PERFORMANCE AND APPLICATION OF DIFFERENT IMAGE MATCHING ALGORITHMS FOR INVESTIGATING GLACIER AND ICE-SHELF FLOW, PERMAFROST CREEP AND LANDSLIDES Torborg Haug, Misganu Debella-Gilo, Jonas Karstensen, Andreas Kääb University of Oslo Department of Geosciences P.O. Box 1047 Blindern, 0316 Oslo, Norway ABSTRACT This study focuses on evaluating image correlation methods for deriving surface velocity fields of glaciers, ice shelves, rockglaciers and landslides from both repeat optical and synthetic aperture radar (SAR) images. Firstly we show that low resolution MODIS images (250 m spatial resolution) can in fact be used for determining displacements on Antarctic ice shelves. In this particular case, orientation correlation operated in the frequency domain and using only the phase part of the signal performs better than normalized cross-correlation operated in the spatial domain. Secondly we demonstrate that for determining subpixel displacement when using normalized cross- correlation, image intensity interpolation before the matching process outperforms interpolation of the correlation peak after the matching. We also study methods for adaptively varying the matching template size in order to create the most reliable and accurate matches. The last part of the work shows some application studies of glacier flow from optical and SAR images, rockglacier creep and land sliding. Index Terms— Image matching, displacement measurements, glacier and ice shelf, rockglacier, landslide 1. INTRODUCTION Correlation of repeat image data and radar interferometry are key technologies for investigating surface velocity fields of glaciers, ice shelves, permafrost creep and landslides, and their changes over time. Due to loss of phase coherence, radar interferometry over snow and ice usually requires tandem missions or short temporal baselines with a few days time base [1]. No such mission is currently or in the near future available, so that image correlation, both of optical and SAR images, is the only present way to measure terrain movements under snow and ice conditions. Further development and evaluation of image correlation techniques is therefore needed to select the optimal techniques for individual movement processes and image types, and to ensure optimal exploitation of the vast archives of repeat earth observation images. In this contribution we focus on the comparison of dif- 978-1-4244-9566-5/10/$26.00 ©2010 IEEE 3636 ferent image matching algorithms, on displacement determination by subpixel accuracy, and on adaptive matching methods that take account of the spatial variability of the image content. As a representative set of image types within our assessment studies we select aerial photos, Landsat and ASTER type medium resolution optical satellite data, low resolution optical data such as MODIS, and medium and high resolution spaceborne SAR data. Application areas of our assessments are ice shelves, glaciers, rockglaciers and landslides. 2. ICE-SHELF VELOCITIES FROM LOW RESOLUTION SATELLITE IMAGES Ice shelf velocity is an important indicator of the stability of Antarctic ice shelves. Several of the ice shelves that have disintegrated so far have shown a speed-up prior to the collapse [2, 3, 4]. The size of the ice shelves and the amount of clouds in Antarctica make the ice shelves difficult to monitor, and up until now there has been only few studies focusing on velocity of these ice shelves. However, low resolution images have short repeat times, a fact that increases the likelihood of obtaining cloud free images. One image covers easily an entire ice shelf, which makes it possible to perform large-scale monitoring. Due to the spatial resolution, subpixel-accuracy measurements are needed in order to obtain the accuracy necessary to identify velocity changes. In this study [5], we use the Larsen C ice shelf, Antarctic Peninsula, as a test area. The velocity field is derived using MODIS images (250 m spatial resolution) over the periods 2002–2006 (not shown) and 2006–2009 (Fig. 1). The measurements are validated for two ice shelf sections against repeat medium-resolution Landsat 7 ETM+ pan data (15 m spatial resolution). Horizontal surface velocities are obtained through image matching using orientation correlation (OC) operated in the frequency domain and using only the phase part of the signal (Fig. 1) and normalized cross-correlation (NCC) operated in the spatial domain (Fig. 2). Using the same window size and the same position of the matching windows, OC produces 332 correct matches out of 471 possible (70%), whereas NCC IGARSS 2010 Fig. 1. Average annual velocity between 2006 and 2009 measured with orientation correlation operated in the frequency domain on MODIS images. Fig. 2. Average annual velocity between 2006 and 2009 measured with normalized cross-correlation operated in the spatial domain on MODIS images. produces only 129 correct matches (27%). OC operated in the frequency domain using only the phase seems therefore better suited for this purpose compared to NCC operated in the spatial domain because it produces fewer mismatches, is able to match images with regular noise and data voids, and is faster. Since it can match images with regular voids it is possible to match Landsat 7 ETM+ images even after the 2003 failure of the Scan Line Corrector (SLC off) that leaves significant image stripes with no data. The accuracy of the two matching methods is comparable because the root mean square error (RMS) of the measurements over stable ground is 27.8 m in x direction and 29.5 m in y direction for NCC and 21.2 m and 35.9 m, respectively, for OC. The uncertainty in the velocities turns out to be about 70 m for the MODIS derived data, and about 15 m for the Landsatderived ones. The difference between MODIS and Landsatbased speeds is -15.4 m a−1 and 13.0 m a−1 for the first period for the two different validation sections on the ice shelf, and 26.7 m a−1 and 27.9 m a−1 for the second period for the same sections. This is within the uncertainty level, and leads us to conclude that repeat MODIS images are well suited to measure ice shelf velocity fields and monitor their changes over time. We also applied our method successfully to ten other ice shelves around Antarctica. 3637 3. SUBPIXEL ACCURACY USING NORMALIZED CROSS-CORRELATION In a second study [6], subpixel-accuracy measurements, influence of spatial sensor resolution on the matching results, and adaptive methods for optimizing the matching template sizes are tested using repeat aerial photographs of a glacier, a rockglacier and a landslide in the European Alps. Thereby, we focus on the use of the normalized cross-correlation (NCC), one of the most widely used image matching techniques. Our results reveal that image intensity interpolation using the bicubic scheme beforehand the matching outperforms methods of defining the correlation peak at subpixel accuracy after the matching process (Fig. 3). By increasing the spatial resolution of the matched images by intensity interpolation with factors of 2 to 16, 40% to 80% reduction in mean error in reference to the original image with same resolution could be achieved. Based on an image resolution pyramid starting from the high-resolution aerial photographs, the study also quanti- Fig. 3. Comparison of the different sub-pixel precision approaches for the real mass movements averaged from the three mass movement types investigated. Fig. 5. Displacements between 1981 and 1984 for Muragl rockglacier, Swiss Alps, measured using adaptive window sizes shown in Fig. 4. Fig. 4. Size of matching templates determined based on the contrast in the images. Muragl rockglacier, Swiss Alps. fies how the mean error, the random error, the proportion of mismatches and the proportion of undetected movements increase with increasing pixel size (i.e. decreasing spatial resolution) for all of the three mass movement types investigated. As a third step in this study we demonstrate methods for adaptively varying the size of matching templates in order to create the most reliable and accurate matches. Fig. 4 shows the different sizes of the matching templates when these are 3638 determined based on the contrast in the images, and Fig. 5 shows the outcome of this matching. 4. APPLICATION STUDIES Finally, we assess a subset of the above matching techniques for a number of additional application studies, mainly measuring glacier flow based on repeat optical satellite data (ASTER, Landsat) and SAR data (ERS SAR, ASAR, Radarsat-1, Radarsat-2 and TerraSAR-X). Fig. 6 shows the displacement of Kronebreen on Svalbard, Norwegian high Arctic, from 5 April 1996 to 10 May 1996 measured using NCC on ERS-1 scenes. Fig. 7 shows the displacement of Aletsch landslide in the Swiss Alps, measured using NCC on aerial photographs obtained 6 September 1976 and 5 September 2006. Fig. 6. Displacements of Kronebreen, Svalbard, from 5 April 1996 to 10 May 1996 measured using normalized crosscorrelation on ERS-1 scenes. Fig. 7. Displacements of the Aletsch landslide from 6 September 1976 to 5 September 2006 measured using normalized cross-correlation on aerial photographs. 7. REFERENCES 5. CONCLUSIONS Systematic exploitation of the vast existing and near-future archives of repeat satellite images would certainly provide fundamentally new insights about Earth surface mass movements such as glaciers, ice shelves and ice streams, rockglaciers, or landslides, as demonstrated by a number of examples given here. In order to cope with the huge amount of data potentially useful for displacement extraction, their analysis requires highly automated processes of image retrieval, image selection, image matching, and postprocessing of displacement fields. Our set of studies suggests that there seems not to be simply one optimal image correlation method and parametrization for all kinds of image types and mass movement processes. Also, selecting suitable image templates beforehand of the matching and adapting the correlation parametrization to the individual template characteristics seems promising. 6. ACKNOWLEDGEMENTS This study is funded by The Research Council of Norway (NFR) through the CORRIA project (no. 185906/V30). The work presented here benefited from the fruitful discussions within the study ”Monitoring Earth Surface Changes from Space” by the Keck Institute of Space Studies at Caltech and JPL (KISS). The method development for ice flow measurements serves also the ESA DUE GlobGlacier project. 3639 [1] A. Kääb, Remote sensing of mountain glaciers and permafrost creep, Schriftenreihe Physiche Geographie Glaziologie und Geomorphodynamik. Geographisches Institut der Universitt Zrich. ISBN 3 85543 244 9, 2005. [2] R. A. Bindschadler, M. A. Fahnestock, P. Skvarca, and T. A. Scambos, “Surface-velocity field of the northern larsen ice shelf, antarctica,” Annals of Glaciology, vol. 20, pp. 319–326, 1994. 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