A Novel Nanodelivery System for Combination Tumor Therapy By David A. Eavarone B.S. Biomedical Engineering Case Western Reserve University, 2000 Submitted to the Biological Engineering Division in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE IN BIOLOGICAL ENGINEERING AT THE MASSACHUSETTS INSTITUTE OF TECHNOLOGY February 2004 © 2004 Massachusetts Institute of Technology All Rights Reserved MASSACHUSETTS INSTImTTE OF TECHNOLOGY LIBRARIES Signature of Author: Biological Engineering Division February 5th, 2004 . v Certified by: Ram Sasisekharan Professor of Biological Engineering Thesis Supervisor Accepted Acceptedby: _ by: I /I - / TC K. Dane Wittrup JP Mares Professor of Chemical Engineering and Biological Engineering Chairman of Thesis Committee OF TECHNOLOGY ARCHIVES LIBRARIES A Novel Nanodelivery System for Combination Tumor Therapy By David A. Eavarone Submitted to the Division of Biological Engineering on February 5th, 2004 in Partial Fulfillment of the Requirements for the Degree of Master of Science in Biological Engineering Abstract Anti-angiogenic therapy offers many benefits over traditional cytotoxic chemotherapy including fewer toxic side effects and the reduced development of drug resistance. Anti-angiogenics alone have not proven effective in inducing tumor regression in the clinic due to both the cytostatic nature of anti-angiogenic therapy and the potential formation of new regions of hypoxia within the tumor after therapy. The new therapeutic paradigm is for combining both anti-angiogenics and traditional cytotoxic agents for a synergistic effect. The efficacy of cytotoxic agents may be reduced after anti-angiogenic therapy, however, due to limited access to tumor vasculature and hypoxia-induced drug resistance. We propose that loading cytotoxic agents within the tumor prior to blood vessel collapse will enable both greater drug accumulation within the tumor as well as a reduction in the formation of therapy-induced regions of hypoxia. We present here a novel nanodelivery vehicle termed a 'nanocell' for the spatio-temporal recruitment of both anti-angiogenics and cytotoxic agents within the solid tumor to achieve this goal. Nanocells consist of a polymeric nanocore encapsulating the cytostatic agent doxorubicin surrounded by a lipid vesicle containing the anti-angiogenic agent combretastatin A4. Nanocell treatment resulted in an 88% reduction in tumor size in vivo, compared to a 66% reduction in tumor size after delivering combretastatin A4 lipid vesicles and doxorubicin nanocores simultaneously but separately. Nanocell treatment also resulted in a significant reduction in systemic toxicity, fewer metastases to the lung and liver, and a greater degree of tumor apoptosis. 2 Acknowledgements I would first and foremost like to thank my research advisor Ram Sasisekharan who has been an outstanding mentor and an inspiration throughout my time here. I would also like to thank my labmates and colleagues without whose assistance and expertise this thesis would not have been possible. I would like to first thank Dr. Shiladitya Sengupta, whose inspiring ideas and pharmacological expertise helped this research to succeed like it did. I would also like to thank Dr. Ishan Capila for his expertise and work on drug-polymer linkages and Dr. Ganlin Zhao for her expertise and work on polymer formulations. I would also like to thank Tanyel Kiziltipe for her work preparing YFP-B 16F 10 cells, and Nikki Watson for her expertise on electron microscopy. I would also like to thank the other members of Ram's lab who have all made great contributions to my scientific and personal growth. I also owe many thanks to my parents for their support over the years and to Lisa Haas who recently became my wife. This thesis would not have been possible without her support and understanding. would also like to thank the Whitaker Foundation for funding this study. 3 I Table of Contents Abstract...................................... ................. 2.......... ................................................................................. Acknowledgements Table of Contents...................................... ................... 3 4......... Chapter 1. 1.1. 1.2. Introduction .................................................................. Anti-angiogenics: Cutting off the Tumor Blood Supply....................... Nanotechnology in Cancer Therapy ............................................... 5 5 9 Chapter 2. Materials/Methods .................................................................. ............................. 2.1. Synthesis/Characterization of Nanocells ......... 2.1.a. Synthesis/Characterization of Nanocores ............................. 2.1.b. Synthesis/Characterization of Lipid Vesicles........................ 2.1.c. Encapsulation of Nanocores within Lipid Vesicles.................. 12 12 12 14 14 2.2 In Vitro Evaluation in Co-culture Assay .......................................... 15 2.3. In Vivo Evaluation in Murine Melanoma Model ......... ................... 2.3.a. Murine Melanoma Tumor Model ...................................... 2.3.b. Immunohistocytochemistry of Tumor Vasculature .................. .. ......... 2.3.c. Quantifying Apoptosis in Tumor Sections......... 2.3.d. Analysis of Metastatic Nodes ........................................... 16 16 17 18 18 Chapter 3. Results ................................................................. 3.1. Synthesis/Characterization of Nanocells ......................................... 3.1 .a. Synthesis/Characterization of Nanocores ................................ 3.1.b. Synthesis/Characterization of Lipid Vesicles........................... 3.1.c. Encapsulation of Nanocores within Lipid Vesicles.................... 3.2. Evaluation of the Therapeutic Benefit of Nanocells ............................ 19 19 19 20 21 23 Chapter 4. Discussion.................................................................. 30 References ..................................................... 36 4 Chapter 1. Introduction Current chemotherapeutic approaches are limited by the development of drug resistance, palliative outcomes, and global systemic toxicity, leaving a niche for newer strategies. Promising new molecules called anti-angiogenics are in advanced clinical development stages as an alternative treatment for their inhibitory activity against tumor vasculature. Anti-angiogenics are specific for dividing endothelial cells and are thus not as likely to cause the toxic systemic side-effects characteristic of traditional chemotherapeutic agents. Vascular endothelial cells are also far more genetically stable than the tumors they inhabit, and are thus less likely to develop drug resistance even after prolonged treatment.(1) We present here the development of a novel nanodelivery system for the efficient delivery of anti-angiogenics in combination with traditional cytotoxic agents for an enhanced therapeutic effect. 1.1. Anti-Angiogenics: Cutting off the Tumor Blood Supply The term angiogenesis describes the formation of new capillaries from existing vasculature (for review see(2)). While the adult vasculature is primarily quiescent, angiogenesis occurs physiologically during embryonic development, wound healing, and the menstrual cycle. Angiogenesis is also implicated in certain pathological conditions including cancer. As a tumor undergoes rapid growth, existing vasculature is co-opted to ensure that cells maintain an adequate nutrient supply and are able to efficiently remove waste(3, 4). Vascular cooption is confined to the tumor periphery and gradual tumor expansion causes a progressive central hypoxia. In order for these hypoxic cells to survive they must switch to an angiogenic phenotype(5, 6). Some tumor clones remain 5 dormant for many months and are thus confined within several millimeters in diameter until they activate an angiogenic pathway(7). Hypoxia, through hypoxia inducible factora, induces the expression of pro-angiogenic factors and may result in an angiogenic phenotype if proangiogenic factors are in excess of antiangiogenic factors(8). The balance between proangiogenic and antiangiogenic conditions is affected by a variety of factors including metabolic and mechanical stresses, hypoxia, and genetic mutations(9). Once initiated, tumor angiogenesis is characterized by a regulated series of sequential steps (for review see(9)). Angiogenic factors produced by tumor cells bind to endothelial cell receptors and initiate angiogenesis. Matrix metalloproteinases (MMPs), released by activated endothelial cells, degrade the basement membrane and extracellular matrix (ECM) surrounding already existing capillaries near the tumor site. The break-up of ECM releases additional pro-angiogenic factors further enabling the switch to an angiogenic phenotype(10). Pro-angiogenic stimuli cause endothelial cell junctions to become altered with newly formed cell projections growing towards the source of the stimulus. Endothelial cells then migrate into the tumor ECM and proliferate. There, newly formed endothelial cells organize into hollow tubes in a process called canalization. The fusing of these newly formed vascular tubes with the creation of new basement membrane enables blood flow within the tumor. The vascular density of tumors is highly heterogeneous, and tumor blood vessels exhibit many abnormalities when compared to normal vessels including a high percentage of proliferating endothelial cells, an increased tortuosity, and aberrant basement membrane formation(1 , 12). As a result, tumor blood vessels exhibit marked extravasation or vessel wall hyperpermeability. Molecular transport across tumor vessels 6 may occurr via a number of pathways including interendothelial junctions and transendothelial channels, vesicular vacuole organelles, and fenestrations(13). The pore cutoff size of the tumor vasculature varies depending upon tumor model, however it is most commonly reported to range between 400 and 800nm(13, 14). The first convincing evidence that tumor growth may be angiogenesis dependent came in 1968 with an experiment demonstrating that implanted tumor tissue in nonvascularized rabbit cornea did not grow until newly formed vessels from the limbus reached the implant(15). Since then, a large body of work has gone into uncovering the factors responsible for promoting tumor angiogenesis as potential targets for new therapy. Such factors currently include vascular endothelial growth factor (VEGF), basic fibroblast growth factor (bFGF), platelet-derived endothelial growth factor (PDGF), fibronectin, scatter factor (SF), and others (for review see(16)). Currently explored antiangiogenic agents are of at least three classes: agents that are directly cytotoxic or static against endothelial cells, agents that inhibit growth factor release, and agents that block growth factor signaling (for review see(1)). Several angiogenic inhibitors are currently under study in Phase I, II, and III clinical trials (see http://www.cancer.gov/clinicaltrials for current trials). Contrary to a promising body of successful work using anti-angiogenics in animal tumor models, the best outcomes from these clinical studies have been, with few exceptions, stabilization of tumor growth over a defined period(17). An explanation for these relatively disappointing findings has been offered on several rationales(l7). Most animal studies on which the success of anti-angiogenics are based are performed with ectopically growing subcutaneously implanted tumors. Due to the relative sparseness of vasculature 7 within the subcutis, tumors in these studies are then expected to be more dependent on new vessel formation than tumors that grow orthotopically(18). Also, tumor cells used in animal studies are highly selected compared to the heterogeneous mixture of cells found in patients. Tumor cells expressing specific genetic markers have demonstrated marked susceptibility or resistance to anti-angiogenic treatments(19). Further difficulty in analyzing the effect of anti-angiogenics comes from finding clinical parameters for measuring their success(20). With current cytotoxic therapies, tumor reduction is the major parameter for measuring treatment success. With anti-angiogenics, however, the lack of tumor regression may not always indicate a failure, as the mechanism of action of anti-angiogenics is often cytostatic in nature(1). While there is compelling experimental evidence that at least certain types of tumors are angiogenesis dependent, recent clinical trials have demonstrated that purely anti-angiogenic treatments are not as effective for achieving tumor regression as was originally hoped. The growing consensus is towards combination therapy(1, 5, 17), using anti-angiogenics as well as traditional chemotherapy for a synergistic effect. This, however, has been more difficult than was originally anticipated. While combination therapy has been shown in many cases to be beneficial(21, 22), recent evidence has demonstrated that interactions between anti-angiogenic and cytotoxic agents may in fact be antagonistic in certain tumor models. Anti-angiogenics, by cutting off the tumor blood supply, may in turn induce new regions of tumor hypoxia(23, 24). Tumor hypoxia not only contributes to the induction of angiogenesis through the release of hypoxia inducible factor-a, but it also has been correlated with an increase in tumor invasion and metastasis(23). Of particular concern is the effect of hypoxia on the efficacy of 8 traditional chemotherapeutic agents. While it can be expected that reduced blood flow within the tumor will reduce the access of an intravenously administered drug, hypoxia has also been shown to contribute directly to cytotoxic drug resistance over a range of tumor models(25). While this resistance is likely due in part to reduced cell proliferation within hypoxia regions of tumor(25), upregulation of hypoxia inducible factor-a has also been correlated with the upregulation of the anti-apoptotic protein Bcl-2 and the multidrug resistance product P-glycoprotein(26, 27). We propose that this antagonistic effect may be minimized by the controlled loading of cytotoxic agents within vascularized regions of tumor prior to blood vessel collapse. Blood vessel collapse at the site of cytotoxic agent delivery may provide the added benefit of trapping the drug within the tumor thus reducing systemic toxicity while promoting drug action. We relied upon extensions to the existing art of nanoscale drug delivery to approach this goal. 1.2. Nanotechnology in Cancer Therapy Nanoscience has been described as one of the most important research and development frontiers in modem science(28). Nanoscale particles are of an interest fundamentally because nearly all physical properties of a material change when the size of the particles making up the material are nanoscopic. One prominent use of nanoscale particles in medicine involves the use of gold nanoparticles in medical diagnostic kits. The small size and shape of these particles enables gold to show virtually all colors of the rainbow while macroscopic quantities of gold may only show one color(29). Other uses of nanoparticles in medicine include their use as vehicles for DNA transfection, enzyme encapsulation, biosensors, and drug delivery(28). The use of nanoparticles in drug 9 delivery has offered considerable promise for the enhanced delivery of chemotherapeutic agents. Encapsulation within or binding to small colloidal particles enables drugs in many cases to circulate longer, accumulate preferentially within tumor tissue, have reduced systemic toxicity, undergo controlled release, and even bypass certain cellular mechanisms of drug resistance (for review see(30)). Recently, the design of multichamber nanoparticle devices has been of benefit for improving the utility of nanotechnology in biomedical applications. The encapsulation of fluorescent semiconductor nanocrystals (quantum dots) within block-copolymer micelles has enabled enhanced biocompatibility for both in vitro and in vivo imaging(3 1). Micellar nanocontainers consisting of a core containing an active therapeutic agent surrounded by a block-copolymer micelle has assisted in water dispersability of the agent and efficient delivery to specific cytoplasmic organelles(32). Drug-loaded polymeric chitosan vesicles encapsulated within lipid have been demonstrated to enable controlled release of a single agent altered by the presence of the outer lipid chamber(33). The advantages and pitfalls of current combination therapy have established a potential benefit for single vehicles able to deliver multiple drugs having different modes of action with controlled and distinct release properties. The use of multi-chambered nanodelivery vehicles has logical extensions to this application. We demonstrate here a novel nanodelivery system for the spatio-temporal recruitment of anti-angiogenics and traditional cytotoxic agents at the site of tumor for a more optimal anti-tumor effect than standard co-administration of the two therapies. This delivery system consists of a small (<100nm) polymeric nano-core surrounded by a larger (-200nm) spherical lipid bilayer shell. Both the nano-core and the surrounding lipid shell 10 are able to encapsulate separate chemotherapeutic agents with different release characteristics. In this case, the cytoxic drug doxorubicin is covalently encapsulated within the nano-core, while the anti-angiogenic agent combretastatin A4 is preferentially partitioned within the lipid bilayer. These drug-loaded 'nanocells' are passively taken up by the tumor's leaky vasculature through extravasation, though they may also be targeted to tumor by means of ligand or antibody binding. We demonstrate here that this system enables a substantially greater anti-tumor effect than traditional co-administration of the two agents, as well as less systemic toxicity and tumor metastasis. 11 Chapter 2. Materials/Methods 2.1. Synthesis/Characterization 2.1.a. Synthesis/Characterization of Nanocells of Nanocores Polylactic glycolic acid (PLGA) (Medisorb® 5050 DL 4A), having a lactide / glycolide molar ratio of 50/50, was obtained from Alkermes (Wilmington, OH). The average molecular weight of this polymer is reported to be 61 kDa and it has free hydroxyl and carboxylic groups at its terminal ends. Doxorubicin hydrochloride, p- nitrophenyl chloroformate, polyvinyl alcohol (PVA) (Av. Mol. Wt. 30,000-70,000), and triethylamine were obtained from Sigma-Aldrich (St. Louis, MO). All other reagents and solvents were analytical grade. The conjugation of doxorubicin to PLGA was performed as described previously(34). Briefly, 1.5 g of PLGA 5050 DL 4A was dissolved in 15 ml of methylene chloride and activated by the addition of 14 mg of p-nitrophenyl chloroformate and 9.4 mg (- 9.6 ptL) of pyridine to the solution, kept in an ice bath at 0 °C (stoichiometric molar ratio of PLGA: p-nitrophenyl chloroformate: pyridine = 1:2.8:4.7). The reaction was carried out for 3 hours at room temperature under nitrogen atmosphere. The resulting solution was diluted with methylene chloride and washed with 0.1 % HCl and brine solution. The organic phase was separated, dried on anhydrous magnesium sulfate, filtered, and then rotary-evaporated to yield activated PLGA polymer. Activated PLGA (0.4g) was dissolved in 3 mL of dimethylformamide (DMF) and reacted with 4 mg of doxorubicin and 2.7 mg (- 4 ptL)of triethylamine for 24 hours at room temperature under nitrogen atmosphere (stoichiometric molar ratio of activated PLGA: doxorubicin: 12 triethylamine = 1:1:4). The final conjugated product was precipitated by the addition of cold ether then washed with ether, filtered, and dried under vacuum. Nanocores were formulated using an emulsion-solvent evaporation technique similar to that described previously(34). Briefly, 50mg PLGA-DOX was allowed to dissolve completely in 2.5mL acetone for one hour at room temperature. At this time, 0.5mL methanol was added and the entire solution was emulsified into an aqueous solution of PVA (0.5 g / 25 mL) by slow injection with constant homogenization using a tissue homogenizer followed by one minute of sonication (Misonix, Farmingdale, NY). The emulsion was added to a dilute aqueous solution of PVA (0.2 g / 100 mL) with rapid mixing for 3 hours at room temperature to evaporate any residual acetone or methanol. Nanocore size fractions were recovered by ultracentrifugation at 8,000, 15,000, 20,000, and 22,000 RPMs. Nanocores from the smallest size fractions were extruded through a 100nm membrane using a hand-held extruder (Avestin, Ottawa, ONT) to obtain nanocores for encapsulation within nanocells. The nanocores were sized by dynamic light scattering (Brookhaven Instruments Corp, Holtsville, NY) as well as by SEM. For SEM preparation, nanocores were lyophilized for 72 hours following which a small quantity was dusted onto a carbon grid and coated with gold. Particles were analyzed using a Philips EM at a magnification of 65000X. All nanocores were used within 2 hours of synthesis to minimize aggregation. 13 2.1.b. Synthesis/Characterization of Lipid Vesicles Cholesterol (CHOL), egg-phosphatidylcholine (PC), and distearoylphosphatidylcholine - polyethylene glycol (m.w. 2000) (DSPE-PEG) were obtained from Avanti Polar Lipids (Birmingham, AL). Combretastatin A4 was obtained from Tocris Cookson (Ellisville, MO). All other reagents and solvents were of analytical grade. Lipid vesicles consisting of PC:CHOL:DSPE-PEG (2:1:0.2 molar) were prepared by dissolving 27.5mg lipid in 2mL chloroform in a round bottom flask. 12.5mg of combretastatin A4 was co-dissolved in the choloroform mixture at a 0.9:1 drug:lipid molar ratio. Chloroform was evaporated using a roto-evaporator to create a monolayer lipid/drug film. This drug/lipid film was resuspended in lmL H2 0 after one hour of shaking at 65C to enable preferential encapsulation of combretastatin A4 within the lipid bilayer. The resulting suspension was extruded through a 200nm membrane at 65°C using a hand held extruder (Avestin, Ottawa, ONT) to create unilamellar lipid vesicles. The average vesicle size was determined by dynamic light scattering (Brookhaven Instruments Corp, Holtsville, NY). Encapsulation efficiency was determined by passage of the drug/lipid vesicle mixture through a PD-10 column containing Sephadex G-25 (Pharmacia Biotech) with UV monitoring of combretastatin A4 elution at 290nm. 2.1.c. Encapsulation of Nanocores within Lipid Vesicles PLGA-I)OX nanocores were prepared as described above, and nanocores -100nm were selected for encapsulation in nanocells by extrusion through a 100nm membrane. When synthesizing combretastatin A4 lipid vesicles, nanocores containing 250ktg 14 doxorubicin were added to the aqueous lipid resuspension buffer. The mixture was analyzed using TEM to determine encapsulation efficiency. Briefly, the sample was fixed in 2.5% gluteraldehyde, 3% paraformaldehyde with 5% sucrose in 0. 1M sodium cacodylate buffer (pH 7.4), embedded in low temperature agarose and post fixed in 1% Os04 in veronal-acetate buffer. The sample was stained overnight with 0.5% uranyl acetate in veronal-acetate buffer (pH 6.0), and then dehydrated and embedded in epon812 resin. Sections were cut on a Leica ultra cut UCT at a thickness of 70nm using a diamond knife, stained with 2.0% uranyl acetate followed by 0.1% lead citrate and examined using a Philips EM410. 2.2. In Vitro Evaluation in Co-culture Assay Cell incubation was performed at 37°C in a humidified atmosphere containing 5% CO2 . B 16F 10 murine melanoma cells were obtained from ATCC (Rockville, Maryland) and were previously transfected with yellow fluorescent protein (YFP) and selected under puromycin pressure. YFP-B16F10 colonies were confirmed to express YFP using epifluorescence microscopy and fluorescence activated cell sorting. B 16F 10 were cultured in MEM-a (Invitrogen, Rockville, Maryland) supplemented with 10% fetal bovine serum (FBS). Human umbilical vein endothelial cells (HUVECs) were obtained from Cambrex (East Rutherford, NJ) and were pooled from three donors. HUVECs were cultured in EBM media (Cambrex) supplemented with bullet kit (Cambrex) and 20% FBS. YFP-B 16F 10 and HUVEC cells were co-cultured to determine the differential effects of nanocells on tumor and vasculature. Briefly, growth factor reduced Matrigel 15 (Invitrogen) was plated on glass coverslips where it was allowed to gel at 37°C. HUVECs were trypsinised and plated on the Matrigel coated coverslips at a density of 3 x 104 cells per coverslip. Coverslips were cultured in 12 well tissue culture plates for 24 hours allowing HUVECs to form tube-like structures. YFP-B 16F10 cells were then trypsinized and plated in each well at a density of 1 x 104 cells/well. The co-culture was allowed to develop a further 24 hours before treatment formulations were added. Treatment formulations consisted of i.) control, ii.) lipid vesicles containing 351LM combretastatin A4, iii.) nanocores containing 25gM doxorubicin, and iv.) drug-loaded nanocells. After incubation with treatment for 12 or 30 hours, the cells were fixed with 4% paraformaldehyde on ice for 20 minutes and then incubated with propidium iodide to label the nuclei. The coverslips were washed with phosphate buffer saline (PBS), and analyzed using a Leica LSM510 confocal microscope. Images were captured randomly from four sectors at a resolution of 510X510 pixels. The FITC and Rhodamine images were merged to create the final image. Quantification of the area covered by endothelial cells or YFP-B 16F 10 cells was carried out using a planimetric point-count method using a 224-intersection point square reticulum. Data were expressed as the ratio of each component to the total area covered by cells. 2.3. In Vivo Evaluation in Murine Melanoma Model 2.3.a. Murine Melanoma Tumor Model Twenty-four male C57/BL6 mice (Charles River Laboratories, Wilmington, MA) weighing approximately 25g were subcutaneously injected with 3x 105 YFP-B 16F10 cells into the right flank on day 1. Fifteen of these mice were selected for tumors of 16 approximately 150mm3 in volume on day 9 and randomized into five different treatment groups. Treatments consisted of tail vein injections of 100pL sterile H20 containing either i.) control, ii.) lipid vesicles containing 50mg/kg or 25mg/kg combretastatin A4, iii.) nanocores containing lmg/kg doxorubicin, iv.) combretastatin A4 lipid vesicles simultaneously injected with doxorubicin nanocores, and v.) drug-loaded nanocells. A total of three treatments were administered through the tail vein every alternate day until the animals were sacrificed on day 14 and the tumors were excised for histopathology. 1 ml of blood was drawn through cardiac puncture and profiled for white blood cell counts and hemoglobin levels. 2.3.b. Immunohistocytochemistry of Tumor Vasculature Tumor samples were snap frozen on dry ice and embedded in TissueTek on day 14. Thin cryosections (0tm) were made using a Reichart cryostat and fixed in methanol. The sections were then permeabilized in Tris buffer with Triton-X and Tween and blocked with 1% goat serum. The sections were probed overnight with a rabbit primary antibody against von Willebrand Factor (DakoCytomation, Carpinteria, CA) diluted 1:2000 as an endothelial cell marker. The sections were washed and re-probed with a goat secondary antibody coupled to Texas Red. The sections were coated with slowfade (Molecular probes, Eugene, OR) and imaged using a Leica LSM5 10 confocal microscope. Images were captured randomly from three sectors at 51 0X5 10 pixels resolution. Vessel density was quantified stereologically through a planimetric pointcount method using a 224-intersection point square reticulum. 17 2.3.c. Quantifying Apoptosis in Tumor Sections Tumor cryosections were processed for TUNEL staining using Texas Red labeled nucleotide per the manufacturer's instruction (Roche Diagnostics, Indianapolis, IN). The sections were coated with slowfade (Molecular probes), and imaged using a Leica LSM5 10 confocal microscope. Images were captured randomly from three sectors at 510X510 pixels resolution. Apoptosis was quantified through stereological approaches using a planimetric point-count method using a 224-intersection point square reticulum. 2.3.d. Analysis of Metastatic Nodes Liver and lungs were harvested from the animals at sacrifice and fixed inl 0% formaldehyde to check for metastasis. The tissues were paraffin embedded, and thin section slides were prepared for H&E staining. The slides were imaged with a Leica LSM5 10 confocal microscope using FITC and Rhodamine filters, and merged images were captured at a resolution of 51 0X5 10. Metastatic nodes were quantified by counting the number of yellow foci in each section. 18 Chapter 3. Results 3.1. Synthesis/Characterization of Nanocells 3.1.a. Synthesis/Characterization of Nanocores Covalently conjugating chemotherapeutic agents to polymers is an established method for obtaining efficient passive targeting to tumor. The use of small <100nm polymeric nanoparticles as drug delivery vehicles enables both prolonged circulation in vivo as well the preferential accumulation within tumor tissue via the enhanced permeation and retention (EPR) effect(30, 35). The EPR effect refers to the extravasation of macromolecules within tumor tissue in combination with inhibited clearance due to diminished tumor lymphatic function. Doxorubicin, one of the most commonly used anti-cancer agents, acts by inhibiting nucleic acid synthesis thereby inducing apoptosis in rapidly dividing cells(21, 36). Doxorubicin was first conjugated to the terminal hydroxyl end group of PLGA via an ester linkage (fig. 1a). This coupling has previously been shown to enable sustained release profiles without any significant burst effect.(37) Conjugation efficiency was determined by weighing a known amount of conjugate and dissolving it in dimethylsulfoxide (DMSO). The extent of conjugation was determined by measuring the absorbance of the solution at 480 nm (wavelength for doxorubicin absorbance). A standard curve of absorbance of a series of doxorubicin concentrations in DMSO was used to determine the doxorubicin amount in the conjugate (data not shown). The yield of the conjugation reaction was -90%. PLGA-DOX was formulated into nanocores by an emulsion-solvent evaporation method with PVA as a stabilizer of the emulsion. SEM measurements demonstrated a 19 heterogeneous size population of nanocores ranging from 70-200nm in diameter (fig. 1b). Nanocore size fractions were isolated by centrifugation at 8,000 rpm, 15,000 rpm, 20,000 and 22,000 rpm. Nanocores from the smallest size fractions were further extruded through a 100nm membrane. Light scattering measurements of extruded nanocores revealed an average diameter of 11 7nm (SE 9nm). Nanocores were found to aggregate soon after extrusion, so all particles were used within 2 hours of preparation. The amount of doxorubicin contained within the extruded fraction was determined by the ratio of absorbance at 480nm of the extruded fraction to the whole, and average yields were -30% of starting material. 3.1.b. Synthesis/Characterization of Lipid Vesicles Combretastatin A4 is a stilbene isolated from the South African tree Combretum caffrum that has been shown to prevent tubulin polymerization and induce vascular shutdown in tumors with little cytotoxic effect on quiescent endothelial cells(38). Combretastatin A4 has poor water solubility, and so its more hydrophilic prodrug combretastatin A4 disodium phosphate is most often used in clinical and experimental studies. The activities of both combretastatin A4 and its prodrug have been demonstrated to be comparable(39), so we utilized the hydrophobicity of combretastatin A4 to encapsulate the drug with high efficiency within the bilayer membrane of pegylated lipid vesicles. Combretastatin A4 was dissolved into choloroform with a mixture of PC:CHOL:DSPE-PEG (2:1:0.2 molar) lipids. After rehydration in distilled water, the lipid/drug mixture was extruded through a 200nm membrane to create unilamellar vesicles with the hydrophobic drug partitioned within the lipid bilayer. Average 20 liposome diameter was determined by particle sizing to be 188nm (SE 6nm). Encapsulation efficiency of combretastatin A4 was determined by passage of loaded liposomes through a PD-10 column containing Sephadex G-25 (Pharmacia Biotech) with UV monitoring of drug elution at 290nm. A standard curve of absorbance of a series of combretastatin A4 concentrations was used to determine the encapsulation efficiency (data not shown), with >85% of the drug encapsulated within the lipid vesicles. Lipid vesicles were used within 2 hours of preparation to minimize drug leakage. 3.1.c. Encapsulation of Nanocores within Lipid Vesicles Doxorubicin nanocores were encapsulated within combretastatin A4 lipid vesicles by the addition of concentrated nanocores to the lipid/drug rehydration buffer. Due to comparisons of the lipid vesicles and encapsulated nanocores with the plasma membrane and nucleus of living cells, we have coined the term 'nanocells' for these delivery vehicles. Nanocells were visualized by TEM (fig. l.c) in order to determine the nanocore encapsulation efficiency. On average, 55% of nanocores were encapsulated within lipid vesicles, and 80% of lipid vesicles were found to contain nanocores. 21 (A) 'LGA 5050 DL 4A 1. pNC, pyridine, CH2CI 2 2. Doxorubicin, DMF, TEA H3( CH3 OH3 200 nm o0o (C) Doxorubicin - PLGA conjugate Liquid phase separation & ultracentrifugation sizing (B) -------- P. Lipid membrane coating. Combretastatin partitioned into lipid phase. Figure 1. Synthesis of nanocells. A. Doxorubicin (DOX) is coupled to PLGA through an ester linkage as described. B. DOX-PLGA is formulated into nanocores as described and imaged via SEM. Small nanocore fractions are isolated by centrifugation and passaged through a 100nm membrane. C. Nanocores are encapsulated within combretastatin A4 containing lipid vesicles and sized by extrusion through a 200nm membrane. Nanocells are imaged by TEM. 22 3.2. Evaluation of the Therapeutic Benefit of Nanocells In order to determine the effect of nanocells on the cellular and vasculature components of solid tumor, a novel co-culture assay system was developed. B 16F10 mouse melanoma cells were stably transfected with YFP and were co-cultured with HUVECS on coverslips in a 12-well tissue culture format. After incubation with nanocells, all cells were stained with propidium iodide to label the nuclei red. Confocal imaging merging both FITC and rhodamine filters enabled the colorimetric distinction of endothelial and tumor cells with tumor cells fluorescing green and endothelial cells fluorescing red (fig 2a). Incubation separately with doxorubicin nanocores and combretastatin A4 lipid vesicles demonstrated near complete specificity of the two agents for tumor and vasculature respectively after 30 hours (figure 2a,b). Incubation with nanocells demonstrated comparable disruption of tumor and vasculature after 30 hours, however after 1.2hours only vasculature exhibited significant toxicity (fig 2b). This is expected due to both the sequential release of combretastatin A4 prior to doxorubicin nanocore exposure as well as the relatively fast action of combretastain A4 for disrupting tumor vasculature. A recent study has demonstrated almost complete vascular shutdown in MAC 15 orthotopic tumors in the presence of combretastatin A4 within only 4 hours(39). 23 a Control JU n A \ _...... LX Jo1 a I · 1 · omDretastatin ._._._ Control 12h Irr u n! an raw _. :: uoxoruFDcin .3U - Nanocell 12h Nanocell 30 h A IN (B) cn30 O20 0 10 L n Control NC Control NC 12 h ND Control NC Control NC 30 h 12 h ND 30 h Figure 2. In vitro efficacy of nanocells in a HUVEC/YFP-B 16F10 co-culture model. A. The confocol micrographs depict YFP-B 16F 10 melanoma cells in yellow while the vessel forming endothelial cells are red in color. The administration of doxorubicin nanocores (ND) causes the selective destruction of tumor cells at 30 hours, while incubation with combretastatin A4 lipid vesicles (LC) leads to the selective disruption of the endothelial cells. B. Graphs show the percent area covered by endothelial cells (light) and tumor cells (dark). Treatment with nanocells (NC) results in a rapid (< 12hrs) disruption of the endothelial network without affecting the density of tumor cells. Both tumor cells and endothelial cells show significant death by 30 hours. ***P<0.001 vs controls, ANOVA followed by Dunnets Post Hoc test. 24 Nanocells were next evaluated for their ability to disrupt tumor growth in vivo. Twenty-four C57/BL6 mice were subcutaneously injected with 3*105 YFP-Bl6F10 cells into the right flank on day 1. On day nine, 15 mice were selected for tumors nearest to an average volume of 150mm 3 and randomized into five treatment groups. Treatments were administered intravenously every other day in 100[tL sterile H2 0 and consisted of blank control, nanocores containing mg/kg doxorubicin, lipid vesicles containing 50mg/kg or 25mg/kg combretastatin A4, doxorubicin nanocores simultaneously with combretastatin A4 lipid vesicles, and nanocells. On day 14, all mice were sacrificed and tumor volume was measured (fig 3a.). While combretastatin A4 lipid vesicles and doxorubicin nanocores both demonstrated significantly reduced tumor size from control when delivered separately (50% and 58% respectively), the simultaneous administration of these two vehicles only showed a slight additive effect (66% from control). Treatment with nanocells, however, demonstrated a highly significant benefit over the additive treatment of the two agents with an 88% reduction in tumor size as compared to control. Further, measures of white blood cell (WBC) counts demonstrated that nanocells provided a decrease in systemic toxicity over all other treatment formulations. WBC counts after nanocell treatment were not significantly different from control, however all other treatment groups showed a significant decrease (P < 0.01, ANOVA followed by Dunnets Post Hoc). Inhibition of systemic toxicity may be explained by a preferential trapping of doxorubicin within the solid tumor after treatment with nanocells. 25 (A) Control LC ND LC+ND NC I 7500 - Control LC - ND LC + ND = E = 5000 =ontrol) NC . o E 1- LC) ND) 2500 LC + ND) NC) 0 9 10 11 12 13 14 Days (B) n E E 4 10 15 _14 3 0o 110 0 M1 0 CZ Control ND LC ND NC + LC 5 Control ND LC ND NC +LC Figure 3. Increased in vivo efficacy of nanocells. A. Injections every other day beginning nine days after subcutaneous tumor implantation with either doxorubicin nanocores (ND), combretastatin A4 lipid vesicles (LC), doxorubicin nanocores + combretastatin A4 lipid vesicles (LC + ND), or nanocells (NC) resulted in an inhibition of tumor size from control of 50%, 58%, 66% and 88% respectively 14 days post tumor implantation. The addition of nanocells provided a significantly greater inhibition of tumor growth compared to the additive inhibition of co-injecting LC and ND (P < 0.001, ANOVA). B. Differential white blood cell counts and hemoglobin levels at day 14 post tumor implantation. WBC counts did not differ significantly from control after nanocell treatment suggesting a preferential trapping of doxorubicin within the tumor. 26 The effect of nanocells on the vasculature and cellular components of solid tumor in vivo was determined by immunohistochemistry after animal sacrifice (figure 4a, 5a). Von Willebrand Factor antibody labeling indicated that doxorubicin nanocores did not significantly disrupt the tumor vasculature as compared to control. The administration of combretastatin A4 lipid vesicles, combretastatin A4 lipid vesicles and doxorubicin nanocores, and nanocells all exhibited similar vascular toxicity with 60% less new vessel formation from control (fig 4b). TUNEL staining was used to quanitify tumor cell apoptosis in histological samples taken from excised tumors. Combretastatin A4 lipid vesicles did not induce significant tumor cell apoptosis as compared to control. While the administration of doxorubicin nanocores and combretastatin A4 lipid vesicles simultaneously with doxorubicin nanocores exhibited a somewhat greater degree of tumor apoptosis than control, treatment with nanocells showed a highly synergistic effect related to increased tumor cell apoptosis (fig 5b). This effect may also be explained by the preferential trapping of doxorubicin within the tumor in nanocell treatment groups. Histological slides were taken from the lungs and liver to check for the presence of metastatic YFP-B 16F10 cells. Metastasis to both organs was over 80% less in nanocell formulations when compared to control, and significantly less than all other treatment formulations (fig 6a,b.). 27 Control Doxorubicin (ND) Combretastatin (LC) (A) LC + ND (B) I`C$ 40 Nanocell (NC) - 30 -* ?- 20 - C.) Qn ** , rn lU ., ** -1r ** 10 - cn au A II m - Control LC ND ND+LC NC Figure 4. Effect of nanocells on tumor vasculature at day 14 post implantation. Confocal imaging of vasculature (A) and stereological vessel density measurements (B) indicate that treatment with doxorubicin nanocores (ND) has no significant effect on the vasculature as compared to control. Combretastatin A4 lipid vesicles (LC), ND + LC and nanocells (NC) all had a similar reduction in vessel density of-60%. vs Control. ANOVA followed by Dunnets Post Hoc Test. 28 *P<0.05, **P<0.01 A \ tA) IL Control 41. 41+ IomnureUastati I' . lr~ {l IAl) 40 -e _l f lrT- (iNJ) I I I c 40 t A Nanocell (NC) LC + ND (B) oxorulcin - I -?n- * 420E.d l0., _ i Veh ND LC ND NC +LC Figure 5. Effect of nanocells on tumor cell apoptosis at day 14 post implantation. (A) Cells undergoing apoptosis are stained red as they are TUNEL positive. (B) Combretastatin A4 lipid vesicles (LC) did not induce significant apopotosis in tumor cells as compared to control. Doxorubicin nanocores (ND) and ND + LC induced comparable levels of tumor apoptosis while nanocells (LN) induced a significantly greater level of apoptosis than any of the other formulations. ***P<0.01, *P<0.05 vs control. ANOVA followed by Dunnets Post Hoc test 29 liver __ -- ·-- ,- 5.0Cn _ 0 o -r 7d 4 " 2.5- -r ._ .a...a · -. i-.- nI Control ND N . - I- - - -- - - - - ) _ - r I LC NC +LC %~~~I I I I ,_ 1i .I Control ND LC ND NC +LC Figure 6. The effect of nanocells on metastasis of tumor nodules to lungs and liver. Organ tissues were paraffin embedded, and thin section slides were prepared for H&E staining. The slides were imaged with a Leica LSM5 10 confocal microscope using FITC and Rhodamine filters, and merged images were captured at a resolution of 51 0X5 10. Metastatic nodes were quantified by counting the number of yellow foci in each section. The administration of nanocells (NC) prevented metastasis to both organs by over 80% from control and over 50% from all other treatment formulations. (P<0.01, ANOVA followed by Dunnets Post Hoc Test). ND: Doxorubicin Nanocores; LC: Combretastatin A4 Lipid Vesicles. 30 Chapter 4. Discussion We demonstrate here a novel nanodelivery system for achieving the delivery of two chemotherapeutic agents with different mechanisms of action and distinct release profiles. The delivery system consists of a 200nm diameter spherical lipid bilayer membrane surrounding a 100nm diameter polymeric nanocore. The parallels of such a system to a nucleus encapsulated within a plasma membrane have led us to term these vehicles 'nanocells.' Combretastatin A4, a tubulin-destabilizing and established antivascular agent, was encapsulated within the hydrophobic interior of the lipid membrane for release upon membrane fusion, membrane bursting, or cellular uptake of the nanocell(40). Doxorubicin, an established anti-cancer agent, was covalently linked to a PLGA polymeric nanocore by means of an ester linkage. The PLGA-DOX ester linkage has previously been demonstrated to enable sustained drug release, thus facilitating the prolonged release of doxorubicin after exposure of the nanocore(37). We demonstrated the sequential action of combretastatin A4 and doxorubicin after delivery via nanocells by means of a novel in vitro co-culture assay system. The specificity of combretastatin A4 for vasculature and doxorubicin for tumor was confirmed via this system. Nanocell treatment resulted in significant toxicity to vasculature within 12 hours, while toxicity to tumor cells was shown to take place over days. Intraveneous administration of nanocells in a subcutaneously implanted murine melanoma model confirmed the in vivo specificity of treatments for the vasculature and cellular components of tumor. While treatment with doxorubicin nanocores enabled significant tumor cell apoptosis in vivo, there was no disruption to tumor vasculature as compared to control. Lipid vesicles containing combretastatin A4 induced little apoptosis 31 in tumor cells, however they demonstrated significant disruption to tumor vasculature. The administration of these two agents in combination demonstrated only a small additive effect on tumor growth inhibition compared to the two agents delivered individually. Treatment with nanocells, however, resulted in significantly reduced tumor growth, reduced systemic toxicity, increased tumor cell apoptosis, and less liver and lung metastasis than all other treatment formulations used in this study. The increase in efficacy of this formulation over the additive treatment of doxorubicin nanocores and combretastatin A4 lipid vesicles demonstrates that there is a highly synergistic effect on tumor inhibition with nanocell treatment. We propose that this effect can be explained by the ability of nanocells to circumvent certain types of tumor micro-environment mediated drug resistance. Until recently, chemotherapeutic drug resistance has been almost exclusively defined in terms of cellular mechanisms by which genetically unstable tumor cells are selected for clones resistant to treatment. Recent findings have shown that the tumor microenvironment may also contribute significantly to drug resistance through non-cellular mechanisms(41). One such non-cellular mechanism of drug resistance with considerable impact on the field of anti-angiogenic cancer therapy is the formation of isolated regions of hypoxia resulting from the heterogeneous vascularization of solid tumor(42). Hypoxia is a double-edged sword, as not only are hypoxic cells less accessible to blood-borne chemotherapeutic agents, these cells have also been shown to release factors responsible for the promotion of tumor growth, angiogenesis, and metastasis(23, 43). Further, anti-angiogenic treatments may actually contribute to the promotion of tumor hypoxia through their effect on the tumor vasculature(24). Tumor cells that are 32 less vessel-dependent may be selected for over time with successful anti-angiogenic treatment(4 1), and subsequent anti-cancer therapy will be faced with hypoxia-induced drug resistance as well as a decreased tumor volume of distribution after intravenous administration(25). Current combination therapy regimens commonly consist of frequent dosing of anti-angiogenics interspersed with single large doses of anti-cancer agents(2 1, 22, 44). We theorized that a delivery system enabling the loading of an anti-cancer drug within vascularized regions of the tumor prior to blood vessel collapse would not only allow for greater access of drug within the tumor but also prevent the formation of new regions of hypoxia after anti-angiogenic treatment. Many of the therapeutic benefits of nanocells presented here support this hypothesis. Nanocell treatment promotes greater tumor apoptosis and significantly reduced tumor size than the addition of antiangiogenics and anti-cancer agents separately and in combination, suggesting the preferential uptake of doxorubicin within tumor after nanocell treatment. In addition, there are significantly fewer instances of liver and lung metastases after treatment with nanocells, and the degree of metastasis has previously been shown to correlate with the degree of hypoxia in solid tumor(43). A recent study has demonstrated that upregulation of hypoxia activates transcription of the met protooncogene, resulting in higher levels of Met tyrosine kinase, a high affinity receptor for hepatocyte growth factor (HGF). As a result HGF signaling is amplified, and tumor invasion and metastasis is increased(23). Vascular shutdown at the site of doxorubicin delivery may provide the added therapeutic benefit of trapping the drug within the tumor and thereby decreasing systemic toxicity as seen with WBC profiling. 33 The sequential effect of anti-angiogenics and anti-cancer agents achieved using nanocells could also be accomplished in several other ways. A delivery regimen could consist of the simultaneous delivery of a 'fast-homing' anti-cancer agent with a 'slowhoming' anti-vascular agent, or a 'fast-acting' anti-cancer agent with a 'slow-acting' antivascular agent. Drug administration could also be staggered to enable a similar effect. The delivery of multiple agents in this fashion may provide some benefit for circumventing hypoxia-mediated drug resistance, however we suggest that it is the spatial as well as the temporal component of nanocell drug delivery that increases the efficacy of the agents to the degree demonstrated. Using a single delivery vehicle enables the loading of cytotoxic agents at the precise site of blood vessel collapse, thus enabling a preferential trapping of drug within the tumor at regions most likely to become hypoxic. The delivery of multiple agents separately also offers less control over the pharmacokinetics of drug-drug interactions within the tumor, as well as difficulties with patient compliance and comfort common to the administration of multiple agents. Encapsulating drugs within nanocells provides the added benefits of sustained release from polymeric drug delivery vehicles, with further control over the kinetics of drug release available through alterations to the polymer chain length and the method of drugpolymer conjugation(34). In addition, an external pegylated lipid vesicle compartment enables both increased circulation times and the potential for tumor-specific ligandreceptor binding and uptake(40). 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