SIMULTANEOUS mTc-MDP/l 2 I-MIBG IMAGING OF NEUROBLASTOMA USING ARCMVES SPECT-CT 99 By Jose P. Pdrez-Gutierrez SUBMITTED TO THE DEPARTMENT OF NUCLEAR SCIENCE AND ENGINEERING IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREES OF BACHELOR OF SCIENCE IN NUCLEAR SCIENCE AND ENGINEERING AND MASTER OF SCIENCE IN NUCLEAR SCIENCE AND ENGINEERING AT THE OF TECHNOLOGY INSTITUTE MASSACHUSETTS SEPTEMBER 2011 C 2011 Massachusetts Institute of Technology All rights reserved Signature of Author: V7 Jose P. Perez-Gutierrez Department of Nuclear Science and Engineering August 11, 2011 Certified by : ~v Jinsong Ouyang Assistant Professor of Radiology, Department of Radiology, Harvard Medical School Thesis Supervisor Certified by: Richard Lanza enor Research Scie ist, epartment of Nuclear Science and Engineering, MIT Thesis Reader Accepted by:__________ Mujid S. Kazimi MIT Engineering, Nuclear of TEPCO Professor of Nuclear En 'neerin , Department Chai , epartment Committee on Graduate Students 2 SIMULTANEOUS 99 mTc-MDP/ 23I-MIBG IMAGING OF NEUROBLASTOMA USING SPECT-CT By P. Perez-Gutierrez Jose SUBMITTED TO THE DEPARTMENT OF NUCLEAR SCIENCE AND ENGINEERING IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREES OF BACHELOR OF SCIENCE IN NUCLEAR SCIENCE AND ENGINEERING AND MASTER OF SCIENCE IN NUCLEAR SCIENCE AND ENGINEERING Abstract Simultaneous 99mTc-MDP/ 1 3I-MIBG SPECT has the potential to replace current clinical sequential acquisitions of 99 mTc-MDP and 12 I-MIBG SPECT studies, and therefore has great potential to reduce imaging time, sedation time, and injection dose on patients with neuroblastoma. Simultaneous 99mTc/I 231 imaging is challenging because of the crosstalk between the 99mTc and 1231 photo-peak windows due to down-scatter of 1231 photons (159keV) to the 99mTc (140keV) photo-peak window and limited energy resolution of the scanner. Additionally, the counts of detected photons are limited because the injection dose as well as scan time are limited for neuroblastoma patients and scan acquisition cannot be performed for at least 24 hours after 123 1-MIBG injection. These factors hinder the separation of images of these two radionuclides. An enhanced fast Monte Carlo based joint ordered-subset expectation maximization (MC-JOSEM) reconstruction algorithm has been been developed for simultaneous 99mTc/I 2 3 imaging by Ouyang, El Fakhri, and Moore (2007). MC-JOSEM incorporates attenuation into a full system matrix to greatly improve image accuracy and include both primary and scattered photons in the reconstruction process to significantly reduce image noise. Separate 99mTc-MDP and 123 I-MIBG Monte Carlo simulations were performed. For each isotope, noise-free projection data sets were generated first. Lesions were then added to the 99mTc and 2I data separately. Mimicked dual-isotope data were then generated by combining the 99mTc and 1231 data. Images for single-isotope and dual-isotope were reconstructed by using standard clinical single-isotope OSEM and MC-JOSEM, respectively. Channel Hotelling observer (CHO) was used to calculate lesion detectability. On average, the CHO SNR obtained from dual-isotope studies is close to that of single-isotope studies for each radionuclide. (SNR: 3.521 for dual-isotope versus 3.828 for single-isotope). Hence, simultaneous 99mTc-MDP/ 23 1_ MIBG has the potential to replace sequential 99mTc-MDP and 12 3I-MIBG for neuroblastoma imaging. Thesis Supervisor: Jinsong Ouyang Title: Assistant Professor of Radiology, Department of Radiology, Harvard Medical School Thesis Reader: Richard Lanza Title: Senior Research Scientist, Department of Nuclear Science and Engineering, MIT 3 Acknowledeements I would like to express my deepest gratitude to Dr. Jinsong Ouyang, my thesis supervisor, for his help, guidance and support throughout this work. Working with you was very enriching to my knowledge and experience. Your kindness, patience and understanding made it possible to overcome all the hardships while finishing this work. I would also like to acknowledge professor Richard Lanza and Dr. Georges El Fakhri, my thesis readers, for guiding me in the right direction from the start of this endeavor. Thank you also for your helpful comments on the thesis. Your encouragement and support is much appreciated. I would also like to thank some very special professors I had along my MIT career. Professor Jacquelyn Yanch, you were a great professor, advisor, and mentor; your counsel guided my path through MIT, and I am very grateful for it. Dr. Gordon Kohse, thank you for always having time to meet with me to discuss various topics, and counsel me; your patience is very well appreciated. Dr. Phillip Zhe-Sun, thank you for providing me with a strong foundation in biomedical imaging, and for being a great friend. Professor Alan Jasanoff, thank you for further strengthening my background in biomedical imaging. I would like to thank my best friend, Osvaldo Laurido-Soto, for always being there for me. More than a friend, you are like a brother to me, and I am lucky to have you in my life. No words can describe my gratitude towards my dearest, closest, and most important people in my life: my mother, Brunilda Gutierrez-Kercad6; my father, Jose R. Perez-Anzalota; and my sister, Brunelle Perez-Gutidrrez. Not a moment has passed in my life that I haven't felt your endless love and care for me. I wouldn't be here without you. I owe you everything, and to you I dedicate this thesis. 4 Table of Contents A bstract ..................................................................... Acknow ledgem ent ............................................................ Table of C ontents ............................................................. List of Figures ................................................................ List of Tables ................................................................ 1 Introduction .............................................................. 2 Literature Review ......................................................... 2.1 Nuclear Medical Imaging Overview ........................................ 2.2 SPECT ............................................................... 2.2.1 Designs and Principles of Operation .................................. 2.2.2 Image Acquisition ............................................... 2.2.3 Gamma Camera ................................................. 2.2.4 Scintillation Detection .......................................... 2.2.5 Collimation ...................................................... 2.3 Image-degrading Effects in SPECT ....................................... 2.3.1 Photon Interactions with Matter ..................................... 2.3.2 Collimator Blurring ............................................. 2.3.3 Poisson Noise ................................................... 2.3.4 Other Image-Degrading Effects ..................................... 2.4 SPECT Monte Carlo Simulation .......................................... 2.4.1 GATE Program for SPECT Simulation ............................... 2.4.2 Computational Human Phantoms .................................... 2.4.3 SPECT Reconstruction ............................................ 2.5 Simultaneous Dual-Isotope SPECT ....................................... 2.5.1 Simultaneous 99mTc/I 231 Neuroblastoma SPECT Imaging .................. 2.5.2 Down-scatter and Cross Talk ...................................... 2.5.3 Image Reconstruction in Dual-Isotope SPECT .......................... 3.1 MC (GATE) Simulation of Simultaneous mTc/ 32 33 36 37 39 40 42 3 M ethods ................................................................. 99 3 4 5 6 9 10 12 12 13 14 15 17 18 19 20 20 28 30 31 31 32 12 3 1 Studies ..................... 3.1.1 SPECT System Specifications ...................................... 3.1.2 NCAT Phantom Specifications ...................................... 3.1.3 99mTc and 1231 SPECT Simulations ................................... 42 42 42 43 3.2 Reconstruction Methods for Simultaneous 99mTc/ 1231 Studies .................... 3.3 Lesion Detectability Comparison ........................................ 4 Results and Discussion ..................................................... 4.1 MC (GATE) Simulation of Simultaneous 99mTc/ 12 31 Studies ..................... 4.2 Reconstruction of Simultaneous 99mTc/ 1231 Studies ............................ 4.3 Lesion Detectability Comparison ........................................ 5 Conclusions and Future Projections..........................................53 45 47 49 49 50 51 6 W orks Cited .............................................................. 54 5 List of Figures Figure 2.1. Siemens Symbia T6 SPECT-CT Scanner. The Symbia TruePoint SPECT-CT combines variable angle dual-detector SPECT with 6-slice CT for rapid, accurate attenuation correction, precise localization, and advanced CT applications in cardiology, oncology, and neurology. Source: Siemens Global Website: www.medical.siemens.com................. 15 Figure 2.2. (A) Circular and (B) body-contour orbits in SPECT (from Bushberg et al. 2002). .16 Figure 2.3. Gamma Camera. This schematic shows a NaI(Tl) crystal scintillation camera detector. A scintillation camera contains a disk-shaped or rectangular thallium-activated sodium iodide, NaI(TI), crystal, typically 0.95-cm thick, optically coupled to a large number (typically 37 to 91) of 5.1- to 7.6-cm diameter photomultiplier tubes (PMTs). The PMT are connected to pre-amplifiers that connect to a circuit that analyze the data (position encoding and pulse-height analysis) (from Bushberg et al. 2002) ............................................. 18 Figure 2.4. Ways that Photons Interact with a Scintillation Camera. All of these, other than the ones depicted in the upper left, cause a loss of contrast and spatial resolution. However, interactions by photons that have scattered though large angles and many coincident interactions are rejected by pulse height discrimination circuits (from Bushberg et al. 2002)............ 21 Figure 2.5. Mass Attenuation Coefficient as a Function of Energy. This graph shows the Rayleigh, photoelectric, Compton, pair production, and total mass attenuation coefficients for soft tissue (Z=7) as a function of energy (from Bushberg et al. 2002)..................... 22 Figure 2.6. Photoelectric Effect. Left: The diagram shows a 100-keV photon is undergoing photoelectric absorption with an iodine atom. In this case, the K-shell electron is ejected with a kinetic energy equal to the difference between the incident photon energy and the K-shell binding energy of 34: 66 keV. Right: The vacancy created in the K shell results in the transition of an electron from the L shell to the K shell. The difference in their binding energies, (i.e., 34 and 5 keV), results in a 29-keV Ka characteristic x-ray. This electron cascade will continue resulting in the production of other characteristic x-rays of lower energies. Note that the sum of the characteristic x-ray energies equals the binding energy of the ejected photoelectrons. Although not shown on this diagram, Auger electrons of various energies could be emitted in lieu of the characteristic x-ray emissions (from Bushberg et al. 2002).................... 23 6 Figure 2.7. Compton Scattering. The diagram shows the incident photon with energy E0 , interacting with a valence shell electron that results in the ejection of the Compton electron (Be-) and the simultaneous emission of a Compton scattered photon (Esc) emerging at an angle, 0, relative to the trajectory of the incident photon. K, L, and M are electron shells (from Bushberg et a. 2002).....................................................................25 Figure 2.8. Compton Scattering Probabilities. This is a polar plot of the number of photons (incident from the left) Compton scattered into a unit solid angle at the scattering angle, 0. The curves are shown for the indicated initial energies (from Knoll 2000).................... 26 Figure 2.9. Collimator Line Spread Function (LSF). The full-width-at-half-maximum (FWHM) of the line spread function (LSF) gives the resolution of the collimator (from Bushberg etal. 2002).................................................................. 29 Figure 2.10. Collimator Line Spread Function. The diagram shows the line spread function (LSF) of a parallel-hole collimator as a function of source-to-collimator distance. The width of the LSF increases with distance. Nevertheless, the area under the LSF (total number of counts) does not decrease significantly with distance (from Bushberg et al. 2002)................. 30 Figure 2.11. 99 mTc and 12I Energy Spectra. The graph shows a sample energy spectrum indicating detected scattered, unscattered, and total Tc-99m and 1231 photons. The graph also indicates the photo-peak energy windows for 99mTc (129-148 keV) and 123I (148-175 keV) (from Du et al. 2003)...................................................... 40 Figure 3.1. CT Images of the NCAT Phantom. Left: Coronal section. Middle: Transverse section. Left: Sagittal section................................................. 43 Figure 4.1. Single-Isotope and Dual-Isotope Projection Data. The top and bottom rows give the 99mTc-MDP and 23I1-MIBG projection data, respectively. The left and right columns show the single-isotope and dual-isotope data, respectively. All images correspond to the same projection angle.................................................................... 49 Figure 4.2. Comparison of Reconstructed Images After Three Iterations. The top bottom rows give the 99mTc-MDP and 123I-MIBG reconstructed data, respectively. The left right slices correspond to the SI-OSEM and MC-JOSEM reconstructions, respectively. images correspond to the same transverse slice in the reconstructed data.................. 7 and and All 50 Figure 4.3. Comparison of SNR of Lesions in 99 mTc-MDP Reconstructed Images After Three Iterations. The blue striped and red diamonds bars correspond to SI-OSEM and MC52 JOSEM, respectively........................................................... Figure 4.4. Comparison of SNR of Lesions in 1 23 1-MIBG Reconstructed Images After Three Iterations. The blue striped and red diamonds bars correspond to SI-OSEM and MC-JOSEM, 52 respectively .................................................................. 8 List of Tables Table 3.1. Relative Activity Concentration for Different Body Parts ............................ 43 Table 3.2. Ratio of Tumors Maximum SUV (Lesions Present) to Mean Background SUV (Lesion Absent) at Same Location in Lesion-Absent Data ................................................. 45 9 1 Introduction Neuroblastoma is the most common extracranial solid cancer in childhood and the most common cancer in infancy (Gelfand 1993). This disease frequently metastasizes to bone marrow (most likely), liver and other organs. Precise staging of the disease is essential to ensure the most appropriate treatment plan. The current battery of imaging tests for staging and re-staging combines separately acquired 99mTc-methylene diphosphonate (99mTc-MDP) scintigraphy, 1231_ metaiodobenzylguanidine (12 3I-MIBG) scintigraphy, and computed tomography (CT) imaging. Planar scintigraphy images, which cannot be anatomically co-registered to CT, have low spatial resolution and do not provide precise anatomic localization, resulting in lower sensitivity for lesion detection as compared to tomographic imaging techniques. Although not as frequent as scintigraphy imaging, separately acquired 99mTc-MDP and 123 I-MIBG single photon emission computed tomography (SPECT) are also used to image neuroblastoma patients. Although current clinical approaches offer high sensitivity and specificity for imaging primary and metastatic deposits of neuroblastoma, it is desirable to reduce the number of scans for each staging and restaging because 75% neuroblastoma cases are diagnosed in children of five years-old or younger, and these children typically require sedation or general anesthesia during imaging. Simultaneous acquisition of 99mTc-MDP/l 23I-MIBG SPECT has the potential of halving the imaging time, avoiding repositioning of the patient and multiple sedations, and yielding perfectly registered MDP and MIBG images. However, simultaneous challenging because of the crosstalk between the down-scatter of 123I photons (159keV) to the 99mTc 99mTc and 1231 99mTc/ 2 31 imaging is photo-peak windows due to (140keV) photo-peak window and limited energy resolution of the scanner. Additionally, the counts of detected photons are limited 10 because the injection dose as well as scan time are limited for neuroblastoma patients and scan 12 3 I-MIBG acquisition cannot be performed for at least 24 hours after injection. A fast Monte Carlo based joint ordered-subset expectation maximization (MC-JOSEM) reconstruction algorithm has been developed for simultaneous 99mTc/12 3 1 imaging (Ouyang, El Fakhri, and Moore 2007). In MC-JOSEM, two photo-peak projections at 129-148 keV and 148-175 keV are first used to reconstruct initial 99mTc and 123I images, respectively, using standard OSEM, while modeling the attenuation map and the detector point spread function (PSF) in both the projector and back-projector. The scatter and crosstalk contributions to all energy windows are then estimated using a fast MC algorithm while using as starting images the 99mTc and 1231 images reconstructed with standard OSEM. The estimation of the scatter and crosstalk contributions is included when forward-projecting to preserve Poisson statistics. Finally, JOSEM is used to reconstruct both 99mTc and 123I images from both energy windows. MC-JOSEM incorporates attenuation into a full system matrix to greatly improve image accuracy and include both primary and scattered photons in the reconstruction process to significantly reduce image noise. The objective of this thesis is to perform separate and 123 I-MIBG 99mTc-MDP Monte Carlo simulations and compare the lesion detectability of mimicked dual- isotope images reconstructed using MC-JOSEM to the lesion detectability of sequential singleisotope images. 11 2 Literature Review 2.1 Nuclear Medicine Imaging Overview Nuclear medicine imaging is based on detecting nuclear radiation emitted from the body after injecting a radiolabeled biomolecule (radiopharmaceutical)into the body to tag a specific biochemical function. Nuclear medicine imaging produces images of the distribution of radionuclides in patients. To form a projection image, an imaging system must determine not only the photon flux density (number of y-rays per unit area) at each point in the image plane, but also the directions of the detected photons (Cho, Jones, and Singh 1993; Webb 1988). In xray transmission imaging, the primary photons travel known paths diverging radially from a point (the focal spot of the x-ray tube). In contrast, the y-rays from the radionuclide at each portion of a patient are emitted isotropically (equally in all directions) (Cho, Jones, and Singh 1993). Nuclear medicine instruments designed to image y-ray-emitting radionuclides use collimators that permit photons following certain trajectories to reach the detector but absorb most of the rest. A heavy price is paid for using collimation: the vast majority (typically well over 99.95%) of emitted photons are wasted (Bushberg et al. 2002). Thus, collimation severely limits the performance of these devices. The earliest successful nuclear medicine imaging device, the rectilinear scanner, which dominated nuclear imaging from the early 1950s through the late 1960s, used a single moving radiation detector to sample the photon fluence at a small region of the image plane at a time. This limitation was improved upon by the use of a large-area position-sensitive detector (a detector indicating the location of each interaction) to sample simultaneously the photon fluence over the entire image plane. The Anger scintillation camera, which currently dominates nuclear 12 imaging, is an example of the latter method. The scanning detector system is less expensive, but the position-sensitive detector system permits more rapid image acquisition and has replaced single scanning detector systems (Bushberg et al. 2002). Nuclear imaging devices using gasfilled detectors (such as proportional counters) have been developed. Unfortunately, the low densities of gases, even when pressurized, yield low detection efficiencies for y-ray energies commonly used in nuclear imaging. To obtain a sufficient number of interactions to form statistically valid images without imparting an excessive radiation dose to the patient, nearly all nuclear imaging devices in routine clinical use utilize solid inorganic scintillators as detectors because of their superior detection efficiency (Bushberg et al. 2002). The attenuation of x-rays in the patient is useful in radiography and fluoroscopy, and, in fact, is necessary for image formation. However, in nuclear imaging, attenuation is usually a hindrance because it causes a loss of information and, especially when it is very non-uniform, it is a source of artifacts (Cho, Jones, and Singh 1993). In general, nuclear medicine imaging may be divided into three categories: (i) planar imaging, (ii) single photon emission computed tomography (SPECT), and (iii) positron emission tomography (PET). This thesis focuses on SPECT; hence, the other two modalities will not be discussed. 2.2 SPECT Single Photon Emission Computed Tomography (SPECT) is one of the major methods used to assess physiological function by visualizing and analyzing the 3D special distribution of radiopharmaceuticals in patients. SPECT, as its first three initials imply, is based on the detection of single gamma photons that are emitted from a radiopharmaceutical. These photons are 13 generally in the energy range of several tens to a few hundred keV. Because a radiopharmaceutical concentrates in regions in which it undergoes biological use, SPECT is capable of measuring quantitatively biological and metabolic functions in the body. Therefore, SPECT images mainly portray functional properties of organs and tissues. For example, SPECT is able to non-invasively measure organ perfusion, metabolic function, receptor density and drug delivery. Important clinical areas for SPECT imaging are oncology, neurology, and cardiology. For instance, in oncology, SPECT is used to detect tumors. The radiopharmaceuticals are generally administered to the patient by injection; afterwards, tomographic images can be reconstructed from projection data acquired at discrete angles around the patient. The quality of the reconstructed SPECT image is degraded by factors such as photon attenuation, collimator blurring and the detection of scattered photons. Most SPECT studies only give functional data, in contrast to x-ray computed tomography (CT), which primarily produces images of anatomical structures in the human body. Therefore, it is useful to combine SPECT with transmission CT. SPECT-CT combines the functional data from SPECT with the high-resolution anatomical detail from a multi-slice diagnostic CT scanner. 2.2.1 Designs and Principles of Operation SPECT generates transverse images depicting the distribution of Y-ray-emitting nuclides in patients. Standard planar projection images are acquired from an arc of 1800 (most cardiac SPECT) or 360* (most non-cardiac SPECT) about the patient (Bushberg et al. 2002). Although any collimated imaging device could obtain these images, the vast majority of SPECT systems use one or more scintillation camera heads that revolve about the patient. The SPECT system's digital computer then reconstructs the transverse images, using either filtered back-projection or 14 iterative reconstruction methods, which are described later. Figure 2.1 shows a multi-head SPECT-CT system. Figure 2.1. Siemens Symbia T6 SPECT-CT Scanner. The Symbia TruePoint SPECT-CT combines variable angle dual-detector SPECT with 6-slice CT for rapid, accurate attenuation correction, precise localization, and advanced CT applications in cardiology, oncology, and neurology. Source: Siemens Global Website: www.medical.siemens.com. 2.2.2 Image Acquisition The detector heads of a SPECT system revolve about the patient, acquiring projection images from evenly spaced angles. The heads may acquire the images while moving (continuous acquisition) or may stop at predefined angles to acquire the images ("step and shoot" acquisition). For an overview of the modes of image acquisition, see Bushberg et al. (2002). If the detector heads of a SPECT system produced ideal projection images (i.e., no attenuation by the patient and no degradation of spatial resolution with distance from the 15 camera), projection images from opposite sides of the patient would be mirror images and projection images over a 1800 arc would be sufficient for transverse image reconstruction (Bushberg et al. 2002). However, in SPECT, attenuation greatly reduces the number of photons from activity in the half of the patient opposite the camera head, and this information is greatly blurred by the distance from the collimator. Therefore, for most non-cardiac studies, such as a tumor scan, the projection images are acquired over a complete revolution (360*) about the patient. The camera heads on older SPECT systems followed circular orbits around the patient while acquiring images. Circular orbits are satisfactory for SPECT imaging of the brain, but cause a loss of spatial resolution in body imaging because the circular orbit causes the camera head to be many centimeters away from the surface of the body during the anterior and posterior portions of its orbit, as shown in Figure 2.2. A Circula orbit Body contour orbit B Figure 2.2. (A) Circular and (B) body-contour orbits in SPECT (from Bushberg et al. 2002) Newer SPECT systems provide noncircular orbits (also called "body contouring") that keep the camera heads in close proximity to the surface of the body throughout the orbit. For some systems, the technologist specifies the noncircular orbit by placing the camera head as 16 close as possible to the patient at several angles, from which the camera's computer determines the orbit. Other systems perform automatic body contouring, using sensors on the camera heads to determine their proximity to the patient. 2.2.3 Gamma Camera A SPECT scanner uses a gamma camera to detect the photons emitted from the radiopharmaceutical. The modem gamma camera, shown in Figure 2.3, consists of a collimator, a large-area NaI(Tl) crystal, a light guide for optically coupling the photomultipliers to the crystal and circuits for position encoding and pulse-height analysis. A lead shield surrounds the entire camera in order to prevent the measurement of background radiation from outside the field of view of the camera. Most SPECT systems consist of one or more gamma cameras which are mounted on a frame in such a way that they can rotate around the patient. The data required for the reconstruction of the source distribution are obtained by the acquisition of planar gamma camera images at a sufficient number of angles around the patient. Because of the large field of view of these scintillation cameras (typically 40x50 cm), a large part of the patient can be examined in one scan. Since the scintillation detectors used in this modality are incapable of determining the direction of the incoming photons, SPECT system cameras are always provided with a collimator. A collimator is usually a slab of lead with several tens of thousands of holes covering the entire detector surface. These holes are typically a few centimeters long and a few millimeters in diameter. Since few photons are able to traverse the lead, it is mainly the photons traversing the holes that are detected. The elongated geometry of the holes ensures that the direction of the detected photons is well determined. This information is essential in order to reconstruct the distribution of the radiopharmaceuticals. Unfortunately, this directional information is achieved at great cost, namely a tremendous loss of sensitivity (number of 17 detected photons). The typical sensitivity of a gamma camera is about 5x 104, meaning that 5 out of 10,000 emitted photons will actually traverse the collimator and be detected (Bushberg et al. 2002; Cho, Jones, and Singh 1993; de Jong 2001; Webb 1988). Accordingly, as aforementioned, collimation severely limits the performance of these devices, and is the major reason why counting statistics in SPECT images are poor. Analog Vo~tag puls to 0Mur sntai* Pm PMT PMT P"m PMT PMT I Pm PMT PMT ~ PMT tube Ludb "g -0 Figure 2.3. Gamma Camera. This schematic shows a NaI(Tl) crystal scintillation camera detector. A scintillation camera contains a disk-shaped or rectangular thallium-activated sodium iodide, NaI(TI), crystal, typically 0.95-cm thick, optically coupled to a large number (typically 37 to 91) of 5.1- to 7.6-cm diameter photomultiplier tubes (PMTs). The PMT are connected to pre-amplifiers that connect to a circuit that analyze the data (position encoding and pulse-height analysis) (from Bushberg et al. 2002). 2.2.4 Scintillation Detection Scintillation detection is currently the main technique for y-radiation detection in nuclear medical imaging. It is based on the emission of visible or near-visible light from scintillation crystals when energy is absorbed from ionizing radiation. This emission of light is a result of inelastic collisions between secondary electrons and other atomic electrons. The photomultiplier tubes amplify the light and convert it into electrical pulses. A property of many inorganic scintillators is that the light emission is proportional to the 18 energy deposit in the material. This property allows measuring the energy of the detected photons. A typical value of the energy resolution of scintillation detectors used in modem gamma cameras is about 10% for photon energies of 100-200 keV (Phelps and Sorenson 1987). Therefore, one can discriminate (only to a limited extent) by applying a photo-peak window, between unscattered photons (primaryphotons) and photons that have scattered and have thereby lost energy. The width of this window is normally 15-20% of the photo-peak energy. Hence, a large fraction of primary photons can be collected, but a significant part of the photons detected in the photo-peak window have undergone scattering. 2.2.5 Collimation To filter further the scattered photons, gamma cameras use collimators. The collimator of a scintillation gamma camera forms the projection image by permitting y-ray photons approaching the camera from certain directions to reach the crystal, while absorbing most of the other photons. Collimators are made of high atomic number, high-density materials, usually lead. Because each clinical study has different requirements for field of view (FOV), the choice of radiopharmaceutical and associated dose, the best method for collimation differs for each type of study. Therefore, several types of collimators have been developed to achieve an adequate compromise between spatial resolution, sensitivity and accuracy. The most commonly used collimator is the parallel-hole collimator, which contains thousands of parallel holes. This collimator is suitable for almost all studies and permits the use of relatively simple and fast reconstruction techniques, and will be the one used for this study. Other collimator types include fan-beam, cone-beam and pinhole collimators. 19 2.3 Image-degrading Effects in SPECT The detection of photons in SPECT is seriously affected various factors: photon interactions with atoms inside the patient (photon attenuation and scattering), or with atoms of the detector crystal (mainly Compton scattering and photoelectric effect); inaccuracy of the collimator (collimator blurring); and noise (mainly due to the Poisson nature of the photon emissions) (Bushberg et al. 2002; de Jong 2001). Accordingly, it is very difficult to obtain high quality and quantitatively accurate SPECT images. As will be shown in the following subsections, each factor is a well-understood physical phenomenon, and therefore corrections can be made for each of these image-degrading effects during reconstruction. 2.3.1 Photon Interactions with Matter An important image degrading effect in SPECT is the interaction of photons with tissue. Scatter results in the detection of 'incorrect' photons and is also the cause of the attenuation effect. These effects are explained in Figure 2.4. A photon can penetrate matter without interaction, it can be absorbed and it can scatter and thereby lose a certain amount of energy. If a photon is scattered and then detected in the photo-peak energy window, this may lead to detection at a detector position that suggests an incorrect emission point. Scattering causes severe degradation of the contrast and quantitative accuracy of the reconstructed image if scatter events are not corrected for. Mainly four processes describe the interactions of photons with matter: Rayleigh scattering, photoelectric effect, Compton scattering, and pair production (Phelps 1987; Shultis and Faw 2008). Each process occurs with a probability that strongly depends on parameters like photon energy, the electron density of the material or the differential cross-section per atom. The total probability for the occurrence of any of the processes is therefore the sum of the cross- 20 sections for the different processes. An easier way of analyzing the probabilities of interactions (and cross-sections) is by analyzing the linear or mass attenuation coefficients, both of which are c~ sc amp pMWkMW r In Pad"t I I Figure 2.4. Ways that Photons Interact with a Scintillation Camera. All of these, other than the ones depicted in the upper left, cause a loss of contrast and spatial resolution. However, interactions by photons that have scattered though large angles and many coincident interactions are rejected by pulse height discrimination circuits (from Bushberg et al. 2002). directly proportional to the cross-section (Shultis and Faw 2008). For more information about cross-sections and attenuation coefficients, see Knoll (2000), Sultis and Faw (2008), and Bushberg et al (2002). Figure 2.5 shows the mass-attenuation coefficient for soft tissue (Z=7) of the aforementioned interactions and the total mass attenuation coefficient. From Figure 2.5, it is 21 clear that, for photons with energy of 50-1000 keV, the most probable interaction process is Compton scattering. In heavier materials such as the collimator lead and detector crystal, and at low energies, below 100 keV, photoelectric absorption also becomes significant. Therefore, only Compton scattering and photoelectric absorption need to be modeled for an accurate description of photon interaction in SPECT. 10 3 - 0 0 E C S 0 0.3 0 0.1 /Total Photoelectrc 0 0.03 0.01 0.003 0.001 I RleighCopn - 10 - - - - 1,000 10 -a-r 10,000 Energy (keV) Figure 2.5. Mass Attenuation Coefficient as a Function of Energy. This graph shows the Rayleigh, photoelectric, Compton, pair production, and total mass attenuation coefficients for soft tissue (Z=7) as a function of energy (from Bushberg et al. 2002). The Photoelectric Effect In the photoelectric effect, a photon undergoes an interaction with an absorber atom in 22 which the photon completely disappears. The energy of the photon is transferred completely to the atomic electron. If the photon's energy is higher than the binding energy of the electron, the photoelectron can be ejected from the electron shell. The photon interacts with the atom as a whole and cannot take place with free electrons (Knoll 2000). For y-rays of sufficient energy, the most probable origin of the photoelectron is the most tightly bound or K shell of the atom. The kinetic energy of the ejected photoelectron (Ee) is given by Ee = hv - Eb, (1) where Eb represents the binding energy of the electron and hv is the energy of the incoming photon. For y-rays with energy more than a few hundred keV, the photoelectron carries off the majority of the original photon energy. ( Binding Energy (keV) skeVPhoolctron A 100 keV B photon C A: 0.6 keV (N-+M) X1<4 < X <X B: 4A keV (M-L) C: 29 keV (L -K) Figure 2.6. Photoelectric Effect. Left: The diagram shows a 100-keV photon is undergoing photoelectric absorption with an iodine atom. In this case, the K-shell electron is ejected with a kinetic energy equal to the difference between the incident photon energy and the K-shell binding energy of 34: 66 keV. Right: The vacancy created in the K shell results in the transition of an electron from the L shell to the K shell. The difference in their binding energies, (i.e., 34 and 5 keV), results in a 29-keV K, characteristic x-ray. This electron cascade will continue resulting in the production of other characteristic x-rays of lower energies. Note that the sum of the characteristic x-ray energies equals the binding energy of the ejected photoelectrons. Although not shown on this diagram, Auger electrons of various energies could be emitted in lieu of the characteristic x-ray emissions (from Bushberg et al. 2002). 23 The ejection of a photoelectron causes a vacancy in the electron shell. An electron from a shell with a lower binding energy will fill this vacancy. This creates another vacancy, which, in turn, is filled by an electron from an even lower binding energy shell. Thus, an electron cascade from outer to inner shells occurs. The difference in binding energy is released as either characteristic x-rays or auger electrons. The photoelectric effect and subsequent characteristic xray emission is summarized in a schematic in Figure 2.6. Characteristic x-ray emission is more probable for high-Z materials, such as lead (Pb-82). The binding energy of the lead K-shell is 88 keV and the energies of the relevant characteristic x-rays (Pb x-rays) are 75 keV, 73 keV and 85 keV. For instance, this can result in the absorption of a 140 keV causing the emission and possible detection of an x-ray with much lower energy. Compton Scattering Compton scattering occurs when an incident photon interacts with an orbital electron, producing a scattered photon of lower energy and a free recoil electron (Knoll 2000). This interaction is most likely to occur between photons and outer (valence) shell electrons, as seen in Figure 2.7. The electron is ejected from the atom, and the photon is scattered with some reduction in energy. As with all types of interactions, both energy and momentum must be conserved. Thus the energy of the incident photon (E0 ) is equal to the sum of the energy of the scattered photon (Esc) and the kinetic energy of the ejected electron (E,_): E0 = Esc + Ee.. (2) The binding energy of the electron that was ejected is comparatively small and can be ignored. Compton scattering results in the ionization of the atom and a division of the incident photon energy between the scattered photon and ejected electron. The ejected electron will lose its 24 C~p~nSo.UU~O Voko00 W0Fone 0. initphotona.2 Figure 2.7. Compton Scattering. The diagram shows the incident photon with energy E0, interacting with a valence shell electron that results in the ejection of the Compton electron (E,) and the simultaneous emission of a Compton scattered photon (E,,) emerging at an angle, 0, relative to the trajectory of the incident photon. K, L, and M are electron shells (from Bushberg et a. 2002). kinetic energy via excitation and ionization of atoms in the surrounding material. The Compton scattered photon may traverse the medium without interaction or may undergo subsequent interactions such as Compton scattering, photoelectric absorption, or Rayleigh scattering. The Compton scattered photon is scattered by an angle 6 relative to its incident direction and loses energy, which is then transferred to the electron. The scattered photon energy (Ese) is given by Esc = 1+ E, E , " 22 (1 - cos 0) moC 25 (3) where E, is the incident photon energy and moc 2 is the rest mass of the electron. From Eq. 3, it is evident that the maximum amount of energy is transferred to the electron when the photon is backscattered (0 = 1800) and that little energy is lost by the photon when 0 ~ 0*. go. Figure 2.8. Compton Scattering Probabilities. This is a polar plot of the number of photons (incident from the left) Compton scattered into a unit solid angle at the scattering angle, 0. The curves are shown for the indicated initial energies (from Knoll 2000). The angular distribution can be described by the Klein-Nishina formula, which relates the differential cross-section, or scatter probability, to the scatter angle. As the incident photon 26 energy increases, both scattered photons and electrons are scattered more toward the forward direction, as seen in Figure 2.8. A comprehensive description of Compton scatter is given in Knoll (2000). Compton scattering is the predominant interaction of x-ray and y-ray photons with soft tissue in the diagnostic energy range. In fact, Compton scattering not only predominates in the diagnostic energy range above 26 keV in soft tissue, but also continues to predominate well beyond diagnostic energies to approximately 30 MeV. Attenuation Attenuation is the removal of photons from a beam of x- or y-rays as it passes through matter. Attenuation is caused by both absorption and scattering of the primary photons. The interaction mechanisms discussed previously contribute in varying degrees to the attenuation. At low photon energies (less than 26 keV), the photoelectric effect dominates the attenuation processes in soft tissue. However, as previously discussed, photoelectric absorption is highly dependent on photon energy and the atomic number of the absorber. When higher energy photons interact with low-Z materials (e.g., soft tissue), Compton scattering dominates (Figure 2.5). Attenuation depends on the total length of the tissue that has to be traversed and on the type of tissue involved. The attenuation of a narrow beam of photons passing through a nonhomogeneous medium of thickness d is given by = e ef (r)dr (4) where ip is the photon flux after attenuation,*, is the incident photon flux and i(r) is the linear attenuation coefficient (the total sum of all possible differential cross-sections). For water, the linear attenuation coefficient, pU, is approximately 0.152 cmf for 140-keV y-rays (Manglos et al. 1987). 27 As mentioned before, the attenuation of x-rays in the patient is useful in radiography and fluoroscopy, and, in fact, is necessary for image formation. However, in nuclear imaging, attenuation degrades the image because it causes loss of information and artifacts if not corrected properly (especially when it is very non-uniform). In standard SPECT scanning, the attenuation coefficients are obtained by a separate transmission measurement using an external source of yrays. In SPECT-CT scanning, the attenuation coefficients are measured with x-ray transmission; the attenuation coefficients for the lower-energy x-rays are remapped to estimate the values for yrays. 2.3.2 Collimator Blurring Because collimator holes are not infinitely narrow, the photons that traverse the collimator will not all come from a direction that is exactly aligned with the holes. This leads to a substantial loss of resolution in the gamma camera images and in the reconstructions. The acceptance angle of a collimator is defined by the fraction of the size of the hole and its diameter. Although decreasing the acceptance angle would decrease the collimator blurring, it would also greatly decrease the sensitivity of the collimator. It can be shown that a twofold increase of the collimator resolution would decrease the sensitivity by a factor of about four (Metz, Atkins, and Beck 1980). Therefore, a compromise has to be found between collimator resolution and sensitivity, and this is the single most significant limitation on scintillation camera performance (Bushberg et al. 2002). The collimator resolution can be measured by the line-spreadfunction(LSF) formed by a line source at a distance, and is defined to be the full-width-at-half-maximum (FWHM) of the LSF (see Figure 2.9). The collimator's resolution, when corrected for magnification, is degraded (FWHM of the LSF increases) as the collimator-to-object distance increases (Cho, Jones, and 28 Singh 1993). Therefore, it is important to position the camera as close as possible to the patient (see Figure 2.10). Projmme01 radsont III III Figure 2.9. Collimator Line Spread Function (LSF). The full-width-at-half-maximum (FWHM) of the line spread function (LSF) gives the resolution of the collimator (from Bushberg et al. 2002). In 2D, the LSF becomes the point-spreadfunction (PSF). The PSF has the same properties of the LSF, but the mathematical operations are performed in two dimensions. Accurate mathematical descriptions of collimator blurring, efficiency, and resolution can be found in Bushberg et al. (2002); Cho, Jones, and Singh (1993); Metz, Atkins, and Beck (1980); and Tsui and Simmons (1988). 29 11s Amd0In vdraW I Lwsumce Figure 2.10. Collimator Line Spread Function. The diagram shows the line spread function (LSF) of a parallel-hole collimator as a function of source-to-collimator distance. The width of the LSF increases with distance. Nevertheless, the area under the LSF (total number of counts) does not decrease significantly with distance (from Bushberg et al. 2002). 2.3.3 Poisson Noise The emission of photons in radioactive decay is a Poisson distribution process. This fact implies that the measurements of the projections also include Poisson noise. Since the variance of Poisson noise is proportional to the mean activity, the acquisition of a high number of counts will increase the signal-to-noise ratio. However, the counts are small in SPECT, in part because of the isotropic nature of radioactive decay, and because of the sensitivity and efficiency of the detector. Decreasing the duration of the scan decreases costs, patient discomfort and the possibility of patient movement. Decreasing the radiation dose also decreases costs and patient discomfort. Hence, for financial and health reasons, the quality of a SPECT image is minimized to the point were interpretation becomes questionable ('As Low As Reasonable Achievable'). Therefore, a low signal-to-noise ratio is inherent to a SPECT image and noise thus is major cause 30 of image degradation (de Jong 2001). 2.3.4 Other Image-Degrading Effects Other instrumentation-related processes influencing the quality of SPECT images are nonlinearities and non-uniformities of the detector and inaccuracy of the center of rotation of the detector. Correction methods for these effects exist. Therefore, their influence is relatively small compared to effects of collimator blurring, photon scattering and Poisson noise. Finally, image quality can be significantly affected by biological factors such as tracer kinetics and target specificity, and by patient and/or organ movement during image acquisition. 2.4 SPECT Monte Carlo Simulation Since the processes involved in SPECT (gamma radioactive decay and subsequent photon interactions with matter) are stochastic in nature, Monte Carlo (MC) methods are used to simulate SPECT. MC methods are a class of computational algorithms that rely on repeated random sampling to compute their results. MC simulation can be described as a statistical simulation method based on random sampling of probability density functions (PDF). For example, such a PDF(x) can describe the photon path length x up to the next interaction with matter. MC simulation was first used during the World War II Manhattan project. Von Neumann named it Monte Carlo simulation because of the similarity between statistical simulation and games of chance, and because the city in the principality of Monaco was a center for gambling (Zaidi 1999). Constructing a cumulated probability density function (CPDF(x)) allows sampling a PDF(x), normalized by integration over its definition range [a, b]: 31 CPDF(x) = fXPDF(x')dx'. (5) A random variable x can be sampled by substituting a random number in the range of [0,1) for CPDF(x) and solve the equation for x. If PDF(x) is analytically integrable, x can be sampled in a straightforward manner. Often the PDF(x) is too complex to allow analytic integration, as in the case of the Klein-Nishina formula which describes the probability of Compton scattering over angle 0. In such cases, the CPDF(x) can be described numerically. An overview of the MC method and its applications to SPECT scatter simulation are given in Raeside(1976); Ljungberg, Strand, and King (1998); and Zaidi (1999). 2.4.1 GATE Program for SPECT Simulation In nuclear and high-energy physics, one of the most used MC methods is Geant4 (for GEometry ANd Tracking), a platform for the simulation of the passage of particles through matter. Geant4 includes facilities for handling geometries, tracking, detector response, run management, visualization, and user interface. More specific Geant4 applications have been developed for emission tomography studies: the GATE (Geant4 Application for Tomographic Emission). GATE combines a powerful simulation core, the Geant4 toolkit, with newly developed software components dedicated to nuclear medicine. In particular, it models the passing of time during real acquisitions, allowing it to handle dynamic systems such as decaying source distributions or moving detectors. 2.4.2 Computational Human Phantoms Computational human phantoms are models of the human body used in computerized analysis. Since the 1960s, the radiological science community has developed and applied these models for ionizing radiation dosimetry studies. These models have become increasingly accurate with respect to the internal structure of the human body. As computing evolved, so did 32 the phantoms: phantoms based on simple quadratic equations evolved to voxelized phantoms, which were based on actual medical images of the human body. The newest models are based on more advanced mathematics, such as Non-Uniform Rational Basic-Splines (NURBS) and polygon meshes, which allow for 4D phantoms, where simulations can take place not only in 3-dimensional space, but also in time. Phantoms have been developed for a wide variety of humans, from children to adolescents to adults, male and female, as well as pregnant women. With such a variety of phantoms, many kinds of simulations can be run, from dose received from medical imaging procedures to nuclear medicine simulations. William P. Segars (2002) created the NURBS-based cardiac-torso (NCAT) phantom that is based on digitized CT acquisitions of normal patients. The flexibility of the anthropomorphic NCAT phantom allows researchers to generate realistic simulations of patients characterized by different size, weight, and individual organ sizes. 2.4.3 SPECT Reconstruction The purpose of tomographic reconstruction is to obtain cross-sections of an object from projections of that object. Two different approaches are commonly used for reconstruction in SPECT. Until recently, filtered back-projection (FBP) was the universal method because of its simplicity and speed. Iterative reconstruction techniques permit the modeling of all imagedegrading factors and are therefore more accurate, but require much longer computation time. The acceleration that has been accomplished for these techniques over the last decade has brought them into the range of clinical application. Iterative Reconstruction Iterative reconstruction algorithms estimate projection data by means of a forward projector, using an initial estimate of the activity distribution. These calculated projections are 33 compared to the measured projections. On the basis of this comparison, one can obtain a better estimate of the image using an update step. This process of forward projection, comparison and updating can be iterated until an acceptable image is obtained (de Jong 2001). The transition matrix that is used in the iterative algorithm represents the model of forward projection. The more accurate this transition matrix is modeled, the better the agreement will be between the estimated images and the real activity distribution. SPECT projection data are severely affected by Poisson noise, which implies that lowpixel-count values give a less accurate prediction of the time-average photon flux received in the pixel. A possible way to model the Poisson nature of the measurements is to treat the data as stochastic variables and not as exact measurements; noise-free projections are taken as the mean of the Poisson distributions. Calculating the maximum likelihood estimate of the emission distribution that generated the measured projections takes into account the Poisson nature of the projections. Without making any a priori assumptions about the activity distribution, the statistically most likely emission distribution can be calculated using the maximum likelihood expectation maximization (MLEM) algorithm (Dempster, Liard, and Rubin 1977; Lange and Carson 1984; Shepp and Vardi 1982). The MLEM algorithm updates all image elements i of the estimated image at iteration k + 1 according to ~k+1 = __ cJp;j (5) Z j ci; ZJ Zi ci;\(5 where Ak represents the kth image estimate, C = {cij} represents the transition matrix, P = {p;} represents the measured data, and ZE cijl4 is the projection bin j after forward projection of the k-th image estimate. This algorithm has the following important properties: (i) in every iteration, the algorithm increases the likelihood that the image estimate will generate the measured data (according to the 34 transition matrix used); (ii) image elements in each iteration are constrained to remain positive; (iii) the algorithm takes into account the Poisson nature of the noise in the projection data. These features of the MLEM algorithm lead to images that are less noisy than images reconstructed using FBP (de Jong 2001). A drawback of MLEM is that reconstruction is extremely slow, especially when accurate transition matrices are used. In order to render MLEM fast enough to be used in a clinical setting, the scheme is often accelerated, for example using block iterative methods like the ordered subsets expectation maximization (OSEM) algorithm of Hudson and Larkin (1994), which has become the standard clinical iterative reconstruction algorithm. OSEM involves grouping projection data into an ordered sequence of sub-sets. The EM algorithm is then applied to each subset, and the result is used as the starting estimate for processing the next estimate. It has been shown that OSEM can reach acceleration factors that are close to the number of subsets used (Hudson and Larkin 1994; Kamphuis, Beekman, and Viergever 1996), while achieving image quality that is similar to standard MLEM. An additional decrease of the reconstruction time can be achieved using a less complex transition matrix for the update step than for the forward projection step (Kamphuis et al. 1998). This approach is also known as the dual-matrix method. Overviews of accelerated EM algorithms are given in Hutton, Hudson, and Beekman (1997), and Leahy and Qi (2000). Calculation of the Transition Matrix The transition matrix describes the forward projection and re-projection used in iterative SPECT reconstruction. The generation of an accurate transition matrix requires an accurate method for calculating photon transport in SPECT and an estimate of the density distribution of the patient, which can be represented by a transmission CT map. Acquisition of a transmission 35 CT image has become a common part of the total SPECT acquisition protocol. Other arguments for acquisition of a transmission CT image are improved anatomical localization of activity (e.g. in tumors and infectious foci), registration with other imaging modalities and dose calculations. 2.5 Simultaneous Dual-Isotope SPECT As above-mentioned, in SPECT, a radiopharmaceutical is administered to the patient; it is then distributed through the body in a way determined by the properties of that radiopharmaceutical and by the anatomy and physiology of the patient. Sometimes, it is important to monitor two different physiological functions or one function under different physical or medical conditions. These assessments can be achieved by performing two independent SPECT studies or using two different radioisotopes in a single imaging session; the latter is called simultaneous dual-isotope SPECT. When two different radiopharmaceuticals are used with distinguishable emission energies, the data for both tracers can also be acquired simultaneously using different energy windows. Simultaneous acquisition of projection data from two isotopes has the advantage that it allows measurement of two potentially related processes at the same time. This may add additional diagnostic information and, in addition, there are practical advantages such as shorter time needed for the study, doubled hardware throughput, reduced patient discomfort, and common patient motion in the two studies. Furthermore, simultaneous acquisition ensures perfect co-registration between the images for each isotope. However, due to scatter in the patient and gamma camera and the poor energy resolution of conventional gamma cameras, dual-isotope SPECT will result in crosstalk contamination of the two sets of projection data. Dual-isotope SPECT studies have a wide range of uses; these include tumor detection, 36 the evaluation of myocardial viability and perfusion, and brain function. The radiopharmaceuticals used for these studies include a number of combinations, for example, 99 mTc/ 20oTl, 99 mTc/"lln 20 1T/"1 1n, 99mTc/12 31, 99mTc-MDP/1 23 I-MIBG 2.5.1 99 mTc/s"mKr, and "F/ 9 'Tc. This thesis focuses on imaging for neuroblastoma. Simultaneous 99 mTc/ 123 I Neuroblastoma SPECT Imaging Neuroblastoma is the most common extracranial solid cancer in childhood and the most common cancer in infancy (Gelfand 1993). The most common study to detect neuroendocrine tumors, such as pheochromocytoma and neuroblastoma, involves the use of the 1231 metaiodobenzylguanidine ( 123 1-MIBG) in planar scintigraphy (Shapiro et al. 1985; Hoefnagel et al. 1987; Gelfand 1993). 123 1-MIBG scintigraphy is useful not only for identifying the primary tumors, but also to monitor the pattern of metastatic spread (with an overall 92% sensitivity and 96% specificity) and response to treatment (Rufini, Calcagni, and Baum 2006). Neuroblastoma frequently metastasizes to bone marrow (most likely); therefore, 99Tc-methylene diphosphonate (9 9mTc-MDP) bone scintigraphy is used to verify tumor metastasis to the bone. Although not as frequent as scintigraphy imaging, separately acquired 12 3 99mTc-MDP and I-MIBG SPECT are also used to image neuroblastoma patients. The separately-acquired 99mTc-MDP and 123I-MIBG SPECT studies are performed in several steps as follows: (1) Inject a dose of 99mTc-MDP (10.57 MBq/kg, minimum 185 MBq, maximum 740 MBq). (2) Two to three hours later, take a twenty-minute whole-body SPECT scan and a noncontrast-enhanced low-dose CT scan for attenuation correction. 37 (3) Administer a dose of 12 I-MIBG (7.5 MBq/kg, minimum 37 MBq, maximum 370 MBq) intravenously over 10 minutes.t (4) Twenty-four (24) hours later, take a twenty-minute whole-body SPECT scan and a noncontrast-enhanced low-dose CT scan for attenuation correction.: The current clinical approaches descried above offer high sensitivity and specificity for imaging primary and metastatic deposits of neuroblastoma, but they have many limitations. Firstly, multiple scans are needed for each staging and re-staging work-up. These scans are usually performed on different scanners on different days. It is desirable to reduce the number of scans for each staging and re-staging because seventy-five percent (75%) of neuroblastoma cases are diagnosed in children of five-years-old or younger, and these children typically require sedation or general anesthesia during imaging (Gelfand 1993). These sedations can cause significant stress and risk to these very young patients who have difficulty remaining motionless during imaging. Additionally, specialized pediatric anesthesiologists and nurses are required, which in most hospitals are a limited resource that must be shared with pediatric surgery and other departments. There is often a long wait time to schedule pediatric sedation or general anesthetic imaging studies due to the limited availability of these specialists. It is therefore very desirable to acquire all three scans at the same time on the same scanner, which will minimize the time spent in hospital, avoid repositioning the patient between scans, and eliminate the need for multiple sedations and general anesthesia. Secondly, planar scintigraphy images, which cannot be anatomically co-registered to CT, have low spatial resolution and do not provide precise anatomic localization, resulting in lower sensitivity for lesion detection as compared to t At least one week before the 123I-MIBG scan, the physicians give the parents a list of drugs known to inhibit MIBG uptake with instructions that children should avoid them. Also, the physicians give potassium iodide orally to the patient before the 23I-MIBG study to prevent hypothyroidism. *Note that the patient has to go home and return during the twenty-four-hour period. 38 tomographic imaging techniques, especially for small tumors (Rufini et al. 1995). Thirdly, because the 99 mTc-MDP, 12 31-MIBG scan, and CT scan are acquired on different days, and usually on different scanners, any attempt to co-register their respective images for anatomic localization would be technically difficult and inaccurate. To reduce imaging time, sedation time, and injection dose, the patients can be imaged 3 SPECT in addition to a non-contrastusing simultaneous acquisition of 99mTc-MDP/l 21I-MIBG enhanced CT on a combined SPECT-CT scanner. A single SPECT scan produces both MDP and 99mTc- 12 3 I-MIBG images, which are perfectly registered and under the exact same patient conditions. Additionally, it has the advantage that a CT scan, which is registered to the SPECT 99mTc/1231 scan, can be acquired without repositioning the patient. However, simultaneous imaging is challenging because of the crosstalk between the 99mTc and due to down-scatter of 1231 photons (159keV) to the 99mTc 1231 photo-peak windows (140keV) photo-peak window and limited energy resolution of the scanner. Additionally, the counts of detected photons are limited because the injection dose as well as scan time are limited for neuroblastoma patients and scan acquisition cannot be performed for at least 24 hours after 123 1-MIBG injection. Figure 2.11 shows the 99 mTc and 2.5.2 1231 energy spectra, emphasizing the photo-peak windows. Down-scatter and Crosstalk A major image degrading effect in dual-isotope SPECT is the appearance of photons of one isotope in the energy window of the other isotope. In the case of simultaneous 99mTc/ 2 31 imaging, there is substantial down-scatter of 1231 photons (159keV) to the 99mTc (l40keV) photopeak window in the region of 129-148 keV. This is demonstrated by the sample 1231 energy spectrum shown in Figure 2.11. This energy spectrum also shows the energy windows used in this thesis. The largest component of this down-scatter is due to 39 1231 photons losing energy in Compton scatter events in the patient. Not only are down-scattered 1231 photons detected in the 99mTc window, but also, equally importantly, primary photons of each radionuclide are detected in the wrong window (cross talk), making challenging the energy discrimination between them (Ouyang, El Fakhri, and Moore 2007). Tc99m -Unscanere - Tc00m photon Scatmd Tc00 photon 1123 1123 photon d 1123 photon -Unscttered -- Sc 40000 I, I c10 120 140 100 180 Energy (iNV) 99 mTc and 123I Energy Spectra. The graph shows a sample energy spectrum indicating detected scattered, unscattered, and total Tc-99m and 1231 photons. The graph also indicates the photo-peak energy windows for 99mTc (129-148 keV) and 123I (148-175 keV) (from Du et al. 2003). Figure 2.11. 2.5.3 Image Reconstruction in Dual-Isotope SPECT Image reconstruction in dual-isotope SPECT is rapidly evolving in the tomographic imaging research field. Many methods for dual-isotope SPECT reconstruction have been created 40 recently, and more are being created (Ouyang et al. 2009). As stated above, the difficult parts about simultaneous 99mTc/ 2 1 imaging are the down-scatter and cross talk between both isotopes' energy windows. Reconstruction methods that correct for these problems have been created and tested successfully (de Jong 2007; El Fakhri et al. 2001; de Jong 2007; Ouyang, El Fakhri, and Moore 2007; Zheng et al. 2004). Recently, researchers have developed a reconstruction method that incorporates a fast Monte Carlo (MC) simulation method into a joint ordered-subset expectation maximization (JOSEM) approach, or MC-JOSEM (Ouyang, El Fakhri, and Moore 2007). The MC simulation method accurately models all physical factors involved in image formation while also incorporating patient-specific activity distributions. Hence, MC-JOSEM compensates simultaneously for scatter and cross talk, as well as for collimator penetration and collimator and detector scatters (Ouyang et al. 2009). The objective of this thesis is to compare the lesion detectability of mimicked dualisotope images reconstructed using MC-JOSEM to the lesion detectability of sequential singleisotope images. 41 3 Methods 3.1 MC (GATE) Simulation of Simultaneous 9 9 mTC/I 2 3 1 Studies Full Monte Carlo simulations were performed using the GATE program to accurately model a Siemens SPECT camera (Siemens T6 SPECT-CT). An NCAT phantom (anthropomorphic digital phantom) was used to simulate realistic separate noise-free and 12 3I-MIBG 99mTc-MDP whole-body SPECT scans with lesions at different locations using realistic activity distributions. These two separate SPECT scans were combined to mimic dualradionuclide SPECT scans. 3.1.1 SPECT System Specifications Using the GATE program, a dual-head Siemens T6 SPECT-CT (see Figure 2.1) system was modeled for the data acquisition. Each gamma camera was modeled with a Low Energy Low Penetration (LELP) parallel-hexagonal-hole collimator with face-to-face (F2F) distance of 1.11 mm, septal thickness of 0.16 mm, and hole length of 24.05 mm. Each NaI(Tl) detector crystal was 0.95-cm thick. The detectors have an energy resolution of 10% at 140 keV. A dualhead, fixed 1800 configuration was used. Each head rotated 1800 in 3.75* intervals, giving 48 views. Hence, there were a total of 96 projections covering a 3600 angular range for each acquisition, and each projection was a 128x128 matrix with a pixel size of 2.7x2.7 mm2. Data was acquired in frame mode for two energy windows: 129-148 keV, Othe window and 148-175 keV, the 3.1.2 123 99mTc photo-peak photo-peak window. NCAT Phantom Specifications The anthropomorphic NCAT phantom was used to generate an index image, where each tissue or organ is assigned an integer. Each index was assigned a concentration value and 42 material name (for linear attenuation coefficient), modeling the activity distributions based on previously reported MGH clinical studies of 99 mTc-MDP and ' 3 I-MIBG. Figure 3.1 gives coronal, transverse, and sagittal sections of the CT images of the NCAT phantom. Figure 3.1. CT Images of the NCAT Phantom. Left: Coronal section. Middle: Transverse section. Left: Sagittal section. Table 3.1 summarizes the most important tissues or organs with the appropriate relative activity concentration of 99mTc-MDP and 12 1-MIBG. Also, five tumors were simulated inside the body, but their activity concentrations were adjusted before reconstruction for an appropriate lesion detectability comparison. Table 3.1. Relative Activity Concentration for Different Body Parts Body Part ""'Tc-MDP Relative Activity Heart 5 Lungs 2 Liver 5 Spine 80 Kidney 5 Soft-tissue 5 3.1.3 2 1 1I-MIBG Relative Activity 20 5 25 5 5 5 99mTc and mI SPECT Simulations Full Monte Carlo simulations were performed to simulate 99mTc-MDP and 2 1-MIBG SPECT studies separately using the GATE program. The tumor simulation was also performed 43 separately. Five tumors were simulated: TI in the left lung, T2 in the liver, T3 in the spine, T4 in soft tissue, and T5 in the pelvis. All simulations were performed with the same scan time. Scattered photons were followed up to eight orders of scatter. Only 123 99 mTc 140-keV photons and 159-keV photons were simulated. The low-abundance high-energy mI photons above 159 keV were not simulated for simplicity. The simulations included all details of the photon transport through the torso (using anthropomorphic attenuation values), collimator, and detector. Compton scatter, coherent scatter, and penetration through the collimator septa, as well as backscatter from camera components behind the NaI(Tl) crystal, were also simulated. For each isotope, noise-free projection data sets were generated first for each of the two energy windows. Lesions were added to the 99mTc and were then generated by combining the 99mTc and 129-151 keV window were three times the total 123 1231 1231 data separately. Dual-isotope data data so that the total 99 mTc counts in the counts in the 159-175 keV window to mimic a clinical dual-isotope torso SPECT setting. The projections were scaled so that the total number of 99mTc counts in the 129-151 keV window was 12x 106, which was consistent with statistics observed in previous patient studies. The projections were also scaled so that the lesions were barely visible, so that a proper comparison of lesion detectability after reconstruction could be conducted. The 99mTc-MDP dual-isotope data was generated by combining the present data with the 123I generated by combining the lesion-absent data, whereas the 1231 lesion-present data with the 23 1-MIBG 99mTc 99mTc lesion- dual-isotope data was lesion-absent data. Table 3.2 summarizes the maximum standardized uptake value (SUV) of each tumor relative to the mean background SUV of the appropriate location in the reconstructed image without lesions, defined as follows: Ratio = suvmax(tumor) SUVmean(backbround) 44 Sixteen noisy data sets, consisting of 96 projections each, were generated from the "noise-free" projections using a Poisson pseudo-random noise generator. Table 3.2. Ratio of Tumors Maximum SUV (Lesions Present) to Mean Background SUV (Lesion Absent) at Same Location in Lesion-Absent Data 123 I-MIBG ""'Tc-MDP Tumor (location) TI (left lung) T2 (liver) T3 (spine) T4 (soft tissue) T5 (pelvis) 3.2 1.92 2.78 2.70 4.26 2.63 2.39 2.71 3.30 3.33 1.77 Reconstruction Methods for Simultaneous 99 mTc/ 123 I Studies For each of the 16 noise realizations of the dual-isotope data and each of the sequential single-isotope data, two reconstruction methods were implemented for comparisons: (1) After creating the mimicked dual-isotope data, the photo-peak-energy-window projections (129-148 keV for 99mTc and 148-175 keV for 1231) were reconstructed independently using standard OSEM while modeling the attenuation map and the collimator detector PSF but without scatter correction. The dual-isotope 99mTc and 123 images after three iterations were used as starting images for the fast MC algorithm to estimate scatter and cross-talk contributions to both photo-peak energy windows. One hundred million photon histories were generated based on these two starting images to estimate scatter contributions for each of the 96 projection angles. Scatter maps were simulated at each projection angle for many energy windows, denoted as object energy windows (OEWs), throughout the entire energy spectrum for all the primary and scattered photons that have non-negligible probability of being detected in the two detected energy windows (DEWs) used by the scanner. These scatter maps were then blurred by the PSFs to form the projection for each DEW to obtain § The PSFs mentioned in the reconstruction methods are described in detail in Ouyang et al. (2009) 45 the scatter and crosstalk estimates. Then, a joint OSEM incorporating two radionuclides and two DEWs was performed with three additional iterations for each noise realization. The simulated PSFs and attenuation corrections were included in both the forwardprojection and back-projection. The fast MC-estimated scatter contributions, which were calculated only once, were added to the estimates of primary photon projections during the forward-projection step of each iteration. For the joint OSEM, each forward projection has contributions from both isotopes, in which each back-projection has contribution from both DEWs. This is different from the standard OSEM procedure described above, in which only one radionuclide and one DEW are involved in the reconstruction process. This algorithm is denoted as MC-JOSEM. The detector PSFs were simulated separately for a sphere source in air. All the physical processes in the detector materials, including penetration and scatter in the collimator, the NaI(Tl) crystal, and the materials behind the crystal, were modeled. The sphere source has the same volume as a voxel (19.7 mm 3 ). The PSFs were represented by a five-dimensional array indexed by OEW, DEW, source-tocollimator distance (32 bins from 0.2 to 48.2 cm), and a two-dimensional detector "kernel" (2.7x2.7 mm 2 sampling). Each kernel was represented by a 63x63 pixel array; however, only one 32x32 quadrant needed to be stored owing to symmetry. (2) The sequential single-isotope projections were reconstructed independently using their respective photo-peak-energy-windows (129-148 keV for 99mTc and 148-175 keV for 1231) with standard OSEM while modeling the attenuation map and the collimator detector PSF using the fast MC method for scatter correction. This is the gold standard for this study. It will be denoted as SI-OSEM in this thesis. 46 For all reconstructions in this study, eight subsets were used with eight projections per subset. In both the projector and back-projector, the attenuation map and the detector PSF were modeled. The reconstructed image volume consisted of 128x128x128, 2.7-mm cubic voxels. 3.3 Lesion Detectability Comparison The dual-isotope simulated studies were compared to the sequential single-isotope studies on the basis of the performance of a model observer in detecting the presence of a lesion of unknown size and shape on an anatomic background for all 16 noise realizations. The model observer was a 3D three-channel Hotelling observer (CHO), by which a 32x32 pixel sub-image data was processed through the frequency channels that were designed to mimic the human visual system (Abbey and Barrett 2001). The 32x32 image corresponded to the slice with the greatest signal from a lesion located in pixel (16,16) at the center of the image (only one lesion was present in any 32x32 image). The CHO signal-to-noise ratio (SNR) is given by (2) SNCRHO = (Wf)T S2 (Af), where, Af is the mean inter-class channel output difference vector, and S2 is the intra-class scatter matrix, calculated from the (channelized) covariance matrices Mi and M2 of the two classes (lesion-present and lesion-absent) being discriminated by S2 = M1+M2 2 A three-channel (sparse) difference-of-Gaussians Hotelling observer (Abbey and Barrett 2001) was used. The (radially symmetric) channel profiles Co, C1 , and C2 were given by 1f pj 2 C(p) =e where p is the spatial frequency, j 2kz 1 p 2 e 2 = 1, 2, ..., N indexes the channels, a = o 2j1-, (3) and ao = 0.052. The parameters of this observer model were appropriate for a viewing distance of 47 60 cm and a displayed pixel size of 0.51 mm. Doubling the diagonal elements of the channel covariance matrix incorporated the effect of the observer noise on task performance. Since the same images were used for both the training set and evaluation set for this study, a potential bias in the CHO SNR estimates was introduced. Any such bias, however, was the same for both sequential and simultaneous dual-isotope studies, and could therefore not affect the conclusions. The lesion detectability performance estimated with the CHO, dA, can be related to the corresponding area under the receiving operator characteristic curve (Az) by: dA = 2 erf~ 1 (2Az - 1), where erf-1 is the inverse error function. 48 (4) 4 Results and Discussion 4.1 MC (GATE) Simulation of Simultaneous 99 mTc/ 2 3 1 Studies After the MC (GATE) simulation was finished, the projection data was analyzed, and the tumors were combined with the 9 9mTc and 1231 data as aforementioned. Figure 4.1 shows single- isotope and dual-isotope projection data for 99mTc-MDP and 123 I-MIBG. 16 12 "'"TC-MDP 4 0 16 L 12 23 1-MIBG S 4 0 Dual-Isotope Single-Isotope 99 Figure 4.1. Single-Isotope and Dual-Isotope Projection Data. The top and bottom rows give the mTc2 MDP and 1-MIBG projection data, respectively. The left and right columns show the single-isotope and dual-isotope data, respectively. All images correspond to the same projection angle. 49 As shown in the images, the projections were also scaled so that the lesions were barely visible, so that a proper comparison of lesion detectability after reconstruction could be conducted. 4.2 Reconstruction of Simultaneous 99 mTC/1 2 3 1 Studies Each of the 16 noise realizations of the dual-isotope data and each of the sequential single-isotope data were reconstructed using MC-JOSEM and the SI-OSEM respectively. 16 12 "'TC-MDP 4 S 16 12 231-MIBG Li 4 0 MC-JOSEM SI-OSEM Figure 4.2. Comparison of Reconstructed Images After Three Iterations. The top and bottom rows give the 9 9mTc-MDP and 2 3I-MIBG reconstructed data, respectively. The left and right slices correspond to the SI-OSEM and MC-JOSEM reconstructions, respectively. All images correspond to the same transverse slice in the reconstructed data. 50 Figure 4.2 shows a transverse slice though the torso of the 99mTc-MDP and 12 1-MIBG reconstructed images of both single-isotope and dual-isotope data, reconstructed with SI-OSEM and MC-JOSEM, respectively. The images reconstructed with MC-JOSEM were close to the images reconstructed with SI-OSEM. This finding is confirmed by the quantitative analysis studies shown below. Lesion Detectability Comparison 4.3 The lesion detectability from the MC-JOSEM reconstruction was compared to that of SIOSEM gold standard reconstruction algorithm on the basis of the SNR of lesions. Figures 4.3 and 4.4 show the comparison between SNR of lesions in reconstructed images for and 99 mTc-MDP I-MIBG, respectively. The SNR of lesions in MC-JOSEM-reconstructed images is close 12 3 23 to that of SI-OSEM-reconstructed images for both 99mTc-MDP and 1 1-MIBG. It is also evident that SNR is lesion-dependent (it depends on contrast, location, and other factors). Because of the CHO uncertainty and the lesion-dependability of the SNR, it is not surprising that the MCJOSEM SNR can be higher than the SI-OSEM SNR for one of the lesions. On average, the SNR obtained from dual-isotope studies is only 5.77% and 10.61% lower than single-isotope studies for 99 mTc-MDP/l 3 99mTc-MDP and I-MIBG, 123 respectively. Hence, simultaneous I-MIBG has the potential to replace sequential neuroblastoma imaging. 51 99mTc-MDP and 12 3I-MIBG for - SI-SM 8 *6MC-JOSEM 6 cC- 0 5 4 (-C Xz 3 -**4 Ln - - 0 Tumor I Tumor 2 Tu- r3 Tumor4 Tumor 5 99 Figure 4.3. Comparison of SNR of Lesions in mTc-MDP Reconstructed Images After Three Iterations. The blue striped and red diamonds bars correspond to SI-OSEM and MC-JOSEM, respectively. 8 7 6 C C - 4 SI-SEM 'MC-JOS&M 3 0 0 **4 zCd, =--***4 :*4 ***4 ZvZV41rl Tumor I Tumor 2 Tumor 3 Tumor 4 23 1 I-MIBG Tumor S Figure 4.4. Comparison of SNR of Lesions in Reconstructed Images After Three Iterations. The blue striped and red diamonds bars correspond to SI-OSEM and MC-JOSEM, respectively. 52 5 Conclusions and Future Projections The MC-JOSEM reconstruction algorithm was applied to simultaneous 'Tc/'I- simulated data and its lesion detectability was compared to that of the standard single-isotope reconstruction algorithm. The lesion detectability of from the MC-JOSEM reconstruction 99 algorithm is close to the single-isotope golden standard reconstruction algorithm for both mTc- MDP and I-MIBG. 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