Research Brief Operational Communications - a programme of work to develop an effective strategy that supports rail innovation T964 - March 2012 Overview This research project arose as a direct result of the Technical Strategy Leadership Group's (TSLG) consultation on the 30-year Technical Strategy, which specifically identified the need for 'a single, integrated strategy for rail mobile communications' and the statement that 'rail industry demand for bandwidth is expected to more than double by 2014'. The identification of these needs simultaneously acknowledged two key insights: 1 That mobile/wireless communications are critical to the long-term future of a competitive railway system. 2 That GB rail's current approach to mobile broadband communications is piecemeal and bespoke, driving up cost unnecessarily. In outline, the research formulated a positive business case associated with the delivery of broadband connectivity on trains. To enable this vision requires the engagement of governmental, regulatory, and commercial bodies. In addition, it outlined a longterm (30-year) strategy that will enable the co-ordinated adoption of mobile broadband services in three steps: 1 The progressive implementation of mobile communications gateways (MCG) on rolling stock, both existing and future, to enable mobile signal on train vehicles. 2 The use of Network Rail assets to facilitate better coverage of public 3G and future 4G networks on or close to the rail environment. 3 The ultimate migration of rail mobile communications applications (including safety critical applications) onto public 4G networks. Aims RSSB R&D Programme Block 2 Angel Square 1 Torrens Street London EC1V 1NY The aim of the research was to develop a business case that quantified the benefits and costs associated with the provision of mobile broadband services on trains - both operational and passenger. It aimed to identify possible commercial models and regulatory challenges associated with an integrated and industrywide approach to mobile broadband adoption, and also to identify enquirydesk@rssb.co.uk www.rssb.co.uk/research/pages/ default.aspx 1 Operational Communications - a programme of work to develop an effective strategy that supports rail innovation T964 - March 2012 near-term next steps and a medium- to long-term implementation pathway aligned to the business case. The procurement, installation, maintenance and renewal of communications equipment on trains results in whole life costs which are significantly higher than for 'standard' business use of commercial-off-the-shelf (COTS) equipment. One work package was dedicated to identifying the whole cost drivers of rail telecoms equipment and services, and opportunities for cost reduction. Finally, a need was identified to address application integration and inter-communication by the development of a connected services framework (CSF). The aim was to provide an understanding of what shared data is used by applications, in terms of data sources, its owners and users. Efficient sharing of data will eliminate multiple transfers of identical data between systems, and allow improved sharing of data across the rail industry. Findings The key findings arising from the research are: 1 A number of scenarios created for the business case modelling combined to produce a long-term migration option for integrated communications - involving the installation of MCG on trains, the use of GB rail assets for improved coverage, and the potential migration of rail mobile applications onto public 4G networks. Using the Passenger Demand Forecast Handbook (PDFH) methodology, it was conservatively estimated that better connectivity on trains would produce an incremental uplift in passenger journeys (ticket revenue). However, that the picture is not uniform across GB rail routes. 2 The analysis revealed that the costs of on-board installation of the MCG are not prohibitive relative to the capital cost of the rail industry - with an estimated cost of £70m to £100m to fit the whole GB train fleet. 3 A route-by-route analysis shows that a good number of train operating companies (TOC) could derive a substantially positive net present value for investment through the provision of mobile broadband connectivity for both passenger and operational benefits. The analysis also confirms the decisions taken by early adopters such as East Coast, West Coast and Virgin (for example) who appear to have the strongest cases in this regard. 4 The migration from 3G to 4G will offer an increase of 35% capacity whilst incurring minimal additional infrastructure 2 RSSB costs. Any costs arising will be due to software and/or hardware upgrades that will inevitably occur over time. 5 Connected Services Framework - The research explored the need for a connected services framework for telecoms services and user applications. The work identified requirements for a solid structure of people and processes, together with an agreed set of strategic goals and document standards. Key issues in achieving a sound governance structure were outlined, leading to proposed methods of achieving a data specifications management group. 6 Opportunities for through-life cost reduction - The research concludes where a reliable on-train data transfer system is available, and based on Ethernet open for third-party use, this offers the most straightforward means of ensuring connectivity throughout the length of a train. However, this recognises the need for a standardised connection to avoid the development of multiple interfaces, otherwise wireless connections become a more viable option. For shorter train lengths, the difference between using a train-to-shore device in each carriage compared to a single train-to-shore device and distributing the signal along the train is small. For longer trains the use of a single train-to shore device is more cost-effective, however it may have lower overall performance and reliability in comparison to using multiple devices. Engineering drawings and approvals are significant cost factors which can be reduced by standardising installations. The research cost model concludes the total cost for fitting across all GB rail vehicles would be approximately £70 million. Method Of crucial importance to the research was its ability to engage with a range of stakeholders both from within the rail environment and from the mobile communications sector. To that end, stakeholders from Network Rail, TOCs, ATOC, FOCs, RoSCos, DfT, ORR, rail suppliers (including those organisations currently supplying 'connectivity' services to GB rail), and mobile network operators (MNO) were included. Engagement was sought through a series of workshops and one-to-one interviews, as well as monthly interaction with a cross-industry-team appointed to oversee the work. The work was structured into three phases, each punctuated with a period of review by stakeholders, to allow time for questions and feedback, before progressing onto the next phase. The work was RSSB 3 Operational Communications - a programme of work to develop an effective strategy that supports rail innovation T964 - March 2012 initially segmented into a number of discrete work packages to enable a more comprehensive analysis. These work packages were: 1 Strategy options and business case for rail mobile communications 2 Whole-life cost reduction 3 Development of a connected services framework (CSF) Each work package produced a variety of deliverables which are published with this research brief on the RSSB website. The supporting documents, which provide additional detail, are: Rail mobile applications - a review of current and future mobile applications used within GB rail. Technology options - a review of candidate technologies and architectures likely to be available in the future with potential to meet the needs of GB rail. Regulatory review - which examined any regulatory constraints on both the rail and communications industries that may present barriers to the potential adoption of mobile broadband within the rail sector. Spectrum position - which evaluated the developing spectrum landscape within the UK (and internationally) and identified what position, if any, GB rail needed to take to secure its future position. Commercial options - a review of possible commercial options and for an integrated approach to mobile communications within GB rail, referencing precedents from other industries. Next Steps Ofcom is actively pursuing means by which to eliminate so-called 'not-spots' from the UK - with some specific attention being given to the rail environment. The UK Treasury's National Infrastructure Plan recently made clear its intention to a) improve the availability of broadband nationally, and b) to work to improve collaboration between GB rail and MNOs to provide more connected services on trains. Thus, the work of T964 should be seen within the context of a national strategy to improve broadband connectivity, with GB rail potentially playing an enabling role. The findings of the research appear to have broad support from within the industry, and the research can be judged to have met its original objectives. The research has specified a series of short-term next steps in order to maintain some momentum and 4 RSSB ensure that recommendations stand the best chance of being implemented. In summary these relate to: Leadership - the need to find a champion and 'home' within GB rail to take ownership of driving forward the findings of T964. Discussions within the T964 cross-industry team have indicated that a member of ATOC or the TOC community will be invited to act as industry champion. Engagement - the need to ensure adequate engagement from both GB rail and MNOs to align perspectives and expectations for the future. A delegation will meet with MNOs consisting of representatives from DfT, ATOC, Network Rail Telecom, ROSCOs and the Chair of V/TC&C SIC who also represents a train operator. This is being coordinated by the Chair of FC&PS AG. Validation - to focus on specific areas of the business case to improve assumptions and industry confidence in the analysis, and to extend to a wider socio-economic analysis. Much of this work is reliant on train operators providing more detailed information, some of which may be commercially sensitive. Operators could, if they wish, pursue this for themselves, although any information emerging in the future may be incorporated into the business case as part of an update if industry requests it. Specifications - to specify the mobile gateway requirements and begin live testing of such a device. FC&PS AG see that this is the next piece of research to be carried out, and will co-ordinate the production of the necessary research proposal. Regulation - to identify specific regulatory barriers to wider adoption of mobile communications, and take steps to address these. Furthermore, it is envisaged that GB rail would take a view on a post-GSM-R future to ensure alignment with the long-term vision of T964 and rail stakeholders. Some of this work will be addressed by FC&PS AG as part of their on-going work plan, although some areas, such as the ability to mast-share, and access to railway property, will be the responsibility of Network Rail. Contact For more information please contact: Head of Strategy Support Research R&D Programme RSSB enquirydesk@rssb.co.uk RSSB 5