PFC/JA-86-5 Simulation Model for Lower Hybrid Current Drive Paul. T. Bonoli Ronald C. Englade February 1986 Plasma Fusion Center Massachusetts Institute of Technology Cambridge, MA 02139 Submitted for publication in: The Physics of Fluids This work was supported by the U.S. Department of Energy Contract No. DE-AC02-78ET51013. Reproduction, translation, publication, use and disposal, in whole or in part by or for the United States government is permitted. By acceptance of this article, the publisher and/or recipient acknowledges the U.S. Government's right to retain a non-exclusive, royalty-free license in and to any copyright covering this paper. -1- Simulation Model for Lower Hybrid Current Drive Paul T. Bonolia Ronald C. Engladeb Plasma Fusion and Centera of Laboratory Research Electronicsb Massachusetts Institute of Technology Cambridge, MA 02139 (Received ABSTRACT A simulation model for steady state, lower hybrid current drive is described which incorporates a relativistic, one-dimensional Fokker Planck calculation and a toroidal ray tracing code. Two-dimensional (vj) effects are included in the Fokker Planck analysis in the form of a large perpendicular electron temperature due to pitch angle scattering. in the parallel refractive index of the lower hybrid waves, toroidal geometry effects, injected RF waves at is proposed high phase as a physical velocity (ve An increase arising from mechanism << v 0 c) whereby can interact via the Landau resonance with -electrons at low phase velocity (vp$ Numerical results relevant presented which demonstrate to the Alcator the dependency ciency on various plasma parameters. PACS Numbers 52.40.Db, 52.65.+z, 52.35.Hr C and of the PLT experiments current drive 3 ve). are effi- -2- SIMULATION MODEL FOR LOWER HYBRID CURRENT DRIVE I. In recent years, Introduction toroidal current generation in tokamaks using driven 2 lower hybrid wavesl, devices..3-7 In experiments performed on PLT 5 and Alcator C6 , the primary has been demonstrated circuit of the ohmic heating current decayed inductively (OH) on a variety of toroidal transformer was opened and the plasma with a typical time scale L/R - t Lp/Rp, where Lp is the plasma inductance and Rp is the plasma resistance. injection of a nearly unidirectional the plasma, the current decay was maintained at a constant period of time value T L/R (thus stimulated spectrum of lower hybrid waves into stopped and the toroidal with zero loop voltage for current was at least a insuring that the plasma internal inductance and vertical equilibrium magnetic experiments have Upon field were no longer varying). These considerable interest in the development of realistic models for lower hybrid wave propagation and quasi-linear wave absorption as a framework within which to understand the present steady state current drive results and extrapolate them to future devices. The model proposed in this paper is a response to that interest. If the total maintain steady current was injected state RF power was greater current drive observed to increase fraction of ( TL/R)-' in PLT at a rate than that and Alcator C, required to the plasma which was a power-dependent and the loop voltage became negative. A treatment of lower hybrid current ramp-up is beyond the scope of the present work, but we note that a generalization of the steady state simulation model described below can account for several important features of the observations. 41 The major code modifications include linkage with a transport -3calculation for the time evolution of the poloidal magnetic field, consistent calculation of the DC electric parallel electron distribution function, field and its effect the explicit and on inclusion spatial diffusion as a loss mechanism for suprathermal electrons. treatments of current ramp-up can be found in Refs. selfthe of Other 42 and 43 and a numer- ical model that is similar in some aspects to that of Ref. 41 has been developed by Valeo and Eder.44 A puzzling result of the PLT 5 and Alcator C6 experiments is that the parallel phase velocity (along the applied magnetic jected lower hybrid waves is much greater than field B0 ) of the in- the phase velocity re- quired for electron Landau damping v1 (ELD), and the subsequent generation of RF In current. fact, the v 0 $ c, whereas v n(ELD) temperatures of (1.0-1.5) (2 Te/me)1/ 2 injected phase velocities Here key. is the electron thermal c is the speed of light - speed, Te the electron temperature, are able to interact with plasma elec- trons and thus significantly transfer their momentum and energy. anomalous Doppler ve The question immediately arises as to how these high phase velocity waves posed explanation 8 satisfy << c for the observed central electron < 3 ve and me is the electron mass. wave for filling the spectral instability. 9 P1 0 One pro- gap in velocity space is the Another mechanismIl comes from con- sidering the injection of RF waves into a plasma where the electron distribution includes as well the effects of magnetically trapped as an electron tail which may or may not be electron orbits "sliding away" 12 under the influence of an electric field which is not too large relative to the critical runaway scattering by density proposed 16 as a means or Dreicerl 3 fluctuations1 4 ,1 of injected lower hybrid waves. lowering electric 5 the (at the field. More tokamak edge) recently, has been parallel phase velocity of the -4- paper a simple linear mechanism In this varia- which incorporates tions in the parallel wavenumber k11 - k . B0 / 1B0 1 of the injected waves in the due to toroidal geometry effects is utilized to effectively fill gap in velocity space. Recall that the poloidal mode number m - rke is a constant of the wave motion in cylindrical geometry. longer conserved to vary due to the poloidal eg (n/R) and B - e Br + e 0 + (n/R) dicity (m B(b Taking k - gradients.) erkr + ee (m/r) magnetic with r $ the toroidal shear. Here the minor radial angle. The (r, 9, h) are e position, canonical (kr,m,n) with kr the radial wavenumber, n - Rk the usual the poloidal momenta are given by the toroidal mode number, (r/a)cos e I the major radial position, R0 the torus major R - Ro 11 + . radius, a the torus minor radius, of the torus. effect This tracing technique. The has and been numerical e - a/R0 the inverse aspect ratio using calculated results1 7 ,18 a indicate decreases in significant in the parallel phase velocity increases v In the present work it is found that the toroidal variation in with a one-dimensional 5 6 , ray toroidal kq by as much as factors of three or more over initial values, ally observed + fkr Br + BA + et B$, it can be seen that kp - and toroidal coordinates conservation requires m (Momentum will vary due to the combined effe cts of toroi- /BI variation) angle, and m is no in a tokamak equilibrium due to the poloidal inhomoge- neity of the magnetic field B (r,e). (m/r)B However, in resulting - W / k . k g coupled Fokker Planck analysis reproduces the experiment- levels of RF current generation. The model also repro- duces the correct qualitative dependencies of the steady state RF current drive efficiency netic field R e(10 Be and relative average plasma density, 4 cm-3 )I,(MA)R (m)/P(MW) waveguide phasing Ip is the total Ad* toroidal on toroidal mg- Here ne is the line plasma current main- -5- tained by the RF, of and Pin is the injected RF power. The highest values are obtained numerically at the largest values of B T lest values of A. and the smal- Larger toroidal magnetic fields allow higher parallel phase velocity waves to propagate proved accessibility19, 20 to the central plasma and smaller waveguide because of im- phasings produce "Grill" spectra 2 l which are richer in high phase velocity components. The pro- posed model does not reproduce the experimentally observed density limit for lower hybrid current drive. 3 - 7 other wave processes hybrid pump wave. However this phenomenon may be due to such as the onset of parametric decay of the lower Parametric decay is found both experimentally 22 and theoretically 2 3 to have a density threshold at fixed pump wave frequency of W / W of~~ 2, where wb frequency, i- (4 n e2 +/ 4e / - )1/2 is the lower hybrid ci(Ie mj)1/ 2 is the ion plasma frequency, (4n ne e2 /me)1/ 2 is the electron plasma frequency, and Q ce - )pe- e B / (mec) is the electron cyclotron frequency. This paper is organized as follows. The Fokker Planck analysis is described in Sec. II, including a discussion of how perpendicular velocity (vi) effects are included by retaining an effective perpendicular electron temperature "T1 ". The toroidal ray tracing calculations are described in Sec. lation of cient. the flux surface III. averaged, and Shafranov equilibrium Section IV describes the calcu- quasi-linear RF diffusion coeffi- Numerical results are presented in Sec. V, including a comparison of current drive results with and without the toroidal upshift phenomenon and the dependence field, of the current drive efficiency on toroidal magnetic relative waveguide phase, RF power, perature, and electron tail confinement. plasma density, electron tem- -6- Model Fokker Planck Equation II. A. Derivation The starting point for the Fokker Planck is analysis the two- dimensional equation, af e -- af e - -eE + - afe Fj Drf (PH) - fe + C (fe) (pj,pP) is the electron distribution function, where fe field and Ep is the DC 24 diffusion coefficient is a electric field. Drf(Pn) is time for tail electrons, source of particles at low parallel momentum. of the Balescu-Lenard collision operator. pH / p, P2 . coordinates where p - 2 + (1) is the quasi-linear in the plasma, and rs 8(pp) is a C (fe) is the Landau limit 25 2 pi (pl) the due to the presence of RF waves confinement 6 (ps), to the applied magnetic (parallel) component of momentum perpendicular rt (p p) rs + - Using cylindrical and considering (4,p) fast test electrons scattering from a background of slow field particles (ions and the relativistically electrons), can be correct expression for C (fe) written as 26,27, -(1- + -1 1 C (fe) - 2 v p2) -- -- p2 6p f ( 2 e + p } a y - fe) + p3 6p Z + 1 X 2 , vo - (e4log A / (2n ne vn) where Pe m meve, Zi is the ion charge state, (2a) (2b) log \ is the Coulomb loga- -7- rithm, p = Ymev, This corresponds neglected. = 1 + p2 / (mec)2 , and me is the electron terms (2a), Eq. obtaining In rest mass. Y ymev,,, POl fe is a Maxwellian with mentum variable Fe (P ) fe (p ,p) p2 ) were / >> y2 can be integrated over perpendicular momentum and (2) by assuming that 2 to the high velocity limit of the collision operator in the region of RF waves (p Equations (1) (y2 order to effective an function in the perpendicular spread momentum of (2 me mo- T,)1/2, 2/2 meT exp (-p 1 e - 2 7=e TI (3) Fe (pl) is a function of parallel momentum only and is normalized so that, co dp 2 fdpI fe(pj,p) - (4) 1 We further approximate y to be independent of p1 as, 2 y2 + Pff (mec)2 dp2 Applying n f (5) (m c)2 2meT. e where p2 Pjeff 2 p2 to This approximation is valid provided Eqs. and (1) (2) and utilizing Eq. 2T (3) << mec 2. yields after some lengthy but straightforward algebra - a Me + -eE 1 - at bp I We Drf(p H) apgIp 6 1 C (Fe) = - voPe - 2 op 0 I Te Tj 6 Fe + C (Fe) 3P0 poy [YI1 (Pit) Fe - (6) + rs6(p 1) - (p 3) + (1 + Zi) 12 (pit)] Fe (Pit) -8- Te I + Zi 1 13 (P ) + - [ + y - e 1 4 (P In obtaining (7), terms to order (Y2 Pe 2 / The derivatives glected. space by using p, - a 2p2 ap p ap - -2p p -- pp, p p 8 P 6p in (4,p) - space were 2) have again been netransformed to (p,, p2) p2 (1-42 ), and 8 8 - (7) 2 2 T 2 2 pe 2 P 2 + p - 8p The integrals Il to 14 are given by dp2 1- 12 13 (8a) exp (-p /2meT ) 2c 2 dpi 3 P3 dp2 d 3 (-) 2 P exp 2. p1 p2 -p2/2m exp (-p2 /2m Tj) (8b) (8c) T,) dp2 14 - (8d) exp (-p /2meT) d 5. p These expressions arbitrary values of T1 the limit Tj = can be evaluated in terms of error functions both within and outside the region of waves. for In Te and y + 1, the collision operator given by Eqs. (7) and 2 (8) reduces to the familiar nonrelativistic, one-dimensional form -9- V 2 0 2 B. 1 p3 p 2+Z - C(Fe) e_ - e -p2 -Pe 2e + + fp g F, 3 -- 2 a Fe (9) } Moment Calculation Once fe is known at some position x in the plasma, the RF current density Jrf, the RF power density Srf due to quasi-linear electron Landau damping, the power density Sd, due to electrons on bulk plasma electrons, collisional and slowing down of tail the power density S due to electron tail losses can be calculated from Jrf (x) Srf() Sd (x) S (x) f7 - f* - rf r - f - 1dp ndp2 o dp% dp (nev)fe dp (10a) nemc 2 (T1)() eme t (10b). rf dpA nemec2(y-l)(-) at n dp dp nemec 2 (- , (10c) , (10d) d -afe J)(-) at has been used. where the normalization of Eq. (4) be rewritten by taking account of Eqs. Jrfi - (3), fdp , (neev ) Fe(p,) srf("-) - SdpR nemec 2 (y-f) -- Drf((i) W (6), These expressions and (7) and we can obtain , (Ila) , (11b) -10- dpo nemec 2 (y-,) Sd (x) (11c) C(Fe) Fe (PH) (x) S = dp I f nemec 2 (y1) , (lid) 2g (p,) Numerical Solution C. Equations (6) and (7) are solved numerically by taking aFe / 3t 0 - and ER - 0, corresponding to the steady state current drive experiments Defining Fep (pjl) as the solution for that are being modelled. Fem (pg) as the solution for p,, <0, Eq. (6) is integrated from to pH and from pj to p1 , assuming Fe (+ = < -00)and Drf (+ ) pq >0 PH - -< 0. The result is [Drf (Pp) + D1 (P)I - Fep (pl) + D 2 (pl) Fep (PH) SFep (p'ip) dp/H F + PH 0 --(P/ 0) , (12a) , (12b) , (12c) * (12d) Fem (P#) + D 2 (p") Fem (Pl) [Drf (Pp) + D1 (pp)}5P P P H Fem (P /u) dp 1 1 ( - 'g -- D1 (Pu) = - p 1. Te 2 VoPe - Y [T1 I D2 (PH) 0 Te vope - 2 T 1+ 2 1 Zi 13 (PH) + - POY [Y1 1 (PH) + (1 2 p2 p 2 4 + Zi) 12 (P)] ( 1 -11- and (12b) The system of equations (12a) for Fep (pH) is then solved numerically The solu- and Fem (PH) using standard shooting techniques. tions are normalized subject to the constraints, Fep (0) = Fem (0) P = dp, Fep(Pd) + (13a) dp Fem(P) III. A. = 1 (13b) Wave Propagation Model Toroidal Ray Tracing An extensive literature exists on the application of the ray equa- tions and eikonal method 28 to the study of lower hybrid wave propagation in tokamak plasmas.17,18, a wave packet which where we take w, k, 29 satisfies The ray equations Do (x, k, ) - 0, If one utilizes the Hamiltonian 30 they take on a particularly simple form in Recall from the Introduction defined as the usual toroidal coordinates cally conjugate momenta. give the trajectory of the local dispersion and Do to be real. nature of these equations toroidal geometry. -31 that and (kr, m, n) (r, 0, 4) were as the canoni- Using these variables, the ray equations can be written as 30 dr --dt = - d9 --dt - d6 --dt = - 6 Do /kr (14a) 6 Do /w 6D / am (14b) - b Do /w 6D 0 / bn (14c) 6 Do /w -12- / br dkr ---dt 3D 0 6 Do aw dm Do e8 (14d) (14e) dt 8 Do /w dn -dt Do / b 0 o D/ (14f) . o Equations (14e) and (14f) clearly display the fact that for a tokamak equilibrium with poloidal poloidal mode number ( 9) will inhomogeneity and axial not be conserved ( ) whereas symmetry,. the the toroidal mode number is a constant of the wave motion. B. Dispersion Relation and Wave Damping The dispersion relation used for lower hybrid waves, including electromagnetic and warm plasma effects is 17,31-33 D0 (x, k, w) P6 n6 + Pn4 + P2 n2 + P0 - - Po - F [ (n P 2 - (e + e ) (n P4 - - (15) 0 2 e)2 -) + 2 E 3 -2 -- P6 - - I --- 3 v2 - - -- c2 2 2 -- + 8 v --- c g2 Oe Here ni - ki c/w is the perpendicular refractive index, nj is the parallel k k . B / IB refractive index, . vi - (2Ti / k - k1 m,)1/ 2 qBI,/ kRB ki I = kp c/w kl|, and is the ion thermal speed, Ti is -13- the ion temperature, assumed that B - and mi line ion Larmor electrons were Pe - ve / Oce where ez B0 local approximation). is the ion mass. Bo is In deriving (15) constant and The ions were taken to orbit relative treated as to a strongly perpendicular radius . E_, Pe)2 el, << or (straight wavelength). [(k was 16/ a I(WKB be unmagnetized magnetized is the electron Larmor ki >> it The where 1], are the and ey elements of the cold plasma dielectric tensor of Stix 19 evaluated in the limitQ 2 >G 2 > ce E Exy ce) 1 + ( e S- - They are given by ci* / w)2 ( 2 (u w)2 , (16a) w 2 - (16b) (060) e '$Se An evolution equation for the power (erg ray path is integrated simultaneously / sec) flowing along the with the ray equations and has the form dP - - - 2y P Y- (17a) T dt Ye + yi + Yc Note that (17b) focussing terms in (17) a power density. have been neglected The damping decrements electron and ion Landau damping and electron-ion Coulomb collisions. ye and so that P is not yi are due to resonant Yc is the nonresonant damping due to yT is calculated in the usual way by writing D (x, k, w - iYT) - Do (x, k, w - i yT) + i D(0 (x, k, a,= e,i,c w - i yT) -14- where Do and D(a) for YT real are 0, = and Expanding D for small yT and D(a) with D0 (x,kw) - SD(a) (x, e,i,c T = T k, the are imaginary relation due to the various damping mechanisms. parts of the dispersion a D(a) 0 yields, w) (18) o Do / bw The expressions for D(a) are given by 31,32 2 D(e) = - (mec)2 (n 2 D(i) - + n2) (19a) 43 2nl/2 (- n ) exp (- - ) (19b) kvi 22 2 Dc - n2 + [ 4 n2 n2 (19c) ce plasma For a with a single impurity species, vei is by given 34 2 vei - - (20) vo Zeff where vo was defined in Eq. (2b) and Zeff (14) and dispersion ion charge is the effective state of the plasma. The ray equations relation integrated numerically using the predictor-corrector (15) - (16) were algorithm described in Ref. (35). The accuracy of the integration was checked by calculating the variation of component of DO* Do (x, k, w ) from zero, normalized to the largest The maximum deviation was found to be typically < 10-4. -15- C. Model Toroidal Equilibrium expansion of the magnetic field. (e - a / 0 < Shafranov's aspect ratio 36 A straight cylindrical plasma model is used for the lowest order configuration. Ro+ 0) into is divided from equilibrium is obtained The toroidal current a r < a and a region region carrying inside the The plasma limiter radius where the current density is assumed to vanish extending from the limiter radius to the ideally conducting chamber wall a < r < b. The cylindrical equilibrium quantities are taken to be: (i) For 0 < r < a, exp ( ne(o)(r) - (neo - nea) ) exp (En) 2 exp (-Er Te(O)(r) - (T exp (%r - 2 /a2 ) - nea (21a) + Tea (21b) 1 - /a 2 ) exp (-Fe) - Tea ) I - exp (-e) 2 exp (-Fr /a2 ) - exp (-E ) + Ti T1 (o)(r) - (Ti0 - Tia) 1 b (r/a) 1 + P(O)(r) ne()(r) - (ii) For a < , (21c) exp (-r,) / qo)(r/a) Bo ( B O)(r) - 2 ITe(o)(r) + Ti(o)(r)1 (21d) (21e) r < b, b- r ne(0)(r) - n - b -a (22a) -16- b-r b-a Te(o)(r) - (Tea - Teb) + Teb (22b) + Tib (22c) b -a b -r - Tib) T i(0)(r) - (T b -a (22d) B@(o)(r) - Be. (a/r) (22e) 0 P(O)(r) Teo, Tjo, and neo are the central (r of values a) - electron q(r) - zero. be plasma volume average is qo current Fe, Finally, 2 Ip/(ca). and nea are the and The electron density at r - b of value the central the safety factor )(r)) and the constant Eb is determined by specifying rB0 / (R0 B the total Tia, ion temperature, temperature, ature at the chamber wall radius (r - b). to Tea, Tib and Teb are the values of electron and ion temper- electron density. is taken 0) values of electron tempera- and electron density. ture, ion temperature, limiter (r - values using I and ,, and Fn are <n o) (r)>, the relation determined <TeO)(r)>, and Be by - B ()(a) specifying <T (0)(r)>, the where 2 (F(r)> 2--- Fa rF (r) dr. a2 The formulation of B(r,e) in the region 0 < r < a proceeds as follows. Using Eqs. (6.21), (6.24), and (6.29) of Ref. (36) er Br (r,9) +. e Be (r,9) + e 0 B$ (r,$) t(r) Br (r,e) - B(0)(r) sine - r , (23a) -17- d r B (r,0) - (r) B(o) - + (r) B50) A (r) + A(r) - Ro r B (r,e) = B(o) (r) + 4Ro ' The asymmetry - Bio)(r)]cos 9 , (23b) dr d (r) + A (r) - B(o) (r)] cosE dr B(O) parameter A(r) and the flux surface , (23c) shift A (r) are given by Eqs. (6.11) and (6.32) of Shafranov 36, <p(O)(r)> - p( )(r) A(r) - 8 [Bo) (r)12 <[B 2 [B )(r)]2> f 0 + (r)] (24) (21 -* 2 r r A(r) - 1 +-- [A (r') + 1] dr/ - . (25) Ro and the volume average <F (r)> has been defined above. The lowest order toroidal B(O) field (r) is obtained by considering the radial component of equilibrium pressure balance, 1 d - p(0)(r) - - [J 0) BCO) - Law for JZO), Using Ampere's to the boundary condition B o) (r p(0)(0) B(o) o)] j(o) B c dr (r) - B - 1 + B(0) - 0) - p(o)(r) (r) B2 /8,n 0 be obtained subject B0 , F2 - 0 can then q2 0 1 -- x l 1 i+ F [ 1 -()2]1/2 / r 2 /a2 (26) -18- Here p(o)(0) - neo (Teo + Ti ) from Eq. (21e). B (r,9) in the region outside the limiter radius The solution for V. B a < r < b is found from V x B - 0, conditions on B at the plasma surface r = a that the normal component of The solutions - 0. (r - a) surface current J B is continuous and the together with the boundary 0, = correct to O(E) can be written as 36 1 Br (r,B) a (1-a /r AS a 1 a - + - Be (r,e) - Bpa (-) -a + 2 Cos a), (24-26). Equation 0 Aa placement of the above and Eq. 1 A(r) - Aa + - (1 a (21d) flux + B /ea / Bea)1 A (r is cos 9 = surfaces to is for I x [ I - (r/Ro) cos91 (29) found < r Bp.,?Ba using < using Eqs. a) - B,(o) (r calculate a (28) B a and Bt a), used 6 (r/a)]a (6.31) r2 f ln - 2 B /b - (1 - a 2 / r 2 )} a a (-) [b-BC0 )(r)/ and B / B a 1 - (a/Ro) (28) B - Ba { 1 + A(r A ) + - - a Aa 1 + (1 + a 2 /r 2 ) (Aa + - Here A- 1 In (r/a) l Bpa cos 2 r B6 (r,@) (27) )} a a 2 + / Ba / B - + - ) (Aa + - (1+a2/r) a a 1 2 ln(r/a) + R 2 2 R { sine Bp - - o)(r)/ (r/a)1a, Eq. The dis- using Eq. Aa - Ro - x a a (26). computed b is of Shafranov 36 (r/a) + (1-a 2 /r 2 ) 1 [A, + - + 2 . (30) -19- where p Ti - Ti (p), we ko) (xedge, ko and wavenumber between calculating the flux (in velocity space) ko + &0k (k 1 - power This 0). (14) with parallel edge the plasma near launched density & energy propagating (x, k) assumed is in a tube of and (17) section a with a varying group velocity Vg. total uniquely labelled can be We consider an amount of energy per according to the ray equations constant cross tube, the and coefficient surfaces flux that magnetic with the toroidal radial variable r. to propagate ( p), For simplicity, we neglect the Shafranov due to the RF electric fields. unit time AP for a procedure outline quasi-linear diffusion shift and assume Te - Te ne( p), r + A(r) cose. - section surface averaged - Formulation of RF Diffusion Coefficient IV. In this ne Thus p . radius constant surface of on a magnetic are taken to be constant The density and temperature Inside the (x, =P / k) [a Vg (x,k)] can be expressed as the sum of the electrostatic energy density I E (x, k, t)1 2 / 8-T and kinetic the energy density associated with the coherent motion of oscillating plasma particles. The result is19 &Z (x, k) - - where do point x | -) 8n (x, k, w) / a D inside E (x, k, t) 12 (31) , aw tube, the diffusion coefficient (n2 + n2) an 2 is the dielectric expression in the presence of 24 for resonant the a strong constant. magnetic At a parallel field can then be rewritten as 8,e Drf (x, v ko) 2 -i-rk me k2 N (x, k) 8 k0___) aw v ) (32) -20- where k is time t volume the AV(r) ray (14). equations surrounding magnetic a Suppose a packet of wave energy flowing along the surface at radius r. this enters k0 through and a differential Next consider ray tube from x determined at volume + Att and location x1. at / and leaves location te and time If several such transits occur, the ef- fective incremental quasi-linear diffusion coefficient acting on a typical electron within AV(r) is easily seen to be (rf, tn + Atn 8r2 e2 1 me AV(r) Z f 6(u - kn n tn kO) - )( ) n dt 2 a The integral in (33) is over transits. where the summation k2 ) is readily evaluated using the numerical solutions of the ray equations (14) Finally we must lrf(r, sum k, representing the assumed to (k) k0. full be launched The that possible electric field result ko) over v range of the sufficiently many wavenumbers Brambilla at the plasma edge, of this and (17). with summation process power aP (xE is Drf spectrum edge, P(kO) k1) (r, v. ) P Note interference effects due to the addition or subtraction of vectors tE associated with different values of k0 have been ignored. V. A. Numerical Results Numerical Details of Model The plasma cross section is divided into forty equally spaced radial zones and the Fokker radial locations. (shown in Fig. 1) Planck system Eqs. The Brambilla power (12) is solved at each of these spectra for Alcator C and PLT are divided into approximately fifty intervals or bars -21- < Inid' 8.37. of power between 1 A grid spacing AnN 1<In iI < 1.99 and Ang - 0.22 is used < InIg< for 1.99 for each tng interval, ray trajectory is launched 0.044 is used for - 16.37. A single weighted to the approThe quasi-linear priate power according to the input Brambilla spectrum. RF diffusion coefficient is calculated on this no grid following Sec. IV. solved in the region of RF waves using a Planck equation is The Fokker parallel velocity (vp) grid with nonuniform spacing Avj - vp &Ag / ng. parallel velocity grid is used in the region below the RF waves 0 < v p (c/16.37) with spacing Avg - uniform 0.05 (c/16.37) (i.e. twenty A < grid intervals). Based on the numerical 2-D Fokker Planck solutions reported in Refs. 2,37, and 38, and on those obtained provided them by D. by the authors the effective Hewitt, from a code kindly electron temp- perpendicular erature is modelled by the following prescription for vl>O: O < v, < v T1 (keV) - Te v 22 -v1 2 1 Ti (keV) - min [(1 + 2 Ti (keV) ) Te, 50 x Tel, V1 v I < Vh ve - 50 x Te , vh < vi < v2 Here vl and v2 refer respectively to the minimum and maximum values of parallel phase Do - Drf (v1 ) / velocity for (vo / v typically taken to be 3.0. 2) which D(v) and er is Do (v a threshold is reached then vh - < ve) 3 > where value which is Vh corresponds to the first velocity location below v2 for which D(v) N) < eT and vj indicates the first above vI for which D(v1 ) / eT. If f(vN) does not fall below er until vl v1 and vj - v 2 . the negative velocity region. velocity location Similar expressions for T, apply in -22- The choice of Ti - Te below the resonant region requires some discusIt sion. is well-known 2 concert with that one effect angle of pitch scattering in strong quasi-linear diffusion in a region O<va<v R<vb is to enhance the perpendicular spread of nonresonant particles with O<v This enhancement is especially pronounced <va. "boundary layer" in a narrow close to. va and results in a greater magnitude of the parallel distribu- We enhancement. attempted have than would region resonant in the tion function determine to the be the importance with several below the resonant reasonable regions, estimates obtained by Fuchs, current exceed that than 15%. prescriptions including an et al. 45 for an Secs. effective adaptation of recent no this of effect by redoing the model examples discussed in the following and VC with case VB TL>Te analytic In no case did the calculated RF obtained in the corresponding model example by more Careful examination of the code results reveals that changes in the parallel distribution function at various radii directly attributable to an enhanced nonresonant T1 alter the wave damping and hence the self-consistent quasi-linear coefficient diffusion manner as to produce nearly counterbalancing Drf(r,vo) in such a changes in terms of contri- butions to the RF current. The form qt- roP where Tois electron energy the suprathermal a constant confinement current time carrying whose the of in Ref. 39 for the is value on plasma bulk electrons particular velocity dependence represents results obtained was confinement electron' tail the for are the and of to be order of the p-3. 3 9 . Thus well-confined. a numerical fit ratio chosen to theoretical the path lengths stochastic field lines of energetic and thermal electrons. This along To be fully consistent with the concept of electron propagation along lines of force, -23- the expression be multiplied for -rl should and by (ve/vN) -TO should be Qualitatively these taken to represent a bulk particle confinement time. changes tend to compensate each other. The Brambilla spectrum of denoted by Feo (corresponding to Drf - 0). (12) Equation (12) waves is then damped and Drf is calculated based on Feo. is then The spectrum of waves is then damped the quasi-linear distribution Fe. This process now based on Fe. again, and Drf is calculated approximation to This gives the first solved using Drf (Feo). of Eq. solution initiated by using the Maxwellian distribution function is equation Planck Fokker the solving for process The numerical is repeated until the radially integrated RF current moment does not change. B. Model Example for Alcator C In Figs. 2 and 3 we show model results for an Alcator C steady state current drive neo = - used were n The parameters scenario. 5 x 1i13 cm- 3 , l.ne, nea " 0.15 neo, Teo - 1.5 key, Tea - 0.03 keV, Teb - 0.005 keV, Tio - 0.7 keV, R0 - 64 cm, 17.8 cm, Tib Tia - 0.03 keV, relative parameter 1, were qo - 1.0, phase waveguide 5 x 10-3 &n - 0.005 keV, a - b - 16.5 cm, total plasma current Ip - 170 kA, deuterium plasma, toroidal magnetic field B, - 100 kG, 450 kW, - sec., 0.90, E, and - Zeff b - r/2, , - roY 3 . electron The and Ei - 3.99, <n 0)(r) / ne> - 0.51, <T o)(r) / Teo> 2.0, injected RF power Pin = tail profile 3.29, = confinement form factors corresponding 0.25, and <Tjo)(r) / Ti > = to 0.30. The resulting RF power density and RF current density profiles are shown in Figs. 2(a) and 2(b). The profiles are peaked off-axis at r - 2.48 cm. Approximately 22 kW of the injected RF power was damped due to electronion Coulomb collisions at the plasma periphery (13 cm <r < 17.8 cm). -24The remaining 428 kW of RF power was absorbed due to quasi-linear electron Thus Landau damping with 78 kW eventually going to electron tail losses. for this case Pcoll - 22 kW, Pr = 78 kW, and Prf = 428 kW. integrated RF current in Fig. 2(b) is Irf n . 171 kA, with Irfp - 215 kA due = with positive n q and Irfm - -44 to waves The radially kA due to waves with negative Since the total plasma current is I , M 170 kA this then corresponds tion is ; - the Alcator case. 0.121 for this C experiment efficiency drive current state The steady " Ip and E1 (r) Irf to a case of steady state current drive [i.e., in ; defined Introduc- the This value is in good agreement with by molyb- constrained for low Zeff discharges 01. - 6 denum limiters. parallel velocity electron distribution function for this A typical Fe is plotted as a function of parallel ki- 2(c). case is shown in Fig. on the lower netic energy (E.) tion in Fig. maximum of corresponds to a 2(c) the RF power radial location deposition index (no) The distribution 2/n1/2-1. on the upper axis, where Eymmec2 refractive and parallel axis The profile. func- 2.48 cm at the r long, flat plateau extends from no - 1.287 (near the critical value of nog for accessibility) up to no - 5.51. For the chosen electron temperature profile [Eq. 21(b)], the plateau extends from vN / ve 10.54. to raise function for The distribution to that for n q >0. a sloping vl / ve - 2.46 to v no <0 is an interesting Although the RF power at negative n plateau, electric fields is not the quasilinear diffusion sufficient to overcome / ve av 2 / ye contrast is strong enough due to the RF the collisional diffusion and completely flatten Fe. In Fig. 3(d) we have plotted the RF power density Srf due to electron Landau damping as a function of EY and n11 , corresponding to the distribution function at r=2.48 cm, shown in Fig. 2(c). The self-consistent RF -25- About one-fourth is due to waves [Fig. Brambilla spectrum clear that at n p> 3 1(a)] has very little increases toroidal being carried to higher values elevated quasi-linear plateau p11. the in significant in nig have resulted of parallel refractive index, to be maintained. injected at nil > 3, power is power enabling an existence The it of an of waves at nil < 2 on the elevated plateau then results in the damping suprathermal electron tail (E particular Since 35 keV. and E Y < the radial location at this RF power density of the total damping cm at a r=2.48 at damping rays all contributions from includes 11(b) Eq. in Srf evaluate to used diffusion coefficient Approximately one-half of the > 100 keV). RF power density in Fig. 2(d) is due to this tail damping of waves at low nil. Very little waves at n q < 0. negative parallel is dissipated at this RF power This is refractive since to be expected index is radial location due to the launched characterized tends to damp at a lower electron temperature by -6< n, power -4 at and after toroidal (r 14 cm) upshifts in nil. The damping and nil behavior for a particular ray trajectory from the case discussed above is shown in Fig. Figure 3(a) 3. is the projection of the ray trajectory in the poloidal plane of the tokamak, the variation in p(r,e) the poloidal mode number geometry), of n and Fig. 3(d) along the ray path, (m) Fig. Fig. 3(b) is is the change in 3(c) this trajectory (due to the toroidal along The initial is the resulting nil variation. = nO - 1.418 is upshifted to n tions of the ray from the plasma edge. -3.8, value after several radial reflec- Fig. 3(e) shows the wave amplitude due to quasi-linear electron Landau damping using the self-consistent distribution function solution for nil >0. There is strong tail damping of the wave on the initial pass into the plasma when n; is still low, (i.e., -26- occur in n 1 which upshifts the However, and 0< s (rad)i 4). 1.6 n, for this ray and other rays on later passes, are still necessary to maintain the elevated quasi-linear plateau [see discussion above with Fig. 2 (d)]. of multiple radial The importance illustrated by out plasma and to to the edge, single a - was Irf- -35 kA with Irfp = 2 kA and Irfm = -37 kA. Fig. was The net RF current generation absorbed with Pcoll - 8 kW and P., <-4 [see variation in 184 kW of the injected 450 kW of RF power this case only current is not with into the pass radial only a modest thus allowing can be rays example model our for calculation restricted ray trajectories all the n j. In the repeating of the reflections because of the incident surprising average The 1(a)]. 32 kW. plateau value The larger negative n RF power at -6 n, >0 for was about a factor of ten to one hundred less than for the case shown in Fig. 2(c). it As a final point, assuming Ti >> with Ti - Te. Te in the is interesting resonant In this case, to examine the consequence region by redoing the RF current the model is reduced of example by more than a factor of two to 70 kA and 406 kW of RF power is absorbed due to electron Landau damping and 49 kW is absorbed due to electron-ion Coulomb collisions. of RF current The enhancement by a large Ti can best be under- stood by considering that the steady state parallel distribution function Fe is determined by a relation of the form Fe Drf (P 0) - ()pI Fe + pg A (p l,Tj) Fe + B (p p,Ti) - bp q . 0, -27- ignore A and B involve of integrals the Eq. and (8) be can it 6 Eqs. (see confinement of electron the effects if we 7). and that shown p IIFe/(Drf/A + B/A)| aFe/ aP 0 In regions of phase space where the self- is a decreasing function of Tj. consistent Drf is not large, Ti can play an important role in flattening C. the thus increasing density. current RF Model Example for PLT Model results - a PLT for state steady 3.75 1.5 ne, nea - 0.1 neo, Teo - 1.5 keV, Tea - 0.03 keV, Teb x 1012 cm - 0.005 keV, Tio - 0.5 keV, Tia - 0.03 key, Tib - 0.005 keV, a - 40 cm, b -46 - 132 cm, Ip - 200 kA, 100 kW, A4 - -to - 7.5 x 10-3 sec., n/3, factors were qo - <ne(o) to (r) are En - -0.571, 1.0, / neo > - 0.51, shown in Figs. peaked off-axis at r - (4-9) - 96 kW. and Fe - < Te(o)(r) , - Zeff - 4.0, rOY4. i 3.99 / Teo > - Pin - The profile form 2.90, corresponding and 0.25, < Ti(o)(r) 4(a) Again the and 4(b). cm with Pcoll - 4 kW, PV - profiles are 53 kW, and Prf The radially integrated RF current is Irf - 196 kA with Irfp " 217 kA and Irfm is smaller Bb - 31 kG, cm, Ro The RF power density and RF current density profiles for / Tio > - 0.34. this case deuterium plasma, are scenario drive current The parameters used were ne - 4 and 5. shown in Figs. neo and function the distribution - -21 kA. The negative contribution to the net current for this PLT case than in Alcator C. This is not surprising since the RF power propagating at negative ng for the PLT, rT/3 phasing is only 23% of the total injected power as compared with 36% for Alcator C [see Figs. 1(a) and 1(b)]. - The current drive efficiency for this case is 0.099 which is in good agreement obtained on PLT (6 0.10-'0.13).5 with the best experimental values -28- A typical parallel velocity electron distribution function for this case is shown in Fig. r - to a radial location 9 cm, at the maximum of the RF power deposition profile. from ng extent is v2 / This plot corresponds 4(c). 5.74 n or / from vi ve a to 2.49 The plateau values at negative n , are roughly an order ve - 15.35. of magnitude 1.199 to = The plateau no [even for positive below those location shown in Fig. 4(c)I. for smaller the radial This is consistent with the smaller fraction of RF power coupled to waves at negative no in the PLT waveguide grill at relative phase U - % / 3. The RF power density plotted 11(b)] is as a Srf due to electron Landau damping function EY and of plot corresponds to the distribution function Fig. no in 4(c) in Fig. [see Eq. This 4(d). at r-9 cm. Approximately one-fourth of the RF power density at this radial location 3 is due to waves damping at nq> (E.35 keV) and one-half is due to waves at np< 2 damping on the suprathermal electron tail (E,>100 keV). Because the initial Brambilla spectrum [Fig. l(b)] has practically no RF power at 3 nl>3, we again conclude that the wave damping at np> and maintenance of an elevated quasi-linear plateau in the parallel is due to toroidally induced increases The RF power refractive indices of the injected waves. density due to wave damping at np<O is small as would be expected from the launched Brambilla spectrum. A typical ray trajectory with the associated damping and no behavior 5(a) - 5(e). for the PLT sLmulation is shown in Figs. m coupled with magnetic value of n 10 - 1.33 to n Figure 5(e) damping on is the wave shear result in upshifts The variations in of no from an initial W 5.0 + 6.0 [see Figs. 5(a)-5(d)]. amplitude due the distribution function to quasi-linear for n j > 0. electron Landau The tail damping is -29- with 1.2 quasi-linear The 1.5. n wave nq at upshifts in the velocity via parallel phase at maintained is plateau 7 b (rad) 0 ray trajectory of the pass initial strong along the $ 35,50, low and 68 radians [see Fig. 5(d)]. model The PLT of the ray trajectories radial pass negative RF current Irfm - -10 was Irf - only a of the plasma. out kA, -10 21 kW of the injected Approximately kA. in and with generated allowing simulated also was example single A small Irfp = 0 kA, and 100 kW of RF power The resulting values of the quasi-linear plateaus in this was absorbed. case were down by several of magnitude from those orders shown in Fig. 4(c). As in the previous section, Te results D. reduction a considerable in redoing the PLT model example with T1 The results of a toroidal magnetic VB. I. RF generation. field scan for Alcator C appear The parameters used were identical to those given in Sec. were The results obtained by varying Bb and then adjusting the RF power so as to maintain a constant value of RF current, The current current Alcator C Toroidal Magnetic Field Scan: in Table in the - drive efficiency - 0.086 at 60 kG. decreases from n- Irf - Ip - 170 kA. 0.121 at 100 kG to For the cases shown in Table I the RF power lost due to finite electron tail confinement ion Coulomb collisions plus the power lost due to electron- (Pr + Pcoll) was about The code 22% of the injected power results are only in rough agreement at all magnetic fields. with the Alcator C experiment 6 where r -0.08 at B $ -80 kG and RF current driven discharges were difficult to maintain at B 4 <60 kG. However, vari- -30- ations in plasma parameters which were held fixed scan (such as the central electron temperature) drive efficiency as shown in Sec. VH. in the toroidal field can also affect the current The larger values of at higher magnetic fields in the code results can be understood by recalling that the 20 4 6 critical value of n, for wave accessibility is'9, , where el is given As B by is increased, electrons in the lower hybrid waves. Eq. na_( 11/2 + 16(a) and e/(34) all quantities the value of na is reduced plasma interior to interact The qualitative effect are evaluated at r-0. (see Table I), thus allowing with higher of this phase interaction velocity is easily seen from an expression for the local current drive figure of merit readily obtained from Eq. (6): Jrf Sd c = (-) 2 y2.1 Ve 2 1 y +1+1 1- - rf/(neeve), Sd Sd have been defined by Eqs. >> finite electron is tail assumed (35b) 1 Y(v2 ) Sd/(voneTe),y2 11(a) and to the lower and upper bounds which Drf ---1n + 2- 2 Here Jrf (35a) G(y 2 yY1 1 G(Y2, (2 + Zeff), / 11(c). of a region to confinement be has nonzero, been y1 y(v1 ), and Jrf and vl and v 2 refer respectively in parallel T1 = Te, neglected. velocity space and the Clearly creases due to improved accessibility, Jrf/Sd also increases. effect as v2 for of in- -31- E. PLT Relative Waveguide Phasing Scan: The results of a relative waveguide phasing scan for PLT are given in Table II. results were used The parameters obtained changing by were given those relative the in to the three - 1(d) waveguide that phasings of hybrid waves is T) Pcoll/Pin ( 0.1. phasings at efficiencies duced values were the for negligible used Ip - 200 kA. (A$ - %/3, K/ As results 5 which of damping shown in re- the lower with II Table However the losses due to electron tail confinement were (0.27-0.53). - A qualitative understanding 2.7 for relative 2% / 3 respectively (na-1. of 1(b)-1(d). power spectra occur at values of ng equal to The maxima in the injected and 21/3). , r/2 and significantly the variation of ; with A$ can be obtained by examining Figs. 2.0, 2 with the PLT experiment The collisional 2n /3. at A6 significant with P-r/Pin 1.0, and show the three input Brambilla spectra corresponding The results are in qualitative agreement found highest The phase A waveguide then adjusting Prf so as to maintain a RF current of Irf Figures 1(b) VC. Sec. 20 ). waveguide phasings of -n / Thus at lower values of 3, t / 2, and Ab, the character- istic phase velocity of the injected RF power is higher and plasma elechaving higher parallel trons interact with waves sulting in improved. efficiencies. deposition profiles narrower and (and momentum content, re- It is also observed that the RF power the RF current density profiles) tend to become exhibit maxima nearer to the plasma center as A$ is reduced. This behavior might be expected on the basis that lower hybrid waves with small initial values of n 1 (nearer the plasma center) tend to damp at a higher electron temperature than waves taking upshifts into account. launched with higher np1 9 s, even -32- F. Alcator C Electron Density Scan: The dependence current drive efficiency on electron density of the As ne was for the Alcator C parameters of Sec. VB is shown in Table III. varied, 'rf the RF power was adjusted 170 kA. ~ I so as to maintain a constant current, from the The values of code are seen to increase only slightly over the density range, in reasonable agreement with experimental results. 6 however, As ne increases from 2.5 x 10 3 cm- the accessibility parameter na given by Eq. 1.196 to 1.393. sented by Eq. to 7.5 103cm x (34) increases from Within the context of the simple analytic model repre- (35), we would therefore expect the current drive efficiency to decrease substantially due to changes in v2. The discrepancy between the density scaling of the code and the simple analytic result arises because the latter does not account for the effect of finite electron tail confinement on the level of RF current generation. was taken to be TOY3 with To Alcator C density scan for all densities. Recall that for the As ne is decreased, 5 x 10-3 sec. the effect of the electron tail confinement on the current moment of the distribution function increases because tail-bulk collision processes are occuring on times scales which are increasingly long relative to the confinement time of- tail electrons. Evidence of finite electron tail confinement becoming more important at lower densities can be seen in Table III where P-/Pin increases from 0.13 to 0.26 as ne is lowered. We note that although the collisional damping of the lower hybrid waves increases density is raised, it still from 3 kW to 42 kW as the electron remains small with Pcoll /Pin ( 0.07. -33- G. PLT Electron Density Scan: Table IV shows the variation in RF power as a function of electron density, for the PLT parameters of Sec. VC. The relative waveguide phase The results again demonstrate that an increase in was chosen to be n/2. RF power is necessary to maintain the same value of current (in this case Irf ~ IP - as ne is increased, 200 kA) with the efficiency T remaining The effect of accessibility is not as significant as in nearly constant. the Alcator C case since na increases only from 1.142 to 1.206 as ne is 3 3.75 x 101 2 cm- increased from tail confinement 1.0 x 101 3 cm- to 3 . finite electron The is mitigated by increasing electron density in the code results, but to a lesser extent than in the previous section. Note that P /Pin decreases from 0.44 to 0.29 as ne is raised. The results in Table IV do not reproduce the important density cutin off observed cm-3. the PLT densities ( e 13 > 1 x 10 cm- 3 ), experiment drive that do indicate results simulation While current mentally. 5 to ; - As discussed a critical -at T decreases at in the Introduction, at higher this decrease is not an density as 0 x 1013 0.8 n collisional damping and due to increased reduced accessibility of the injected RF waves, abrupt transition 5 other experi- observed physical processes such as parametric decay of the lower hybrid pump wave may become impor- 2 2 23 tant at these higher densities. , H. Electron Tail Confinement Scan: The results of a study of PLT the dependence of the current efficiency on the electron tail confinement time parameter (TO) in Table V. drive are shown The PLT parameters given in Sec. VC were used with Ab = /3, -34- ne = and 3.75 x 1012 cm-, - increases from 0.33 at r sec. 1.5 going into tail losses RF power for 10-2 sec to 0.87 x the efficiency 0 is reduced As of injected fraction decreases and the y4 . T = T - 2.5 10-3 x The RF power damped collisionally is small for the cases in Table V For < 0.04. with Pcoll/Pin the tail would appear that the best choice for The resulting for Ad - value of i/3 phasing i in is closest the PLT is 7.5 10- 3 experiment. 5 Also, it sec (see Table V). reported to the optimum efficiency this choice with the electron power amount which is consistent an x here, used of - RF power going into bulk electron plasma results in 46% of the injected heating, model confinement balance reported during lower hybrid current drive in PLT. 4 0 I. Alcator C Electron Temperature Scan: Table VI is a central electron set of results which demonstrate results These (Teo). temperature the Alcator C parameters given in Sec. how ; varies with were obtained using The current drive efficiency VB. improves by a factor of 1.51 as Teo is raised from I keV to 2 keV. Col- lisional damping is not significant for these cases with Pcoll/Pin < 0.08. i as Teo is raised in The increases qualitative fashion. by not affected Do(x,k,) 0 are - are velocity waves damping at velocity of a given the in able radial current higher efficiency. to the because Teo As small. following we note that the toroidal nq variations are First changes can be understood in the Teo satisfy location. increased is the thermal however, conditions Consequently carrying electrons is to corrections higher phase for electron Landau the effective phase increased, leading to a A second effect is the increase in the perpendicular electron temperature Ti. Recall that T j - 50 x Te has been assumed so -35- in- that as Teo increases from 1 keV to 2 keV the maximum value of T, T in increase an enhance n via tends to generation. current RF the a larger VB, in Sec. out pointed As 100 keV. 50 keV to creases from Summary and Conclusions VI. In this paper we have described a simulation model for steady state drive current lower hybrid one- relativistic, a incorporates which dimensional Fokker Planck calculation coupled with a toroidal ray tracing (vI) Two-dimensional code. in the Fokker Planck retained effects were analysis in the form of an effective perpendicular electron temperature due to scattering angle pitch reported here). Ti (typically the in = 75 keV results ray tracing techniques were utilized to follow Toroidal the propagation and absorption of a Brambilla spectrum of injected lower self-consistent, The hybrid waves. ficient was calculated hybrid rays as flowing by RF quasi-linear, along a "tube" with lower cross-section finite of coef- associated power the modelling diffusion The simula- glecting the focussing effects of such a tube or ray pencil. incorporated tion model toroidal index as a physical mechanism phas.e high parallel electrons at v In Secs. VA and VB PLT which by which (ve velocities 3 ve demonstrated and upshifts << maintain an the in refractive parallel at lower hybrid waves injected v and ne- could c), elevated interact quasi-linear with plateau. model examples were presented for Alcator C and how this physical "spectral gap" in parallel phase velocity. mechanism The could calculated close the levels of RF current and current drive efficiency were consistent with the experimental 6 results on PLT 5 and Alcator C . Typically for RF waves launched with n >O the resulting quasi-linear plateaus on the electron distribution functions -36- were flat from extended and to be < v < 15 /Ve locations radial at The tail damping on such distribution functions near the plasma center. was found 2.4 for strong waves at n low nfn (1 However 2). nn upshifts were necessary to maintain the plateaus at low phase velocity. Without the toroidal upshifts in n 1 and allowing for only a single pass insignificant levels of RF current of the rays in and out of the plasma, were found numerically. observed The experimentally efficiency as Bb is was reduced decrease in Alcator C qualitatively reproduced drive current by the model and attributed in part to the poorer accessibility of high phase velocity lower hybrid waves to the plasma the PLT experiment and model center. Qualitative agreement between was demonstrated results VD where in Sec. the best current drive efficiencies were obtained for relative waveguide 2n / 3. The ff/2 with n/3 and phasings between decrease n decreasing increased ; as As was in significantly for A$ was due to a decrease In in the characteristic parallel phase velocity of the injected waves. Secs. = VE and VF the electron density and RF power were shown to scale so as to keep i The experimentally constant. approximately observed den- sity limit for current drive in the PLT device was not reproduced by our model. In Sec. VGit was parameter is decreased, shown the current electron tail losses increase. be consistent with both that the as the electron tail drive efficiency confinement decreases and the It was argued that the value of T: 0 should experimentally the experimentally measured electron power observed balance. values of Finally in 6 and Sec. VH the current drive efficiency was shown to improve as the central electron temperature was increased from 1 keV to 2 keV. -37- In conclusion, we have presented a simulation model for the propagation and absorption of a realistic spectrum of lower hybrid waves in toroidal plasmas which accounts reasonably well for several aspects of two Used properly, this model can hopefully major current drive experiments. lead to a better understanding of the complicated interplay of physical effects acting simultaneously in the experimental situation. VII. Acknowledgements We would like to thank Professor Miklos Porkolab and Professor Thomas M. Antonsen for many insightful comments and suggestions and constant encouragement during the course of this work. edge useful discussions with Dr. for their We also acknowl- Stephen Knowlton and Dr. Yuichi Takase and thank Professor Porkolab and Dr. Knowlton for making the results of their Brambilla code available to us. 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Teller (Academic Press, Vol IB, ch. 13, p. 151. confined New York, 1981) TABLE I Toroidal Magnetic Field Scan: B (kG) na Pi Pd (kW) (kW) Alcator C Pcoll (kW) P (kW) 60 1.530 634 0.086 495 49 90 80 1.369 515 0.106 402 30 83 100 1.278 450 0.121 350 22 78 TABLE II Relative Waveguide Phasing Scan: A6 Pi (kW) Pd (kW) PLT Pcoll (k)T (kW) 7/3 100 0.099 43 4 53 n/2 123 0.080 61 8 54 2 r/3 450 0.022 282 45 123 TABLE III Electron Density Scan: ne (cm-3 ) P1i Alcator C Pd (kW) (kW) PColl (kW) P (kW) 2.5 x 1013 261 0.105 190 4 67 5 x 1013 450 0.121 350 22 78 7.5 x 1013 675 0.121 542 42 91 Table IV Electron Density Scan: ne (CM-3) Pi (kW) PLT Pd (kW) Pcoll () PT (kW) 3.75 x 1012 123 0.08 61 8 54 6.0 x 1012 195 0.081 116 14 65 8 x 1012 220 0.096 124 23 73 1 x 1013 297 0.089 162 48 87 TABLE V Electron Tail Confinement Scan: vo (sec) P T(kW) Pd (kW) (kW) Pi PLT 3 190 0.052 17 166 5.0 x 10-3 130 0.076 41 84 7.5 x 10-3 100 0.099 46 50 1.5 x 10-2 82 0.121 52 27 2.5 x 10- Table VI Electron Temperature Scan: Pd (kW) Alcator C Pcoll (kW) P (kW) Teo (keV) Pi 1.0 604 0.090 483 50 71 1.5 450 0.121 350 22 78 2.0 400 0.136 294 16 90 (kW) (F-1) FIGURE CAPTIONS Fig. 1 (a) Four waveguide, Alcator waveguide phase Adb = ir/2. (b) Fig. 2 Sec. A$ - %/2, and (d) Model for Alcator results VB. (a) Radial profile tron distribution parallel kinetic profile of RF energy E C of at a (d) . 2 A) - spectrum RF density parameters density (kA r - cm versus density 2.48 (watts/cm3 ) Ray trajectory for Alcator C model example of Sec. VB. in the poloidal (c) Variation versus toroidal angle (40. (d) in parallel refractive index (nq) versus toroidal angle (6)0. nil - 1.418. (e) Normalized wave amplitude (PN) linear electron Model Fig. 4 distribution (nil > 0), tion at a radial location r (d) toroidal results for PLT current drive parameters file of RF current density (kA / = cm2 ). (c) Y Initially angle given in Sec. / cm3 ). (b) (4). VC. Radial pro- Electron distribution func- 9 cm versus parallel RF power density (watts/cm3 ) versus E Variation due to damping on quasi- versus (a) Radial profile of RF power density (watts versus cross-section of the tokamak. (b) Variation in p/a versus toroidal angle ((. in the poloidal mode number (m) cm3 ). / (c) Elec- : of ray trajectory in cm2 ). at r=2.48 cm. Projection given (watts E (a) spectra. / radial location RF power relative . drive power for PLT Brambilla t/ 3 current current function Brambilla Six waveguide, Ab = n/3, (c) (b) Radial Fig. 3 (b-d) C kinetic energy E. at r-9 cm. (F-2) Fig. 5 : (a) Ray trajectory for PLT model example of Sec. VC. Projection of the tokamak. of (b) ray trajectory Variation in in p/a the poloidal versus cross-section toroidal angle ( ). (c) Variation in the poloidal mode number (m) versus toroidal angle (0). (d) Variation toroidal angle (t). in parallel Initially refractive nq - 1.33. index (e) (nj) versus Normalized wave amplitude (PN) due to damping on quasi-linear electron distribution (nq > 0), versus toroidal angle (4). r- III I I - r- 0.15 P(nh ) 0.1c 0.01 (a) 0 0.4 0.3 P(n ) 0.2 0.I 0 0.4 (b) - - 0.3 P(n )d 0.2 0.1 (-) 0 0.4 0.3 P(n ) 0.2 0.1 0 -10 -8 -6 -4 -2 2 0 nt FIG. 1 4 6 8 10 16 4 - (1)4 - (a) 0 E 4-2E - - ~ 0 b) 4 8 r(cm) FIG. 2(a) - 2(b) 12 16 105 4 3 2 1.5 1.31.2 1.1 4- 3- 2- 10 43- -2 I0 ~ 43 2 -3- 10 4 3- 2- I0-4 3-5 2- 10 43- 2 -6 10 2 3 4567 2 3 4567 Ey(keV) FIG. 2(c) 2 3 4567 nil 5 4 10 3 2 1.5 1.3 1.2 1.1 16 14- 6'- 4 2- nhI<0~ 10 10 Ey(keV) FIG. 2 (d) 1 0.2 0.4 0.6 0.8 1.0 FIG. 3(a) I i (b) - 1.0 /a 0.5- loo-- (c) 100 m 4- (d) n 1- - 2- 1.0 (e) PN 0.5 - 0 0 6 18 12 < (radians) FIG'S. 3(b) - 3(e) 24 30 0.3r4, S 0.20.1- (a) 0 0 0.8CQE 00.6 - <x0.4 0.2(b) 0 0 20 r(cm) 10 FIG. 4(a) - 4(b) 30 40 nil 10 I 5 4 3 2 I I I I 1.51.31.2 I I I 1.1 I.'.I 4 3 2 I0 4 3 2 -2 10 4 3 2 3 nil >0 10 4 3 2 -4 10 i -0 4 3 In 2 5 4 3 2 I I 34567 10 I 2 3 4567 10 2 102 Ey(keV) FIG. 4(c) 3 4567 1 j03 10 0.32 5 K nil 3 4 I I I 3[12 H. . 1.5 1. 2 I I I II 0.28 0.24 I', E 0.20- 0 Nb n >0 0.16 C,) 0.12 II- 0.08 0.04 *11 0 n11<0 . I I - 10 102 Ey (keV) FIG. 4 (d) -- . - - - - . 44 Aoooooo 0.2 FIG. 5(a) 0.4 0.6 0.8 1 (b) 1.0 p/a 0.5- m 100 0' 6 (d) 2. 1.0 (e) nl4 P 0.5- 0 0 .10 20 30 40 b (radians) FIG'S 5(b) - 5(e) 50 60