TEXAS TECH UNIVERSITY SYSTEM
INVESTMENT DISCLOSURE
Texas Tech University System employs an outside investment advisor and outside investment managers. The managers have the authority to make investment decisions within their asset class
1) without obtaining prior approval. The advisor has no investment authority. Names of the advisor and manager firms are as follows:
Investment Advisor:
NEPC
Tim Bruce
255 State Street
Boston, MA 02109
(617) 374-1300
Contact
Brian M. Villani
Address
50 South LaSalle Street, Chicago, IL
60603
PO Box 271, Lubbock TX 79408
1001 Texas Ave. Suite 1400 Houston,
TX 77002
Invesco Two Peachtree Pointe, Suite
1800 1555 Peachtree Street NE,
Atlanta, GA 30309
1201 Elm Street, Suite 3500, Dallas,
TX 75270-2180
Phone
(312) 557-2673
9603 Georgetown Pike, Great Falls,
VA 22066
201 Spear Street, Suite 1360, San
Francisco, CA 94105
320 Park Avenue, New York, NY
10022
(703) 759-0264
asmuralidhar@alphaengine.net
(855) 803-3516
jmandle@corrumcapital.com
(212) 832-5819
bmachale@eospartners.com
20 Dayton Avenue, Greenwich, CT
06830
100 Federal Street, 30th Floor
Boston, MA 02110
265 Franklin Street
Boston, MA 02110
645 Madison Avenue
New York, NY 10022
7 Times Square, 42nd Floor, New
York, NY 10036
11550 Ash Street, Suite 300,
Leawood, KS 66211
(201) 552-1923
slaversa@gramercy.com
(617) 330-9333
banderson@incomeresearch.com
(617) 807-1992
eking@payden.com
(212) 888-8123
a.eras@stralem.com
(212) 531-8428
joseph.devera@tscmllc.com
913-890-2132
jpark@tortoiseadvisors.com
Banks:
Manager
Northern Trust
(806) 252-1695
(972) 809-0392
tbruce@nepc.com
Email
bv3@ntrs.com
khughes@plainscapital.com
PlainsCapital Bank
TexPool
Kerri Hughes
Jerry Landrum
Invesco
Kelsey Lange
LOGIC
Mary Ann Dunda
Separately Managed Accounts:
AEGIS
Arun Muralidhar
Corrum
Jonathan Mandle
EOS
Brian MacHale
Gramercy Distressed Opportunity Fund II
Stephen LaVersa
Income Research & Management
Brooke H. Anderson CFA
Payden & Rygel
Erinn King, CFA
Stralem & Company, Inc.
Andrew Eras
Times Square Capital Management, LLC
Joseph B. DeVera
Tortoise Capital Advisors
Jenny Park
Commingled Funds & LP Interests:
Acadian Asset Management
Jim Klapman
260 Franklin St, Boston, MA 02110
(617) 598-6820
JKlapman@Acadian-Asset.com
Alcentra
Julian Colville
(212) 922-4513
julian.colville@alcentra.com
Alcion Ventures LP
Scott Butterfield
(617) 603-1008
sbutterfield@halcyonventureslp.com
Arclight Energy Partners
Ross Murphy
(617) 531-6368
rmurphy@arclightcapital.com
Arel (Wild Basin)
George Yepes
646-837-7377
george.yepes@arelcapital.com
ARES
Jeff Mills
(415) 423-3530
jmills@aresmgmt.com
Artisan
Ting Rattanaphasouk
(415) 283-1490
ting.rattanaphasouk@artisianprtners.com
Beach Point
John Quintanar
(310) 996-9700
jquntanar@beachpoint.com
Birch Grove Capital
Nicolas P. Barquin
(212) 753-7513
nbarquin@birchgrovecap.com
The Boston Company
Carl O'Connell
(617) 722-7265
oconnelll.ct@tbcam.com
CCMP
Allison Cole
(212) 600-9657
allison.cole@ccmpcapital.com
Capital Royalty
Mary Bogue Logan
(713) 209-7373
mlogan@capitalroyalty.com
Cairn Capital
Manuel Delgado
200 Park Avenue, New York, NY
10166
One Post Office Square, Suite 3520,
Boston, MA 02109
200 Clarendon Street, 55th Floor,
Boston, MA 02117
520 Madison Avenue, 18th Floor,
New York, NY 10022
201 California Street, Suite 300, San
Francisco, CA 94111
100 Pine Street, Suite 2950, San
Francisco, CA 94111
1620 26th Street, Suite 6000N, Santa
Monica CA 90404
660 Madison Avenue, 15th Floor,
New York, NY 10065
A BNY Mellon Company, One Boston
Place, Suite 024-0146 Boston, MA
02108
245 Park Ave, 16th Floor, New York,
NY 10167
1000 Main Street, Suite 2500,
Houston, TX 77002
27 Knightsbridge, London SW1 7LY
44 0 20 7259 4800
manuel.delgado@cairncapital.com
Cartesian Capital Group
Peter M. Yu
(212) 461-6360
peter.yu@cartesiangroup.com
Cevian
David Henderson
(+44)20 3178-4957
david.henderson@ceviancapital.com
Cumulus Energy
Miriam Blastiak
44 (0) 20 7451 9640
miriam.blastiak@cityfinancial.co.uk
Davidson Kempner Capital Management LLC
Lauren Lynch
(212) 446-4011
llynch@dkpartners.com
Deerfield
Jim Flynn
(212) 551-1619
jflynn@deerfieldpartners.com
Denham Capital Management LP
Tim Smith
(617) 531-4864
tim.smith@denhamcapital.com
Discovery Capital Management, LLC
Tara Blois
(203) 838-3188
tblois@discap.com
E2M Partners
Nonie Harris
(214) 443-1992
nonie.harris@e2mpartners.com
Encap Energy Capital
Bobby Haier
(713) 659-6130
bhaier@encapinvestments.com
Fir Tree Partners
Nadine Kim
(212) 659-4903
nadine@firtree.com
First Eagle Investment Management
Karin Penkala
(561) 296-7430
karin.penkala@asbai.com
Fortress
Michael George
(212) 823-5581
mgeorge@fortress.com
Gabriel Capital Group (Ariel)
Michael Autera
(212) 838-7200
auteram@gabrielcapital.com
Goldman Sachs Asset Management
John DiPalo
505 Fifth Avenue - 15th Floor, New
York, NY 10017
17 Cavendish Square, London, W1G
0PH, England
City Financial Investment Company
Ltd., 62 Queen Street, London, EC4R
2EB
520 Madison Avenue, 30th Floor,
New York, NY 10022
780 Third Avenue, 37th Floor, New
York, NY 10017
200 Clarendon Street, 25th Floor,
Boston, MA 02116
20 Marshall Street, Suite 310, South
Norwalk, CT 06854
8111 Preston Rd, Suite 600, Dallas, TX
75225
1100 Louisiana Street, Suite 4900,
Houston, TX 77002
505 Fifth Ave. 23rd Floor, New York,
NY 10017
1345 Avenue of the Americas, New
York, NY 10105
1345 Ave of the Americas, 47th Fl,
New York, NY 10105
450 Park Avenue, New York, NY
10022
200 West Street, 37th Floor, New
York, NY 10282-2198
(212) 855-9904
john.dipalo@gs.com
jlandrum@federatedinv.com
(404) 439-3024
kelsey.lange@invesco.com
(214) 953-4086
MaryAnn.Dunda@firstsw.com
Grantham, Mayo, Van Otterloo & Co. LLC
Lisa Stanton
Gresham Investment Management LLC
Alex Gansch
Greylock
Charles Halsey
Halcyon RA
Chris Mason
Hudson Bay
Juliette Cottrill
ILS
Thomas Libassi
Iron Point
Ryan Haas
Irving Place Capital
Patricia S. Grad
JPM Columbus
Fecht, Victoria G
King Street Capital Management, LLC
Ana Johnson
Lone Cascade
Leslie Dahl
Loomis, Sayles & Company, L.P.
Christopher Lazzaro
Marathon European Credit Opps Fund
Marianna Bracco
MFS Institutional Advisors, Inc.
Maeve E. Flanagan
Millennium
Mark Dunn
Mondrian Investment Partners
Todd Rittenhouse
Morgan Creek Capital Management
Erica Vrana
Nantucket Companies
Libby Greenstone
Natural Gas Partners
Alice Catalano
Oaktree Capital Management, LLC
Talbot Carleton
OZ Asia Overseas Fund, LTD
Kevin Silva
PENN Capital Management Company, Inc.
Steve Loizeaux
Pinnacle
Gus Catsavis
Perella Weinberg Partners
Kelsey Whatley
PIMCO
Jeff Springer, CFA
Private Equity Investors
Jeanne Liou
Reservoir Capital Group
Susan Albarran
Riverstone Holdings LLC
Patrick J. Connell
Russell
Matthew Clay
Savanna
Steven M. Schulman
Siguler Guff & Company, LP
Sloane Schuster
Silchester International Investors
Jenni Bourque
Silverpoint Capital
Tim Stallings
Standard Pacific Capital
Jenn Greene
Stark Investments
Tim Gullickson, CFA
Sterling Capital (Chicago)
Kim Vender Moffat
Sterling Group Partners L.P.
Shirley Jefferies
Stonepoint Capital
Bill Santaniello
Tennenbaum Capital Partners, LLC
Jessica Ekeberg
Viking Global
Savina Boyadjieva
Waterfall
Frank P. Pfeffer
Wellington Management Company, LLP
Lee E. Cohen, CFA
Westwood Global Investments (WGI)
Ted Sullivan
Westwood Trust
Kim Calhoun
Wexford Capital LLC
Marc Leferman
2150 Shattuck Avenue, Suite 900,
Berkeley, CA 94704
257 Park Avenue South, 7th Floor,
New York, NY 10010
285 Madison Avenue, 24th Floor,
New York, NY 10017
477 Madison Ave, 8th Floor, NY, New
York 10002
777 Third Avenue, 30th Floor, New
York, NY 10017
12 Church Street, PO Box HM 3348,
Hamilton HM 11, Bermuda
1133 Connecticut Avenue NW, Suite
800, Washington, DC 20036
745 Fifth Avenue, New York, NY
10151
270 Park Avenue, New York, NY
10017
65 E. 55th Street, 30th Floor, New
York, NY 10022
Two Greenwich Plaza, Greenwich, CT
06830
One Financial Center, 25th Floor
Boston, MA 02111
One Bryant Park, 38th Floor, New
York, NY 10036
111 Huntington Avenue, Boston, MA
02116
666 Fifth Ave, New York, NY 10103
(510) 809-4588
lisa.stanton@gmo.com
(212) 984-1454
ag@greshamllc.com
(212) 808-1846
chalsey@greylockcapital.com
212-303-9436
cmason@halcyonllc.com
(616) 825-2150
ir@hudsonbaycapital.com
203-992-1618
tom.libassi@ilscapital.bm
(202) 452-8410
rhaas@ironpointpartners.com
(212) 551-4514
pgrad@irvingplacecapital.com
(212) 270-3857
victoria.g.fecht@jpmorgan.com
(212) 812-3147
sarango@kingstreet.com
(203) 618-7810
investor@lpcap.com
(617) 748-1742
CLazzaro@loomissayles.com
(212) 500-3165
mbracco@marathonfund.com
(617) 954-7492
dlmfsiuscs@mfs.com
(212) 708-4348
mark.dunn@mlp.com
2001 Market Street, Suite 3810,
Philadephia, PA 19103
301 W. Barbee Chapel Road, Suite
200, Chapel Hill, NC 27517
40950 Woodward - Suite 307,
Bloomfield Hills, MI 48304
1266 East Main Street, 6th Floor,
Stamford, Connecticut 06902
333 South Grand Avenue, 27th Floor,
Los Angeles, CA 90071
9 West 57th Street, 39th Floor, New
York, NY 10010
Navy Yard Corporate Center Three
Crescent Drive, Suite 400
Philadelphia, PA 19112
712 Fifth Avenue, 29th Floor, New
York, NY 10019
767 Fifth Avenue
New York, NY 10153
1345 Avenue of the Americas, 49th
Floor, New York, NY 10105-4800
505 Park Avenue, 4th Floor, New
York, NY 10022
767 5th Avenue, 16th Floor, New
York, NY 10153
712 Fifth Avenue, 36th Floor, New
York, NY 10019
1301 2nd Avenue, Seattle, WA 98101
(215) 825-4500
todd.rittenhouse@mondrian.com
(919) 869-8071
evrana@morgancreekcap.com
(248) 723-9286
Libby@nantucketfunds.com
(302) 504-5072
acatalano@ngptrs.com
(212) 830-6840
tcarleton@oaktreecapital.com
(212) 790-0132
kevin.silva@ozcap.com
(215) 302-1504
SLoizeaux@penncapital.com
(646) 717-8020
gcatsavis@pinnacle-lp.com
(646) 216-4167
clientservices@pwpartners.com
(212) 739-3619
jeff.springer@pimco.com
(212) 750-4791
jliou@peifunds.com
(212) 610-9018
IR@reservoircap.com
(212) 2712943
partick@riverstonellc.com
(206) 505-2721
mclay@russell.com
10 East 53rd St., 37th Floor, New
York, NY 10022
825 Third Avenue, 10th Floor, New
York, NY 10022
780 Third Avenue, 42nd Floor, New
York, NY 10017
Two Greenwich Plaza, First Floor,
Greenwich, CT 06830
101 California Street, 36th Floor, San
Francisco, CA 94111
735 North Water Street, Suite 790,
Milwaukee, WI 53202
401 N. Michigan Avenue, Suite 3300,
Chicago, IL 60611
Nine Greenway Plaza, Suite 2400,
Houston, TX 77046
20 Horseneck Lane, Greenwich, CT
06830-6327
2951 28th Street, Suite 1000, Santa
Monica, CA 90405
280 Park Avenue, New York, NY
10017
1140 Ave of the Americas, 7th Floor,
New York, NY 10036
280 Congress Street
Boston, MA 02110
One Financial Center, Suite 1620,
Boston, MA 02111
200 Crescent Court, Suite 1200,
Dallas, TX 75201
411 West Putnam Avenue,
Greenwich, CT 06830
(212) 821-8105
sschulman@savannafund.com
(212) 332-5112
Sschuster@sigulerguff.com
(212) 377-3712
jbourque@silchester.com
(203) 542-4251
tstallings@silverpointcapital.com
(415) 352-7106
igreen@standardpacific.com
(414) 294-7577
tgullickson@starkinvestments.com
(847) 412-6227
kmoffat@sterlingpartners.com
(713) 341-5704
sjefferies@sterling-group.com
(203) 862-2966
wsantaniello@stonepoint.com
(310) 566-1000
Investor.Relations@TennenbaumCapital.com
(212) 672-7392
sboyadjieva@vikingglobal.com
(212) 843-8945
fpfeffer@mdsass.com
(617) 790-7633
lecohen@wellington.com
(617) 428-4048
tsullivan@westwoodglobal.com
(214) 756-6989
kcalhoun@westwoodgroup.com
(203) 862-7024
mlefer@wexford.com
2) Texas Tech University System does not currently use soft dollar, directed brokerage or directed commission, commission recapture, or similar arrangements.
3) Texas Tech University System is associated with Texas Tech Foundation, Inc. (TTFI), which is a separate legal entity. TTFI's investments are commingled with those of the System and are
managed by staff and outside managers. Its investment assets at 8/31/15 total $519,262,492.00 which are included in the Summary of Investments.
Prepared by: Eric Fisher
Asst Vice Chancellor - Treasury
Texas Tech University System
(806) 742-1700
e.fisher@ttu.edu