor, V., L. R. Peterson, et al. (1998). "Enterococcus faecium Bacteremia: Does Vancomycin Resistance Make a Difference? 10.1001/archinte.158.5.522." Arch Intern Med 158(5): 522-527. West, T. E., C. Guerry, et al. (2006). "Effect of Targeted Surveillance for Control of MethicillinResistant Staphylococcus aureus in a Community Hospital System." INFECTION CONTROL AND HOSPITAL EPIDEMIOLOGY 27(3): 233-238. 6