Public Health Accreditation Learning from Others Paul K. Halverson, DrPH, FACHE Measurement HIGH NORMAL LOW Why Accreditation in the Service Sector? The Governor asked, “Gentlemen, are you concerned with advancing the health, safety, and welfare of the people …or are you primarily interested in eliminating competition and raising prices?” The spokesman smiled and said, “Governor, we’re interested in a little of each.” ─ Council of State Governments, 1952 Multiple Forms of “Regulation” in the Service Sector Professional Control Informal Peer Pressure Formal Peer Review Accreditation Certification Licensure Government Provision Governmental Control Opposing Economic Theories of Accreditation, Certification, & Licensure Information Asymmetry – service quality is difficult to verify ex ante by the buyers – “lemons” problem may arise as low quality services drive out higher quality services Industry Capture – service providers desire to differentiate, gain marketing advantage, limit competition ─ Stiglitz 1971 Rationale for this Study Public health now faces many of the same pressures that confronted other service industries – Gaps in availability & quality – Variation in practice – Coordination and interoperability issues – Growing demand for accountability If accreditation has helped other industries, does it hold promise for public health? Findings: Goals & Objectives Pursued by Accreditation Objectives of Internal Stakeholders Promote professionalization, visibility & legitimacy Increase demand for services produced by industry Distinguish services from competing industries Limit entry of new and/or inferior organizations Reduce need for direct governmental regulation Increase public and private investments in industry Facilitate recruitment and retention of skilled staff Provide a buffer against political influence Findings: Goals & Objectives Pursued by Accreditation Objectives of External Stakeholders Assure/improve overall quality and safety Assure/improve cost-efficiency & value of services Reduce variation in the type and nature of services & ensure providers can deliver a standard set of services Facilitate coordination and interoperability of services Ensure institutional and financial stability of service organizations Findings: Program Design Basic Components Internal-self assessment Site visit for external validation & assessment – Direct observation of operations – Review of policies & procedures – Review of administrative & clinical records – Interviews with employees & clients Submission of standardized performance measures** Summary assessment & scoring Findings: Strong Incentives for Accreditation Program Incentives JCAHO, CARF Medicare deemed status CHAP Deemed status, benchmarking data CHEA Eligibility for grants/loans, transfer of credits NAEYC Block grants targeted to accredited centers, differential payments Findings: Moderate/Weak Incentives for Accreditation Program Incentives NCQA, EAP, URAC Some employers give preference in purchasing HRSA Exemption from OPR review Fire depts. Insurance discounts CALEA Lower liability costs AMAP Some hospitals & plans give preference in contracts** Findings: Impact of Accreditation Selection Effects: accreditation attracts higher-quality organizations Program Effects: accreditation causes organizations to improve quality Unintended Effects: accreditation disrupts operations, reduces access Impact of Accreditation USAID South African Hospital Accreditation Trial Source: Salmon et al. 2003 Impact of Accreditation SAMHSA Methadone Clinic Trial Source: D’Aunno and Pollack 2002 Impact of Accreditation JCAHO Hospital Accreditation and MI Care 70 Surveyed Not surveyed 60 50 40 30 20 10 0 Aspirin on admission Source: Chen et al. 2003 B-blockers on admission B-blockers during hospitalization 30-day mortality Impact of Accreditation HEDIS Accreditation for Health Plans 14 12 10 8 6 4 2 0 -2 -4 -6 -8 Annual Percentage Change in Enrollment Relative to Non-Accredited Health Plans Accredited plans Denied plans 1994 1995 Source: Beaulieu and Epstein 2002 1996 1997 1998 Conclusions & Implications Evidence suggests that accreditation holds potential for improving service quality Costs are significant and must be weighed against expected benefits Costs could generate disparities in access to accreditation Conclusions & Implications Strong incentives are vital to success Governance should be be broad & inclusive to ensure responsiveness & credibility Need for evidence-based standards to ensure desired outcomes are achieved Conclusions & Implications Accreditation is not a silver bullet Should be considered as only part of the strategy: – Performance measurement & reporting – Evidence-based guidelines – Continuous quality improvement – Workforce education & training – Licensure and regulation – Contracting, payment and compensation On the Horizon… Collaborative process to develop a national accreditation program for PH agencies –CDC –National Association of County & City Health Officials –Association of State and Territorial Health Officials –Robert Wood Johnson Foundation National Public Health Performance Standards Program What gets MEASURED gets DONE ! Accountability Those who have the political right to select and dismiss health officials should also be given an intelligent right to to do so. I believe public health work can be standardized. Rankin, 1915