Forest Ecology and Management 303 (2013) 81–90 Contents lists available at SciVerse ScienceDirect Forest Ecology and Management journal homepage: www.elsevier.com/locate/foreco Review A meta-analysis of the effect of forest management for timber on understory plant species diversity in temperate forests Marlyse C. Duguid ⇑, Mark S. Ashton Yale School of Forestry & Environmental Studies, 360 Prospect St., New Haven, CT 06511, USA a r t i c l e i n f o Article history: Received 29 November 2012 Received in revised form 2 April 2013 Accepted 4 April 2013 Keywords: Clearcut Harvesting Herbs Logging Selection systems Silviculture a b s t r a c t Many studies have examined affects of forest management—particularly regeneration treatments—for timber on understory plant diversity. These studies taken independently show no clear trends in diversity with degree and/or periodicity of disturbance from timber harvests. Here we present a meta-analysis synthesizing primary field research on response of understory plant diversity to timber harvesting in temperate forests, particularly in North America. Across a pool of 96 studies, we find no effect on understory plant species richness from managing forests for timber. When intensive regeneration harvests (e.g. clearcut, shelterwood) are separated from less intensive regeneration harvests (e.g. single tree and group selection systems) and thinnings, selection harvests show a positive effect on species richness. Intensive regeneration harvests and thinning treatments had no effect on species richness. We examined the role of stand development following regeneration treatments, and found no detectable effects on species richness for even-aged stands within the first 50 years after clearcut and shelterwood timber harvests. Stands in later successional stages, however, had lower species richness than un-logged stands. All these findings together suggest that silvicultural activities focused toward timber management are not inconsistent with conservation of understory plant diversity. We suggest site-specific characteristics (e.g. resource availability, resource heterogeneity) at various temporal and spatial scales, have a larger role to play in defining understory plant diversity than the disturbance of harvesting itself. Managers therefore should consider underlying factors of site and species composition, and should examine regionally specific studies when planning silvicultural treatments. In addition, it should be noted that our analysis makes no distinction in classifying the nature of diversity, especially between colonizing early-successional species that peak after 1–10 years and then disappear, and late successional, often more site specific and shade tolerant species, that may persist post harvest but often disappear or retract in their range and abundance. Further studies are needed to tease out differences in diversity in relation to successional stage and affects of forest management. Ó 2013 Elsevier B.V. All rights reserved. Contents 1. 2. 3. 4. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.1. Data selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.2. Data classification and calculations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Results. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.1. Structure of data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.2. Meta-analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.1. General impacts to understory diversity from timber harvesting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.2. Comparison in understory diversity between even- and uneven-aged silviculture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.3. Changes in understory diversity with even-aged stand development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.4. Challenges of applying meta-analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ⇑ Corresponding author. Address: Yale University School of Forestry and Environmental Studies, Marsh Hall, 360 Prospect St., New Haven, CT 06511, USA. Tel.: +1 203 650 9118. E-mail address: Marlyse.duguid@yale.edu (M.C. Duguid). 0378-1127/$ - see front matter Ó 2013 Elsevier B.V. All rights reserved. http://dx.doi.org/10.1016/j.foreco.2013.04.009 82 82 82 83 85 85 85 85 85 86 86 87 82 M.C. Duguid, M.S. Ashton / Forest Ecology and Management 303 (2013) 81–90 4.5. Recommendations for reporting research and data archiving . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Management implications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Appendix A. Supplementary material . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5. 1. Introduction Forests account for roughly a third of global land cover, and are home to much of the planet’s biodiversity (FAO, 2010; UNEP, 2010). Biologically diverse systems, they also serve a variety of human needs. Of these needs, timber and pulp are of critical importance, and the effects of their extraction are the focus of a large body of research. While often overlooked, much of the biodiversity in forests as well as many non-timber forest products and other ecosystem services are provided by understory plants (Whigham, 2004). Although these species are not specifically targeted in timber extraction, harvest activities are known to affect understory plant communities (Roberts and Gilliam, 2003). The degree to which harvest intensity, site, and successional process interact to drive these changes is less certain. Many researchers have investigated the effects of even-aged harvesting on understory plant diversity with mixed results. A review by Roberts and Gilliam (2003) examining clearcut harvesting in eastern North America found no clear pattern predicting understory plant diversity response. Moola and Vasseur (2008) conducted a similar review, but focused on late-successional forests types of northeast North America, they found only small effects of clearcutting on understory plant species richness. Observed increases in understory plant diversity soon after (<20 years) clearcut harvesting may be a result of early successional colonizers (Jenkins and Parker, 1999; Battles et al., 2001; Brosofske et al., 2001; Moola and Vasseur, 2004; Kreyling et al., 2008; Loya and Jules, 2008). Although this spike in richness is not always observed (Meier et al., 1995; Nagaike et al., 1999; Scherer et al., 2000). There is evidence that understory residual plant diversity generally declines after clearcutting of late successional forests (Moola and Vasseur, 2008). Studies examining thinning treatments also show inconsistent effects on understory plant species richness. Some show positive effects on diversity (Thomas et al., 1999; Metlen and Fiedler, 2006), others negative (Wyatt and Silman, 2010), and some no effect (Wayman and North, 2007; Schwilk et al., 2009). Uneven-aged harvesting through selection regeneration methods has also failed to show clear trends. Falk et al. (2008) found increased understory plant species richness in both singletree and group selection treatments, while Jenkins and Parker (1999) found increases in group-selection, but decreases in single-tree treatments. Other studies have found single-tree selection to have either positive effects (Scheller and Mladenoff, 2002) or no effect (Kern et al., 2006). Many of these results may depend on what groups of plants were being investigated (residual, colonizing, total), the condition and successional age of the forest, and the forest type examined. Successional stage is an important consideration, particularly following even-aged silvicultural regeneration methods (clearcut, seed tree, shelterwood) (Smith et al., 1997). The structure and amount of competition and resources available on the forest floor changes more dramatically, and phases of development move through time more uniformly (initiation, stem exclusion, understory reinitiation, old growth) as compared to uneven-aged methods (Oliver and Larson, 1996). Therefore understory plant diversity is expected to be more temporally dynamic in even-aged regeneration methods. In summary, there has been a considerable amount of research focused on the response of understory plant diversity following 88 88 88 89 89 forest management, but there has not been a systematic analysis of all these studies taken together. Of particular importance is the role of harvest treatment intensity in mediating effects on understory plants. Harvesting treatments vary greatly depending on whether the goal is to promote regeneration (clear cut, seed tree, shelterwood), promote growth of the existing stand (thinning) or a combination (selection). Past studies have focused on specific forest types, specific regions, or particular forest conditions (i.e. old growth). Through meta-analysis we seek to identify patterns over the complete temperate forest biome, including both coniferous and broadleaved forests. In this paper we integrate current research to answer the following questions. Firstly, does forest management through timber harvesting have a negative effect on understory plant diversity in temperate forest systems? Secondly, does the type of silvicultural treatment (i) even-aged regeneration methods (clear cutting/shelterwoods), (ii) thinning, (iii) uneven aged regeneration methods (selection) define those effects? Lastly, are successional patterns of understory plant species diversity apparent following even-aged methods of regeneration? 2. Methods 2.1. Data selection We performed a meta-analysis examining understory plant species diversity and timber harvesting in temperate forests, particularly focused in North America. We chose to analyze species richness because it is both the simplest and the most commonly reported diversity measure (Magurran, 2004). Also in many circumstances it can be easily extrapolated from datasets on understory plant communities, even when not directly reported, allowing us to include more data. We performed an intensive literature search through three databases (Google Scholar, Scirus, and ISI Web of Science) with the keywords: forest, understory, diversity, and logging – and then completed additional searches first substituting harvesting for logging, and then richness for diversity. When necessary, values were extracted from figures using the program Data Thief (Tummers, 2006). In circumstances where richness data was collected, but not reported, or where no measure of variance or sample size was disclosed every effort was made to acquire those data by contacting primary authors. In experimental designs that tested more than one variable (e.g. thinning and burning) only the control and the silvicultural harvesting treatment were analyzed. Comparative studies that looked at more than one silvicultural treatment (e.g. clearcut vs. thinning) were analyzed separately, as were studies that examined more than one group of plants. We included control-treatment comparisons, and allowed studies utilizing observational chronosequences, but excluded diachronic studies that lacked a true control (i.e. before-after comparisons only). Control conditions for comparisons included both ‘‘old growth’’ and ‘‘mature’’ stands as defined by individual researchers. These controls encompassed a diverse range of land-use and disturbance histories (see Supplementary materials). In studies that reported repeated measures only final values were used. We insured that results were only used once when reported in more than one paper. We included studies that examined understory response, 83 M.C. Duguid, M.S. Ashton / Forest Ecology and Management 303 (2013) 81–90 but the definition of ‘‘understory’’ varied amongst publications. Most studies used a height limitation (e.g. all vascular plants 6 1 m), although others used only herbaceous species or specific growth forms. All studies examined response of vascular plant diversity in the ground-story stratum at minimum, but three included bryophytes. or uneven-aged management (selection). Based on the Peet and Christensen (1988) and Oliver and Larson (1996) models of forest succession we further divided the ‘‘even-aged’’ studies into three categories; (1) initiation (0–15 years since harvest), (2) stem exclusion (16–50 years since harvest), (3) later successional phases (>50 years since harvest). We included studies described as ‘‘intensively logged’’ or ‘‘unregulated harvest’’ in the even-aged category. For each comparison we collected mean species richness, standard deviation, and sample size for both control and experimental treatments. We used these data to calculate an effect size for each comparison; in this analysis, the effect of forest harvesting on understory plant species richness. Therefore a positive effect size indicates an increase in species richness. We used the standardized 2.2. Data classification and calculations We set up a database of logged vs. unlogged comparisons from 37 papers published between 1992 and 2010 (Table 1). We categorized the data by silvicultural treatment, even-aged regeneration methods (clearcut, seed tree, shelterwood); thinning treatments; Table 1 Summary table of studies used for this meta-analysis. For each comparison we list the source publication (study), sample size (n), sample mean (x), and standard deviation (s) for each treatment. Control is indicated by a subscript c, and treatment with a subscript t. Treatment type (Tr) is indicated as even-aged (EA), selection (S), or thinning (TH). Additionally, even-aged studies are classified by stand phase, initiation (I), 0–15 years since harvest; stem exclusion (SE), 16–50 years since harvest; and later successional phases (LS), >50 years since harvest. Two measure of effect size are given, (d) the standardized mean difference using hedges’ adjusted g and its corresponding variance (vd), and the log transformed ratio of means (L) and its corresponding variance (vL). Study nc nt xc xt sc st Tr Phase Battles et al. (2001) Brosofske et al. (2001) Bryce (2009) Halpern et al. (2005) Halpern et al. (2005) Halpern et al. (2005) Halpern et al. (2005) Jenkins and Parker (1999) Jenkins and Parker (1999) Kreyling et al. (2008) Loya and Jules (2008) Meier et al. (1995) Moola and Vasseur (2004) Moola and Vasseur (2004) Nagaike et al. (1999) Roberts and Zhu (2002) Scherer et al. (2000) Wayman and North (2007) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Bryce (2009) Bryce (2009) Bryce (2009) Gilliam (2002) Jenkins and Parker (1999) Jenkins and Parker (1999) Kern et al. (2006) Kreyling et al. (2008) Loya and Jules (2008) Moola and Vasseur (2004) Ramovs and Roberts (2003) Selmants and Knight (2003) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Yorks and Dabydeen (1999) Burton et al. (2009) D’Amato et al. (2009) Duffy and Meier (1992) Duffy and Meier (1992) Duffy and Meier (1992) Duffy and Meier (1992) 6 16 20 60 192 192 149 12 12 16 19 15 9 9 5 42 4 3 28 28 28 28 28 28 28 28 28 28 28 28 28 28 20 20 20 30 12 12 3 16 19 9 6 8 28 28 28 4 16 20 19 20 19 4 15 41 132 191 192 72 8 11 16 19 15 5 5 17 64 4 3 28 28 28 28 28 28 28 28 28 28 28 28 28 28 17 18 30 30 11 7 3 16 16 3 6 11 28 28 28 8 8 20 19 20 19 7.7 26.6 28.4 15.15 15.93 15.93 16.46 27 26.6 19.63 14.35 13.9 8.44 8.44 45.2 13.44 17 3.57 5.4 5.4 5.4 5.4 5.4 5.4 5.4 10.3 10.3 10.3 10.3 5.7 5.7 5.7 28.4 28.4 28.4 13.2 27 26.6 24.4 19.63 14.35 8.44 9.4 18.66 10.3 5.7 5.7 26 13.56 11.2 9 9.95 14.53 15.6 33 89.4 13.36 14.54 18.01 13.71 28.4 37.9 23.63 33.95 10.1 10 9.93 41.8 13.44 14.5 2.83 4.9 5 6.7 7 4.3 9.1 6.9 5.4 5.9 5.6 3.4 8.8 6.4 5.8 31.6 40.8 52.7 13.9 29.9 39 25.2 25.81 22.19 6.56 7.3 26.17 5.2 5.1 4.6 33.5 6.88 7.25 7.35 8.75 6.04 2.4 5.5 7.16 7.35 7.51 7.51 5 6.58 6.24 4.39 7.21 2.96 1.8 1.8 13.3 3.11 3.54 1.84 2.12 2.12 2.12 2.12 2.12 2.12 2.12 3.17 3.17 3.17 3.17 2.12 2.12 2.12 7.16 7.16 7.16 2.74 6.58 6.24 4.89 4.39 7.21 1.8 0.2 2.55 3.17 2.12 2.12 4.24 4.44 4.18 2.65 1.87 4.13 1.8 3.5 34.58 6.85 6.23 6.58 4.17 5.94 10.61 4.46 9.09 1.94 1.97 4.76 10.2 1.92 2.87 1.04 1.59 2.12 2.12 2.12 1.59 3.17 2.12 2.12 1.59 2.12 1.59 4.23 2.65 2.12 18.55 13.58 42.72 3.83 5.97 11.11 5.57 6.88 13.69 0.19 0.2 1.89 2.65 2.12 2.12 10.24 2.35 3.06 2.59 3.93 3.64 EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA EA I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I SE SE SE SE SE SE SE SE SE SE SE SE SE SE SE LS LS LS LS LS LS d 3.25 1.34 2.09 0.25 0.20 0.29 0.58 0.21 1.27 0.88 2.34 1.48 0.79 0.45 0.30 0.00 0.67 0.40 0.26 0.19 0.60 0.74 0.58 1.35 0.70 1.79 1.73 1.72 2.71 0.91 0.29 0.05 0.23 1.14 0.71 0.21 0.44 1.43 0.12 1.04 0.72 1.08 9.69 3.28 1.72 0.28 0.51 0.78 1.65 1.06 0.62 0.38 2.14 vd L vL 0.945 0.158 0.110 0.024 0.010 0.011 0.021 0.209 0.209 0.137 0.177 0.170 0.333 0.318 0.261 0.039 0.528 0.680 0.072 0.072 0.075 0.076 0.074 0.088 0.076 0.100 0.098 0.71 0.22 1.15 0.13 0.09 0.12 0.18 0.05 0.35 0.19 0.86 0.32 0.17 0.16 0.08 0.00 0.16 0.23 0.10 0.08 0.22 0.26 0.23 0.52 0.25 0.65 0.56 0.098 1.11 0.43 0.12 0.02 0.11 0.36 0.62 0.05 0.10 0.38 0.03 0.27 0.44 0.25 0.25 0.34 0.68 0.11 0.21 0.25 0.68 0.43 0.20 0.13 0.88 0.020 0.003 0.007 0.006 0.002 0.002 0.002 0.010 0.012 0.005 0.017 0.005 0.013 0.051 0.021 0.002 0.021 0.134 0.009 0.012 0.009 0.009 0.010 0.010 0.009 0.009 0.006 0.61 0.011 0.013 0.011 0.010 0.023 0.009 0.025 0.004 0.009 0.016 0.030 0.008 0.037 0.005 <.001 0.003 0.013 0.011 0.013 0.018 0.021 0.016 0.011 0.012 0.023 0.137 0.079 0.072 0.071 0.110 0.123 0.088 0.067 0.179 0.280 0.668 0.142 0.123 0.493 4.245 0.499 0.098 0.072 0.074 0.400 0.245 0.114 0.110 0.102 0.165 (continued on next page) 84 M.C. Duguid, M.S. Ashton / Forest Ecology and Management 303 (2013) 81–90 Table 1 (continued) Study nc nt xc xt sc st Tr Phase d vd L vL Duffy and Meier (1992) Duffy and Meier (1992) Duffy and Meier (1992) Duffy and Meier (1992) Duffy and Meier (1992) Jackson et al. (2009) Loya and Jules (2008) Moola and Vasseur (2004) Scheller and Mladenoff (2002) Wyatt and Silman (2010) Bryce (2009) Bryce (2009) Bryce (2009) Bryce (2009) Bryce (2009) Falk et al. (2008) Falk et al. (2008) Jenkins and Parker (1999) Jenkins and Parker (1999) Jenkins and Parker (1999) Jenkins and Parker (1999) Jenkins and Parker (1999) Jenkins and Parker (1999) Jenkins and Parker (1999) Jenkins and Parker (1999) Kern et al. (2006) Kern et al. (2006) Kern et al. (2006) Kern et al. (2006) Scheller and Mladenoff (2002) Converse et al. (2006) (data from Schwilk et al. (2009)) Dodson and Peterson (2010) Harrod et al. (2007) (data from Schwilk et al. (2009)) Metlen and Fiedler (2006) Outcalt (2005) (data from Schwilk et al. (2009)) Phillips and Waldrop (2008) (data from Schwilk et al. (2009)) Ritchie (2005) (data from Schwilk et al. (2009)) Stephens and Moghaddas (2005) (data from Schwilk et al., 2009) Takafumi and Hiura (2009) Waldrop et al. (2008) (data from Schwilk et al. (2009)) Waldrop et al. (2008) (data from Schwilk et al. (2009)) Wayman and North (2007) Youngblood et al. (2006) (data from Schwilk et al. (2009)) 20 18 10 20 20 13 19 9 4 180 20 20 20 20 20 90 90 12 12 12 12 12 12 12 12 3 3 3 3 4 4 4 4 3 3 2 3 3 16 3 6 3 4 20 18 10 20 20 13 25 3 4 180 35 37 33 33 31 90 224 7 13 11 13 2 15 7 21 3 3 3 3 4 4 4 4 3 3 3 3 3 19 3 3 3 4 10.4 11.6 11.36 10.65 9.55 78.5 14.35 8.44 4.27 9.8 28.4 28.4 28.4 28.4 28.4 4.3 4.3 27 27 26.6 26.6 27 27 26.6 26.6 24.4 24.4 24.4 24.4 4.27 3.33 28.25 6.545 57.3 1.913 1.59 1.393 4.33 57.94 3.02 1.943 3.57 23.93 7.3 4.94 2.5 7.45 7.55 78.6 24.54 4.72 6.51 7.4 72.2 55.8 51.9 70.2 59.5 3.6 3.7 21.9 22.9 30.4 29.5 35 33.3 42.9 40.1 25.67 28.93 26.27 26.13 10.64 4.3 26.71 6.358 66.2 2.313 2.68 1.76 5.75 56.56 2.94 1.56 4.22 21.6 3.31 2.62 5.01 2.44 2.56 15.8 7.21 1.8 0.93 0.2 7.16 7.16 7.16 7.16 7.16 2.85 2.85 6.58 6.58 6.24 6.24 6.58 6.58 6.24 6.24 4.89 4.89 4.89 4.89 0.93 1.37 4.79 0.96 4.68 0.59 0.16 0.4 1.9 5.36 0.48 0.59 1.84 3.86 3.12 3.1 3 1.94 2.25 15.79 13.38 1.18 2.51 0.2 46.74 46.84 48.83 20.68 2.78 1.9 1.5 7.14 6.49 3.98 6.13 11.31 7.75 6.09 8.71 3.32 0.5 6.82 3 2.56 1.76 2.61 0.406 7.1 1.927 0.936 0.631 0.69 5.77 0.6 0.148 1.5 6.084 EA EA EA EA EA EA EA EA EA EA S S S S S S S S S S S S S S S S S S S S TH TH TH TH TH TH TH TH TH TH TH TH TH LS LS LS LS LS LS LS LS LS LS – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – 0.94 2.27 2.05 1.42 0.81 0.01 0.90 2.03 1.03 11.97 1.15 0.71 0.59 2.43 6.17 0.29 0.30 0.72 0.61 0.69 0.45 1.06 0.84 2.52 1.66 0.24 1.04 0.25 0.34 2.87 0.53 0.35 0.22 1.18 0.22 1.02 0.56 0.79 0.24 0.12 0.67 0.31 0.40 0.111 0.183 0.306 0.125 0.108 0.154 0.102 0.615 0.566 0.210 0.091 0.081 0.084 0.136 0.456 0.022 0.016 0.240 0.168 0.185 0.164 0.623 0.163 0.393 0.173 0.672 0.757 0.672 0.676 1.016 0.518 0.508 0.503 0.783 0.671 0.937 0.693 0.719 0.116 0.668 0.525 0.675 0.510 0.35 0.85 1.51 0.36 0.23 0.00 0.54 0.58 0.42 0.28 0.93 0.68 0.60 0.90 0.74 0.18 0.15 0.21 0.16 0.13 0.10 0.26 0.21 0.48 0.41 0.05 0.17 0.07 0.07 0.91 0.26 0.06 0.03 0.14 0.19 0.52 0.24 0.28 0.02 0.03 0.22 0.17 0.10 0.014 0.025 0.163 0.006 0.008 0.006 0.025 0.026 0.049 <.001 0.015 0.022 0.030 0.006 0.003 0.008 0.006 0.020 0.011 0.006 0.008 0.057 0.009 0.007 0.007 0.019 0.013 0.036 0.018 0.026 0.084 0.010 0.006 0.006 0.264 0.046 0.070 0.069 0.001 0.022 0.018 0.131 0.026 mean difference (SMD) in species richness between logged forests (experimental group, X E ) and unlogged forests (control group, X E ) for our effect size. The unbiased effect size (d) for each comparison was calculated using the following equation: d¼ " # XE XC J s ð1Þ where X E X C is the difference between the means of the experimental and control groups, and s is the pooled standard deviation Eq. (2): sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ðNE 1ÞðsE Þ2 þ ðNC 1ÞðsC Þ2 s¼ ðNE þ N C 2Þ ð2Þ and J is a bias correction factor Eq. (3): J ¼1 3 4ðNE þ NC 2Þ 1 ð3Þ where NE and NC are the sample sizes of the experimental and control groups respectively, and SE and SC are their standard deviations (Hedges and Olkin, 1985). We also calculated the log transformed response ratio (L) Eq. (4): L ¼ lnðX E Þ lnðX C Þ and the standard error associated with L (SEL) Eq. (5): ð4Þ vffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ! u u 1 1 SEL ¼ ts þ n1 ðx1 Þ2 n2 ðx2 Þ2 ð5Þ In this study the log-transformed response ratio represents the percentage change between logged and unlogged stands. The response ratio describes the proportional change observed after harvesting, and are commonly used in ecology because they provide more information on the magnitude of effects than SMD (Hedges et al., 1999). Both analyses include pooled standard deviation. Incorporating experimental variance into the effect size provides more meaningful results. We chose to apply random-effects models to calculate overall effect size (d+). Random-effects models are commonly accepted as the most appropriate methods for meta-analysis in ecology. Studies included in this analysis are not identical in their methods and site characteristics, and these differences introduce variability. Random-effects models allow for variability of effect size amongst studies and treats heterogeneity between studies as random. Additionally, under the random-effects model there is not one single true effect size, but a range of possible effects (Borenstein et al., 2009; Viechtbauer, 2010). We created seven models to explore our research questions. The first model pooled all comparisons to look at the overall effect of logging on understory species richness. We then ran models for each silvicultural treatment type (even-aged regeneration, 85 M.C. Duguid, M.S. Ashton / Forest Ecology and Management 303 (2013) 81–90 thinning, or selection), and within the even-aged treatment type we examined successional stage—running separate models for initiation, stem exclusion, and later successional stand phases. All models utilized the DerSimonian–Laird estimate and inverse weighting for pooling (Hedges, 1981; DerSimonian and Laird, 1986). We examined between study variation in each group using a heterogeneity measure (Q), calculated by weighting the sum of squared differences between individual effects and the pooled effect, tested against a chi-square distribution (Hedges and Olkin, 1985). The null hypothesis is that variation between studies is zero, therefore we considered the group heterogeneous when p(Q) 6 .05. To check for publication bias we visually inspected a funnel plot of effect size by standard error and found no indication of bias in the data. All analyses were conducted using R version 2.15.2, including the package metafor version 1.6 (Viechtbauer, 2010; R Development Core Team, 2012). detected. Studies within each treatment category, however, showed considerable variation with positive, negative, or no significant difference (Fig. 1). Lastly, when we included the grouping factor of successional stage within the even-aged regeneration methods we found stands in later successional stages had lower species richness than unharvested controls (n = 16, SMD = 1.54, 95% CI 2.85 to 0.24), a 28.4% decrease (95% CI 41.18% to 15.52%) in understory species richness from the controls. This decrease was not seen in the earlier development phases of stand initiation (n = 32, SMD = 0.10, 95% CI 0.22 to 0.41; L = 4.08%, 95% CI 9.14% to 17.31%) and stem exclusion (n = 15, SMD = 0.20, 95% CI 0.36 to 0.77; L = 6.81%, 95% CI 9.99% to 23.62%). Between study heterogeneity was high (p < .0001) for all models except thinning (Table 2). 4. Discussion 3. Results 4.1. General impacts to understory diversity from timber harvesting 3.1. Structure of data There is a widespread presumption that timber harvesting is a major cause of biodiversity loss (Wood et al., 2000). Our analysis suggests that the story is more complicated for understory plant diversity. We sought to use meta-analysis to determine whether timber harvesting, defined broadly, has a negative effect on understory plant diversity, across forests of the temperate biome, primarily within North America. Comparing harvested stands with unharvested controls we found no clear influence on understory plant species richness. We did find that the type of harvesting (silvicultural treatment) and successional stage do determine response. Our analysis supports the supposition of Roberts and Gilliam (2003)—they refute making broad generalizations about understory plant response. We agree with their call for closer examination of different harvesting techniques and or forest types (see Sections 4.2 and 4.3). According to Halpern and Spies (1995), timber harvesting has two major classes of effects on understory plant communities; (i) initial effects, which affect individuals in the pre-disturbance community; and (ii) long-term effects on developing plant populations. The mechanisms influencing understory plant community response within these classes vary (e.g. survival and dispersal for initial effects; succession and competition for long-term effects) (Roberts and Gilliam, 2003). Understory plant communities in temperate forests are diverse and dynamic. Shorter generation times, as well as greater environmental sensitivity and specificity mean that the understory plant community responds faster and at finer scales to disturbance and site variation (Ellum, 2007, 2009; Fahey and Puettmann, 2007; Ellum et al., 2010). These factors make understory plant communities ideal subjects for examining response to disturbance. Moreover, there are many site-specific factors influencing understory plant species diversity, most importantly resource availability and heterogeneity (Bartels and Chen, 2009). Our dataset was comprised of 96 logged vs. unlogged comparisons from 37 papers. The number of comparisons from each paper ranged from one to fourteen. The comparisons were largely evenaged (63 studies), with 13 thinning and 20 selection treatments (Table 1). Within the even-aged category 32 comparisons were from the initiation stage of stand development, 15 from stem exclusion, and 16 from later successional stages. The overwhelming majority of studies represented North America with only two studies outside representing Japan. Twenty-one of the studies had a coniferous element with four from the Southern US, four from the northeast, and the remaining from Western North America. 3.2. Meta-analysis Firstly, across all studies, irrespective of silvicultural treatment (clearcut, shelterwood, selection, thinning) or successional stage, timber harvesting had no clear influence on understory plant richness (n = 96, SMD = 0.02; 95% CI 0.24 to 0.29). The effect size measure by the response ratio indicates a slight increase of 4.9% (95% CI 1.4% to 11.27%) in understory species diversity under forest management as compared to unmanaged, but this increase is not significant (Table 2 and Fig. 1). Secondly, the only silvicultural treatment with a positive effect on understory richness was selection (n = 20, SMD = 0.95; 95% CI 0.45–1.49)], with a 30% (95% CI 12.38–47.66%) increase in understory plant diversity as calculated by the response ratio. Both even-aged regeneration methods (clearcut, shelterwood) (n = 63, SMD = 0.29, 95% CI 0.64 to 0.05; L = 3.16%, 95% CI 9.91% to 3.59%) and thinning (n = 13, SMD = 0.03, 95% CI 0.34 to 0.40; L = 1.8%, 95% CI 6.11% to 9.71%) had no significant effects Table 2 Summary table of random effects meta-analysis models. SMD, standardized mean difference using Hedges’ adjusted g; 95% confidence intervals; n, number of comparisons; Q, heterogeneity across studies; p(Q), heterogeneity tested against a chi-square distribution; % change (SE), difference in richness between control and treatment based calculated as a log transformed ratio of means; ⁄, significant effect (p 6 .05). Model SMD 95% CI n Q p(Q) % Change Overall Even-aged Initiation Stem exclusion Later successional⁄ Selection⁄ Thinning 0.02 0.29 0.10 0.20 1.54 0.97 0.03 (0.24, 0.29) (0.64, 0.05) (0.22, 0.41) (0.36, 0.77) (2.85, 0.24) (0.45, 1.49) (0.34, 0.40) 96 63 32 15 16 20 13 1522.01 1281.52 356.87 116.09 649.79 201.81 6.98 <0.0001 <0.0001 <0.0001 <0.0001 <0.0001 <0.0001 0.8592 4.9% (3.2) 3.2% (3.4) 4.1% (6.8) 6.8% (8.6) 28.4% (6.5) 30% (9.0) 1.8% (4.0) 86 M.C. Duguid, M.S. Ashton / Forest Ecology and Management 303 (2013) 81–90 Fig. 1. Forest plot of all individual comparisons used in this analysis. The standardized mean effect size (SMD) is represented by the mid-point of the box, and the line the 95% confidence interval. Box sizes are drawn proportional to the precision of the estimates, and represent the weight given to the study in the model. The diamond below the studies represents the overall effect in the random effects model. The studies have been separated by treatment type and stand phase; A, Even-aged/initiation; B, even-aged/ stem exclusion; C, even-aged/later successional; D, selection; E, thinning. 4.2. Comparison in understory diversity between even- and unevenaged silviculture Timber harvesting can fall anywhere in a broad spectrum of disturbance intensities. We expected that even-aged silvicultural treatments (such as clearcuts)—which have a higher single impact disturbance intensity—would have more dramatic effects on understory plant diversity than less intense management types, such as single tree selection. Our results did indeed demonstrate that the type of silvicultural treatment determines the magnitude and direction of response for understory plant diversity. Surprisingly, selection systems—viewed by many as the least disruptive silvicultural treatment (Quinby, 1991; Mladenoff and Pastor, 1993; Parker, 1993)—was the only silvicultural treatment with a clear positive effect (30% increase) on understory plant species richness. Our analysis did not distinguish between single-tree and group selection, but in some cases group selection treatments showed higher positive effects than single-tree selection treatments (Jenkins and Parker, 1999). Greater resource availability and heterogeneity resulting from gap creation in group selection cuts may account for some of these effects. The heterogeneity may provide opportunities for early successional ruderals to co-exist within— but spatially separate from—late successional species, presumably restricted to less disturbed areas (Canham and Marks, 1985; Fahey and Puettmann, 2007). If resource availability was the principal consideration we would expect a positive response to more intense even-aged regeneration treatments, which we did not observe. Indeed, Fredericksen et al. (1999) found no relationship between residual basal area and understory diversity, supporting the argument that resource heterogeneity may be more important than availability in disturbed forests (Bartels and Chen, 2009). Even- aged treatments for timber harvesting have the potential to reduce microsite heterogeneity. Additionally, the uniformity of these intense disturbance treatments could potentially shift community composition from late successional toward ruderal, with no observed change in richness (Meier et al., 1995; Small and McCarthy, 2002). Furthermore, although silvicultural systems may have similar effects to natural disturbance in some contexts (Franklin et al., 2002), it is important to examine them separately if the goal is to promote biodiversity in managed landscapes. 4.3. Changes in understory diversity with even-aged stand development The main conceptual model of understory plant diversity following a stand-replacing disturbance is based on changes in competition for resources with a developing forest canopy (Peet and Christensen, 1988; Roberts and Gilliam, 2003). It is thought that understory plant diversity spikes when resources are abundant immediately following the disturbance and drops after canopy closure (stem exclusion), during the period of intense competition and self-thinning in the canopy, and high shade at ground level. Over time, stem exclusion gives way to understory re-initiation; resources in the understory slowly become more available as stand stature and stratification increases in the forest canopy. Compositional change during old-growth may either result in a small drop in species richness or reach a new peak (Fig. 2.) (Oliver and Larson, 1996; Roberts and Gilliam, 2003). Other models assume a constant increase in herbaceous layer diversity through succession (Christensen and Gilliam, 2003). Of course these patterns will be influenced by disturbance intensity and spatial scale. In contrast to the theoretical model of stand development just described, our results indicate no difference in understory richness M.C. Duguid, M.S. Ashton / Forest Ecology and Management 303 (2013) 81–90 Fig. 2. A graphical representation of the relationship between stand successional phase and understory diversity. The solid black line represents Roberts and Gilliam’s conceptual model of understory diversity through forest succession (2003). Stand phases are as defined by Oliver and Larson (1996). Diversity is initially high during initiation responding to an increase in available resources following a disturbance, drops off with increasing overstory competition during stem exclusion, and then slowly increases as the stand transitions towards later successional stages. In the ‘‘Old Growth’’ stage richness may either reach a new peak because of increased niche-specificity (a) or decline from the loss of early successional species (b). The results of this meta-analysis are represented by the dotted line. No detectable difference between treatment and controls in ‘‘stand initiation’’ and ‘‘stem exclusion’’ phases, lower diversity in the later successional phases. We are hesitant to project into ‘‘old growth’’ as it is a qualitative definition, and our analyses were based on stand age. following even-aged silvicultural treatments (clearcut, shelterwood) in the first 50 years of stand development, when compared with unharvested controls. Our results do suggest, however, that later successional stages of forest development (>50 years) treated by even-aged silviculture have lower diversity (a 28% decline) than unharvested controls. Our results support Duffy and Meier’s (1992) assertion that even-aged silviculture has long-lasting effects on understory plant species diversity, but contradicts many studies whose findings demonstrate no perceivable effects from clearcutting on understory plant diversity after several decades (Albert and Barnes, 1987; Ruben et al., 1999; Scheller and Mladenoff, 2002). The interaction between successional stage and disturbance should also be considered. Bartels and Chen (2009) found resource heterogeneity is particularly important for maintaining understory plant diversity in disturbed and later successional forests. Intense even-aged silvicultural harvesting methods may be lethal enough to substitute early successional plants for late successional through site scarification, use of fire and/or deposition of slash. Although diversity between young even-aged stands and unlogged stands may not be significant, species composition might be. We suggest that as young even-aged stands mature they become more homogeneous in structure and more uniformly limiting in shade and microhabitats, extinguishing early successional shade-intolerants, and by inference lowering plant diversity over time (Bartels and Chen, 2009). Rotation time should also be considered. The end of a rotation coinciding with a period of depressed understory species richness could create a feedback with the potential to degrade the understory plant community. This could have long-term consequences for the understory composition—especially for residual species associated with later successional stages, sensitive to disturbance and potentially dispersal limited (Whigham, 2004). Our results suggest that the conclusions of Duffy and Meier (1992) for the southern Appalachians—understory herb communities cannot recover in a single rotation cycle (40–150 years)—may hold true in other systems. Further research aimed at monitoring understory plant communities through multiple rotations could investigate these long-term effects and further elucidate understory plant diversity in managed landscapes. Resource heterogeneity associated with the complex structure of old growth stands should support the greatest diversity of species (Halpern and Spies, 1995). Our analysis does not follow this pattern. There are two possible divergent explanations. One explanation is that the structures associated with late successional 87 unmanaged forests are not apparent in our definition of late successional (P50 years), which in successional time is still relatively young. The second explanation is one we have previously discussed, namely understory diversity may never return to pre-harvest levels (Duffy and Meier, 1992; Meier et al., 1995). In the latter case different guilds of plants are predominant at different successional stages (Grime, 1977; Hooper and Vitousek, 1997; Whigham, 2004), so stand phase will likely influence compositional diversity, a metric not addressed in this analysis. Clearly further meta-analyses are needed to investigate such compositional changes, but for this to occur more carefully documented studies are needed. 4.4. Challenges of applying meta-analysis The value of meta-analysis lies in its ability to synthesize a group of primary studies and statistically test the overall effect without the subjective interpretation necessary in traditional reviews (Gurevitch et al., 1992). There are challenges when combining studies with disparate methodologies, from across an entire biome. One confounding factor is the range of ecological conditions (e.g. climate, soil, forest type) and ‘‘control’’ treatments (e.g. differing land-use history, age). Another is the various definitions of ‘‘understory’’ used across studies. We acknowledge that some level of taxonomic grouping and the use of morphospecies is common, that these methods are not consistent across studies, and that these groupings may not always be disclosed. Additionally, the nature of control-impact studies and observational chronosequences makes it impossible to insure that initial states for harvested and control stands are identical. The use of meta-analysis allows us to test whether there is a clear effect of forest management on understory plant species diversity when examined over a broad region—valuable regardless of these inter-study differences. Each individual study included in the analysis considered underlying site conditions and scale and we examined a standardized response, therefore we did not additionally control for these factors in our models. The degree of heterogeneity can be quantified by the Q statistic (Hedges et al., 1999), and is high in all but one of our models (Table 2). Some of this heterogeneity is addressed by the subdivision of the data, and by applying random effects models. Unfortunately, the number of studies available was not enough for subdivision into all homogeneous models (p(Q) > .05), which would be ideal. While the thinning group did have this characteristic, the group was comprised largely of studies done in collaboration with the fire surrogate study (Schwilk et al., 2009) therefore methodologies were more similar than studies in the other groups we examined. The degree of heterogeneity acceptable for these types of analyses in experimental ecology is constantly under debate (Gurevitch et al., 2001; Stewart, 2010). More importantly, the high variability observed between studies is an important secondary result on its own (Hedges et al., 1999). It supports the assertion that understory plant communities should be examined within their site-specific context. Although disturbance drives understory response, the site-specific nature of plant communities and autecology of species plays a large role in that response (Roberts and Gilliam, 2003; Takafumi and Hiura, 2009). Although scale likely accounts for some of the discrepancies between studies, the amount is unclear. For example, Thomas et al. (1999) found an increase in understory plant species richness in response to thinning across spatial scales, while Metlen and Fiedler (2006) found increases at the plot level, but no differences in richness at larger spatial scales. Thus, this interaction between site conditions and spatial scale may also play a role in the heterogenity between studies. Another important consideration when looking at species richness is the issue of sampling intensity. To truly estimate species richness in a population sample values should be extrapolated 88 M.C. Duguid, M.S. Ashton / Forest Ecology and Management 303 (2013) 81–90 using either parametric or non-parametric models (Magurran, 2004). Of all the studies we analyzed few used richness estimators, and within that subset the models utilized varied. Finally, the most evident constraint on our analysis is our dependence on species richness as a proxy for diversity. Although species richness has a long history of popularity and use, it is not informative about community composition. Furthermore, it is only one small component of total ecosystem diversity (Noss, 1990; Magurran, 2004). It would be more informative to incorporate a compositional component into the analysis. Although most studies reported some compositional component in their results, original datasets for each experiment were not available, which would be necessary to apply meta-analysis in that manner. Additionally, structural and functional diversity are likely more important than species diversity for various ecosystem services (interception, infiltration, nutrient uptake), and the two may be disparately affected following harvesting (Ernst et al., 2006). Each individual species in a community has specific relationships with regards to ecosystem function, and the use of plant functional groups may allow for more informative ecological comparisons (Hooper and Vitousek, 1997; Tilman et al., 1997; Diaz and Cabido, 2001). The use of functional groups is rife with complication; plant functional types can include an extensive array of species traits including both effect and response traits (Lavorel and Garnier, 2002). Including a functional-trait analysis in a meta-analytic context is additionally complicated by the variability of classification systems between scientists and regions. An accepted standard for ecological grouping that could be applied across a wide range of studies would aid in applying future meta-analyses in this context. Despite all these limitations, studies of understory plant richness continue to be important. Species richness is an easily collected and understood metric; richness values each species individually, which is important because we do not fully understand all the ecological roles of any individual species (Burton et al., 1992; Magurran, 2004). 4.5. Recommendations for reporting research and data archiving With the increased use of quantitative data reviews in ecology, and their potential to be used in informing policy, there are a number of ways that further research could be structured to facilitate more meaningful analysis. Similar to Paillet et al. (2010) we found many papers lacking summary statistics, we support their assertion that journals require reporting of variance and sample size. In addition, a standard of reporting for site conditions would be helpful; requiring a series of specific variables to be included with Supplemental materials (e.g. soils, aspect, slope) for each dataset would facilitate analysis of studies into more specific groupings. Most importantly is the issue of data archiving. In recent years many journals and funding agencies have established policies requiring original data archiving (Whitlock, 2011). For our analyses, many papers had missing summary statistics, and when we requested this information the vast majority of authors were unable to locate their original datasets. Of those that were could, many were unable to access them because of software incompatibility. We assert the framework proposed by Whitlock (2011) is a good start, and that all journals should require complete species lists and datasets included as Supplemental materials (Pärtel, 2006; Paillet et al., 2010). Availability of these data would allow integration of compositional and functional-trait analyses even if those responses were not originally investigated. 5. Management implications The role of resource availability, site-specificity, and species composition all combine to define plant diversity, and therefore community responses to a disturbance such as timber harvesting. Moving forward research that seeks to draw larger conclusions should include measures such as compositional or functional diversity. In addition, replication of studies within identical forest systems could be used to help quantify the scale in which site-differences affect plant diversity. Furthermore, our analyses highlight the complications in drawing conclusions across the North American temperate biome. However, we summarize the following management implications: 1. General impacts from timber harvesting and silvicultural treatments are not necessarily inconsistent with maintaining understory plant diversity in temperate forested systems at the local scale. 2. Uneven-aged selection systems show higher species richness than unharvested controls, possibly because of greater temporal and spatial resource heterogeneity allowing late-successional and early successional species to co-exist. The compositional component needs further examination. 3. Even-aged silvicultural practices within young stands (less than 50 years in age) show no differences in understory plant diversity as compared to unmanaged late successional forest. Older stands (greater than 50 years in age) that originated from even-aged silviculture, however, are lower in understory plant diversity than unmanaged late successional stands. We suggest that plant diversity declines with time in stands managed as even-aged because early successional plants represent a larger proportion of diversity and late successional species not present in young stands and slow to colonize in older ones. 4. The choice of rotation length in even-aged systems is important, with the potential to degrade understory species diversity. Although the choice of rotation length is based on a number of environmental and economic variables, we assert that understory diversity should be included as a consideration, especially in areas with rare or endangered species. 5. Forest managers should be keenly aware of underlying site and species composition, and should look to regionally specific studies when planning silvicultural treatments. Examining diversity at larger spatial scales would provide more insight into the complexities of understory plant diversity, as the results of this study are only applicable at the stand level. Alpha diversity should be considered, but overall diversity may be higher in a mosaic of lower richness patches, than a homogeneous landscape with higher alpha richness. Even-aged silviculture maintained within short rotations is necessary for successful regeneration and management of many timber tree species, while thinning and selection treatments fulfill different management objectives (Smith et al., 1997). We argue that maintaining a diverse silvicultural portfolio, including even-aged, uneven-aged, and hybrid models (e.g. irregular even-aged systems) within a managed landscape is the best way to enhance diversity. Acknowledgements We gratefully acknowledge all of the researchers who contributed data for this analysis, especially those who had to dig deeply into their archives. We would like to thank David Skelly, Kristofer Covey, and two anonymous referees for their valuable comments on previous versions of this manuscript. 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