HYDROLOGICAL PROCESSES Hydrol. Process. 29, 4379–4397 (2015) Published online 11 May 2015 in Wiley Online Library (wileyonlinelibrary.com) DOI: 10.1002/hyp.10497 Impact of projected climate change on the hydrology in the headwaters of the Yellow River basin Yueguan Zhang,1,2* Fengge Su,1 Zhenchun Hao,3 Chongyu Xu,4,5 Zhongbo Yu,2,6 Lu Wang7 and Kai Tong1 1 Key Laboratory of Tibetan Environment Changes and Land Surface Processes, Institute of Tibetan Plateau Research, Chinese Academy of Sciences, Beijing 100101, China 2 State Key Laboratory of Hydrology-Water Resources and Hydraulic Engineering, Hohai University, Nanjing 210098, China 3 College of Water Resources and environment, Hohai University, Nanjing 210098, China 4 State Key Laboratory of Water Resources and Hydropower Engineering Science, Wuhan University, Wuhan 430072, China 5 Department of Geosciences, University of Oslo, Oslo 0316, Norway 6 Department of Geoscience, University of Nevada, Las Vegas 89154, NV, USA 7 Faculty of Civil Engineering and Geosciences, Delft University of Technology, Delft 2600, The Netherlands Abstract: Located in the northeast of the Tibetan Plateau, the headwaters of the Yellow River basin (HYRB) are very vulnerable to climate change. In this study, we used the Soil and Water Assessment Tool (SWAT) model to assess the impact of future climate change on this region’s hydrological components for the near future period of 2013–2042 under three emission scenarios A1B, A2 and B1. The uncertainty in this evaluation was considered by employing Bayesian model averaging approach on global climate model (GCM) multimodel ensemble projections. First, we evaluated the capability of the SWAT model for streamflow simulation in this basin. Second, the GCMs’ monthly ensemble projections were downscaled to daily climate data using the biascorrection and spatial-disaggregation method and then were utilized as input into the SWAT model. The results indicate the following: (1) The SWAT model exhibits a good performance for both calibration and validation periods after adjusting parameters in snowmelt module and establishing elevation bands in sub-basins. (2) The projected precipitation suggests a general increase under all three scenarios, with a larger extent in both A1B and B1 and a slight variation for A2. With regard to temperature, all scenarios show pronounced warming trends, of which A2 displays the largest amplitude. (3) In the terms of total runoff from the whole basin, there is an increasing trend in the future streamflow at Tangnaihai gauge under A1B and B1, while the A2 scenario is characterized by a declining trend. Spatially, A1B and B1 scenarios demonstrate increasing trends across most of the region. Groundwater and surface runoffs indicate similar trends with total runoff, whereas all three scenarios exhibit an increase in actual evapotranspiration. Generally, both A1B and B1 scenarios suggest a warmer and wetter tendency over the HYRB in the forthcoming decades, while the case for A2 indicates a warmer and drier trend. Findings from this study can provide beneficial reference to water resource and eco-environment management strategies for governmental policymakers. Copyright © 2015 John Wiley & Sons, Ltd. KEY WORDS climate change; SWAT model; Bayesian model averaging; the headwaters of the Yellow River basin; Tibetan Plateau Received 21 June 2014; Accepted 23 March 2015 INTRODUCTION Global climate change caused by the increasing concentration of carbon dioxide and other greenhouse gases (GHGs) in the atmosphere received extensive attention in recent years. The Fifth Assessment Report of the International Panel on Climate Change states that global air temperatures had increased by 0.85 °C over the period *Correspondence to: Yueguan Zhang, Key Laboratory of Tibetan Environment Changes and Land Surface Processes, Institute of Tibetan Plateau Research, Chinese Academy of Sciences, Building 3, Courtyard 16, Lincui Road, Chaoyang District, Beijing 100101, China. E-mail: zhangyueguan@itpcas.ac.cn Copyright © 2015 John Wiley & Sons, Ltd. 1880–2012 (IPCC, 2013). Global warming is likely to have significant impacts on the hydrologic cycle and affects water resources system (Chang and Jung, 2010; Wang et al., 2011a, b; Jin and Sridhar, 2012; Ashraf Vaghefi et al., 2014). Recently, the warming over the Tibetan Plateau is generally more rapid than that of surrounding areas (Zhou and Huang, 2012). With a mean elevation of 4000 m, the headwaters of the Yellow River basin (HYRB) is located in the northeastern Tibetan Plateau. This region is called the ‘water tower’, as it covers only 15% of the whole Yellow River basin but contributes to 38% of the total runoff (Li et al., 2008). The changing hydrologic regimes induced by climate change 4380 Y. ZHANG ET AL. and subsequently resulting variation in available water resources will strongly influence not only the ecoenvironment and socio-economic development of the local region but also the downstream areas. Therefore, climate change impact studies in the headwaters of the Yellow River have aroused widespread concern in the academic community. For example, the historical observations on precipitation, temperature and evapotranspiration have been analysed to understand the trends of climate change for the past few decades (Zhao et al., 2008; Xie et al., 2010; Zhang et al., 2011; Yi et al., 2012). The general conclusion is that temperature shows a significant warming trend while the trend for precipitation is not obvious but a drying direction is detected. Meanwhile, in order to investigate future climate change over the HYRB, most of the literatures involve employing global climate models (GCMs) outputs to drive hydrological models. For example, Xu et al. (2009) used outputs from four GCMs and the Soil and Water Assessment Tool (SWAT) model to investigate how streamflow will be affected in the future; by using the information from seven GCMs and a distributed hydrological model, Li et al. (2008) analysed future runoff characteristics in the HYRB; Zhang et al. (2012) also applied the SWAT model to simulate the runoff and examined the impact of climate change on this region, utilizing Commonwealth Scientific and Industrial Research Organisation (CSIRO) and National Center for Atmospheric Research (NCAR) climate models under A1B and B1 scenarios. Also, Li et al. (2012) employed a regional climate model to study future climate scenarios and their effect on the water resources over the HYRB. In addition, Wang et al. (2012) and Hu et al. (2013) used predictors from GCMs to investigate the changes in future precipitation and temperature extreme indices, with the support of a statistical downscaling model. However, most of the aforementioned works are based on a limited number of GCMs, and there is little research on ensemble projections of climate model outputs to reduce the uncertainty in the climate change impact studies. Meanwhile, in investigating hydrological response to future climate change, many researches only deal with streamflow component, and less attention has been paid to other hydrological variables such as evapotranspiration and groundwater. Furthermore, little effort has been made to systematically analyse the roles of the snowmelt and establish elevation bands in the hydrological simulation in this heterogeneous and elevated mountainous range, although some hydrological modelling has already been operated in this region (Xu et al., 2009; Zhang et al., 2012; Cuo et al., 2013; Zhang et al., 2013). The forecast skill of multimodel ensemble mean is superior to that of each ensemble member (Fritsch et al., Copyright © 2015 John Wiley & Sons, Ltd. 2000; Min et al., 2004; Palmer et al., 2004; Palmer et al., 2005; Nohara et al., 2006; Phillips and Gleckler, 2006). The simplest way is the arithmetic ensemble mean where each model is weighted equally. Reliability ensemble averaging method developed by Giorgi and Mearns (2002) is another method where the individual GCM weights are derived from model performance and future ensemble convergence. In recent years, Bayesian model averaging (BMA) (Raftery et al., 2005) is suggested and applied to GCM evaluation and multiGCMs ensemble, to consider model uncertainty systematically. BMA combines information from a series of models to obtain a probability distribution for a quantity of interest and accounts for model uncertainty. Owing to its significant advantages, the BMA method has been utilized by many researchers and found to be efficient in reducing model biases and uncertainty for the GCM projection (Min et al., 2007; Bhat et al., 2011; Yang et al., 2011). In this paper, we employed the SWAT model to investigate the hydrological response to future climate change in the headwaters of the Yellow River for the near future period (2013–2042), based on the GCM ensemble result by the BMA method. One main objective is to look at the long-term mean changes in hydrological components including evapotranspiration, surface water and groundwater over the focus area. The second objective is to analyse the uncertainties related to GCM models and emission scenarios in the projected hydrological variables. In addition, we also assess the roles of snowmelt and elevation zones in hydrological modelling in the HYRB, given that the focus area is located in the Tibetan Plateau with high elevation and complex snowfall and snowmelt processes. STUDY AREA AND DATA Study area The HYRB is located in 95.5–103.5°E and 32–36.5°N with the Tangnaihai hydrological station as the control outlet of the basin (Figure 1). It covers an area of about 121 973 km2 (15% of the whole Yellow River basin), and the main river length is about 1553 km. The population density is sparse, and so, this area can be regarded as unimpaired with limited human activities. The average elevation is about 4217 m a.m.s.l. and ranges between 2686 and 6137 m a.m.s.l. About 80% of this region is covered by grassland, and the lakes and swamps account for about 2000 km2. The HYRB belongs to the Tibetan Plateau climate system, characterized by a wet and warm summer and a cold and dry winter. From southeast to northwest, annual average temperature varies between 4 and 2 °C. Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB 4381 Figure 1. Sketch map of the study area Input data Daily climate data from 1960 to 1999, including precipitation, maximum, minimum and mean air temperature, solar radiation, wind speed and relative humidity, were obtained from 23 meteorological stations in and around the HYRB (Figure 1). The data quality for these forcings has been controlled by the China Meteorological Administration. In order to utilize the bias-correction and spatial-disaggregation (BCSD) downscaling method of Wood et al. (2002, 2004), all station data were interpolated to the 1 × 1° resolution grids by using the inverse distance weighting method. Because the SWAT model requires gauge data, we treated each grid point as a ‘gauge’ according to the practice of Moradkhani et al. (2010). The centroid of one grid cell is considered as the location of a ‘gauge’. In this study, GCMs in phase 3 of the Coupled Model Intercomparison Project (CMIP3) under A1B, A2 and B1 scenarios were used for climate change projections. The details of the models used are listed in Table I. Data include monthly mean temperature and precipitation from 1960 to 2042. These models have different spatial resolutions in the range of about 1–4°. To obtain the ensemble results of different models and facilitate the employment of the BCSD method, these GCMs data were interpolated onto a common 2 × 2° grid. Besides climate data, SWAT also requires a great deal of spatial data such as digital elevation model, land use/cover and soil data. Detail information for these data Copyright © 2015 John Wiley & Sons, Ltd. is presented in Table II. Daily observed river discharges at the Tangnaihai control station were used to evaluate the SWAT model simulations. In this study, the historical period 1961–1990 is defined as the baseline period, because it incorporates some of the natural variability of the climate, including both dry (1970s) and wet (1980s) times (Prudhomme et al., 2002). METHODS SWAT model SWAT is a computationally efficient simulator of hydrology and water quality at various scales. The model includes procedures to describe how carbon dioxide concentration, precipitation, temperature and humidity affect plant growth, evapotranspiration, snow and runoff generation among other variables and, therefore, is usually used to study climate change impacts (Arnold et al., 2007). SWAT has been successfully applied to many parts of the world and proved to adequately reproduce hydrological processes of watersheds across a range of geographical regions and climates (Jha et al., 2004; Borah et al., 2006; Setegn et al., 2011; Zhang et al., 2014). Snowmelt processes in SWAT model SWAT uses a temperature index-based approach to estimate snowmelt processes. Snowmelt is controlled by Hydrol. Process. 29, 4379–4397 (2015) 4382 Y. ZHANG ET AL. Table I. List of global climate model simulations SRES A1B(18) BCCR_BCM2.0 CGCM3(T47) CNRM-CM3 CSIRO-Mk3.0 ECHAM5-OM ECHO-G FGOALS-g1.0 GFDL-CM2.0 GFDL-CM2.1 GISS-AOM GISS-EH GISS-ER INM-CM3.0 IPSL-CM4 MIROC3.2 medres NCAR-PCM NCAR-CCSM3 UKMO-HADCM3 SRES A2(16) SRESB1(17) BCCR_BCM2.0 CGCM3(T47) CNRM-CM3 CSIRO-Mk3.0 ECHAM5-OM ECHO-G BCCR_BCM2.0 CGCM3(T47) CNRM-CM3 CSIRO-Mk3.0 ECHAM5-OM ECHO-G FGOALS-g1.0 GFDL-CM2.0 GFDL-CM2.1 GISS-AOM GFDL-CM2.0 GFDL-CM2.1 GISS-ER INM-CM3.0 IPSL-CM4 MIROC3.2 medres NCAR-PCM NCAR-CCSM3 UKMO-HADCM3 GISS-ER INM-CM3.0 IPSL-CM4 MIROC3.2 medres NCAR-PCM NCAR-CCSM3 UKMO-HADCM3 the air and snow pack temperature, the melting rate and the area coverage of snow. The model considers melted snow as rainfall in order to compute runoff and percolation. Snowmelt is estimated as a linear function of the difference between the average snow pack maximum air temperature and the user-defined snowmelt temperature threshold (Neitsch et al., 2005) SNOmlt ¼ bmlt snocov T snow þ T mx T mlt 2 (1) where SNOmlt is the amount of snowmelt on a given day (mm), bmlt is the melt factor for the day (mm H2O/day/°C), snocov is the fraction of hydrologic response unit area covered by snow, Tsnow is the snow pack temperature on a given day (°C), Tmx is the maximum air temperature on a given day (°C) and Tmlt is the threshold temperature above which snowmelt is allowed (°C). The melt factor is allowed seasonal variation with maximum and minimum Country Resolution Norway Canada France Australia Germany Germany, Korea China USA USA USA USA USA Russia France Japan USA USA UK T63L31 T47L31 T42L45 T63L18 T63L31 T30L19 T42L26 N45L24 M45L24 4.0 × 3.0L12 5.0 × 4.0L20 5.0 × 4.0L20 5.0 × 4.0L21 2.5 × 3.75L19 T42L20 T42L18 T85L26 2.5 × 3.75L19 values occurring on summer and winter solstices (Fontaine et al., 2002): bmlt6 þ bmlt12 bmlt6 bmlt12 bmlt ¼ þ 2 2 2π sin ðd n 81Þ (2) 365 where bmlt is the melt factor for the day (mm H2O/day/°C); bmlt6 and bmlt12 are the melt factors for 21 June and 21 December (mm H2O/day/°C), respectively; dn is the day number of the year. Elevation bands algorithm in SWAT model Elevation is an important factor in dictating the variation of temperature and precipitation (Zhang et al., 2008). To account for orographic effects on climatic variables, SWAT allows up to 10 elevation bands to be split in each sub-basin. The addition of elevation bands Table II. Data used and sources in Soil and Water Assessment Tool (SWAT) model Data Source Digital elevation National Geomatics Center of China model (DEM) Soil data Institute of Soil Science, Chinese Academy of Sciences (CAS) Land use data Cold and Arid Regions Environmental and Engineering Research Institute, CAS Weather data China meteorological data sharing service system Flow data Water Resources Conservancy Committee of the Yellow River basin Copyright © 2015 John Wiley & Sons, Ltd. Scale 1 : 250 000 Resolution 3 arc sec 1 : 1,00 000 1 km 1 : 100 000 1 km — — — — Description Elevation Classified soil and physical properties such as bulk density and texture Classified land use such as cropland and pasture Precipitation, air temperature, wind speed, relative humidity and solar radiation River flow at Tangnaihai gauge Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB allows SWAT to better represent the distribution of precipitation and temperature over areas that contain large elevation range. Precipitation and temperature are estimated for each band as a function of the respective lapse rate and the difference between the gauge elevation and the average elevation specified for the band (Fontaine et al., 2002). The temperature and precipitation for each band were adjusted using the following two equations: (3) T B ¼ T þ ðZ B Z ÞT laps PB ¼ P þ ðZ B Z ÞPlaps (4) where TB is the elevation band mean temperature (°C), T is the temperature measured at the weather station (°C), ZB is the midpoint elevation of the band (m), Z is the weather station’s elevation, PB is the precipitation falling in the elevation band (mm H2O), P is the precipitation measured at the weather station, and Tlaps and Plaps are the temperature lapse rate (°C/km) and precipitation lapse rate (mm/km), respectively. Bayesian model averaging method We employ BMA to derive future climate projections. BMA has recently been proposed as a way of correcting under dispersion in ensemble forecasts (Raftery et al., 2005; Min and Hense, 2006). Rather than choosing a single model among the set of models to use for prediction, the prediction of a variable y- (precipitation or temperature) is instead conditioned on the entire set of models: K pðyÞ ¼ ∑ p yM k Þp M k yT Þ (5) k¼1 where p(y|Mk) is the forecast probability density function based on model Mk (GCMs), estimated from the training data; p(Mk|yT) is the posterior probability of model Mk being corrected given the training data. Through a series of transformation, the BMA predictive mean can be derived: K (6) E yf 1 ……f k ¼ ∑ wk ðak þ bk f k Þ k¼1 This can be viewed as a deterministic forecast and expected to be more skilful than either the ensemble mean or any one member. The BMA weights and standard deviation are estimated by maximum likelihood method. Generally, the longer the training period, the better the BMA parameters are estimated (Raftery et al., 2005). In this study, the observed data sets of surface air temperature and precipitation for the years 1960–1999 have been used to train BMA weights for GCM models Copyright © 2015 John Wiley & Sons, Ltd. 4383 under 20C3M emission scenario. Next, on the basis of these weights and parameters, future scenarios of climatic variables were generated for the period of the years 2013– 2042 under scenarios A1B, A2 and B1 in the HYRB. So far, the time scale of future GCM forcings is still in month, with a spatial resolution of 2° × 2°. However, daily meteorological data are required as input to force the SWAT model for hydrological simulation. Downscaling method is necessary to link the ensemble GCM output at large-scale to small-scale climate forcing used for the hydrological model, which will be detailed in the following part. Downscaling method In this study, the BCSD approach was utilized to downscale the GCM results. As a statistical downscaling method, BCSD has been widely used and tested in the climate change analysis (Maurer et al., 2009; Bennett et al., 2012). The BCSD method has been shown to provide downscaling capabilities comparable with those of other statistical and dynamical methods in the context of hydrologic impacts (Wood et al., 2004). From the studies of Wood et al. (2004), when applied to the National Center for Atmospheric Research/Department of Energy (NCAR/DOE) Parallel Climate Model and Regional Climate Model outputs, the BCSD method can successfully reproduce the main features of the observed hydrometeorology from the retrospective climate simulation, whereas linear interpolation method leads to unacceptably biased hydrologic simulation. In this study, we employed the BCSD method to downscale the BMAbased monthly GCM forcings of 2° × 2° to future climate data with 1° × 1° resolution, which consist of daily mean temperature and daily precipitation for 2013–2042 under scenarios A1B, A2 and B1. Based on observed data for 1960–1999, we have established the linear relationships between daily mean temperature and daily maximum–minimum temperature at each grid. According to statistical analysis, the determination coefficient R2 reached more than 0.9 for both relationships. Then the future daily maximum and minimum temperature were obtained from such relationships and BCSD-based daily mean temperature. Meanwhile, SWAT includes the WXGEN weather generator model (Sharpley and Williams, 1990) to generate climatic data or fill in gaps in measured records (Neitsch et al., 2005). Therefore, solar radiation, relative humidity and wind speed can be generated for the future scenarios using this built-in weather generator. Model performance evaluation In this study, we followed Nash–Sutcliffe efficiency (NSE), root-mean-square error observations standard Hydrol. Process. 29, 4379–4397 (2015) 4384 Y. ZHANG ET AL. deviation ratio (RSR) and percent bias (PBIAS) (Moriasi et al., 2007) as SWAT evaluation statistics. SWAT performance can be judged (Table III) according to the work of Moriasi et al. (2007). n sim 2 ∑ Y obs i Yi (7) NSE ¼ 1 i¼1 n mean 2 ∑ Y obs Y i i¼1 sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi n 2 Y sim ∑ Y obs i i i¼1 RSR ¼ sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi n mean 2 ∑ Y obs i Y (8) i¼1 n obs ∑ Y sim *100 i Yi PBIAS ¼ i¼1 n ∑ i¼1 Y obs i (9) where Y obs and Y sim are the observed data and simulated i i value at time i; Ymean is the mean of the observed data for the whole evaluating period. RESULTS The effects of snowmelt processes and elevation bands on the simulation As belonging to the Tibetan Plateau climate system, the HYRB is characterized by a long cold winter and a short warm summer. The snow accumulation process generally starts in October, lasting to March of the following year, and then from April to June, the snow pack begins to release meltwater. In addition, high elevation, low temperature and a large area make the snow accumulation and melt processes significant. Also, elevation is an important factor dictating the variation of many meteorological variables, such as temperature and precipitation. Therefore, in this study, one modelling objective involves considering the effects of snowmelt processes and elevation bands on the SWAT performance in the HYRB. Also, some effort has been made to adjust soil and groundwater parameters to further improve modelling accuracy in this region. Figure 2 shows the long-term monthly observed and simulated flow at the Tangnaihai gauge at different phases of simulation for 1961–1990. The major problems identified in the initial setup were that the rising hydrograph limb began too late and there existed a systematic underestimation of the observed flow. Based on the classification of model efficiency in Table III, the NSE of 0.51 (Table VI) for the initial simulation indicated an unsatisfactory result. Table IV lists the parameters used in the snowmelt routines, and simultaneously, some parameters are given simple descriptions as follows. SNO100 is the threshold depth of snow and depends on factors such as vegetation distribution and wind loading of snow. The melt factor for snow on 21 June is parameterized by bmlt6, which represents the maximum melt rate. The increase of bmlt6 can accelerate melting of the snow pack. As there are little available data from meteorological stations to be used for setting parameters in the snowmelt routines, parameters for this algorithm were estimated based on the studies of Fontaine et al. (2002) and Zhang et al. (2008). Figure 2 shows the effect of adjusting snow parameters on the hydrologic modelling in the HYRB. Compared with the initial result, the simulated flow is increasing and closer to the observed value. As a result, the PBIAS was improved to 16%, although there is still a considerable bias. The NSE of 0.75 indicated a better simulation in this focus area. According to Table III, the modelling of SWAT achieved a satisfactory result. As the HYRB has a large elevation variation, adding elevation bands could better represent the spatial variability of climate. In this study, five elevation bands were established within each sub-basin. The average elevation of each band and the fraction of sub-basin area within that band were also to be specified. The temperature lapse rate TLAPS adopted a commonly used value of 6.5 °C/km. However, it was difficult to estimate the precipitation lapse rate PLAPS because of the low density of the climate data in the HYRB. Thus, this parameter in this analysis was chosen based on the Table III. Statistics for simulation result performance ratings* Performance rating Very good Good Satisfactory Unsatisfactory RSR NSE PBIAS (%) 0.00 ≦ RSR ≦ 0.50 0.50 < RSR ≦ 0.60 0.60 < RSR ≦ 0.70 RSR > 0.70 0.75 < NSE ≦ 1.00 0.65 < NSE ≦ 0.75 0.50 < NSE ≦ 0.65 NSE ≦ 0.50 PBIAS < ±10 ±10 < PBIAS < ±15 ±15 ≦ PBIAS ≦ ±25 PBIAS ≧ ±25 NSE, Nash–Sutcliffe efficiency; RSR, root-mean-square error observations standard deviation ratio; PBIAS, percent bias. *From Moriasi et al. (2007). Copyright © 2015 John Wiley & Sons, Ltd. Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB 4385 Figure 2. Long-term monthly simulated flow versus observed flow for different stages corresponding to the effects of snow parameters, adding elevation bands and adjusting other important parameters findings of Fontaine et al. (2002) and was finally set at +0.5 mm/km. After using the elevation band algorithm, it can be identified from Figure 2 that the systematic underestimation problem in the early simulations was improved, with a PBIAS of +8%. The NSE of 0.77 reflected a good fit between the modelled and observed hydrograph. From the classification criteria listed in Table III, this simulation was within the ‘good’ performance rating. Calibrating soil and groundwater parameter After considering the roles of snowmelt processes and elevation bands in the simulation, it is necessary to adjust soil and groundwater parameters because of the significant change in water recharge related to snowmelt and orographic effects. In this study, monthly discharge records of Tangnaihai station for the years 1961–1990 were split into two segments with 1961–1980 for calibration and 1981–1990 for validation. Manual calibration process, i.e., the trial and error method, was employed to improve model accuracy. These soil and groundwater parameters mainly consisted of soil evaporation compensation factor (ESCO), base-flow recession constant (ALPHA_BF), threshold water level in shallow aquifer for evaporation (REVAPMN) and delay time for aquifer recharge (GW_DELAY). By using trial and error techniques and based on studies such as Zhang et al. (2008) and Neitsch et al. (2005), the parameter values were determined (Table V). Figure 2 shows the effect of adjusting groundwater parameters on the hydrologic modelling in the HYRB, which indicates a good simulated result for the whole period. In addition, Figure 3 also shows the SWAT performance in simulated monthly streamflow for the calibration period of 1961–1980 and validation period of 1981–1990. Meanwhile, Table VI lists the evaluation statistics, with NSE of 0.91 and 0.89 for calibration and Table IV. Parameter descriptions and the values adopted in the snowmelt module Parameter Description Range Adopted value Ts–r SNO100 SNO50 Tmlt bmlt6 bmlt12 Snowfall temperature (°C) Threshold depth of snow at 100% coverage (mm H2O) Fraction of snow volume represented by SNO100 that corresponds to 50% snow cover Snowmelt base temperature (°C) Maximum snowmelt factor for 21 June (mm H2O⁄°C⁄day) Minimum snowmelt factor for 21 December (mm H2O⁄°C⁄day) 5 to 5 0–500 0–1 5 to 5 0–10 0–10 1.0 300.0 0.5 0.0 6.5 4.0 Table V. Some soil and groundwater parameters for the final simulation based on manual calibration Parameter ESCO ALPHA_BF GW_DELAY REVAPMN Description Range Default value Adopted value Soil evaporation compensation factor Base-flow recession constant Delay time for aquifer recharge (days) Threshold water level in shallow aquifer for evaporation (mm) 0–1 0–1 0–500 0–500 0.95 0.048 31 1 0.8 0.02 2 50 Copyright © 2015 John Wiley & Sons, Ltd. Hydrol. Process. 29, 4379–4397 (2015) 4386 Y. ZHANG ET AL. Figure 3. Model results (monthly outputs) at the Tangnaihai gauge in calibration and validation Table VI. Model performance evaluation for the initial setup, calibration and validation period Stages RSR NSE PBIAS (%) Initial setup Calibration (1961–1980) Validation(1981–1990) 0.70 0.29 0.32 0.51 0.91 0.89 29 1.5 1.51 NSE, Nash–Sutcliffe efficiency; RSR, root-mean-square error observations standard deviation ratio; PBIAS, percent bias. validation periods, respectively. It can be seen that for the focus area, model performances during calibration and validation are very good after altering snow parameters, using elevation bands and adjusting groundwater parameters. As located in the northeastern Tibetan Plateau, the HYRB exhibits a series of typical characters in the alpine area, such as extreme elevation gradients, low temperature, and important snowfall and snowmelt processes. Large-scale hydrologic modelling in mountainous terrain is difficult because of irregular topography and poor data resolution. In addition, rates of change in precipitation and temperature with respect to elevation also complicate the simulation of alpine hydrology. Hence, information gained from this study may be used as a reference for similar regions with complex terrain, in order to obtain a better modelling result with the SWAT model. GCM projections for the HYRB Before we do projections for future climate change, it is necessary to check the correlation between observed climate data and ensemble GCMs model output based on BMA in the baseline period. Figure 4 shows the scatter plots for the comparison of the observed and GCMs simulated monthly precipitation and temperature in the baseline period of 1961–1990. The values of determination coefficient (R2) are 0.84 and 0.98 for monthly precipitation and temperature, respectively. This suggests a good agreement between ensemble GCMs output and observed climate data. Based on the BMA method, multimodel ensemble projected future changes for temperature and precipitation over the HYRB are presented in this section. Temperature changes were given in degrees Celsius, and precipitation changes were given as a percentage change, relative to that of the baseline period (1961–1990). In the aspect of spatial scale, changes for these factors were quantified at Figure 4. Scatter plots for historic observed and ensemble global climate models modelled climatology in baseline period: (a) precipitation and (b) temperature Copyright © 2015 John Wiley & Sons, Ltd. Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB the sub-basin. From the temporal perspective, the relative changes of monthly climatic variables were investigated from January to December. Precipitation changes Figure 5 shows the historical precipitation distribution and the anomaly maps for the HYRB under all the three scenarios (A1B, A2 and B1). While all scenarios show an increase in the northern parts, there are major differences in the southeastern parts where the A1B and B1 scenarios indicate an upward trend, but a downward tendency is observed for A2. Under the impact of the Asian summer monsoon, the annual precipitation in the southeastern part of the HYRB is over 500 mm, and thus, this zone is the wet area of the focus region. Therefore, precipitation variation in this part has a crucial effect on the whole 4387 water amount of the HYRB. This phenomenon can be further corroborated especially under A2 scenarios. In this case, although a modest to large positive precipitation anomaly (3–11%) appears in most of the HYRB, the small negative anomaly (around 1.8%) in the wet part finally leads to a slight increase of only 2% over the whole HYRB at the end of the year 2042. At the same time, the other two situations (A1B and B1) display a positive anomaly in the southeastern area and finally result in larger increments, with 14.4% (A1B) and 9.7% (B1) over the HYRB. In the water-limited places such as the extreme northwestern region, one part of the driest areas, both A1B and A2 scenarios show the largest increases in precipitation with magnitude of 19% and 11%, about 74 and 45 mm in absolute annual amount, respectively. But B1 exhibits the smallest increase of just about 2% (about 7 mm) over this part. Projected Figure 5. The anomaly map of precipitation averages. (a) The historic precipitation distribution. (b) Results of scenario A1B. (c) Results of scenario A2. (d) Results of scenario B1 Copyright © 2015 John Wiley & Sons, Ltd. Hydrol. Process. 29, 4379–4397 (2015) 4388 Y. ZHANG ET AL. increasing precipitation in this significantly water-scarce region may alleviate the local continuous droughts to some extent and has a positive effect on the local ecology system. Figure 6a depicts the relative change (%) of predicted long-term average precipitation to the historical data for different scenarios. Under A1B, an increasing trend can be found in all months ranging from the minimum quantity of 5% in June to the maximum value of 47% in October. For A2, decreases can be found in April, August, September and November, while an upward trend occurs in the remaining months. A similar pattern of change with A1B can be found for B1. In terms of seasonal scale, the largest increase will occur in winter under A2 and B1 scenarios, while for A1B, the fall season will experience the largest growth and then followed by winter. Surface air temperature changes Figure 7 shows BMA ensemble GCMs projected changes in annual temperature between the baseline (1961–1990) and future (2013–2042) periods. A general increasing temperature can be found over the HYRB in the future. Compared with precipitation, spatial patterns of trends in temperature have a much higher degree of consistency. All the three scenarios display a small increase in the relatively warm southeastern part and a more pronounced increase in the very cold northwestern area of the HYRB. According to Figure 7c, under the A2 scenario, the ordinary warming amplitude can reach about 1 °C, and the largest warming is expected within the southern part with a magnitude of up to 1.3 °C. The average monthly changes in surface air temperature are presented in Figure 6b. Consistent increases from January to December can be observed under the three scenarios. Almost all months will experience around 1 °C warming for both A1B and A2 scenarios in the future. According to the statistical results, the increment for temperature is around 1.15 °C (A1B), 1.27 °C (A2) and 1.08 °C (B1) in the end of 2042. This outcome is consistent with the ranking of the changes for the GHG level: The smallest increase is for the lowest-emission B1 scenario, and the largest increase is for the highest-emission A2 scenario, which also suggests that the warming magnitude is sensitive to the emission scenarios Figure 6. Comparison of changes for different elements between historic and future climate conditions: (a) precipitation, (b) temperature, (c) actual evapotranspiration (AET), and (d) total runoff Copyright © 2015 John Wiley & Sons, Ltd. Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB 4389 Figure 7. Changes of temperature over the HYRB for the period of 2013–2042. (a) The historic absolute values. (b) Results of scenario A1B. (c) Results of scenario A2. (d) Results of scenario B1 in the HYRB. In the seasonal scale, the increase in winter is the largest among the four seasons under all scenarios based on statistical analysis. Impact of climate change on actual evapotranspiration Besides precipitation and temperature, evapotranspiration is another very important climatic factor that controls the energy and mass exchange between terrestrial and atmosphere and plays a key role in hydrologic processes. Evapotranspiration exceeds runoff in most river basins and on all continents except Antarctica (Dingman, 1994). Actual evapotranspiration (AET), comprising the actual evaporation (the non-productive part) and the actual transpiration (the productive part), is commonly referred as the ‘green water’ (Abbaspour et al., 2009). In Figure 8, the average values of AET based on the historic data and the anomaly graphs for the three scenarios are shown for the HYRB. The differences Copyright © 2015 John Wiley & Sons, Ltd. are calculated between the averages of the 2013–2042 period and those of the 1961–1990 period. Generally, all scenarios predict an increase in actual evapotranspiration across the HYRB. The future simulations show a small increase in the extreme southeastern and northwestern parts, while the semiarid area, such as the central and northern parts, will experience a larger increase. However, it should be noted that an increase of >20% in the north of the focus region amounts to about 20 mm/year, which is still very small in respect of quantity but could have a substantial impact on the local ecosystem of the water-scarce area. Figure 6c exhibits the results for the relative changes of monthly mean AET under A1B, A2 and B1 scenarios. It is noted that monthly mean AET consistently has an increasing trend among the 12 months under all scenarios. In particular, the largest increase of about 30% can be found in October under A2, while a slight increase of less than 6% will occur in July and August under the three scenarios. In addition, spring Hydrol. Process. 29, 4379–4397 (2015) 4390 Y. ZHANG ET AL. Figure 8. Relative changes of actual evapotranspiration (AET) between historic and future climate conditions. (a) The historic absolute values. (b) Results of scenario A1B. (c) Results of scenario A2. (d) Results of scenario B1 months (March–May) exhibit a relatively large increase of between 15% and 26% for all the three scenarios. Evapotranspiration (ET) has an important impact on the available water resources in this semi-arid and semi-humid region. The trends of increase in ET are probably attributed to the increase in the air temperature. In this study, the Penman– Monteith equation was employed to calculate evapotranspiration that can be affected greatly by the minimum and maximum temperatures. This is consistent with the findings of Setegn et al. (2011), which indicated that the variation in AET is pertinent to the changes in temperature. Impact of climate change on surface runoff and groundwater The anomalies relative to the baseline period for surface runoff and groundwater over the HYRB are listed in Figures 9 and 10, respectively. It can be seen that, for A1B Copyright © 2015 John Wiley & Sons, Ltd. scenario, the surface runoff generally shows an increasing trend, and most of the area will enjoy more than 20% growth, especially part of the northwestern zone showing a magnitude of even 40% or larger. B1 indicates a similar situation with A1B and differs only in the increasing amplitude. In contrast, the A2 scenario suggests a decline in the surface runoff across the entire region, and most subbasins will suffer a large decrease of more than 20%. Groundwater is an important runoff component for the HYRB, which can account for 65% of the total runoff (Chen et al., 2008). Generally, it is observed from Figure 10 that groundwater flow increased under A1B and B1 but reduced for A2 in the future. With regard to changes in space, both A1B and B1 indicate similarly more increments in the wet southeastern part of the study region, whereas a different result in the extreme northwestern area can be detected, which indicates a large increase in A1B scenario but a significant descent Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB 4391 Figure 9. Relative changes of surface runoff between historic and future climate conditions. (a) The historic absolute value. (b) Results of scenario A1B. (c) Results of scenario A2. (d) Results of scenario B1 for B1 case. This is alike the spatial changes in the projected precipitation in the previous section. At the same time, the simulation for A2 implies that almost the entire region except for a small northwestern part will experience a moderate to substantial decrease (more than 34%) in groundwater. Because it occupied a larger proportion of the total runoff, the fluctuation in groundwater could impose a significant impact on the total runoff, as discussed in the following section. Impact of climate change on the total runoff Figure 11 exhibits the historic total runoff distribution and the anomaly maps over the HYRB under three scenarios. The spatial distribution of total runoff has a similar pattern with that in the groundwater. Generally, A1B and B1 scenarios demonstrate increasing trends across most of the region. But under scenario A2, a large Copyright © 2015 John Wiley & Sons, Ltd. decrease ranging from about 33% to 11% can be found in the majority of the HYRB, and the prominent generated-runoff area, i.e., the southeastern part from Jimai to Maqu, will also experience a considerable decrease of about 15%. Such a large decrease in total runoff is probably caused by changes in actual evapotranspiration, as a result of rapid warming temperature. The relative changes in monthly total runoff are shown in Figure 6d. Under A1B, it is noticed that all the months exhibit increasing trends, and the magnitude varies from 5.3% to 40%. Seasonally, there are large increases in spring and autumn, which suggests more floods in the future. B1 scenario displays a similar pattern with the A1B except for decreasing total runoff in June and July. On the contrary, total runoff under A2 is reduced through all the months, and the maximum decrease of 16% occurs in April to June. This indicates that more serious and frequent droughts will occur in late spring and early summer in the near future. Hydrol. Process. 29, 4379–4397 (2015) 4392 Y. ZHANG ET AL. Figure 10. Relative changes of groundwater between historic and future climate conditions. (a) The historic absolute values. (b) Results of scenario A1B. (c) Results of scenario A2. (d) Results of scenario B1 In summary, this study revealed a hydrological response to the near future climate change in the HYRB. In this particular region, the total runoff is more vulnerable than other hydrological variables with respect to the enhanced GHG loading, because it is the key variable for the mountain ecology and sustainable development of the regional alpine steppe and alpine meadows. The HYRB is also vulnerable to the increase of temperature caused by enhanced GHG loading, which will intensify the degradation process of the permafrost and lead to significant alternations in regional ecosystem and water cycling. DISCUSSIONS Implication of climate change for the regional runoff In this study, the impact of climate change on future precipitation, temperature and some hydrological eleCopyright © 2015 John Wiley & Sons, Ltd. ments has been investigated using CMIP3-CGCM multimodel ensemble projections (2013–2042). According to statistical analysis results, there is an increasing trend in the future streamflow at Tangnaihai gauge under A1B and B1 scenarios, with magnitude of 19% and 9.3% relative to baseline period, respectively. There are large increases in future precipitation for both A1B and B1 scenarios, which is the prominent reason for the raising runoff in the HYRB. Results from other studies also indicate that the runoff will increase in the future under A1B scenarios in the upstream of the Yellow River and Brahmaputra River (Immerzeel et al., 2010; Li et al., 2013). So this study supplements and further supports their investigations by using the BMA method and the SWAT model. However, there is a large decreasing trend of 12.9% in discharge under scenario A2, even if some increases are observed in future precipitation. One possible explanation is that the slightly increased Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB 4393 Figure 11. Relative changes of total runoff between historic and future climate conditions. (a) The historic absolute values. (b) Results of scenario A1B. (c) Results of scenario A2. (d) Results of scenario B1 precipitation has been compensated by more increase of evapotranspiration, as a result of the rapid warming over the HYRB. On the other hand, precipitation spatial distribution for A2 may also have impact on the total runoff. As indicated in Figure 5c, a moderate positive precipitation anomaly appeared in the north and west part (the dry area), while the southeastern region (wet area) exhibited a negative anomaly. As energy in the dry zone is sufficient for forcing evaporation, therefore, increased precipitation is mostly dissipated by evaporation and thus contributes to a litter change of the runoff over this region. Consisting of sub-basin from Jimai to Maqu, the wet region contributes to 55.7% of the total runoff over the HYRB, although it only accounts for 33.7% of the entire area. So the runoff change in this area plays a crucial role in the total discharge of the HYRB. In the wet region, the decreasing precipitation in the A2 scenario along with the increased evaporation due to warming Copyright © 2015 John Wiley & Sons, Ltd. temperature causes the decreased runoff over this part. As a result, the little contribution from the dry region and the decreased water yield in the wet part finally lead to a decline in runoff under scenario A2, despite the increasing precipitation over the HYRB. Meanwhile, different CMIP3 scenarios represented different climate and hydrology projections in distinct regions and hence indicated varied implications for these areas. Compared with the small increase of runoff in the water-limited northwestern part, the large decrease of runoff in the wet southeastern area is considered more significant for the focus region. On the one hand, the large decrease of runoff will adversely impact the local ecosystem in the southeast of the HYRB. The decreasing runoff and an increase in the aridity index will degrade the regional alpine steppe and alpine meadows. On the other hand, as discussed earlier, the runoff changes in this wet region play a very important role in the total Hydrol. Process. 29, 4379–4397 (2015) 4394 Y. ZHANG ET AL. discharge of the HYRB. Therefore, the large decreasing runoff in the southeast would not only affect the local water resources but also reduce the total discharge from the HYRB (‘water tower’ of the whole Yellow River basin), which would inevitably have a crucial adverse influence on the economy and livelihoods of people in the downstream area of the Yellow River basin. Implications of climate change for the local ecosystems In recent years, the alpine grasslands in the HYRB have suffered from severe degradation. Studies in the source regions of the Yellow River showed that middle and high-cover high-cold steppe areas decreased by 23.65%, and high-cover high-cold meadow areas reduced by 6.85% from 1985 to 2000 (Qian et al., 2006). Climate change is considered as an important factor in the degradation of the grassland in the HYRB (Gao et al., 2010; Wang et al., 2011a; Gao et al., 2014; Yin et al., 2014). According to the analysis results of meteorological data for 1961–1999 over the HYRB, the study area has displayed a clear warming trend with an annual air temperature rising of 0.2 °C per 10 years. Meanwhile, the summer precipitation showed a decreasing tendency during this period. The limited precipitation and an increase in the aridity index degraded the alpine steppe and alpine meadows among 1961–2000 (Zhou et al., 2005). Simultaneously, such warming and drying climate affected the normal growth and reproduction of grass in the vigorous period, which further exacerbated the grassland degradation. In this study, both A1B and B1 scenarios suggested a warmer and wetter climate over the HYRB in the near future. The large increases of precipitation will benefit the recovery of alpine grasslands and slow the degrading process to some extent. In addition, the rising rainfall in summer as represented in Figure 6a (about 34 mm for A1B and 21 mm for B1) will be advantageous to the growth of grassland in the vigorous period, because water is one of the important limiting factors to plants in the HYRB. Hence, the local alpine ecosystems will also profit from the more grass productivity during the growth period and as a result may ease the degrading trend. However, the warmer and drier climate under A2 scenario would adversely impact the grassland ecosystem, and some adaptive measures should be made to alleviate the negative impacts. Meanwhile, there are permafrost-related problems in the headwaters of the Yellow River, especially in the northwest part. The former studies on environmental changes in this region have indicated that climatic warming has led to deepen the active layer and resulted to severe degradation of the permafrost region (Wu et al., 2000; Zhang et al., 2010). Frozen soil layer, on Copyright © 2015 John Wiley & Sons, Ltd. the one hand, can serve as an impermeable layer and obstruct soil liquid water infiltration and thus increase soil water in the rooting zone; on the other hand, it can concentrate various nutrients percolated from the above active layer and thereby improve the nutrient supply capacity of the soil. So the degradation of the permafrost will inevitably lead to significant alternations in the regional ecosystem and water cycling (Wang et al., 2009; Wang et al., 2011a). Increasing permafrost degradation decreases the number of plant families and species, with hygrophytes and mesophytes gradually replaced by mesoxerophytes and xerophytes in the Qinghai–Tibet Plateau (Yang et al., 2013). In addition, the thickness of the active layer in the permafrost has an inverse correlation with the vegetation cover of the alpine cold meadow and the alpine cold swamp meadow (Wang et al., 2006; Wang et al., 2011a). Therefore, the increasing thickness of active layer induced by warming temperature will lead to reduction of grassland area. This study shows that projected temperature under all three scenarios exhibits prevailing warming magnitude of at least 1 °C in the following decades, so the rapid warming in the near future would accelerate the degradation of the permafrost and consequently would have a strong effect on the ecosystems in this region. Sources of uncertainty There is a cascade of uncertainty in the hydrological impact study of climate change, including GCMs, GHG emissions scenarios, downscaling methods, hydrological model structure and parameters (Wilby and Harris, 2006). In our study, only two major sources of uncertainty from GCMs and emission scenarios were investigated, and other uncertainties were omitted. Recently, a number of studies have investigated systematically the multiple sources of uncertainty related to hydrological modelling and changing climate (Boé et al., 2009; Forbes et al., 2011; Majone et al., 2012; Bosshard et al., 2013). Generally speaking, GCMs were the dominant source of uncertainty for hydrological impacts (Wilby and Harris, 2006; Kay et al., 2009; Paton et al., 2013). However, other uncertainty components such as downscaling methods and GCM initial conditions were also found to have similar or even larger importance to uncertainty envelope for some hydrological variables (Horton et al., 2006; Chen et al., 2011; Teutschbein et al., 2011). Also, the investigation from Bastola et al. (2011) indicated that the role of hydrological model uncertainty in climate change studies is remarkably high and should be routinely considered in impact studies. Therefore, a complete analysis of uncertainty in climate impact studies is a next important work in our study. Hydrol. Process. 29, 4379–4397 (2015) FUTURE CLIMATE CHANGE ON THE HYDROLOGICAL ELEMENTS IN THE HYRB CONCLUSIONS In this study, we assessed the impacts of projected climatic change on the hydrological processes and water resources variability in the HYRB by using the SWAT model, the BCSD downscaling method and the state-ofthe-art BMA approach. First, the role of adjusting snow parameters and setting elevation bands has been evaluated in improving the performance of the SWAT model in the HYRB. The outcome is that the application of the temperature indexbased approach could seemingly lead to a satisfactory hydrologic simulation, provided that the snow parameters are well adjusted. Meanwhile, the application of temperature index plus elevation band gives a better simulation result. By using the results from an ensemble of 16 or more CMIP3-CGCMs, we investigated the projection of future precipitation and temperature over the HYRB. Generally, annual mean precipitation is projected to increase for all three emission scenarios, with a large increment for A1B (14.4%) and B1 (9.7%) but a slight change for A2 (2%). In terms of air temperature change, the HYRB would experience a warming trend in the future under the three scenarios, with the most increases in A2 (1.27 °C) and followed by A1B (1.15 °C) and B1 (1.08 °C). With the employment of the SWAT model, we investigated how changes in temperature and precipitation might propagate into changes in total runoff and other hydrological elements. Under A1B and B1 scenarios, the total runoff for the near future indicated increasing trends with magnitude of 19% and 9.3%. However, the total runoff decreased by 12.9% for A2 scenario. In addition, the changes in evapotranspiration, surface runoff and groundwater were also examined, and it was found that changes in groundwater flow might play a crucial role in runoff variation because it contributes to over 60% of the total runoff. Although preliminary uncertainty analysis in this paper was investigated including GCMs and emissions scenarios, other sources of uncertainty such as downscaling methods, hydrological parameters and land use or land cover change should also be given more attention. Thus, more researches in our continuing work, especially a thorough investigation of impacts from different uncertainty on the climate change impact analysis, are indeed needed for a better understanding of the future changes of water resources in this unique region. ACKNOWLEDGEMENTS This work was supported by the National Natural Science Foundation of China (40830639) and the National Basic Research Program of China ‘973 Program’ Copyright © 2015 John Wiley & Sons, Ltd. 4395 (2010CB951101). The authors acknowledge the modelling groups, the Program for Climate Model Diagnosis and Intercomparison (PCMDI) and the WCRP’s Working Group on Coupled Modeling (WGCM) for their roles in making available the WCRP CMIP3 multimodel data set. The authors also thank the Institute of Soil Science, Chinese Academy of Sciences (CAS), for providing soil data and Cold and Arid Regions Environmental and Engineering Research Institute, CAS, for providing land use data. REFERENCES Abbaspour KC, Faramarzi M, Ghasemi SS, Yang H. 2009. Assessing the impact of climate change on water resources in Iran. Water Resources Research 45: W10434. DOI: 10.1029/2008WR007615 Arnold JG, Srinivasan R, Muttiah RS, Allen PM. 2007. Continental scale simulation of the hydrologic balance. 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